112
Retrospective eses and Dissertations Iowa State University Capstones, eses and Dissertations 1968 Stabilization of the phase transformations in hafnium oxide John Dennis Buckley Iowa State University Follow this and additional works at: hps://lib.dr.iastate.edu/rtd Part of the Chemical Engineering Commons is Dissertation is brought to you for free and open access by the Iowa State University Capstones, eses and Dissertations at Iowa State University Digital Repository. It has been accepted for inclusion in Retrospective eses and Dissertations by an authorized administrator of Iowa State University Digital Repository. For more information, please contact [email protected]. Recommended Citation Buckley, John Dennis, "Stabilization of the phase transformations in hafnium oxide " (1968). Retrospective eses and Dissertations. 3650. hps://lib.dr.iastate.edu/rtd/3650

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Page 1: Stabilization of the phase transformations in hafnium oxide

Retrospective Theses and Dissertations Iowa State University Capstones, Theses andDissertations

1968

Stabilization of the phase transformations inhafnium oxideJohn Dennis BuckleyIowa State University

Follow this and additional works at: https://lib.dr.iastate.edu/rtd

Part of the Chemical Engineering Commons

This Dissertation is brought to you for free and open access by the Iowa State University Capstones, Theses and Dissertations at Iowa State UniversityDigital Repository. It has been accepted for inclusion in Retrospective Theses and Dissertations by an authorized administrator of Iowa State UniversityDigital Repository. For more information, please contact [email protected].

Recommended CitationBuckley, John Dennis, "Stabilization of the phase transformations in hafnium oxide " (1968). Retrospective Theses and Dissertations.3650.https://lib.dr.iastate.edu/rtd/3650

Page 2: Stabilization of the phase transformations in hafnium oxide

This dissertation has been microfilmed exactty as received g 8-14,775

BUCKLEY, John Dennis, 1928-STABILIZATION OF THE PHASE TRANSFORMATIONS IN HAFNIUM OXIDE.

Iowa State Universily, Ph.D., 1968 Engineering, chemical

University Microfilms, Inc„ Ann Arbor, Michigan

Page 3: Stabilization of the phase transformations in hafnium oxide

STABILISATOON OP THE PHASE TRANSFORMATIONS

A Dissertation Submitted to the

Graduate Faculty in Partial Fulfillment of

The Requirements for the Degree of

DOCTOR OF PHILOSOPHY

Major Subject; Ceramic Engineering

IN HAFNIUM OXIDE

by

John Dennis Buckley

Approved;

In Charge of Major Work

Head of MaJor Department

Iowa State University Of Science and Technology

Ames, Tova

1968

Signature was redacted for privacy.

Signature was redacted for privacy.

Signature was redacted for privacy.

Page 4: Stabilization of the phase transformations in hafnium oxide

il

TABLE OF CONTENTS

Page

INTRODUCTION 1

REVIEW OF LITERATURE 8

History 8 Occurrence and Production of Eafnia 10 The Hafnium-Oxygen System 11 Crystallography of Hafnia 15 Hafnia-Zirconia System 22 Oxide Additions to Hafnia 2h

MATERIALS AND SPECIMEN PREPARATION 2?

Materials 27 Specimen Preparation 27

APPARATUS AND PROCEDURE

Sintering Jik Room Temperature X-Ray Diffraction Studies '37 High Temperature X-Ray Diffraction 41 Lattice Parameter Measurements 44 X-Ray Fluorescent Analysis 44 Electron Microprobe X-Ray Analysis 45 Metallographic Studies 46

DISCUSSION OF RESULTS ' 4?

Room Temperature X-Ray DliTractlon stucHee 47 Lattice Parameter Measurements pG High Temperature X-Ray Diffraction 65 Fluorescent Analysis 76 Microprobe Analyses of Grain Structure 8l Effect of Cyclic Heating on Stabilization 89 Thermal Shock Tests 91

CONCLUSIONS 96

LITERATURE CITED 100

ACKNOWLEDGEMENTS IO8

Page 5: Stabilization of the phase transformations in hafnium oxide

1

INTRODUCTION

Prior to the advent of supersonic and hypersonic vehicles,

materials used in constructing aircraft were made exclusively of

metals. It was assumed that refractory metal alloys and super alloys

could be developed to function as required at the elevated ten^eratures

and thermal stresses demanded by flight at hypersonic speeds. Experi­

mental evidence, however, shows that even the best metallic combinations

undergo drastic reductions in strength and become susceptible to

oxidation and creep at temperatures considerably lower than would occur

in aerospace vehicles (1-5)•

Materials selection for hypersonic flight is influenced primarily

by the temperature profile that a vehicle experiences while cruising at

hypersonic velocities or entering the more dense atmosphere near the

earths surface (Figure 1). The wide range of tençeratures over the

surface of the aerospace vehicle requires selection of the best

available material compatable with a specific tengerature environment

(Figure 2) and still maintain structural integrity (^.5.6). Correlation

of Figures 1 and 2 shov that there are specific str»Aotural members on a

hypersonic vehicle that require ceramics or the equivalent of a cereunic

because of the extreme temperatures and oxidizing atmosphere when in

fligrlt.

The nose cap and leading edges are the areas on these vehicles

where melting ten^eratures and protection from oxidation are extremely

critical (Figure l). Numerous designs, materials, and combinations of

Page 6: Stabilization of the phase transformations in hafnium oxide

- 1100 2200

Figure 1. Equilibrium surface temperatures during sustained flight at Mach 8 at 88,000 feet (l)

Page 7: Stabilization of the phase transformations in hafnium oxide

5

30001-

Ceramics

Graphite

2000

Temperature, Degrees Centigrade

Refactory Alloys -Columbium, Molybdenum, Tantalum, Tungsten

1000

Super Alloys-Nickel, Cobalt

r» X- Î I aiaimess >ieei, luanium, beryllium

.Aluminum & Magnesium Alloys

I I I J I I 0 5 10 50 100 500 1000

Exposure Time Per Mission -Minutes

Figure 2. Potential temperature capabilities for various structural materials (5)

Page 8: Stabilization of the phase transformations in hafnium oxide

k

materials have "been considered for use in these areas. The concepts

that have shown the most promise are; (l) protective coatings for

graphite and refractory metals (7-11), (2) protective coatings resulting

from oxidation of a base metal in an alloy (11-17), and ()) ceramic-

metal stmictural congosite materials (l8-20).

The basic principle of protection for the critical areas of aero­

space vehicles against high temperature and oxidizing atmospheres, in

all of the above concepts, is the construction of a high temperature

thermal barrier made of a super refractory oxide or the use of a protec­

tive oxide coating. The coating is either applied to the surface of the

structural member or is the product of thermochemical oxidation caused

by the heat of friction resulting from air, at hypersonic velocities,

impinging on the structural surfaces (see leading edges. Figure 1) made

of appropriate refractory metal alloys.

The extreme thermal and environmental stresses that the nose cap

and lesiding-edge structures of aerospace vehicles encounter when

cruising at hyperGonic velocities limit the refractory oxides that can

be used in these areas to thoria, hafnla, and zirconia (U). These

oxides are (l) among the highest melting of the super refractory oxides,

(2) can be used in oxidizing atmospheres exceeding 2500*^ C, and (3) have

low vapor pressures and low reactivity with most metals (21-25).

However, they also have low thermal conductivity and high or erratic

thermal expaxision. For these reasons they have fair to poor resistance

to thermal shock (21-28).

Page 9: Stabilization of the phase transformations in hafnium oxide

5

The extreme and rapid changes In temperature experienced by ceramic

structures and coatings used on aerospace vehicles makes thermal shock

and spalling, resulting from thermal shock, one of the most critical

parameters with which to cope (19, 20, 25). Improvements have been made

in the thermal shock quality of these three super refractories by

modifying expositions and/or Incorporation of unique metal cersmlc

designs, the purpose being to Increase thermal conductivity and decrease

thermal expansion (20, 21, 25, 26, 29, JO, 51, 52).

Thoria has the highest melting temperature of the three oxides, is

considered poor in thermal shock, has a high density and is radioactive

(21, 52=55). The thermal shock quality of thoria has been noticeably

in^roved by incorporating a fine tungsten mesh wire into a thoria matrix

thereby increasing the thermal conductivity and thus reducing theimal

gradients in structures such as nose caps (2k , 25, 56) .

Zirconia has the lowest melting temperature and density of the

three oxides. In its pure form zirconia undergoes a crystalline

Inversion (monocllnic-tetragonal) at about 1000° C producing a large and

rapid volume change resulting In structural disintegration (21, 26, 57).

Zirconia mixed with magnesia, calcla or yttrla and sintered at elevated

temperatures produces a solid solution with a cubic crystal structure

free of inversion (26, 57, 58# 59)• Fully stabilized zirconia, consisting

of 100 percent cubic material is not much better in thermal shock than

monocllnic hafnia since it has high linear thermal expansion and low

thermal conductivity. Improved thermal shock resistance can be obtained

by partial stabilization of zirconia. Curtis (26) and others (4o) have

Page 10: Stabilization of the phase transformations in hafnium oxide

6

shown that partially stabilized bodies composed of cubic zirconia with

significant amounts of monoclinic zirconia tend to have overall thenaal

expansions that are small and gradual. Incorporation of partially

stabilized zirconia with metal reinforcement to improve thermal

conductivity has produced bodies with very good thermal shock qualities

(19, 20, 25).

Hafnia has a melting temperature of 2800° C; about 100° C higher

than zirconia (21, 4l). In its pure form, hafnia has greater thermal

conductivity and less overall thermal expansion than either thoria or

zirconia (24, 25, 27, 32, 42) indicating better thennal shock qualities.

Hafnia like zirconia, however, exhibits a crystallographic transformation

(monoclinic-tetragonal) but at a much higher temperature (approx. 1700° C)

over a smaller tenqperature range and with less thermal stress (24-28).

Completely stabilized, or cubic hafnia, is also like zirconia, free of

crystallographic inversion. It has, however, a linear thermal eaq^naloa

equivalent or greater than thoria or stabilized zirconia (25, 27).

Partially stabilized hafnia tends to have a small and gradual overall

thermal expansion similar to zirconia (21, 25), It should be higher in

thermal conductivity, since pure hafnia has a higher thermal conductivity

than either thoria or zirconia (24). This combination of thermal

qualities indicates that hafnia could have better thermal shock resist­

ance then either thoria or zirconia.

The need for in^rovement in the thermal shock quality of super

refractories used as structures or as protective coatings on aerospace

vehicles caused the initiation of an Investigation of stabilized hafnia.

Page 11: Stabilization of the phase transformations in hafnium oxide

7

The many similar properties of haftoia and zlreonia suggested the use of

calcia, magnesia, and yttria as stabilizing agents since they are the

oxides used and most studied in the stabilization of zlreonia (21, 2$,

32, 41).

The specific objectives of this investigation were to (l) study the

effect of sintering temperature, time, and composition on degree or

percent stabilization, (2) observe quantitative changes in components

making up hafnla compositions resulting from ei^osure to oxidizing

atmospheres up to 2000° C, (5) show the effect of the stabilizing agents

on the lattice parameters of the various solid solutions, (4) correlate

metallographlc and X-ray analyses to visually establish phase and grain

boundary composition, ($) determine the effect of cyclic heating on the

stability of solid solutions, (6) observe thermal shock qualities of

stabilized specimens subjected to various heat treatments and rapid

cooling.

Page 12: Stabilization of the phase transformations in hafnium oxide

8

REVIEW OF LITERATURE

History

Hafnla is found almost exclusively in zirconium-rich ores,

particularly zircons and silicates, in proportions varying from

approximately 1 to 7 percent (21, ̂ 3-47). Because the elements hafnium

and zirconium and their oxides have almost identical chemical and

physical properties and because of the small amounts of hafttium found

mixed with zirconium ores, the existence of hafnium vas camouflaged by

the more abundent zirconium element until 1923 4$, 48).

Although Coster and von Hevesy are credited with the discovery of

the element hafnium in 1923 (49-51)> evidence of concentrations of this

element were claimed as early as I9II by Urbain ($2). Urbain and

Dandillier ($3) stated that data obtained from X-ray spectra of Marlgnac's

ytterbium ($4) proved element number 72, which he had named celtlum, was a

mejiber of the rare earth group. Niels Bohr (55) in putting forth his

views on the electronic arrangement in the atom reached the conclusion

that the number of rare-earth elements, including cerium could not exceed

l4. Since cerium had the number 58, he concluded that the last rare-earth

element must have the atomic number 71. This conclusion indicated that

element 72 must belong to group 4a in the periodic table and thus

should have properties resembling titanium and zirconium.

Based on Bohr's conclusion. Coster and von Hevesy searched for

the missing element in zirconium minerals. X-ray spectra emitted by

samples of Norwegian zircon displayed the first acceptable proof of

Page 13: Stabilization of the phase transformations in hafnium oxide

9

the presence of element 72 (50-51). To confirm his discovery von Hevesy

and co-workers (45-^7, 50, 51) presented numerous X-ray analyses of

hafnium from zirconium ores, outlined methods for separating it from

zirconium and described the properties of the new element in numerous

publications.

Von Hevesy (50, 51) used the large difference In density between

zlrconla (5.6 gm/cc) and hafnia (9.6ôgm/cc) as a means of obtaining a

quantitative analysis of the hafnia in preparations of Inçxirlty free

mixtures of zlrconla and hafnia. His measurements were contingent on

the assumption of a standard value of density for each of the oxides

and that the density was a linear function of composition. To insure

repeatability von Hevesy stressed the importance of preparing these

oxide mixtures by the sane method. Oxides prepared from the oxychloride

and the sulfate produced significantly different results. Prandtl

et al. (56) analyzed l4 samples of zircons by determination of the

density of the mixed oxides.

Von Hevesy (50) suggests X-ray spectroscopy as the best method of

quantitative analysis when impurities are present. Kingsbury and Temple

(57) comment that since von Hevesy there have been few original papers

published about X-ray emission spectroscopy as a method for the

quantitative determination of hafnia. They state that modem analytical

methods, increased power of spectrographic equipment, and ing>roved

electrodes allow for determination of haftila in mixtures of zlrconla and

hafnia over a concentration range from 0.01-55 percent.

Page 14: Stabilization of the phase transformations in hafnium oxide

10

Very few papers were published about hafnia between the late

nineteen twenties and the early nineteen fifties. This was due to the

rarity of hafnia in nature and the extreme difficulty experienced in

separating it from zirconia (21, 4l). The post World War II effort by

the U.S. Government and industry to forward the peaceful use of nuclear

energy was the impetus for renewed investigation of hafnium and con^unds

of hafnium. &ifnium metal was found to be a very good control rod

material in nuclear power reactors (48, $8, 59). It has a high thermal

neutron absorption cross section, good ductility and machineabillty plus

having excellent hot water corrosion resistance.

Hafnia, an intemediate product in producing hafnium metal, was

not considered of any great inçortance until the onset of the space

age. At that time the military and aerospace industries found it

necessary to use super-refractory materials such as hafnia to produce

structures and coatings to act as protective barriers against the

extreme temperatures and oxidizing atmospheres of reentry and flight at

hypersonic velocities (ll, 15, l6, l8).

Occurrence and Production of mfnia

Zircon (Zr, Hf) SiO|j^ is the primary commercial source of hafnia.

This mineral is seldom found in economically recoverable concentrations

of hard rocks. Large deposits of zircon resulting from gravity con­

centration of weathered and erroded sovurce rocks have been found, however,

in the beach sands and stream placers of Australia, the United States,

Africa, Brazil, and India (44, 48, éo). Zircon and the other minerals

Page 15: Stabilization of the phase transformations in hafnium oxide

11

with which it is found are obtained by strip-mining and/or dredging.

Concentration of the zircon from beach sand Is accomplished by com­

binations of gravity, electrostatic, and magnetic separation. The most

common commercial methods used to extract hafnla from zircon ores are,

(1) caustic fusion,(2) carblding and chlorlnatlon, or (3) direct

chlorlnation. The procedures followed in these processes are

illustrated by a flow diagram In Figure 3 and described In Reference 48.

The Hafnium-Oxygen System

Domagala and Ruh (6l) using metallographic and X-ray methods have

resolved the constitution of the system hafnium-oxygen. Phase boundary

determinations were made by metallographic evaluation of specimens

quenched from various ten^eratures and from melting point-composition

studies. Prior to the completion of their report the only definitive

work described In the literature on the Hf-0 system was published by

Rudy and Stecher (62).

The findings of Rudy and Stecher, who investigated the HP-0

system using X-ray, metallographic techniques, and melting point

determinations, differed somewhat from those of Domagala and Ruh (6l).

The major point of contention was the mode of formation of B phase.

Rudy and Stecher believe a eutectlc reaction L -r A + B takes place at

2000° C while Domagala and Ruh show a peritectlc reaction ï. + A -r B

taking place at 2250° C. Domagala and Ruh were unable to find any

evidence for the existence of the monoxide, suboxide or sesquloxlde In

the condensed state.

Page 16: Stabilization of the phase transformations in hafnium oxide

12

lïiun

C»iboii-*r" Arc luimce "~~l-»-SiOi.CO:

bjo-h;

Hydmu: lircgniiim onde

. i . MCI-H PisMlulion I

fusion

Zirconium caibidc Leach

Crusher

Cl,-*t Chlorinator Chlorinalor Coite ^ Unreacled ore ]— NaCI

SiO;. Filler

Condenser 1-»C0

SiCI, H>0-H Dissolution NH.SCN

MIBK filler

HSCN

Zirconium oxythloride solution

Hafnium sulfate solution

Precloltalion

JL Filler

~T~ Calciner

~T~ ,'lfO/

(NH,)2SÛ,

Figure 5* îlowsheet for hafnia production (48)

Page 17: Stabilization of the phase transformations in hafnium oxide

15

Fanlsh and Relf (65) made mass spectrometrlc studies of the

vaporization of hafnia between 1777° C and 2027° C. Their Investigation

showed that the major vaporizing oxide species vas gaseous HfO. It

appeared, on the basis of the experimental data, that the vaporization of

hafnia was not stoichometrlc and that a very small amount of oxygen

was lost. Effusion studies yielded the following results after the

initial loss of oxygen

™2.X(8) + (1 - X) °(g)-

If X in the above equation, however, Is assumed to be small and

constant and if the difference betveen an oxygen poor and a stoichometrlc

composition Is neglected Fanlsh and Relf indicate that this reaction

can be described by

™2(3) + 0(g)-

Shchukarev and Semenov (64) also using a mass spectrometer found

that the concentration of Hf atoms above hafnia between 1900° C and

2100° C was less than 1 percent of the concentration of gaseous HfO

molecules.

Crystallography of Ifafnia

One of the most important characteristics of hafnia Is its

polymorphy (ability to exist in a number of crystalline modifications).

The rapid and reversible inversion, eaqperienced by pure hafnia at

Page 18: Stabilization of the phase transformations in hafnium oxide

Ik

elevated temperatures, was the Impetus for numerous studies of the

crystalline modifications and the nature of the phase change.

Geller and Corenzwit (65) published the first definitive X-ray

powder diffraction data for monoclinic (low tençerature form) hafnia.

Findings substantiated their belief that zirconia and hafnia were

isomorphous. Both oxides belonged to the same space group and showed

relatively small differences in their lattice constants. X-ray data

obtained by Curtis ̂ al. (^l) on high purity zirconia and hafnia

containing impurities of less than 2000 parts per million displayed

remarkable similarity in lattice structure. The lattice constants

were;

ZrOg (X) EfOg (X)

a 5.210 5.11

b 5.260 5.1'^

c 5.375 5.28

Beta 99® 58' 99° kk'

Adam and Rogers (66) using atomic parameters proposed by McCuUough

and xrueoloôd (uj) iouiiu Similarity and good agressent bctwcss obscr/sd

p if values of hafnia and zirconia obtained from X-ray diffraction

measurements and calculated values for the same materials. The

unit cell dimensions derived from their data were roughly as follows;

ZrOg (^) HfOg (S)

a 5.145 5.116

b 5.207 5.172

c 5.511 5.295

Beta 99° Ik' 99° 11'

Page 19: Stabilization of the phase transformations in hafnium oxide

15

Sardl (68) states that monocllnlc hafnla, like the zirconia

described by McCullough and Trueblood (67) shows the hafnium atoms to

be in seven-fold coordination (Figure 4). The hafnia structure

contains two kinds of oxygen atoms, one having three hafnium neighbors

and another having four hafnium neighbors at a greater distance.

lie";

Figure 4. The approximate arrangement of monocllnlc hafnia atoms in seven-fold coordination (68)

In 1954 Curtis £t al. (4l) determined by high temperature X-ray

techniques the following data for the tetragonal (high temperature)

modification) a = 5,l4iS; c = 5'25X and density = 10.01 gm/cc. Curtis

et al. (4l) and Wolten (69) assumed the tetragonal form of hafnia

displayed a structure similar to that of zirconia nam^y a sligjhtly

distorted or quasi-fluorite type structure. Baun (70) questions

whether tetragonal hafnia is isomorphous with tetragonal zirconia.

Data presented by Teufer (71) shows that the îéwagosal zirconia

powder patterns are correctly Indexed on the basis of a primitive

tetragonal lattice rather than a quasi-flourite structure. High

Page 20: Stabilization of the phase transformations in hafnium oxide

l6

temperature X-ray patterns of tetragonal hafnla, observed by Baun (70)

indexed as expected, on the basis of a qi^asi-fluorite structure. Stalth

and Nevkirk (72) suggested that zirconia and hafnla are isostructural.

The lack of lines in the hafnla pattern that are present in the zirconia

pattern, as observed by Baun (70) and Curtis et (4l), are believed

by Smith and Newkirk to be due to the higher atomic scattering factor

of hafnium as compared to zirconium. These authors believe that the

unreported low intensity lines observed by Teufer, suggesting the

tetragonal rather than the quasi-flourite nature of zirconia at elevated

temperatures, are also present in the hig^i temperature X-ray pattern of

hafnla. Because, however, of the aforesaid high atomic scattering factor

characteristic of hafnium these new diffraction lines are too weak to

be observed in hafnla.

Boganov al» (75) observed a cubic modification of hafnla

between 2700-2750° C with a lattice parameter of about 5«500A.

Curtis ̂ al. (4l) in some of the first high temperature X-ray

studies made of high purity hafnla, determlKied from density measurements

calculated from lattice constants that the monoclinlc to tetragonal phase

transformation of hafnla represented a density change of percent.

Considering the 7-5 percent increase in density experienced by zirconia

for the same type of crystallographic transformation, Curtis predicted

that the accompanying destructive volume change common in zirconia would

exist iu hafnla but to a much lesser degree.

Thermal expansion measurements on high purity hafnla conducted by

Ohnysty and Rose (27) and Stanfleld (28) confirmed the beliefs of Curtis

Page 21: Stabilization of the phase transformations in hafnium oxide

IT

et al. (4l). Ohnysty and Rose (2?) noted that one in three hafnia

specimens disintegrated when making thermal expansion measurements at

temperatures up to 2500° C. Stanfield (28) found that he was unable to

obtain any useful thermal expansion data on pure hafnia because of

specimen fractures during thermal cycling. Thermal expansion measurements

on single specimens of selected HfOg-ZrOg compositions, however, displayed

only slight deterioration and good agreement in thermal expansion frcm

cycle to cycle after repeated exposures.

The exact inversion temperature at which the monoclinic tetragonal

crystal transformation begins and the range of temperatures over which

this reversible transformation occurs has been a point of contention

among most of the authors studying hafnia. Results of some of the

investigators who have used high tençerature thermal expansion^ IŒA and

X-ray diffraction techniques to examine the inversion tençeratures of

high purity hafnia are listed in Table 1.

In 1954, Curtis et (4l) reported that the low temperature

monoclinic crystal structure of hafnia changes reversibly above 1700° C

to a high temperature form of tetragonal symmetry* They determined,

using room temperature and high temperature X-ray diffraction methods,

the temperature transformation range proceeding from the monoclinic

to tetragonal crystal phase, the lattice constants for both phases and

the density for the tetragonal phase.

Hifi^bi temperature X-ray data, accumulated by Baun (70), showed the

monoclinic to tetragonal crystal transformation range was between

1500° C and 1600° C. The author believes that the significantly lower

Page 22: Stabilization of the phase transformations in hafnium oxide

18

Table 1. Temperature ranges of monoclinic-tetragonal phase transfoznatlon as reported in the literature

imrestlgator Ref. no. aeSZlwo.

Observed temp, range C

On heating On cooling

Curtis, Doney 4l and Johnson

X-ray l640 - 1920

Baun 70 X-ray 1500 - 1600 1550 - 1450

Wolten 69 X-ray 1642 - 1718® 1547 - 1656b

1701 1588

IS 1 1

Ohnysty and Rose

27 Thermal expan.

1595 - 1817 1645 - 1285

Stanfield 28 Thermal expan.

l84o - ̂ 1790 "

Boganov, Budenko and Markarov

75 X-ray 1900 - 2000 (reversible)

Ruh. Garrett. Domagala and

Ik X-ray DTA '

1620 - 1650 1674 - 1707

II 11 1

1

Tsllan

Zr free HfO-

Spectrographic HfOg

Page 23: Stabilization of the phase transformations in hafnium oxide

19

transformation temperatures, observed in these experiments, were due to

the specimens not being oxygen-deficient. By a specific heat treatment,

which Baun says produces oxygen-deficient hafnia, he was able to reproduce

results in good agreement with Curtis et (4l)Wolten (69), also

using high temperature X-ray analysis, observed that the monoclinic to

tetragonal transformation took place at various tençerature ranges.

Hysteresis loops, produced from high temperature X-ray data of zirconia

free hafnia and spectrograph!.c grade hafnia, either over-lapped or

were intermediate to the inversion tençerature ranges presented by

Curtis et al. (4l) and Baun (70). The mean transformation temperature

was found to increase with increased purity of hafnia.

Thermal expansion measurements of nuclear grade hafnia were made

at temperatures up to 2500° C by Ohnysty and Hose (27). Results

indicated that a crystallographic inversion from a monoclinic to tetrago­

nal crystal structure occurred between 1595° C and 1817° C. Thermal

expansion measurements of pure hafnia made by Stanfield (28) showed that

the monoclinic to tetragonal transformation appeared at a high tempera­

ture of about l84o° C. Taylor and Eagle (75) report the monoclinic to

tetragonal inversion at 1865° C. Eoganov et al. (73) used high tempera­

ture X-ray methods to investigate and clarify the problem of polymorphic

transformations at extremely high temperatures. Two reversible ti-ans-

formations were observed: (l) a monoclinic to tetragonal inversion

between 1900° C and 2000° C and (2) a hither-to unpublished tetragonal

to cubic inversion between approximately 2700° 0-2750° C.

Page 24: Stabilization of the phase transformations in hafnium oxide

20

The simultaneous presence of two crystal structures in the tempera­

ture range where the hafnia inversion occurs and the formation of a

hysteresis loop on heating and cooling through the inversion tençerature

range led Smith and Newkirk (72) to believe that noaequilibrium conditions

exist. The authors theorized that the presence of tetragonal hafttia at

a temperature below that at which monoclinic hafnia first appears on

cooling indicates that the tetragonal monoclinic inversion is not a

simple single stage transformation. A reasonable explanation for the

overlap could be the development of an intermediate mixed layer structure

in the transition region. If this were the ease specific layers within

the structure would invert before others resulting in the transfomation

being staggered through the layers as a function of temperature.

The general appearance of the pure hafnia crystallographic trans­

formation is illustrated by a thermal expansion curve shown in Figure 5.

The low temperature portion of the curve represents the monoclinic

crystal structure, the center portion shows the steep changes in ^/L

in the transformation zone and the high temperature section of the curve

illustrates the thermal expansion of the tetragonal crystal phase.

Molten (69) compares the monoclinic tetragonal transformation of

hafnia to the rapid diffusionless inversion typical of the martens!tic

type of transformation. Atomic displacement during the transformation

is a product of a shearing mechanism where the atom movements are less

than the interatomic distance in the crystal lattice. The hafnia

inversion, like the martensite transformation is characterized by its

predominantly athermal nature as evidenced by the ten^erature range over

Page 25: Stabilization of the phase transformations in hafnium oxide

s a024

&ao2o

1000 1500 Temperature (®C)

Figure 5. Thennal expansion of hafnia and stabilized hafnia (27)

Page 26: Stabilization of the phase transformations in hafnium oxide

22

which it occurs. The athermal nature of this transformation means that

the specific concentration of each phase keeps pace with the tençerature

and cannot move under isothermal conditions. Hysteresis loops of hafHia

plotted from data obtained by Wolten (69) using hig^i temperature X-ray

methods are illustrated in Figure 6.

Qafnia-Zirconia System

Curtis et (4l) made X-ray spectrometer studies of pure HfOg,

ZrOg, and seven intermediate HfOg-ZrOg compositions sintered at tempera­

tures ranging from 1550° C to l800° C. Data from, the X-ray specimens

fired at l800° C showed a gradual decrease la interplaner spacing with

increasing hafnla content. This was Interpreted as an indication that

hafnia and zlrconla form a continuous series of solid solutions at

1800° C. X-ray analysis of five ZrOg-HfOg compositions, used by Stanfleld

(28) to investigate the monocllnlc-tetragonal inversion by thermal

expansion measurement, proved to be inconclusive with respect to formation

of homogeneous solid solutions. The linear increase in transformation

temperature with increasing additions of hafnia to zlrconla, however,

indicated that a series of solid solutions was achieved.

The most definitive work on the zirconia-hafHia system was accom­

plish by Ruh et al. (7^). X-ray diffraction, microprobe analyses and

differential thermal analyses were used in addition to melting point

determinations and metallographlc evaluation of specimens quenched from

various temperatures to determine phases and resolve phase boundaries in

the hafnia-zlrconla system. The nearly straight line of ZrOg-HfOg

Page 27: Stabilization of the phase transformations in hafnium oxide

23

100 I I I I I I I I I

f 80 S u. O) Q-

<u to re

(U c & 2 "m

60

40

20

1400 DUU

/

HI I I I I I I

SOLID CIRCLES

Zr- FREE HfOg

OPEN CIRCLES SPECTROGRAPHIC HfO

2-

I I I I I I 1 I I I I I I I I I I I 1600 1700 iBOO

Temperature (°C) i900 2000

Figure 6. Monoclinic-tetragonal transformation in hafnia (69)

Page 28: Stabilization of the phase transformations in hafnium oxide

24

composition melting points connecting the zirconia and hafnia end

members, coupled with the linear increase in the monoclinic-tetragonal

inversion temperature as HfOg-ZrOg compositions became richer in hafnia,

are put forth by the authors for establishing complete mutual solubility

of zirconia and hafnia.

Oxide Additions to Hafnia

Ifcifnia, like zirconia, undergoes a reversible monoclinic-tetragonal

crystallographic inversion when heated to its transformation temperature

but the hafnia crystallographic transformation is far less destructive.

This is because the volume change in hafhia is about half of that

experienced by zirconia (4l). The qualitative similarity of these two

oxides and the knowledge that oxide additions to zirconia have yielded

thermally stable cubic structures free of inversion have provided the

impetus to study the effect of oxide additions on hafnia.

Curtis et al. (kl) are credited with some of the initial work on the

effect of additions of silica and calcia to high purity hafnia. X-ray

analyses of silica additions to hafnia in increments of 12-1/2 mole

percent to a maximum of 87-1/2 percent and sintered at a maximum

temperature of 1550° C discovered only one solid state reaction, a

compound (HfSiOj^) hafnium silicate, predicted to be unstable above

1550° C. Calcia bearing compositions sintered at a maximum temperature

of 1800° C yielded EfOg-CaO solid solutions or (CaHfO^) calcium haTnate.

Page 29: Stabilization of the phase transformations in hafnium oxide

25

Thermal expansion measurements made on HfOg-CaO solid solutions at

temperatures up to 1200° 0 indicated thermal shock qualities superior

to its zirconia counterpart.

Godina and Keler (76) used chemical and X-ray analysis to study

the reaction of hafnia with MgO, CaO, SrO, and BaO. They found that

CaO, SrO, and BaO formed compounds of the type MHfO, at 1100° C while » P

MgO was found to form no compound of constant composition. Calcia and

magnesia yielded solid solutions of limited range based on hafnia and

the temperature of formation. Godina and Keler (77) in a later report

on the stability of HfOg-MgO and HfOg-CaO solid solutions, formed at

sintering temperatures of 1750° C, found that these solid solutions

decompose when heated in the tençerature range of 1000° 0-1200° C.

HfOg-MgO solid solutions decompose into their original components while

the EfOg-CaO solid solutions break down into monoclinic hafnia and

CaHfOj.

Delamarre and Joba (78) using X-ray analysis presented a partial

phase diagram of the HfOg-CaO system in which they introduced a new

compound CaHfj^O^. This compound appears on the diagram at 20 mole

percent calcla-80 mole percent hafnia. They believe that this compound,

rather than cubic hafnia and/or CaHfO^ appears in mixtures with mono-

clinic hafnia and calcium hafnate on the high hafnia side of the phase

diagram.

Godina et (79) made X-ray diffraction studies of reactions of

hafhia and titania sintered to a maximum temperature of 1650° C. They

observed that solid solutions formed in sintered bodies containing 80

Page 30: Stabilization of the phase transformations in hafnium oxide

26

to 90 percent hafnia, the limit of solubility being approximately

20 percent titania. The product of compositions containing more than

20 percent TiOg was hafnium titanate (HfTiOj^). Komissarova et (8o)

investigated the HfOg-La^O^ system. Melting points and room temperature

X-ray analyses of specimens quick cooled from 1)00° C and l800° C were

used in constructing the HfOg-LagO^ phase diagram. The existance and

location of HfOg-LagO^, LSgO^-HfOg solid solutions, the compound

LSgHfgOy and combinations of the compositions were established within the

limits of the diagram. Ohnysty and Rose (27) noted that 10 and 15 weight

percent additions of yttria to hafnia produced completely stabilized or

inversion free hafnia. The high linear expansion of this yttria

stabilized haifnia indicated, however, that partial stabilization similar

to that produced in zirconia might yield bodies with better overall

thermal expansion (25).

Godina and Keler (76) concluded, from the absence of solid solutions

in the systems HfOg-SrO and HfOg-BaO that the ionic radii of the foreign

cation (Sr or Ba) were two large to substitute for Hf. This observation

tends to be in good agreement with one of the conditions described by

Kingery (5I) for substitutional solid solutions.

Page 31: Stabilization of the phase transformations in hafnium oxide

27

MATERIALS AND SPECIMEN PREPARATION

Materials

The hafnia studied in this investigation was Wa Chang Corporation's

spectrographic grade lot No. RX9659C. Two of the three oxides used as

stabilizing additions to hafnia were Fisher Scientific Company's

certified reagent grade calcia lot No. 722951 and magnesia lot No.

720782. The third stabilizing oxide addition, yttria lot No. 04^02, vas

supplied by Consolidated Astronautics, Inc. The suppliers certified

chemical analyses are given in Table 2. All as received powders were

=525 mesh.

Three sets of compositions were investigated as shown In Table 3»

The oxide components making up each 100 gram con^sltion were weighed on

a balance that permitted an accuracy of 0.01 percent or better.

Mixing of powders was done in a 1/2 pint, 2-7/8 inch diameter rubber

lined steel jar mill. A charge consisted of 100 grams of a given

mixture (Table 5) and 12 alumina cylinders 1/2 inch by l/2 inch. Each

composition was mixed for 20 hours on a two roll mill rotating at

2h rotations per minute.

Specimen Preparation

Sintering specimens were fabricated by mixing premixed coD^ositlonB

(Table 5) with p percent distilled water and 2 percent dextrin and then

cold-pressing in a 3/4.inch diameter die at 27OOO psi. This die featured

a segmented conical Insert to facilitate removal of the specimens

(Figure 7).

Page 32: Stabilization of the phase transformations in hafnium oxide

28

Table 2. Analyses of sample materials

Material Concentration (percent) HfOg CaO YgOj MgO

Impurities A1 0.0025 B 0.00002 Ba Ca Cd 0.0001 01 Co 0.0005 Or 0.001 Cu 0.004 Fe 0.005 K Mg 0.001 Mn 0.001 Mo 0.001 Na Ni 0.001 NO Pb^ 0.0005 Si 0.004 Sn 0.001 Sr Ti 0.002 V 0.0005 w 0.002 Zr 0.026 LagOj CeOg PrgOii NdgO) SnigO^

GdgOj Tbl^O^

^2^5 NC^Oj EraOj Yb20^ IiuO, GaO HHl^OH SOk P Insol. in dilute HCl Sol. in HgO Loss on ingition

0.005 0.05

0.002

0.002 0.005

0.0005

0.5

0.005 0.0006

0.005

nil to trace nil to trace nil to trace nil to trace nil to trace

0.01

nil to trace nil to trace nil to trace nil to trace nil to trace

0.004 0.006 0.002

0.001 0.01 0.25 0^

Page 33: Stabilization of the phase transformations in hafnium oxide

29

Table Composition of oxide mixtures investigated

Weight percent Mole percent

HfOg CaO HfOg CaO

99.0 1.0 96.35 5.65 98.0 2.0 92.99 7.01 97.0 5.0 89.60 10.40 96.0 4.0 86.40 15.60 95.0 5.0 85.5 16.5

HfO- MgO

99.5 99.0 98.0 97.0 95.0

0.5 1.0 2.0 3.0 5.0

HfOr MgO

97.45 95.00 90.55 86.0 78.55

2.55 5.00 9.65

14.00 21.65

HfO, % 99.0 97.0 95.0 93.0 91.0 88.0 85.0 82.0

1.0 5.0 5.0 7.0 9.0 12.0 15.0 tA f\

HfOg

99.08 97.20 95.30 93.45 91.54 88.70 85.80 83.01

% 0.92 2.80 4.70 6.55 8.46

11.30 14.29 16.99

Page 34: Stabilization of the phase transformations in hafnium oxide

30

plunger

%

egnented Inserts

Specimen

Die body

Bottom plunger

Figui'e 7 • Double action split-ring die

Page 35: Stabilization of the phase transformations in hafnium oxide

51

Upon completion of sintering, disk specimens were either mounted

and polished for examination in a reflecting light microscope and/or

microprobe analyzer or ground to -525 mesh and analyzed with X-rays,

Packed and loose powder specimens were used for X-ray diffraction and

fluorescent analysis respectively, while liquid media powder specimens

evaporated on resistance heated metal foil elements were used for high

temperature X-ray diffraction analysis (Figure 8).

Specimen surface

-Power leads

Figure 8. Heater design for high-temperature X-ray diffractometer attachment.

Microscope and microprobe specimens were mounted in bakelite

and ground successively with 120, 240, 520, 400, and 600 grit silicon

earûiué papers using water as a coolent and polished sechs.r.ically using

six micron diamond paste and diamond extender on a disk polisher. Final

polishing was accomplished on a vibratory polisher using 0.5 micron

alumina suspended in distilled water. Heat etching from 5 to 10 minutes

followed by Inmersion in concentrated hydrofluoric acid for approximately

1 minute, proved to be the most satisfactory method of etching proce­

dures attempted. This was satisfactory for all of the specimens etched.

However, calcia stabilized hafnia specimens were immersed from 5 to

Page 36: Stabilization of the phase transformations in hafnium oxide

52

50 minutes in a 50 percent solution of hydrofluoric acid at 50° C

without heat etching. They were the only group of specimens, of the

three groups of oxide compositions etched, that displayed acceptable

results by this latter method. All etched specimens were rinsed in

distilled water, washed in ethyl alcohol, and dried in warm air prior

to metallographic examination.

Microprobe specimens, etched and unetched, underwent additional

processing prior to examination. This process consisted of applying a

thin carbon coating approximately 200A thick to provide a discharge

path for sample current.

X-ray diffraction specimens were prepared by lightly pressing

-525 mesh powders in an aluminum holder, using a piece of glazed tile

on one side of the opening and applying pressure with a flat metal

knife on the opposite side to alleviate preferred orientation.

Specimens used for X-ray fluorescent analysis were -525 mesh

powders loosely packed in cylindrical specimen holders. The bottom

surface of the holders had circular l/^i- mil mylar windows through which

radiation impinged on the specimens.

High temperature X-ray diffraction specimens were prepared by

placing one or more drops of a powder in a evaporative suspension, of

100 percent ethyl alcohol, on a resistance heater specimen support

(Figure 8). Sample thickness was controlled by building up several thin

layers obtained by allowing several successive drops to evaporate.

Disk specimens were used in the cyclic heating and thermal shock

tests. These specimens were pressed and sintered under the same

Page 37: Stabilization of the phase transformations in hafnium oxide

33

conditions as those disk specimens prepared for use in the reflecting

microscope and microprobe analyzer.

Page 38: Stabilization of the phase transformations in hafnium oxide

APPARATUS AND PROCEDURE

Sintering

A cold-wall 2000° C combination atmosphere (air or inert gas)

or vacuum furnace and a hot vail vertical tube furnace vere used

for sintering. An oxidizing atmosphere at temperatures up to 2000° C

vas accomplished in the cold-vail furnace by utilizing an open end

gas-tight refractory oxide tube (stabilized zirconia or alumina) sealed

on the outer diameter at both ends and heated by a tantalum element

bathed in argon (Figure 9)• The vertical tube hot-vail furnace employed

Bolybdenum-disilicide elements to heat an aj.çmd.na tube 2%-inche8 long

and 2 inches in diameter to a maximum useful temperature of l600° C.

To obtain temperature measurements, in the cold-vail furnace, a

micro-optical pyrometer, its optics and the quartz sight vindov located

in the furnace wall vere calibrated against a tungsten lasç standard.

Control thermocouples located near the maximum heat zone of both the cold

and hot wall furnaces and the micro-optical pyrometer vere also calibrated

against a platinum-platinum 15 percent rhodium thermocouple vhich was

positioned in the hot zones of both furnaces. At equilibrium and within

the upper temperature limit of the platinum-platinum 15 percent rhodium

thermocouple a variation of less than 10° C vas noted betveen the thermo­

couple and the micro-optical pyrometer.

Several heating schedules were used when sintering specimens

to l600° 0, l800° 0, or 2000° C, for 6, or 9 hours in the cold-vail

furnace. Specimens vere (l) placed in the furnace cold, heated to the

Page 39: Stabilization of the phase transformations in hafnium oxide

55

HEATER ELFMENT 2'DIA.ii 3"LG.

RADIATION HEAT SHIELDS

DENSE REFRACTORY TUBE thl*D.

6'LO.

WATER-COOLED . JACKET

PACKING ARGON GAS

INLET

Optical pyrometer Thermocouple:

Figure 9. 2000° C atmosphere (air or inert) and vacuum furnace

Page 40: Stabilization of the phase transformations in hafnium oxide

desired sintering temperature, soaked, and then cooled to room tempera­

ture in the furnace, (2) placed in the furnace at room temperature,

heated to the desired sintering ten^erature, soaked, then drawn and cooled

in air to room temperature, (3) placed in the furnace at the sintering

temperature, soaked, drawn and cooled in air to room temperature.

Insertion of specimens into the cold-wall furnace entailed move­

ment of a pedestal up the vertical tube to the upper exit of the furnace

by means of a ceramic push-rod inserted through the exit at the bottom

of the furnace, placing the specimens on the pedestal surface, and then

lowering to the original position (figure 9)• The same procedure was

used for removing specimens. Scrap material of the same composition as

that of the specimen was used as a buffer between the specimen and the

pedestal surface to prevent contamination.

Hot-wall specimens were suspended by a platinum wire into a pre-

ealibrated l6C0° C hot zone, soaked for 5, 6, or 9 hours, removed and

cooled in air to room temperature.

Cyclic heating tests and thermal shock tests were performed in

the cold-wall furnace. In the cyclic heat tests specimens were cycled

in air between 1040° C and 1750° C for 2, 10, or 25 cycles. After a

specified number of cycles specimens were drawn at 1750° C, 104^0° C,

or allowed to cool to room temperature in the furnace after which they

were examined at room temperature in the X-ray diffractometer.

Themal shock tests were also carried out in the cold=wall furnace,

^ecimens were heated to 2000° C, 1750° C, or 10W)° C, soaked for 15 min­

utes, drawn from the furnace and then cooled to room temperature in air.

Page 41: Stabilization of the phase transformations in hafnium oxide

37

Room Tençerature X-Ray Diffraction Studies

X-ray diffraction studies vere made in a General Electric XRD-6

diffractometer using nickel-filtered copper radiation. The ratio

of the amount of cubic phase to monoclinic phase solid solution

(Figure 10), which was a function of the amount of oxide addition in

solid solution with HfOg was, as with ZrOg (8l, 82), used as a measure

of stabilization. HfOg has monoclinic and cubic lattice parameters as

well as sintering and inversion behavior closely resembling ZrOg (4l, 65,

85, 84). Hafnia completely stabilized contained 100 percent cubic

material. Three standardization curves were plotted showing the relation­

ship between the degree of stabilization and the ratio of X-ray

diffraction intensities of cubic hafnia completely stabilized with MgO,

CaO or YoO, and monoclinic hafnia. 2 5

To get as true a relationship as possible between the X-ray

intensity measurements of the monoclinic and cubic hafnia peaks, the

cubic materials used to obtain data for the standard curves were

limited to mixtures in '.jhich oxide additions needed for complete

stabilization of hafnia were minimal. The minimal oxide additions

necessary to produce 100 percent cubic phase hafnia, for this investi­

gation, were determined by X-ray analysis of the various compositions In

Table $ within the sintering temperature and sintering time limits

discussed earlier under the subject Sintering. The following ccaçositlons

were used;

Page 42: Stabilization of the phase transformations in hafnium oxide

38

Cube

ivionociinic

%6 28 30 32 Angle 26 (Degj

34 36

Figure 10. X-ray diffraction curve for 6o percent cubic-4o percent nonoclinic hafnia. (Calcia stabilized)

Page 43: Stabilization of the phase transformations in hafnium oxide

59

Weight, percent Mole, percent

HfOg 95.0 CaO 5.0 HfOg 83.5 CaO 15.5

HfOg 97.0 MgO 5.0 HfOg 86.0 MgO 14.0

HfOg 88.0 % 12.0 HfOg 88.7 % 11.5

HfOg-CaO and HfOg-YgO^ mixtures vere sintered at 2000° C for 9 hours In

air at ambient pressure. HfOg-MgO mixtures were sintered at l800° C for

9 hours in air at ambient pressure.

The standard curves for the quantitative determination of cubic and

monoclinlc hafnia, as presented in Figure 11, are peculiar to the material

used in this investigation. These curves were established under specific

experimental conditions using material of a given purity. General

analysis can be made using these curves when the procedures and purity of

material are similar to those found in this paper. If, however, the

purity of the hafnla, calcla, magnesia, and yttrla and/or the experi­

mental procedure vary considerably, then new standard curves should be

plotted.

Pure cubic and monoclinlc hafnla vere mixed in proportions of 0 to

100 percent of each in increments of 10 velght percent. An average of

ten specimens was used to determine each point on the curves. Qualitative

analysis was accomplished by fast scanning powder specimens at 2° per

minute from 29 « 15° to 29 = 110° and comparing the d-epacings with

the ASTiA card file or selected references (4l, 6$). Quantitative data

for plotting the standard curves were obtained by scanning at 0.2° per

minute over the major monoclinlc (ill) peak (28 « 28°) and cubic (ill)

peak (29 30°) and then measuring their integrated intensities

Page 44: Stabilization of the phase transformations in hafnium oxide

4o

1 I I r

I I L I I I I I I I 0 10 20 30 40 50 60 70 80 90 100

Amount of Cubic Hafnia (%)

Figure 11. Ratio of intensity of (ill) cubic line to (ill) monoclinic as a function of percentage of cubic hafuia

Page 45: Stabilization of the phase transformations in hafnium oxide

kl

(Figure 10). This was done "by drawing a smooth outline over the mono-

clinic and cubic peaks, and tracing them with a plainmeter. The I cubic/l

monoclinic ratio was then plotted against the cubic-monoclinic mixture it

represented between 0 and 100 percent. The procedure used for determining

the stabilization of known oxide compositions having unknown degrees of

solid solution entailed obtaining the I cublc/l monocllnlc ratio as

described above and using the appropriate standard curve.

High Temperature X-Ray Diffraction

A Materials Research Corporation's high temperature attachment;

model X86-G was used in conjunction with a 2-Inch diameter vacuum system

and the General Electric XRD-6 dlfftactometer arrangement described

above. The heating element specimen holders (Figure 8), used In the

diffractometer furnace, were all made of 0.00)-inch thick tantalum

10 tungsten foil. Bragg reflections, of specific con^sitlons measured

In the room temperature diffraction investigation, were used as gauges in

zero positioning specimens in the high temperature X-ray diffractometer.

Translation, azimuth and inclination controls were used to set the

diffractometer to the angle at which the specimen's strongest Bragg

reflections were known to occur. The specimens were then scanned in

air and in vacuum to make sure that the peak intensities appeared at

the anticipated Bragg angles. Power to the ribbon resistance heater

element was not activated until a vacuum of 10 torr vas obtained in

the X-ray furnace. A number of heating schedules were employed in the

high temperature X-ray diffraction investigation of hafnla and hafnla

Page 46: Stabilization of the phase transformations in hafnium oxide

42

solid solutions to observe and characterize the relation of tençerature

to the presence of specific crystal phases, crystalline inversion and

intermediate compounds. An initial survey of the various hafnia bodies

was obtained by scanning each specimen with the diffractometer at

increments of 500° C from room temperature up to 1000° C, 50° C from

1000° C to l400° C and 25^ C from l400° C to a maximum obtainable

temperature of 1925° C. Upon establishing the approximate tenqieratures

at which inversion and/or Intermediate compounds appeared and disappeared

with the initial run, the specimen was recycled 3 or 4 times using 10° C

increments between scans when in the neighborhood of a crystallographic

or chemical change. Using this procedure the temperature limits of the

monoclinic ̂ tetragonal inversion and, when present, intermediate

compound were established as closely as possible. When thermal cycling

caused hafnia solid solutions to destabilize rapidly 5 or more specimens

of the same composition were used to identify the temperature limits of

the inversion and intermediate compound. A number of tests were run in

which a stabilized hafnia specimen was heated below, into or above the

inversion zone, soaked and cooled quickly or heated to maximum tempera­

ture, soaked and cooled quickly. X-ray patterns in these cases were

made at soak temperatures and at rom temperature. Hafnia speclmene,

destabilized because of cyclic heating in the X-ray furnace, were heated

to the temperature limit of the X-ray furnace soaked for 30 minutes and

cooled rapidly in the furnace to determine if restabilization, as in

ZrOg, (85) could be accomplished. Qualitative analysis of the mono-

clinic and tetragonal phases and/or confounds present at any

Page 47: Stabilization of the phase transformations in hafnium oxide

45

particular temperature were determined by soaking the specimen from 5 to

10 minutes, scanning the specimen with the X-ray diffractometer between

20° and 75° at 2° per miuute and then comparing observed d-spacings with

those of the ASIM card file or selected references (4l, 65).

The presence of numerous monoclinic and cubic peaks in the

partially stabilized hafnia diffraction pattern overlapped or masked

the peaks representing the high temperature tetragonal phase, thus

preventing observation of the initial stages of inversion. The major

monoclinic hafnia peak (ill) in partially stabilized hafnia had no

neighboring peaks in the vicinity of the crystallographic inversion.

In this investigation, therefore, the disappearance and appearance of

the (ill) monoclinic peak signified the completion of the crystallographic

inversion on heating and the initiation of the inversion on cooling

respectively.

Temperature measurements in the X-ray diffraction furnace were

made with a micro-optical pyrometer (0.65u). As stated by Wolten (69),

diffracted X-ray beams are from the top layer of the specimen at an

average depth of 0.05 mm or less. Therefore, ten^eratures measured

optically on the specimen surface are considered to be most representa­

tive of the true temperatures associated with a given diffraction pattern.

Pyrometer optics, the furnace sight glass and prism absorption corrections

were determined by calibrating the entire system with a tungsten lamp

standard, under simulated operating conditions. An emittance value of

0.75 was used for hafnia (2k, 25, 86).

Page 48: Stabilization of the phase transformations in hafnium oxide

44

Lattice Parameter Measurements

Lattice parameter determinations were made in the XBD-6 X-ray

diffractometer using nickel filtered copper radiation. The scanning

speed over the five peaks, making up the cubic hafOLa pattern (4l), was

0.2 degree per minute. The angular location of the peaks was determined

as the midpoint of the half-height line. As described by Domagala and

Ruh (61), overlapping peaks from different reflections were resolved

graphically. This was accomplished by assuming that the leading edge

of the combined peaks were without Interference from the second peak and

that the peak was symmetrical. Upon ccmpletion of a pattern the lattice

parameter was calculated for each peak after which a precise value for

the lattice parameter was determined by the method of least squares and

2 checked by plotting lattice parameters against cos 9 and extrapolating

to zero.

X-Ray Fluorescent Analysis

X-̂ ~3.y fluorcsccnt analysis vzs accomplished in a Phillips universal

vacuum X-ray spectrograph using tungsten X-radiaticn and a lithium

fluoride crystal. The procedure used to determine the calcia and yttria

added to hafnla was similar to that used in obtaining percent stabili­

zation. Integrated intensity ratios of Ca/Hf and ï/Hf were plotted

against the compositions they represented to produce calcia and yttria

calibration curves. Data for plotting these curves were obtained by

scanning the L^ peak for hafnla (46.1°) and the peaks for collca

(113.2°) and yttria (25.7°) at 0.25° per minute. All of the compositions

Page 49: Stabilization of the phase transformations in hafnium oxide

45

used in obtaining data for the standard HfOg-CaO, and HfOg-YgO^ curves

were sintered at l600° C for 9 houi's prior to fluorescent analysis.

Subsequent fluorescent analyses vere made on HfOg-CaO and HfOg-YgOj

compositions, sintered at l800° C and 2000° C for 6, and 9 hours to

observe the effect of temperature and time on the loss, if any, of major

components in a specific composition. Because the X-ray spectrometer was

unable to detect magnesium, and electron microprobe X-ray analyzer, to

be discussed later, was used to determine the magnesia content in the

HfOg-MgO compositions.

Electron Microprobe X-Ray Analysis

Electron microprobe X-ray analysis was performed in an Applied

Research Laboratory model EMX microprobe using lithium fluoride and ADP

crystals. Both qualitative and quantitative analyses were performed

with the microprobe. A standard curve was constructed for use in the

qualitative analyses of HfOg-CaO and HfOg-MgO compositions. It was

produced by correlating integrated intensity ratios of Ca/Hf and Mg/Hf

calculated from microprobe data, and plotted against known quantitative

values of the conçosltions they represented. The procedure for

determining compositions sintered at higher temperatures and longer

times was the same as that used in the X-ray fluorescent analyses.

Data for plotting standard curves were obtained by scanning the L

peak for hafnium (46.0°), the K peaks for calcium (ll),l°) with a

lithium fluoride crystal and the peak for magnesium (156.5°) with

an ADP crystal at a speed of 0.2° per minute.

Page 50: Stabilization of the phase transformations in hafnium oxide

k6

The visual optics of the microprote coupled with a 2-micron diameter

electron beam and one or more of the analyzing crystals were used to

qualitatively determine the composition of grain "boundaries and crystal

structures of polished and etched stabilized hafïiia specimens. Gradns

in each specimen were scanned at $6 microns per minute while grain

boundaries were scanned at 8 microns per minute.

Metallographlc Studies

Hafnla and stabilized hafnla specimens, after mounting, polishing,

and etching, were examined and photographed In a Bausch and Lomb

research microscope capable of magnifications to 2500X. The preparation

of these specimens has been discussed in the previous section on

Materials and Specimen Preparation.

Page 51: Stabilization of the phase transformations in hafnium oxide

1^7

DISCUSSION OF RESULTS

Room Temperature X-Ray Diffraction Studies

Stabilization is a process that has been found to eliminate or

reduce the deleterious effect of the monoclinic-tetragonal inversion

experienced by hafnia bodies in the neighborhood of 1700° C (27, 28).

The stabilization process consists of iQi>d.ng and sintering specific

oxides with hafnia, such as shown in Table 5 to form solid solutions.

These solid solutions have a cubic crystal structure which is believed

to be stable (do not experience crystallographic inversion) from room

temperature to temperatures in excess of 2000° C.

As inferred in the introduction of this paper, the right combination

of the cubic and monoclinic phases could, like zirconla (26), produce a

body with improved thermal shock qualities. Figure 11 shows Intensity

of cubic phase/intensity of monoclinic phase ratios derived from X-ray

diffraction data plotted against measured amounts of cubic phase added

to monoclinic phase hafnia. Tliese curves were used as standards to

quantitatively analyze partially stabilized bodies subjected to various

and/or repeated heat treatments.

In Figure 11, the HfOg-CaO and HfOg-MgO cubic phase additions to

monoclinic hafnia displayed similar curves through most of their length.

The HfOg-YgOj cubic phase additions to monoclinic hafnia, however,

showed higher Ic/lm ratios than either of the other compositions along

the entire length of its curve. The differences observed between the

curves in Figure 11 were attributed to the way and degree that the

Page 52: Stabilization of the phase transformations in hafnium oxide

HQ

diffraction of X-rays were affected by, the amount and the atomic number

of, the atoms making up the cubic phase solid solutions mixed with

raonoclinic hafnia. Every atom has, among other factors (87), a

cliaracteristic scattering and absorption factor which influences the

relative intensity of lines on X-ray diffraction powder patterns. The

differences noted in the atomic number and thus the scattering factor

of the substituted cations in the hafnia solid solutions, explains to

some degree, why hafnia stabilized with the same mole percent of CaO,

MgO, or YgO^ hswl different Ic/lm ratios.

Figures 12-17 present results that show how the production of

cubic hafnia varies with sintering time and temperature for the composi­

tions listed in Table ). The calcia stabilized hafhla plots (Figure 12a-

12c), in which temperature was held constant while time varied, shov

that time had little or no influence on the amount of cubic phase formed

for any given weight percent addition of calcia to hafnia. Specimens

sintered at constant temperatures for 3, 6, and 9 hours displayed

analogous X-ray patterns. The groups of curves representing various

sintering times for a specific temperature (Figure 12a-12c) exhibited

an overall increase in slope with increasing temperature. This change

in slope is more obvious in the plots presented in Figure IJa-lJc,

where time varies and sintering temperature is held constant. The

slopes of the l600° C curve compared to the l800° C and 2000° C in all

of the plots (Figure IJa-ljc) suggest that the amount of cubic phase

hafnia produced by a specific weight percent addition of calcia to

monoclinlc hafnia increases with increasing sintering temperature and/or

Page 53: Stabilization of the phase transformations in hafnium oxide

k9

Mole (%) Mole (%)

1800 "C I600®C 03HRS nôHRS 0 9HRS

0 3HRS • 6HRS 09HRS

2 3 4 CaO. Weight (%)

(a)

2 3 4 CaO,Weight (%)

(b)

100

Mole (%) 8 12

IP 80 -

S 60

3 C_3

140 3 O

< 2 0 2000 "C

0 3HRS • 6HRS 09HRS

Jlgure 12.

CaO,Weight (%)

( c )

Amount of cubic hafnia as a function of calcia additions to monoclinic hafnia sintered at a constant temperature for three different periods of time

I

Page 54: Stabilization of the phase transformations in hafnium oxide

50

Mole (%) 8 12

Mole(%) 8 12

6HRS oî600»C 01800=0 02000=0

o 1600 =0 01800 *0 02000=0

2 3 4 OaO,Weight (%)

(a)

2 3 4 CaO,Weighti%)

(b)

Mole (%)

100

.a £ ^60 U 1 0 = 40 •s 1

^20

1

T/ • 9HRS

(f 01600=0 o 1800 =0

1 02000=0

i 1 1 i 2 3 4 CaO.Welght (%)

(c)

Figure 1). Amount of cubic hafnla as a function of calcla additions to nonoclinlc hafnla sintered for a constant period of time at three different temperatures

Page 55: Stabilization of the phase transformations in hafnium oxide

51

100

5 80

i £60

3 O %40

3 < 20

Mole (%) 8 12

1 1 1 1

1600 ®C 03HRS •6HRS

1 1 1 09 MRS

1 1

YgOyWelght (%)

(a)

12 18

Mole(%) 8

Mole %

o3HRS • 6HRS 09HRS

6 9 YgOj.WeightW)

(b)

2000 °C 0 3 MRS • 6HRS 09HRS

YgOg,Weight %)

(c )

Figure l4. Amount of cubic hafnia as a function of yttrla additions to monoclinic hafnia sintered at a constant temperature for three different periods of time

Page 56: Stabilization of the phase transformations in hafnium oxide

.52

Mole (%) Mole (%)

2 60

3HRS ol600»C D 1800% 02000%

6 MRS ol600% • 1800% 02000%

<20

18 Y,0,, Weight (%>

(a) (b)

Mole {%)

S 60

<20

( c )

Figure 15. Amount of cubic hafnia as a function of yttria additions to monoclinic hafnia sintered for a constant period of time at three different temperatures

Page 57: Stabilization of the phase transformations in hafnium oxide

53

Mole (%) 12 16

Mole {%) 12 . 16

1600 03HRS • 6HRS 09HRS

I

0 3HRS • 6HRS 09 MRS

2 3 4 M9O,Weight («)

(a)

100

6' a

==60

I o40

1 < 2 0

Mole(%)

•4 20

2 3 4 MgO,weight («)

(t)

24

O

2000*0

• 6 hSS 09 MRS

2 3 4 MgO,Weight

(c)

Figure 16. Amount of cubic hafnia as a function of magnesia additions to nonocllnic haf^a sintered at a constant temperature for three different periods of time

Page 58: Stabilization of the phase transformations in hafnium oxide

54

Mole (%) Mole (%)

£60 U

U

6 MRS ol600«C •1800 »C O2000»C

6 MgO,Weight (%)

(a) (b)

Mole {%)

£60

< 20

(o)

Figure 17. Amount of cubic hafnia as a function of magnesia additions to monocllnle hafnia sintered for a constant period of time at three different temperatures

Page 59: Stabilization of the phase transformations in hafnium oxide

55

time. Figures 12 and 15 show that sintering times and/or temperature

have little influence on the amount of cubic hafnia formed by calcia

additions of 1 or 2 percent. This is in contrast to the obvious influence

temperature has on cubic hafnia formation when hafnia is stabilized with

jj and 4 percent calcia (Figure IJa-lJc). It is evident from these

curves that higher temperatures emd to a lesser degree longer sintering

times, were necessary to produce maximum solution when more than 2 weight

percent calcia was added to hafnia. The close proximity of the curves

and overlapping points of Figure 12b and 12c and Figure 15b and 13c

indicate that sintering at 6 or 9 hours at l800° C was sufficient to

obtain maximum solution in the 1800° 0-2000° C temperature range.

The data used in plotting these curves were obtained from values

calculated from X-ray diffraction patterns of specimens heated and

cooled slowly in the cold wall furnace. To determine if heating schedule

influenced stabilization, specimens were heated slowly and pulled at

sintering temperatures and also put in and removed from the hot and

cold wall furnaces at sintering temperatures. X-ray evaluation of

specimens subjected to these heat treatments exhibited no variation from

specimens heated and cooled slowly.

The curves in Figure l4a.l4c, show the amounts of cubic hafnia

formed by specific weight percent additions of yttria to hafnia at

constant sintering temperatures and varying sintering times. These

differed with the calcia stabilized hafnia curves having the same

parameters (Figure 12arl2o). The curves in Figure 12a-12c,

exhibit little or no dependence on time in regard to cubic hafnia

Page 60: Stabilization of the phase transformations in hafnium oxide

56

formation, whereas, the curves in Figure l^ta-l^c, containing more

than 5 weight percent yttria addition to hafnia show a definite increase

in the formation of cubic hafnia with Increasing sintering time at all

sintering temperatures.

The increasing slope of the l600°, l800°, and 2000° C curves in

Figure.15a-15c, exhibit the strong influence of temperature on

the formation of cubic hafnia with yttria additions. The absence of

overlap in the upper portion of the curves in Figures ih auid 15 is in

direct contrast to the overlap observed in the calcia stabilized hafiiia

curves (Figures 12 and 13). It is believed that the absence of overlap

in the curves of Figures l4 and 15 indicates the presence of free yttria

and thus suggests the need for sintering yttria additions to hafnia at

temperatures higher than 2000° C for periods of time longer than 9 hours

to obtain Maximum solution.

Heating schedules, the same as those used in the later part of

the calcia stabilized hafnia portion of the investigation just discussed,

proved, like the calcia stabilized bodies, to have no effect on the

amount of cubic hafnia formed.

The amount of cubic hafnia versus weight percent magnesia addition

to monoclinic hafnia curves, shown in Figures l6 and 17, were initially

considered not plottable because of the erratic X-ray diffraction data

obtained from sintered specimens heated and cooled slowly in the cold

wall furnace- However, specimens heated slowly and quickly to sintering

temperature, soaked, and then drawn and cooled to room temperature in

air, produced X-ray diffraction specimens that gave repeatable patterns.

Page 61: Stabilization of the phase transformations in hafnium oxide

57

This eillowed the calculation of Ic/lm ratios and thus the plotting

of Figure l6a-l6c, and 17a-17c. It is reasonable from the

above observations to predict that magnesia comes out of solution when

cooled slowly and is frozen in solution when cooled quickly. Other

factors may also be involved.

Curves in (Figure l6a and l6b) show that time does influence the

amount of cubic hafnia formed by given magnesia additions to monoclinic

hafnla. Except for the 3 percent additions the X-ray diffraction

patterns of magnesia stabilized hafnia sintered at 2000® G were erratic.

The erratic data is believed to result frcm a loss of magnesia due to

vaporization (21). The points representing the $ weight percent additions

of magnesia to hafnia in Figure l6c show that the amount of cubic hafhia

formed at sintering temperatures of 2000° C decreases with increasing

sintering time. This decrease in stabilization with increased sintering

time is opposite to that observed in the calcla and yttrla stabilization

processes, substantiating the supposition that increasing amounts of

magnesia vaporized with increasing time at 2000° C.

Figure 17a-lTc show that magnesia, like calcla and yttrla,

is strongly influenced by sintering temperature. The separation of the

curves in all of the plots in Figure 17 leads to the conclusion that free

magnesia may be present in the magnesia stabilized hafnla bodies sintered

at l800° C for 3, 6, or 9 hours. This indicates that higher temperatures

and/or longer sintering times are necessary to obtain high solution of

magnesia in hafnla. Assuming that magnesia does vaporize in the process

of stabilizing hafnla at 2000° 0, it seems the only alternative for

Page 62: Stabilization of the phase transformations in hafnium oxide

58

obtaining higher solubility of magnesia in hafnia is to sinter for

longer periods of time at l800° C (55)•

Lattice Parameter Measurements

Hafnia bodies stabilized partially or completely with calcia

exhibited no noticeable change in cell parameters due to differences

in stabilization or sintering temperature. A very small increase in

lattice parameter was observed, however, \d.th increasing additions of

calcia to hafnia (Table 4). Curtis ̂ (4l), in the only available

data on calcia stabilized hafnia, also shows that cubic lattice

parameters increase in length with increasing calcia addition to hafnia.

The overall lattice parameter lengths were shorter and the increase in

parameter length with increased calcia additions to hafnia was greater

in the study by Crutis (4l) than in this investigation. The reasons

for the differences are attributed to variation in sintering procedures

and the purity of the oxides making up the solid solutions.

Yttria stabilized hafnia has the same cubic structure characteristic

of calcia stabilized hafnia. The unit cell parameters of the yttria

stabilized hafnia are, however, greater than those of the calcia

stabilized hafnia bodies. The cubic phase of yttria stabilized hafnia,

unlike calcia stabilized hafttla, displays a noticeable increase in the

length of lattice parameters with increases of yttria. Increases in

sintering temperature and/or stabilization of HfOg-YgO^ conçositions,

however, did not display any significant correlation with increases in

lattice parameter (Table 5)«

Page 63: Stabilization of the phase transformations in hafnium oxide

Table 4. Lattice parameters of Hro^-Cao solid solutions

Temperature 1600° C 1600̂ c 2000° C 2000° C 2000° C

CaO vt. percent addition

2,0 5.0 2.0 4.0 5.0

Percent stabilization

35 100 56 98 100

hkl I d I d I d I d I d

111 100 2.9491 100 2.9529 100 2.9̂ 91 100 2.9455 100 2.9481

200 35 2.5537 59 2.5565 57 2.5557 44 2.5474 58 2.5544

220 6o 1.8057 54 1.8077 65 1.8061 54 1.8054 65 1.8057

511 kk 1.5400 48 1.5̂ 1̂0 59 1.5591 45 1.5572 56 1.5405

222 16 1.4742 17 1.475'̂ 15 1.4748 17 1.4751 16 1.4750

% 5.I;L2 5.116 5.111 5.110 5.115

* Sintering time vas 9 hours in air at ambient pressure

Page 64: Stabilization of the phase transformations in hafnium oxide

Table 5. Lattice parameters of Hf'Og-Y^O^ solid solutions

Tanperature l600° C 1600° C 2000° C 2000° 0 2000° C

YgO^ vt. percent 5.0 15.0 ).0 15.0 l8.0

addition

Percent 20 66 26 100)6 100̂ stabili zati on

hkl I a I d I d I d I d

111 100 2.9597 100 2.9695 100 2.9606 100 2.9695 100 2.9729

200 25 2.5656 55 2.5714 51 2.5615 57 2.5707 40 2.5714

220 65 1.8154 52 1.8168 54 1.8154 59 1.8168 59 1-8192

531 25 1.5456 57 1.5495 55 1.5452 51 1.5494 50 1.5506

222 17 1.1+601 12 1.4841 17 1.4805 15 1.4850 19 1.4847

% 5.151 5.145 5.155 5.144 5.150

* Sintering time was 9 hours in air at amibient pressure

Page 65: Stabilization of the phase transformations in hafnium oxide

61

Magnesia stabilized hafnia was affected by both sintering tempera­

ture and the amount of magnesia added to hafnia. The high vapor pressure

of magnesia resulting in its vaporization at temperatures above l800° C

(53) necessitated quantitative analysis (to be discussed later) of

HfOg-MgO solid solutions after sintering at 2000° C. The "d" spacings

and lattice parameters presented in Table 6 are those for HfOg-MgO solid

solutions with an MgO content designated as "after". The effect of

increase additions of magnesia to hafnia was opposite to that observed

when yttria was added to hafnia, namely, the lattice parameters of the

cubic phase decreased in length with increased additions of magnesia to

hafnia. Because of the erratic X-ray data obtained from magnesia

stabilized hafnia bodies sintered at 2000° C, only data from, the specimens

that exhibited similarity in stabilization after sintering were presented

in Table 6.

The preceding discussion. Tables %-6 and the differences in ionic

radii of the cations present in the hafnia solid solutions indicate that

a number of factors influence the unit cell dimensions of cubic hafnia.

The amount of oxide addition necessary to produce 100 percent stabiliza­

tion can vary with sintering time and/or temperature. Since lattice

parameter length is also affected by the amount of, as well as, the oxide

added, the most accurate description of the crystal structure of cubic

hafnia necessitates inclusion of the sintering temperature and amount

of oxide addition. Smoot and Ryan (88) investigated the effect of calcla,

yttria, and magnesia additions on the unit cell dimensions of zlrconla

solid solution. The results of their investigation paralleled the data

Page 66: Stabilization of the phase transformations in hafnium oxide

Table 6. Lattice parameters of HfOg-MgO solid solutions

Temperature l600° c 1600° C 2000° C 2000° C 2000° C

HgO vt. percent addition before sintering

2 5 2 5 5

MgO wt. percent addition after sintering

2 5 1 2 4

Percent stabilization

48 100 18 75 100

hkl I d I d I d I d I d

111 100 2.9190 100 2.9087 100 2.9265 100 2.9190 100 2.9146

200 52 2.5279 57 2„5190 90 2.5686 55 2.5272 41 2.5252

220 56 1.7872 49 1.7810 84 1.79!̂ 58 1.7865 52 1.7859

311 1.5259 57 1.5190 42 1.5290 46 1.5257 46 1.5230

222 9 1.4592 7 1.4547 24 1.4625 9 1.4590 12 1.4580

% 5.060 5.044 5.074 5.060 5.055

Sintering time was 9 hows in air at ambient pressure

Page 67: Stabilization of the phase transformations in hafnium oxide

63

obtained in this study in regard to the affect of oxide additions on the

lattice parameter length of cubic phase hafnia. It is believed that

cubic hafnia like cubic zirconia (88) expands or contracts depending on

(l) the ionic radius of the cation substituted and (2) the number of

cations substituted in forming a specific solid solution.

High Temperature X-Ray Diffraction

Figure l8 displays sketches of the major peaks on the high

temperature X-ray diffraction patterns for the 111 and 11Î monoclinic

phase (Figure l8a) and the 111 tetragonal high temperature phase

(Figure l8b), plus sketches of the patterns which represent the end

point temperatures (Figure l8c and d) of the reversible monoclinic-

tetragonal inversion of the hafnia used. (Table 7«)

Table 7* Monoclinic-tetragonal phase transformation in HfOg

Increasing temp, monoclinic to Decreasing temp, tetragonal tetragonal (°C) to monoclinic (°C)

o _ ^ -. ̂ C\ Appearance of U Appearance of C tetragonal monoclinic (ill) peak (ill) peak

Disappearance of 1880° C Disappearance of 1537° C monoclinic tetragonal (ill) peak (ill) peak

Figure idc shows the 111 and 111 monoclinic and the 111 tetragonal peaks

as they appear at 1575^ C just after the start of Inversion on heating

and at 1537° C just before termination of the inversion on cooling.

Figure l8d displays the same peaks as they looked prior to the completion

Page 68: Stabilization of the phase transformations in hafnium oxide

61^

I £4

(III!

mil

mil

MoMCIInIc

(S Wngonil

» AngtoiMOi»)

is 3 ̂

(a) AngliiKOigJ

(b) (IN)

MiMgWWI tAotllnic

mJUiy ,

. MCAKllAlt

mil

VL —S—

(ô) (d) Figure 1Ô. Sketches of major X-ray diffraction peaks of hafnla atj

(a) room temperature, (b) 1900 0, (0) Initiation of Inversion on heating) termination of inveralon on cooling; (d) termination of inversion on heating) initiation of inversion on cooling

Page 69: Stabilization of the phase transformations in hafnium oxide

65

of Inversion on the heating portion of the reversible transfonnation

(1880° C) and immediately after initiation of the inversion on the

cooling portion of the cycle (1556° C).

Specimens cycled at least five times from room temperature to

approximately 1900° C exhibited no change in the X-ray diffraction

patterns representing the four limiting end point temperatures (Table 7)

within which the reversible monoclinic-tetragonal inversion took place.

Quantitative determination of the monoclinic and tetragonal phases at

Intermediate temperatures within the inversion zone were considered

invalid because of the variation in X-ray diffraction patterns of

single specimens from cycle to cycle and inability to obtain a mathe­

matical sum of 100 percent for the two phases present (69).

The effect of soaking specimens for periods of at least 50 minutes

at temperatures above, below, and within the inversion zone, before

X-ray scanning, showed little or no difference when compared to X-ray

patterns of specimens that had been scanned after 5 minutes of soaking

at eq.uivalent temperatures.

High temperature X-ray diffraction analysis of stabilized hafnla

bodies showed that tençerature exerted a strong Influence on changes in

composition and stabilization, A survey of calcia stabilized hafhia high

temperature X-ray diffraction patterns displayed several distinct

compositional and/or phase changes taking place when heating and cooling

specific hafnla stabilized specimens. Room temperature X-ray analyses

exhibited typical diffraction patterns for 1 and 3 percent calcia

additions to hafhia sintered for 9 hours at 2000° C (Figures 12 and 15).

Page 70: Stabilization of the phase transformations in hafnium oxide

66

It was observed that the "d" spacing of the major peaks for the cubic

and tetragonal phases of hafnia are very similar {hi and Table 5)#

resulting in overlap and, in some cases, masking of one phase by the

other. Because of the similarity between the major peaks of the cubic

and tetragonal X-ray diffraction patterns of hafnia, two of the four

end point temperatures, within which the crystallographic inversion

occurs, were unobtainable. This similarity limited determination of

the end point temperatures describing the phase transformation of calcia

stabilized specimens to (l) the termination of the monoclinic-tetragonal

inversion on heating characterized by the disappearance of the mono-

clinic 111 peak, and (2) the initiation of the tetragonal-monoclinic

inversion characterized by the appearance of the monoclinic 111 peak on

cooling.

Another factor that caused some concern in the high temperature

X-ray investigation was the variation in stabilization noted in the

small powder specimens used in the X-ray furnace compared to the larger

standard specimens of stabilized material that showed little variation

when examined with X-rayc at room temperature. After due consideration

It became evident, in applying material in a liquid suspension to a small

ribbon heater, that the variation in specific gravity of the two phases

present could result in preferential deposition. When matching degree

of stabilization of X-ray furnace specimens with standard room temperature

specimens was of importance a number of specimens were prepared and

scanned. Only those specimens showing the room temperature pattern

characteristic of the larger standard room temperature specimens were

used.

Page 71: Stabilization of the phase transformations in hafnium oxide

67

The 1 percent calcia stabilized hafnia X-ray diffraction patterns

showed the 111 monoclinic peak at temperatures up to 1750° C. At

1750° C all the monoclinic phase transformed to tetragonal phase. Since

the major peaks of the tetragonal and cubic phases occupy the same 29

angles on X-ray patterns the only evidence of the presence of the

tetragonal phase was the noticeable increase in the X-ray peaks common

to both phases. On cooling the monoclinic 111 peak appeared at l646° C

and increased in intensity with decreasing tençerature. At room tempera­

ture the 1 percent calcia stabilized specimens were predominately, and

in most cases, completely monoclinic in crystal structure indicating

that the heat cycle had produced destabili zation.

Three percent calcia stabilized hafnia specimens exhibited changes

in X-ray diffraction pattern ccmmencing at approximately 12^6° C. These

specimens, unlike the 1 percent calcia stabilized specimens, displayed

X-ray patterns where the 111 monoclinic peak increased in intensity and

the supposedly stable cubic phase decreased in intensity with increasing

temperature. The 5 percent calcia stabilized hafnia body that showed

95 percent stability at room temperature displayed only 25 percent

stability at 1478° C. At 1550° C the 111 monoclinic peak .igan to

decrease in intensity and continued to do so until it disappeared at

approximately 17^5° C. Because of the large drop in cubic phase

between 12)6° C and 1^78° C it is believed that dissolution of the cubic

phase was taking place and, therefore, at temperatures above 17^5° C the

tetragonal phase was predominant with the possibility of some cubic phase

present. On cooling, the monoclinic 111 peak appeared at l64$° C and,

Page 72: Stabilization of the phase transformations in hafnium oxide

68

like the monoclinic peaks observed on the 1 percent calcia stabilized

hafnia X-ray patterns, increased in intensity to room temperature. The

monoclinic phase and, in rare instances, small amounts of cubic phase,

were observed on X-ray patterns of these 5 percent calcia specimens at

room temperature.

Calcia stabilized hafnia specimens, containing 95 percent cubic

phase heated in the X-ray furnace from room temperature to 1925° C in

approximately 5 minutes and then cooled to room temperature in about

2 minutes, exhibited X-ray patterns, after cooling, that showed complete

destabilization in almost all the tests. Room temperature X-ray patterns

of destabilized specimens, heated in the X-ray furnace to 1925° C and

soaked for at least )0 minutes and cooled quickly, displayed no change

in pattern, thus suggesting vaporization of the free calcia (55)> or

that, restabilization requires longer sintering times or higher

sintering temperatures if sintering is limited to 50 minutes.

Elevated temperature X-ray analyses of calcia stabilized hafnia

specimens containing 95 percent cubic phase heated in the X-ray

furnace at temperatures ranging between 1100° C and 1300° C shoved

significant increases in monoclinic and decreases in cubic phase hafnia.

In some cases the cubic phases showed a decrease of as much as 70 percent.

Soak time at constant temperature did not affect the intensities of the

peaks in any given patterns, however, it was noted that, as the tempera­

ture was increased from test to test, the amount of cubic hafnia present

decreased. These observations suggest that destabilization of calcia

Page 73: Stabilization of the phase transformations in hafnium oxide

69

stabilized hafnla^ like the monocllnic-tetragonal Inversion of

hafnla, Is athennal In nature (69 and 77).

X-ray analysis of 5 percent calcla stabilized hafnla specimens

displayed X-ray diffraction patterns shovrlng only cubic phase hafnla

except for a very few specimens vhich displayed additional peaks

presumed, from data and X-ray diffraction patterns in References 4l,

77; and 79 to be small amounts of calcium hafnate. Between 1250° C

and 1280° C the X-ray patterns of cubic hafnla and calcium hafnate

resolved Into a new pattern representing the destabilization of the

cubic hafnla phase. As was observed in the X-ray patterns of the 1 and

3 percent calcla stabilized hafnla specimens, the patterns of the

5 percent calcla additions to hafnla showed an overall decrease in the

intensity of the 111 tetragonal-cubic peak and an increase in the 111

monocllnic peak as tenç)eratuz'es approached 1530° C. Above 1550° C

the opposite was true, the monocllnic peak decreased in intensity while

the tetragonal-cubic peak increased in intensity. At 1750° C the

monocllnic peaks disappeared and the only phases present above this

temperature were tetragonal and possibly the cubic pMse. On cooling

the monocllnic 111 peak made its appearance at approximately l6!̂ 6° C.

The Intensity of the monocllnic peak Increased while the tetragonal-cubic

peak decreased in intensity as the specimen was cooled to room

tessera ture.

Room temperature x-ray patterns displayed the monocllnic phase

and, in some tests, cubic hafnla, showing complete or almost complete

destabilization of the stabilized hafnla as a result of single heat

Page 74: Stabilization of the phase transformations in hafnium oxide

70

cycles. Heating destabilized hafnla specimens to 1925° C, soaking for

30 minutes followed by quick cooling to room temperature produced no

change in the X-ray patterns. At this point in the investigation, it

was believed that, as with the destabilized specimens containing

5 percent additions of calcia to hafnla, the 5 percent calcia additions

to hafnla either vaporized due to the high temperature and the lO"^ torr

vacuum in the X-ray furnace or could be rsstabilized by sintering for

longer times or at higher temperatures.

Table 8 presents approximate teng)eratures for two of the four end

point temperatures that define the general limits within which the

reversible monocllnic-tetragonal Inversion of calcia stabilized hafnla

specimens take place.

Table 8. Monocllnic-tetragonal phase transformation in CaO stabilized HfOg

Wt. percent CaO Disappearance of mono- Appearance of mono-additions to clinic phase or clinic phase or HfOp termination of inversion Initiation of inversion

on heating (°C) of cooling (°C)

1 1750 1647

3 1745 1645

5 1750 l6ko

Comparison of the data In Table 7 and 8 show an overall decrease in the

end point transformation temperatures for the hafnla specimens containing

calcia additions as compared to the pure hafnla specimens. Since calcia

additions are commonly an impurity in hafnla this data can be considered

in good agreement with Wolten's (69) observations concerning impurities

Page 75: Stabilization of the phase transformations in hafnium oxide

71

and their tendency to lower the overall temperature limits within which

the monoclinic-tetragonal transformation takes place in hafnia.

Yttria stabilized hafnia specimens maintained their stability when

subjected to cyclic heat treatment. The 5^ 7; and 12 percent yttria

stabilized hafnia specimens investigated, exhibited no X-ray diffraction

patterns on heating or cooling that would indicate the presence of an

intermediate compound. As in the case of calcia stabilized bodies, the

close proximity of the major cubic and tetragonal peaks on representative

X-ray patterns, prohibited the use of the tetragonal peaks as a means of

determining two out of the four end point temperatures which describe

the limits of the reversible monoclinic-tetragonal inversion.

Table 9 presents average end point tençerature values for 5* 5> and

7 percent yttria stabilized hafnia.

Table 9. Monoclinic-tetragonal phase transformation in YpO, stabilized HfO^ ^

Vt. percent YgO, Disappearance of mono- Appearance of mono-additions to clinic pliase or clinic phase or HfO^ termination of inversion initiation of inversion ^ on heating (°C) on cooling (°C)

5 1698 1495

5 1709 1212

7 171'̂ 1018

12 100 percent cubic 100 percent cubic

The monoclinic 111 peak present in the room temperature X-ray diffraction

patterns of these HfOg-YgO^ compositions decreases in intensity with

increasing temperature until it disappears at the respective temperatures,

Page 76: Stabilization of the phase transformations in hafnium oxide

72

shown In Table 9 , designating the termination of the monoclinic-

tetragonal inversion on heating. Appearance of the monoclinic 111 peak

on cooling, represents the initiation of the tetragonal-monoclinic

inversion. The intensity of the monoclinic phase continues to increase

from its appearance at the temperatures shown in Table 9 for the

respective additions of yttria to hafnia until the transformation is

completed. To determine the stability of the yttria stabilized hafnia

bodies, X-ray diffraction specimens were heated quickly to approximately

1925° C and cooled quickly (5 times). X-ray analyses made at room

temperature before and after each cycle showed little or no change in

the intensities and/or the ratio of the 111 cubic and 111 monoclinic

peaks. At least three specimens were heated to temperatures just below

the end point temperature designating termination of the monoclinic-

tetragona]. inversion, held for )0 minutes, and cooled quickly. Little

or no change in the intensity and/or ratio of the 111 cubic and 111

monoclinic peaks was observed on the X-ray diffraction pattern after

three cycles per specimen.

The curve in Figure 19 represents the onset of the tetragonal-

monoclinic inversion when cooling hafnia-yttria solid solutions. The

inversion was assumed to have begun with the appearance of the 111

monoclinic hafnia peak on the high temperature X-ray diffraction patterns.

As shown in Figure 19, the effect of increasing yttria additions to

hafnia was to decrease the tetragonal-monoclinic inversion temperature.

Hafnia, stabilized with 2, 5, and 5 percent magnesia by heating

for 9 hours at l800° C followed by quick cooling (Figure l6b).

Page 77: Stabilization of the phase transformations in hafnium oxide

75

Mole (%)

1800

1600

1400

I 1200

1000

800

600

Figure 19. Effect of yttria on the transformation temperature from tetragonal to monoclinic hafnla on cooling

Page 78: Stabilization of the phase transformations in hafnium oxide

destabilized when subjected to cyclic heat treatment in the X-ray

furnace. X-ray diffraction patterns of all the specimens examined

displayed little or no stability when heated to and above 1170° C.

Before and after X-ray patterns of specimens quick heated to 1925° C

followed by immediate quick cooling and specimens soaked at 1925° C for

50 minutes and then quick cooling, provided the same results, i.e.

complete or almost complete destabilization.

The initial heating cycle of the 2, 5, and 5 percent magnesia

stabilized hafnia bodies in the X-ray furnace shoved diffraction

patterns representing cubic hafnia monocllnlc hafnia or combinations of

both phases. This indicated that magnesia, unlike calcla, did not form

intermediate compounds. X-ray patterns of specimens, heated to tempera­

tures belov the critical decomposition temperature of 1170° C, shoved

that the degree of destabilization increases with increasing temperature.

No difference vas observed in these X-ray patterns as a result of soaking

at specific temperatures for up to 30 minutes or when compared to room

temperature patterns after slow or quick cooling. Godina and Keler (77)

found that progressive decomposition of the cubic phase of magnesia

stabilized hafnia did take place with increasing soak time.

Table 10 presents average temperature for two of the four end point

temperatures that define the limits within which the reversible

monocllnlc-tetragonal Inversion of magnesia stabilized hafnia occurs.

Like calcla, the end point temperatures characterized by the appearance

and disappearance of the tetragonal phase cannot be considered valid

due to the influence of the cubic phase which has the same 29 position

Page 79: Stabilization of the phase transformations in hafnium oxide

75

on X-ray patterns and is unpredictable as to its intensity and

repeatability for any given temperature and heating schedule. Comparison

of Table 10 with Table 7 shows the effect of the magnesia in lowering

the end point temperatures of hafnia-magnesia compositions as opposed

to high purity hafnia.

Table 10. Monoclinic-tetragonal phase transformation in MgO stabilized

HfOg

Wt. percent MgO additions to HfOg

2

3

5

Disappearance of mono-clinic phase or termination of inversion on heating (°C)

1755

1752

1750

Appearance of mono-clinic phase or initiation of inversion on cooling (°C)

l660

1656

1652

Of the three stabilized hafnia ccmpositions investigated in the

high temperature X-ray diffraction unit, yttria stabilized hafnia proved

to be the most stable. The calcia and magnesia stabilized hafnia bodies

suffered decomposition and/or chemical change at very low temperatures.

Heating for short periods of time (50 minutes) failed to restabilize

decomposed cubic phase bodies. Of interest was the athermal nature of

the destabilization of the cubic phase of calcia stabilized hafnia.

Godina and Keler (77) observed this phenomena with calcia but not with

magnesia stabilized hafnia. The effect of all of the stabilizing agents,

in or out of solid solution with hafnia, was to lower the characteristic

end point temperatures within which inversion occurred. The stable

solid solutions showed the greatest decrease in end point

Page 80: Stabilization of the phase transformations in hafnium oxide

76

temperature when compared to the end point temperatures that defined

the inversion limits of high purity hafnia.

Fluorescent Analysis

Figures 20, 21, and 22 show Intensity of stabilizer cation/intensity

of hafnia cation (Hf) ratios plotted against measured values of oxide

stabilizer. These curves were used as standards to determine whether

high sintering temperatures and/or long sintering times resulted in any

quantitative loss of the oxide stabilizers added to hafnia. X-ray

fluorescent analysis was employed to determine the amount of calcia and

yttria present in hafnia bodies. Because the X-ray spectrometer was

unable to detect magnesium, an electron mlcroprobe X-ray analyzer was

used to determine the amount of magnesia present in hafnia bodies. A

mlcroprobe analysis was also used to measure the amount of calcia present

in hafnia bodies.

Figure 20 displays a plot of Intensity of calcium/intensity of

hafniijun versus calcia content. The values used to plot this curve were

calculated from data obtained by X-ray fluorescent analyses. Electron

mlcroprobe analyses of similar specimens produced almost identical data

indicating that this mode of analysis and/or X-ray fluorescence can be

used to supplement each other in the quantitative analysis of these

oxide compositions.

Specimens heated at the highest sintering temperature (2000" C) for

the longest times (9 hours) were considered most likely to show changes

in composition. At least five specimens each, of hafnia stabilized with

Page 81: Stabilization of the phase transformations in hafnium oxide

77

Mole %)

2 3 4 CaO,Weight (%)

Figure 20. Standard curve for determination of ealcla content in hafnia using X-ray fluorescent analysis

Page 82: Stabilization of the phase transformations in hafnium oxide

78

.1

Mole (%)

8 12 16

"T

.08

" r 1.06 oc

c

.04

.02

1 1 1 1 1 1 1 1

2 4 6 8 10 12 14 16 18

YgOj,Weight (%)

Figure 21. Standard curve for determination of yttria content in hafnia using X-ray fluorescent analysis

Page 83: Stabilization of the phase transformations in hafnium oxide

79

Mole (%) 12 16

2 3 ,4 MgO,Weight (%)

Figure 22. Standard curve for determination of magnesia In hafnla using electron microprobe X-ray analysis

Page 84: Stabilization of the phase transformations in hafnium oxide

80

1, 2 , 5> and 4 percent calcia were subjected to X-ray fluorescent analysis

after sintering for 9 hours at 2000° C. No noticeable change was

observed in the chemical composition of these specimens vhen compared

to the standard curve (Figure 20).

Hafnia stabilized with 5> 5> 7; 12, and 15 percent yttria was

subjected to heat treatment similar to that performed on calcia

stabilized hafnia bodies. The yttria stabilized hafnia bodies showed no

decrease in yttria when compared to the standard curve (Figure 21).

Microprobe analyses were performed on hafnia stabilized with 1, 2,

and 5 weight percent magnesia. One group of specimens was sintered

at 2000° C for 9 hours, a second group of specimens was sintered at

2000° 0 for 5 hours and a third group of specimens was sintered at l800° C

for 9 hours. All of the specimens were sintered In air at ambient

pressure. Bkfnla bodies containing 1, 2, and 5 weight percent

magnesia sintered at 2000° C for 9 hours in air showed a loss of approxi­

mately 1 weight percent magnesia due to the sintering when compared to

similar specimens on the standard curve that had been sintered in air for

9 hours at l600° C (Figure 22). Decreasing the sintering time to 5 hours

decreased the maximum difference observed in the amount of magnesia

present in hafnia bodies before and after sintering to approximately

0.25 weight percent. Electron microprobe analyses of magnesia

stabilized hafnia bodies sintered In air for 9 hours at 1000° C showed

no difference In amount of magnesia present when compared to similar

values on the standard curve.

Page 85: Stabilization of the phase transformations in hafnium oxide

81

The "after" values in Table k designate the magnesia present in

HfOg-MgO solid solutions after sintering at 2000° C for 9 hours in air

at ambient pressure.

Microprobe Analyses of Grain Structure

Figures 2)a-2)d shov the change in nicrostructure of hafnia sta­

bilized with increasing amounts of calcia. Using the visual optic of

the electron microprobe X-ray analizer in conjunction with a variable size

electron beam, the grains in Figure 23a vere identified as being calcium

rich and the background phase as having no calcium. Since this specimen

(Figure 25a) and the other specimens (Figure 23b-25d) observed vlth the

probe had previously been analyzed with the X-ray diffractometer and

found to be composed of calcia stabilized or cubic hafnia and monoclinlc

hafnia, it was assumed that the grains containing calcium were the cubic

phase and the grains void of calcium were the monoclinlc phase. Figure

25b exhibits a decrease in the background or monoclinlc phase and a

significant increase in the cubic phase. Random scanning of grain

boundaries between the cubic grains in Figure 25a and 25b displayed no

sign of free calcia. Calcia was detected, although not seen, however.

In small pockets surrounded by cubic phase grains in these specimens.

Figure 25c displays the microstructure of hafnia stabilized with 5 weight

percent calcia. It is almost completely cubic phase (95 percent stable

Figure 12c) except for a few small islands of monoclinlc phase dispersed

randomly throughout the structure. Figure 25d represents 98 percent

cubic phase hafnia stabilized with 4 percent calcia (Figure 12c). The

microphotograph (Figure 25d) shows pockets of what was found to be

Page 86: Stabilization of the phase transformations in hafnium oxide

82

(a)

Figure 25. Microstructure of hafnia stabilized with one (a), two (b), three (c), and four percent (d) calcia. Specimens were sintered at 2000° C for 9 hours, and etched in 50 percent solution of HP at $0° C. 25OX

Page 87: Stabilization of the phase transformations in hafnium oxide

83

(d)

Figure 23. (Continued,)

Page 88: Stabilization of the phase transformations in hafnium oxide

84

nonoclinic phase hafnla. In all of the cases observfed these pockets of

monoclinic phase were found in the interior of grains and not wedged as

was free calcia between grains of cubic phase hafnia. These observations

Indicate that longer sintering times and/or higher sintering temperatures

might allow for the diffusion necessary to permit complete solid solution.

A succlnt visual conqparlson of the microstructure of cubic phase hafnia in

Figure 2$d versus pure monoclinic phase hafina in Figure 24 can be made by

saying that the grain structure of the cubic phase was better defined and

had smoother grain boundaries separating the grains than did its mono­

clinic counterpart.

Electron microprobe analysis of the yttrla stabilized hafnia bodies

showed that the grains with a dried prune like surface were monoclinic

phase while the smooth surface grains were cubic phase. Figure 25a-25c

exhibit the mlcrostructure of hafnia stabilized with 7, and 15 weight

percent yttrla respectively. The distribution of grain structure in

Figure 25a varied from that in Figure 25b and 25c in that the monoclinic

phase occupied an entire segment of the photomicrograph in Figure 25a

vhereas the monoclinic phase was present in the matrix of cubic phase

hafnia in circular and elliptical patterns in Figure 25b and 25c. Random

scanning of grain boundaries failed to indicate the presence of free

yttrla. Pockets of yttrla, similar to those observed in the calica

stabilized hafnia specimens, however, were observed between cubic phase

hafnia grains.

One good photomicrograph was obtained of hafnia stabilized with

3 weight percent magnesia (Figure 26). Unlike the other specimens that

were sintered at 2000° C this specimen was sintered at l600° C to insure

Page 89: Stabilization of the phase transformations in hafnium oxide

85

Figure 2k. Microstructure of monoclinic hafnla sintered at 2000° C for 9 hours and. heat etched at 1700° G. 250X

Page 90: Stabilization of the phase transformations in hafnium oxide

.86

(b)

Figure 25. Microstructure of hafoia stabilized with three (a) seven (b), and fifteen percent (c) hafnia. Specimens were sintered at 2000° C for 9 hours; heat etched at 1700° C and immersed in concentrated HP. 50OX

Page 91: Stabilization of the phase transformations in hafnium oxide

87

( c )

Figure 25. (Continued)

Page 92: Stabilization of the phase transformations in hafnium oxide

88

Figure 26. Microstructure of hafnia stabilized with three percent magnesia. Specimens were sintered at 1600O C for 9 hours, and heat etched at l600° C. 500X

Page 93: Stabilization of the phase transformations in hafnium oxide

89

no loss of magnesia while sintering. The overall structure of the speci­

men resembles that of the hafnia stabilized with 7 weight percent yttria.

The monoclinic phase was distributed in clumps throughout a matrix of

cubic phase hafnla. Random probing of grain boundaries produced no

evidence of magnesia. No pockets of magnesia were detected between the

grains of cubic phase hafnla. The Increase in stabilization resulting

from increasing sintering temperature from l600° C to l800° C Indicates

that free magnesia must be present (Figures l6 and 17). It Is believed

that the small amounts of free magnesia present in the 3 percent magnesia

stabilized hafnla specimens were not detected with the electron probe.

The pockets of monoclinic hafnla observed in the interior of cubic

grains of calcla stabilized hafnla (Figure 2)d) and the elliptical clumps

of monoclinic hafnla shown distributed through the matrix of cubic grains

of yttria stabilized hafnla (Figure 25b) coupled with the Isolation of

pockets of the stabilizing agent between grains of cubic phase hafnla

help explain the small increases observed in the cubic phase when

approaching 100 percent stabilization (Figures 12-15). Increasing amounts

of cubic phase result TrOm iuei-easlng auultlouB of stabilizer to hafnla.

ï'his causes, as discussed above, separation of the elements (hafnla and

stabilizing oxide) needed to produre more cubic phase hafnla. To obtain

maximum solution of stabilizing oxides in hafnla, higher sintering

temperatures and/or longer sintering times are required.

Effect of Cyclic Heating on Stabilization

The thermophysical and chemical changes such as solid solution and

intermediate compound formation common to both zirconla and hafhla

stabilized with certain oxides (4l, 77> 79) suggested Investigation of

Page 94: Stabilization of the phase transformations in hafnium oxide

90

the effect of cyclic heating on stabilization found to be so detrimental

in some stabilized zirconia bodies ($4, 85). Zirconia bodies partially

stabilized with calcia have been found to destabilize and decompose when

subjected to slow cyclic heating up to but never exceeding temperatures

within the monoclinic tetragonal inversion zone (85). Cyclic heating of

hafnia stabilized with calcia or yttria exhibited little or no change in

stability when examined by X-ray diffraction after 2, 10, and 25 heating

cycles between 1040° C and 1730° C. The constancy of stabilization

shown by the calcia stabilized hafnia specimens ms in variance with the

complete destabillzation experienced by similar specimens when examined

for amount of cubic phase by X-ray analysis during cyclic heating in

the X-ray furnace. Vhy the calcia stabilized hafnia specimens maintained

their stabilization under the former heating conditions and showed no

cubic phase present under the later conditions is believed to be due to

temperature and atmosphere. Specimens cycled up to 25 times in the

cold wall furnace were heated and cooled from lO^i-O^ C to a maximum

temperature of 1730° C in 2 hours at ambient pressure. Calcia

stabilized hafnia specimens heated in the X-ray furnace were all heated

well above the end point temperature of 1750° C (Table 6) to insure

completion of the monoclinic-tetragonal inversion and under a vacuum of

10"^ torr to prevent oxidation of the tantalum -10 tungsten ribbon

heating element. As was observed in the high temperature X-ray results,

destabillzation of calcia stabilized hafnia took place at 1230° C.

Assuming that calcia was in a free state (mixed with hafnia) between

1230° C and some higher restabilizatlon temperature, it Is believed

Page 95: Stabilization of the phase transformations in hafnium oxide

91

that rather than go into solid solution at temperatures in the neighbor­

hood of 1750° C, as would occur at ambient pressure, the calcia

vaporized because of the combined effects of a lO"^ torr vacuum and high

temperature (21, 55)• Due to the small size of the ribbon heater

specimen a qualitative analysis of such specimens subjected to cyclic

heat treatment in the X-ray furnace was unobtainable. X-ray diffraction

patterns of calcia stabilized hafnia specimens heated at ambient pressure

and drawn at 10^0° C or 1750° C after 2, 10 or 25 cycles showed little

or no change in stabilization when compared to patterns of the same

specimens examined prior to the cyclic heat treatment.

The yttria stabilized hafnia specimens, cycled under the same

conditions as the hafnia specimens stabilized with calcia, exhibited

small but progressive increases in 111 cubic peak Intensity, with

increasing cycles, when compared to X-ray diffraction patterns of the

same specimens made before the cyclic tests.

Magnesia stabilized hafnia initially produced by quick cooling,

described earlier in this paper, went in and out of solution depending

on the temperature at v/hich the specimen was drawn from the furnace

during a heat cycle. Bodies drawn at 1750° C maintained their stability

whereas bodies drawn at 10W° C or allowed to cool to room temperature

in the cold wall furnace displayed little or no stabilization.

Thermal Shock Tests

Tests made on hafnia stabilized with calcia, yttria, and magnesia

showed that composition was the primary factor contributing to thermal

Page 96: Stabilization of the phase transformations in hafnium oxide

92

shock resistance (Figure 27a-27c). Because thermal shock might be

Influenced by chemical and physical changes; such as formation of inter­

mediate compounds and formation and decomposition of solid solutions as

well as quick cooling, specimens were drawn and cooled in air at

temperatures where these reactions typicsdly occur.

Comparison of thermal shock qualities of hafnia bodies, partially

and fully stabilized with CaO, Y^O^, and MgO, pulled at 1040° C are

shown in Figure 27a. These specimens were pulled at 1040° C because it

was representative of the temperature zone where decomposition of calcia

stabilized hafnia bodies was observed in the high temperature X-ray

diffraction investigation. The yttria stabilized bodies, particularly

those partially stabilized, exhibited the best thermal shock resistance

at this temperature when compared to hafnia bodies stabilized with calcia

and magnesia. Since the monoclinic-tetragonal phase transformation of

stabilized hafnia bodies is still taking place or is just completed at

approximately 1750° C, specimens were pulled from the cold wall furnace

and cooled in ambient air to observe the effect of this inversion on

thermal shock resistance. Figure 27b shows magnesia and fiJ.ly stabilized

calcia stabilized hafnia bodies to be poor in thermal shock compared to

hafnia stabilized with yttria and partially stabilized with calcia. The

bodies that showed the best resistance to thermal shock were those hafnia

bodies highly but not completely stabilized with yttria and calcia.

Results similar to Figure 27b were observed in the 2000" C thermal shock

data displayed in Figure 2Yc. The effect of the higher temperature

Page 97: Stabilization of the phase transformations in hafnium oxide

20 -

15-

s

t

10 -

5 -

% Stabilization lOO 70

Stabilizer CaO

Figure 27-

I

m

I 90

(a)

30

0 0

m : m

00 60 MgO

25

20

m

I m

"A"

S

I

, r,

' f .

4

0 ̂ IM 76 100 90

CaO

(b)

jA_ 30 100 60

MgO

Thermal shock resistance of CaO, Y2O3, and MgO stabilized hafnla bodies, quick cooled In ambient air from 1040° C (a), 1750° C (b), and 2000° C (c). Numbers on bars represent specimens remaining for succeeding tests

Page 98: Stabilization of the phase transformations in hafnium oxide

9k

25

20

•i E u.

s 15

a. 5 â

6 o o .c to 15

Ë (U .c

10

t

% stabilization

Stabilizer

100

«

11

70 CaO

I m

If

I • m

A 1

S*B5

• m

il

S5ÎÎÎ

• iÉi§;:

1 # la

Bi • i

100 90 Y.O

30

1 100 60

2"3 MgO

Figure 27. (Continued) (c )

Page 99: Stabilization of the phase transformations in hafnium oxide

95

(2000° C), however, caused greater attrition of specimens among the

highly stabilised calcia and yttria stabilized hafttia bodies after

16 cycles.

The yttria stabilized hafnia bodies showed the greatest overall

resistance to thermal shock. The bodies that maintained their

structural integrity (did not fracture) through 25 thermal shock cycles

were the calcia and yttria stabilized bodies containing large amounts of

cubic pliase. This data indicates that hafnia, like zirconia partially

stabilized with calcia or yttria, tends to have better thermal shock

resistance than either the completely cubic phase or pure monoclinic

phase.

Page 100: Stabilization of the phase transformations in hafnium oxide

96

CONCLUSIONS

1. Time and temperature vary in their influence on the stabilization

of hafnia with calcia, yttria or magnesia. Calcia stabilized hafnia

bodies display degrees of solid solution, after sintering for 6 hours at

l800° C, similar to bodies that have been sintered for 9 hours at

2000° C. Yttria stabilized hafnia bodies, however, showed continued

increases in stabilization with increasing time or temperature. This

data suggests that near maximum solution has been accomplished for calcia

stabilized hafnia bodies sintered at l800° C for 6 hours, whereas higher

temperatures and longer sintering times are required to obtain maximum

solution of yttria in hafnia. The instability of magnesia stabilized

bodies necessitates quick cooling from sintering temperatures to hold

the magnesia in solid solution with hafnia.

2. Lattice parameters are affected by amount of, as well as, the oxide

used to form cubic phase hafnia. The unit cell dimensions of magnesia

stabilized hafnia bodies decreases iflth increasing additions of magnesia

while increasing additions of calcia and yttria cause a progressive

enlargement of the unit cell. The most representative lattice parameters

for completely cubic phase hafnia should be determined from a body that

has realized maximum solution with a minimum of stabilizing oxide

addition to hafnia. The components and their purity plus thermal

history should also be an integral part of the description when pre­

senting lattice parameter data for stabilized hafnia.

Page 101: Stabilization of the phase transformations in hafnium oxide

sn

f). High temperature X-ray diffraction analysis showed destabilization

and fonnation of an intermediate compound followed by break down of the

compound into free calcia and monoclinic hafnia with increasing tempera­

ture. Rather than go into solid solution with hafnia at elevated tempera­

tures it is believed that the same calcia vaporized due to the lo"^ torr

(21, 55) vacuum present in the X-ray furnace. Because of the rarefied

atmosphere and extreme temperature to which hafnia bodies are subjected,

as structural members of aerospace vehicles, the use of cetlcia as a

stabilizing agent for hafnia would be questionable. The use of magnesia

would also be questionable for use in stabilizing hafnia since it also

destabilized and vaporized on heating. The yttria stabilized hafnia

bodies maintained the same degree of stabilization without formation of

intermediate compounds up to the inversion teaperature. Cycling through

and in and out of the inversion zone indicated that HfOg-YgO^ solid

solutions are stable and the most promising composition for aerospace

use.

Microprobe analysis shoved the presence of pockets of stabilizing

oxide surrounded by cubic hafnia grains and islands of monoclinic

hafnia located in the interior of cubic crystals. Because of the

proximity of these two elements complete solid solution was unobtainable

at the sintering temperatures smd times investigated. To encourage

diffusion necessary for maximum solid solution of oxide additions in

hafnia, longer sintering times at higher sintering temperatures are

necessary.

Page 102: Stabilization of the phase transformations in hafnium oxide

98

5. Calcia stabilized cubic hafnia bodies exhibited little or no change

in degree of stabilization after 25 heat cycles. Since these tests were

performed at ambient pressure and are in direct contrast to the tests

performed in the X-ray furnace, it is considered feasible that calcia

stabilized hafnia structures could be used in more dense atmospheres.

To determine the affect of air density specimens would have to be tested

at simulated flight altitudes. Magnesia stabilized hafnia bodies were

destabilized when pulled at lO'^O^ C and maintained their stability when

pulled at 1730° C. Destabilized bodies could be restabilized when

heated and cooled quickly from 1750° C. Because of their instability

magnesia is considered inadequate as a stabilizer for hafnia.

6. Tests show that yttria stabilized hafnia bodies have the best overall

resistance to thermal shock. Hafnia partially stabilized with yttria

(90 percent cubic phase) exhibited the best thermal shock resistance of

all the specimens tested.

7. Hafnia bodies partially stabilized with calcia (70 percent cubic

phase) showed very good thermal shock resistance when cooled in ambient

air from 2000° C and 1750*^ C. The calcia stabilized hafnia, however,

displayed relatively poor thermal shock resistance when pulled at 1040° C.

This poor performance is most likely due to the foraation of the inter­

mediate compound CaHfO^ at this temperature. Since, however, hafnia

partially stabilized calcia structures will be undergoing thermal shock

by being quick cooled from higher elevated tcûçeratures, these bodies

could be considered for use in aerospace applications where atmospheric

pressure is not critically low.

Page 103: Stabilization of the phase transformations in hafnium oxide

99

3. An overall examination of the data indicates that yttria stabilized

hafnia ir. the most stable and has the greatest promise as a structural

material for use in aerospace regimes.

Page 104: Stabilization of the phase transformations in hafnium oxide

100

LITERATURE CITED

1. Heldenfels, R. R. Structural prospects for hypersonic air vehicles. Congress of the International Council of the Aeronautical Sciences, 5th, London, 1966. ICAS Paper No. 66-51: I966.

2. Stein, B. S., lUg, W. and Buckley, J. D. Structural materials for hypersonic aircraft. National Aeronautics and Space Administration Conference on Hypersonic Aircraft Technology Report HAS 8P-148, Paper No. 28. 1967.

5. Childers, M. G. Structures and materials for hypersonic vehicles. Society of Aerospace Material and Process Engineers Journal 2, No. 6: 21-29. Oct./Nov. I966.

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ACKNOWLEDGEMENTS

The author wishes to express his sincere appreciation for the

guidance and encouragement given by Dr. D. R. Wilder through the course

of this investigation.

The author would also like to thank: Mrs. Elsie D. lUg for her

help in collecting and plotting X-ray diffraction data and preparation of

specimens for metallographic examination; Mrs. Sue Seward and other

library personnel for help in the literature survey and procurement of

needed reference material; Mr. Powell Mitchell and Mr. Frank Watklns

for help in pressing ceramic pellets and operation of sintering furnaces;

Mr. Michael Gregory and Mr. Gilbert Walker for their aid in the micro-

probe analysis; Mrs. Alberta Saunders for the time and patience spent

in etching and photographing metallograph specimens; Mr. Benson Dexter

for his helpful hints in the art of drawing figures using India ink.

Appreciation is extended to Mrs. Harriett Buckley, Mrs. Brown, and

Mrs. Remona Sturgill for their help in preparing and typing the

âian M script.