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Societal Challenge 5 'Climate action,
environment, resource efficiency and raw
materials‘ and
Societal Challenge 2 ‘Food security,
sustainable agriculture and forestry, marine,
maritime and inland water research and the
bioeconomy’ Iveta AIZBALTE, Policy Officer, RTD/C5
European Commission, DG Research and Innovation
New priorities for Europe
Key priorities of the new
Commission:
A European Green Deal
An economy that works for people
A Europe fit for the digital age
Protecting our European way of life
A stronger Europe in the world
A new push for European democracy
“Becoming the world’s first climate-neutral continent is the greatest challenge and opportunity of our times. It involves
taking decisive action now. We will need
to invest in innovation and research, redesign our economy and update our industrial policy.”
President-elect Ursula von der Leyen
*
R & I investment of € 30 billion for 3 years
Addressing main concerns of citizenssuch as security, migration and economicsituation…
Focus on impact (fewer & broadertopics with sharpened impactstatements, better dissemination ofresults, open access to data…)
Piloting new initiatives and enabling asmooth transition to Horizon Europe
Horizon 2020 Work Programme 2018-2020
Focus Areas and other cross-cutting priorities
€ 7 billion for 4 mutually reinforcing focus areas
• aligned to political priorities
• expected to have exceptional impact
• implemented through 'virtual calls cutting across the programme (description in 'General Introduction', common call identifier of contributing calls and topics)
CircularEconomyClimateCircularEconomy
Digitisation Security
• Open innovation
• €500+ mio for multi-actor projects (interactive innovation linked to EIP-AGRI)
• Open science
• Research data sharing by default
• Open science clouds: Food cloud demonstrators (10M€) & Blue cloud services (6M€)
• Open to the world
• 119M€ on EU-AFRICA partnership on Food and Nutrition Security and Sustainable Agriculture (11 projects): food systems, sustainableintensification and income diversification
• 28M€ on EU-CHINA (5 projects): food safety, soil management and bio-based fertilisers
• 64M€ on "All Atlantic Ocean Research Alliance" (8 projects):coordination, marine ecosystems and new value chains
• PRIMA
© Maksym Yemelyanov, #77230891,2015.Source Fotolia.com
Open innovation, open science, open to the world
Horizon 2020 Societal Challenge 5
‘Climate action, environment,
resource efficiency and
raw materials’
Total indicative budget 2018-2020: €1.1 billion
The Societal Challenge 5 policy context
Global European
#DigitalSingleMarket
Work Programme 2018-2020
Focus:
moving to a greener, more resource efficient and climate-resilient economy in sync with the natural environment
demonstrating a strong commitment to supporting the UN's Sustainable Development Goals (SDGs) and the targets of the COP21 Paris Agreement
Societal Challenge 5: ‘Climate action, environment, resource efficiency and raw materials’
H2020 SC5 Work Programme 2018-2020
Two multiannual calls:
‘Building a low-carbon, climate resilient future: climate action in support of the Paris Agreement’
‘Greening the economy in line with the Sustainable Development Goals (SDGs)’
SC5 call deadlines in 2020:
One stage calls and first stage
of two stage calls:
• 05 Feb 2020 (cross-cutting call)• 13 Feb 2020 (main calls of SC5)
Societal Challenge 5: ‘Climate action, environment, resource efficiency and raw materials’
Second stage of two stage calls:
• 03 September 2020 (SC5 and cross-cuttingcall)
Call ‘Building a low-carbon, climate resilient future: climate action in support of the Paris Agreement’
In 2020:
Decarbonisation
Climate adaptation, impacts and services
Inter-relations between climate change, biodiversity and ecosystem services
The Cryosphere
Knowledge gaps
Earth observationBudget in 2020:
€189,5 million
Societal Challenge 5: ‘Climate action, environment, resource efficiency and raw materials’
Call ‘Greening the economy in line with the Sustainable Development Goals (SDGs)’
Budget in 2020: €128.86 million
In 2020:
Connecting economic and environmental gains - the circular economy
Raw materials
Innovating cities for sustainability and resilience
Protecting and leveraging the value of our natural and cultural assets: nature-based solutions, disaster risk reduction and natural capital accounting
Specific support and implementation aspects
Societal Challenge 5: ‘Climate action, environment, resource efficiency and raw materials’
Novelties in 2020
• Cross-cutting call ‘Competitive, Low Carbon and Circular Industries ’
More visibility to circular industry topics;
SC5 topics CE-SC5-07-2020, CE-SC5-08-2020 and CE-SC5-31-2020 included in WP part 20 ‘Cross-cutting activities’;
Total budget €58 million.
• Virtual call on plastics
A grouping of topics in different WP parts addressing plastics issues;
5 SC5 circular economy topics participate;
Joint activities encouraged.
• Lump sum pilot
Simplification – no actual cost reporting and no financial audits;
Focus on performance – scientific and technical content;
Topic LC-CLA-18-2020 participates in the pilot.
Societal Challenge 5: ‘Climate action, environment, resource efficiency and raw materials’
Lump sum pilot
Simplification: the lump sum for the grant is set out at its
signature, the costs actually incurred are not relevant.
Focus on performance: shift from focus on financial
management and checking costs to focus on scientific-
technical content of the projects
Applicants provide a detailed estimation of costs in the proposal (2nd stage)
Evaluation process follows the standard approach – same evaluation criteria.
Experts assess cost details during evaluation and make recommendations.
Lump sum pilot - how will it work in practice?
The lump sum is fixed during the grant agreement preparation – one lump sum share for each work package
Same pre-financing and payment scheme once the GA is signed.
Reporting periods and technical reporting remain the same but focus on the completion of work packages.
Payment is made when the activities in the work package are completed.
More information: Video and Frequently Asked Questions at the Funding & Tenders Portal
Call ‘Building a low-carbon, climate resilient future: climate action in support of the Paris Agreement’ of the
Paris Agreement’
Societal Challenge 5: ‘Climate action, environment, resource efficiency and raw materials’
Decarbonisation
Call ‘Building a low-carbon, climate resilient future: climate action in support of the Paris Agreement’
Topics
LC-CLA-10-2020: Scientific support to designing mitigation pathways and policies
LC-CLA-11-2020: Innovative nature-based solutions for carbon neutral cities and improved air quality
Climate adaptation, impacts and services
Call ‘Building a low-carbon, climate resilient future: climate action in support of the Paris Agreement’
Topics
LC-CLA-12-2020: Advancing climate services
LC-CLA-13-2020: Climate resilience of European coastalcities and settlements
LC-CLA-23-2020: Towards a comprehensive European mountain research strategy
Inter-relations between climate change, biodiversity and ecosystem services
Call ‘Building a low-carbon, climate resilient future: climate action in support of the Paris Agreement’
Topics
LC-CLA-14-2020: Understanding climate-water-energy-food nexus and streamlining water-related policies
LC-CLA-15-2020: Forest Fires risk reduction: towards an integrated fire management approach in the E.U.
LC-CLA-16-2020: Multi-hazard risk management for risk-informed decision–making in the E.U.
The Cryosphere
Call ‘Building a low-carbon, climate resilient future: climate action in support of the Paris Agreement’
Topics
LC-CLA-17-2020: Polar climate: understanding the polar processes in a global context in the Arctic and Antarctic Regions
LC-CLA-21-2020: Coordination of European Polar research
Knowledge gaps
Call ‘Building a low-carbon, climate resilient future: climate action in support of the Paris Agreement’
Topics
LC-CLA-18-2020: Developing the next generation of Earth System Models
LC-CLA-22-2020: Enhancing the Belmont Forum Collaborative Research Action on Climate, Environment and Health
Earth observation
Call ‘Building a low-carbon, climate resilient future: climate action in support of the Paris Agreement’
Topics
LC-CLA-19-2020: Integrated GEOSS climate applications to support adaptation and mitigation measures of the Paris Agreement
LC-CLA-20-2020: Supporting the implementation of GEOSS in the Arctic in collaboration with Copernicus
Call ‘Greening the economy in line with the Sustainable Development Goals (SDGs)’
Societal Challenge 5: ‘Climate action, environment, resource efficiency and raw materials’
Call ‘Greening the economy in line with the Sustainable Development Goals (SDGs)’
Connecting economic and environmental gains –the Circular Economy
SDGs)’ TopicsCE-SC5-24-2020: Improving the sorting, separation and recycling of composite and multi-layer materials
CE-SC5-25-2020: Understanding the transition to a circular economy and its implications on the environment, economy and society
CE-SC5-28-2020: Develop and pilot circular systems in plastics, textiles and furniture sectors
CE-SC5-29-2020: A common European framework to harmonise procedures for plastics pollution monitoring and assessments
CE-SC5-30-2020: Plastics in the environment: understanding the sources, transport, distribution and
impacts of plastics pollution
Call ‘Greening the economy in line with the Sustainable Development Goals (SDGs)’
Raw MaterialsSD
s)’
Topics
SC5-10-2019-2020: Raw materials innovation actions: exploration and Earth observation in support of sustainable mining
SC5-26-2020: Sustainable management in extractive industries
Call ‘Greening the economy in line with the Sustainable Development Goals (SDGs)’
Innovating cities for sustainability and resilience DGs)’
Call ‘Greening the economy in line with the Sustainable Development Goals (SDGs)’
Topics
SC5-27-2020: Strengthening international collaboration: enhanced natural treatment solutions for water security and ecological quality in cities
Nature-based solutions, disaster risk reduction and natural capital accounting)’
Call ‘Greening the economy in line with the Sustainable Development Goals (SDGs)’
Topics
SC5-32-2020: Addressing wild pollinators decline and its effects on biodiversity and ecosystem services
SC5-33-2020: Monitoring ecosystems through research, innovation and technology
Specific support and implementationaspectsSDGs)’
Call ‘Greening the economy in line with the Sustainable Development Goals (SDGs)’
Topics
SC5-34-2020: ERA-NET Cofund action on conservation and restoration of degraded ecosystems and their biodiversity, including a focus on aquatic systems
SC5-35-2020: ERA-NET Cofund action on enhancing urban transformation capacities
SC5-36-2020: ERA-NET Cofund action on raw materials
Call ‘Competitive, Low Carbon and Circular Industries ‘
(H2020 WP Section 20. Cross-cutting activities)
Topics
CE-SC5-07-2020: Raw materials innovation for the circular economy: sustainable processing, re-use, recycling and recovery schemesCE-SC5-08-2020: Raw materials policy support actions for the circular economy - Expert network on Critical Raw Materials
CE-SC5-31-2020: Develop, implement and assess a circular economy oriented product information management system for complex products from cradle to cradle
Cross-cutting call
Horizon 2020 Societal Challenge 2
‘Food security, sustainable agriculture
and forestry, marine, maritime and
inland water research and the
bioeconomy’
Total indicative budget 2018-2020: €1.3 billion
The policy context
• Global commitments • European policies
CAP & EIP-AGRI
Integrated Maritime and common fisheries
policies
Climate & energy
Bioeconomy strategy Circular economy
Digital singlemarket
WP at a glance
WP at a glance
Manage ourresources wiselyto nourish people
sustainably
Understand, preserve and
valorise oceans
Develop smarter, greener, circularrural economies
Sustainable food security
Blue Growth
Rural Renaissance
Food and Natural
Resources
3 g
oals
3 s
tan
dard
calls +
b
rid
gin
gcall
Key im
pacts Dynamic &
innovative food and farming sectors
Resource & climate-smart eco-healthy
food production and consumption
Productive, healthy, resilient seas and
oceans
Sustainable aquatic resources for food
and bio-based value chains
Strong blue economy
Sustainable growthbased on circularityand connectedness
Enhancedinnovation systems
Strong & attractive rural areas
De-risking investments in innovative technologies fostering industrial, rural and coastal development
WP at a glance
Close to market actions with investment in new knowledge
Same topics, more budget→ more projects per topic
Reinforced support to policy (RIAs, IAs, CSAs, procurement)
Multi-actor approach (MAA)= demand driven innovation
Clear list of requirements, forming fully part of the topic requirements labelled by"Proposals should fall under the concept of the 'multi-actor approach' in the topic + footnote.
Requirements for the 'multi-actor approach' are on page 9-11 of the introduction of the Work Programme and are generic/similar for all MAA projects (footnote)
Systemic approach: MAA is not a "cross-cutting issue" (as RRI, SSH, gender), it is not equal to multi/pluri-disciplinarity, nor to Living Labs, nor to a strong dissemination requirement nor to a broad stakeholders' board. Strong impact is key!
Demonstrate selection criterion Excellence=> Clarity and pertinence of the objectives & soundness of the concept! Clear requirements for MAA (6 bullets)
a) How the project proposal's objectives and planning are targeting needs/problems and opportunities of end-users (=demand-driven)
b) The composition of the consortium and the description of the project must reflect a balanced choice of key actors with complementary types of knowledge: building blocks for innovation are expected to come from science as well as from practice and intermediaries
"all along the project": a clear role for the different actors in the work plan, from the participation in the planning of work and experiments, their execution up until the dissemination of results and the possible demonstration phase.
End-users (OF THE PROJECT RESULTS) and practitioners are to be involved, not as a study-object, but in view of using their entrepreneurial skills and tacit knowledge for developing solutions and creating "co-ownership" of results,
This speeds up the acceptance and dissemination of new ideas/solutions thanks to cross-fertilisation of ideas and views and to including also multipliers, facilitators and EIP Operational Groups from countries and regions working on similar topics.
Webpage including the list of 600 OG projects (Excel file with data from Feb 2018 study):https://ec.europa.eu/eip/agriculture/en/publications/eip-agri-operational-groups-assessment-2018 - meanwhile over 1000 OGs (contact NRNs)
c) Project proposals should illustrate sufficient quantity and quality of knowledge exchange activities
=>'Actor': a partner taking part in project activities, contributing to project outcomes (co-decision, co-ownership)
=>'Stakeholder': person expressing a view/stake at a certain moment(s) during the project: stakeholders' board, regional or national meetings
d) Project's added value: demonstrate complementarity with existing research and best practice
e) The project should result in practical knowledge, made easily understandable and accessible, which must feed into the existing dissemination channels most consulted by end-users in countries
f) For EU wide communication, this practical knowledge should also be assembled into a substantial number of 'practice abstracts' in the common EIP format to share within the EIP network
Societal challenge 2 calls
Food and Natural Resources
Type of actions : RIA, IA, CSA
• Testing out new approaches – e.g., Food 2030, Living labs
• Preparation of future initiatives and Missions - e.g., agro-ecology/soil
• Even stronger focus on impact –sharper impact statements
• Support to policy - EU Bioeconomy Strategy, new CAP…
18 topics – 208 M€Agri, food, marine, bio-based covered
Societal challenge 2 calls
• GenRes & pre-breeding
• Agri-Aqua labs
• Emerging challenges for soil management
• Forest soils
• Biodiversity in action
• Livestock microbiome
• Integrated healthapproaches & alternatives to contentious pestcides
• New and emerging risksto plant health
• IPM
• Epidemiology of contagious animal diseases
• Genome and epigenomeenabled breeding in terrestrial livestock
Sustainable food security topics (2020)
From functionalecosystems to healthy food
Environment/ Climate-smart Food
production and consumption
Building capacities
• EU-Africa
Sustainableintensification
Diversifyingrevenue in rural Africa throughbio-basedsolutions
• EU-China
Healthy soils for healthy foodproduction
Targeted international cooperation
7 topics – 95 M€
2 topics – 24 M€ 2 topics – 19 M€
3 topics – 35 M€
Type of actions : RIA, IA, CSA
Societal challenge 2 calls
• Fisheries in full ecosystem context (BG-10, 10 M€)
• The Future of Seas and Oceans Flagship Initiative (BG-07, 18 M€)
Blue Growth topics (2020):
Climate-Ocean
Sustainable food chains
De-risking Investments
Land-Sea Connection
1 topic – 18 M€ 1 topic – 10M€ 2018-2019 2018-2019
International cooperation
• Towards a productive, healthy, resilient, sustainable and high-valued Black Sea (BG-11, 18 M€)
1 topic – 18 M€
Type of actions : RIA, IA (lump-sum)
Societal challenge 2 calls
• Connectingconsumers and producers
• Innovative agri-foodvalue chains: boostingsustainability-orientedcompetitiveness
• Reducing food lossesand waste
• Closing nutrientcycles (2 scopes: IA + RIA)
• Sustainable woodvalue chains
• Agricultural marketsand international trade
Rural renaissance topics (2020)
Dynamics & policies
Food & non-food Value
chains
Taking advantage of
the digital revolution
1 topic – 4 M€
5 topics – 74 M€
• Thematicnetworks compilingknowledge readyfor practice
Innovation and human
capital
1 topic – 10 M€
+ UNDER LEIT-ICT call
• DT-ICT-09-2020: Digital service platforms for rural economies 30 M€ (incl. 15M€ SC2)
1 ICT topic – 15 M€
Type of actions : RIA, IA, CSA
2018-2019
Call deadlines
Tips & Resources
OpeningSubmission
procedureStage Deadline
Info to
applicants
Grant
Agreements
15 Oct.
2019
single stageSingle
stage
22 Jan.
2020June 2020 Oct. 2020
2-stages
1st stage22 Jan.
2020May 2020 -
2nd stage08 Sept.
2020Nov. 2020
May
2021
Innovation actions higher weighting for "IMPACT"
STANDARD AWARD CRITERIA
QUALITY & EFFICIENCY
OF THE ACTIONIMPACTEXCELLENCE
Evaluation of proposals
Tips & Resources
Scores
The proposal fails to address the criterion or cannot be assessed due to missing or incomplete information.
Poor. The criterion is inadequately addressed, or there are serious inherent weaknesses.
Fair. The proposal broadly addresses the criterion, but there are significant weaknesses.
Good. The proposal addresses the criterion well, but a number of shortcomings are present.
Very Good. The proposal addresses the criterion very well, but a small number of shortcomings are present.
Excellent. The proposal successfully addresses all relevant aspects of the criterion. Any shortcomings are minor.
0
1
2
3
4
5
Tips & Resources
Some tips on how to succeed
Start in time & choose your partners well
Avoid “recycling” of former projects or project partners which do not have a specific contribution to the topic
Check for eligibility & read the evaluation criteria – imagine what the evaluator will think
Excellent science is not enough: consider all the criteria & sub-criteria
Impact matters as much as excellence! Check the expected impacts and scope of the topic in detail
Write clearly & respect the page limits - ask someone impartial to proof-read your proposal
Be coherent! Make sure that the chosen objectives are coherent with the foreseen project activities, the competence of the partners and the planned budget per activity. Make sure the cost/benefit ratio is sound. Keep in mind that all costs should be reasonable in the light of the foreseen outcomes.
Tips & Resources
Research and
Innovation
#HorizonEU
THE NEXT EU RESEARCH & INNOVATION
INVESTMENT PROGRAMME (2021 – 2027)
Horizon Europe
Based on the Commission Proposal for Horizon Europe, the
common understanding between co-legislators and the
Partial General Approach, both approved in April 2019
Our vision
A sustainable, fair and prosperous
future for people and planet based on
European values.
Tackling climate change
(35 % budgetary target)
Helping to achieve Sustainable
Development Goals
Boosting the Union's
competitiveness and growth
Cre
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Horizon Europe
The ambitious EU research and innovation framework programme
(2021-2027)
to strengthen the EU's scientific and technological bases
and the European Research Area (ERA)
to boost Europe's innovation capacity, competitiveness
and jobs
to deliver on citizens' priorities and sustain our socio-
economic model and values
The Commission proposes a budget of € 100 billion for Horizon Europe.
European Parliament and Council reached
a common understanding on Horizon
Europe on 19 March 2019
Budget, synergies and
third country
association still
pending, depending on
the overall MFF
negotiations
Commission has
started preparations for
the implementation of
Horizon Europe
Horizon Europe: Preliminary structure
Widening Participation and Strengthening the European Research Area
Reforming and Enhancing the European R&I systemWidening participation and spreading excellence
Pillar 1Excellent Science
European Research Council
Marie Skłodowska-Curie
Actions
Research Infrastructures
Pillar 3Innovative Europe
European Innovation Council
European innovation
ecosystems
European Institute of
Innovation
and Technology
Pillar 2Global Challenges and
European Industrial
Competitiveness
• Health
• Culture, Creativity and
Inclusive Society
• Civil Security for Society
• Digital, Industry and Space
• Climate, Energy and Mobility
• Food, Bioeconomy, Natural
Resources, Agriculture and
Environment
Joint Research Centre
Clu
ste
rs
Clusters in 'Global Challenges and Industrial Competitiveness‘
Clusters Areas of intervention
Health
• Health throughout the life course
• Non-communicable and rare diseases
• Tools, technologies and digital solutions for
health and care, including personalised
medicine
• Environmental and social health determinants
• Infectious diseases, including poverty-related and
neglected disease
• Health care systems
Culture, creativity
and inclusive
society
• Democracy and Governance
• Social and economic transformations• Culture, cultural heritage and creativity
Civil security for
society
• Disaster-resilient societies
• Protection and Security• Cybersecurity
Digital, Industry
and space
• Manufacturing technologies
• Advanced materials
• Next generation internet
• Circular industries
• Space, including Earth Observation
• Emerging enabling technologies
• Key digital technologies, including quantum
technologies
• Artificial Intelligence and robotics
• Advanced computing and Big Data
• Low-carbon and clean industry
• Emerging enabling technologies
Climate, Energy and
Mobility
• Climate science and solutions
• Energy systems and grids
• Communities and cities
• Industrial competitiveness in transport
• Smart mobility
• Energy supply
• Buildings and industrial facilities in energy
transition
• Clean, safe and accessible transport and mobility
• Energy storage
Food, bioeconomy,
natural resources,
agriculture and
environment
• Environmental observation
• Agriculture, forestry and rural areas
• Circular systems
• Food systems
• Biodiversity and natural resources
• Seas, oceans and inland waters
• Bio-based innovation systems in the EU
Bioeconomy
Lessons Learned Key Noveltiesfrom Horizon 2020 Interim Evaluation in Horizon Europe
Extended association
possibilities
Create more impact through
mission-orientation and
citizens' involvement
Support breakthrough innovation
Strengthen international
cooperation
Reinforce openness
Rationalise the funding
landscape
European Innovation Council
R&I Missions
New approach to
Partnerships
Open science policy
Spreading ExcellenceEncourage participation
Main FeaturesEarly involvement and extensive exchanges with Member States
Extensive exchanges with the European Parliament
Consultations with stakeholders and public at large
Horizon Europe legislative package
Strategic Plan 2021-2024
Work programme 2021-2022
Calls for proposals
Strategic plan gives direction to the
work programme
Thank you! #InvestEUresearch
#HorizonEUhttps://ec.europa.eu/info/designing-next-research-and-innovation-framework-
programme/what-shapes-next-framework-programme_en?pk_campaign=rtd_news
#H2020SC2 www.ec.europa.eu/research/bioeconomy
www.ec.europa.eu/agriculture/research-innovation_en
Funding and Tenders Portal: https://ec.europa.eu/info/funding-
tenders/opportunities/portal/screen/home
Web streaming of SC2 Info Day held in Brussels on 4/07/2019:
https://ec.europa.eu/programmes/horizon2020/en/news/horizon-2020-info-day-
societal-challenge-2-calls-proposals-2020
SC5Web streaming of SC5 Info Day held in Brussels on 16-17/09/2019:
https://h2020-sc5-info-day.b2match.io/