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© IMEC, CEA-LETI Silicon Photonic IC Fabless Access Broker Support Action FP7 Grant Agreement 224232 Deliverable 3.1 Roadmap Y2 Due date of deliverable: June 30 2009, 2010 Actual submission date: April 19, 2010 Start date of project: 1 September 2008 Duration: 36 months Work package 3: Roadmap Project co-ordinator: Name: IMEC Contact person: Pieter DUMON Tel: +32 (0)9 264 3448 Fax: +32 (0)9 264 3593 E-mail: [email protected] Project website address: www.epixfab.eu/photonfab Project co-funded by the European Commission within the seventh framework programme Dissemination Level PU Public x PP Restricted to other programme participants (including Commission Services) RE Restricted to a group specified by the consortium (including the Commission Services) CO Confidential

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Page 1: Silicon Photonic IC Fabless Access Broker - UGentclaudia.intec.ugent.be/photonfab/documents/reports/D3.1.pdf · Silicon Photonic IC Fabless Access Broker Support Action ... RSoft

© IMEC, CEA-LETI

Silicon Photonic IC Fabless Access Broker

Support Action

FP7 Grant Agreement 224232

Deliverable 3.1 – Roadmap Y2

Due date of deliverable: June 30 2009, 2010

Actual submission date: April 19, 2010

Start date of project: 1 September 2008

Duration: 36 months

Work package 3: Roadmap

Project co-ordinator:

Name: IMEC

Contact person: Pieter DUMON

Tel: +32 (0)9 264 3448

Fax: +32 (0)9 264 3593

E-mail: [email protected]

Project website address: www.epixfab.eu/photonfab

Project co-funded by the European Commission within the seventh framework programme

Dissemination Level

PU Public x PP Restricted to other programme participants (including Commission Services) RE Restricted to a group specified by the consortium (including the Commission Services) CO Confidential

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PhotonFAB D3.1 Roadmap

© IMEC, CEA-LETI 2

April 2010

ROADMAP

FOR ACCESS TO SILICON PHOTONIC

TECHNOLOGIES

Contact: Pieter DUMON imec [email protected] Tel: +32-9-2643448

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PhotonFAB D3.1 Roadmap

© IMEC, CEA-LETI 3

Contents 1 Executive summary ............................................................................................................................... 5

2 Design .................................................................................................................................................... 7

2.1 Design automation availability and needs .................................................................................... 7

2.1.1 Design flow and software ..................................................................................................... 7

2.1.2 Design libraries ...................................................................................................................... 9

2.1.3 Known work in progress ..................................................................................................... 10

2.1.4 Identified user needs .......................................................................................................... 11

2.2 Training availability and needs ................................................................................................... 11

2.2.1 Current status ..................................................................................................................... 11

2.2.2 Identified needs .................................................................................................................. 12

2.3 Design service availability and needs .......................................................................................... 12

3 Process technology, MPW and manufacturing access ....................................................................... 13

3.1 Current state ............................................................................................................................... 13

3.2 Detailed description of MPW wafers providers for silicon photonics ........................................ 14

3.2.1 IMEC (www.imec.be) .......................................................................................................... 14

3.2.2 CEA-LETI (www-leti.cea.fr) .................................................................................................. 15

3.2.3 IME (http://www.ime.a-star.edu.sg) .................................................................................. 16

3.3 Other potential providers ........................................................................................................... 18

3.3.1 IHP ....................................................................................................................................... 18

3.3.2 VTT (www.vtt.fi) .................................................................................................................. 18

3.3.3 Austriamicrosystems (www.austriamicrosystems.com)..................................................... 20

3.3.4 STMicroelectronics .............................................................................................................. 21

3.4 Chip-scale services ...................................................................................................................... 21

3.4.1 Nanostructuring platform ................................................................................................... 22

3.4.2 AMO .................................................................................................................................... 22

3.4.3 VTT ...................................................................................................................................... 22

3.4.4 NTT ...................................................................................................................................... 23

3.4.5 US National Nanotechnology Infrastructure Network (NNIN) ............................................ 23

3.5 MPW service centers .................................................................................................................. 23

3.5.1 Europractice ........................................................................................................................ 23

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PhotonFAB D3.1 Roadmap

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3.5.2 CMP (Multi Project Circuits) ................................................................................................ 24

3.5.3 CMC ..................................................................................................................................... 24

3.5.4 MOSIS .................................................................................................................................. 24

3.6 Manufacturing ............................................................................................................................ 26

3.6.1 Current state ....................................................................................................................... 26

3.6.2 User needs .......................................................................................................................... 26

4 Packaging and test .............................................................................................................................. 28

4.1 Dicing, resizing ............................................................................................................................ 28

4.2 Packaging availability and needs................................................................................................. 28

4.2.1 Generic versus customized packaging ................................................................................ 28

4.2.2 Packaging providers ............................................................................................................ 29

4.2.3 Spot size convertors/interposers ........................................................................................ 32

4.3 Testing ......................................................................................................................................... 33

4.3.1 Current status ..................................................................................................................... 33

4.3.2 Identified needs .................................................................................................................. 33

5 Roadmap ............................................................................................................................................. 33

5.1 Technologies available for fabless prototyping .......................................................................... 34

5.2 Design .......................................................................................................................................... 36

5.3 Handling of small scale users ...................................................................................................... 37

5.4 Manufacturing ............................................................................................................................ 38

5.5 Test .............................................................................................................................................. 38

5.6 Wafer handling and packaging ................................................................................................... 39

5.7 Training ....................................................................................................................................... 39

ANNEX 1: Roadmap of technology introduction within ePIXfab ................................................................ 41

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PhotonFAB D3.1 Roadmap

© IMEC, CEA-LETI 5

1 Executive summary

This roadmap has the ambition to map out the available access to silicon photonics technologies,

products and services and identifies the future needs for access for fabless R&D actors and companies.

Based on input from supplier and user side, the possibilities to implement access to these technologies,

products and services to small fabless users are studied and advice is formulated.This work was

undertaken by the FP7 PhotonFAB project in order to obtain a better view on the future of access to

silicon photonics technologies, and to support the evolution of the ePIXfab service (www.epixfab.eu).

The domains covered in this roadmap are:

Technology for silicon photonic ICs, both wafer scale and sample scale.

Design automation, design kits and design services

Prototyping and manufacturing access: MPW, small volume and volume manufacturing

Post-processing, packaging and test approaches

The roadmap was composed based on:

input from a wide range of technology & service providers

input from users and potential users through an on-line questionnaire

feedback from the many contacts ePIXfab has with users, potential users and suppliers.

This roadmap aims to help to identify additional R&D needed on the supply chain to enable the

matching between customer needs and technology/service availability. With the roadmap as a

cornerstone, ePIXfab has can help drive investment decisions.

Based on this roadmap, PhotonFAB will also set out the future business plan for ePIXfab:

evolution of technology and services offered

evolution towards a self-sustainable operation at the current technology & service level

The main recommendations spanning 2010-2012 are:

- intensified collaboration is necessary between fabs, technology providers, software providers

and support centers aggregating demand of small customers.

- wafer test procedures and mechanisms should be established.

- circuit design automation as well as software interoperability should be improved by in order

to establish an advanced design flow.

- collaboration between ePIXfab and other support centers aggregating demand of small

customers must be investigated.

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PhotonFAB D3.1 Roadmap

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The rest of this document is structured as follows:

- Sections 2, 3 and 4 describe the available technologies and services and the needs in detail

- Section 5 gives an overview of the state of the art and roadmap

Abbreviations and codes

The following abbreviations are used in this document:

BEOL Back-End Of Line

FEOL Front-End Of Line

LVM Low Volume Manufacturing

MPW Multi Project Wafer

MtM More-than-Moore

NP Non-profit

PDK Process Design Kit

TSV Through Silicon Via

DRC Design Rule Checking

LVS Layout Versus Schematic

EM Electro-Magnetic

IP Intellectual Property

GDS Calma GDSII mask file format

EDA Electronic Design Automation

API ?

The following color codes are used:

Overview of tables

Table 1: overview of design software for silicon photonics ......................................................................... 8

Table 2: design flow components and current state .................................................................................... 9

Table 3: software for photonics design available from Europractice Software ........................................... 9

Table 4: overview of training availability .................................................................................................... 11

Table 5: technologies available in MPW ..................................................................................................... 34

Table 6: technologies without MPW access ............................................................................................... 35

Table 7: sample scale technologies with at least prototyping access ........................................................ 35

Table 8: availability of training .................................................................................................................... 40

Available

Early stage

Not available

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PhotonFAB D3.1 Roadmap

© IMEC, CEA-LETI 7

2 Design

2.1 Design automation availability and needs

2.1.1 Design flow and software

The current design flow is schematically shown in Figure 1, and an overview of available design software

is given in Table 1. A relatively simple flow is currently used with little interaction on the software level

between the different stages. Only a few vendors are working on a more integrated flow.

Figure 1: Current silicon photonic IC design flow

A more complete design flow is illustrated in Figure 2.

Figure 2: Future design flow

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PhotonFAB D3.1 Roadmap

© IMEC, CEA-LETI 8

An important step towards such more complete design flow is the interoperability of software tools

even from different vendors. Also, it is possible to support the construction of design kits for different

software with the same function only if there exists a way to write a design kit once and be supported

by different tools. Therefore:

o An commonly agreed upon API is necessary to link software tools

o A uniform way to define design kits and libraries is necessary

Area Type Software name Vendor

Simulation Electromagnetic

Fimmwave, Fimmprop, Crystalwave, OmniSim

FieldDesigner, OptoDesigner

OptiFDTD, OptiBPM

MEEP, MPB

CAMFR

BeamPROP, FullWAVE, BandSOLVE, GratingMOD,

DiffractMOD, ModePROP,

Photon Design

PhoeniX BV

OptiWave

MIT

UGent

RSoft

Opto-electronic Cladiss-2D

FieldDesigner TO/EO module

VPI ComponentMaker

Photon Design

PhoeniX BV

VPI Photonics

Optimization Kallistos

MOST

Photon Design

RSoft

Circuit PICWave

ASPIC

OptiSPICE

Photon Design

PhoeniX BV

OptiWave

Material Harold Photon Design

Process FlowDesigner PhoeniX BV

Layout Static CleWin

KLayout

PhoeniX BV

Freeware

Parametric MaskEngineer

DW-2000

IPKISS/PICAZZO

PhoeniX BV

Design Workshop

UGent

Verification DRC Calibre

DIVA, ASSURA

DW-2000 Photonic DRC

Mentor Graphics

Cadence

Design Workshop

FAB PDKs IMEC

LETI

IMEC

LETI

IP libraries UGent PICAZZO library UGent

Table 1: overview of design software for silicon photonics

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PhotonFAB D3.1 Roadmap

© IMEC, CEA-LETI 9

Table 2 gives a consolidated state of the art view on the design software:

Schematic design

Simulation EM simulation

Circuit simulation

Extraction

Layout Device layout

Place and route

Verification DRC

LVS

Fab PDKs

IP libraries

Table 2: design flow components and current state

Software availability from Europractice Software for academic R&D

PhoeniX BV MaskEngineer, FlowDesigner,

Optics Lite, Optics Advanced

Design Workshop DW-2000 Photonic Bundle

Cadence IC/Virtuoso

Mentor Graphics Calibre

Table 3: software for photonics design available from Europractice Software

2.1.2 Design libraries

Currently available are:

limited process design kits, with technology settings, design rules, DRC decks for common

software suites for IMEC and LETI technology

various closed design libraries from different R&D actors (e.g. UGent)

extensive generic component libraries (not technology-specific) in major design tools: PhoeniX

MaskEngineer, Design Workshop DW-2000

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2.1.3 Known work in progress

Two major R&D projects are working on design automation aspects:

FP7 HELIOS project:

o Integration of photonic design automation functionality with a Cadence-based design

methodology – development of an OpenAccess compliant software framework

definition

o Development of behavioural level simulation capabilities

o Linking behavioural level with EM simulation level capabilities

FP7 EuroPIC project:

o Development of a Photonic Design Automation API

Within EuroPIC, a Photonic Design Automation (PDA) API is under development for interoperability of

photonics specific design software tools. Any vendor making its software PDA compliant will be able to

interface more easily to tools and engines of others. The PDA covers physical design, layout and circuit

design. While EuroPIC focuses on InP photonic ICs, the problems solved are very similar to those of

silicon photonics

Within Helios, a PDA-OpenAccess interface is created that allows EDA tools to address photonic tools,

engines and libraries.

Vendors involved in this work are PhoeniX Software, Photon Design and Filarete in cooperation with

design companies, IC companies, major research institutes and academic partners.

Integration with EDA software

To enable addition of photonic functionality to an electronic IC design flow, photonics simulation, layout

and verification capabilities should be available from EDA tools:

Accessing photonic design libraries natively from Cadence Virtuoso, Tanner L-Edit, …

Addition of behavioural modeling capabilities to Verilog-A / VHDL-AMS type simulators (e.g.

Spectre)

Accessing photonics engines (EM simulation, layout generation,…) from EDA tools

The OpenAccess API is a EDA community effort to achieve improved interoperability between EDA tools

gaining significant momentum (e.g. Cadence switched to an OpenAccess design database and is

OpenAccess compliant). Therefore, the best path to EDA interoperability may be to make photonic

design tools and libraries OpenAccess compliant.

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2.1.4 Identified user needs

Users indicated needs for

having off the shelf devices ready for use instead of having to redesign them each time from scratch

element libraries with a well defined structure, suitable for incorporation in frameworks

circuit level design is necessary:

o to make it much easier for designers not specialized in (silicon) photonics to step in

o to shorten the design cycle and decrease the design effort

o to increase the chances for first-time-right

o to design more complex circuits.

integration with EDA software is necessary to lower the barriers for electronic IC designers.

2.2 Training availability and needs

2.2.1 Current status

Table 4 gives an overview of the training in silicon photonics available.

Subject Availability

Photonics basics From university programs worldwide

Silicon photonics tutorials ePIXfab

Design software training From the design software vendors

(PhoeniX, Design Workshop)

Silicon photonics technologies ePIXfab

MPW access and supply chain ePIXfab

Design flow and rules ePIXfab

Design training (hands-on) - CMC (Canadian universities)

Table 4: overview of training availability

In addition, work is in progress on new training initiatives:

PhotonFAB is working on a hands-on design extension to its course (fall 2010)

FP7 Helios is working on a silicon photonics training on technology, devices and applications.

This will be in the form of downloadable presentations.

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PhotonFAB D3.1 Roadmap

© IMEC, CEA-LETI 12

2.2.2 Identified needs

The PhotonFAB training courses held in October 2009 and March-April 2010 and other feedback clearly

indicate a (world-wide) need for training on access to silicon photonics technologies:

fabrication technology: a basic knowledge of wafer scale fabrication technology is necessary to

improve design capability and the chances for first-time-right. Currently this is partially covered

by the PhotonFAB training.

silicon photonics devices: especially for non-specialists, training on silicon photonics devices

(waveguides, filters, modulators, sources, detectors, fiber I/O ….) is necessary. Currently this is

partially covered by the PhotonFAB training

access: opportunities and procedures for fabless access to wafer and sample scale technologies.

This is covered by the PhotonFAB training

design basics and design rules: training is needed on basics and rules of chip layout as well as

optical design. Layout is currently covered by the PhotonFAB training

hands-on design: hands-on training on specific software and specific design kits for silicon

photonics, from optical design to layout.

2.3 Design service availability and needs

No commercial silicon photonics specific design services are currently available. Major R&D

actors currently act as design services providers, normally linked to a research activity

(component/application development) by that actor.

Several European photonic IC design service providers or product development companies are

active on the market, mainly in glass or III-V technologies.

An environment should be created in which silicon photonics-specific design houses should be

able to start up.

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PhotonFAB D3.1 Roadmap

© IMEC, CEA-LETI 13

3 Process technology, MPW and manufacturing access

3.1 Current state

In MPW and prototyping, three types of service centers are discriminated:

MPW providers for silicon photonics – these offer silicon photonics today on wafer scale

(Inter)national MPW centers - some of them are broadening their scope to MEMS, photonics

and other technologies, and provide additional services to specific target groups.

Sample scale prototyping centers – these offer silicon photonics today on sample scale and can

be complementary to wafer scale centers.

On silicon photonics fabrication activities, apart from university small clean rooms, there are not many

players:

Asia: IME with fab service in Singapore, NTT with ebeam facility for own use in Japan, no real

fab in China

US: A small open fab service at Cornell University, BAE with own projects, no support of the

government for an access such as ePIXfab.

Europe: ePIXfab with LETI and IMEC, IHP starting a silicon photonics activity in Germany,

austriamicrosystems starting activity in the HELIOS project

So the public offer on silicon photonics MPW is based on IMEC, LETI and IME technology.

The technologies offered are passive and active device processes.

Design support is labour-intensive, given the design flow deficiencies outline above. A limited

PDK is available.

ePIXfab also offers training to its MPW service, put in place by the PhotonFAB project.

Both MPW centers offer also devices developed by the research institutes (ePIXfab: IMEC, CEA-

LETI; IME).

Major (inter)national MPW centers can offer silicon photonics MPW through the current MPW centers:

CMC offers ePIXfab MPW to its Canadian academic customers already.

Other centers such as Europractice, CMP and MOSIS serve are broadening their scope and could

serve European/US academia specifically.

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© IMEC, CEA-LETI 14

Centers for prototyping devices on individual chips (e-beam based): NanoPIX (U. StAndrews, Glasgow

U.), AMO (Germany), Cornell nanofabrication center (US), NRC nanofabrication center (Canada), NTT-

ATN (Japan).

These are offering prototyping of individual devices or small scale circuits to academic or

industrial users, in various modes of operation from very research-like to more foundry-like.

Therefore, they offer a faster turn-around and more flexibility than the wafer scale centers.

The technologies have a higher resolution than what the MPW centers can offer, however the

level of total process stack complexity that can be supported is much less.

3.2 Detailed description of MPW wafers providers for silicon photonics

3.2.1 IMEC (www.imec.be)

IMEC is running a 200mm pilot line with advanced silicon fab tools including 193nm DUV lithography

capable of down to 90nm printing. The fab is running 24/7 with dedicated operation and support teams

and is used for R&D and manufacturing of MtM technologies (specialized electronics, MEMS, photonics).

IMEC has a standardized silicon photonics process now available and offered in ePIXfab MPW with the

following characteristics:

200mm SOI 220nm Si / 2000nm BOX

‘FC’ module (70nm etch) for vertical fiber I/O and passives

‘WG’ module (220nm etch) for ultra-compact passives

Options: top oxide, substrate thinning to 250um, dicing (internal or subcontracted)

Process modules in development include:

advanced passives: high-efficiency fiber I/O

active devices (implant)

route for integration with electronics

These modules will be available from IMEC’s CMORE service starting 2010. Availability in ePIXfab will be

evaluated in 2010.

IMEC’s silicon photonics PDK includes:

mask design rules

mask design guidelines

settings for layout software (Cadence, MaskEngineer, DW2000)

DRC settings for Calibre and DW2000

Template masks

Available standard masks

Example cells

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© IMEC, CEA-LETI 15

Additional services offered by IMEC:

CMORE platform: custom process development for MtM technologies and small-volume

manufacturing capability

Design support by INTEC photonics research group (bilateral or funded project)

The short term roadmap of technology introduction within ePIXfab is given in Annex 2

3.2.2 CEA-LETI (www-leti.cea.fr)

LETI is running a 200mm pilot line with advanced silicon fab tools including 193nm DUV lithography

capable of down to 100 nm printing. The fab is running in five shifts with almost continuous operation

with dedicated operation and support teams and is used for R&D of microtechnologies.

LETI used processes developed in past silicon photonics project and standard process steps used in

microelectronics. These steps are offered in ePIXfab MPW with the following characteristics:

200mm SOI wafer with ranging Si thickness from 50 to 400nm on 2000nm BOX

Partial etching of Si for vertical fiber I/O and rib passives

Full etching of Si for ultra-compact passives

Amorphous silicon deposition at low temperature, doped or non doped polysilicon at high

temperature

Epitaxy of Si or Ge in full sheet or in cavity.

Oxide deposition

CMP

Implantation of Boron and Phosphorus with RTP annealing

Metal deposition and etching

These process steps allow most of the photonic devices ( passives, modulators, Ge photodetectors)

Process modules in development include:

Thin metallization for heaters

Si nanocristals (NL application)

Route for integration with electronics

Availability in ePIXfab is under discussion and depends on the user’s request.

LETI’s silicon photonics PDK includes:

mask design rules for multilevel design

mask design guidelines

Example cells

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© IMEC, CEA-LETI 16

DRC settings for Cadence

Available standard masks for FC

Additional services offered by LETI:

Custom process development and small-volume manufacturing capability

The short term roadmap of technology introduction within ePIXfab is given in Annex 2

3.2.3 IME (http://www.ime.a-star.edu.sg)

The Institute of Microelectronics (IME) is a member of the Agency for Science, Technology and Research

(A*STAR) in Singapore. Established in 1991, the mission is to be a world class research institute in

advancing microelectronics technology. R&D at IME covers the semiconductor technology chain,

integrated circuit design, wafer fabrication process technology, packaging and assembly, and reliability

testing and analysis. In terms of personnel, IME employs around 250 staff, and also 150 students from

universities, polytechnics and junior colleges attached to the Institute every year.

IME's Silicon Photonics MPW Prototyping offers high-end fabrication at a cost affordable to research

groups and companies, for prototyping and small volume fabrication (<100 Wafers/Month run rate).

IME provides access to CMOS devices technology Platform (0.13 m and above) and Silicon-

Microphotonics technology platform.

The technology offer is:

200 mm Silicon-on-Insulator wafer: typically, 220nm top silicon, 2000nm buried oxide. 300 mm

wafer size available in 2012

248nm deep UV lithography with PSM Mask. 193nm (Available by mid of 2011).

IME's Silicon Photonics Platform is based on 248 nm deep UV lithography supporting a wide range of

submicron photonic devices and structures: passive structures from isolated strip waveguides to dense

photonic crystal structures, active structures through Ge and SiGe epitaxial growth, and high-quality SOI

as a substrate. The technologies are based on whatever developed through either 1-to-1 RD effort or

MPW service outcome.

3.2.3.1 MPW Service:

Shared Prototyping: Participation in the Shared Prototyping will be announced typically three

times per year. The users will share the cost of prototyping effort and have the option to use

either IME's or their own design which is within the technical specifications for each of the

announcements.

Customised Prototyping: This service is intended for user whose requirements are beyond the

timeline and technical specifications of a particular announcement.

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© IMEC, CEA-LETI 17

The cost structure is somehow different from ePIXfab.

S/N Cost component Cost in Euros

1 Substrate (per wafer) 500 and above

2 Mask Area (per mm²) 40

3 Wafer Processing (per mm²) 80 and above

4 Administration 500

IME has Standardized Process Module and Integration as well as device library for both passives and

actives.

About 1 month is needed to compile requests from different requesters (for experienced users, based

on available design rules, discussions, GDS review and confirmation), assuming typical users size is 4-5

per call.

As for ePIXfab, the major concern for offering MPW access through MPW service is non-standardized

request on needed devices from various customers.

3.2.3.2 Other services

Packaging technologies

Application-specific photonic packaging is available, as well as RF opto-electronic component packaging

up to 10G.

CMOS IC (above 90nm) can be packaged in sample volumes

Design software:

The main types of design softwares (Electromagnetic simulation, Multiphysics, circuit simulation, layout,

schematic and verification) are available in the different IME labs.

Design services

ASIC and photonic IC design capabilities are available through different IME groups.

For IP blocks, a Basic Devices Library is available, and IME is also working with customers based on their

specific design (but compatible with IME’ process module and integration).

IME is working with major commercial foundries on process technology transfer. Co-design on

integration is possible if customers need special process support to implement device concept.

Training

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Training on technology , software and design are available on request.

3.3 Other potential providers

3.3.1 IHP

IHP (Frankfurt am Oder) is an R&D institute offering a range of specialty technologies, especially high-

speed SiGe BiCMOS. Part of IHP’s revenue is made on manufacturing.

Technology

IHP has a certified 200mm manufacturing line with 0.25um, 0.18um printing capability with 248nm DUV

lithography. Over the last years, and in the context of the FP7 Helios project, IHP developed a set of

processes for passive silicon photonics devices in 220nm thick SOI: relatively loss waveguides and fiber

couplers. IHP has the capability to develop front-end integration of such silicon photonics structures

with high-speed BiCMOS.

MPW, design, testing

IHP is currently offering MPW into its BiCMOS technologies through Europractice. IHP has extensive

expertise in the development and offering of design kits as well as in wafer and device test approaches

and implementation.

3.3.2 VTT (www.vtt.fi)

VTT offers its services on a commercial basis, but also carries out some scientific research on a non-

commercial basis. VTT as a whole is a not-for-profit organisation, but uses commercial pricing for fee-

based services. VTT's offering is open to both academic and industrial customers.

The current offer is R&D and commercial production in the Micronova clean room facility. The main

focus is on 150 mm silicon wafer processing for MEMS sensors, MEMS resonators, IC, nanoelectronics,

RF electronics, integrated passive devices, superconductors, imaging detectors, silicon photonics,

microfluidics, Fabry-Perot interferometers, heterogeneous integration etc.

In the medium term, MPW-type operation can be considered if enough users can be found (3 yrs).

Technical offering will shift towards 3D integration concepts (1-3 yrs). More processes should be

available for 200 mm wafers, depending on customer requests (3 yrs).

3.3.2.1 Process description

In the photonic domain, a standard fabrication processes for fabricating 2-10 µm thick SOI rib

waveguides and related waveguide components is available. Default process steps include

stepper/contact lithography, two Si etch steps, surface smoothing, cladding deposition, oxide etch

(cladding/BOX), and SiN AR coating of waveguide facets. Optional, but commonly used process steps are

metal deposition & patterning (Mo, Al, Au etc.), additional Si or oxide etch steps, thermo compression

bonding of optoelectronics on SOI.

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A variety of standard processes are available for other applications and devices: MEMS sensors, MEMS

resonators, IC, nanoelectronics, RF electronics, integrated passive devices, superconductors, imaging

detectors, microfluidics, Fabry-Perot interferometers, heterogeneous integration etc. The processing

capacity of the clean room is about 30 000 wafers/year.

More details about the process steps and the facilities can be found on

http://www.vtt.fi/research/technology/cleanroom_services.jsp and

http://www.vtt.fi/research/technology/micro_and_nanophotonics.jsp

As far as design rules are concerned, some design rules can be provided, but there is no single set of

design rules that would cover all available processes and devices. If a MPW concept would be

introduced for a certain set of processes and devices then a dedicated set of design rules can be

prepared. This could be easily done e.g. for the processing of 2-10 µm thick SOI rib waveguides, for the

hybrid integration of nanophotonic chips, optoelectronics etc. on those platforms, and for packaging the

resulting optoelectronic modules. In some other cases it can take significant effort to prepare the design

kit for MPW access

MPW access

The pricing structure can be adopted to support MPW processing. However, the number of users for a

given process must be sufficiently high to obtain cost benefits from the MPW concept.

In general, the processing is made on wafer-level. Basic research and prototyping is sometimes simpler

on chip-level, as is commonly done in academic fabs. However, the MPW concept could ease basic

research and prototyping also on wafer level. Micronova facility supports the entire micro-nano

innovation chain from basic research to small/medium scale manufacturing. The processes available in

Micronova include not only mature processes, but also experimental processes that are continuosly

developed and created. Similarly, the devices fabricated in Micronova range from emerging

technologies and novel devices to commercial products. The envisioned MPW service could also range

from mature processes and devices to highly experimental ones.

Some public funding could be needed to initiate the MPW service and to enable especially the first SMEs

and academic groups to use the service. VTT is currently cooperating with MPW services such as

Europractice and CMP

Manufacturing capability

Based on the product prototypes developed with the wafer level processes in Micronova one can

immediately start small volume manufacturing. The shift from single wafer processing to batch

processing is trivial as many processing tools readily offer cassette to cassette operation.

Shifting from small to medium/large volume manufacturing is also possible in Micronova. Depending on

the volume it might be necessary to upgrade certain process tools for higher throughput, but this is no

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limitation. The maximum processing capacity of the Micronova clean room facility depends on the

processed devices, but it should be at least 30 000 wafers/year.

3.3.2.2 Other services

Design software:

The most popular types of design softwares (RF & Optics simulation, Multiphysics, analog and digital

circuit simulation, layout of photonic integrated circuits, schematic and verification) are available.

Design services

Complicated photonic integrated circuits can be designed with in-house design software that supports

hierarchical and fully parameterised design, numerical layout optimisation, arbitrary shapes and GDSII

export. A large library of existing elements is available. Electronic IC (analog, digital, mixed-mode) such

as DA and AD converters, neural networks, clocking circuits and sensor readout electronics can be

designed .

VTT is already working with external fabs like AMS, ST, UMC and TSMC.

Training

Even if training is not VTT's primary service offering, training on technology, software and design are

available on request.

3.3.3 Austriamicrosystems (www.austriamicrosystems.com)

3.3.3.1 Process

Austriamicrosystems is running a CMOS based manufacturing, SMIF fab. Different processes are now

available: 0.35µm CMOS, HV-CMOS, SiGe & EEPROM.

MPW service is established since several years and is offered as standard foundry access service with

e.g. 16 shuttle starting dates for 0.35µm technologies in 2010. Austriamicrosystems is currently

cooperating with the following MPW services: CMP-TIMA (Grenoble, FR), Fraunhofer IIS (Erlangen, GER),

MOSIS (Marina Del Ray, CA, USA). The MPW submission date is 1 week prior AMS MPW start date

The manufacturing capabilities are adapted either to prototyping through MPW service (see

http://asic.austriamicrosystems.com/cot/mpw/MPW_Shuttle_Pricelist_2010.pdf), small volumes (6

engineering wafers) or larger volumes (25 wafer batch MOQ)

The indicative price of MPW is 810 € per mm² in 0.35µm CMOS

The PDK is made available through the High Performance Interface Tool Kit (HIT-Kit) consisting of

software programs and libraries which contain full frontend (symbol, schematic, simulation model) and

backend (placement outlines, full layout) information for the development of digital, analog and mixed

signal circuits in a Cadence Design Systems, Mentor Graphics or Synopsys CAE design environment.

Pricing is available on http://asic.austriamicrosystems.com/hitkit/hk400/index.html

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3.3.3.2 Other services

Packaging technologies

IC packaging: Almost any common used plastic & ceramic packages possible: CABGA, epTQFP, epTSSOP,

LQFP, MQUAD, MSOP, P2_QFP, PDIP, PLCC, PQFP, QFN, SOIC, SSOP ,TQFP, TSSOP, CCC, CDI, CLCC, CPGA,

CQFP_5, CSOIC. Only ceramic assembly in house, plastic assembly established via external co-operations

No photonic packaging available

Design software:

Multiphysics design is available with COMSOL. Other design tools (circuit simulation, layout and

schematic of devices, core cells, IO cells, rule checks) are included in the HIT Kit.

Design services

ASIC design capabilities No design services at foundry interface, 3rd party design services with

external partners (design house), ASIC design service with product business units

IP block design capabilities Only for ASIC customers

Specific IP blocks available http://www.austriamicrosystems.com/eng/Products/Full-Service-

Foundry/Foundry-IPs/IP-Block-List

Training

Software HIT-Kit trainings offered to customers:

http://asic.austriamicrosystems.com/hitkit/training.html

Design Technology specific trainings on demand

3 days training held at austriamicrosystems, but can on request held on-site at customer

3.3.4 STMicroelectronics

STMicroelectronics has been working on silicon photonics in the frame of several EU funded projects

such as PICMOS and WADIMOS. STMicroelectronics is already giving access to advanced CMOS and

BiCMOS technology nodes through MPW services such as CMP (http://cmp.imag.fr/). Even if silicon

photonics processes are not available yet at ST, this technology is considered as attractive for the future.

Thus, ST is willing to contribute to the next version of the access roadmap.

3.4 Chip-scale services

E-beam lithography may be used for patterning high-resolution structures with a rapid turn-around for

R&D. E-beam works with small fields on individual samples. This may complements the wafer-scale,

large-field, slower turn-around technologies offered by ePIXfab and may be organized as a post-

processing service.

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3.4.1 Nanostructuring platform

http://www.nanophotonics.eu

E-beam lithography may be used for patterning high-resolution structures with a rapid turn-around for

R&D. E-beam works with small fields on individual samples. This may complements the wafer-scale,

large-field, slower turn-around technologies offered by ePIXfab and may be organized as a post-

processing service. See the nanostructuring platform : http://www.nanophotonics.eu

3.4.2 AMO

http://www.amo.de

AMO fabricates active and passive silicon photonic devices with e-beam lithography technology.

AMO is running a CMOS-compatible Silicon processing line in a class 10 to class 1000 cleanroom. High-

end fabrication equipment for semiconductor technology is operated in a flexible way to enable quick

process changes and unconventional solutions.

AMO is using processes developed in past silicon photonics projects. These steps are offered in ePIXfab

with the following characteristics:

SOI wafer or single chip processing ranging from 20x20 mm² up to full 6”. (Standard processes

for 200 nm up to 340 nm SOI thickness available)

High-Resolution Electron Beam Lithography with proximity correction for excellent CD control

and accuracy (positive and negative tone resist processing available).

Strip- and Rip waveguide technology and highly accurate Photonic Crystal patterning processes

available.

Experience in the fabrication of passive nanophotonic devices.

Grating Couplers and Mode Size Converters available

Implantation of Boron and Arsenic with RTP annealing for active devices available (already

demonstrated for modulator devices)

AMO currently offers a foundry service for passive devices. Typical volume ranges from 1 up to 5 chips

per order. AMO currently intensifies it´s effort in the field of silicon nanophotonics in a number of

research projects. Additional advanced process modules are expected to be available by the end of

2010. AMO provides access to these technology solutions and currently sets up design rules that will be

available soon.

3.4.3 VTT

Sample-scale technologies concern post process and packaging. The capacity ranges from hundreds to

tens of thousands of samples per batch, depending on sample and process type. Sample or chip scale

processes are mainly used to complement wafer scale processing. Examples are hybrid integration (flip-

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chip), wire bonding and packaging (see below). Some of these processes are used commercially, while

others can be very experimental.

Wafers processed either in Micronova or elsewhere can be diced into chips and post-processed or

packaged in Micronova. Chips can be bonded either on chips or on wafers. Both chip and wafer scale

packaging concepts are available (hermetic sealing, TSVs etc.). Collaboration with external fabs can be

used to access wafer-scale processes for fabricating e.g. nanophotonics or advanced ICs. These can be

integrated with the devices processed in Micronova either on wafer scale or on chip scale. However,

transferring wafers between fabs can be limited by the different wafer sizes.

3.4.4 NTT

http://www.keytech.ntt-at.co.jp/nano/index_e.html

NTT Advanced Technology (NTT-AT) Nanofabrication corporation offers an e-beam silicon waveguide

fabrication service since 2007.

The technology offered is:

silicon wire waveguides with 400nmx220nm core size

5mmx5mm writing area

spot-size convertors to couple to fiber with low losses

Customers sign a NDA, design the circuits, and specify metrology. Fabrication is done by NTT-ATN,

optical functions or performance is not guaranteed. Access was open to Japanese domestic customers

only, but after communication with NTT ePIXfab customers can now also gain access.

3.4.5 US National Nanotechnology Infrastructure Network (NNIN)

http://www.nnin.org/

The NNIN coordinates a set of nanofabrication sites that offer world-class facilities, including e-beam

writing, at Cornell (CNF), Stanford (SNF), Georgia Tech (NRC) and other sites. These centers offer hands-

on access for external and internal researchers to use the tools at the center to do nanofabrication

work, with support of highly skilled staff.

These centers operate not in service mode for external fabless customers. However, for instance in the

Cornell Nanoscale Facility there are a number of independent fabrication consultants, highly skilled on

the tools, that can perform service activities on CNF tools for customers. For US and world-wide

researchers, these facilities may be an option complementary to wafer scale fabrication of larger and

more complex ICs.

3.5 MPW service centers

3.5.1 Europractice

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Europractice offers electronic ASIC prototyping and small volumes to academic and industrial

customers:

Wide portfolio incl. digital, analog, mixed-signal and power technologies from IHP,

Austriamicrosystems, On SEMI, TSMC and UMC.

Since 2007, it has expanded its offer to MEMS (MEMSCap, Tronics).

Europractice software offers EDA software distributions and design kits

Since 2007-2008, photonics specific software packages were added to the Europractice Software set,

from PhoeniX and from Design Workshop. This allows academic silicon photonics designers to get low-

cost licenses.

Europractice is currently extending its offer to other technologies, e.g. MEMS, and to emerging

technologies. Offering IMEC silicon photonics MPW by Europractice to European academic researchers

is under investigation.

3.5.2 CMP (Multi Project Circuits)

CMP is a broker in ICs and MEMS for prototyping and low volume production. Circuits are fabricated for

universities, research laboratories and industrial companies.

Advanced industrial technologies are available in CMOS, BiCMOS, SiGe BiCMOS, P-HEMT E/D GaAs, etc..

CMP distributes and supports several CAD software tools for both industrial companies and universities.

3.5.3 CMC

CMC delivers the following ePIXfab-related products and services, primarily to Canadian academic

customers:

access to ePIXfab MPW runs

a silicon nanophotonics graduate course that includes prototyping of student designs through

ePIXfab

design kit and software (dw-2000)

engineering support

CMC facilitates research access to design environments, fabrication services and test equipment,

enabling researchers to design, realize and verify their photonics concepts. For researchers, the

opportunity to fabricate a design validates theories, guides further work and raises the credibility of the

research in publications. Proof-of-concept prototypes help move research toward a product stage, and

are increasingly pre-requisites to attract investment in new technologies.

As such, CMC acts as a broker for ePIXfab to Canadian academic customers today.

3.5.4 MOSIS

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MOSIS is the first of all MPW services and has practically enabled the foundry model. It is running as a

not-for-profit entity within the University of Southern California. MOSIS is running entirely on revenue

from companies needing prototyping and low volume manufacturing. This makes low-cost access for

academic users possible, in a number of cases even at zero cost for educational programs and non-

funded faculty. The commercial users MOSIS serves need volumes smaller than the minimum volumes

the foundries will take.

MOSIS is building collaborations with other MPW centers and world-wide initiatives to offer new and

emerging technologies. In this way a world-wide customer base can be served for such limited use

technologies. MOSIS is also actively looking into photonics and silicon photonics.

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3.6 Manufacturing

3.6.1 Current state

Low volume manufacturing for industrial customers is currently offered by a few actors only:

IMEC, CEA-LETI, and AMO (chip-scale manufacturing).

A number of industrial foundries do have technologies available in which certain types of silicon

photonic ICs can be designed, but which are not (readily) accessible for MPW or small

customers: Freescale, Chartered. Dedicated photonic technologies do not exist yet in industrial

foundries.

The major research centers are ideally placed to guide customers from low volume

manufacturing at the research centers to volume manufacturing in a larger foundry.

o TSMC and IMEC have set up an Innovation Incubation Alliance, in which IMEC serves

small customers and emerging technologies, and volume customers can be moved more

smoothly to TSMC.

o This is only for large volumes (millions of devices/yr)

3.6.2 User needs

Currently, only a few direct requests for manufacturing capability have been identified/received. The

volumes corresponding to this are not yet of interest to commercial foundries and can be handled by

research centers.

However, any contact with potential industrial end users of silicon photonics indicated that supply chain

availability, including manufacturing capability is of prime importance.

Three types of future manufacturing needs can be identified based on the volume:

A number of industrial applications will always run on very low volumes (a few wafer batches

per year) that can only be served by volume aggregators offering MPW and LVM, e.g. space

applications, high energy physics, specialty ASICs, …

A wide class of applications will have sufficient volume to run through LVM aggregators and

cannot live with MPW only, but will not reach the volume requirements of 1000s of wafers

requirements of foundries.

A smaller number of applications, e.g. in health care, will have sufficient volume to be served by

foundries directly.

First fabless applications are entering the market or are in an R&D stage currently (2009-2010). In order

to serve the wide range of applications without sufficient volume projections to be served by foundries

directly, it seems important that during 2010-2012 LVM capability is deployed through aggregators (for

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very small volumes) or through research institutes (imec, LETI) for somewhat larger volumes or

dedicated processes.

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4 Packaging and test

4.1 Dicing, resizing

Many providers exist which have been working for a long time with wafer foundries.

Dicing without creating optical facets is a standard technology and is usually done by the fab or

subcontracted to a specialized company (e.g. HCM, …).

For silicon PICs, scribing of optical facets, either during the dicing process or afterwards, would be

beneficial, relieving the PIC user from this difficult and time-consuming job.

One can mention for example:

Gamberini located near Grenoble, specialized in dicing (www.microelectronics-sc.com) :

o Dicing wafer from 300mm

o Dicing wafer into chips

o Thinning chips down to mini 150µm

o Dicing glass, SiC, quartz

o Mounting and connecting chips with ball or wedge bonding

Laser Rhône Alpes, located near Grenoble, specialized in laser cutting (http://www.laser-rhone-

alpes.com/en.php)

o resizing wafer from 300mm to smaller flexible shapes (round, hexagons, etc…)

o Polishing of the edges and formation of notch or flat

o Thinning chips down to mini 150µm

4.2 Packaging availability and needs

Since silicon photonics manufacturing at industrial level is still in its infancy, there is no existing

packaging provider offering standard packaging solutions for such chips.

4.2.1 Generic versus customized packaging

A number of companies are identified that have the capability to develop and offer fiber array pigtailing

technology and services for si PICs. In addition, a sufficiently wide range of fiber array mount products is

available from various vendors.

Photonic packaging is currently mostly application and customer specific. For low-volume prototyping of

silicon photonic ICs with multiple fiber pinout, this is difficult to sustain. However, systems R&D needs

packaged components even in very low volume. A generic packaging approach that can support

prototyping for a wider range of applications and customers can be a solution.

The packaging services may therefore evolve along the following lines:

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Develop and offer a small set of generic packaging technologies for prototyping silicon PICs

within a certain pinout range. This allows the NRE costs to be shared over many users and

devices. Uniform design rules with respect to packaging can be distributed to the IC designers

and pricing schemes can be set up.

Continue to optimize or custom develop packaging technologies for volume manufacturing of

devices or for prototyping devices with pinouts that cannot be (economically) handled with a

generic package technology.

4.2.2 Packaging providers

Several packaging providers (industrial providers of optoelectronic packaging of institutes developing

packaging solutions) have been identified

4.2.2.1 ePIXpack

The consortium ePIXpack is a provider of advanced packaging technologies, serving clients with small

scale packaging and assembly needs. ePIXpack offers packaging services for Si PICs. Two kinds of service

are available. There are bespoke packages precisely tailored to the client’s PIC. Bespoke packages and

pigtailing solutions offer high performance and quality of qualified standards, but are costly (costs can

easily exceed the price of the component by an order of magnitude). On the other hand, ePIXpack offers

more generic and cost effective packaging approaches, in particular for Si PICs. Such solutions have been

developed in close cooperation with ePIXfab. The generic packages are based on v-groove fiber array

pigtailing solutions that realize multiple optical i/o via grating couplers. Generic solutions are particularly

useful for testbed implementations. There is a continuous joint effort of ePIXfab and ePIXpack to

improve and extend the existing generic Si PIC packaging solutions.

4.2.2.2 VTT (www.vtt.fi)

The current packaging offer concerns flip-chip integration by using either solder bumps or Au-Au thermo

compression bonding, wafer bonding and fiber pigtailing for prototypes by attaching separate V-groove

arrays into optical chips with sub-µm alignment accuracy.

Fiber pigtailing:

Optical coupling from (to) the 2–10 µm thick SOI rib waveguides to (from) optoelectronics and

nanophotonic chips, such as the chips offered by ePIXfab, can be readily implemented by hybrid

integrating the other chips on SOI with sub-µm alignment accuracy. Au-Au thermo compression bonding

is a standard process that only requires Au contact pads on the chips that are bonded on SOI. The

thermal contact to the SOI substrate is so good that also high-power optoelectronics can be integrated

on SOI. The main focus is on optical coupling solutions that support an ultra-wide bandwidth (e.g. from

1.3 to 1.6 µm wavelength)

In the medium term, the plan is to develop a generic fiber pigtailing concept that enables low-loss fiber

pigtailing of SOI waveguide chips in larger volumes and with low cost. This concept could be applied also

to optoelectronics and nanophotonic chips, such as the chips offered by ePIXfab, by first hybrid

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integrating those chips on VTT's SOI platform and by then applying the generic fiber pigtailing concept.

Additional developments concern hybrid integration options that solve the optical coupling to very small

optical modes, surface-active devices (PDs, VCSELs), devices that don't have Au contact pads, devices

that require very fast control electronics (>>10 Gb/s).

The technological offer will also evolve towards flip-chip integration with low-T solders and higher

throughput (1-3 yrs), bonding of various different wafers (1-3 yrs), wafer-level packaging and chip-on-

wafer encapsulation (1-3 yrs) and fiber pigtailing for volume production (1-3 yrs)

Specific fiber pigtailing and hybrid integration concepts can be developed based on the specific needs of

a customer, or for a group of MPW service users.

Component packaging

RF lines integrated on SOI presently support at least 10 Gb/s data, but even faster RF lines will be

developed. Through-silicon vias (TSVs) supporting RF operation up to 100 GHz are being developed. VTT

is developing silicon-based packaging concepts for optoelectronic RF modules. These aim to offer wafer-

level and chip-on-wafer packaging options with TSVs, fiber pigtails, hermetic sealing, fully-automated

assembly and very low packaging costs.

VTT offers mature LTCC-based packaging concepts for optoelectronics that are particularly well suited

for multi mode optics.

IC packaging with (or without) SOI platform is also available: IC chips can be hybrid integrated on the 2–

10 µm SOI waveguide platform where they can be used to control optoelectronics that is integrated on

the same platform.

Sample volumes from hundreds to tens of thousands of samples per batch can be handled, depending

on sample and packaging type:

The LTCC-based packaging of optoelectronics is very mature, but mainly used for multi mode

optics.

Some RF line, TSV technologies and fiber pigtailing are readily available, but these are being

developed further.

Silicon-based packaging concepts are being developed for optoelectronic RF modules.

Major concerns related to MPW service

Au-Au thermo compression bonding requires Au contact pads on the chips that are hybrid integrated on

VTT's SOI platform. The bonded chips should also have AR coating to prevent reflections from the

waveguide end facets.

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Introducing a MPW service or a similar multi-user packaging service at VTT requires a sufficient number

of users. Some public funding could be needed to initiate the service and to enable especially the first

SMEs and academic groups to use the service.

Cost sharing is only possible if multiple users are interested in the same process. This could happen quite

naturally if VTT would offer packaging or hybrid integration service for the users of the ePIXfab.

4.2.2.3 Linkra – Teleoptix (www.teleoptix.com)

Linkra - Teleoptix does not have fab technologies capabilities and does not plan to offer/endeavour in

this kind of aspect.

Linkra – Teleoptix is specialized in fiber pigtailing/connection for RF opto-electronic components. Several

packaging technologies are currently available as application-specific approach (“gold box approach”). In

the next years (2-3 years from now) the company plans to move toward a generic packaging approach

for a wide variety of packaging type.

RF optoelectronic packaging is available for O/E components up to 40Gbit/s as well as for IC packaging

either at DC and up to 40 Gbit/s (i.e. TIAs up to 40Gbit/s). ICs can be handled at chip/die level. Following

stage of die attach and optical fiber alignment are performed using state-of-the art tools and machines.

Technology is currently mature, at production level. Several (hundreds) pcs per month can be handled

for internal manufacturing.

Concerns when collaborating with external entities for R&D activities regard the time-allocation of tools

and machines in production line. Cost sharing of innovative R&D projects/packaging activities can be

envisioned upon a clear view of potential opportunity and market for the specific case (i.e., component,

subsystems, etc…)

4.2.2.4 Acreo (www.acreo.se)

Acreo is a contract R&D company in the field of electronics, optics and communication technology.

Optoelectronics packaging technologies have been developed for two main application fields: image

sensors and telecommunications.

Packaging solutions include RF design, silicon microbench fabrication (eg. V-grooves, alignment features,

…) as well as hybrid integration processes of optoelectronic chips (Indium and Gold-Tin flip-chip

bonding). Fiber pigtailing equipment for MMF and SMF are available.

Small volumes up to several hundreds of pieces/month can be handled.

Additional packaging technologies such as hermetic packaging, vacuum packaging, anisotropic

conductive films are also available as well as specific processes for bio applications (eg. functionalization,

PDMS-based microfluidics).

Cost sharing can be considered if enough users can share standardized packaging processes (which is

not the case for the time being, because packaging is often specific to each application.

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4.2.3 Spot size convertors/interposers

Spot size convertors chips (interposers) are chips made in a refractive index contrast in between that of

fiber and Silicon PICs. The interposer can connect well with a suitably designed Si waveguide spot at one

end and a fiber at the other end. Potentially, the total insertion loss can be lower than with a direct

fiber-silicon IC connection.

When designed as a submount IC, the interposer may also carry other devices, such as electrodes or

controller ICs.

Three technologies can be identified that could serve this:

Silica-on-silicon, potentially available e.g. from NTT.

TriPLeX, available from LioniX.

Hydex, potentially available from Infinera.

4.2.3.1 TriPLeX/LioniX

LioniX offers a foundry service on the TriPLeX material, a medium to high index contrast material

system. TriPLeX allows for IR and VIS applications, and coupling to fiber is easier than for Si PICs. In

addition, TriPLeX waveguides can be designed so that they can be matched with well-designed SOI I/O

waveguide spots. Therefore, the material may be very relevant to silicon for making spot size

convertors or interposers. Technical viability of this is not yet confirmed.

4.2.3.2 Hydex/Infinera

Hydex is a proprietary material of Infinera (acquired Little Optics) and is used for their in-house needs as

a systems company. Infinera does not currently offer a foundry or ASIC supplier service on this material.

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4.3 Testing

4.3.1 Current status

Two areas are discriminated:

o wafer test by fabs to monitor and ensure process quality

o wafer or sample test by users

Availability of wafer test for fabs can be summarized as:

o no standards are available

o no wafer test services are available

o wafer test concepts are available, a lot of work has been done on fiber I/O from and to the chip

by various actors (UGent/imec, CEA-LETI, NTT, IBM, Cornell,…)

o a number of actors have developed or are developing test tools and procedures in-house:

Luxtera, CEA-LETI, imec, University of Washington

o test devices are included on designs submitted to imec MPW, but not monitored by the fab yet.

For wafer or sample test by users:

o Wafer test tools would be handy for optimization and parameter scanning purposes. A number

of approaches are in development (see fabs)

o University labs usually have all the experience and tools necessary for sample tests, as this is

very specific

o A number of approaches are in development to enable system level experiments with packaged

components, e.g. gPack packaging by ePIXfab-ePIXpack.

4.3.2 Identified needs

There is a great need for predefined component libraries (see design) and some level of specification on

processes also in MPW. Process monitoring is a prerequisite to develop this. Therefore, a number of

actions should be taken as soon as possible (2010-2012):

o development of standardized photonic test structures and reference data

o wafer scale photonic metrology tools and procedures

New users entering the field need support on building measurement setups. ePIXfab partially supports

this.

5 Roadmap

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Given the feedback received from providers and users, it is for the time being difficult to build a

roadmap beyond 2-3 years. This mid to long term evolution will be addressed in future versions of the

roadmap.

5.1 Technologies available for fabless prototyping

Current technologies with MPW access for a fabless public include modules for passive devices, active

devices based on implants and Ge epitaxy and metallization; all in thin (100-400nm) SOI. Active device

processes are currently offered only in a flexible mode in which the designer has freedom to choose

process parameters. Standardization of this access is currently (2010) difficult. The providers are ePIXfab

(IMEC, LETI) and IME (Table 5).

Provider Technology Type of access Future

extensions

ePIXfab-IMEC - Thin SOI 220nm, 200mm

- Passive device processes, standardized

- Litho: 193nm DUV

MPW. LVM High-efficiency

I/O (2011)

Active devices,

3D integration

with electronic

IC (type of

access

undecided)

ePIXfab-LETI - Thin SOI 100-400nm, 200mm

- Standardized: Passive device in 220nm SOI

- Flexible: SOI 100-400nm

passive

active implant & metal

Ge epitaxy

- Litho: 193nm and 248nm DUV

MPW, LVM Heaters (2010)

3D integration

with electronic

IC (type of

access

undecided)

IME - Thin SOI, typ. 220nm

- Passive , active implant & metal, Ge epitaxy.

- Litho: 248nm DUV

MPW, LVM 193nm DUV

and 300mm

(2011)

Table 5: technologies available in MPW

A number of technologies exist with currently no MPW access but which may be of interest for

prototyping access to a wider public (Table 6).

A number of sample scale technologies exist with at least prototyping access (Table 7). These

technologies can be complementary to wafer scale technologies for rapid device prototyping and design

kit development.

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Provider Technology Type of access Evolution

IHP Thin SOI 220nm 200mm, passive device processes with

potential for front-end integration with high-speed SiGe

BiCMOS

N/A Collaboration

with epixFAB

to be

investigated

VTT, NRC Thick SOI 150mm R&D,

manufacturing

Collaboration

with epixFAB

to be

investigated

Freescale, BAE Si photonics front-end integrated with 0.13um CMOS,

200mm

Manufacturing Collaboration

with epixFAB

to be

investigated

Table 6: technologies without MPW access

Provider Technology Type of access Evolution

Nanostructuring

Platform

Thin SOI 220nm samples, e-beam lithography

Passive devices, metallization, underetch

R&D,

Prototyping

Collaboration

with epixFAB

ongoing

AMO Thin SOI 220nm samples, e-beam and nano-imprint

lithography

Passive devices

Prototyping,

LVM

Collaboration

with epixFAB

to be

investigated

NTT-AT Thin SOI 220nm samples, e-beam lithography

Passive devices, fiber I/O

Prototyping Collaboration

with epixFAB

to be

investigated

Table 7: sample scale technologies with at least prototyping access

Evolution 2010-2012

Based on the current situation described, PhotonFAB will investigate in the future, the potential,

desirability and viability of:

access to IHP technology

collaboration with AMO, Nanostructuring platform and NTT.

standardization of access to current active device technologies and co-existence of flexible

access

collaboration between ePIXfab and IME

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access to future IMEC active device technologies.

access to 3D integration technologies

the need for MPW/prototyping access to thick SOI technologies

Those strategic collaborations or evolutions will be commonly decided with the Steering Committee and

the Advisory Board. Technologies with a positive outcome of this evaluation will be considered in the

business plan of ePIXfab at the earliest mid 2011. Actual offering will depend on finding adequate

funding or generated revenue.

5.2 Design

The current design flow for silicon photonic IC’s is made by and for photonics and physics engineers and

scientists and is extended by PhotonFAB and other actors to support wafer scale prototyping (Figure 1).

Software and training is available from the vendors directly. For academic users, Europractice

Software offers a comprehensive set of photonic design packages already.

An early design kit is available for the ePIXfab and IME MPW services.

The major barriers for design of silicon photonics ICs today are:

lack of basic cell (building block) libraries

no integration with EDA tools for electronic IC designers

immature and incomplete circuit simulation and schematic capabilities

little circuit-level verification capabilities

Evolution 2010-2012

Design by circuit and systems engineers in collaboration with application engineers should be

enabled, for which the ground work needs to be laid 2010-2012

the design flow must be completed (Figure 2, Table 2), in particular with circuit level design,

simulation and verification

interoperability between the tools in the design flow and between tools of different vendrs

must be improved by development of a common standard supported by a broad industry

platform.

The foundries should develop advanced process design kits supporting the implementation

of schematics, layout, simulation and verification for the available foundry technologies.

This can of course only be done for fixed and standardized technologies.

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interoperability with EDA tools is necessary to enable use of photonic modules by

engineers trained on electronic design

The FP7 EuroPIC and Helios R&D projects are working on the above described topics, first results

can be expected end 2010 and coming available as soon as 2011.

Collaboration between ePIXfab and Europractice Software on software and design kit

distribution for academic customers will be intensified in 2010-2011.

No commercial design services for silicon photonics are available today. The developments

described above should enable the start-up of such services starting 2011-2012.

5.3 Handling of small scale users

Academic R&D

World-wide academic users are currently served by ePIXfab and IME. Canadian academic users are

served by CMC in collaboration with ePIXfab. Design assistance is offered by IMEC, LETI and IME in an

R&D context.

Intensified collaboration between ePIXfab and other IC service providers, in particular Europractice, for

serving academic R&D needs may be beneficial. PhotonFAB will explore this starting mid-2010.

Fabless SMEs

Emerging technology exploration and very small volume prototyping by SMEs is supported by ePIXfab on

a at reasonable business effort basis. Any access for fabless SMEs beyond this (low volume

manufacturing, process development and optimization, design services) is handled by IMEC or LETI

directly.

Larger companies

Technology exploration and prototyping by larger companies is handled by IMEC or LETI directly.

Future handling of low volume users

PhotonFAB will investigate how these fabless SMEs as well as larger companies with small volume use

can be handled better in the future, especially for those volumes that even IMEC or LETI will not

consider to serve on a bilateral basis.

Evolution 2010-2012

1. The MPW centers need to move towards

finding a balance between offering a standardized generic process and flexibility for R&D.

offering advanced PDKs

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being better integrated with the rest of the food chain.

2. Training efforts need to be continued and intensified, to reduce the total cost of design and to

increase technology uptake by students and researchers in their later jobs

3. For academic R&D, an improved integration between MPW centers and e-beam device

prototyping centers is beneficial, offering two advantages for patterning on samples predefined

through MPW:

rapid turn-around time for prototyping and testing individual devices

higher resolution patterning of small areas on fabricated

5.4 Manufacturing

Low volume manufacturing of silicon photonics is available from IMEC, LETI and IME. These research

institutes have agreements and contacts with commercial fabs and foundries to transfer customers and

technologies for volumes or projected volumes above certain limits.

Currently, there are no commercial fabs with silicon photonics technologies that offer both volume

manufacturing access and MPW. The few technologies available in volume (Freescale, Chartered) are

not available in MPW. No other fabs have no silicon photonics processes

Industrial photonic IC technologies can develop as the application demonstrators mature and a few

high-volume applications are identified. There is a large mismatch between ‘high-volume’ in the

electronics semiconductor industry and the typical volume of current photonics applications however.

Evolution 2010-2012

Based on the available data and above considerations, one can expect that:

A few volume foundries will serve dedicated customers in dedicated or CMOS technologies

(Luxtera, Lightwire, SiFotonics)

Major research centers with small series production capability (~10k-1M components/year)

will step in on the shorter term to serve smaller fabless users on platform processes as well

as larger companies with technologies built to specification.

5.5 Test Lab-scale test procedures and facilities on bare chips are well developed for academic R&D. For fabs and

foundries however, there are currently no established tools, methodologies and standards to test and

monitor silicon photonic device wafers. In order to support circuit-level R&D, enhanced low volume

manufacturing and transfer to volume fabs, further R&D on this is needed:

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- development of standards/agreements of metrology of test structures that can serve as

process characterization and monitoring reference data. Both the methodology as well as

the actual structures should be investigated)

- development of wafer probe tools for silicon photonic wafers. A number of proprietary tools

for private use have been built by a number of actors.

PhotonFAB will help convince the actors in this to further invest in test infrastructure and standards.

First methodological application of wafer tests for silicon photonics by fabs can be expected in 2011.

5.6 Wafer handling and packaging

Many companies are offering packaging technology and services, but no established technology for

silicon photonics is available today. For R&D and prototyping purposes, a number of approaches are

available from R&D actors.

As packaging photonic devices for real products is very application-specific, it is impossible to drive

developments from a central actor as ePIXfab. However, ePIXfab is collaborating with ePIXpack to define

generic packaging technologies that can be used as a testbed for demonstration purposes of silicon

photonic ICs in system R&D. During 2010, design rules will be defined for the approach ‘gPack’ that has

been developed in 2007-2008. For easier adapting between fibers and silicon photonic circuits,

subassembly benches or interposers in a different material/technology may be used. A number of

technologies may be suitable for such an interposer/subassembly bench, in particular those with a

variable refractive index contrast, in particular the dielectric platforms TriPLeX (foundry service available

from LioniX) and Hydex (Infinera, no foundry service available). No such devices for silicon photonics

have been demonstrated yet.

For wafer sawing and other wafer handling, multiple companies are available that offer dicing and laser

cutting services. IMEC and LETI outsource these activities as deemed necessary to manage their supply

chain in a good way.

Evolution 2010-2012

A number of early solutions are available today for R&D purposes and use of them can start

from 2010

The packaging companies and research institutes should be brought together to think about

strategies and standardization.

5.7 Training

Basic training for silicon photonics is available, with training on technology and fabless access set up by

PhotonFAB during 2008-2010 (Table 8). Hands-on design training has been identified as a major need

and is being setup by PhotonFAB during 2010. Such training has already been setup by CMC for

Canadian universities in 2008-2009. The FP7 Helios project is also setting up training on silicon photonics

in general.

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Subject Availability

Photonics basics From university programs worldwide

Silicon photonics tutorials ePIXfab

Design software training From the design software vendors

Silicon photonics technologies ePIXfab

MPW access and supply chain ePIXfab

Design flow and rules ePIXfab

Design training (hands-on) - ePIXfab starting fall 2010

- CMC (Canadian universities)

Table 8: availability of training

Evolution 2010-2012

Training is fractionally in place and new parts are in development.

As a number of actors are offering or developing parts of the training chain, cooperation

between the actors is necessary to rationalize the training offer and implement a full chain.

A first full training chain (by obtaining training from multiple sources) can be in place by mid

2011.

To keep this up to date and extend towards advanced design training, funding must be found

towards 2011-2012.

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41 PhotonFAB - Deliverable 3.1

ANNEX 1: Roadmap of technology introduction within ePIXfab Call Sept

2008

IMEC03

January

2009

LETI03

June

2009

IMEC04

Nov

2009

IMEC05

Jan

2010

LETI04

May

2010

IMEC06

June

2010

LETI05

Nov

2010

IMEC07

January

2010

LETI06

May

2011

IMEC08

June

2011

LETI07

SOI 220nm/2µ

m BOX

Var Si

/2µm BOX

220nm/2µ

m BOX

Var Si

/2µm BOX

220nm/2µ

m BOX

Var Si

/2µm BOX

Fiber coupler

waveguide

aSi or polySi

Si or Ge epitaxy

B or P implantation

with anneal

CMP

Silicide

Heater

Metallization

Cladding SiO2

New processes No Yes No No No No Yes Yes users Yes SiOx??

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42 PhotonFAB - Deliverable 3.1

Dicing

Design rules Improved

PDK,

standardiz

ation

Improved

PDK,

standardiz

ation

Improved

design

rules, mask

fab, DRC,

cost

calculation

Improvem

ent upon

user’s

recommen

dations

Improvem

ent upon

user’s

recommen

dations

Improvem

ent upon

user’s

recomman

dations