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Rambøll A/S Technical background report April 2015 Smålandsfarvandet Offshore Wind Farm Baseline and Impact Assessment in Relation to Marine Mammals Technical background report

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Page 1: Smålandsfarvandet Offshore Wind Farm - Naturstyrelsen€¦ · Figure 6-6 Maximum range at which a porpoise could hear a wind farm at different wind speeds. Gravity base, jacket and

Rambøll A/S

Technical background report

April 2015

Smålandsfarvandet Offshore Wind

Farm

Baseline and Impact Assessment in Relation to

Marine Mammals

Technical background report

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This proposal has been prepared under the DHI Business Management System

certified by DNV to comply with ISO 9001 (Quality Management)

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DHI • Agern Alle 5 • DK-2970 Hørsholm • Denmark Telephone: +45 4516 9200 • Telefax: +45 4516 9292 • [email protected] • www.dhigroup.com

Smålandsfarvandet Offshore Wind

Farm

Baseline and Impact Assessment in Relation to Marine Mammals

Technical background report

Prepared for Rambøll A/S

Represented by Claus Fischer Jensen

Project manager Mary S. Wisz

Authors Mary S. Wisz, Henriette Schack, Monika Kosecka, Irmina Plichta

Quality supervisor Frank Thomsen

DHI Project number 11814614-4

Approval date 17 April 2015

Revision 6

Classification Confidential

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The attached report provides the results from a combined effort with Ramboll and NIRAS being responsible for the acoustic modelling, and NIRAS responsible for the calculations applying the new methodology following the recommendations of the Danish expert group. DHI and NIRAS compiled the impact assessment based on the numbers produced by the NIRAS team.

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CONTENTS

1 Executive summary ..................................................................................................... 1

2 Introduction ................................................................................................................. 3

3 Project description ...................................................................................................... 5

4 Methodology ................................................................................................................ 7 4.1 Baseline methodology .................................................................................................................... 7 4.2 Impact assessment methodology .................................................................................................. 7 4.3 Acoustic monitoring and data analysis .......................................................................................... 8 4.3.1 Acoustic monitoring ........................................................................................................................ 8 4.3.2 Visual observations ...................................................................................................................... 12

5 Baseline conditions .................................................................................................. 13 5.1 Harbour porpoise ......................................................................................................................... 13 5.1.1 Biology ......................................................................................................................................... 13 5.1.2 Protection status .......................................................................................................................... 15 5.1.3 Distribution and abundance in Danish waters ............................................................................. 16 5.1.4 Distribution and abundance at Smålandsfarvandet ..................................................................... 23 5.1.5 Importance of Smålandsfarvandet area for porpoises ................................................................. 31 5.2 White-beaked dolphin .................................................................................................................. 31 5.3 Harbour seal ................................................................................................................................. 31 5.3.1 Biology ......................................................................................................................................... 31 5.3.2 Protection status .......................................................................................................................... 32 5.3.3 Distribution and abundance in Danish waters ............................................................................. 33 5.3.4 Distribution and abundance at Smålandsfarvandet ..................................................................... 35 5.3.5 Ecological importance of the Smålandsfarvandet offshore wind farm area ................................ 36 5.4 Grey seal ...................................................................................................................................... 36 5.4.1 Biology ......................................................................................................................................... 36 5.4.2 General distribution and abundance in Danish waters ................................................................ 37 5.4.3 Distribution and abundance at Smålandsfarvandet ..................................................................... 37 5.4.4 Ecological importance of the Smålandsfarvandet offshore wind farm area ................................ 37

6 Impact Assessment during construction, operation and decommissioning

phase .......................................................................................................................... 39 6.1 Definitions of zones of impact ...................................................................................................... 39 6.2 Impact assessment during construction ...................................................................................... 41 6.2.1 Likely effects on marine mammals ............................................................................................... 41 6.2.2 Estimation of potential effects on marine mammals .................................................................... 45 6.2.3 Assessment of the significance of impacts during construction .................................................. 50 6.3 Impact assessment during the operation phase .......................................................................... 53 6.3.1 Likely effects on marine mammals ............................................................................................... 53 6.3.2 Estimation of potential effects on marine mammals .................................................................... 57 6.3.3 Assessment of the significance of impacts during operation ....................................................... 59 6.4 Impact assessment during decommissioning .............................................................................. 60 6.4.1 Likely effects on marine mammals ............................................................................................... 60 6.4.2 Estimation of potential effects on marine mammals .................................................................... 61 6.4.3 Assessment of the significance of impacts during decommissioning .......................................... 62

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ii ROGC-S-RA-000066 6 Smålandsfarvandet Marine Mammals

7 Cumulative Impacts .................................................................................................. 63 7.1 Existing pressures........................................................................................................................ 63 7.1.1 By-catch ....................................................................................................................................... 63 7.1.2 Eutrophication .............................................................................................................................. 63 7.1.3 Contaminants ............................................................................................................................... 63 7.1.4 Shipping ....................................................................................................................................... 64 7.2 Other planned projects ................................................................................................................ 64

8 Natura 2000 ............................................................................................................... 65 8.1 Natura 2000 screening ................................................................................................................ 66 8.1.1 Natura 2000 sites ......................................................................................................................... 67

9 Mitigation measures ................................................................................................. 69 9.1 Air bubble curtains ....................................................................................................................... 69

10 Monitoring ................................................................................................................. 71

11 Lack of information and uncertainties .................................................................... 73

12 Assessment of strictly protected species .............................................................. 75

13 Conclusion ................................................................................................................ 77

14 References ................................................................................................................ 79

APPENDICES

APPENDIX 1 CPOD deployment

APPENDIX 2 Aerial surveys

FIGURES

Figure 3-1 Smålandsfarvandet Offshore Wind Farm study area .................................................................... 6 Figure 4-1 Smålandsfarvandet study area with C-PODs deployment locations (black dots –4 - 7) ............... 9 Figure 4-2 Scheme of the anchor system used during the acoustic monitoring at Smålandsfarvandet

area .............................................................................................................................................. 10 Figure 5-1 Harbour porpoise (drawing by M. Buerkel; Hamburg) ................................................................. 13 Figure 5-2 Sightings of harbour porpoises with juveniles and proposed calving and nursing grounds

(Loos et al., 2010) ........................................................................................................................ 14 Figure 5-3 Audiograms for harbour porpoises (modified from Kastelein et al. (2010) (green),

Andersen (1970) (blue) and Popov et al. (1986) (red) ................................................................. 15 Figure 5-4 Density surface modelling for harbour porpoises (animals/ km

2) based on the visual data

collected during SCANS in 1994 (Hammond et al., 2013) .......................................................... 17 Figure 5-5 Density surface modelling for harbour porpoises (animals/ km

2) based on the visual data

collected during SCANS II in 2005 (Hammond et al., 2013) ....................................................... 18

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Figure 5-6 Occurrences of porpoises satellite tagged at Skagen and inner Danish waters (IDW).

Porpoises were tagged at Skagen (26 individuals, blue) and the IDW (38 individuals,

green) between 1997 and 2007 and are shown as one position every 4th day. Porpoises

occurring in Skagerrak and those from IDW represent two distinct populations.

Reproduced from Sveegaard et al., (2011) ................................................................................. 19 Figure 5-7 Distribution of harbour porpoises from satellite tagging of 37 animals in the inner Danish

waters 1997-2007. Colour scale is based on kernel density estimations of 10 intervals

(warmer colours represent highest densities). A) Distribution during summer, B)

Distribution during winter, C) All year distribution, and D) Kernel and transmitted locations

for 8 of the satellite tracked individuals (tracked all year and all females) (Teilmannn et al.,

2008) ............................................................................................................................................ 20 Figure 5-8 Distribution of harbour porpoises from acoustic ship surveys using a towed hydrophone

in the inner Danish waters in 2007. Colour scale is based on kernel density estimations of

10 intervals (the lower percentage, the higher density). A) Distribution during summer,

B) Distribution during winter, C) All year distribution (Teilmannn et al., 2008; Sveegaard et

al. 2011) ....................................................................................................................................... 21 Figure 5-9 Spatial predictions based on positions of satellite tagged harbour porpoises in different

seasons. Seasonal distributions are shown as kernel density estimation (expressed as

percentage contours of the harbour porpoise observations), and as mean probability of

occurrence based on predictive models – coded in quartiles. Reproduced from Edrén et

al. (2010a) .................................................................................................................................... 22 Figure 5-10 Harbour porpoise sightings reported in the years 2003 – 2008 in the Western Baltic and

Danish Straits within an initiative ‘Sailors on the Lookout for Harbour Porpoises’ (Loos et

al., 2010). Red points indicate Baltic porpoises, green indicate Western Baltic distribution

and abundance at Smålandsfarvandet ........................................................................................ 23 Figure 5-11 Plot of DP10M/ day against time for two C-PODs deployed at station 4 at

Smålandsfarvandet area in the period 30 November 2013 – 2 September 2014 ....................... 25 Figure 5-12 Plot of DP10M/ day against time for two C-PODs deployed at station 5 at

Smålandsfarvandet area in the period 30 November 2013 – 2 September 2014 ....................... 25 Figure 5-13 Plot of DP10M/ day against time for two C-PODs deployed at station 6 at

Smålandsfarvandet area in the period 30 November 2013 – 2 September 2014 ....................... 26 Figure 5-14 Plot of DP10M/ day against time for two C-PODs deployed at station 7 at

Smålandsfarvandet area in the period 30 November 2013 – 2 September 2014 ....................... 26 Figure 5-15 Mean number of DP10M/ day in the winter season recorded during the acoustic

monitoring at Smålandsfarvandet study area in the period 1 December 2013 – 28

February 2014 .............................................................................................................................. 27 Figure 5-16 Mean number of DP10M/ day in the spring season recorded during the acoustic

monitoring at Smålandsfarvandet study area in the period 1 March – 31 May 2014 .................. 28 Figure 5-17 Mean number of DP10M/ day in the beginning of the summer season recorded during the

acoustic monitoring Smålandsfarvandet study area in the period 1 June – 31 August 2014 ...... 29 Figure 5-18 Mean number of DP10M/ day in different seasons recorded during the acoustic

monitoring at Smålandsfarvandet study area (Figure 4-1) in the periods 1 December 2013

– 28 February 2014 (winter), 1 March – 31 May 2014 (spring) and 1 June – 31 August

2014 (summer) ............................................................................................................................. 30 Figure 5-19 Audiograms for harbour seals based on Møhl (1968); Terhune & Turnbull, (1995); and

Kastak & Schusterman (1998). Audiogram for grey seals modified from Ridgway & Joyce

(1975) ........................................................................................................................................... 32 Figure 5-20 Special Areas of Conservation for seals. Light blue areas denote SACs for harbour seals,

while dark blue areas denote SACs for both harbour seals and grey seals. Green points

indicate seal reserves (from

http://naturstyrelsen.dk/media/nst/Attachments/Bilag4_Forvaltningsomr.jpg). Sydøstlige

Danmark refers to Southeastern Denmark, and Vadehavet is the Wadden Sea ........................ 34 Figure 5-21 Abundance of seals on haul-out sites in Southern Scandinavian waters during August

2010 ............................................................................................................................................. 35 Figure 6-1 Left: Peak level and single-strike sound exposure level (SEL) for the pile-driving

operation measured at 720m distance. The M-weighted cumulative SEL (‘HF cetaceans’

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iv ROGC-S-RA-000066 6 Smålandsfarvandet Marine Mammals

M weighting, from Southall et al. (2007). Right: Power spectral density of pile-driving noise

at the two measurement locations (Brandt et al., 2011) .............................................................. 42 Figure 6-2 Broadband peak-to-peak sound pressure levels of pile-driving in relation to distance from

the noise source and the best-fit sound propagation model (From Bailey et al., 2010) .............. 42 Figure 6-3 Sound sources of a Trailing Suction Hopper Dredger (see WODA 2013) ................................. 43 Figure 6-4 Impact ranges for PTS, TTS, and behavioural reactions for harbour porpoises, where no

noise reduction is implemented. The impact ranges for TTS and behavioural reactions are

the same for all three scenarios. .................................................................................................. 48 Figure 6-5 Impact ranges for PTS and TTS for harbour seals and grey seals, where no no noise

reduction is implemented. The calculated impact ranges are the same for all three

scenarios. ..................................................................................................................................... 49 Figure 6-6 Maximum range at which a porpoise could hear a wind farm at different wind speeds.

Gravity base, jacket and monopile foundations are compared. It is assumed that if the

sound pressure level (SPL) is below the background noise, a porpoise could not hear the

wind farm. The range is measured to the centre of the wind farm (taken from Marmo et

al., 2013) ...................................................................................................................................... 54 Figure 6-7 Maximum range at which a harbour seal could hear a wind farm at different wind speeds.

Gravity base, jacket and monopile foundations are compared. It is assumed that if the

SPL is below the background noise, a seal could not hear the wind farm. The range is

measured to the centre of the wind farm (from Marmo et al. 2013) ............................................ 55 Figure 6-8 Maximum range from the centre of a wind farm where wind farms are audible above the

background noise. Range computed as a function of frequency in Hz (dotted line =

boundary of the modelling domain; ambient background noise after Wenz (1962) for sea

states 2, 4 and 6 bft, respectively; number of turbines = 16; water depth = 30m) ...................... 58 Figure 6-9 Source levels from two different drilling ships in 1/3 octave bands. Modified from

Richardson et al. (1995) .............................................................................................................. 61 Figure 8-1 Natura 2000 sites in the vicinity of the project area, Smålandsfarvandet OWF. Impact

ranges for PTS, TTS, and behavioural reactions for harbour porpoises, where no noise

reduction is implemented. ............................................................................................................ 67 Figure 8-2 Natura 2000 sites in the vicinity of the project area, Smålandsfarvandet OWF. Impact

ranges for PTS and TTS for harbour seals and grey seals, where no noise reduction is

implemented. ............................................................................................................................... 68 Figure 9-1 Frequency-dependent reduction in SEL from a bubble curtain (from Pehlke et al. 2013) .......... 69

Figure A2- 1 Visual observations of marine mammals during bird surveys. Numbers indicated are

number of animals observed per sighting .................................................................................. 100 Figure A2- 2 Visual observations of marine mammals during bird surveys. Numbers indicated are

number of animals observed per sighting .................................................................................. 101 Figure A2- 3 Visual observations of marine mammals during bird surveys. Numbers indicated are

number of animals observed per sighting .................................................................................. 102

TABLES

Table 3-1 Turbine size and expected dimensions ......................................................................................... 6 Table 4-1 Results of the visual validation of the KERNO algorithm results based on a sample of 160

trains (20 trains per station) ......................................................................................................... 12 Table 5-1 Summary of data collected during the acoustic monitoring with C-PODs at

Smålandsfarvandet study area between November 2013 and September 2014 ........................ 24 Table 6-1 Underwater noise impact thresholds (Permanent threshold shift, PTS, Temporary

threshold shift, TTS and behavioural response) .......................................................................... 41 Table 6-2 Impact criteria and impact ranges for harbour porpoises, white beaked dolphins, harbour

seals and grey seals (Energinet.dk 2015b) and impact ranges calculated by NIRAS

(Energinet.dk 2015a). .................................................................................................................. 46 Table 6-3 Impact criteria and affected area for harbour porpoises, white beaked dolphins, harbour

seals and grey seals (Energinet.dk 2015b) and impact ranges calculated by NIRAS

(Energinet.dk 2015a). .................................................................................................................. 47

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Table 6-4 Number of harbour porpoises affected based on the three different scenarios; 1) no

deterrence; 2) 1 km deterrence; 3) 2 km deterrence. Numbers refer to piling of one

foundation. *The range of animals affected is based on the two different densities

reported for harbour porpoises in the inner Danish waters (see text).**The TTS range was

shorter than 2 km, and this scenario assumes that no porpoises are within 2 km of the

pile. ............................................................................................................................................... 51 Table 6-5 Impact assessment for construction – harbour porpoise (*based on single strike) .................... 52 Table 6-6 Impact assessment for construction – grey and harbour seal .................................................... 52 Table 6-7 Impact assessment for operation – Harbour porpoise ................................................................ 60 Table 6-8 Impact assessment for operation – Grey and Harbour seal ........................................................ 60 Table 6-9 Impact assessment for decommissioning – Harbour porpoise ................................................... 62 Table 6-10 Impact assessment for decommissioning – Grey and Harbour seal .......................................... 62

Table A1- 1 Coordinates of C-PODs deployment locations at Smålandsfarvandet study area ...................... 95 Table A1- 2 Detailed information from the deployment and service cruises carried out during the

acoustic monitoring at the Smålandsfarvandet area.................................................................... 95

Table A2- 1 Description of the bird aerial surveys conducted at Smålandsfarvandet area and adjacent

waters ........................................................................................................................................... 99 Table A2- 2 Description of the flight effort during the baseline waterbird aerial surveys at

Smålandsfarvandet area and adjacent waters ............................................................................ 99 Table A2- 3 Observations of marine mammals during the bird aerial surveys at Smålandsfarvandet

area and adjacent waters ............................................................................................................. 99

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1

1 Executive summary

This report covers the baseline and environmental impact assessment for Smålandsfarvandet

Offshore Wind Farm (OWF) in relation to marine mammals. The wind farm is part of the Danish

Energy 21 action plan, which aims to increase the proportion of offshore wind energy to a level

of 72% in the year 2030, and the political agreement concerning construction of a series of

nearshore wind farms of 22 March 2012. Energinet.dk commissioned Rambøll and

subcontractors to the EIA for the construction and operation of the offshore wind farm (OWF) in

Denmark. The OWF will be located within an approximately 60 km2 study area located

approximately 8 km off the coast, south of Stigsnæs in Smålandsfarvandet.

As part of the EIA, DHI has been asked to provide an assessment documenting occurrences of

marine mammals in the area, and an assessment of the impacts of the construction and

operation of the wind farm will have on them. Three species of marine mammals are known to

occur regularly in the area of the proposed Smålandsfarvandet Offshore Wind Farm including

harbour porpoises (Phocoena phocoena), harbour seals (Phoca vitulina) and grey seals

(Halichoerus gryphys). Although rare in Danish waters, white-beaked dolphins (Lagenorhynchus

albirostris) are included in the acoustic modelling to represent marine mammals that use mid-

range frequencies, but given limited attention in this EIA.

This report presents the results of the assessment of the baseline conditions for the three species of marine mammals expected to occur regularly within the wind farm area, as well as their spatial and temporal use of the area. Harbour porpoises have been observed to use the area with regularity all year around. The majority of evidence is based on acoustic ship surveys carried out in 2007, studies of satellite telemetry. In particular, analyses of satellite telemetry data show that porpoises actively use the area throughout seasons; the area is among those included in the list of high-density areas for harbour porpoises in Danish waters throughout the year.

Records from CPOD monitoring as well as aerial surveys carried out for birds in the area during

this project, likewise confirm regular use of the area by harbour porpoises. The C-POD data

further indicate that the abundance of porpoises in the planned wind farm site is lower than in

areas located west of the wind farm closer to Great Belt. Harbour seals and grey seals are not

fully aquatic, and must haul-out on land for pupping, nursing and rest. The nearest haul-out sites

for harbour seals and grey seals are located at Avnø Fjord (fewer than 500 seals during the

August 2010 survey) and Guldborgsund North (fewer than 50 seals). These areas are located

within SACs for pinnipeds in Smålandsfarvandet. Both of these SACs are outside the zone of

predicted noise impact for PTS, TTS and behavioural response.

As harbour seals satellite tagged on Anholt have been tracked and shown to occur as far as

over 240 km from the tagging site, it is reasonable to assume that harbour seals found in the

Kattegat (including distant ones using haul outs on the Swedish coast from Marstrand or

Hallands Väderö, and possibly Varberg and Tistlarna), Inner Danish waters or Western Baltic

could potentially use the Smålandsfarvandet area. During aerial baseline surveys for birds for

the Smålandsfarvandet Offshore Wind Farm project, pinnipeds were observed just outside of the

wind farm project area at distances of less than 4 km. It is therefore likely that the wind farm

area is used by seals.

Construction related impacts can be caused by the hammering of turbine foundation piles into

the sea bottom (=impact pile driving), by dredging for site preparation, construction shipping,

suspension of sediments, release of pollutants and habitat changes in the sea area that is used

by the mammals. Impacts during operation can be caused by noise from turbines and service

and maintenance traffic, electromagnetic fields that are emitted from the export cables to land,

reef effects due to increase of hard material around the piles creating new feeding opportunities,

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2 ROGC-S-RA-000066 6 Smålandsfarvandet Marine Mammals

and visual effects. Dismantling activities will mainly involve drilling and shipping similar to that

during construction, but pile driving most likely will not be used.

Noise-induced threshold shifts in the hearing system of marine mammals can lead to changes in

the animals’ detection threshold either permanently (PTS) or temporarily (TTS). Among the

various effects, pile driving noise is of particular interest because of the potential for permanent

impact affecting individuals of the three species over regional scales, and cause moderate

permanent injury (PTS) at local scales. Pile driving will also cause short term, medium TTS

impact for the three species. Potential impacts associated with dredging noise, construction ship

noise, traffic collisions, suspension of sediments and changes in habitat are considered of minor

significance. The described impacts can be mitigated effectively using sound reduction

measures such as bubble curtains (= a curtain of air bubbles around the pile driver). Other

methods are available, but their effectiveness is currently not known. Examples include acoustic

mitigation devices and soft start procedures that lead animals to evacuate an area of potential

injury before damaging levels of noise are encountered. Operational impacts are expected to

have a positive overall significance for seals due to reef effects providing slightly improved

feeding opportunities, but visual impacts are expected to cause moderate behavioural

disturbance for seals. Impacts from operational noise in the form of service and maintenance

traffic for the three species are considered of minor significance. Shipping and drilling

associated with decommissioning is expected to have only minor significance on behavioural

changes in the three species.

The impact of construction, operation and decommissioning on the three marine mammal

species are assessed based on the literature and the methodology suggested by the Working

group for marine mammals and noise established by Energinet.dk, (Energinet.dk 2015a). The

assessment was based on a worst-case scenario (10 MW monopoles impact pile driving). The

acoustic model accounts for predictions of how far impact-level noise will travel given the

hydrological environment in 3D strata (temperature, salinity and density of water at various

depths) and geomorphological substrate of the surrounding areas, and animal fleeing Impact

ranges were estimated for three scenarios:

1) No deterrence (1 m starting distance for the animal fleeing model), no noise reduction;

2) Deterrence using pingers / seal scarers (1 km starting distance for the animal fleeing model),

noise reduction (0 dB);

3) Deterrence using pingers and seal scarers (2 km starting distance for the animal fleeing

model), noise reduction (0 dB);

and for single and multiple strikes.

The number of porpoises predicted to be exposed to noise levels resulting in PTS, TTS or

behavioural responses was estimated depending on a combination of the local conditions and

distance from the impact, and estimates of population density.

Based on both the 2005 SCANSII surveys and the 2012 Mini-SCANS survey, no porpoises will

be exposed to noise levels that could cause PTS in either scenario. The PTS impact is therefore

assessed as negligible even if no deterring devices are employed. If the deterring distance is 2

km, no porpoises will experience TTS. In the third scenario 9 or 19 porpoises would exhibit

behavioural responses depending on the density assumptions. The TTS impact is assessed

minor and the behavoiural reaction as negligible. No porpoises or seals in SAC areas will be

exposed to PTS.

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3

2 Introduction

The present report covers the baseline and environmental impact assessment for

Smålandsfarvandet Offshore Wind Farm in relation to marine mammals.The wind farm is part of

the Danish Energy 21 action plan, which aims to increase the proportion of offshore wind energy

to a level of 72% in the year 2030, and the political agreement concerning construction of a

series of nearshore wind farms of 22 March 2012. The offshore wind farm (OWF) is planned to

be built 8 km off the coast of southwestern Sjælland in Smålandsfarvandet, All phases of the

wind farm lifecycle – construction, operation and decommissioning – involve activities that could

affect marine mammals. Most concern is usually expressed about the effects of underwater

noise due to the very good transmission of sound underwater and also because marine

mammals use sound for communication and – in the case of the harbour porpoise – also for

navigation and finding food (see Thomsen et al., 2006 a,b).

In this current report, the potential impacts of the planned Smålandsfarvandet Offshore Wind

Farm on marine mammals that can occur in the area are assessed. The harbour porpoise

(Phocoena phocoena), the harbour seal (Phoca vitulina) and the grey seal (Halichoerus grypus)

occur with regularity in Danish waters. White-beaked dolphin (Lagenorhynchus albirostris) is

also covered in the report, but occurrences in Danish waters are rare. The report comprises two

main parts: First the general biology and abundance of the three species in Danish waters is

described with a focus on the occurrence in the area in and around the planned wind farm site.

This provides information on the ecological importance of the area for the porpoise and the two

seal species. Then, possible pathways of disturbance due to the construction, operation and

decommissioning of the planned project are described and the impacts are assessed using a

qualitative impact matrix. Finally, suggestions are made to mitigate any negative consequences

of the planned investment on marine mammals.

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5

3 Project description

The Smålandsfarvandet Offshore Wind Farm (OWF) will be located in Smålandsfarvandet,

Denmark. Its production capacity will not exceed 200 MW and will be operational by 2020.

Further details on the project can be found in Technical Project Description for Offshore Wind

Farms (Energinet.dk 2014).

The Smålandsfarvandet Offshore Wind Farm (OWF) project comprises the wind farm with its

individual turbines; inter array power cables (between the turbines) and the export cable(s)

connecting the OWF to the electricity grid onshore.

The project includes all plants and installations on and offshore necessary for the connection of

the OWF to the Danish national grid. The study area is defined as:

• Study area for wind turbines

• Cable corridor on land and at sea

• Cable stations on land

The study area is 65 km2, and is located approximately 8 km off the coast, south of Stigsnæs in

Smålandsfarvandet (Figure 3-1).

There is no formal requirement that the OWF must have a production capacity of 200 MW, it can

be smaller. Therefore the final extent of the study area that will be occupied by the

Smålandsfarvandet OWF is not known at this stage. It is, however, decided that the OWF will

have a maximum area of 44 km2 within the 65 km

2 study area for wind turbines.

The OWF's final location, layout design, turbine types, etc., will be determined by the concession

holder based on the wind energy availability and the conditions set by the permitting authorities.

The concession will be awarded in 2016, after which detailed design and construction works will

be initiated.

The turbine type or size that will be installed is not currently known. There are a number of

different solutions available, including having many small turbines e.g. up to 67 turbines of 3 MW

or alternatively, fewer larger turbines with the same total output e.g. 20 turbines of 10 MW

turbines. Turbine sizes in between are also a possibility.

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6 ROGC-S-RA-000066 6 Smålandsfarvandet Marine Mammals

Figure 3-1 Smålandsfarvandet Offshore Wind Farm study area

The dimensions of the turbines are expected to span between a 3 MW turbine and a 10 MW

turbine. Examples of turbines of this size are presented in Table 3-1. It should be noted that

minor differences may occur depending on the manufacturer chosen.

Table 3-1 Turbine size and expected dimensions

Turbine size Rotor diameter Total height Nacelle height

3 MW 112 m 137 m 81 m

10 MW 190 m 220 m 125 m

Further details of the offshore installations, including, layout design, a turbine catalogue with

intermediate sizes, and other offshore installations are provided elsewhere (Energinet.dk, 2014).

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7

4 Methodology

4.1 Baseline methodology

This report is a desk- based assessment reviewing literature sources, and for harbour

porpoises, we include additional results from acoustic and seabird monitoring of the area. The

information in each chapter was derived based on the most comprehensive information

available. All scientific statements are supported by citations from the literature, which are listed

at the end of this report.

As a supplementary source of information, we include data on marine mammal occurrences

obtained during aerial bird surveys conducted at the Smålandsfarvandet area and adjacent

waters by the Institute of Applied Ecology, Hamburg (IfAÖ). Four surveys were carried out i.e.

October 2013, 20 November 2013, 8 March 2014 and 11 April 2014. In addition to this, we

report evidence from continuous field-based monitoring with C-POD’s from four locations, to

confirm the occupation of the wind farm area by porpoises during different times of the year. The

C-POD data provide assessment of porpoise occurrence based on diagnostic acoustic patterns

of clicks from deployment locations inside and outside the wind farm area, and document

occurrence independent of other lines of evidence.

4.2 Impact assessment methodology

In this assessment, the potential impacts are first described in the form of a literature review

using the most comprehensive data available. The individual impacts are then assessed using

expert judgement with regards to degree/scale (synonyms of the intensity of an effect), their

geographical extent, and the duration of any effect(s) based on all quantitative information

available. The sensitivity of the receptor/parameter such as marine mammal species is

analysed, and together these criteria form a final assessment of the significance of the impact.

Regarding the noise impact a working group was established by Energinet.dk in connection with

the construction of Horns Rev III Offshore Wind Farm. Part of the task of the Working group for

marine mammals and underwater noise (MMWG) was to evaluate the latest available scientific

literature on noise impacts on marine mammals, and based on this, recommend thresholds for

permanent hearing loss/ threshold shift (PTS), temporary hearing loss/ threshold shift (TTS) in

porpoises and seals as well as thresholds for behavioural changes in porpoises in Danish

waters (Energinet.dk 2015b). Due to a lack of knowledge no behavioural impact thresholds

could be determined for seals.

In addition to thresholds the working group also evaluated the use of pingers and seal scarers

as deterring devices. These devices could ideally be used for creating a “safe zone” within which

most animals would be removed prior to ramming operations, thereby reducing the risk of

permanent hearing loss in harbour porpoises. This inclusion of acoustic deterrent into the

impact assessment was done based on studies that show evidence that seal scarers can deter

the majority of harbour porpoises to a distance of 1 to 2 km from an active device (Brandt et al

2013a, Brandt et al 2013b, Olesuik et al 2002, Coram et al 2014).Yet due to the lack of

conclusive data no clear deterring distance was recommended for harbour porpoises or seals.

The Danish regulator (Danish Energy Agency) has requested the use of scenarios, where the

deterring distance for harbour porpoises is either 1 or 2 km from the sound source, as well as a

scenario with no deterrence. The animal deterring scenario has been expanded to include seals

as well (see discussion on this topic in Energinet.dk 2015b).

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8 ROGC-S-RA-000066 6 Smålandsfarvandet Marine Mammals

The underwater noise and acoustic modelling (Rambøll 2015) was done for the three suggested

scenarios:

1. No animal deterrence (1 m starting distance for the animal fleeing model), no noise

reduction

2. Deterrence using pingers/ seal scarers (1 km starting distance for the animal fleeing

model), noise reduction (0 dB)

3. Deterrence using pingers/ seal scarers (2 km starting distance for the animal fleeing

model), noise reduction (0 dB)

The results of the modelling were used to calculate impact ranges for various kinds of effects

(i.e. behavioural reactions, temporary and permanent hearing loss and injury) for each scenario.

The criteria for the noise assessment are detailed in Chapter 6.1

The basis for the assessment (i.e. the quality and scope of data and documentation

underpinning overall significance) are evaluated using the following categories:

1. Limited (scattered data, some knowledge)

2. Sufficient (scattered data, field studies, documented knowledge)

3. Good (times series, field studies, well documented knowledge)

4.3 Acoustic monitoring and data analysis

4.3.1 Acoustic monitoring

The acoustic monitoring of harbour porpoises at the study area was conducted with a use of C-

PODs – continuous porpoise detectors (www.chelonia.co.uk/index.html). C-PODs are fully

automated, static data loggers of ultrasonic tonal sounds, which means only sounds above a

frequency of 20 kHz are stored. The C-POD consists of an 80 cm long plastic pipe (diameter 90

mm) containing a hydrophone with electronic filter and amplifier, as well as a SD flash card for

data storing. Depending on the energy consumption, the ten 1.5 V batteries supply sufficient

energy for 8 to 12 weeks of deployment. The SD flash card can save 4 GB of data. The

hydrophone records sound omnidirectionally, within the frequency range of 20–160 kHz. For

each sound, the main frequency, duration, intensity, bandwidth and the envelope of frequency

spectrum are logged. The envelope shows frequency on the x-axis and amplitude on the y-axis

and indicates at which frequencies the amplitude is highest. Since harbour porpoises have very

narrow frequency range with main energy around 130 kHz, their click envelope is quite

characteristic and can be used for detection.

The overall recording range of the C-POD for porpoise clicks is approximately 300 m (Thomsen

& Piper 2004; Gauger et al. 2012). During the monitoring at the Smålandsfarvandet study site

there were eight C-PODs deployed at four locations – stations 4, 5, 6 and 7 which aimed at

covering different parts of the area. Stations 5 and 6 were located inside the planned wind farm

area, while 4 and 7 laid outside it (Figure 4-1, Table 4-1). At each of the stations two C-PODs

were deployed (see below). Deployment of two devices per station aimed at securing of the data

in case of the instrument malfunction and partitioning variation in the data caused by the

instruments from that arising from variation in the occurrence of the animals.

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9

Figure 4-1 Smålandsfarvandet study area with C-PODs deployment locations (black dots –4 - 7)

For deployment of the acoustic devices a safe anchor system was used (Figure 4-2). A yellow warning buoy with a flashing lantern (3 nm range) marked the position of a heavy 600 kg concrete anchor block. The anchor was meant to protect the system against drifting by heavy currents or fishing gear. The anchor was connected via a 60 m long tajfun rope to a small 90 kg anchor stone. A 4 m long tajfun rope and a danline rope with two loops were connected to the anchor. At each of the stations one C-POD was attached to the lower loop, 6 m above the sea bottom (stations ‘down’) and one C-POD to the upper loop, 8 m above the sea bottom (stations ‘up’). For service procedures and security of the systems, a yellow floating rubber marker buoy was attached to the danline rope. C-PODs rotated between the different fixed locations over the entire term of the project.

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10 ROGC-S-RA-000066 6 Smålandsfarvandet Marine Mammals

Figure 4-2 Scheme of the anchor system used during the acoustic monitoring at Smålandsfarvandet area

The acoustic monitoring campaign began in November 2013, when the mooring systems with C-

PODs were deployed at the stations 4-7(Figure 4-1). At each of the stations, one mooring

system with two C-PODs was deployed (Table 4-1). From then on, C-PODs were collecting

acoustic data. The monitoring finished on 2 September 2014, when all C-PODs were retrieved

from the research stations.

Acoustic instruments were serviced and data sets were collected during the maintenance

cruises. During the monitoring period, there were 4 maintenance cruises, carried out in about

six-week intervals. Detailed information from the cruises is presented in Table A1- 1 and Table

A1- 2.

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11

4.3.1.1 Acoustic data analyses Data were downloaded and processed using C-POD.exe (www.chelonia.co.uk/index.html). In

order to classify collected sounds and select the click trains (clusters of clicks) emitted by

porpoises, the KERNO classifier was used. Through the KERNO classifier algorithm, C-

POD.exe software automatically identifies click trains and puts them into four different quality

classes (high, moderate, low and doubtful quality) according to the probability of being

random or coming from porpoises. Moreover, based on the frequency, interval between

clicks and other parameters, the sources of the click trains are classified into four different

species classes – as narrowband high frequency species (i.e. porpoises), sonar, other

cetaceans or unknown sources. For the classification and selection of porpoises click trains

by the KERNO classifier, only trains of the high and moderate quality classes are used, in

order to reduce the probability of including falsely classified as porpoises.

Detection rates of porpoise acoustic activity at the study site were based on the KERNO

classifier results and described by the parameter ‘detection positive time’ per time unit, which

is widely used to define porpoises occurrence at the area of interest. ‘Detection positive time’

means the proportion of the time units (days/ hours/10 minutes or minutes) with at least one

porpoise click train compared with the total number of units in which C-POD was active

(expressed as a percentage), as in the equation below:

detection positive time per time unit [%] = number of time units with porpoise clicks

total number of time units

For this report analyses, the parameter ‘detection positive 10 minutes per day’ (DP10M/ day)

was chosen – the measure which specifies in how many of the 144 10-minutes sections a

24-hour day have at least one porpoise click train.

As porpoise click classification was based on the automatic algorithm, additional visual

validation of the results was conducted. In order to do this, a sample of 160 click trains

classified by the KERNO algorithm as coming from porpoises was visually checked. The

sampled trains were equally divided between different C-PODs locations – 20 trains for each

location (stations 0_down and up, 1_down and up, 2_down and up, 3_down and up) and

randomly chosen along the whole study period (November 2013 – June 2014, September

2014). The numbers of false positives (click trains falsely classified as coming from

porpoises) found were very low and thus, introduction of a correction factor to the obtained

results was not necessary (Table 4-1).

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12 ROGC-S-RA-000066 6 Smålandsfarvandet Marine Mammals

Table 4-1 Results of the visual validation of the KERNO algorithm results based on a sample of 160 trains (20 trains per station)

Station

% of false detections detected during visual

validation of the KERNO classifier results

4_down 12

4_up 8

5_down 16

5_up 16

6_down 8

6_up 24*

7_down 10

7_up 16

* 5 of 5 trains validated for January - false positives due to sonar

In order to show seasonal differences in porpoises distribution within the study area, plots

showing DP10M/ day rates along the study period were prepared for each of the monitored

stations. The plots included results obtained for both C-PODs deployed at each of the stations.

To present differences in the spatial distribution of animals between stations, the mean DP10M/

day rates for different seasons were calculated. Seasons included winter: 1 December 2013 –

28 February 2014, spring: 1 March – 31 May 2014 and summer: 1 June - 31 August 2014. The

values for each of the stations were presented as a mean for two C-PODs locations within a

station.

4.3.2 Visual observations

Visual observations of harbour porpoises at the study site, were collected as additional data

during baseline waterbird aerial surveys at the Smålandsfarvandet area and adjacent waters by

the Institute of Applied Ecology, Hamburg (IfAÖ). Four surveys were carried out – two in the

autumn season – on 10 October and 20 November 2013, as well as two in the spring season –

on 8 March and 11 April 2014). The surveys followed line-transect methodology (Thomas et al.,

2002). They contained of 22 transects each and the altitude was always 76 m. The transect

lines and survey effort achieved are presented in Table A2- 1, Table A2- 2, Figure A2- 1 - Figure

A2- 3.

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5 Baseline conditions

5.1 Harbour porpoise

5.1.1 Biology

The harbour porpoise (Phocoena phocoena) is the only member of the Phocoenidae that is

known from European waters, and the only cetacean that breeds in Danish waters. It is among

the smallest cetaceans in the world. Female porpoises have an average length of 150-160cm

and weigh 60 to 65kg, while males have an average length of 140-145cm and weigh 46-50kg

(Lockyer, 2003). Harbour porpoises are rotund in shape with a dark dorsal side and a ventral

side white or light grey in colour. They are distinguishable from other cetaceans by having a

small triangular dorsal fin (Figure 5-1).

Figure 5-1 Harbour porpoise (drawing by M. Buerkel; Hamburg)

In European waters, the maximum life expectancy of harbour porpoises is 15-20 years (Lockyer,

2003). Females are sexually mature at the age of 3-4 years on average, while it is slightly later

for males (Klinowska, 1991; Lockyer, 2003). The calving season lasts from June to August,

while mating is observed between May and September. The gestation period is 10-11 months

and females give birth to a single calf. Calves are nursed for 8-10 months, but can stay close to

the mother until a new calf is born (Lockyer, 2003). In the inner Danish waters, the possible

calving grounds of harbour porpoises were reported by Koschinski (2002) and Loos et al. (2010)

(Figure 5-2).

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14 ROGC-S-RA-000066 6 Smålandsfarvandet Marine Mammals

Figure 5-2 Sightings of harbour porpoises with juveniles and proposed calving and nursing grounds (Loos et al., 2010)

Harbour porpoises are usually found in shelf waters with depths below 200m. The animals can

dive to depths of down to at least 220m and stay submerged for up to five minutes; however,

most dives are shallow with a duration of two minutes or less (Otani et al., 1998, 2000).

Porpoises live either solitarily or in small groups (Jefferson et al., 2009). The aggregations are

found in the regions with abundance of food and during group movements within the home

range (Read & Westgate, 1997; Reid et al., 2003). In the Baltic Sea, porpoises are found mostly

swimming alone or in small groups of 2-3 individuals, often comprised of a mother and her calf.

In the summer time, females usually stay in one area, while males and calves can migrate long

distances (Koschinski, 2002).

Daily movement patters of harbour porpoises vary. Teilmannn (2000) reported that porpoises

can travel up to 80km per day in Danish waters. This was later confirmed in extensive telemetry

studies reporting a maximum movement of 100km per day (Sveegaard, 2011).

Porpoises mainly forage close to the sea bottom or close to the surface and are opportunistic

feeders (Bjørgesæter et al., 2004). They have limited capability of energy storage and therefore

need a constant supply of food. Thus, they do not have high breeding site fidelity and instead

their occurrence is dependent on food availability. They can migrate long distances searching

for prey and stay in the areas where it is abundant (Koopman, 1998; Koschinski, 2002; Lockyer,

2003, 2007). Porpoises feed on a variety of fish depending i.e. on the region and season and

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15

they do not rely on a single, narrow range of prey sizes (MacLeod et al., 2006). In the waters

between the eastern North Sea and the western Baltic Sea, the major prey species during the

last decades were found to be herring (Clupea harengus), sprat (Sprattus sprattus), cod (Gadus

morhua), whiting (Merlangius merlangus), gobies (Gobiidae) and sandeels (Ammodytidae)

(Aarefjord et al 1995; Benke et al., 1998; Börjesson et al., 2003).

5.1.1.1 Hearing Similar to all other odontocetes, porpoises use an echolocation system to communicate,

orientate themselves in the water, search for prey and detect obstacles and barriers. They emit

sound signals (clicks) and analyse their echoes coming from refraction on objects. The signals

are made with high sound frequency, mostly within the range of 120-130 kHz and are emitted in

so-called trains – series of successive clicks (e.g. Amundin, 1991).

Hearing is the key modality for harbour porpoises for most aspects of their life. The hearing

sensitivity is extremely good and covers a vast frequency range in this species (Figure 5-3)

(Andersen, 1970; Popov et al., 1986; Kastelein et al., 2002, 2010). The spectral analysis of

incoming sounds can be described as using a series of bandpass filters, and in humans these

auditory filters have a bandwidth of approximately 1/3 of an octave at frequencies above around

1000 Hz (Moore, 2012). Similar findings have been described for other mammals, including the

harbour porpoise (Kastelein et al., 2009). However, this relationship may be more complicated

at very high ultrasonic frequencies (Popov et al., 2006).

Figure 5-3 Audiograms for harbour porpoises (modified from Kastelein et al. (2010) (green), Andersen (1970) (blue) and Popov et al. (1986) (red)

5.1.2 Protection status

The harbour porpoise is listed in numerous legislation acts concerning species protection, both

on international and regional scale.

Among the most important acts aiming to protect harbour porpoises are:

• Bern Convention

102

103

104

105

106

40

50

60

70

80

90

100

110

120

Frequency (Hz)

dB

re

1 µ

Pa

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16 ROGC-S-RA-000066 6 Smålandsfarvandet Marine Mammals

The Bern convention is the Convention on the Conservation of European Wildlife and Natural

Habitats (1979 in Bern, Switzerland). The convention is aimed at the conservation of wild flora

and fauna and their natural habitats, mainly focusing species and habitats where conservation

requires the cooperation of several states and further promotion of such cooperation. Particular

emphasis is given to endangered and vulnerable species, including endangered and vulnerable

migratory species. The harbour porpoise is listed in the Annex II comprising “strictly protected

fauna species”. The tool for implementing the provisions of the Berne Convention is the Habitat

Directive (92/43/EEC).

• Habitat Directive

The Habitat Directive stays within the framework of the Bern Convention and European Union,

and agrees on the conservation of the natural habitats of wild fauna and flora. In the directive,

the harbour porpoise is listed in the Annex IV, which includes animal and plant species of

community interest requiring strict protection. It is also listed in the Annex II (including all

cetaceans) in which all relevant member states are legally obliged to protect the harbour

porpoise by designating MPAs, referred as Special Areas of Conservation (SAC). The species is

protected and listed in the Annex II and IV in the Habitat Directive.

• Bonn Convention (CMS)

The Bonn Convention (1979) is the Convention on the Conservation of Migratory Species of

Wild Animals and relates to the conservation of migratory species throughout their range. The

harbour porpoise is listed in the Annex II as a migratory species having an adverse status of

preservation and for which it there is a need of international agreements in order to keep its

protection and control.

• ASCOBANS

ASCOBANS is a regional ‘Agreement on the Conservation of Small Cetaceans of the Baltic and

North Sea’

• Washington Convention (CITES)

CITES - the Convention on International Trade in Endangered Species of Wild Fauna and Flora

- is an international agreement between governments. It aims to ensure that international trade

of wild animals and plants specimens does not threaten their survival. The harbour porpoise is

listed in Annex II which includes species not facing extinction, but were strict control on their

international trade is necessary to avoid them becoming endangered.

The species is protected and listed in Appendix II of the Bonn Convention.

5.1.3 Distribution and abundance in Danish waters

The harbour porpoise is the most common cetacean in the inner Danish waters, and the only

cetacean known to breed here.

In Danish waters, in the transition zone between the North Sea and the Baltic Sea, at least three

populations are identified. One inhabits the northern North Sea including Skagerrak and the

northern part of Kattegat; a second one ranges in the inner Danish waters (Kattegat, Belt Seas,

the Sound and western Baltic) and a third population is suggested for the Baltic Sea (Andersen

et al., 2001; Teilmannn et al., 2004). The Baltic Sea population has undergone a severe decline

since the1960s and its current status is identified as critical; its distribution is poorly known

(Koschinski, 2002).

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17

Figure 5-4 Density surface modelling for harbour porpoises (animals/ km2) based on the visual data

collected during SCANS in 1994 (Hammond et al., 2013)

The harbour porpoise is observed in most parts of the Danish Seas (e.g. Hammond et al., 2002;

Kinze et al., 2003) with an uneven distribution throughout its range (Teilmannn et al., 2004). The

distribution is most likely dependent on availability of prey, which in turn is linked to parameters

such as hydrography and bathymetry, e.g. (Teilmannn et al., 2008; Sveegaard et al., 2011).

Investigations on the abundance and distribution of harbour proposes at a large scale were

conducted twice based on internationally coordinated, large-scale visual surveys – during

SCANS, in 1994 and SCANS II, in 2005 (Hammond et al., 2002; Hammond, 2006), and again

with a special focus in Danish waters in 2012 (Sveegaard et al., 2013). The surveys found high

porpoises densities in 1994 in the Danish waters, which had dissipated in 2005 (Hammond et

al., 2013) (Figure 5-4 and Figure 5-5), but a recovery of the population was suggested by results

of the 2012 survey (Sveegaard et al., 2013).

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18 ROGC-S-RA-000066 6 Smålandsfarvandet Marine Mammals

Figure 5-5 Density surface modelling for harbour porpoises (animals/ km2) based on the visual data

collected during SCANS II in 2005 (Hammond et al., 2013)

On a narrower scale, the distribution of harbour porpoises in Danish and adjacent waters was

studied by means of several different methods, which included visual surveys from boat and

plane (Heide-Jørgensen et al., 1992, 1993), passive acoustic monitoring (Verfuss et al., 2007),

acoustic surveys (Sveegaard, 2011), satellite tracking (Teilmannn et al., 2008; Edrén et al.,

2010a; Sveegaard et aæ 2010; Sveegaard, 2011) as well as detections of incidental sightings

and strandings (Kinze et al., 2003; Siebert et al., 2006), with the effort differing between the

regions (Sveegaard, 2011).

The satellite tracking studies of harbour porpoises covered a large part of the marine Danish

territory. In the years 1991 – 2007, telemetry data collected for 63 tagged porpoises showed that

porpoises were not distributed evenly. Several areas were identified with higher density than in

other areas throughout the year, while other areas were important only during summer or winter.

Seasonal changes in usage of the areas by porpoises is unknown, but it is possible that there

are differences in use for breeding, feeding and other important life functions (Teilmannn et al.,

2008; Sveegaard et al. 2010). The distribution of porpoises in the inner Danish waters revealed

during the study is presented in Figure 5-6 and Figure 5-7.

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19

Figure 5-6 Occurrences of porpoises satellite tagged at Skagen and inner Danish waters (IDW). Porpoises were tagged at Skagen (26 individuals, blue) and the IDW (38 individuals, green) between 1997 and 2007 and are shown as one position every 4

th day. Porpoises occurring in

Skagerrak and those from IDW represent two distinct populations. Reproduced from Sveegaard et al., (2011)

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20 ROGC-S-RA-000066 6 Smålandsfarvandet Marine Mammals

Figure 5-7 Distribution of harbour porpoises from satellite tagging of 37 animals in the inner Danish waters 1997-2007. Colour scale is based on kernel density estimations of 10 intervals (warmer colours represent highest densities). A) Distribution during summer, B) Distribution during winter, C) All year distribution, and D) Kernel and transmitted locations for 8 of the satellite tracked individuals (tracked all year and all females) (Teilmannn et al., 2008)

Six acoustic ship surveys using a towed hydrophone were conducted in 2007 in Kattegat, the

northern part of the Belt Sea and Øresund by Teilmannn et al. (2008). The results showed

agreement between acoustic and telemetry data, with significantly more acoustic detections in

the high density areas already identified by satellite tracking (Teilmannn et al., 2008; Sveegaard

et al. 2010; Sveegaard, 2011). The distribution of harbour porpoises depicted from the acoustic

data for the inner Danish waters in different seasons is shown in Figure 5-8.

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21

Additional data on trends in harbour porpoise occurrence come also from incidental sightings of

porpoises collected during the seasons 2003–2008 in the Western Baltic and Danish Straits

within an initiative ‘Sailors on the Lookout for Harbour Porpoises’, during which the vast majority

of porpoises records were made in near coastal areas in the summer months (Figure 5-10)

(Loos et al., 2010).

Figure 5-8 Distribution of harbour porpoises from acoustic ship surveys using a towed hydrophone in the inner Danish waters in 2007. Colour scale is based on kernel density estimations of 10 intervals (the lower percentage, the higher density). A) Distribution during summer, B) Distribution during winter, C) All year distribution (Teilmannn et al., 2008; Sveegaard et al. 2011)

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22 ROGC-S-RA-000066 6 Smålandsfarvandet Marine Mammals

Edrén et al. (2010a) used telemetry data from 39 harbour porpoises tagged in the inner Danish

waters to model spatial distribution of the species across seasons. Results of the modelling

showed differences in porpoise’s distribution across seasons and between different parts of the

studied area. The study indicated southern Kattegat, the Belt Seas, most western part of the

Baltic Sea and the Sound as the regions of relatively high probability of porpoises occurrence

across seasons, while the central part of Kattegat as well as the Baltic Sea south and east of

Limhamn and Darss Ridge as the areas with of a low probability of porpoises occurrence.

Moreover, it was shown that during the autumn and winter seasons, southern Kattegat, the Belt

Seas, the Sound and most western part of the Baltic Sea are more suitable for porpoises than

other areas, while during the spring and summer, the highest probabilities of porpoises presence

are further north (Figure 5-9).

Figure 5-9 Spatial predictions based on positions of satellite tagged harbour porpoises in different seasons. Seasonal distributions are shown as kernel density estimation (expressed as percentage contours of the harbour porpoise observations), and as mean probability of occurrence based on predictive models – coded in quartiles. Reproduced from Edrén et al. (2010a)

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23

Figure 5-10 Harbour porpoise sightings reported in the years 2003 – 2008 in the Western Baltic and Danish Straits within an initiative ‘Sailors on the Lookout for Harbour Porpoises’ (Loos et al., 2010). Red points indicate Baltic porpoises, green indicate Western Baltic distribution and abundance at Smålandsfarvandet

The SCANS surveys and the telemetry studies indicate that the harbour porpoise occurs in the

waters adjacent to Smålandsfarvandet, though the surveys for SCANS did not cover the

Smålandsfarvandet Offshore Wind Farm area (nor its area of potential acoustical impact)

(Hammond, 2006; Sveegaard, 2011; Hammond et al., 2013), Figure 5-4 and Figure 5-5. The

2007 acoustic data showed presence of porpoises east of Smålandsfarvandet, both during the

summer and during the winter period (Figure 5-8 (Teilmannn et al., 2008). Moreover, Loos et al.

(2010) highlights the area east of Smålandsfarvandet as a possible calving site for the harbour

porpoise based on the SCANS results Figure 5-2). The presence of porpoises in the

Smålandsfarvandet region and adjacent waters in the spring season was confirmed during the

aerial bird surveys Table A2- 1 - Table A2- 3.

5.1.4 Distribution and abundance at Smålandsfarvandet

5.1.4.1 Acoustic monitoring at Smålandsfarvandet The acoustic monitoring with C-PODs showed occurrence of porpoises at Smålandsfarvandet

study area. During the monitoring, C-POD data was collected for the period 30 November 2013

– 2 September 2014. The data represented good temporal coverage within this period. Data

losses concerned the locations 6_up and 7_down and did not impact the overall quality of data,

as each of the stations had a backup instrument (Table 5-1).

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24 ROGC-S-RA-000066 6 Smålandsfarvandet Marine Mammals

Table 5-1 Summary of data collected during the acoustic monitoring with C-PODs at Smålandsfarvandet study area between November 2013 and September 2014

Station Period covered by data Recordings collected Comments

4_down 30.11.2013 - 2.09.2014 275d 21h 55m data complete

4_up 30.11.2013 - 2.09.2014 275d 22h 38m data complete

5_down 30.11.2013 - 2.09.2014 276d 2h 2m data complete

5_up 30.11.2013 - 2.09.2014 275d 23h 10m data complete

6_down 30.11.2013 - 2.09.2014 277d 22h 2m data complete

6_up 30.11.2013 - 28.01.2014

and 4.03. - 2.09.2014 242d 8h 36m

data loss for the period 29.01 -

3.03.2014 due to limited memory

of CPOD SD card

7_down 30.11.2013 - 15.01.2014

and 4.03. - 2.09.2014 222d 22h 10m

data loss for the period 16.01. -

3.03.2014 due to instrument

failure

7_up 30.11.2013 - 2.09.2014 275d 4h 39m data complete

Acoustic data showed both seasonal and spatial differences in the porpoise occurrence in the

Smålandsfarvandet area.

Patterns in acoustic detections

Results of the C-POD data analyses indicated seasonal and spatial trends in porpoise

distribution at each of the monitored locations. Highest peaks in porpoises occurrence were

recorded both in the autumn and spring season, depending on the location and oscillated mostly

around 40 – 50 % DP10M/day (Figure 5-11 to Figure 5-18). The maximum detection rate was

obtained in spring 2014 at the station 4, where DP10M/ day value reached 70 %. At each of the

stations, lowest numbers of porpoises, were recorded between end of January – February 2014

(Figure 5-11 to Figure 5-18). The acoustic data collected during the baseline indicate that the

detection rate of porpoises in the wind farm is lower than in the areas further west closer to the

Great Belt.

Stations 4 and 5 were characterised by similar trends in porpoises distribution along the year,

although the values of DP10M/ day were lower at the station 5 (Figure 5-11 to Figure 5-18). At

these locations, the first (smaller) peak in the animals’ occurrence was recorded in the first two

winter months and then followed by a high decrease in detection numbers in February. The

second peak, with highest abundance of animals, occurred in spring and was followed by

decrease in detection rates in the summer season. Both at the station 6 and 7, first two months

of winter and all spring months were characterised by similar rates of DP10M/ day (with higher

values at the station 7), however at the station 6, these rates highly increased in summer, while

at the station 7 detection rates in this season.

Mean values of DP10M/ day were much higher at the stations located outside the planned wind

farm area (stations 4 and 7) than inside (station 5 and 6) during both winter, spring and summer

seasons. Stations 4 and 7 were characterised by around twice higher detection rates than

locations 6 and 5 Figure 5-11 to Figure 5-18).

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25

Figure 5-11 Plot of DP10M/ day against time for two C-PODs deployed at station 4 at Smålandsfarvandet area in the period 30 November 2013 – 2 September 2014

Figure 5-12 Plot of DP10M/ day against time for two C-PODs deployed at station 5 at Smålandsfarvandet area in the period 30 November 2013 – 2 September 2014

0,00

10,00

20,00

30,00

40,00

50,00

60,00

70,00

80,00

DP

10

M/ d

ay [

%]

Date

station 4_down

station 4_up

0,00

5,00

10,00

15,00

20,00

25,00

30,00

35,00

40,00

DP

10

M/ d

ay [

%]

Date

station 5_down

station 5_up

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26 ROGC-S-RA-000066 6 Smålandsfarvandet Marine Mammals

Figure 5-13 Plot of DP10M/ day against time for two C-PODs deployed at station 6 at Smålandsfarvandet area in the period 30 November 2013 – 2 September 2014

Figure 5-14 Plot of DP10M/ day against time for two C-PODs deployed at station 7 at Smålandsfarvandet area in the period 30 November 2013 – 2 September 2014

0,00

10,00

20,00

30,00

40,00

50,00

60,00

DP

10

M/ d

ay [

%]

Date

station 6_down

station 6_up

0,00

10,00

20,00

30,00

40,00

50,00

60,00

DP

10

M/ d

ay [

%]

Date

station 7_down

station 7_up

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27

Figure 5-15 Mean number of DP10M/ day in the winter season recorded during the acoustic monitoring at Smålandsfarvandet study area in the period 1 December 2013 – 28 February 2014

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28 ROGC-S-RA-000066 6 Smålandsfarvandet Marine Mammals

Figure 5-16 Mean number of DP10M/ day in the spring season recorded during the acoustic monitoring at Smålandsfarvandet study area in the period 1 March – 31 May 2014

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29

Figure 5-17 Mean number of DP10M/ day in the beginning of the summer season recorded during the acoustic monitoring Smålandsfarvandet study area in the period 1 June – 31 August 2014

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30 ROGC-S-RA-000066 6 Smålandsfarvandet Marine Mammals

Figure 5-18 Mean number of DP10M/ day in different seasons recorded during the acoustic monitoring at Smålandsfarvandet study area (Figure 4-1) in the periods 1 December 2013 – 28 February 2014 (winter), 1 March – 31 May 2014 (spring) and 1 June – 31 August 2014 (summer)

5.1.4.2 Visual observations – porpoise observations from bird surveys The presence of porpoises in Smålandsfarvandet region and adjacent waters was confirmed

during two out of four aerial bird surveys conducted in this area in autumn 2013 and spring

2014. In autumn, four porpoises were observed during the survey in October, but no individuals

were recorded during the survey in November. In the spring season, there were 22 observations

of porpoises during the April flight, but no records of this species during the flight in March.

Porpoises were sighted both inside and outside the planned wind farm location, in different parts

of the surveyed area Table A2- 1 - Table A2- 3. It should be noted that the higher number of

sightings during the spring surveys was made during better weather conditions (lower sea state)

as compared to the autumn surveys.

0

5

10

15

20

25

30

winter spring summer

me

an

DP

10

M/ d

ay

station 4

station 5

station 6

station 7

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31

5.1.5 Importance of Smålandsfarvandet area for porpoises

Previous work documents that porpoises do occur within the region of Smålandsfarvandet and

adjacent waters in high numbers, and they are considered high density areas for porpoises

(Teilmannn et al., 2008, Sveegaard, 2011, Sveegaard et al., 2011, Edrén et al., 2010a,

Hammond, 2013). Moreover, our acoustic monitoring and aerial bird surveys confirm their

continued use of the area. The 1996 SCANS survey showed a high density of porpoises at the

Smålandsfarvandet region, but were found to be lower during the 2005 SCANSII survey

(Hammond et al., 2013) (Figure 5-4 - Figure 5-5). Based on the SCANS results, Koschinski

(2002) proposed the Smålandsfarvandet as a possible calving site for the harbour porpoise.

Telemetry studies revealed the Smålandsfarvandet location as one of the high porpoise density

areas in Danish waters ( Figure 5-7) (Teilmannn et al., 2008; Sveegaard et al. 2011), and these

patterns were likewise supported by acoustic data demonstrating higher porpoise clicking

activity during winter than in the summer season (Teilmannn et al., 2008). Based on satellite

telemetry data, Edrén et al. (2010a) showed that probabilities of occurrence around

Smålandsfarvandet were lowest in winter, yet Teilmannn et al 2008, and Sveegaard et al 2011

conclude it is nevertheless important throughout the year. Our C-POD data confirmed the

occurrence of porpoises throughout the year, and our aerial surveys showed the highest number

of porpoise observations in the spring. This cumulative evidence confirms that numbers of

porpoises occur with high regularity in the Smålandsfarvandet region, and the area should be

regarded as important to the species in the Inner Danish waters.

5.2 White-beaked dolphin

White-beaked dolphins (Lagenorhynchus albirostris) occur in cold temperate to subpolar waters

of the North Atlantic. Almost 100,000 individuals inhabit north-eastern Atlantic including the

Barents Sea, the eastern part of the Norwegian Sea and the North Sea north of 56°N

(Hammond et al., 2002). The population in the North Sea, including the Danish part, has been

estimated at more than 3,000 animals (Hammond et al., 2013). As this species is occasionally

sighted in inner Danish waters, it was, as a precautionary measure, included in this EIA Report.

However, due to the rarity of this species in Denmark, the Smålandsfarvandet OWF area is

highly unlikely to be important for this species at population level. Therefore this environmental

impact assessment has a secondary focus on this species in comparison to that on the harbour

porpoise, harbour seal and grey seal species.

Through auditory studies on cetaceans, White-beaked dolphin has been classified by Southall et

al., (2007) to belong to a mid-frequency cetacean functional hearing group.

5.3 Harbour seal

5.3.1 Biology

5.3.1.1 General biology Harbour seals are the most common seal species in southern Scandinavia and in Denmark

(Olsen et al., 2010). Harbour seals are not fully aquatic, and must return to haul-out sites on

land to give birth and suckle their young, rest, and moult. Adult harbour seals in Danish waters

give birth on land to no more than a single pup each year during May-July (Olsen et al., 2010).

The pups are born with adult fur and can swim and dive from birth, and suckling occurs primarily

on land until the pup is abandoned at 3-4 weeks old. Mating takes place in the water after

suckling, typically during July. Although much remains to be understood about harbour seal

mating behaviour, studies from Norway, Sweden, and Scotland propose that male harbour seals

may use vocalisations as part of underwater mating display (Bjørgesæter et al., 2004).

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32 ROGC-S-RA-000066 6 Smålandsfarvandet Marine Mammals

Adult harbour seals moult over several weeks during August, and spend most of their time on a

haul-out during the process.

5.3.1.2 Hearing Harbour seals and grey seals are amphibious animals with acute hearing in air as well as under

water. The hearing of harbour seals has been studied extensively (Møhl, 1968; Terhune, 1988;

Kastak & Schusterman, 1998). The hearing of grey seals on the other hand has only been

investigated in a single study (Ridgway & Joyce, 1975). This study was conducted using

auditory evoked potentials, which are not directly comparable to the psychophysical data

obtained from harbour seals. However, Schusterman (1981) assumes that the hearing abilities

in both species could be very similar. The hearing thresholds of harbour seals are generally

recommended to be used as a conservative estimate of the hearing thresholds for those

Phocids (earless seals), where the hearing has not been as thoroughly investigated (Southall et

al., 2007) (Figure 5-19).

Figure 5-19 Audiograms for harbour seals based on Møhl (1968); Terhune & Turnbull, (1995); and Kastak & Schusterman (1998). Audiogram for grey seals modified from Ridgway & Joyce (1975)

5.3.2 Protection status

The legislation acts concerning protection of seals are as follows:

• The Bonn Convention

The Bonn Convention lists the harbour seal in the Annex II as migratory species having an

adverse status of preservation and for which it there is a need of international agreements

in order to keep and control its protection.

101

102

103

104

105

106

50

100

150

200

Frequency (Hz)

dB

re

Pa

rm

s

Kastak and Schusterman 1998

Terhune 1988

Møhl 1968

Ridgeway and Joyce 1975

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33

• The Bern Convention

The Bern Convention lists the harbour seal and the grey seal in the Appendix III,

concerning species requiring protection by the countries being the parties of the

convention.

• The Habitat Directive 92/43/EEC on the conservation of natural habitats and of wild

fauna and flora

The grey seal and harbour seal are listed in the Appendix II of the Habitat Directive which

includes plant and animal species important for the community and which conservation

requires the designation of special areas of conservation.

• Proposal for a Regulation of the European Parliament and of the Council on trade in

seal products

The proposal regulates the laws concerning trade of the seal products and concerns the

grey seal and harbour seal.

5.3.3 Distribution and abundance in Danish waters

Four distinct populations of harbour seals are known in Denmark based on molecular studies

and satellite telemetry, including the Wadden Sea, Limfjord, Kattegat and western Baltic (Olsen

et al., 2014).

Danish harbour seal populations have undergone dramatic changes since the end of the 19th

Century. During the early part of the 20th Century, seals were actively hunted, first for their skin

and blubber and later to alleviate a perceived threat to fisheries (Heide‐Jørgensen & Härkönen,

1988). A hunting ban was issued in 1976 followed by substantial population recovery, but in

1988 and 2002 populations were reduced again by seal epizootic outbreaks caused by phocine

distemper virus (Olsen et al., 2010). Populations have begun to recover, and the Kattegat

population was estimated at 9,620 seals in 2007 (Olsen et al., 2010).

Since 1989, three surveys have been conducted during the moulting period (typically annually or

biannually in August) on all known Danish haul-out sites (Figure 5-21). As counts are carried out

during only one time each year, seasonal patterns of distribution and abundance patterns are

not well documented. The August 2012 harbour seal population in Denmark was estimated to

around 16,000 (Dietz et al., 2014). In 1979, the Kattegat subpopulation of harbour seals was

estimated to about 3,100 animals, or approximately 25% of its estimated 1890-size of 11,550

seals (Olsen et al., 2010).

The harbour seal is on the designation list for 22 Special areas of Conservation (SAC’s) in

Denmark, and these include all important haul-out places for the species but one on Sjællands

Rev (Andersen, 2011). Protection in these areas varies widely, from year round traffic prohibition

on land and sea in the surrounding area (e.g. Anholt) to no restrictions at all (e.g. Læsø)

(Andersen, 2011).

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34 ROGC-S-RA-000066 6 Smålandsfarvandet Marine Mammals

Figure 5-20 Special Areas of Conservation for seals. Light blue areas denote SACs for harbour seals, while dark blue areas denote SACs for both harbour seals and grey seals. Green points indicate seal reserves (from http://naturstyrelsen.dk/media/nst/Attachments/Bilag4_Forvaltningsomr.jpg). Sydøstlige Danmark refers to Southeastern Denmark, and Vadehavet is the Wadden Sea

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35

Figure 5-21 Abundance of seals on haul-out sites in Southern Scandinavian waters during August 2010

The sizes of the circles refer to the number of harbour seals ashore during aerial surveys in late august 2010. As a fraction of the population (43%) will be at sea during survey, counted numbers are corrected with a factor of 1.75 to achieve total numbers (Härkönen and Harding, 2001). Figure from Olsen et al. (2010). Haul-out sites are denoted as follows A) Olso Fjord, B) Kosteröarna, C) Väderöarna, D) Lysekil, E) Marstrand, F) Tistlarna, G) Varberg, H) Hallands-Vöderö, I) Læsø, J) Anholt, K) Hesselø, L) Sjællands Rev, M) Bosserne, N) Svanegrunden, O) Møllegrunden, P) Saltholm, Q) Måkläppen, R) Bøgestrømmen, S) Avnø Fjord, T) Gulborgsund North, U) Rødsand, V) Vitten, W) Central Limfjord, Y) Western Limfjord

5.3.4 Distribution and abundance at Smålandsfarvandet

There are currently no harbour seal haul-out sites or reserves in the planned Smålandsfarvandet

OWF site, and the nearest harbour seal haul-out sites are in Avnø Fjord (fewer than 500 seals

during the August 2010 survey) and Guldborgsund North (fewer than 50 seals). A study of

harbour seals tagged on Anholt showed that the seals moved all over the Kattegat with a

maximum distance of 249 km from the tagging haul-out site (Dietz et al., 2013). If we consider

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36 ROGC-S-RA-000066 6 Smålandsfarvandet Marine Mammals

this as a representative maximum distance for harbour seals to travel, it is possible that seals

from haul outs in Kattegat and the Western Baltic could use the Smålandsfarvandet area (i.e.

Rødsand/Vitten – each fewer than 500 seals, Bøgestrømmen - fewer than 50 seals and

Måkläppen and Hallands Vöderö in Sweden – fewer than 500 seals, each), as well as those

seals using other haul outs in the Inner Danish Waters (i.e. Læsø (>500 seals), Anholt - over

2000 seals) (Andersen 2011, Olsen et al. 2010).

Much of what is known about seasonal patterns of movements of seals in Denmark are known

from studies of satellite tagged seals from Anholt (Dietz et al., 2013). Distances and home range

sizes increased through autumn, peaked in February-March, decreased during spring and were

most contracted during the breeding season. Harbour seals were observed during aerial surveys

for birds in the Smålandsfarvandet aerial survey area Figure A2- 1 to Figure A2- 3. Due to

challenges of seal identification during flight (Andersen, 2011), it was not possible to identify the

seals in all surveys to species Table A2- 3 .

The following three Special Areas of Conservation (SACs) for harbour seals are in the vicinity of the Smålandsfarvandet study area: The Sea and Coast between Karrebæk Fjord and Knudshoved Odde, Smålandsfarvandet north of Lolland, Guldborg Sund, Bøtø Nor and Hyllekrog-Rødsand and The Sea and Coast between Præstø Fjord and Grønsund. (Jepsen 2005) (Figure 5-20).

5.3.5 Ecological importance of the Smålandsfarvandet offshore wind farm area

The Smålandsfarvandet OWF is used regularly by harbour seals, but quantitative data on the

relative importance of the site to harbour seals are not available. The wind farm area lies

approximately 23 kilometres from Avnø Fjord and 35 kilometres from Guldborg Sund, which are

the nearest haul out sites for harbour seals near the wind farm. The nearest Natura 2000

Special Areas of Conservation (SACs) for harbour seals are found at the sea and coast between

Karrebæk Fjord and Knudshoved Odde (SAC area no. 148), Smålandsfarvandet north of

Lolland, Guldborg Sund, Bøtø Nor and Hyllekrog-Rødsand (SAC no. 152) and The Sea and

Coast between Præstø Fjord and Grønsund (SAC area no. 147). The nearest to the project site

are area no. 148 and 152 approximately 16.5 km and 15 km away, respectively. Anholt and

Læsø, two of the largest haul out sites for harbour seals in Denmark are 175 km and 228 km

away from the Smålandsfarvandet proposed wind farm area, respectively, but is within striking

distance of harbour seals. The two nearest seal haul outs in southern Denmark are

Bøgestrømmen and Rødsand/Vitten. We thus assess the area to be of potentially moderate

importance for seals.

5.4 Grey seal

5.4.1 Biology

Grey seals weigh up to 300kg (males) and 180kg (females) and are endemic to the North

Atlantic. Like harbour seals, grey seals are semi-aquatic and give birth, suckle, and moult on

haul-outs. Grey seal pups are born covered with foetal fur (laguna) that is not waterproof, and

are born during March in Denmark (Härkönen et al., 2007a). The pup must remain on land for

several weeks until it has finished nursing developed its adult fur, a period when the pup is

particularly vulnerable to disturbance. Behaviour on haul-outs for adult grey seals occurring in

the Kattegat are not well documented, but tagging studies on Baltic grey seals show that they

spend most time on haul-outs during the night. The grey seal moults in June during which time it

spends much of its time hauled out on land (Härkönen et al., 2007b). Grey seals are listed in the

EC Habitat’s Directive Appendices II and V and are covered in the HELCOM agreement

(Jepsen, 2005).

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37

5.4.2 General distribution and abundance in Danish waters

Historically, grey seals have been the most common seals in Denmark, but intense hunting

caused its near extirpation in the early 20th Century. In 2004, a total of 31 individual grey seals

were reported from Danish localities (Jepsen, 2005). Although a total current count for Denmark

is not available, in 2008, 67 grey seals were recorded at Rødsand (Dietz et al., 2014).

Aerial surveys target moulting harbour seals on haul-outs in Denmark in August. Grey seals are

also counted during these surveys, but as these seals moult in June in Denmark, the August

counts are expected to be a minimal estimate for grey seals (Härkönen et al., 2007a). Genetic

studies have shown that Baltic grey seal populations are distinct from those occurring in the

North Sea, and it is unknown which population(s) occur in the Kattegat (Jepsen, 2005; Härkönen

et al., 2007a). In 2002 and 2003, two new born grey seal pups were observed on Rødsand and

Lolland, but not elsewhere. In 1996 one pup was born at Hirsholmene (Flensted, 1997;

Härkönen et al., 2007a), which is now a designated SAC, and another was born during the

spring of 1996 on Anholt (Härkönen et al., 2007a).

5.4.3 Distribution and abundance at Smålandsfarvandet

Grey seals occur at very low densities throughout Danish waters, and a Natura 2000 Special

area for conservation (SAC) for grey seals and harbour seals are located nearby at

Smålandsfarvandet nord for Lolland, Guldborg Sund, Bøtø Nor and Hyllekrog-Rødsand, defined

as SAC area no. 152 (Figure 5-20) (Jepsen 2005). The largest grey seal haul out site is at

Rødsand, part of SAC no. 152. Sixty-seven grey seals were observed at the Rødsand haul out

during an aerial count in 2008 (Dietz et al 2014). No seal haul-out sites overlap with the planned

wind farm area.

5.4.4 Ecological importance of the Smålandsfarvandet offshore wind farm area

The Natura 2000 SAC for grey seals ” Smålandsfarvandet nord for Lolland, Guldborg Sund,

Boto Nor og Hyllekrog-Rødsand “is located 6.87 km from the proposed wind farm area, while the

main haul out for grey seals is at Rødsand. We thus consider the area of only limited importance

for grey seals in Denmark.

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39

6 Impact Assessment during construction, operation and decommissioning phase

6.1 Definitions of zones of impact

Generally, the effect of noise on marine mammals can be divided into four broad categories that

largely depend on the individual’s proximity to the sound source:

• Detection

• Masking

• Behavioural changes/Cessation of normal behaviour

• Physical damages

It is important to note that the limits of each zone of impact are not sharp, and that there is a

large overlap between the different zones. Behavioural changes, masking and detection also

critically depend on the background noise level, and all impacts depend on the age, sex and

general physiological and behavioural state of the animals (see, for example Southall et al.,

(2007).

If there is a frequency-overlap between the produced noise and signals of relevance for an

animal, there is a risk that the noise can mask relevant signals to some extent. Masking could

reduce detection distances of communication signals and signals essential for foraging or

navigation. For pulsed sounds as those produced by pile driving masking is however not

relevant (Madsen et al 2006).

Behavioural changes range from very strong reactions such as panic or flight, to more moderate

reactions where the animal may orient itself towards the sound or move slowly away or will

cease with an on-going behaviour. However, the animals’ reaction may vary greatly depending

on season, behavioural state, age, sex, as well as the intensity, frequency and time structure of

the sound causing behavioural changes (Nowacek et al., 2007).

Noise-induced threshold shifts in the hearing system can lead to changes in the animals’

detection threshold either temporarily (TTS) or permanent (PTS). Noise-induced PTS has only

been documented in a single laboratory study and is probably not very common in wild

populations as the animals need to be very close to the sound source for most kinds of

anthropogenic sound sources. The hearing loss is therefore usually only temporary and the

animal will regain its original detection abilities after a recovery period. However, prolonged

exposures of continuous noise, where the ear is exposed to TTS-inducing sound pressure levels

before it has had time to recover, may result in a building TTS. TTS of 50 dB or more will often

result in permanent hearing damage (Ketten, 2012). For PTS and TTS, the sound intensity is an

important factor for the degree of hearing loss, as is the frequency, the exposure duration, and

the length of the recovery time (Popov et al., 2011).

Mammals generally do not hear equally well over their entire range of hearing (Moore 2012). At

high sound intensities curves showing the perceived loudness of the sound flatten out towards

the lower and upper cut-off frequencies of the audiogram. The perceived loudness has

previously been assessed for high intensity sounds using an equal-loudness filter suggested for

marine mammals (M-weighting, Southall et al 2007). However this still has to be verified

experimentally and other frequency weighting methods may be more appropriate (Tougaard et

al 2014). The thresholds recommended by the MMWG are therefore unweighted (Working group

2014, memorandum prepared for Energinet.dk 2015).

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40 ROGC-S-RA-000066 6 Smålandsfarvandet Marine Mammals

Harbour porpoises

Behaviour reponse

Harbour porpoises are sensitive to a wide range of human sounds at relatively low exposure

levels (Southall et al., 2007). The MMWG proposed a behavioural reaction threshold of 140 dB

re 1 µPa2∙s SEL as porpoises have been documented to react aversively to pile-driving noise at

this received sound exposure levels (Table 6-1; Lucke et al 2009, Brandt et al 2011,

Energinet.dk 2015b). The duration of avoidance varies from site to site. At Horns Rev II

porpoises returned to the area within hours or days (Brandt et al 2011), but at Nysted the

baseline porpoise levels measured before construction are not yet re-established after 10 years

(Teilmann and Carstensen 2012).

Temporary threshold shift (TTS)

A study by Lucke et al. (2009) measured TTS in harbour porpoises when exposed to a single

sound pulse from an airgun, and based on this study the MMWG proposes a TTS threshold of

164 dB re 1 µPa2∙s SEL (Table 6-1, Energinet.dk 2015b).

Permanent threshold shift (PTS)

PTS has not been investigated in harbour porpoises, but based on a study of finless porpoises

(Popov et al 2011) the MMWG recommends a PTS threshold of 183 dB re 1 µPa2∙s SEL (Table

6-1; Energinet.dk 2015b).

White-beaked dolphins As mentioned above, due to functional hearing properties, this species is classified as a mid-

frequency cetacean, together with 31 species and subspecies of dolphins (Southall & Scholik-

Schlomer, 2007). There is no knowledge on effects of underwater noise on white-beaked

dolphins, and data on functional hearing (behaviourally measured audiogram) for this species

are lacking. Here we use, PTS and TTS thresholds proposed for mid-frequency cetaceans by

Southall et al., 2007, and the behavioural threshold proposed for harbour porpoises by the

MMWG. PTS, TTS and behavioural thresholds are generally higher for mid-frequency cetaceans

than those proposed for porpoises (Southall et al 2007). Because of this and due to the paucity

of this species in Denmark, it has not received the same special focus in this report.

Harbour seals and grey seals

Behavioural response

Seals in general seem to be less responsive to noise (Harris et al 2001, Blackwell et al 2004,

Southall et al 2007, Edrén et al 2010b), and due to insufficient data, the MMWG has not

recommended a behavioural threshold for seals (Energinet.dk 2015b).

Temporary threshold shift (TTS)

The MMWG recommends a TTS threshold for seals of 176 dB re 1 µPa2∙s SEL (Table 6-1)

based on the study by Kastelein et al (2012).

Permanent threshold shift (PTS)

PTS has been induced in a single harbour seal by accident (Kastak et al 2008), another study

accidentally caused a severe TTS (44 dB, Kastelein et al 2012) and based on these two studies

the PTS threshold for seals set by the MMWG is 200 dB re 1 µPa2∙s SEL.

Table 6-1 summarizes criteria for assessing impacts to marine mammals. The criteria are

associated with different impacts (e.g. PTS, TTS and behavioural).

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41

Table 6-1 Underwater noise impact thresholds (Permanent threshold shift, PTS, Temporary threshold shift, TTS and behavioural response)

Species Effect

Threshold

SEL (Cumulative/

Single strike*)

(dB re 1µPa2s)

Reference

Harbour porpoise

PTS 183

Energinet.dk 2015b

TTS 164 Energinet.dk 2015b

Behavioural

response 140*

Energinet.dk 2015b

White beaked dolphin

PTS 198 Southall et al 2007

TTS 183 Southall et al 2007

Behavioural

response 140*

Energinet.dk 2015b

Harbour seal/

Grey seal

PTS 200

Energinet.dk 2015b

TTS 176 Energinet.dk 2015b

6.2 Impact assessment during construction

6.2.1 Likely effects on marine mammals

6.2.1.1 Pile driving noise The construction phase of Smålandsfarvandet OWF will most likely require the use of impact

pile-driving. This is a method where concrete or steel piles are driven into the seabed substrate

using a hydraulic hammer, a process that generates very high sound pressures (reviewed by

(Nedwell & Howell, 2004; Thomsen, 2010). Measurements of pile-driving noise from the

installation of a 3.9m diameter steel pile at the Horns Rev II Offshore Wind Farm showed that

peak-to-peak sound pressure levels from a single strike were more than 190 dB re 1 μPa even

at 720m from the construction site ((Brandt et al., 2011), Figure 6-1)). Though most of the sound

energy from pile driving is at low frequencies (<1 kHz), where especially porpoises have poor

hearing, there is still sufficient energy in the sounds at frequencies where porpoises and seals

are highly sensitive (Figure 6-1). Due to both intensity and frequency content of the impact

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42 ROGC-S-RA-000066 6 Smålandsfarvandet Marine Mammals

sounds, they are thus capable of causing considerable disturbance to the marine mammals in

the area.

Figure 6-1 Left: Peak level and single-strike sound exposure level (SEL) for the pile-driving operation measured at 720m distance. The M-weighted cumulative SEL (‘HF cetaceans’ M weighting, from Southall et al. (2007). Right: Power spectral density of pile-driving noise at the two measurement locations (Brandt et al., 2011)

The intensity of the impact noise is correlated to the pile diameter (Betke, 2008). The installation

of foundations with smaller pile-diameters will therefore not generate as intense sound pressure

levels. The intensity of the impact noise is also correlated with the distance from the noise

source, this is evident from measurements of the impact noise from the installation of two wind

turbines off the north eastern coast of Scotland ((Bailey et al., 2010), Figure 6-2).

Figure 6-2 Broadband peak-to-peak sound pressure levels of pile-driving in relation to distance from the noise source and the best-fit sound propagation model (From Bailey et al., 2010)

In a study in the Danish North Sea, Brandt et al. (2011) measured porpoise activity using click

detectors (CPODs) and found a negative response to the pile driving out to a distance of 18km.

Porpoise activity decreased significantly during the construction period as compared to the

baseline period. The duration of the effect of pile driving lasted between up to 72 hours. They

found no negative affect at the POD stationed 21.2km away from the pile driving. This might

indicate that porpoise exhibit no behavioural response at this distance or that porpoises from the

nearer locations were displaced to this position. Tougaard et al. (2006) found an effect of at

least 20km from the source with return to baseline levels at 4-5 hours after the cessation of the

pile driving. (Dähne et al., 2014) could confirm the 20km behavioural impact range at a recent

study at the German research platform alpha ventus (German North Sea). The effect was short

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43

term too (median duration = 16.8 h; (Dähne et al., 2014)). Only in one case, the effects of the

construction activity were measurable beyond the cessation of the activity and that was for a

wind farm where pile driving was only used for a limited period in support of the construction, but

not for ramming in piles (Carstensen et al., 2006). It is difficult to assess the results from this

particular investigation as numbers of recorded porpoises were low from the start.

Studies carried out between 1999 and 2005 during the construction and operation of the Horns

Rev and Nysted offshore wind farms only detected short-term change in the haul-out behaviour

on harbour seals during pile driving. Pile driving, being of limited duration is not considered to

pose significant threat to harbour seals (Olsen et al., 2010). Human disturbance (e.g. sea, land

and air traffic, leisure crafts, etc.) negatively correlate with seal distribution and abundance, and

in southern Scandinavia, harbour seals are only found on remote haul-out sites or in sanctuaries

(Olsen et al., 2010).

6.2.1.2 Dredging noise In many cases, dredging activities are needed before wind farm installations for site preparation

(gravity based foundations but also other types). There are a variety of dredger types for various

purposes, but in many cases Trailing Suction Hopper Dredgers (TSHD) are used. Noise from

TSHDs stems from a variety of sources with the main contributors being the noise generated by

the dredging vessel itself and the drag head (CEDA, 2011; Figure 6-3).

Most of the sound generated by the TSHD dredger is at frequencies below 1 kHz. However,

depending on the composition of the substrate removed by dredging, sound energy may also be

generated at higher frequencies. This is thought to be caused by larger sand grains and gravel,

when they move through the pipe and pump (Robinson et al., 2011). However, even if the

substrate dredged is sand, there is still acoustic energy above 1 kHz that could potentially affect

porpoises and seals. The reported source levels are between 186 dB-188 dB re 1μPa rms at 1m

(Thomsen, 2009; Robinson et al., 2011). These levels are much lower than reported from pile

driving, but since dredging sound is more or less continuous and pile driving impulsive (pulse

length = 50ms); the sounds cannot be compared. It is clear though, that unless porpoises and

mid frequency cetaceans spend an extended time in the vicinity of the dredger, no physical

damage can occur (see WODA, 2013).

Figure 6-3 Sound sources of a Trailing Suction Hopper Dredger (see WODA 2013)

CEDA 2011 noted the scarcity of studies quantifying impacts from dredging with documented

effects limited to behavioural changes in grey and bowhead whales (Richardson et al., 1995)

and a recent investigation by Diederichs et al., (2010) showing that harbour porpoises

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44 ROGC-S-RA-000066 6 Smålandsfarvandet Marine Mammals

temporarily avoided an area of sand extraction off the Island of Sylt in Germany. For their

investigation, Diederichs et al. (2010) used automated porpoise click detectors. They found that

when the dredging vessel was closer than 600m to the porpoise detector location, it took three

times longer before a porpoise was again recorded than during times without sand extraction.

However, after the ship left the area, the clicks were registered at the usual rate. The results

align with previously reported results (Itap, 2007). However, as sound transmission differs

substantially between sites, the distance of 600m is only valid for this specific dredging project

and cannot be generalized to other dredging projects. Visual surveys using airplanes did not

document any impacts (Diederichs et al., 2010).

6.2.1.3 Ship noise During construction, ship traffic will increase both from smaller and large vessels. This added

noise will add to the overall background noise level. The larger slow-moving vessels are not

expected to cause a significant elevation of the background noise level at the frequencies

relevant for porpoises, mid-frequency cetaceans and seals as the main energy produced from

these larger vessels is below 1 kHz (Richardson et al., 1995; McKenna et al., 2012). For the

smaller faster vessels, considerable energy may be generated at frequencies within the hearing

range of both porpoises and seals (OSPAR, 2009).

6.2.1.4 Traffic The increased ship traffic in connection with construction works can potentially increase the risk

of ship strikes for seals and porpoises. Though ship strikes are commonly associated with large

baleen whales, there are data to suggest that this may also be a significant source of mortality in

small cetaceans in areas with a high density of ship traffic (Van Waerbeek & Leapper, 2008).

The risk of being struck by a vessel increases with the speed of the vessel (Carrillo & Ritter,

2010). Ship strikes in seals are not well documented.

6.2.1.5 Suspension of sediments Burying of cables and establishment of the foundations will cause some suspension of

sediments in the water column inside the wind farm area and consequently increase turbidity in

the wind farm area and potentially beyond. For foundations, this will especially be the case for

gravity based foundations (GBFs), as they may require both redistribution and removal of

bottom substrate through dredging in order to reach suitable substrate and level out the bottom

(Reach et al., 2012). Seabed disturbance through extraction, rejection and disposal of

sediments, along with outwash of excess materials, can result in increased turbidity and the

creation of sediment plumes.

Marine mammals often inhabit turbid environments and many utilise a sophisticated sonar

system to sense the environment around them (Au et al., 2000). Increases in turbidity should

therefore have only a minor impact on the marine mammals. Some level of minor consequences

may be possible for non-echolocating marine mammals that may rely partly on vision to forage

and detect predators (Nairn et al., 2004), but there is no direct evidence for impact in this

respect. McConnell et al. (1999) reported that foraging areas and trip durations recorded for a

blind grey seal in the North Sea were similar to those of other seals. This, along with the fact

that seals often inhabit areas of high turbidity (Weiffen et al., 2006), suggests that visual cues

are not essential for seals when exploring their environment; increased turbidity should have a

minimal effect on their ability to carry out daily functions. So, although the suspension of

sediments is not expected to have a direct effect on the porpoises, mid-frequency cetacean and

seals considered here, there may be an indirect effect through possible negative effects on their

prey species.

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45

6.2.1.6 Pollutants The construction itself is not expected to cause the release of harmful chemicals that could pose

a potential risk to porpoises or seals. The increased traffic during construction could lead to an

increase in the discharge of pollutants into the water from exhaust and increases the risk of oil

spill due to ship collision. This could temporarily impact the marine environment negatively.

However, the risk of this occurring is considered low.

6.2.1.7 Changes in habitat With the establishment and construction of foundations, transformer/sub-stations and the burial

of power cables will partly destroy the seabed within the wind farm and along the cable route to

the transformer station. The physical destruction of the seabed will lead to habitat loss for

benthic infauna (soft bottom species) and a temporary loss of benthic fauna biomass

(Energy/E2, 2006). The impacts from the foundations and the electricity cables within the park

area will be local and will not lead to direct impacts on marine mammals. Results from Danish

monitoring programmes at Danish OWF sites show that the biomass and abundance of the

benthic fauna within the wind farms area only decrease during the construction phase;

thereafter, an increase in abundance and biomass occurs (Leonhard and Birklund, 2006). The

primary reason is increased heterogeneity of the seabed. New hard-bottom habitats arise on the

scour protection and turbine foundations which cause a shift from a pure sandy seabed to a

mixture of sandy and hard-bottom habitats (Bioconsult, 2005; Energy/E2, 2006). The results

also show that the re-colonisation of the soft-bottom seabed will occur relatively fast (within a

period of 5 years), but the actual time depends on the benthic fauna structure (species

composition, abundance and biomass). The temporary loss of benthic fauna biomass can have

an indirect impact on the marine mammals that uses the area as a habitat for food supply. But

as the overall biomass and abundance does not change significantly, the indirect impact from

shortage of food supply will only be short term. This will hence not have a significant associated

impact on marine mammals. It also has to be considered that marine mammals will most likely

leave the immediate construction site during the installation process. Thus, any potential

impacts due to short-term habitat changes in the construction phase will be masked by the

reaction to underwater sound.

6.2.2 Estimation of potential effects on marine mammals

6.2.2.1 Pile-driving noise Using a maximum source level of 221.6 dB re 1 µPa SEL for a single pulse, along with a

ramming histogram of 6 hours with gradually increasing source level (for more detailed

information see note prepared for Energinet.dk March 2015) the noise propagation in the

Smålandsfarvandet area was modelled (Energinet.dk 2015). The modelling was done for three

different scenarios:

1. No animal deterrence (1 m starting distance for the animal fleeing model), no noise

reduction

2. Deterrence using pingers / seal scarers (1 km starting distance for the animal fleeing

model), noise reduction (0 dB)

3. Deterrence using pingers / seal scarers (2 km starting distance for the animal fleeing

model), noise reduction (0 dB)

In addition to the impact thresholds, and the deterring distances, the model also includes animal

fleeing, where it is assumed the harbour porpoises, harbour seals and grey seals all flee the

area with a speed of 1.5 m/sec. when ramming commences. In the scenarios with anmal

deterrence, noise levels cannot exceed the PTS threshold at the animal starting distance (1 and

2 km). If the noise level at this distance does exceed the PTS threshold, further mitigation

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46 ROGC-S-RA-000066 6 Smålandsfarvandet Marine Mammals

reducing the noise to the PTS threshold is required. In this instance no further noise reduction is

required. If no noise reduction is required the impact ranges remain the same, but the affected

areas vary as an are corresponding to the deterring distance for the different scenarios is

subtracted. Impact ranges for PTS, TTS, and behavioural reactions for harbour porpoises, and

PTS and TTS for harbour seals and grey seals for all three scenarios are presented in Table 6-2

and Table 6-5, Figure 6-4 and Figure 6-9, and discussed below (see Section 6.2.3). For white

beaked dolphins there is no knowledge or recommendations for the use of seal scarers, these

scenarios are therefore not of relevance for this species.

All impact ranges for PTS and TTS and based on the cumulative noise from multiple strikes, but

the behavioural impact range is based on a single strike, under the assumption that the first

strike will elicit a behavioural reaction if the threshold is exceeded.

Table 6-2 Impact criteria and impact ranges for harbour porpoises, white beaked dolphins, harbour seals and grey seals (Energinet.dk 2015b) and impact ranges calculated by NIRAS (Energinet.dk 2015a).

Species Noise impact Impact range

No animal

deterrence, no

noise reduction

(1 m starting

range)

Impact range

1 km deterrence,

noise reduction

(0 dB)

Impact range

2 km deterrence,

noise reduction

(0 dB)

Harbour porpoise

PTS

(183 dB re 1µPa2∙s

SEL)

(cumulative)

0.17 km - -

TTS

(164 dB re 1µPa2∙s

SEL)

(cumulative)

2 km 2 km -

Behavioural

response

(140 dB re 1µPa2∙s

SEL)

(single strike)

3.7 km 3.7 km 3.7 km

White beaked

dolphin

PTS

(198 dB re 1µPa2∙s

SEL)

(cumulative)

< 0.17 km

TTS

(183 dB re 1µPa2∙s

SEL)

(cumulative)

< 2 km

Behavioural

response

(140 dB re 1µPa2∙s

SEL)

(single strike)

3.7 km

Harbour seal/

grey seal

PTS

(200 dB re 1µPa2∙s

SEL)

(cumulative)

0.007 km 0.007 km 0.007 km

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47

Species Noise impact Impact range

No animal

deterrence, no

noise reduction

(1 m starting

range)

Impact range

1 km deterrence,

noise reduction

(0 dB)

Impact range

2 km deterrence,

noise reduction

(0 dB)

TTS

(176 dB re 1µPa2∙s

SEL)

(cumulative)

0.55 km 0.550 km 0.550 km

Table 6-3 Impact criteria and affected area for harbour porpoises, white beaked dolphins, harbour seals and grey seals (Energinet.dk 2015b) and impact ranges calculated by NIRAS (Energinet.dk 2015a).

Species Noise impact Affected area

No animal

deterrence, no

noise reduction

(1 m starting

range)

Affected area

1 km deterrence,

noise reduction

(0 dB)

Affected area

2 km deterrence,

noise reduction

(0 dB)

Harbour porpoise

PTS

(183 dB re 1µPa2∙s

SEL)

(cumulative)

0.09 km2 - -

TTS

(164 dB re 1µPa2∙s

SEL)

(cumulative)

12.6 km2 9.4 km

2 -

Behavioural

response

(140 dB re 1µPa2∙s

SEL)

(single strike)

43 km2 39.9 km

2 30.4 km

2

White beaked

dolphin

PTS

(198 dB re 1µPa2∙s

SEL)

(cumulative)

< 0.09 km2

TTS

(183 dB re 1µPa2∙s

SEL)

(cumulative)

< 12.6 km2

Behavioural

response

(140 dB re 1µPa2∙s

SEL)

(single strike)

43 km2

Harbour seal/

grey seal

PTS

(200 dB re 1µPa2∙s

SEL)

(cumulative)

0.00015 km2 - -

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48 ROGC-S-RA-000066 6 Smålandsfarvandet Marine Mammals

Species Noise impact Affected area

No animal

deterrence, no

noise reduction

(1 m starting

range)

Affected area

1 km deterrence,

noise reduction

(0 dB)

Affected area

2 km deterrence,

noise reduction

(0 dB)

TTS

(176 dB re 1µPa2∙s

SEL)

(cumulative)

0.95 km2 - -

Figure 6-4 Impact ranges for PTS, TTS, and behavioural reactions for harbour porpoises, where no noise reduction is implemented. The impact ranges for TTS and behavioural reactions are the same for all three scenarios.

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49

Figure 6-5 Impact ranges for PTS and TTS for harbour seals and grey seals, where no no noise reduction is implemented. The calculated impact ranges are the same for all three scenarios.

6.2.2.2 Dredging noise In general, sound emitted during dredging activities can be compared to shipping sound.

Kastelein et al. (2010) found that dredging activities do not generate sound louder than a sound

produced during ship transit between dredging sites. Robinson et al. (2011) found that dredgers

emit sound levels comparable to cargo ship travelling at modes speed (low frequency noise).

Although it is worth mentioning that frequency range of sounds emitted during dredging activities

depends on the material excavated and/or placed on the sea bottom. For example, extraction on

coarse gravel generated 5 dB higher sound levels at frequencies above 1 kHz than sand

(Robinson et al., 2011). There is a potential for TTS occurrence in marine mammals, if animals

would stay in the vicinity of a dredger and would be exposed to a sound for a long time, although

it is very unlikely, as it was shown that for example porpoises leave the area during sand

extraction (Diederichs et al., 2010). This is an example of a behavioural change in marine

mammals that cannot be ruled out due to dredging activities, although it was noted by the author

it occurred only for a short period of time. As the dredging activities will be short term and

conducted at a local scale, possible negative effect of these actions on marine mammals are

therefore expected to be non-significant (Table 6-5 - Table 6-6).

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50 ROGC-S-RA-000066 6 Smålandsfarvandet Marine Mammals

6.2.2.3 Ship noise Small faster ships such as barges and supply ships produce noise with energy content primarily

below 1 kHz (Richardson et al., 1995). However, there may still be considerable energy at

frequencies also above 1 kHz. Harbour porpoise, mid-frequency cetaceans, harbour seals and

grey seals are more sensitive at higher frequencies, the high-frequency components of vessel

noise could thus potentially pose a problem for the animals, and the presence of boats in the

area could result in displacement of animals. The severity of such disturbances depends on the

kind and number of boats, with small faster vessels generating higher frequency noise. For

harbour porpoises’ reaction distances are approximately 1km for vessel noise (based on

measurements by (Arveson & Vendittis, 2000), on the criteria for effects of noise presented

above, and assuming a transmission loss of 15 log(r)). Given that, some of the most trafficked

areas in Danish waters are also areas with a very high abundance of harbour porpoises

(Sveegaard, 2011), any displacements of harbour porpoises due to shipping noise are therefore

expected to be short term, and over relatively short distances(Table 6-5 - Table 6-6). The same

is expected for mid-frequency cetaceans and the two seals species considered here (Table 6-5 -

Table 6-6).

There is a risk that increased noise from boats could cause TTS in the four marine mammal

species considered here, but ambient noise levels are not expected to increase significantly

from the increase in shipping due to construction. Therefore, TTS is not expected as a

consequence of construction associated shipping noise for either species.

6.2.2.4 Traffic Increased ship traffic in connection with construction works can potentially increase the risk of

ship strikes for seals, porpoises and white-beaked dolphins, although this is more common for

baleen whales that are seen within study area sporadically. Due to that fact, effect of increased

ship traffic on these animals is considered as non-significant (Table 6-5 - Table 6-6).

6.2.2.5 Suspension of sediments The suspension of sediments in association with construction is expected to be minimal and will

not likely have an effect on harbour porpoises, harbour seals or grey seals. An increase in

suspended contaminants as a consequence of suspension of sediments is likely also

insignificant (Table 6-5 - Table 6-6).

6.2.2.6 Changes in habitat The changes in habitat associated with construction encompass changes to the sea floor, and

increased presence of vessels on the sea surface. Any effects from these changes are most

probably insignificant compared to the effects of noise from construction (Table 6-5-Table 6-6).

6.2.3 Assessment of the significance of impacts during construction

With regards to the degree / scale, PTS was defined as being a large effect (Table 6-5 - Table

6-6), as the structure and function of the receptor are affected completely inside the affected

area. Following this logic, TTS is defined as a large effect as well, but as it is reversible, it is one

of short-term duration (Table 6-5 - Table 6-6). Behavioural responses can range from medium to

minor, depending on the number of individuals affected. With regards to the geographic extent

of the effect, the definitions in the EIA do not warrant any more explanations as the boundaries

are clearly defined. The duration of effects can be generally defined as short to medium. (Table

6-3-Table 6-4). However, pile driving can have a permanent impact affecting individuals of the

three species in terms of PTS.

Smålandsfarvandet is considered a high-density area for harbour porpoises as defined by

Teilmannn et al. (2008). Porpoises tagged in the Inner Danish Waters are among those that

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51

used the Smålandsfarvandet Offshore Wind Farm area (Sveegaard et al. 2011, and see

Appendix 1). Harbour porpoises most certainly use the area of the Smålandsfarvandet OWF

area and the areas within the potential zones of acoustic impact. Density estimates based on

ship surveys covering parts of the Kattegat, and inner Danish waters were conducted as

recently as 2005 as part of the SCANSII survey (Hammond et al., 2013), and a survey including

the eastern Kattegat was conducted in 2012. These are the basis of density estimates for the

area.

Hammond et al. (2013) estimated harbour porpoise densities in the Kattegat to be 0.28

animals/square kilometre based on survey data collected in 2005, whereas Sveegaard et al.

2013 estimated densities in the eastern Kattegat, Inner Danish waters and Western Baltic to be

0.61 animals/square kilometre based on survey data collected in 2012. If we consider these

densities from 2005 and 2012 as representative of densities in the proposed Smålandsfarvandet

Offshore Wind farm area, we can estimate the number of porpoises potentially affected by

cumulative PTS, cumulative TTS, behavioural responses and single strike TTS (Table 6-4).

The number of porpoises predicted to be exposed to noise levels resulting in PTS, TTS or

behavioural responses was estimated depending on a combination of the local conditions and

distance from the impact, and estimates of population density. Results were then calculated for

the three scenarios outlined in chapter 6.2.1 and are presented in Table 6-4. As no noise

mitigation was needed, the impact ranges for each scenario were unchanged; however, areas

with a radius of 1 and 2 km were subtracted from the impacted area (Table 6-3). Assuming

densities to be relatively consistent across seasons (reasonable for Smålandsfarvandet), and

based on both the 2005 SCANSII surveys and the 2012 Mini-SCANS survey, no porpoises will

be exposed to noise levels that could cause PTS in either scenario. For scenario one 4 or 8

porpoises would be exposed to TTS for SCANSII and Mini-SCANS surveys respectively. This

has dropped to 3 or 6 for the second scenario, where the deterring distance is 1 km. If the

deterring distance is 2 km, no porpoises will experience TTS. In scenario one, where no seal

scarers were employed, 12 or 26 porpoises would exhibit behavioural responses. In the second

this number is 11 or 24 depending on the density, and for scenario three the numbers have

dropped to 9 or 19 depending on the density assumptions. This is considered a high density

area for porpoises, contrary to expectations PTS impacts are assessed as negligible (Table

6-5), even if 10 m diameter monopile foundations are used, and regardless of the use of seals

scarers.

Table 6-4 Number of harbour porpoises affected based on the three different scenarios; 1) no deterrence; 2) 1 km deterrence; 3) 2 km deterrence. Numbers refer to piling of one foundation. *The range of animals affected is based on the two different densities reported for harbour porpoises in the inner Danish waters (see text).**The TTS range was shorter than 2 km, and this scenario assumes that no porpoises are within 2 km of the pile.

Effect New model – worst case - no deterrence and no reduction

of source level (n)

New model – 1 km deterrence and 0 dB

reduction of source level (n)

New model – 2 km deterrence and 0 dB

reduction of source level (n)

PTS 0 0 0

TTS 4-8* 3-6* 0**

Behavioural effect -(single strike) 12-26* 11-24* 9-19*

The Smålandsfarvandet OWF area is located nearest the Avnø Fjord haul out site for harbour

seals and the Rødsand site for grey seals (Andersen, 2011). Based on the acoustic modelling

results in Figure 6-9, animals in these two areas will not be exposed to PTS, TTS or behavioural

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52 ROGC-S-RA-000066 6 Smålandsfarvandet Marine Mammals

response noise levels. Being highly mobile animals, it is likely that seals will occur in intervening

areas and beyond these sites as well. However, PTS and TTS level noise predicted to be

encountered only very close to the wind farm (within 55 m of the pile, Figure 6-9). Therefore,

even though analyses of satellite tracks of seals tagged on Anholt showed that seals travelled

throughout the Kattegat and up to 249 km from the tagging site and seals could at some time be

present in the proposed Smålandsfarvandet Offshore Wind farm Area, it is highly unlikely that

they would be exposed to construction noise that could cause PTS or TTS and impacts are

assessed as negligible for seals even without the use of deterring devices (Table 6-6).

Table 6-5 Impact assessment for construction – harbour porpoise (*based on single strike)

Impact factor Impact Degree /

scale Geographic

Duration

of impact

Overall

significance

Basis for

assessment

Pile driving

noise

Behavioural

response* Small Local Short Negligible Good

TTS Large Local Short Minor Sufficient

PTS Large Negligible Permanent Negligible Sufficient

Dredging

noise

Behavioural

response Small Local Short Minor Sufficient

Construction

ship noise

Behavioural

response Small Local Short Minor Sufficient

Traffic

(collisions)

Physical

impacts Large Local Short Minor Good

Suspension of

sediments

Behavioural

disturbance Small Local Short Minor Sufficient

Changes in

habitat

Changes to

foraging

behaviour

Small Local Short Minor Good

Table 6-6 Impact assessment for construction – grey and harbour seal

Impact

factor Impact

Degree

/ scale Geographic

Duration

of impact

Overall

significance

Basis for

assessment

Pile driving

noise TTS Medium Negligible Short Negligible Sufficient

PTS Large Negligible Permanent Negligible Sufficient

Dredging

noise

Behavioural

response Small Local Short Minor Sufficient

Construction

ship noise

Behavioural

response Small Local Short Minor Sufficient

Traffic

(collisions)

Physical

impacts Large Local Short Minor Good

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53

Impact

factor Impact

Degree

/ scale Geographic

Duration

of impact

Overall

significance

Basis for

assessment

Suspension

of

sediments

Behavioural

disturbance Small Local Short Minor Sufficient

Changes in

habitat

Changes to

foraging

behaviour

Small Local Short Minor Good

6.3 Impact assessment during the operation phase

6.3.1 Likely effects on marine mammals

6.3.1.1 Operational noise Measurements of smaller offshore wind turbines suggest that the noise from the operating wind

turbines is relatively low in intensity and frequency with tonal components at frequencies below

1 kHz (Wahlberg & Westerberg, 2005; Madsen et al., 2006a; Thomsen et al., 2006b).

Based on data from smaller wind turbines (up to 2 MW), harbour porpoise can only detect the

noise from a turbine at a few tens of metres, whereas seals could potentially detect the sound at

several hundred metres (Tougaard & Henriksen, 2009). This is in line with earlier modelling

exercises by Thomsen et al. (2006b), who concluded that operational noise of smaller turbines

should only have very minor impacts on marine mammals, if any.

Studies on distribution of porpoise in relation to the construction and operation to wind farms

have been undertaken at sites including Germany, Denmark and the Netherlands. Turbines type

varied between 2 and 5 MW. Two studies indicate no negative effect (Tougaard et al., 2006;

Thomsen, 2010). Studies at Nysted OWF (Danish Baltic) demonstrate a decrease in porpoise

abundance two years after construction (Carstensen et al., 2006) with an evidence now for a

slow recovery (Teilmannn & Carstensen, 2012). One study in the Danish North Sea concluded

on a positive effect (Scheidat et al., 2011). However, in the first study, porpoise density was

relatively low from the start so the statistical evidence for a shift appears weak. In the case of

the Dutch study, there is now much evidence that porpoise numbers in that section of the North

Sea have been increasing in general (Thomsen et al., 2006a). Thus, it is possible that the

observation is not related to the wind farm but reflects a more general trend.

A recent study by Marmo et al. (2013) performed numerical noise modelling and impact

assessment of 6 MW turbines using monopiles, jacket foundations or gravity foundations. They

found similar results for noise emission for monopiles and gravity foundations, with 147 dB re

1µPa at 125 Hz and 149 dB re 1µPa at 560 Hz at 5m distance from the monopile, and for gravity

foundations at 5m the noise levels were 152 dB re 1µPa at 200 Hz and 143 dB re 1 µPa. Jacket

foundations produce significantly higher noise levels at higher frequencies with noise levels of

177 dB re 1 µPa at 700 Hz and 191 dB re 1µPa at 925 Hz 5m from the source. Marmo et al.

(2013) further found that modelled monopile noise (6 MW) was audible to porpoises and seals

up to 18km. However, for seals no behavioural response was predicted. For porpoises,

reactions could occur at high wind speeds (15ms-1) at 18km from the source. Yet, according to

the criteria that were set, only 10% of the animals would react. Thus, 90% of the porpoises in

the modelling were not expected to show a reaction to operational sound from a monopile

turbine. It has to be mentioned here that Marmo et al. 2013 used rather conservative data for

ambient noise (=lowest possible noise). Impact ranges are thus based on a worst-case scenario.

There is also no information on habituation to any behavioural response (Marmo et al. 2013).

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54 ROGC-S-RA-000066 6 Smålandsfarvandet Marine Mammals

Figure 6-6 Maximum range at which a porpoise could hear a wind farm at different wind speeds. Gravity base, jacket and monopile foundations are compared. It is assumed that if the sound pressure level (SPL) is below the background noise, a porpoise could not hear the wind farm. The range is measured to the centre of the wind farm (taken from Marmo et al., 2013)

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55

Figure 6-7 Maximum range at which a harbour seal could hear a wind farm at different wind speeds. Gravity base, jacket and monopile foundations are compared. It is assumed that if the SPL is below the background noise, a seal could not hear the wind farm. The range is measured to the centre of the wind farm (from Marmo et al. 2013)

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56 ROGC-S-RA-000066 6 Smålandsfarvandet Marine Mammals

6.3.1.2 Service and maintenance traffic Service and maintenance activities for the turbines will likely also cause some disturbance as

boats will be commuting to and from the area as well as between turbines within the area. The

level of activity will not be the same as during construction, but the vessels utilized are smaller

and potentially faster, and generate noise at higher frequencies than the bigger vessels used

during construction (Richardson et al. 1995). The use of faster vessels also can increase the risk

of ship strikes for marine mammals in the area (Evans & Miller, 2003).

A recent study of harbour seal response to disturbance on Anholt shows that they are alerted by

boats up to distances of 560-850m, and alerted by pedestrians from 200-425m, and will initiate

flight at a similar range of distance (510-830m, and 165-260m, respectively). Response to

disturbance is typically weaker during the breeding season, presumably because seals are

reluctant to interrupt nursing of their pups (Andersen et al., 2012). Andersen et al. (2012)

recommend that in order to secure sufficient year-round protection from disturbances, reserve

boundaries on land and sea should be a minimum of 425m and 825m, respectively, from

haul-out areas.

6.3.1.3 Electromagnetic fields The cabling within the wind farm and most prominently, the export cable from the wind farm to

land will produce electromagnetic emissions that can be small to medium depending on design

of the turbines and cables (for review, see Gill et al. 2012). These electromagnetic field (EMF)

fields can potentially affect porpoises travelling behaviour. Yet, it is so far unknown how this

species and other cetaceans for that matter navigate (except for the use of sound of course).

Some cetaceans comprise magnetic material in fatty structures, bones, muscles and brain

matter. It has been speculated that these are used as magnetic receptors and that whales and

dolphins orient themselves in relation to the earth magnetic field (Klinowska, 1998). Yet, there

is only indirect evidence for that hypothesis. Some mass stranding events could be related to

disturbances of the magnetic field in some circumstances (Klinowska, 1998). It is possible that

the cable to land could lead to permanent changes in the EMF in the vicinity of the wind farm

and beyond which in turn could affect the behaviour of porpoises. Still, there is not enough

information to conclude on the exact nature and dimension of the impact. Some prey species

may also be affected, but only very locally (Gill et al., 2012).There is no evidence that seals use

electroreception or can detect magnetic fields (Dietz et al., 2014).

6.3.1.4 Reef effects The introduction of hard bottom substrate could create an artificial reef effect. The foundations

will very likely be colonized by algae and filter feeding epifauna which in turn attracts other

species. This could ultimately lead to increased foraging opportunities for marine mammal

predators (Scheidat et al., 2011; Reach et al., 2012; Leonhard et al., 2013; Gutow et al., 2014).

6.3.1.5 Visual effects The visual appearance of the foundations below water and the windmills above water changes

the area. This could potentially cause disturbance to porpoises and to a greater extent seals, as

they are more visually oriented. However, the underwater appearance of the foundations would

relatively fast begin to resemble that of other hard substrate areas, as it is colonized by different

organisms. Above the water, the operating wind turbines could cause glints of light or moving

shadows that could be detected by seals (Riedmann, 1990), and perhaps by white-beaked

dolphins and porpoises, but we assume they are not expected to cause any great disturbances

as those species stay most of the time underwater and are thus rarely exposed to this potential

disturbance. Depending on the distance to the nearest seal haul-out, there may be an effect if

these changes are visible to seals out of the water.

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57

6.3.2 Estimation of potential effects on marine mammals

6.3.2.1 Operational noise The noise during operation of the wind farm will be on a much lower level than during

construction. Yet, we have to consider here that it will be emitted over the course of the lifetime

of the project which can well be in excess of 20 years.

Reviews of noise emissions from operational offshore wind farms indicate that wind farms only

add to the existing ambient noise field to a very limited extent, and consequently impacts on

marine mammals have been assessed to be generally low (Madsen et al., 2006b; Thomsen et

al., 2006b). Since then, Nedwell et al. (2007) have provided a very comprehensive

measurement campaign covering the operation of the North Hoyle, Scroby Sands, Kentish Flats

and Barrow OWF in the UK (piles of 4-4.7m diameter). They conclude that, in general, the level

of noise created by operational wind farms was very low, and no evidence was found of noise

levels that might have the capacity to cause marine animals to avoid the area. The environment

of a wind farm was found to be on average about 2 dB noisier for fish, and no noisier for marine

mammals, than the surrounding area. This is no more than variations which might be

encountered by these animals during their normal course of activity (Nedwell et al., 2007).

Of relevance to the Smålandsfarvandet project is the recent modelling of 6 MW wind farms

undertaken by (Marmo et al., 2013). Figure 6-8 shows the detectability (= audibility) of the

modelled wind farm designs above ambient noise. It is visible from the figure that depending on

the foundation type and wind speed the noise emissions from that modelled wind farm are

detectable at distances of up to 20km from the source. Yet, we have to consider here that this

amount corresponds to frequencies below 1 kHz where most marine mammals – and harbour

porpoise especially – are not very sensitive to sound. We also should consider that applying the

data from Wenz (1962) is a very precautionary approach as the levels are relatively low in

energy.

Under any realistic scenario, we conclude that although larger wind turbines and wind farms, as

those planned for Smålandsfarvandet, under a worst-case scenario could be audible over some

distance, the relevant frequencies are low and not particularly relevant to marine mammals

(Table 6-7 - Table 6-8).

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58 ROGC-S-RA-000066 6 Smålandsfarvandet Marine Mammals

Figure 6-8 Maximum range from the centre of a wind farm where wind farms are audible above the background noise. Range computed as a function of frequency in Hz (dotted line = boundary of the modelling domain; ambient background noise after Wenz (1962) for sea states 2, 4 and 6 bft, respectively; number of turbines = 16; water depth = 30m)

Looking at the modelling results with regards to behavioural responses, no effects are expected

on seals. The impacts on porpoise would be defined as being local with an overall low

significance.

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59

6.3.2.2 Service and maintenance traffic Small to medium sized vessels that will be used for service and maintenance of the wind farm

will mainly emit sounds between < 1kHz → 10 kHz. It is likely that they will lead to an increase of

the local acoustic field, covering frequencies that are partly relevant to marine mammals. Yet,

since this will only be a limited amount at any given time, additions to the sound field will be of

low significance (Table 6-7 - Table 6-8).

6.3.2.3 Electromagnetic fields An electric sense has been demonstrated in one species of dolphin (Czech-Damal et al., 2011)

but not in harbour porpoises or white-beaked dolphins. A magnetic sense has not been

demonstrated in any cetacean, although there are speculations that navigation along EMF takes

place (Klinowska, 1998). The possible effects of electromagnetic fields from the power cables

connected to the turbines are therefore not known, but it is unlikely that they should have a

major impact on the harbour porpoises and seals (Table 6-7 - Table 6-8).

6.3.2.4 Reef effects The visual impact of the operating wind farm underwater is likely to be minimal (Table 6-7 -

Table 6-8). Underwater parts of the foundation and scour protection quickly become overgrown

and resemble other reef-like structures in the sea. In air, the turbines with their rotating wings do

represent a major change to the visual scene, but it is unclear if and how this may affect marine

mammals under water. Porpoise and white-beaked dolphin vision is poor in air, and though

seals have acute vision, it is not known to what extent this would cause disturbance. The

introduction of hard-bottom substrates, in the form of foundations, will create changes to the

habitat and may have a positive effect on marine mammals in the longer run (Table 6-7 - Table

6-8) as they may serve as artificial reefs that offer feeding opportunities, and potentially shelter

from traffic noise compared to other locations (Scheidat et al., 2011; Teilmannn & Carstensen,

2012).

6.3.2.5 Visual effects There is no evidence for a negative visual effect of a wind farm in operation on porpoises and

seals; although it has been hypothesised it can occur. As the harbour haul-out site is located at

Avnø fjord, in (23 km away), there is a possibility that a wind farm operation may have visual

effect on seals. Although it was shown by Edrén et al. (2010b) that there was no long-term effect

on harbour seal haul-out behaviour during operation of a wind farm in Danish waters. It was also

suggested that wind farm elements can serve as a visual clues for seals (Tougaard et al., 2006).

Based on a limited knowledge on the visual impact of a wind farm on marine mammals, it is

assumed that the negative effect (if present) will be small and at a local scale, with a minor

significance for animals (Table 6-7 - Table 6-8).

6.3.3 Assessment of the significance of impacts during operation

The results of the impact assessment of the operational wind farm are assessed in Table 6-7

and Table 6-8. The effects on harbour porpoises and seals are generally thought to be minor

during the operational phase. They may in some cases even prove to be positive due to reef

effects that could increase foraging opportunities for all three species of marine mammals (Table

6-7 - Table 6-8).

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60 ROGC-S-RA-000066 6 Smålandsfarvandet Marine Mammals

Table 6-7 Impact assessment for operation – Harbour porpoise

Impact factor Impact Degree /

scale Geographic

Duration

of

impact

Overall

significance

Basis for

the

assessment

Operational

noise

Behavioural

response Small Regional Long Minor

Sufficient

Service and

maintenance

traffic

Behavioural

response Small Local Long

Minor Sufficient

Electromagnetic

fields

Behavioural

response Unknown Unknown Unknown Unknown

Sufficient

Reef effects Behaviour

response Small Local Long Negligible

Sufficient

Visual effects Behavioural

response Small Local Long Negligible

Sufficient

Table 6-8 Impact assessment for operation – Grey and Harbour seal

Impact factor Impact Degree /

scale Geographic

Duration

of impact

Overall

significance

Basis for

the

assessment

Operational

noise

Behavioural

response Small Regional Long Minor

Sufficient

Service and

maintenance

traffic

Behavioural

response Small Local Long Minor

Sufficient

Reef effects Physical

impacts Small Local Long Positive

Good

Visual effects Behavioural

disturbance Medium Local Long Moderate

Sufficient

6.4 Impact assessment during decommissioning

6.4.1 Likely effects on marine mammals

There is no practical information about the activities involved in dismantling of wind farms

offshore as this has not taken place yet. From related activities at oil and gas platforms, we

know that decommissioning can involve the use of explosives with far reaching effects (e.g. Dos

Santos et al., 2010). In general, decommissioning involves activities such as drilling, shipping

(with similar number and ship types as during construction) and cutting (Thomsen & Schack,

2013). No information is available on underwater noise levels from cutting. Shipping for

construction has been covered in previous chapter. Drilling involves low-frequency sound similar

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61

to shipping. Thus, impacts are likely low level, potentially causing behavioural changes, but no

TTS or injury of marine mammals.

6.4.2 Estimation of potential effects on marine mammals

The likely noise generating activities which will have to be assessed during decommissioning of

the wind farm are shipping (to and from the site and during the decommissioning works), cutting

and drilling (for the soil removal process). However, there is no information on cutting sound. We

shall therefore concentrate on noise from shipping and drilling from drill-ships and jack-up

platforms.

Noise from drilling operations depends largely on the platform used for drilling. Drill-ships

produce the highest noise levels, whereas noise from bottom founded drilling rigs such as

jack-up rigs is likely low in both source levels and frequency content (<1.2 kHz; (Richardson et

al., 1995)). Noise from two drill-ships is shown in Figure 6-9 and shall be viewed as the worst-

case scenario for drilling noise, as the noise most likely will not exceed these levels. The

spectral energy of the noise from the two drilling vessels is mainly found below 1 kHz, and any

effects on the local background noise will be related to low-frequency sound. Essentially, the

noise during drilling will add locally to the ambient sound field that is dominated already by

shipping sound. With regards to shipping, as during construction, it is likely that this activity will

lead to an increase of the local acoustic field, covering frequencies that are partly relevant to

marine mammals (1-10 kHz).

Figure 6-9 Source levels from two different drilling ships in 1/3 octave bands. Modified from Richardson et al. (1995)

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62 ROGC-S-RA-000066 6 Smålandsfarvandet Marine Mammals

6.4.3 Assessment of the significance of impacts during decommissioning

The results of the impact assessment of the decommissioning of the wind farm are assessed in

Table 6-9 and Table 6-10. From what we have said above, it can be concluded that

decommissioning process will involve activities such as cutting, drilling and shipping. Besides

cutting, for which sound levels are not know, the latter two activities will only temporarily and

locally raise the low-frequency part of the existing ambient noise spectrum. It is possible that the

dismantling phase will take several months due to the number of turbines that have to be

decommissioned. Yet, impacts on the noise field would still be only local and temporary.

Consequently, the significance of the noise field emitted during dismantling is assessed to be

low (Table 6-9 - Table 6-10).

Table 6-9 Impact assessment for decommissioning – Harbour porpoise

Impact factor Impact Degree /

scale Geographic

Duration

of impact

Overall

significance

Basis for

assessment

Shipping Behavioural

change Small Local Short Minor

Sufficient

Drilling Behavioural

change Small Local Short Minor

Sufficient

Table 6-10 Impact assessment for decommissioning – Grey and Harbour seal

Impact factor Impact Degree /

scale Geographic

Duration

of impact

Overall

significance

Basis for

assessment

Shipping Behavioural

change Small Local Short Minor

Sufficient

Drilling Behavioural

change Small Local Short Minor

Sufficient

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63

7 Cumulative Impacts

Cumulative impacts are the impact from the current project Smålandsfarvandet OWF in

combination with other plans or projects in the area. Other plans and projects include those

projects that have already been completed, those that have been approved by the planning

authorities or those that are currently undergoing planning approval.

For each of the Natura 2000 sites the cumulative impacts from Smålandsfarvandet OWF and

the planned projects and plans and current threats will be assessed. The following sections will

describe the potential cumulative impacts from the current threats and planned projects and

plans.

7.1 Existing pressures

7.1.1 By-catch

Large numbers of by-catches in the Baltic is thought to be the primary threat to harbour

porpoises in this region (Berggren 2002, Koschinski 2002). Recommendations from the

Agreement on the Conservation of Small Cetaceans of the Baltic and North Seas (ASCOBANS)

state that populations should be restored to 80 % of their carrying capacity and kept there for the

population to remain viable, but by-catch rates supersede numbers that would allow this

(Berggren 2002). By-catch is therefore a significant threat to porpoises (ASCOBANS 2009).

Both harbour seals and grey seals actively seek out fishing gear to forage. This behaviour leads

to accidental by-catch. By-catch of harbour seals along the Swedish west-coast has been

documented for the period 2001-2006 through voluntary log-books, and an estimated total of

150 animals were caught in gillnets, fyke nets and static fishing gear (Lundström et al 2010). By-

catch of harbour seals has also been documented in trawling fisheries off the west coast of

Sweden (Lunneryd 2001). There are no estimates of grey seal by-catch in Kattegat.

For seals the rates of by-catch are not nearly as extensive and the threat to the population from

by-catch is not considered a cause of concern (Westerberg 2007).

7.1.2 Eutrophication

Eutrophication is one of the biggest threats to the coastal waters of the Baltic Sea ecosystem

(HELCOM 2009). Eutrophication can lead to an increase in biomass production which may

result in oxygen depletion in some areas. It also has the potential to change the structure of fish

communities as species that were previously of low importance and abundance, could replace

species of higher value to marine predators (HELCOM 2006). Changes to the fish communities

that are unfavourable for the preferred prey species of harbour porpoises, harbour seals and

grey seals could therefore have a negative impact the marine mammals. Harbour porpoises,

harbour seals and grey seals are however all relatively opportunistic feeders (Härkönen 1991,

Hall 2009, Sveegaard 2012), and the effects on fish populations will likely not constitute the

most severe pressure for marine mammals.

7.1.3 Contaminants

Marine pollutants such as organochlorine compounds, and trace metals have been linked to a

number of deleterious conditions in marine mammals, such as depression of the immune

response, thereby increasing the risk of infectious diseases (Beineke et al 2005, Das et al

2008). They have also been linked to reproductive impairment, bone lesions, incorrect thyroid

hormone production, limited vitamin A uptake, and increased vitamin E uptake as a response to

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64 ROGC-S-RA-000066 6 Smålandsfarvandet Marine Mammals

the oxidative stress associated with high contamination loads (Jenssen et al 1996, Routti et al

2005). The levels of contaminants are generally high in marine mammals from the Kattegat-

Skagerrak Seas, (Berggren et al 1999, Routti et al 2005, Huber et al 2012).

Overall contaminant levels in previously highly contaminated areas such as the Baltic have been

decreasing in recent years (Aguilar 2002), but contaminants and trace metals still constitute a

significant pressure with management implications for harbour porpoises, harbour seals and

grey seals in the area, as the high concentration of contaminants affects population growth

(Aguilar 2002).

7.1.4 Shipping

The intensity and frequency of noise produced by ships is largely dependent on the size and

speed of the vessel, with larger slow moving vessels producing lower frequency noise, and the

smaller faster vessels producing noise with more energy at higher frequencies. The main energy

of shipping noise is below 1 kHz (Richardson et al 1995). Harbour seal and grey seal hearing is

relatively sensitive at these lower frequencies. However it is also important to note that there is

still considerable energy at frequencies above 1 kHz, which could potentially pose a problem for

harbour porpoises, with more acute hearing at higher frequencies.

The proximity to one of the busiest shipping lanes (T-route) connecting the North Sea to the

Baltic (Soefartsstyrelsen 2015) could potentially result in displacement of porpoises. However,

as this area has a very high abundance of harbour porpoises (Sveegaard, Teilmann et al. 2011)

along with the heaviest shipping activities in Danish waters impacts will at least not cause

permanent displacement or significant behavioural changes in harbour porpoises. Seals in

general also seem to habituate fairly quickly to underwater noise (Harris et al 2001, Southall et

at 2007).

7.2 Other planned projects

Three other planned projects in the area could potentially lead to cumulative impacts on marine

mammals with the Smålandsfarvandet OWF. The planned projects are the construction of a new

Storstrøm Bridge and dismantling of old bridge, and construction of Omø Syd OWF, and the

construction of Sejerø OWF.

Construction of a new Storstrøm Bridge comprises the planned dismantling of the existing

Storstrøm Bridge originally built in 1937 and the constructing a new one by 2021. There is very

high noise attenuation in the area, however depending on the method of dismantling (e.g. the

use of explosives) there is a risk of cumulative noise impacts from the construction of new

Storstrøm Bridge with Smålandsfarvandet OWF.

In 2014 a prospecting license has been issued by the Danish Energy Agency for Omø Syd

OWF. The prospecting area for Omø Syd wind farm is within Smålandsfarvandet, immediately to

the west from the planned Smålandsfarvandet offshore wind farm. The Omø Syd wind farm is

considered with 15-80 wind turbines of 3-8 MW each, 150-200 m tall with a total wind farm

capacity of 200-320 MW. The current designated prospecting area occupies approx. 50 km2.

Due to the proximity of the two areas to each other there may be a risk of cumulative noise

impacts, but assuming noise attenuation comparable to the one estimated for

Smålandsfarvandet OWF, any cumulative impact between the projects will likely be relatively

small.

The Sejerø OWF could potentially also result in cumulative impacts with the planned

Smålandsfarvandet OWF. However, due to several land barriers such as Røsnæs and relatively

high natural noise attenuation cumulative impacts from construction noise are highly unlikely.

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65

8 Natura 2000

Natura 2000 is the term for a network of protected areas in the European Union. The network

includes protected areas designated under the EC Habitats Directive (Council Directive

92/43/EEC) and the EC Birds Directive (Directive 2009/147/EC). Under the Habitats Directive

Special Areas of Conservation (SACs) and Sites of Community Importance (SCI) are designated

for species other than birds, and for habitats1. Similar the Special Protection Areas (SPAs) are

designated under the Birds Directive to protect bird species. Together, SPAs and SAC/SCIs

make up the Natura 2000 network of protected areas. The aim of the network is to ensure

favourable conservation status for the designation basis of the area. The designation basis is

composed of a number of physical habitats and species.

The Habitats Directive Article 6 states:

“3. Any plan or project not directly connected with or necessary to the management of the site

but likely to have a significant effect thereon, either individually or in combination with other

plans or projects, shall be subject to appropriate assessment of its implications for the site in

view of the site’s conservation objectives. In the light of the conclusions of the assessment of the

implications for the site and subject to the provisions of paragraph 4, the competent national

authorities shall agree to the plan or project only after having ascertained that it will not

adversely affect the integrity of the site concerned and, if appropriate, after having obtained the

opinion of the general public.

The general assessment of the requirements of Article 6 is a step-by-step approach which

contains the following four elements:

1. Screening

2. Appropriate Assessment

3. Assessment of alternative solution

4. Assessment of compensory measures

An objective screening of the likely effects on a Natura 2000 area from a project must be carried

out before a project can be approved by the Authorities. Cumulative impacts arising from co-

occurrence of other planned projects or plans must also be assessed. If the conclusion of the

screening on the impacts, is that significant effects are likely or that sufficient uncertainty

remains (impacts arising from the project cannot be excluded in the screening process), an

Appropriate Assessment must be prepared subsequent to the screening.

The Appropriate Assessment is an assessment of the impact on the integrity of the Natura 2000

site of the project or plan, either alone or in combination with other projects or plans. The

assessment is executed with respect to the site’s structure and function and its conservation

objectives.

The screening and the appropriate assessment of the potential impacts in this document has

been performed in compliance with the Habitats and Birds Directives (Council Directive

92/43/EEC, Directive 2009/147/EC). The Directives are implemented in Danish law and are

administered through the departmental order “Bekendtgørelse om udpegning og administration

af internationale naturbeskyttelsesområder samt beskyttelse af visse arter (bek. nr. 408 of

01/05/2007), and “ Bekendtgørelse om ikrafttræden af målsætning og indsatsprogram i Natura

2000-planerne for planperiode 2010-2015 (bek. nr. 1114 af 25/11/2011).

1 EU Member States are required to propose sites to protect the habitat types listed in Annex I and the species listed in

Annex II as SCI. If the SCI is accepted by the procedure described in the Habitats Directive (Council Directive 92/43/EEC), the areas will be designated as SAC.

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66 ROGC-S-RA-000066 6 Smålandsfarvandet Marine Mammals

The decision-making approach in the screening and the appropriate assessment of the impact

significance uses the precautionary principle; if there is not enough information to rule out any

impact an Appropriate Assessment should be undertaken.

8.1 Natura 2000 screening

This section presents a screening of the Natura 2000 site, with the habitats and species that

form the designation basis for the relevant Natura 2000 site. This also includes terrestrial

habitats and species. The screening, however, will only be carried out for marine mammals and

marine habitats as the impacts from an offshore wind farm on terrestrial habitats and species

are not likely and thus not significant.

There are a number of possible effects associated with the construction of an offshore windfarm

(see chapter 6.2.1). Sediment suspension, pollutants and changes in habitat are not expected to

have a significant impact on marine mammals as they are either very local effects (sediment

plumes, pollutants), or can have a positive effect by creating an artificial reef. Marine mammals

can however, potentially be impacted by underwater noise from the establishment of

foundations at longer ranges.

For this Natura 2000 screening, the selection of relevant Natura 2000 areas will be based on the

project description and the potential environmental impacts described in the technical

background document and the revised noise impact assessment. Experiences from

environmental impact assessments of other offshore wind farm projects and expert knowledge

will be used as well.

The decision whether an appropriate assessment has to be undertaken is with the respective

regulatory authority and shall be based on best practice and scientific evidence. We have to

consider here that Natura 2000 sites are being set up because in most cases they are thought to

have a special importance for the species upon which they have been designated, i.e. a

breeding area for porpoises. This can be seen in the specific conservation objectives for the

respective sites in question. A suspected adverse impact on these objectives will warrant a

detailed assessment.

The relevant areas for our assessment have no specific conservation objectives for marine

mammals. When no site specific conservation objectives are available, assessments are

referred to the overall objective for the collected Natura 2000 areas, which attests that habitats

and species must have a favourable conservation status. This concept comprises:

• population dynamics data on the species concerned indicate that it is maintaining itself

on a long-term basis as a viable component of its natural habitats, and

• the natural range of the species is not being reduced for the foreseeable future, and

• there is, and will probably continue to be, a sufficiently large habitat to maintain its

populations on a long-term basis.

Based on the screening method requested by the Danish Nature Agency, and the Danish

Energy Agency any impact leading to injury (PTS) has to be ruled out in order to postulate no

adverse impacts (a discussion of this method is presented in chapter 11).

For harbour porpoises the no animal deterrence, no noise reduction PTS range is 17 m, the use

of pingers and seal scarers does not affect this impact range, as these measures do not reduce

the noise level. Seals could risk PTS at distances of 7 m if the noise levels is not reduced.

According to the approach outlined by the Danish Nature Agency and the Danish Energy

Agency, Natura 2000 areas that include harbour porpoises in the designation basis will be

screened within a radius of 17 m, and Natura 2000 areas, with harbour seals and/or grey seals

in the designation basis will be screened within a radius of 7 m.

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67

8.1.1 Natura 2000 sites

Based on the method outlined by the Danish Nature Agency and the Danish Energy Agency

there are no Natura 2000 sites within screening distance of the project area (Figure 8-1 and

Figure 8-2), hence, it is not likely that marine mammals will be impacted significantly by PTS

from Smålandsfarvandet OWF. As described in section 7, the considered Omø Syd wind farm is

prospected very close to the Smålandsfarvandet OWF but assuming local noise attenuation at

Omø Syd OWF comparable to the one estimated for Smålandsfarvandet OWF, any cumulative

impact between the projects will likely be relatively small. The Sejerø OWF could potentially also

result in cumulative impacts with the planned Smålandsfarvandet OWF, but due to several land

barriers such as Røsnæs and relatively high natural noise attenuation cumulative impacts from

construction noise are highly unlikely, hence it can be concluded that there will not be a

cumulative impact, which can lead to significant impact on marine mammals in Natura 2000

sites.

Figure 8-1 Natura 2000 sites in the vicinity of the project area, Smålandsfarvandet OWF. Impact ranges for PTS, TTS, and behavioural reactions for harbour porpoises, where no noise reduction is implemented.

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68 ROGC-S-RA-000066 6 Smålandsfarvandet Marine Mammals

Figure 8-2 Natura 2000 sites in the vicinity of the project area, Smålandsfarvandet OWF. Impact ranges for PTS and TTS for harbour seals and grey seals, where no noise reduction is implemented.

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69

9 Mitigation measures

There are a variety of methods to mitigate negative impacts of offshore wind farms related

activities. Since the only significant impacts would be expected to happen during the

construction of the wind farm, the possible mitigation measures are mentioned here for that

phase of the project.

9.1 Air bubble curtains

A bubble curtain is a sheet or “wall” of air bubbles that is produced around the location where

the pile driving will occur. Air bubbles in a bubble curtain create an acoustical impedance

mismatch which is effective in blocking sound transmission (Spence et al., 2007).

The mitigation of the sound from the pile driving is documented in detail by Pehlke et al. (2013)

and is based on measurements from the FINO3 platform in the North Sea. The frequency-

dependent reduction in sound levels is shown in Figure 9-1. It can be seen that noise reduction

can be quite high (> 25 dB) depending on frequencies.

Figure 9-1 Frequency-dependent reduction in SEL from a bubble curtain (from Pehlke et al. 2013)

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70 ROGC-S-RA-000066 6 Smålandsfarvandet Marine Mammals

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71

10 Monitoring

The details of the monitoring programme shall be developed at a later stage. Here, we will

provide an outline of the monitoring approach.

The aim of the monitoring shall be twofold: First, there should be a measurement campaign of

the noise emitted during the construction period. This should be used to verify the predictions of

the acoustic modelling and should be undertaken following the new guidelines by the Working

Group (see detail in Energinet.dk 2015b).

The second part of the monitoring should aim in verifying the assumptions underlying the impact

assessment that using pingers and seal scarers will guarantee that all porpoise are deterred out

at a distance of 1 and 2 km from the pile driving zone. We suggest the monitoring should be

undertaken with acoustic data loggers, counting the numbers of high-frequency clicks emitted by

porpoises. Preferably these devices should have the capability for real-time monitoring or

porpoise presence. The construction monitoring shall involve at least three of these devices

placed in the vicinity of the pile driver to monitor porpoise presence at close distance, one at 1

km distance and another device placed further out (app. 2 km) It might be also feasible to place

a device at a reference site at sufficient distance. In order to acquire a sufficient amount of data

to document changes in the distribution of porpoise due to the use of pingers and seal scarers,

we suggest a Before-After-Control-Impact (BACI) design with monitoring starting well ahead of

construction, then throughout the installation and for a period during operation to verify the

return of the usage of the area by porpoises to baseline levels.

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72 ROGC-S-RA-000066 6 Smålandsfarvandet Marine Mammals

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73

11 Lack of information and uncertainties

The new impact assessment methodology as developed by the Expert Working Group and

applied here for the first time can be viewed as a progress from the previous studies as it

incorporates more realistic assumptions into the overall assessment. Yet, there are remaining

uncertainties that shall be considered (see also Energinet.dk 2015b):

The expert group has revised existing noise exposure criteria and in some cases

proposed new ones. As outlined in Energinet.dk (2015b) there are new studies

underway that will need to be considered in future assessments and could lead to

changes of the proposed criteria, especially for TTS and porpoise. This applies both for

the level of the criteria in terms of dB but also if frequency weighting shall be applied or

not. The noise exposure criteria applied here should be consequently viewed as interim.

The incorporation of the soft-start procedure into the assessment is a huge step forward

leading to more realistic sound source levels as input for the acoustic modelling. Yet,

one of the underlying assumptions was that sound was introduced at reduced levels for

a relatively long period in the construction process with full sound levels of 221 dB re 1

µPa reached only late in the ramming process and for a short period of time (details,

see acoustic modelling report). This assumption must be verified with an updated

documentation of the construction plan and sound measurements during the ramming

itself.

The methodology for the acoustic modelling has been revised. We shall note here that

numerical underwater noise modelling is very sensitive to the input parameters and

slight changes can lead to huge changes in noise transmission ranges. Here, a very

high sound transmission loss was found which had very profound consequences for the

assessment leading to relatively small impact zones even for behavioural disturbance

(see Thomsen et al 2006 for a review). It is therefore paramount that the predictions of

the model are verified using sound measurements during the construction phase (see

Energinet.dk 2015b).

The incorporation of animal fleeing at 1.5 m / s needs to be verified using experimental

work, especially in the case for seals. In this assessment animal fleeing was

incorporated for seals as well but we have to consider that there is very little information

on seal flight response due to noise.

The effective deterring range of seal scarers is still unclear for harbour porpoises, and is

unknown for seals. It should be investigated in terms of deterring distance at various

sound levels and frequencies to be readily used more broadly. When a deterring sound

threshold has been established, sound from the device should ideally also undergo the

same site specific acoustic modelling as the pile-driving noise in order to determine the

site-specific deterring range for the specific seal scarer to be used.We also recommend

to verify the predictions of deterrence using online monitoring of porpoises during the

construction phase.

Though seals have an initial effect, there is no knowledge on whether harbour porpoises

could potentially become less responsive to the noise with time (habituate), as it has

been seen to occur in seals in some cases (Coram et al 2014). A reduced

responsiveness would compromise the effectiveness of seal scarers as a deterrence

method considerably. However, a key component in observed habituation to seal scares

is that seals actively seek the seal scarer because of a desired resource (fish in an

aquaculture facility or in fishing gear). This “reward” for habituation to the seal scarer is

not present when used to scare animals away from pile driving sites, as the signal

effectively works as a warning signal, informing the porpoises or seal about an

oncoming unpleasant event (the pile driving itself). In fact, this could even lead to an

increased response to the seal scarers with experience, as has been shown to occur in

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74 ROGC-S-RA-000066 6 Smålandsfarvandet Marine Mammals

seals to other signals (Götz et al. 2011). The seal scarer itself could thus potentially end

up having serious fitness effects on both porpoises and seals.

Though seals scarers have an initial effect, there is no knowledge on whether harbour

porpoises could potentially become less responsive to the noise with time (habituate),

as it has been seen to occur in seals in some cases (Coram et al 2014). A reduced

responsiveness would compromise the effectiveness of seal scarers as a deterrence

method considerably. However, a key component in observed habituation to seal scares

is that seals actively seek the seal scarer because of a desired resource (fish in an

aquaculture facility or in fishing gear). This “reward” for habituation to the seal scarer is

not present when used to scare animals away from pile driving sites, as the signal

effectively works as a warning signal, informing the porpoises or seal about an

oncoming unpleasant event (the pile driving itself). In fact, this could even lead to an

increased response to the seal scarers with experience, as has been shown to occur in

seals to other signals (Götz et al. 2011). The seal scarer itself could thus potentially end

up having serious fitness effects on both porpoises and seals.

In this report the Natura 2000 screening was based on PTS as requested by the

authorities. In other Natura 2000 screenings behavioural impacts and TTS have been

assessed, due to the large impact ranges often affecting whole Natura 2000 areas (see

for example DHI 2012). There are strong scientific arguments (Brandt et al 2011,

Teilmann et al 2012) why a full appropriate assessment should be undertaken when

TTS and behavioural response covering entire Natura 2000 sites cannot be ruled out.

With regards to behavioural response, there can be resulting habitat loss over the

course of the entire construction and in one case – harbour porpoises at Nysted - it has

been documented that effects lasted for years (see Teilmann et al. 2012). Further, if the

TTS does not recover, before a new TTS is induced, this could result in a building TTS,

and if TTS becomes higher than 50 dB it will likely lead to PTS. Thus, screening Natura

2000 areas based only on the PTS impact range should be viewed with caution.

However, if TTS and behavioural reponse was also applied to this Natura 2000

screening, the conclusion is assessed to be the same, i.e. no risk of significant impact.

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75

12 Assessment of strictly protected species

Article 12 of the Council Directive 92/43/EEC on the protection of species states that:

1. Member States shall take the requisite measures to establish a system of strict protection for

the animal species listed in Annex IV (a) in their natural range, prohibiting:

a) All forms of deliberate capture or killing of specimens of these species in the wild;

b) Deliberate disturbance of these species, particularly during the period of breeding, rearing,

hibernation and migration;

c) Deterioration or destruction of breeding sites or resting places.

2. For these species, Member States shall prohibit the keeping, transport and sale or exchange,

and offering for sale or exchange, of specimens taken from the wild, except for those taken

legally before this Directive is implemented.

3. The prohibition referred to in paragraph 1 (a) and (b) and paragraph 2 shall apply to all stages

of life of the animals to which this Article applies.

Member states are further requested to establish a system to monitor the deliberate capture or

killing of species listed in Annex IV (a) and to make sure that this will not impair the conservation

status of these species. The demands from the Habitats Directive concerning the strictly

protected species have been transposed into national law in Denmark (Naturbeskyttelsesloven).

Further guidance on the application of the regulation of Article 12 is provided by the EU

(http://ec.europa.eu/environment/nature/conservation/species/guidance/index_en.htm).

Deliberate capture or killing of specimens, including injury

Pile driving emits underwater noise that might cause PTS at distances that depend on the

geomorphology and hydrodynamic environment. Harbour porpoises occur regularly in this area,

but will not be exposed to PTS level noise during pile driving even if no mitigation methods are

employed.

The behavioural impacts and TTS from pile driving are considered to be fully reversible after pile

driving is concluded. Pile driving will thus not lead to significant disturbance of the local

population of porpoises.

With regard to the ecological functionality, the role of the Smålandsfarvandet OWF Area for

breeding and migrating harbour porpoises is so far unknown, but as porpoises occur with

regularity in the area, the area is expected to provide feeding opportunities for them. Porpoises

occurring within the zone of impact will be exposed to noise levels inducing TTS if no seal

scarers are employed or if a deterring distance of 1 km is assumed, as well as exhibit

behavioural responses. Based on the SCANS results, Koschinski (2002) proposed the

Smålandsfarvandet as a possible calving site for the harbour porpoise. Telemetry studies

revealed the Smålandsfarvandet location as one of the high porpoise density areas in Danish

waters (Figure 5-7) (Teilmannn et al., 2008; Sveegaard et al. 2011). However, not even during

pile driving, will calving porpoises be exposed to. Very few may experience TTS and behavioural

responses, if no seal scarers are employed or if a deterring distance of 1 km is assumed. If a

deterring distance of 2 km is assumed the only impact to be expected is behavioural reactions in

9-19 porpoises. Behavioural responses are expected to be short in duration and not last longer

than pile driving.

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77

13 Conclusion

With this baseline assessment, we confirm that three species of marine mammals (harbour

porpoises, harbour seals and grey seals) occur regularly in the Smålandsfarvandet OWF area.

White-beaked dolphins occur only rarely in inner Danish waters, and therefore receive minor

focus in this EIA. Seasonal patterns of use in the area are best understood for harbour

porpoises, and modelling results show increased use in the area during some seasons.

Smålandsfarvandet, including the planned wind farm site, is considered an important area for

harbour porpoises, supporting a large number of animals during all seasons (Teilmannn et al

2008, Sveegaard 2011). The acoustic data collected during the baseline indicate that the

detection rate of porpoises in the wind farm is lower than in the areas further west closer to the

Great Belt.

Among the impacts of construction, operation and decommissioning, the most important impacts

are expected from pile driving during the construction phase. Pile driving can have a permanent

impact affecting individuals of the three species. Other impacts during construction are of minor

significance. Operational impacts are potentially positive for seals in the form of reef effects;

however, behavioural disturbance may be expected due to visual effects. Other impacts

associated with operation and decommissioning are expected to have only minor significance

and with only temporary effects on behaviour (Table 6-5 to Table 6-8). Post-construction and

post-operational monitoring will be essential to confirm that noise levels return to benign levels,

or if mitigation measures are warranted. Continued monitoring with acoustic data loggers should

likewise be deployed to monitor and document the return of porpoises to the post-construction

area.

Three different scenarios were investigated:

1. No deterrence (1 m starting distance for the animal fleeing model), no noise reduction

2. Deterrence using pingers / seal scarers (1 km starting distance for the animal fleeing

model), noise reduction (0 dB)

3. Deterrence using pingers / seal scarers (2 km starting distance for the animal fleeing

model), noise reduction (0 dB)

Based on both the 2005 SCANSII surveys and the 2012 Mini-SCANS survey, no porpoises will

be exposed to noise levels that could cause PTS in either scenario. If the deterring distance is 2

km, no porpoises will experience TTS, and 9 or 19 porpoises would exhibit behavioural

responses depending on the density assumptions. All impacts are therefore assessed as

negligible if pinges and seals scarers are employed, and if porpoises are deterred to a distance

of 2 km. For seals it is highly unlikely that they would be exposed to construction noise that

could cause PTS or TTS and both impacts are assessed as negligible for seals even without the

use of deterring devices.

Porpoises in SAC areas will not be exposed to PTS or TTS, or behavioural responses during

construction of the Smålandsfarvandet Offshore Wind farm and seals in Sac areas will not be

exposed to PTS or TTS. The proposed Smålandsfarvandet OWF area is considered to be of

only moderate importance to harbour seals due to the proximity to SAC areas, and because it is

within long range of important haul-outs such as Anholt and Læsø, and Rødsand, while of

limited importance to grey seals, which occur at much lower densities.

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APPENDICES

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APPENDIX 1

CPOD deployment

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Table A1- 1 Coordinates of C-PODs deployment locations at Smålandsfarvandet study area

Coordinates

Station Latitude Longitude

4 N 55˚ 03.785' E 011˚ 06.521'

5 N 55˚ 02.768' E 011˚ 11.493'

6 N 55˚ 06.738' E 011˚ 14.900'

7 N 55˚ 03.348' E 011 ˚ 02.779'

Table A1- 2 Detailed information from the deployment and service cruises carried out during the acoustic monitoring at the Smålandsfarvandet area

Date of the cruise No of the station No of the C-POD deployed Comments

30 November 2013

4_down 2361

first deployment of the instruments

4_up 2362

5_down 2363

5_up 2365

6_down 2359

6_up 2360

7_down 2366

7_up 2358

15 January 2014

4_down 2358

service of the instruments

4_up 2366

5_down 499

5_up 505

6_down 852

6_up 853

7_down 2364

7_up 2368

4 March 2014

4_down 499

service of the instruments

4_up 505

5_down 852

5_up 853

6_down 2359

6_up 2365

7_down 2358

7_up 2366

30 April 2014

4_down 852

service of the instruments

4_up 853

5_down 2359

5_up 2365

6_down 2361

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96 ROGC-S-RA-000066 6 Smålandsfarvandet Marine Mammals

Date of the cruise No of the station No of the C-POD deployed Comments

6_up 2363

7_down 499

7_up 505

15 June 2014

4_down 499

service of the instruments

4_up 505

5_down 500

5_up 852

6_down 2359

6_up 2365

7_down 2364

7_up 2358

September 2014

4_down

- last retrieval of the instruments

4_up

5_down

5_up

6_down

6_up

7_down

7_up

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97

APPENDIX 2

Aerial surveys

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Table A2- 1 Description of the bird aerial surveys conducted at Smålandsfarvandet area and adjacent waters

Date of the flight Season Weather conditions Overall achieved

effort

10 October 2013 Autumn

visibility: >20 km; sea state: 3 ~ 100 %

20 November 2013 visibility: 10 - 20 km; sea state: 1 - 3 84%

8 March 2014 Spring

visibility: 10 km; sea state: 1 - 2,5 97%

11 April 2014 visibility: 10 km; sea state: 1 - 2 100%

Table A2- 2 Description of the flight effort during the baseline waterbird aerial surveys at Smålandsfarvandet area and adjacent waters

Season Flight date

N° of the

transect

trip

Observation

height (m)

Two-

sided

total

transect

length

(km)

Left

side

valid

transect

length

(km)

Right

side

valid

transect

length

(km)

Two-

sided

valid

transect

length

(km)

Autumn 10 October 2013 1301 76 501,08 477,73 445,56 461,645

20 November 2013 1302 76 495,44 418,27 418,56 418,415

Spring 8 March 2014 1401 76 482,31 458,39 478,81 468,6

11 April 2014 1402 76 496,48 496,48 496,48 496,48

Table A2- 3 Observations of marine mammals during the bird aerial surveys at Smålandsfarvandet area and adjacent waters

Season Date of the flight Number of

individuals observed Species

Autumn 10 October 2013 4 Harbour porpoise (Phocoena phocoena)

20 November 2013 0

Spring

8 March 2014 2 Harbour seal (Phoca vitulina)

1 Pinnipedia unidentified

11 April 2014 22 Harbour porpoise (Phocoena phocoena)

1 Pinnipedia unidentified

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100 ROGC-S-RA-000066 6 Smålandsfarvandet Marine Mammals

Figure A2- 1 Visual observations of marine mammals during bird surveys. Numbers indicated are number of animals observed per sighting

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Figure A2- 2 Visual observations of marine mammals during bird surveys. Numbers indicated are number of animals observed per sighting

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102 ROGC-S-RA-000066 6 Smålandsfarvandet Marine Mammals

Figure A2- 3 Visual observations of marine mammals during bird surveys. Numbers indicated are number of animals observed per sighting