2280 Micro Place p. 760-745-8780 http://www.pureingenium.com Escondido, CA 92029 f. 760-745-8786

Statement of Qualifications

MISSION, VISION & VALUES

We Care for Your World

Recognized worldwide as a dynamic force driving transformation of the environmental industry. Known for innovation, thought leadership and uncompromising integrity.

Values

INTEGRITY Integrity is personal to us. We are accountable and act with honesty and respect. We adhere to the highest standards of ethical values and principles through our actions and behavior. SAFETY Our company's success depends on the wellbeing of one another. A well-educated workforce supports our commitment and dedication to safety, which is reflected in our decisions about everything we do. INNOVATION We promote and support solution-based thinking. Our success is based upon the collective energy and intelligence of our team. We create a work environment where motivated team members can flourish and succeed to their highest potential. Everyone is encouraged to feel empowered to act innovatively. FUN Work-life balance is an integral part of our business directive. We don’t believe fun at work takes away from productivity—we believe it increases it. COMPASSION We employ a highly compassionate and dedicated workforce in which individuals possess the resources, knowledge, courage and commitment to make the world a better place. HUMILITY We value openness and curiosity to learn from each other and share in teachable moments. We actively engage different points of view to improve our customer experience because we never underestimate our competition. We strive to learn from our mistakes and are open to personal change and continuous improvement.

Mission

Vision

Values

Table of Contents MISSION, VISION & VALUES ............................................................................... 1

WHO IS INGENIUM? .......................................................................................... 3

HISTORY ............................................................................................................ 3

SERVICES WE PROVIDE ...................................................................................... 4

WHAT MAKES INGENIUM DIFFERENT? ............................................................... 4

o CHWMEG Audited ................................................................................................... 7

o ISNetworld / Avetta (PICS) Approved Contractor ................................................... 7

o Summary ................................................................................................................. 7

THE EXECUTIVE MANAGEMENT TEAM ............................................................... 8

o Heather Johnson, CEO ............................................................................................ 8

o Michael Johnson, CHMM, COO ............................................................................... 8

o W. Scott Rendleman, CHMM, CCO ......................................................................... 9

o Gary Lundstedt, CFO ............................................................................................... 9

SITE SPECIFIC INFORMATION ........................................................................... 10

o Office Locations .................................................................................................... 10

SECURITY ......................................................................................................... 10

o Southern California - Operations .......................................................................... 10

o Northern California - Operations .......................................................................... 11

o Sacramento - Operations .................................................................................... 112

o Washington - Operations .................................................................................... 122

o Portland - Operations ......................................................................................... 122

ENVIRONMENTAL HEALTH & SAFETY POLICY ................................................... 13

OSHA STATISTICS ............................................................................................. 14

PERMITS, REGISTRATION & INSURANCE LIST ................................................... 15

o Company Specific Information .............................................................................. 15

o Permits/Registrations ........................................................................................... 15

o Insurance Coverage............................................................................................... 15

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WHO IS INGENIUM?

Ingenium’s core business specializes in the packaging, transportation and disposal of hazardous, non-hazardous, biological, universal and radioactive waste. We focus our efforts on delivering innovative and sustainable approaches to the recycling of waste materials in lieu of traditional waste treatment methods. We are constantly researching the industry’s landscape to discover alternatives that not only reduce the reliance on landfill, but also conserve resources and support energy needs. Step into the future of waste management by partnering with Ingenium to create a more sustainable world.

HISTORY

Ingenium was started in 2006 by Heather Johnson, CEO; Gary Lundstedt, CFO; Mike Johnson, COO; Ken Aghjayan, CIO; and Scott Rendleman, CCO. The partners founded Ingenium with the dual goal of offering sustainable recycling methods to an otherwise traditional hazardous waste environment along with a commitment to be an accountable partner to our clients. Ingenium opened its doors with two operational ten-day transfer facilities; one in Escondido and one in San Jose, which covered northern and southern California. In 2012, Ingenium expanded into the Pacific Northwest and opened a third ten-day transfer station in Kent, WA. Based on our business growth and customer demand, a fourth ten-day transfer location was added in Sacramento, CA, in March of 2017 and in January of 2019, our Portland location was opened. Together, Ingenium offers full coverage of all West Coast waste management needs. In addition, Ingenium has a vast network of waste management partnerships throughout the country to assist with national demands. Ingenium has been recognized by the San Diego Business Journal as one of the Fastest Growing Private Companies for seven years, by INC Magazine as one of the 500 Fastest Growing Companies for the past several years, and the San Diego Business Journal has named Ingenium one of the Top Private Companies and Largest Private Companies in the San Diego area. Our long history of providing clients with innovative, sustainable solutions coupled with our exceptional customer service, educated and knowledgeable workforce and our unwavering commitment to excellence has allowed Ingenium to define its reputation as a leader in the waste management industry.

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SERVICES WE PROVIDE

Hazardous Waste Recycling & Disposal Medical Waste Recycling & Disposal Bulk Transportation & Disposal Universal Waste Recycling

Lab Pack Services Radioactive Waste Disposal Non-Hazardous Waste Recycling & Disposal Metals Recovery & Recycling

On-Site Services Commodity Recycling Technician Support Services Orphan Chemical Program

Consulting Services Client Trainings (On-Site or Online) Chemical Moves Compliance Support Services Facility Closures Interactive Waste Data Portal

Decontamination Services Customer Ticketing System (Inquiry) Emergency Response Zero Waste Certifications

WHAT MAKES INGENIUM DIFFERENT?

Outlined below are some details surrounding our service offerings, communications and affiliations at Ingenium. Each highlighted service demonstrates our unique approach and the benefits your organization can derive from our innovative methods. Hazardous Waste Ingenium provides waste characterization, profiling, packaging, labeling, transportation and disposal services to its customers. Our strength lies in our consultative, upstream approach to each profile and waste stream. We perform an intense evaluation on all aspects of every waste profile and accept nothing at face value. This evaluation provides us the knowledge to leverage our network of treatment facilities, technologies and alternative options to present our clients with the most sustainable, measurable and cost-effective solutions. Lab Packs Ingenium’s hazardous waste lab packing program features an immensely efficient group that provides a safe and accountable lab packing service solution. Our approach differs through our communication and our ingenuity. We shine at accurately conveying timelines, labor expectations and pricing transparency. Our lab pack chemists also rely on their regulatory experience, smart segregation, unique packaging and consolidation methods to deliver the most cost-effective and balanced solution. Recycling & Reuse In addition to the traditional hazardous waste treatment solutions, Ingenium also offers a strong network of distillation and reclaim program opportunities. Our approach begins with identifying the value that exists within your waste and materials, including the potential for reuse of your own recycled materials. These programs result in significant savings, reduced cost on virgin materials and recycling prominence. In qualifying cases, we also offer the ability to align with reduction initiatives by removing a stream entirely from the waste management realm.

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Waste-To-Energy Programs Ingenium also offers a variety of containerized and bulk solutions in the waste-to-energy arena. We hold a strong bond with waste-to-energy facilities throughout the country and understand the intricacies of their operational capabilities. We have experienced tremendous success converting non-RCRA and non-hazardous state regulated wastes energy, thereby significantly contributing to our clients’ sustainability goals and initiatives. Interactive Waste Data Portal As an added value to our clients, Ingenium offers Insight, a robust portal system that provides our customer-base a user-friendly digital avenue to quickly obtain final shipping documents, profiles, land disposal restrictions and various certificates of recycling or disposal/destruction. Our portal system also provides a meticulous summary of shipment data and calendar tracking both in a visual dashboard environment and through an itemized export-ready document solution. If you happen to manage multiple locations, our system is designed to simplify your data management. Waste reporting has never been so easy. Communication Inquiry is Ingenium’s online ticketing system that allows customers to ask questions, schedule a service or provide feedback about our services with a few easy clicks. Our goal with Inquiry is to provide you with an enhanced customer experience with better visibility on your requests. While we’re adding technology to our customer service toolkit, we want to ensure you that your requests will still be personally looked after by your dedicated Customer Service Representative. Medical Waste As a complement to our hazardous waste programs, Ingenium has been managing regulated medical waste, sharps, pathological, pharmaceutical and chemotherapy wastes since our inception. We distinguish ourselves through a subset of exclusive sustainable programs below that depart from the traditional treatment methods of autoclaving and incineration. Our programs further assist with the promotion of sustainability in the medical waste and non-infectious-related territories. Bio-Inergy Ingenium’s Bio-Inergy program provides generators of regulated medical waste the option of choosing a sustainable alternative to traditional treatments and reduces your organization’s carbon footprint by avoiding out-of-state incineration. Through this process, red bag medical waste is rendered into solid trash utilizing state-approved technology. The solid waste is then converted into energy and put back onto the electrical grid. The good news is that the day-to-day process of managing your regulated medical waste on-site will remain intact, but the benefit of measurable and sustainable results begins with the first shipment. Emerald Energy Until Ingenium’s Emerald Energy program came to fruition in 2010, the choices for medical solid waste alternatives were either severely limited or resulted in cost-prohibitive incineration. Despite its non-hazardous properties, many organizations do not want to mix these waste materials with facilities trash. This program is designed to assist generators with the management of certified, non-infectious debris/materials generated in the laboratory research and manufacturing process. Other benefits include reduced cost and liability, less reporting and tracking, extended storage time and potential reclassification to a lesser waste generator status. Simply stated, our program offers a convenient medical solid waste alternative in a cost-neutral manner as compared to traditional waste management options.

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Universal Waste As part of our service to our hazardous waste clients, Ingenium provides solutions for the management of universal waste. Our program is designed to recycle all types of universal wastes. From batteries to lamps, ballasts to electronic waste, we have it covered. Ingenium will only partner with R2/RIOS providers who are dedicated to decreasing the amount of materials sent to landfills and protecting the health and safety of the public. Radioactive and Mixed Wastes Ingenium’s radioactive and mixed waste program has also been a foundational service offering. Our radioactive program encompasses waste characterization assistance, activity monitoring, petitions, permits, manifest preparations, labeling, packaging, transportation and disposal management services. Ingenium possesses its own radioactive waste license and routinely conducts our own internal audits and is subject to external regulatory inspections. Our radiation safety officers take tremendous pride in operating a safe, accountable, accurate and cost-efficient radioactive program. On-Site Services Our full-service offering includes a team dedicated to managing your on-site needs. From laboratory decontamination to industrial tank cleaning, we work with you to customize a plan that fits your timeline and project objectives. We utilize a vast array of specialized equipment to meet the specific needs of each project and oversee every aspect from start to finish. Zero Waste Initiatives In support of Ingenium’s mission, we are proud to offer a consultative program to assist your organization to achieve Zero Waste Certification. Whether your organization generates food, plastics, foams, cardboard, wood, metals or the like, Ingenium’s Zero Waste Team will walk you through a gradual and consistent plan tailored to your organizational needs. Even if Zero Waste Certification may be a long-term goal, allow Ingenium to introduce our interactive program to you in support of landfill diversion initiatives. The impact of any step towards sustainability not only benefits your organization but supports our world. Technician Support Services Ingenium provides a comprehensive technician support group. We have a rigorously trained staff of project leads, chemists and technicians available to aid with waste consolidation, on-site management, inventory oversight, inspections and related site requirements available. Our superior communication is what distinguishes this group. We work closely with project leaders and HSE/EH&S managers to create site-specific operating procedures, develop performance indicators and constantly evaluate. Our team excels at reviewing processes, identifying inefficiencies, providing feedback and recommending effective adjustments and solutions. Whether you need two hours per week or a full-time team, we are happy to accommodate your needs. Orphan Chemical Since 2009, Ingenium has been operating its Orphan Chemical program with excellent results. This program offers our clients the ability to transfer title to hazardous chemicals, industrial products and otherwise useful, non-expired materials to another organization in need. In the past, surplus hazardous materials were traditionally disposed of as wastes. Our program provides a more sustainable option by enabling a qualifying surplus product to be offered to our network of recipients, and then subsequently packaged and transferred in one-seamless transaction. Ingenium has a substantial history of customizing an Orphan Chemical program that offers a reuse alternative to disposing of otherwise legitimate products.

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CHWMEG Audited The Ingenium Milpitas site location has been CHWMEG audited. CHWMEG is a non-profit trade association comprised of manufacturing and other industrial companies interested in efficiently managing the waste management aspects of their environmental stewardship programs. CHWMEG conducts comprehensive, independent reviews of commercial facilities that treat, store, dispose, recycle or transport waste. The facilities included in the CHWMEG facility review program are selected by the members, and the evaluations are performed according to a standard protocol by independent and experienced environmental firms under contract to CHWMEG, Inc. Some clients will not use TSDFs without a CHWMEG Audit and we are a transfer station that has gone through this very arduous review ISNetworld / Avetta (PICS) Approved Contractor ISNetworld and Avetta provide supplier prequalification and regulatory compliance validation, per requirements of the hiring client. Ingenium is part of these networks, so when you hire us, you hire safe, qualified contractors who meet your safety and compliance standards. Summary Ingenium has evolved into an organization whose defining mission is “We Care for Your World.” Through the creation of sustainable, customizable and comprehensive waste management solutions, we have become a source of trust and guidance for our clients’ waste management needs and questions. Collectively, our core values, our culture, our commitment to the highest quality of service and a $10 Million liability policy enables our customers to receive the peace of mind surrounding their most dangerous wastes.

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THE EXECUTIVE MANAGEMENT TEAM

Heather Johnson Chief Executive Officer

Heather Johnson has over 20 years of expertise in the hazardous waste management industry as a C-level Executive, Sales/Marketing Director and Account Manager. As a seasoned entrepreneur who has launched several existing waste management firms, Heather is a founding partner of Ingenium and currently serves as its Chief Executive Officer.

Heather’s innovative vision into sustainability for regulated waste management has positioned Ingenium as an industry leader in innovative waste to energy programs and has provided Ingenium’s clients with environmentally friendly alternatives to waste disposal, including zero waste initiatives.

Heather is well known for her participation in the industry, including her past presidency of BioNet, a non-profit association devoted to biological safety. She has also served on the Board of Directors for several local non-profit organizations and has made community service a priority for Ingenium and its employees.

A sought-after speaker on the topic of women in leadership roles, Heather’s presentations include the UCSD Rady School of Management and California State University San Marcos.

Heather holds a degree in Business Administration from California State University San Marcos. She lives in San Marcos, CA with her husband, Corey, and her ten-year-old son, Mason.

Michael Johnson, CHMM Chief Operations Officer

Mike began his career in the Navy where he was involved with the Naval Nuclear Power Program for 6 years. Utilizing his expertise in working with hazardous materials, Mike has served as a Chemical Specialist and co-founded two waste management companies, one of them Ingenium. Mike has over 20 years of experience in the hazardous waste management industry, with over ten of them at Ingenium. In addition to serving as the Chief Operations Officer and leading operations corporate wide, Mike also manages Ingenium’s Radiological Services division. Qualifying him to do so is his ongoing education and certification as a Certified Hazardous Materials Manager (CHMM), and as the company’s Radiation Safety Officer (RSO). Mike is a participant in the Pacific Southwest CHMM chapter, along with the San Diego Chapter of the Health Physics Society.

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Mike is active in youth sports and has held the position of Secretary and Equipment Manager for the Escondido National Little League and contributes to other community and cause marketing efforts. Mike is a true outdoorsman and enjoys hiking, biking and watching his sons play sports. He also participates in a men’s hockey league. Mike holds a Bachelor of Science degree in Nuclear Engineering Technology from Thomas Edison State College.

W. Scott Rendleman, CHMM Chief Compliance Officer

Scott has over 30 years of experience in the hazardous material and safety arena working with companies in the biotech, computer, military, automotive, real estate, governmental and educational fields. He received his formal education with a BS (Environmental Biology) from San Jose State University and a MS (Environmental Management) from the University of San Francisco. His entrepreneurial drive led him to co-found two industry specific companies; one where he was responsible for environmental, health and safety as well as regulatory compliance companywide. The other is Ingenium, where today he is Chief Compliance Officer and is a Certified Hazardous Materials Manager (CHMM). In addition to his duties at Ingenium, Scott is also the owner/operator at WSR - Environmental & Safety Management, an EHS consulting firm he started in 1999 that services clients throughout California. Scott and his wife, Leila, are active supporters of March of Dimes, and Leila operates a charity called “Pirate Power” that assists families with children who are in the NICU (Neonatal Intensive Care Unit) of local hospitals. In his spare time, Scott is an avid triathlete, and enjoys traveling with his family to compete world-wide.

Gary Lundstedt Chief Financial Officer

Gary started his career in the industry working household hazardous waste events to help put himself through college. He later joined a local hazardous waste management company in the San Francisco Bay area and eventually became its Director of Southern California operations. Gary left that company in 2001 and joined another hazardous waste management company as Vice President and part owner. He was instrumental in that company’s success by re-designing its failing business model and turning the company to profitable performance, while simultaneously running its southern California operations. In 2006, Gary, along with the other principals of Ingenium, left that company and started Ingenium. Gary formerly served as Executive Director of Ingenium, and now serves as its Chief Financial Officer and Chief Strategic Officer.

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Gary has sat on Boards of Directors, most recently SEEDS, a not-for profit company promoting sustainable solutions in the life sciences sector. He has a BS from Cal State San Jose, with post-graduate work at the University of San Francisco. He and his wife, Christine, reside in Encinitas, CA, where they enjoy the beach life and he enjoys his reef aquarium hobby.

SITE SPECIFIC INFORMATION

Office Locations Southern California

Corporate Headquarters

2280 Micro Place Escondido, CA 92029 p: 760-745-8780 f: 760-745-8786

Southern California Operations

955 W. Mission Ave. Escondido, CA 92025 p: 760-317-4013

Northern California Operations

893 Ames Avenue Milpitas, CA 05035 p: 408-885-9575 f: 408-942-1271

Sacramento California

Operations

6063 Foodlink Street Sacramento, CA 95828 p: 916-668-6798 f: 916-287-4480

Kent Washington Operations

1036 4th Ave. N Kent, WA 98035 p: 206-268-0406 f: 206-257-0158

Troutdale Oregon Operations

935 NW Corporate Drive Troutdale, OR 97060 P: 971-220-9790

SECURITY

Southern California - Operations Southern California - Operations located at 955 W. Mission Ave. in Escondido, CA (Mission facility) is surrounded by fences to control access. Access to the area where the vehicles are stored is secured with 6’ high fencing topped with barbed wire, or by walls of adjacent buildings. There are no access points to the storage yard from the walls of the adjacent buildings. Entrance to the storage area is through two locked fenced gates. The Mission facility building is locked whenever Ingenium employees are not present. The building is alarmed with a security system. Security

11 cameras are installed throughout the waste storage area. All five Ingenium directors are on the call list for the security alarm company for any after-hours alarm notifications. All waste is kept in the box trucks during the normal course of transportation. As per Department of Homeland Security requirements, the trucks are always to remain locked unless being attended by an Ingenium employee. Keys to the trucks are maintained in a secure location inside the Ingenium facility. The enclosed portions of the box trucks are secured to keep out animals and the natural elements. The storage area for the trucks is provided with after-hours flood lighting. The two locked gates leading to the truck storage area are marked with waste storage signage. Signs are legible from a distance of at least 25 feet and are located at eye level (approximately 5 feet) to ensure that they are visible. All signs are written in English and Spanish since both languages are the predominant languages in the area. Northern California - Operations Northern California - Operations located at 893 Ames Ave. in Milpitas, CA (Milpitas facility) is surrounded by fences to control access. Access to the area where the vehicles are stored is secured with 6’ high fencing topped with barbed wire and the walls of the Ingenium building. Entrance to the storage area is through the locked fenced gate. The Milpitas facility building is locked whenever Ingenium employees are not present. The building is alarmed with a security system. All five Ingenium directors are on the call list for the security alarm company for any after-hours alarm notifications. All waste is kept in the box trucks during the normal course of transportation. As per Department of Homeland Security requirements, the trucks are always to remain locked unless being attended by an Ingenium employee. Keys to the trucks are maintained in a secure location inside the Ingenium facility. The enclosed portions of the box trucks are secured to keep out animals and the natural elements. The storage area for the trucks is provided with after-hours flood lighting. The two locked gates leading to the truck storage area are marked with waste storage signage. Signs are legible from a distance of at least 25 feet and are located at eye level (approximately 5 feet) to ensure that they are visible. All signs are written in English and Spanish since both languages are the predominant languages in the area. Sacramento - Operations Sacramento - Operations located at 6063 Foodlink Street in Sacramento, CA WA (SAC facility) is surrounded by fences to control access. Access to the area where the vehicles are stored is secured with 6’ high fencing topped with barbed wire and the walls of the Ingenium warehouse. Entrance to the storage area is through the locked fenced gate. The Sacramento Facility building is locked whenever Ingenium employees are not present. The building is alarmed with a security system. All five Ingenium directors are on the call list for the security alarm company for any after-hours alarm notifications. All waste is kept in the box trucks during the normal course of transportation. As per Department of Homeland Security requirements, the trucks are always to remain locked unless being attended by an Ingenium employee. Keys to the trucks are maintained in a secure location inside the Ingenium facility. The enclosed portions of the box trucks are secured to keep out animals and the natural elements. The storage area for the trucks is provided with after-hours flood lighting. The locked gate leading to the truck storage area is marked with waste storage signage. Signs are legible from a distance of at least 25

12 feet and are located at eye level (approximately 5 feet) to ensure that they are visible. All signs are written in English since English is the predominant language in the area. Washington - Operations Washington - Operations located at 1036 4th Ave. N in Kent, WA (Kent facility) is surrounded by fences to control access. Access to the area where the vehicles are stored is secured with 6’ high fencing topped with barbed wire and the walls of the Ingenium building. Entrance to the storage area is through the locked fenced gate. The Kent facility building is locked whenever Ingenium employees are not present. The building is alarmed with a security system. All five Ingenium directors are on the call list for the security alarm company for any after-hours alarm notifications. All waste is kept in the box trucks during the normal course of transportation. As per Department of Homeland Security requirements, the trucks are always to remain locked unless being attended by an Ingenium employee. Keys to the trucks are maintained in a secure location inside the Ingenium facility. The enclosed portions of the box trucks are secured to keep out animals and the natural elements. The storage area for the trucks is provided with after-hours flood lighting. The locked gate leading to the truck storage area is marked with waste storage signage. Signs are legible from a distance of at least 25 feet and are located at eye level (approximately 5 feet) to ensure that they are visible. All signs are written in English since English is the predominant language in the area. Portland – Operations Portland – Operations located at 935 NW Corporate Dr., Troutdale, OR (Troutdale Facility). The warehousing/office area is separated from the truck storage area. Entrance to the truck storage area is surrounded by 6’ high fencing topped with barbed wire to limit access. The Troutdale facility building (warehousing/office area) is locked whenever Ingenium employees are not present. The building is alarmed with a security system. All five Ingenium directors are on the call list for the security alarm company for any after-hours alarm notifications. All waste is kept in the box trucks during the normal course of transportation. As per Department of Homeland Security requirements, the trucks are always to remain locked unless being attended by an Ingenium employee. Keys to the trucks are maintained in a secure location inside the Ingenium facility. The enclosed portions of the box trucks are secured to keep out animals and the natural elements. The storage area for the trucks is illuminated with after-hours flood lighting.

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ENVIRONMENTAL HEALTH & SAFETY POLICY

Here at Ingenium, we are serious about safety and compliance. Ingenium is committed to operating in a manner that prevents accidents and EHS incidents, actively manages risk, protects the environment, and ensures the safety of employees, contractors and the public. Every employee and contractor working under Ingenium, must accept health, safety, and the protection of the environment as a condition of employment. Management and employees will be held accountable for assuring the safe accomplishment of job activities and following environmental practices and procedures. Objectives Environmental Health and Safety goals and objectives are an integral part of the Ingenium Business Plan. Our ultimate goal is to reduce the risk for injury/illnesses in the workplace and to establish ecological and resource efficient operations. We believe that all injuries and environmental non-conformances are preventable. To meet our objectives, Ingenium will provide resources for continuous improvement and meet the requirements of governmental laws, regulations, company policies and procedures.

Management Responsibility Management is committed to protecting the environment and providing a safe and healthy workplace by monitoring environmental health and safety results and recommending opportunities for improvement. Management is committed to instilling high safety & environmental ethics in all employees. The prevention of injuries and illnesses will be given precedence over expediency or shortcuts. The ideas and suggestions of all employees will be sought for environment, health and safety. Training will be provided to ensure that employees are knowledgeable in Environmental, Health and Safety programs. Environmental and Safety performance is a component of the job performance measurement system. Senior Management will provide resources for implementing and communicating this policy to all employees. Continuous Improvement Management fulfills their Environmental, Health and Safety goals and objectives through continuous improvement efforts that focus on strengthening EHS management systems. This is accomplished by: • Setting goals/objectives, monitoring progress, conducting periodic reviews and establishing action

plans for corrective actions; • Identifying unsafe acts and conditions through risk assessments, incident reporting and periodic

reviews/auditing of Safety and Environmental programs; • Using the best Safety and Environmental practices in products, processes and facilities to minimize

risk and prevent injuries/illness and environmental pollution; • Conducting detailed audits to ensure continuing compliance with EHS laws, regulations, policies and

procedures.

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OSHA STATISTICS

The table below includes health and safety statistics for Ingenium Group, LLC for the last several years.

OSHA Statistics for Ingenium (combined data for all locations) 2015 2016 2017 2018 2019 Total Hours Worked 106,287 116,425 127,293 133,005 156,894

Total # of Employees 55 68 68 71 84

# Fatalities 0 0 0 0 0

Recordable Cases 2 3 2 0 0

Recordable Rate 3.8 5.2 3.1 0 0

Lost Time Cases 0 1 1 0 0

Lost Time Case Rate 0 1.7 1.6 0 0

Lost Time Days 0 2 117 0 0

Restricted Cases 2 2 1 0 0

Restricted Case Rate 3.8 3.4 1.6 0 0

Restricted Workdays 20 55 21 0 0

NAICS Recordable Rate for Industry 4.3 3.4 3.5 3.9 Not available

Total DART 3.8 5.2 3.1 0 0

Experience Modification Rate (EMR) The table below includes the EMR ratings for Ingenium Group. The most current EMR letter is included in the package.

EMR for Ingenium Group Rate Effective Date Year .88 3/1/2020 2020

.90 3/1/2019 2019

.83 3/1/2018 2018

.81 3/1/2017 2017

.88 3/1/2016 2016

.70 3/1/2015 2015

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PERMITS, REGISTRATION & INSURANCE LIST

Company Specific Information Business Name: Ingenium Group LLC DBA: Ingenium

Type of Business Entity. Limited Liability Corporation Formation Date: August 25, 2006

D&B No. 879819444 FEIN: 20-557-1602

Permits/Registrations Transporter EPA ID No: CAR000179747

USDOT No. 1735603

DOT Registration No. 051117 550 073ZB HM ID: 095238

CHP Hazardous Materials Transportation License No. 137244

CA CHP Carrier No. CA 336986

DTSC Hazardous Waste Transporter Registration No. 4857

FMCSA Motor Carrier No. MC-635-759

Ingenium Transporter EPA ID Number CAR000179747

Escondido - Medical Waste Transfer Station Permit No. TS-137

Milpitas - Medical Waste Transfer Station Permit No. TS-1

Sacramento – Medical Waste Transfer Station Permit No. TS-139

California SOS No. 200629310057

Oregon SOS No. 1451784-97

Escondido Business License – Mission 160724

Escondido Business License – Micro Place 178164

Milpitas Business License 34812

Kent Business License 603166000 Location 0002

Troutdale Business License 2019-2521

Sacramento Business License 1027591

Corporate Reseller Permit No. FHB 100-890193

Washington Unified Business Identifier (UBI) No 603-166-000

Washington Utilities and Transportation Commission (UTC) Permit No. CC-64527

Washington UTC Determination of Significance TV120144

Insurance Coverage Type Policy No. Amount

General (Poll. & Prof) 1000065966171 / 1000067167181 $2 Million

Automobile SISIPCA08278318 $1 Million

Excess/Umbrella 1000336750181 $10 Million

Worker’s Compensation INWC006462 $1 Million

Auto Physical Damage SISIPCA08278318 Various

UNITED STATES OF AMERICADEPARTMENT OF TRANSPORTATIONPIPELINE AND HAZARDOUS MATERIALS SAFETY ADMINISTRATION

HAZARDOUS MATERIALSCERTIFICATE OF REGISTRATIONFOR REGISTRATION YEAR(S) 2017-2020

Registrant: INGENIUM GROUP, LLCAttn: GIGI BEALKOWSKI893 AMES AVEMILPITAS, CA 95035

This certifies that the registrant is registered with the U.S. Department of Transportation as required by49 CFR Part 107, Subpart G.

This certificate is issued under the authority of 49 U.S.C. 5108. It is unlawful to alter or falsify thisdocument.

Reg. No: 051117 550 073ZB Effective: 07/01/2017 Expires: 06/30/2020

HM Company ID: 095238

Record Keeping Requirements for the Registration Program

The following must be maintained at the principal place of business for a period of three years from thedate of issuance of this Certificate of Registration:

(1) A copy of the registration statement filed with PHMSA; and(2) This Certificate of Registration

Each person subject to the registration requirement must furnish that person’s Certificate of Registration(or a copy) and all other records and information pertaining to the information contained in the registrationstatement to an authorized representative or special agent of the U. S. Department of Transportation uponrequest.

Each motor carrier (private or for-hire) and each vessel operator subject to the registration requirementmust keep a copy of the current Certificate of Registration or another document bearing the registrationnumber identified as the "U.S. DOT Hazmat Reg. No." in each truck and truck tractor or vessel (trailersand semi-trailers not included) used to transport hazardous materials subject to the registrationrequirement. The Certificate of Registration or document bearing the registration number must be madeavailable, upon request, to enforcement personnel.

For information, contact the Hazardous Materials Registration Manager, PHH-52, Pipeline and HazardousMaterials Safety Administration, U.S. Department of Transportation, 1200 New Jersey Avenue, SE,Washington, DC 20590, telephone (202) 366-4109.

Limited Liability Company

INGENIUM GROUP, LLCINGENIUM1036 4TH AVE N KENT, WA 98032-2944

Unified Business ID #: 603166000 Business ID #: 001

Location: 0002Expires: Mar 31, 2020

CITY ENDORSEMENTS:VANCOUVER FEE-EXEMPT BUSINESS - ACTIVELIBERTY LAKE GENERAL BUSINESS - NON-RESIDENT - ACTIVEMARYSVILLE GENERAL BUSINESS - NON-RESIDENT #8780TRN117 - ACTIVESEDRO WOOLLEY GENERAL BUSINESS - NON-RESIDENT - ACTIVESUMNER GENERAL BUSINESS - NON-RESIDENT - ACTIVESPOKANE GENERAL BUSINESS - NON-RESIDENT - ACTIVE

TAX REGISTRATION - ACTIVE

REGISTERED TRADE NAMES:INGENIUM

UBI: 603166000 001 0002

INGENIUM GROUP, LLCINGENIUM1036 4TH AVE N KENT, WA 98032-2944

TAX REGISTRATION - ACTIVEVANCOUVER FEE-EXEMPTBUSINESS - ACTIVELIBERTY LAKE GENERAL BUSINESS- NON-RESIDENT - ACTIVEMARYSVILLE GENERAL BUSINESS -NON-RESIDENT #8780TRN117 -ACTIVESEDRO WOOLLEY GENERALBUSINESS - NON-RESIDENT -ACTIVESUMNER GENERAL BUSINESS -NON-RESIDENT - ACTIVESPOKANE GENERAL BUSINESS -NON-RESIDENT - ACTIVE

Expires: Mar 31, 2020

~ INGEN-1 OP In• .II.

ACORD' CERTIFICATE OF LIABILITY INSURANCE I DATE (MM/DD/YYYY)

~ 10/29/2019

THIS CERTIFICATE IS ISSUED AS A MATTER OF INFORMATION ONLY AND CONFERS NO RIGHTS UPON THE CERTIFICATE HOLDER. THIS CERTIFICATE DOES NOT AFFIRMATIVELY OR NEGATIVELY AMEND, EXTEND OR ALTER THE COVERAGE AFFORDED BY THE POLICIES BELOW. THIS CERTIFICATE OF INSURANCE DOES NOT CONSTITUTE A CONTRACT BETWEEN THE ISSUING INSURER(S), AUTHORIZED REPRESENTATIVE OR PRODUCER, AND THE CERTIFICATE HOLDER.

IMPORTANT: If the certificate holder is an ADDITIONAL INSURED, the policy(ies) must have ADDITIONAL INSURED provisions or be endorsed. If SUBROGATION IS WAIVED, subject to the terms and conditions of the policy, certain policies may require an endorsement. A statement on this certificate does not confer riahts to the certificate holder in lieu of such endorsement(sl.

PRODUCER 925-283-5750 ~2rJp,cT Julie Rector ISU Massie & Beck Ins. Serv.

r1J8.NJ0 , Ext): 925-283-5750 I Fffc, No):925-283-5751 License #OB29340 315 Lennon Lane ~;:.MnA.!b""·julie@isumassie.com Walnut Creek, CA 94598

INSURER/$\ AFFORDING COVERAGE NAIC# Dean Sigmundson INSURER A ,Starr lndemnitv & Liabilitv 38318

INSURED INSURER B ,Berkshire Hathaway Homestate 20044 ln~enium Group, LLC

INSURER c ,Starr Surplus Lines Ins. Comp. 13604 D A: lngenium Emerald Energy 2280 Micro Place INSURER D: Escondido, CA 92029

INSURER E:

INSURER F:

COVERAGES CERTIFICATE NUMBER· REVISION NUMBER·

THIS IS TO CERTIFY THAT THE POLICIES OF INSURANCE LISTED BELOW HAVE BEEN ISSUED TO THE INSURED NAMED ABOVE FOR THE POLICY PERIOD INDICATED. NOTWITHSTANDING ANY REQUIREMENT, TERM OR CONDITION OF ANY CONTRACT OR OTHER DOCUMENT WITH RESPECT TO WHICH THIS CERTIFICATE MAY BE ISSUED OR MAY PERTAIN, THE INSURANCE AFFORDED BY THE POLICIES DESCRIBED HEREIN IS SUBJECT TO ALL THE TERMS, EXCLUSIONS AND CONDITIONS OF SUCH POLICIES. LIMITS SHOWN MAY HAVE BEEN REDUCED BY PAID CLAIMS.

INSR TYPE OF INSURANCE !WP~ f:Y.~nR POLICY NUMBER POLICY EFF POLICY EXP LIMITS I TR T

A X COMMERCIAL GENERAL LIABILITY EACH OCCURRENCE $ 1,000,000 f---

~ CLAIMS-MADE CK] OCCUR ~~~~~H9E~Eo~6~r~encel 50,000 1000067472191 11/01/2019 11/01/2020 $ f---

C X Prof. Liability 1000067167191 11/01/2019 11/01/2020 MED EXP IAnv one oersonl $ 5,000 f---

Poll. Liability 1,000,000 ~ PROF LIAB RETRO: 11/1/06 PERSONAL & ADV INJURY $

R'L AGGREGATE LIMIT APPLIES PER: GENERAL AGGREGATE $ 2,000,000

POLICY CK] ~t8r □ LOC PRODUCTS -COMP/OP AGG $ 2,000,000

OTHER: $

A AUTOMOBILE LIABILITY COMBINED SINGLE LIMIT 1,000,000 IEa accident' $ f---

X ANY AUTO SISIPCA08278319 11/01/2019 11/01/2020 BODILY INJURY /Per oerson\ $ f--- OWNED ~ SCHEDULED f---

AUTOS ONLY f--

AUTOS BODILY INJURY /Per accident\ $

X HIRED X NON-OWNED 1P~9~2'c~dV.,RAMAGE $ f--- AUTOS ONLY f-- AUTOS ONLY

$

A UMBRELLA LIAB ~ OCCUR EACH OCCURRENCE $ 10,000,000 f---

1000336750191 11/01/2019 11/01/2020 10,000,000 X EXCESSLIAB CLAIMS-MADE AGGREGATE $

OED I I RETENTION $ $

B WORKERS COMPENSATION XI ~\%,,TE I I OTH-AND EMPLOYERS" LIABILITY ER

Y/N INWC006462 03/01/2019 03/01/2020 1,000,000 ANY PROPRIETOR/PARTNER/EXECUTIVE

□ E.L. EACH ACCIDENT $

OFFICER/MEMBER EXCLUDED? N/A 1,000,000 (Mandatory in NH) E.L. DISEASE - EA EMPLOYEE $

If yes, describe under DESCRIPTION OF OPERATIONS below E.L. DISEASE - POLICY LIMIT $ 1,000,000

A Auto Physical Dam. SISIPCA08278319 11/01/2019 11/01/2020 Comp&Coll

Ded.: Various

DESCRIPTION OF OPERATIONS/ LOCATIONS/ VEHICLES (ACORD 101, Additional Remarks Schedule, may be attached if more space is required)

Evidence of insurance only.

CERTIFICATE HOLDER CANCELLATION

INGEN-1 SHOULD ANY OF THE ABOVE DESCRIBED POLICIES BE CANCELLED BEFORE THE EXPIRATION DATE THEREOF, NOTICE WILL BE DELIVERED IN

lngenium Group, LLC. ACCORDANCE WITH THE POLICY PROVISIONS.

DBA: lngenium; Emerald Energy AUTHORIZED REPRESENTATIVE

2280 Micro Place

~&~ Escondido, CA 92029 I

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