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Result of the ALCAPONE project: Identification of the best design for the assessment of drugs associated with upper gastrointestinal bleeding in the French National Healthcare System database (SNDS) Nicolas Thurin 1 , Régis Lassalle 1 , Patrick Blin 1 , Marine Pénichon 1 , Martijn Schuemie 3, 4 , Joshua J. Gagne 5 , Jeremy A. Rassen 5 , Jacques Benichou 7, 8 , Alain Weill 9 , Cécile Droz-Perroteau 1 , Nicholas Moore 1, 2 § Upper gastrointestinal bleeding (UGIB) is a serious medical emergency leading to death in about 10% of cases. § The French Nationwide Healthcare System database (SNDS) covers the overall French population from birth to death (66.6 million people). It includes individual pseudonymised information on all reimbursed healthcare expenditures, including drugs, and hospital discharges summaries. è Drug safety alert generation associated with UGIB may be achieved through the application of empirically validated and calibrated case-based methods in the SNDS. è The present work aims to identify the optimum design and settings for the identification of drugs associated with UGIB in the SNDS. 2020 European OHDSI Symposium Background Conclusions 1 Bordeaux PharmacoEpi, INSERM CIC1401, Université de Bordeaux, Bordeaux, France; 2 INSERM U1219, France; 3 Janssen Research and Development, Epidemiology Analytics 4 OHDSI, New York, NY, USA; 5 Division of Pharmacoepidemiology and Pharmacoeconomics, Department of Medicine, Brigham and Women’s Hospital and Harvard Medical School, Boston, MA, USA; 5 Aetion, Inc., New York, NY, USA; 7 CHU de Rouen, Rouen, France; 8 INSERM U1181; 9 Caisse Nationale de l’Assurance Maladie, Paris, France Methods § 156 057 UGIB cases were extracted from SNDS over 2009-2014. § Reference set adapted to the French market was constructed with § Positive controls: drugs with a known association with UGIB § Negative controls: drugs with no known association with UGIB Controls with a minimal detectable relative risk ≤1.30 in the relevant population were deemed detectable and kept. § 96 SCCS, 20 CC and 80 CP variants were used to measure association between drug controls and UGIB in a 1/10 th sample of the population (Table 1). § SCCS considering the first outcome occurrence, adjusting for multiple drugs and using a 30-day risk window showed the best performances for drug-related UGIB assessment in the SNDS. § Low systematic error seems to affect SCCS but protopathic bias and confounding by indication remained unaddressed issues. Visit www.bordeauxpharmacoepi.eu/communications and discover our overall communications § SCCS globally showed better performances than CC and CP with higher AUCs and lower MSEs (Figure 1). § Univariate regressions showed that high AUCs were achieved with SCCS using the first occurrence of the outcome, multiple drug adjustment and a 30-day fixed risk window starting at exposure (Table 2). § The best performing design variant in the 1/10 th sampled population considered the first occurrence of the outcome, a 30-day risk window, and only adjusted on multiple drug use. Results § The optimum design variant in the unsampled population led to an AUC of 0.84 and a MSE of 0.14. § Figure 2 shows that § 10 negative controls were significantly associated with UGIB; § 4 positive controls were not significantly associated with UGIB. § Derived empirical null distribution (supposed gaussian) had the following parameters: μ =0.12; σ =0.17. § Calibrating p-values (Figure 3) § 2 negative controls were still significant: sucralfate and scopolamine; § 9 positive controls moved from significant to non-significant: potassium chloride, prednisolone, indomethacin, ibuprofen, fenoprofen, nabumetone, fluoxetine, citalopram, sertraline. Figure 1. Area under the receiver operating characteristics curve (AUC) and mean square error (MSE) for the assessed variants in the 1/10 th sampled population § Performance of each design variants was assessed based on the area under the receiving operator curve (AUC), the mean square error (MSE). § Parameters that had major impact on results of the best performing approach were identified through logistic regression: § Dependent variable = probability that a variant had an AUC >70th percentile of the AUC distributions of the variants. § Independent covariates = parameters that were varied in the variant. § The variant with the best AUC and MSE was applied to the full unsampled UGIB population. § An empirical null distribution was derived from negative control estimates based on how often p < 0.05 while the null hypothesis was true, and used to calibrate p-value to take into account systematic and random error. 0.4 0.5 0.6 0.7 0.8 0.9 1.0 0.0 0.5 1.0 1.5 2.0 2.5 3.0 3.5 4.0 4.5 5.0 Case-control Self-controlled case series Case-population AUC MSE Performance Performance Case-control Self-controlled case series Case-population [email protected] Table 1. Description of design variants Approaches Self-controlled case series Case-Control Case-population Settings Outcomes to include: All occurrences / First occurrence Risk window: 30 days following dispensing / Overall period covered by dispensing Pre-exposure window: 0 day / 7 days / 30 days Age included into the model: Yes / No Seasonality included into the model: Yes / No All dispensed drugs included into the model (multiple drug use): Yes /No Outcomes to include: All occurrences / First occurrence Risk window: 7 days / 30 days / 60 days Lag periods: 0 day / 7 days / 15 days Controls matched per cases (on age and gender): Up to 2 / Up to 10 Outcomes to include: All occurrences / First occurrence Risk window: 7 days / 30 days / 60 days Lag periods: 0 day / 7 days / 15 days Approach Count data (per-user) / person-time Extrapolation of the aggregated data: Raw (no stratification) / Stratified on age and gender Measure of association Case-population Ratio / predicter Relative Risk Table 2. Univariate logistic regression analysis of self-controlled case series parameters influencing on the area under the receiver operating characteristics curve (AUC) in the 1/10 th sampled population Figure 3. Point estimates from the best performing variant Blue dots indicate negative controls. Yellow diamonds indicates positive controls. Figure 2. Point estimates of negative and positive controls for the optimum design variant. Estimates that are significantly different from 1 (p < 0.05) are marked in orange, others are marked in blue. Positive controls Negative controls Orange area have p<0.05 using calibrated p-value calculation. Estimates below the dashed line have p<0.05 using traditional p-value calculation. Standard Error Relative Risk Miconazole Sucralfate Scopolamine Lactulose Acarbose Rosiglitazone Pioglitazone Ergotamine, combinations excl. psycholeptics Sitagliptin Retinol Erythropoietin Simvastatin Griseofulvin Terbinafine Miconazole Oxybutynin Phenoxymethylpenicillin Nitrofurantoin Ketoconazole Lamivudine Entecavir Chlorambucil Goserelin Methocarbamol Lithium Potassium Clorazepate Temazepam Zopiclone Disulfiram Tinidazole Fluticasone Salmeterol Fluticasone Loratadine Ketotifen Fexofenadine Heparin Clopidogrel Prednisolone Clindamycin Indometacin Sulindac Etodolac Piroxicam Meloxicam Ibuprofen Naproxen Ketoprofen Fenoprofen Flurbiprofen Mefenamic acid Nabumetone Acetylsalicylic acid Fluoxetine Citalopram Sertraline Escitalopram Potassium chloride Variants with low AUC Variants with high AUC High vs. Low AUC p AUC of the univariate model n=59 n=37 OR [IC à 95%] Age 0.8375 0.51 Not included 30 (50.8) 18 (48.6) 1 Included 29 (49.2) 19 (51.4) 1.09 [0.48 - 2.48] Seasonality 0.8375 0.51 Not included 30 (50.8) 18 (48.6) 1 Included 29 (49.2) 19 (51.4) 1.09 [0.48 - 2.48] Outcome 0.0087 0.64 All occurrences 36 (61.0) 12 (32.4) 1 First occurrence 23 (39.0) 25 (67.6) 3.17 [1.34 - 7.50] Multiple drug use <0.0001 0.80 Not included 43 (72.9) 5 (13.5) 1 Included 16 (27.1) 32 (86.5) 15.58 [5.30 - 45.77] Pre-Exposure Window 0.1404 0.62 No 16 (27.1) 16 (43.2) 1 7 days 19 (32.2) 13 (35.1) 0.69 [0.26 - 1.86] 30 days 24 (40.7) 8 (21.6) 0.35 [0.12 - 0.99] Risk window <0.0001 0.73 Period of dispensing 40 (67.8) 8 (21.6) 1 30 days from dispensing first day 19 (32.2) 29 (78.4) 7.21 [2.80 - 18.54] AUC = area under the receiver operating characteristics curve; A high AUC was defined as an AUC≥0.75 § Calibration process reduced the number of false positives but increased the number of false negatives. § ALCAPONE showed that SCCS with optimum settings has the potential to generate accurate UGIB-related drug safety alerts from SNDS, including hypotheses on its possible population impact.

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Result of the ALCAPONE project: Identification of the best design for the assessment of drugs associated with upper gastrointestinal bleeding in the French National Healthcare System database (SNDS)Nicolas Thurin1, Régis Lassalle1, Patrick Blin1, Marine Pénichon1, Martijn Schuemie3, 4, Joshua J. Gagne5, Jeremy A. Rassen5, Jacques Benichou7, 8, Alain Weill9, Cécile Droz-Perroteau1, Nicholas Moore1, 2

§ Upper gastrointestinal bleeding (UGIB) is a serious medical emergencyleading to death in about 10% of cases.

§ The French Nationwide Healthcare System database (SNDS) covers theoverall French population from birth to death (66.6 million people). It includesindividual pseudonymised information on all reimbursed healthcareexpenditures, including drugs, and hospital discharges summaries.

è Drug safety alert generation associated with UGIB may be achieved through the application of empirically validated and calibrated case-based methods in the SNDS.

è The present work aims to identify the optimum design and settings for the identification of drugs associated with UGIB in the SNDS.

2020 European OHDSI Symposium

Background

Conclusions

1Bordeaux PharmacoEpi, INSERM CIC1401, Université de Bordeaux, Bordeaux, France; 2INSERM U1219, France; 3Janssen Research and Development, Epidemiology Analytics 4OHDSI, New York, NY, USA; 5Division of Pharmacoepidemiology and Pharmacoeconomics, Department of Medicine, Brigham and Women’s Hospital and Harvard Medical School, Boston, MA, USA; 5Aetion, Inc., New York, NY, USA; 7CHU de Rouen, Rouen, France; 8INSERM U1181; 9Caisse Nationale de l’Assurance Maladie, Paris, France

Methods§ 156 057 UGIB cases were extracted from SNDS over 2009-2014.

§ Reference set adapted to the French market was constructed with§ Positive controls: drugs with a known association with UGIB§ Negative controls: drugs with no known association with UGIBControls with a minimal detectable relative risk ≤1.30 in the relevant population were deemed detectable and kept.

§ 96 SCCS, 20 CC and 80 CP variants were used to measure association between drug controls and UGIB in a 1/10th sample of the population (Table 1).

§ SCCS considering the first outcome occurrence, adjusting formultiple drugs and using a 30-day risk window showed the bestperformances for drug-related UGIB assessment in the SNDS.

§ Low systematic error seems to affect SCCS but protopathic biasand confounding by indication remained unaddressed issues.

Visit www.bordeauxpharmacoepi.eu/communications and discover our overall communications

§ SCCS globally showed better performances than CC and CP with higher AUCs and lower MSEs (Figure 1).§ Univariate regressions showed that high AUCs were achieved with SCCS using the first occurrence of the

outcome, multiple drug adjustment and a 30-day fixed risk window starting at exposure (Table 2).§ The best performing design variant in the 1/10th sampled population considered the first occurrence of the

outcome, a 30-day risk window, and only adjusted on multiple drug use.

Results

§ The optimum design variant in theunsampled population led to an AUC of0.84 and a MSE of 0.14.

§ Figure 2 shows that§ 10 negative controls were significantly

associated with UGIB;§ 4 positive controls were not significantly

associated with UGIB.

§ Derived empirical null distribution(supposed gaussian) had the followingparameters: μ =0.12; σ =0.17.

§ Calibrating p-values (Figure 3)§ 2 negative controls were still significant:

sucralfate and scopolamine;§ 9 positive controls moved from

significant to non-significant: potassiumchloride, prednisolone, indomethacin,ibuprofen, fenoprofen, nabumetone,fluoxetine, citalopram, sertraline.

Figure 1. Area under the receiver operating characteristics curve (AUC) and mean square error (MSE) for the

assessed variants in the 1/10th sampled population

§ Performance of each design variants was assessed based on the area under the receiving operator curve (AUC), the mean square error (MSE).

§ Parameters that had major impact on results of the best performingapproach were identified through logistic regression:§ Dependent variable = probability that a variant had an AUC >70th percentile

of the AUC distributions of the variants.§ Independent covariates = parameters that were varied in the variant.

§ The variant with the best AUC and MSE was applied to the full unsampledUGIB population.

§ An empirical null distribution was derived from negative control estimatesbased on how often p < 0.05 while the null hypothesis was true, and used tocalibrate p-value to take into account systematic and random error.

0.4

0.5

0.6

0.7

0.8

0.9

1.0

AUC

0.0

0.5

1.0

1.5

2.0

2.5

3.0

3.5

4.0

4.5

5.0

MSE

Case-control Self-controlled case series Case-population

AUC MSE

Performance

Performance

Case-control Self-controlled case series Case-population

[email protected]

Table 1. Description of design variants

Approaches Self-controlled case series Case-Control Case-population

Setti

ngs

Outcomes to include: All occurrences / First occurrence Risk window: 30 days following dispensing / Overall period covered by dispensing Pre-exposure window: 0 day / 7 days / 30 days Age included into the model: Yes / No Seasonality included into the model: Yes / No All dispensed drugs included into the model (multiple drug use): Yes /No

Outcomes to include: All occurrences / First occurrence Risk window: 7 days / 30 days / 60 days Lag periods: 0 day / 7 days / 15 days Controls matched per cases (on age and gender): Up to 2 / Up to 10

Outcomes to include: All occurrences / First occurrence Risk window: 7 days / 30 days / 60 days Lag periods: 0 day / 7 days / 15 days Approach Count data (per-user) / person-time Extrapolation of the aggregated data: Raw (no stratification) / Stratified on age and gender Measure of association Case-population Ratio / predicter Relative Risk

Table 2. Univariate logistic regression analysis of self-controlled

case series parameters influencing on the area under the receiver

operating characteristics curve (AUC) in the 1/10th sampled

population

⇑ Figure 3. Point estimates from the best performing variant

Blue dots indicate negative controls. Yellow diamonds indicates

positive controls.

⇐ Figure 2. Point estimates of negative and positive controls for the

optimum design variant. Estimates that are significantly different

from 1 (p < 0.05) are marked in orange, others are marked in blue.

Positive controlsNegative controls

Orange area have p<0.05

using calibrated p-value

calculation.

Estimates below the dashed

line have p<0.05 using

traditional p-value calculation.

Stan

dard

Erro

r

Relative Risk

MiconazoleSucralfate

ScopolamineLactuloseAcarbose

RosiglitazonePioglitazone

Ergotamine, combinations excl. psycholeptics

SitagliptinRetinol

ErythropoietinSimvastatinGriseofulvinTerbinafineMiconazoleOxybutynin

Phenoxymethylpenicillin

NitrofurantoinKetoconazole

LamivudineEntecavir

ChlorambucilGoserelin

Methocarbamol

LithiumPotassium Clorazepate

TemazepamZopicloneDisulfiramTinidazole

FluticasoneSalmeterol

FluticasoneLoratadine

KetotifenFexofenadine

Heparin

Clopidogrel

Prednisolone

Clindamycin

Indometacin

Sulindac

Etodolac

Piroxicam

Meloxicam

Ibuprofen

Naproxen

Ketoprofen

Fenoprofen

Flurbiprofen

Mefenamic acid

Nabumetone

Acetylsalicylic acid

Fluoxetine

Citalopram

Sertraline

Escitalopram

Potassium chloride

Variants with

low AUC Variants with

high AUC High vs. Low AUC p

AUC of the univariate

model n=59 n=37 OR [IC à 95%] Age 0.8375 0.51 Not included 30 (50.8) 18 (48.6) 1 Included 29 (49.2) 19 (51.4) 1.09 [0.48 - 2.48]

Seasonality 0.8375 0.51 Not included 30 (50.8) 18 (48.6) 1 Included 29 (49.2) 19 (51.4) 1.09 [0.48 - 2.48]

Outcome 0.0087 0.64 All occurrences 36 (61.0) 12 (32.4) 1 First occurrence 23 (39.0) 25 (67.6) 3.17 [1.34 - 7.50]

Multiple drug use <0.0001 0.80 Not included 43 (72.9) 5 (13.5) 1 Included 16 (27.1) 32 (86.5) 15.58 [5.30 - 45.77]

Pre-Exposure Window 0.1404 0.62 No 16 (27.1) 16 (43.2) 1 7 days 19 (32.2) 13 (35.1) 0.69 [0.26 - 1.86] 30 days 24 (40.7) 8 (21.6) 0.35 [0.12 - 0.99]

Risk window <0.0001 0.73 Period of dispensing 40 (67.8) 8 (21.6) 1 30 days from dispensing first day 19 (32.2) 29 (78.4) 7.21 [2.80 - 18.54]

AUC = area under the receiver operating characteristics curve; A high AUC was defined as an AUC≥0.75 1 2

§ Calibration process reduced the number of false positives butincreased the number of false negatives.

§ ALCAPONE showed that SCCS with optimum settings has thepotential to generate accurate UGIB-related drug safety alerts fromSNDS, including hypotheses on its possible population impact.