33
Research and Innovation Spreading Excellence and Widening Participation Open calls: Twinning and COST Annamaria Zonno

Spreading Excellence and Widening Participation · 2017. 5. 4. · PolicyResearch and Innovation A major policy intervention: the Widening Package under H2020 Measures in Horizon

  • Upload
    others

  • View
    3

  • Download
    0

Embed Size (px)

Citation preview

Page 1: Spreading Excellence and Widening Participation · 2017. 5. 4. · PolicyResearch and Innovation A major policy intervention: the Widening Package under H2020 Measures in Horizon

Research andInnovation

Spreading Excellence and Widening Participation

Open calls: Twinning and COSTAnnamaria Zonno

Page 2: Spreading Excellence and Widening Participation · 2017. 5. 4. · PolicyResearch and Innovation A major policy intervention: the Widening Package under H2020 Measures in Horizon

PolicyResearch andInnovation

A major policy intervention: the Widening Package under H2020

Measures in Horizon 2020 under Spreading Excellence and Widening Participation:

- Teaming (institution building)- Twinning (institutional networking)- ERA Chairs (bringing excellence to institutions)

- NCPs (information, communication, support)- Policy Support Facility (support for R&I Policy design)- COST ( stimulating cross border science networks)

Total Budget in H2020 ~ € 800 million

2

Page 3: Spreading Excellence and Widening Participation · 2017. 5. 4. · PolicyResearch and Innovation A major policy intervention: the Widening Package under H2020 Measures in Horizon

PolicyResearch andInnovation

Criteria retained for Widening actions

• The Composite Indicator of Research Excellence (national level)

Why this indicator?

Excellence is a key factor for performance for the whole R&I system

Only indicator that can measure excellence embedding severaldimensions

Parameters normalised to eliminate size and population biases

Innovation taken into account also through the patent applicationsvariable

Strong correlation between the Excellence indicator and theFP7 Budget share per country

3

Page 4: Spreading Excellence and Widening Participation · 2017. 5. 4. · PolicyResearch and Innovation A major policy intervention: the Widening Package under H2020 Measures in Horizon

PolicyResearch andInnovation

Composite Research Excellence Indicator at National level

Origin: Developed by DG RTD & JRC, part of the IU progress at countrylevel 2013 publication included in the IU Competitiveness Report2013.

Definition: "A composite indicator developed to measure the research excellence in Europe, meaning the effects of the European and national policies on the modernisation of research institutions, the vitality of the research environment and the quality of research outputs in both basic and applied research."Methodology:Composite indicator of four variables:

1. Highly cited publications of a country as a share of the top 10% most cited publications normalised by GDP

2. Number of world class universities and public research institutes in a country normalised by population in the world top 250 universities and research institutes

3. Patent applications per million population

4. Total value of ERC grants received divided by public R&D performed by the higher education and government sectors

Threshold: MS below 70% of the EU average

Resulting eligible MS: Latvia, Croatia, Lithuania, Malta, Slovakia, Romania, Luxembourg, Poland, Bulgaria, Estonia, Portugal, Slovenia, Cyprus, Czech Republic and Hungary 4

Page 5: Spreading Excellence and Widening Participation · 2017. 5. 4. · PolicyResearch and Innovation A major policy intervention: the Widening Package under H2020 Measures in Horizon

PolicyResearch andInnovation

Twinning: Aim, Objectives & PartnershipAim of the action:

Strengthen a defined field of research in a university or research organisation from a

Widening country by linking it with at least two internationally-leading research

institutions in other Member States or Associated Countries.

Main objectives:• Enhance the S&T capacity of the institutions-Focus on institution in Widening country

• Raise the research profile of the institution and of its research staffThe Partners: (Minimum Conditions)• ONE institution located in a "Widening" MS/AC (COORDINATOR)• A minimum of TWO additional partners from two different MS or AC other

than the country of the coordinator.

5

Page 6: Spreading Excellence and Widening Participation · 2017. 5. 4. · PolicyResearch and Innovation A major policy intervention: the Widening Package under H2020 Measures in Horizon

PolicyResearch andInnovation

Twinning: Proposal Design & ImpactProposals: Scientific strategy for excellence and innovation in a defined area of research; Outline the scientific quality of the partners;Activities supported: Short term staff exchanges; expert visits and short-term training; workshops;

conference attendance.Expected Impact: Research excellence, in particular, in the selected field of research; Improved capability to succeed in competitive research funding; Enhanced reputation, attractiveness and networking;

The expected potential impact of the project illustrated by a number of indicators.

6

Page 7: Spreading Excellence and Widening Participation · 2017. 5. 4. · PolicyResearch and Innovation A major policy intervention: the Widening Package under H2020 Measures in Horizon

PolicyResearch andInnovation

Twinning: Costs & Call 2017 detailsEligible Costs: Coordination and networking; Dissemination and outreach activities.

Infrastructure, equipment & research costs will NOT be funded.

Twinning Call 2017:

Budget: €20 million Call opening: 11 May 2017Call deadline: 15 November 2017Project Size: up to €1 million (eligibility condition)Project Duration: up to 3 years (eligibility condition)Implementation: Coordination and Support Action

7

Page 8: Spreading Excellence and Widening Participation · 2017. 5. 4. · PolicyResearch and Innovation A major policy intervention: the Widening Package under H2020 Measures in Horizon

PolicyResearch andInnovation

Twinning: 2015 call statisticsProposals evaluated: country of coordinator

0

10

20

30

40

50

60

70

80

PT PL CZ RO EE SK RS CY HR LV SI BG HU LT TR MD UA BA MT AL LU MK ME FO

77

62

5653

32

28 27 26 2623 22 21 21 20

18

6 6 5 53 3 3 2 1

Total proposals submitted: 552Total proposals evaluated: 546

Page 9: Spreading Excellence and Widening Participation · 2017. 5. 4. · PolicyResearch and Innovation A major policy intervention: the Widening Package under H2020 Measures in Horizon

PolicyResearch andInnovation

Twinning: 2015 call statisticsSuccessful Proposals: country of coordinator

9

Funded: 66 projectsSuccess rate: 12%

Page 10: Spreading Excellence and Widening Participation · 2017. 5. 4. · PolicyResearch and Innovation A major policy intervention: the Widening Package under H2020 Measures in Horizon

PolicyResearch andInnovation

Twinning: 2015 call "advanced" partnersSuccessful Proposals: "advanced" partners by country

10

Total number of "advanced" partners:

184

Average number of partners: close to 4

3129

26

1613

119 9

7 6 5 5 4 4 3 2 1 1 1 10

5

10

15

20

25

30

35

UK DE IT FR NL BE AT ES DK CH FI SE EL LU IE NO KR PL SI UA

Page 11: Spreading Excellence and Widening Participation · 2017. 5. 4. · PolicyResearch and Innovation A major policy intervention: the Widening Package under H2020 Measures in Horizon

PolicyResearch andInnovation

Twinning: Lessons learned

Lessons learned for future calls:

• Clear definition of the scientific strategy towards excellence in the relevant research field;

• Better illustration of the scientific qualities of "advanced" partners and their added value to the project;

• Outline the expected impact of the twinning exercise on the institution in the Widening country (and even at the national/regional level) based on specific indicators.

11

Page 12: Spreading Excellence and Widening Participation · 2017. 5. 4. · PolicyResearch and Innovation A major policy intervention: the Widening Package under H2020 Measures in Horizon

PolicyResearch andInnovation

12

Learn more:

Horizon 2020 Participant Portal:

http://ec.europa.eu/research/participants/portal/desktop/en/opportunities/index.html

Thank you for your attention

Annamaria Zonno

Page 13: Spreading Excellence and Widening Participation · 2017. 5. 4. · PolicyResearch and Innovation A major policy intervention: the Widening Package under H2020 Measures in Horizon

ESF provides the COST Office

through a European Commission contractCOST is supported

by the EU Framework Programme

Katalin Alfoldi, COST Association

COST

European Cooperation in

Science and Technology

www.cost.eu

Page 14: Spreading Excellence and Widening Participation · 2017. 5. 4. · PolicyResearch and Innovation A major policy intervention: the Widening Package under H2020 Measures in Horizon

Outline

1. What is COST and how does it work?

1. What are the COST Actions (the

networking instrument) and how to

take part in them?

14

Page 15: Spreading Excellence and Widening Participation · 2017. 5. 4. · PolicyResearch and Innovation A major policy intervention: the Widening Package under H2020 Measures in Horizon

What is COST?

COST is the oldest and widest European intergovernmental

framework for Cooperation in Science and Technology

COST has been supporting the networking of research activities

across all 36 Member Countries and beyond for over 44 years

COST is based on networks called COST Actions. Currently

there are 306 running Actions networking over 45 000

researchers per year, worldwide.

Page 16: Spreading Excellence and Widening Participation · 2017. 5. 4. · PolicyResearch and Innovation A major policy intervention: the Widening Package under H2020 Measures in Horizon

COST Member Countries

16

Page 17: Spreading Excellence and Widening Participation · 2017. 5. 4. · PolicyResearch and Innovation A major policy intervention: the Widening Package under H2020 Measures in Horizon

COST - European Cooperation in

Science and Technology

Framework

Partnership

Agreement

Page 18: Spreading Excellence and Widening Participation · 2017. 5. 4. · PolicyResearch and Innovation A major policy intervention: the Widening Package under H2020 Measures in Horizon

COST Key Principles and Features

Supporting highest quality in science and technology (S&T)

COST Actions are S&T-driven (bottom-up) - Open to all science and

technology fields. Transdisciplinarity particularly valued

Providing for knowledge creation, share and application

Being open - Easy procedures for joining running COST Actions

Output oriented, answering to the COST mission

COST Excellence and Inclusiveness Policy

COST International Cooperation and Industrial Dimension policies

RESEARC COST are not covered only networking

18

Page 19: Spreading Excellence and Widening Participation · 2017. 5. 4. · PolicyResearch and Innovation A major policy intervention: the Widening Package under H2020 Measures in Horizon

COST Inclusiveness Target Countries

COST Member Countries

EU Member States Associated Countries to Horizon

2020

Bulgaria, Croatia, Cyprus,

Czech Republic, Estonia,

Hungary, Latvia, Lithuania,

Luxembourg, Malta, Poland,

Portugal, Romania, Slovakia,

Slovenia

Bosnia-Herzegovina

the former Yugoslav Republic of

Macedonia,

Montenegro,

Republic of Serbia,

Turkey,

18

Page 20: Spreading Excellence and Widening Participation · 2017. 5. 4. · PolicyResearch and Innovation A major policy intervention: the Widening Package under H2020 Measures in Horizon

COST Implementation Main instrument: COST Action

Open Call with up to two Collection Dates per year (Spring and Autumn)

Open to all fields in Science and Technology and all types of participants

COST Actions are networks centred around nationally funded research

projects in fields that are of interest to at least seven COST countries. The

financial support averages EUR 130 000 per year for a four-year period

More info:

http://www.cost.eu/participate/open_call

Page 21: Spreading Excellence and Widening Participation · 2017. 5. 4. · PolicyResearch and Innovation A major policy intervention: the Widening Package under H2020 Measures in Horizon

COST ImplementationWhich activities are supported?

workshops, conferences, training schools, short-term scientific

missions (STSMs), and dissemination activities. COST does not fund

research itself.

COST Actions can also pave the way to or establish synergies with EU-

funded research projects. Moreover, collaboration within research projects

can also lead to new Actions, thus enhancing the networking potential of

such consortia.

Page 22: Spreading Excellence and Widening Participation · 2017. 5. 4. · PolicyResearch and Innovation A major policy intervention: the Widening Package under H2020 Measures in Horizon

What is a COST Action?

22

COST Actions build teams that jointly create new

initiatives/products/technology while reinforcing the

innovation eco-system and strengthening European research

and innovation capacity

COST Actions are pan-European, bottom-up science and

technology expanding networks open to researchers from

academia and industry or to policy stakeholders.

Every COST Action lasts for up to four years and requires the

participation of researchers from at least 5 COST Member

Countries.

Page 23: Spreading Excellence and Widening Participation · 2017. 5. 4. · PolicyResearch and Innovation A major policy intervention: the Widening Package under H2020 Measures in Horizon

How to participate?

Joining a running COST Action

Submitting a proposal for implementing a COST Action

Becoming an expert

28

Page 24: Spreading Excellence and Widening Participation · 2017. 5. 4. · PolicyResearch and Innovation A major policy intervention: the Widening Package under H2020 Measures in Horizon

How to Find a running Action?

http://www.cost.eu/COST_Actions/all_actions29

Page 25: Spreading Excellence and Widening Participation · 2017. 5. 4. · PolicyResearch and Innovation A major policy intervention: the Widening Package under H2020 Measures in Horizon

Clémentine

Senior

Researcher

Trevor

SME

Thorir

Assistant

Professor

Teresa

Full ProfessorGiuseppe

Researcher

How a COST Action is established

Ülle

Researcher

Eva

Post-doc

Zeynep

Industry

representative

Page 26: Spreading Excellence and Widening Participation · 2017. 5. 4. · PolicyResearch and Innovation A major policy intervention: the Widening Package under H2020 Measures in Horizon

One-stage submission process (on line tool)

New Submission, Evaluation, Selection and Approval (SESA) procedure follows the

subsequent phases:

SUBMISSION: by a Main Proposer on behalf of a network of proposers

EVALUATION :

External Remote Evaluation by Individual External Experts

Revision and Quality Check by Ad hoc Review Panels

SELECTION: COST Scientific Committee (SC)

APPROVAL: COST Committee of Senior Officials (CSO)

COST OPEN CALL

31

Page 27: Spreading Excellence and Widening Participation · 2017. 5. 4. · PolicyResearch and Innovation A major policy intervention: the Widening Package under H2020 Measures in Horizon

27

Scientific Committee

37 high-level experts from the 36 COST Member Country and 1 Cooperating state

Appointed by and reports to CSO

Select among the ranked list of proposals received from the Review Panels by discriminating among

proposals with the same marks, taking into account the COST mission and policies

Balanced COST Action portfolio, by ensuring the coverage of all S&T fields

Submit the final ranked list of selected proposals to the CSO for approval.

Step 3 - Selection by the Scientific

Committee

Page 28: Spreading Excellence and Widening Participation · 2017. 5. 4. · PolicyResearch and Innovation A major policy intervention: the Widening Package under H2020 Measures in Horizon

Eligibility Criteria

Represent a network of proposers from at least 5 COST Member Countries

or Cooperating State with researchers, engineers or scholars having a

registered e-COST profile

Be coordinated by a Main Proposer in a COST Member Country or

Cooperating State

Be anonymous, hence not contain any reference to the names and/or

institutions of the participants in the network of proposers

Address science and technology challenges destined only for peaceful

purposes

Respect word or page limits as described in the SESA Guidelines (in

preparation)

Be written in English, the working language of the COST Association

Not be identical with another submitted proposal

32

Page 29: Spreading Excellence and Widening Participation · 2017. 5. 4. · PolicyResearch and Innovation A major policy intervention: the Widening Package under H2020 Measures in Horizon

Network of Proposers

At least 5 proposers (one Main Proposer plus at least 4 Secondary

Proposers)

affiliated to legal entities based in at least 5 different COST

Countries and/or Cooperating State

Main Proposer acts as coordinator and contact point for the COST

Association

also in charge of inviting and accepting Secondary Proposers to the

Network

All proposers must have a registered and updated e-COST profile and

specify their scientific expertise

http://www.cost.eu/ecost

33

Page 30: Spreading Excellence and Widening Participation · 2017. 5. 4. · PolicyResearch and Innovation A major policy intervention: the Widening Package under H2020 Measures in Horizon

Become a COST Expert!

As a COST Expert, you will have the opportunity to:

Contribute to the evaluation of COST Open Call proposals

Participate in the assessment of Action results and outcomes

Be invited to take part in the assessment of COST strategic activities

New experts can express their interest via

the COST Expert online registration form:

www.cost.eu/experts

An updated Curriculum Vitae with a list of

publications is required to demonstrate

competence in specific areas of expertise

More on COST Experts:

www.cost.eu/participate/experts

30

Page 31: Spreading Excellence and Widening Participation · 2017. 5. 4. · PolicyResearch and Innovation A major policy intervention: the Widening Package under H2020 Measures in Horizon

Why is COST a success?

Building trust with and within the scientific communities in

Europe and beyond

Combining stability with adaptability while preserving its

core mission

Creating knowledge and facilitating its spreading and

application

Transdisciplinarity

3

Page 32: Spreading Excellence and Widening Participation · 2017. 5. 4. · PolicyResearch and Innovation A major policy intervention: the Widening Package under H2020 Measures in Horizon

Knowledge sharing leads to...

a common understanding of problems at hand

coordinated activities

reduced risk

synthesis and re-combination

of spread pieces of knowledge

innovation

synergies (1 + 1 > 2)

4

Page 33: Spreading Excellence and Widening Participation · 2017. 5. 4. · PolicyResearch and Innovation A major policy intervention: the Widening Package under H2020 Measures in Horizon

COST – European Cooperation

in Science and Technology

Avenue Louise 149

1050 Brussels, Belgium

T: +32 (0)2 533 3800

F: +32 (0)2 533 3890

[email protected]

www.cost.eu

Get COST News by e-mail

by signing up at

www.cost.eu/notification

www.linkedin.com/groups?gid=1699127

www.facebook.com/COST.Programme

twitter.com/COSToffice

THANK YOU!Punto di contatto nazionaleMaria UccellatoreMIUR- [email protected]