Stephen V Wilson Financial Disclosure Report for 2009

8/3/2019 Stephen V Wilson Financial Disclosure Report for 2009

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A o 1 0 I FINANCIAL DISCLOSURE REPORT R e p o . R e q u i r e ,d b y t h e E t h i c sI in Governmewt Act of 1978, ~ e v . 1 / ~ 0 ~ 0 ~ ~ FOR CALENDAR YE~ 20091. Pecan Repo~g (la~ name, f i~t , mtddle ini t ia l) 2 . Cou rt or Organization 3. Date o( ReportWilson, S tephen V. U.S. D~s~ict Cou~ 06/28~010

4. Title (A~icle III judg~ mdi~e act~v~ or senior sta~; 5a. Report T~e (check appropriate ~y~) 6. Reporfin l~ Periodmagis t~lajudg~ indicate ~ll- or paO-l~m~) ~ N o m in a l~ o n . ~ t 01/01/2009I2/31/2~95b . ~ A m e nde d R e po r t

7 . Chamber$ or Off i~ Addr~ 8. On the basi~ of ~he Information contained in lhi~ Report and anymodifieafion~ pe~aining thereto, it is, In my opinion, in complianceU.S. Dis~ct Co~ ~th appl icable laws and re , lot ions.312 N. Spring S~reet . Room 2 17JLos Angeles , CA ~012 Reviewing Officer Date

I M P O R T A N T N O T E S : The ins truc t ions acco mpanying th is form must be fo i iow e , t Comple te a ll par ts ,checking the NONE box for each part where you have no reportable information. Sign on last pag~

~-~ N O N E (No reportable positions.)P O S I T I O N N A ME O F Q I ~ G A N IZA T I Q N /E N T ~ T Y

I.2.

l l . A G R E E M E N T S . ~ R e ~ , o r U . s , . d i v ~ d ~ t o . O , ; , .. ~ , . 1 4 - 1 b o f fi l i n g i n . ~ t r u c t i o n s . )~ NONE ~o reportable agreements.)

P AR T I E S

2.3


2/16

FINANCIAL DISCLOSURE REPORT [ N .... Person Reporting Date of ReportIPage 2 of 16 I W i ls o n , S t e p h e n V . 0 6 / 2 8 / 2 0 1 0

[II. NON-INVESTM ENT IN CO M E. ~Repo.~.gA. Filers Non-lnvestment I n co me

N O N E (No reportable non-investment income.)DATE ,S.OURCE AND TY PE .INCOM E

(yours, not spouses)

1.

2.

3.4.

B . S p o u s e s N o n - I n v e s tm e n t In c o m e - ~ y y o u were married during a~y portion of the reportlng yearo complete this section.(Dollar omount not required except for honoraria )

N O N E (N o reportable non-investment income.)DATE SOUR, CE AND TYPE

1.

2.

3.

4.

"~v . R E I M B U R S E M E N T S - ,. .. ~ o~ , o ,i ,, ., ~o~,.i.~,~ooa,..,..t.i .... ,.(Inch~de~ those to gpotcse and depe~dem chddren . ~ee pp 25-27 o f f i t ing ingtnmno~ )

NONE (No reportable reimbursements.)SOURCE ~ LQ~ATION PURPOSE I TEMS P A ID O~ ~ R OV I D ED

I.23.4.5.


3/16

N a m e o f P e r so n R e p o r t in g D a t e o f R e p o r tFINANCIAL DISCLOSURE R EPORTw i ~ o n , S t e p h e n V . ", Page 3 of 16 o 6 n 8 / 2 o ~ o

V . G I F T S . (Includes those to spouse and de pendent c hildren; see pp. 28-31 o f fiRng instru~fions.)N O N E (No reportable gifts.)

SOURCE DESCRIPTION VALI~I ..

2.3.45

V l . L I A B I L I T I E S . a n a ~ d e s t h o , e o ~ s ~ o , ~ , ~ n d d e p e , , d e . , chiMren; see p p . 3 2 - 3 3 of filing instructions.)[~ N O N E (No reportable liabilities.)

CREDITOR DESCRIPTION VALUE CODE, I. Nor th Fork Bank mortgage - real es tate (Capri) P2 -2.34.5.


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FINANCIAL DISCLOSURE REPORT S , m ~ o f e ~ s o n a ~ p o r a n g - D , t , o f R , p mPage 4 of 1 6 wig,on, Stephen V . 0 6 / 2 8 / 2 0 1 0VII. INVESTMENTS and TRUSTS -

~ NONE (No reportable income, assets, or transactions.) A. B C.D~cnption of As~ts I n c o m e d u r i n g Gross value at e~ [ T m n s a c h o l ~ d u n n g c ~ p o ~ m g p ~ r i od( including t~t asse~) r e ~ ing p~ r i~ o f ~ p o f fm g

P l a c e " ( X ) " a f t e r ~ o h ~ t ~ m o u n tcxemptfrompriord ,sclosu~ C~el] div.,rcnt, Cod~2 ] Method buy,~ll, Im~d~[C~: lCod~] buyer/sdlcrJ ( Q -W ) : I r a n ~ c t i o n )......................................

I. El Do.do - R~al Es ta t-Pa~n~ D Dividend O W2. Harbor City Mobile Park - Partner D Dividend M " 3 Sandpipe r LTD - D D iwd en d M W4, Capita l - Partner C Dtvidend M W5. Capr i - NY G Rent P2 W6. Malibu (NY) E Rent P2 W Sold 02/09/09 M G Feldnan(part)7. BO N D S:8. State of Israel Bond B Interest K T9. BROK ERAGE ACCT # I1 0 . lYB H ig hmar k D iv . MM None L TI I. CA State Wit Dev None RedeemeA 03102/09 M1 2 . CA St GO None M T1 3 . LA CA U n i Sol Dtst None M T1 4 . CA ST Rtms None Redeemed 05120109 O1 5 . Alameda Cnty Pens ion Pl an None M T Bu y 04/08/09 M16 Baldwin Pa rk CA Un i Schl D~st None L T Bu y 08 /10 /09 L

1 7 . CA St . Rev Ant icsNTS None O F B u y 09/29/09 O

i In e o r n c G a m C o d o s . A=$1,00I}orless B:$1.001-$2,500 C=$2,501-$5,000 D=$5,001-$15,000 E - $ 1 5 , 0 0 1 - $ 5 0 , 0 0 0 /( S ~ C o l u m n s C ) a n d D 3 ) N = $ 2 5 0 , 0 0 1 - $ 5 0 0 , ~ 0 0 = $ 5 0 0 , ~ 1 - $ l, ~ , O 0 0 P I ~ $ 1 . 0 0 0 , 0 0 1 - $ 5 , 0 ~ , 0 0 0 P 2 = $ 5 , ~ 0 , ~ 1 - $ 2 5 ,~ , 0 0 0P 3 $ 2 5 . 0 ~ . 0 0 1 - $ 5 0 , 0 ~ ,~ 0 P ~ = M o r e ~ a n3 Value Me~ Codes Q = A p p r a ~ l R = C o s t ( R e a l E s ~ t e O n l y ) S = A g ~ s sm e n l T = C a s h M a r k e t( ~ e C o l u m n C 2 ) U = B o o k V a t u c V ~cr $ ~ = E s u m a t e d


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FINANCIAL DISCLOSURE REPO RT S , m e o ~ e ~ o n S ~ p o . i ~ g ~ a t ~ o ~ S ~ p o .Page 5 of 1 6 wi|5o., Stephen V . 0 6 / 2 8 / 2 0 1 0

VII . INVESTM ENTS and TRUSTS-i,,~o,,,e,~] N O N E (No reportable income, assets , or t ransact ions .)

A. B . C . D.D e s c r i p h o n o f A s s e t s I n c o m e d u r i n g G ~ o s s v a l u e a t e n d T r d n s a c t l o n s d u n n g m p o r h n g p e r i o d(including r~ust assets) r e p o ~ . m g p e ~ r i o d o f r e p o r h n g p e r i o d

(~)P l a c e " ( X ) " f r o m a f ~ e r e a C h d i s c l o s u r e aS s e t Amountcode 1y p e ( e . g . , Value | Value T y I ~ ( e . g ., I)a~e | ValueII Gain r I d e n t i ty o fe x e m p t p r i o r d i v . , r e n ~ , Code 2 | Method buy, sell, mm/dd/yy Code 2 [ Code I I buyer/seller(A-H) orint.) (J-P) l Code3" r e d e m p t i o n ) ! !~ (J-P) I (A-I-r) i (ifpnvate( Q -W ) i x t r a n s a c t i o n )

1 8 . BR OK E R AG E AC C T # 2

1 9 . MSSB MM Funds N o n e N " r20 . Fed Natl Mtg. Asset None M T21. FHLIMC None N T Redeemed 12/15/09 L~ p a r t )2 2 . FHL Mtg Corp None Redeemed 04/15/09 N23 . GN MA None M T B u y 12/16/09 M2 4 . B R O K E R A G E A C C T # 3

25 . IRA - Char te r P r ime MM Fund None PI T26 . F H L B None Redeemed 02119/09 PI27 . Fed Farm C. BK None PI T Bu y 0 2 1 1 9 / 0 9 PI28 " " None Redeemed 05/9/09 P I29 . CN1 Govt MM Nune L T30 . Lehman Bro s CD None Redeemed 04/02/09 L31 . Wash Tr Bk CD None Redeemed 05/20/09 L32 Banke r s T r C D None Redeemed 05/29/09 L33 . Goldman Sachs CD None Redeemed 05/05/09 M34 . NCB Svgs [:lk CD None Redeem ed 05/05/09 M

I , l nc om~ Ga in Code s"

(Se e Columns C I a nd D3P 3 N ~ $ 2 5 0 . 0 0 1 = $ 2 5 , 0 0 0 ,0 0 1 - $ 5 0 0 , 0 0 0 . $ 5 0 , 0 0 6 , 0 0 0

O =$50~,0OI - $1,009.0111") p4PI =$1,00{}.001=More than $50.000,000" $5.000,000lY2 =$5.000,001 - $75.000.000

{Se e Co lu m n C2 ) k l = B o ok V M u V = Olher W =E~um~ted


6/16

Name of Person Report ing I~ate o f ReportINANCIALDISCLOSUREREPORT[ Wilson, Stephen V.age 6 of 1 6 o 6 / 2 8 n 0 1 o

V I I . I N V E S T M E N T S a n d T R U S T S - ~ . ~ o . , ~ , ~alue, transavdons (lnclude~ ,h, , be of spouse a nd d,pendent children; $ee pp. 34-60 of flllng inslructio.s.)NONE ~o reportable income, assets, or transactions.)

D~cnpuon of Assets l I n c o m e d u r i n g Gross va l ue a t end [ T~s a cuons dunng r e p~ng ~nod(including tms~ asse~) ~ ~po~ing peri~ of repoaingP[a~ "(X)" after ~ch asset ~mo~ t [ Type ( e . g . , Value I Value

35 . First Me~h~ts Bk CD N o n e I Redeemed 06/19/09 M36 . Bank Amer NA CD N o n e I R~cem~ 0 3 / 3 1 / ~ M3 7 . Midwes~Bk & Tr CD None I R ed eem ed 0 6/3 0/0 9 M3 8 . Branch Bkg &TrCD N o n e R~med 07/22/09 K39 CA S T B o n d s None M T B u y 03/26/09 M40 . Ally Bk Midva le U tah CD None M T B u y 08/12/09 M41 Bank Am erica Char NC CD None M T B u y 08/12/09 M42 . Stm~d~rd Bk & T r Co IL CD None ! M T B uy 08/12/09 M43 . Midf i rs t BkOk laCity CD None M T B u y 08/05/09 M44 . CA SI GO Bonds None L T B u y 10/08/09 L45 . BR OK E R AG E AC C T # 4

46 . CA ST RFDG N o n e L T47 . C A ST V a r P u rp None L T48 CA ST RFDG None L T49 . C A ST V a r P u rp None M T50 . F H L B None R edeemed 02/12/09 M5 t. F H L MC None Redeemed 02/25/09 M

Inc ome G, l in Code s A -$1 ,000 o r le ss B ~$1 ,001 - $2 ,5 00 C =$2 ,501 - $5 ,000 D -$5 ,001 - $15 ,000 E =$15 ,001 - $50 ,000( S e e C o l u m n s B I a n d D4) F ~ $ 5 0 , 0 0 1 - $ 1 0 0 , 0 0 0 G = $ 1 0 0 , 0 0 1 - $ 1 , 0 0 0 , 0 0 0 H 1 = $ 1 , 0 0 0 , 0 0 1 - $ 5 , ~ O 0 , 0 0 0 H 2 = M o r e i f , a n( S e e C o l um n s C I m ) d D 3 ) N = $ 2 5 0 ,0 0 1 - $ 5 0 0 ,0 0 0 O = $ 5 0 0 , 0 0 1 - $ ] .0 0 0 , 0 0 0 P I = $ | , 0 0 0 ,0 0 1 - $ 5 ,0 0 0 ,0 0 0 P 2 = $ 5 , 0 0 0 , 0 0 1 - $ 2 5 , 0 0 0 , 0 0 0P 3 = $ 2 5 ,0 0 0 ,0 0 t ~ $ 5 0 ,0 0 0 ,0 0 0 P 4 = M o re th a n S S 0 ,0 0 O ,0 0 0


7/16

Name of Person Reporting Date of ReportINANCIAL D ISC L OSU R E R E P OR T[ Wilson, Stephen V.age 7 o f 1 6 0 6 / 2 8 / 2 0 1 0

VII. INVESTMENTS and TRUSTS - u ,~o,~, ~,, ...... , ~ o ~ a . ~ a ~ , ~ o ~N O N E (No repo~able income, assets, or ~ansactwns.)

A B C. DD e s c r i p t i o n o f A s s e t s I n .m e d ~ n g Gro~ value at end T~nsac0ons du~ng ~po~lng ~dod( including t~st a~ts) repof f~ng per~ of repor t ing p~Place" (X)"af ier~cha~ t A m o u n q T y ~ ( e g , Value ~ Value Type(eg., ]Date I Value [Ga~ I d~ t i~o fexempt f rom pfor disclom~ C~e 11 d ..... en L C~e 2I Meth~ buy, ~II, { mm /dW, I Code 2 [C~e 1[ buyeff~ller

,A-H)] or,m.)(J-P)] C~e3 r e d e m p t i o n ) ] [ (J-P) I (A-H)[ 0fpfivate............................................... _ . j _ ...........L _ . _ . t ...................

52 C A ST None R~eem~ 06/~/09~ L53 . CA S~ .... None L T5 4 . C A GO None L T B u y 01/07/091 L5 5 . CA ST Econom ic R. ec Se r None M T B u y 0 4 1 0 3 / 0 9 M5 6 . CA St Vat Purp None K T Bu y 1 0 8 / 1 9 / 0 9 K57 . CA St Antic None M T B u y 109/29/09 M58 RMA Fund Inc None K T K * see explanat ion59 BROKERAGE ACCI" #560. CA S T GO None N T61 BS Fe d Fund None M T62 State of CA None M T63 . Pue r t o Rtco Comwl th None L T64 . Fed Hm L oan Bk None Redeemed 01/23/09 M

I 6 5 . G E M oney Bk C D None Redeemed 12/18/09 L66. Viking Bk Sea t t l e WA None M T B uy 0 I/2fi/09 IV l67 ........ None Redeemed 12/30/09 M

68. Bank Ba roda NY None J T B u y 03/11/09 J

lnc ora e Gu m Co de s. A = $1 ,000 or le ss B = $1 ,001 - $2 ,5 00 C =$2 ,501 - $5 ,000 D = $5 ,001 - $15 .000 E =$15 ,001 - $50 .000V a lu e Co ~ le s J = $15 !h~ o r le ss K -$15 .001 - $50 ,000 L :$50,00] - $100.000 M =$t00 .001 - $250 ,000(S ~e Co lu rc u~ s C| an d D 3) N ~$ 25 0,0 01 - $5 00,0 00 O =$ 500 ,~ 1 - ~ 1 ,00 0.0 00 P I = $1 ,0 00 ,00 1 - $5 ,000 ,0 00 P~2 =$5 ,000,001 - $25,000.000

( S e e C o l u m n C 2 ) U - t l o o k V a l u e V =Olher W =Estlnta ted


8/16

FINANCIAL DISCLOSURE REPORT l Name of Person Reporting Date of Repsr~Page 8 of 1 6 ] W i l s o n , Stephen V. 0 6 / 2 8 / 2 0 1 0

N O N E (No reportable income, assets , or t ransact ions .)A. B. C. D

~scfipt~on of A~etr Incom~ cluing Gross(including tn~st assets) re~ing p~od of r~o~mg

Placg "(X)" after mob as~t Amount / Type (c,g., Value] Value Type (~.g.. [ Date ] Value Gain ] identity of(A-H) ~ o r i n t . )

....................~ ~ t~ns~tion)69. CA St Roy Antics CS NTS None J T B u y 09/24/09 J

7 0 . BR OKh R A G E A C ~ #6

71. C~nt~nnial CA - name changed to AGE Bk None J TSept .087 2 . CA S T RF D G Non~ L T7 3 . CA STVar Pu~ N o n e M T7 4 . CA ST Vat Pu~ None M T7 5 . CA ST Fd i~ None L T76. Oakland CA Ser Non~ K T77 . CA ST N o n e " R~eem~ 08/03/09 K78. Pasadena CA USD None Redeemed 1 1 1 0 2 / 0 9 K

79 CA Share None Redeemed 02/03/09 L80. Central CA JT N o n e . K T

81 Fcd l I lm Ln Bk None K T82 US T r eas None K T83 . C A ST None L T84 CA S T Va t Pu r p None K

85 . Fremont CA CTF None K T

I In c o m ~ Gu m Co d $: A = $1 ,000 or ie ss B = $L001 - $2 .5 00 C = $2 ,5 01 - $5 ,000 D =$5 ,001 - $~5 ,000(S ee C o lumns B ] and 1 )4 ) F = $ 50 .00 [ - $ 100 ,000 G =$ 10 0 , ~0 1 - $1 .~0 , ~0 } { I ~$ 1,0~,~ I - $L~),000 H2 =M~e Ihan $5,0~ ,000(Sc ~ Cola nms C I ~nd D3) N =$ 2 5 0 , ~ 1 - $ 5 00 . 000 O =$5~ .001 - $1 ,000,000 PI =$ t,O~,001 - $5,~,~0 P2 =$5,0~,001 - $25.0~,~0

13 =$25 ,0~ ,~)1 - $~0,000,000 P4 ~Mo~ tMn $50,000,~(~c Colu~ (~) U = B o o k V a l u e V ~cr W~Estuna~


9/16

FINANCIAL DISCLOSURE REPORT NameofPer~onReporti .g I }a~eofI~,portPage 9 o f 16 Wilson, S tephen V. 06/28/2010

NONE (No repo~able income, assets, or tra~actiot~.)A. B. C D.D e s c f i p t m n o f A s s e t s ln~m dunng Gross value at ~d T~nsacfions dunng t ~mng pc~od( including t rust a~s) ~ p o ~ n g ~ r i ~ o f r e~ amg ~hod

xcmpt~omprlordi~losur C o d o lI d,v,rem. C ~ 2 buy,~ l l , Imm/a~. lco~:~ lc~


10/16

I a m e o f P e r s on R e p o r t i n gFINANCIAL DISCLOSURE REPOR T] W i ls o n , S t e p h e n V .

I ~ , a ~ e o f R e p o r tPage 1 0 of l 6 0 6 / 2 8 / 2 0 ~ 0

V I I . I N V E S T M E N T S a n d T R U S T S - Z . c o ~ .e . , oz ~ . . , ,u . .~ c , ~ o . , a . a ~ d e . , , h o s e o / s .o ~ . e . .a ~ r . . ~ . ~ e h ~ Z a ~ . , , ; ~ , , p ~ ~ - ~ o of filing insouciant)N O N E (No reportable income, ~sets, or transactions0

A. B. C.D~pt~on drafts in~m~ dur ing G~ va lue a t end T~usact~ons duNng re~ing permd0neludmg tm~ a~sem) [ ~ing p~ of r~o~mg periodPlace "(X)" after each a~t Amount [ Type (e.g., Value [ Value T y p e ( e . g ., ~ ~ ~ate Value Gain ldenti~ ofexempt~mpfiordisclosure Cdelt div.,rent, C~e2 ! Method buy, sell, imm/Od/~[C~2 /C~elI buyer/seller

(Q-~ ~ ~ a n s a c t t o n )1 0 3 . CA S T UN RE F B a l - Re f None K T B u y 08/19/09 K104. CA ST Water Res Dev-Ser None K T B u y 08/24/09 K

1 0 5 . CA ST Rev Ant te NTS None L T B u y 09/24109 L1 0 6 . LA CA MTA None L T *see explanation1 0 7 . " . . . . None Redeemed 11/06/08 L *see explanation1 0 8 CA S T RF D G None K T Bu y 12/02/09 K1 0 9 . BROK ERAGE ACCq" #7

1 1 0 . C~tibaok Bk Dep Program None K TI I I Fed Natl Mtg Assn Debs None Redeemed 05/15/09 L1 1 2 CA SF None L T1 1 3 . C A ST V a r P u rp None K T1 1 4 . C A C T V a t P u rp None K T1 1 5 . CA S T Va t Pu r p None L T1 1 6 . CA S T None M T

1 7 . C A ST V a r P u rp None O T1 1 8 . CA S T None M T

1 9 . C A ST V a r P u rp None M T Bu y 01/08/09 M

A ~$ 1,000 or le ss B = $ 1 ,001 - $2 .5 00 C =$2,501 - $5,1X10 D =$ 5,001 - $15,000 E =$15 ,001 - $50 ,000V a l u ~ C o d e s J =$15 ,000 o t l e ss K =$15 .001 - $ 50,PA~ L =$50,001 - $100,000 M =$100 .001 - $250 ,000I S e e C o l u m n s C I a n d D 3 ) p 3 N - $ 2 5 0 . 0 ~ 1 = $ 2 5 , 0 0 0 , 0 0 1 - $ 5 0 0 , 0 0 0 . $ 5 0 . 0 0 0 , 0 0 0 O =$500,001 - $ I ,~)0 ,000 p4P 1 =More =$ I 000,00thanl ~50" $ 5.000.01Kt000.0002 = $5 .000 ,001 - $25 .000 .000Value Method Codes Q = App ra isa l R = Cost (Rea l E~tate On ly ) S = Assessm en t T =Ca sh Ma rke t(St .c Co~uron C2) U = B o o k V a l u e V -Othe r W =Estimated


11/16

N a m e o f P e r s o n R e p o r t in gF I N A N C I A L D I S C L O S U R E R E P O R T [ Wilson, Stephen V. Date ntPage 1 1 of 16 o 6 / 2 8 n O l OVII. INVESTMENTS and TRUSTS - . , o , ~ ~ t ~ , , . . . . . . a o , s a . a .d ~ , h o s ~ o f ~ o ~ ~ . d ~ . a ~ , ~ U a ~ ; ~ ~ p . ~ 4 - 6 0 ~ f ~ U . ~~ NONE ~o reportable income, ~sets, or tra~actiot~.)................ Z- ....... ~ . " ...... c~ - D .......D~cfipnon of Ass~ [n~mc dunng Gro~ value at end Transac t ions dunng ~m g p~od( i n c l u d i n g t n ~ s t a s s e t s ) r ~po~mg pen~ of reporting ~nod

P]a~ "(X)" after ~ch asset A m o u n t T~(~ g., Value ] Value T~ ( e .g ., ] Date ~ Value Gain ~ ] d e n t ,t y o fexempt eom prior disclo~re [ C~e 1 div. rein, C o d e 2 I Meth~ b u y , ~ 1 1 , [ m~ d ~ . [ Co d e 2 C~ 1 [ buy~tsller~H ) o r m r . ) ( J -P ) C o d e 3 r e d e m p t i o n ) [ , (J-P) (A-H) [ 0 f p r i v a t et ( Q - W )................................... ~._~ ~ ............. ~ ..........: ] ~0 . CA S T R ~V A NT I C None M T Buy 0 9 /24/0 9 M

1 2 I . CA S T Rf fV A NT I C None M T Bn y 09/24/09 M1 2 2 . BROKERAG~ AC~ ~

1 2 3 . ML Shoo Term Globa l Income Black Rock None L TIRRA124 . NY ST P w r Au t h R ev G en P u rp R None K T! 2 5 . Mu t u a l F u n d - Mu n i l n v T r u s t None M T126 . Mutual Fund - NUV NY Select None R ed eem ed 0 7/09 /09 M127 . C A ST None J T128 . C A ST None L T1 2 9 . CA S T None L T

1 3 0 . CA S T None K T1 3 1 . LA CA None K T1 3 2 . CA ST None K T1 3 3 . ML B an k U S A RA S P CMA F u n d None N T1 3 4 , Capmark Ban k Mtdva le CD None L T Bu y 04/30/09 L1 3 5 . Sal l ie Mac Bank , M. Utah None L T Bu y ! 04t30/09 L1 3 6 . CA ST Rev Ant ic NTS None M T B u y 09/24/09 M

(S ee Co lu e, n~ s B I a nd D4 ) F -$ 50 ,0 01 - $ 10 0, 0~ 0 G -$1 00,00 1 - $1 .0 ~0 ,00 0 H I =$1 ,00 0.00 1 - $5 ,0 00 .0 00 H2 =More than $5,000.0002 Value Codes J -$15.000 or less K = $ 1 5 , 0 0 1 - $ 5 0 , 0 0 0 L = $ 5 0 , 0 0 1 - $ 1 0 0 .0 0 0 M = ~ 1 0 ~ , 0 0 1 - $ 2 5 0 ,0 0 0( Sc Co hm m s C I a nd D3 ) N -$ 25 0, 00 1 - $5 09 ,0 ~] O = $ 5 0 ~ , 0 0 1 - $ 1 . 0 0 0 . 0 0 0 PI =$1,000,001 - $5,000,000 P 2 = $ 5 , 0 0 0 . 0 0 1 - $ 2 5 ,0 0 0 , 0 0 0P 3 "$25,000,001 - $50,000,000 P 4 = M o r e th a n $ 5 0 , 0 0 0 , 0 0 ( I3 Value Method Codes Q ~ A p p r a ~ sa l R =Cost (Real Estate Only] S =Assessment T =Cash Market(See ......ohttrm C2~ U =Book Value V -~3thcr - -_ W -_~tma,_~l_


12/16

FINANCIAL DISCLOSURE N a m e ~ f P e r s on R e p o r t in g D a t e o f R e p o r tREPORT[ Wilson , S tephen V. 06/28120 l0a g e 12 of 16

V I I . I N V E S T M E N T S a n d T R U S T S -~,,co,,, , , v a ~ , , r , ~ s a c a o . s a n a l . d e s , h o ~ o / ~ o ~ ~ dependent children; see p ~ 3 4 - 6 0 ,offillng ~grucfion~)~ NONE (No reportable income, assets, or transactions.).................... ~ ............. ~. c . ] ~. "D~@tion of A~els Income during Gro~ value ~ end

~ T mn sacn o n s d u r i n g ~ n g p( includ ing ~s t ~ ~ ) r~po~ng p~n~ of repo~ing ~r iodP~a~"~"aaer~cha~t ~mountI T~e(eg, [ Value [ Value ~ T~(e.g, Dale [Value[Gain , lden~ofox~mpt~ompnotdi~losur~ Code. l [ d iv . , rem , I C~e2 ] Method b u y . s e l l , m~d~./C~e2/C~el ; b u y e r / s e l l e r(A-~ [ or in,.) [ (J-P) / C~e 3 ~emption) [ (J-P) [ (A-~ [ (ifp~ato

.............................................. [ ..... [ ...................... .J_ .............1 3 7 . BROKERAGE AC~ #9

1 3 8 . CW Genl Gov! Mny Mk t CIB None J f1 3 9 . C A S~ GO None Redeemed 10/01/09 L1 4 0 . C A ST None Redeemed 02/02/09 K1 4 1 . C A ST E conomi c None N T1 ~ . C A ST None L Z B u y 02/11/09 L1 4 3 . C A ST R EV None N T B u y 09/01/09 N1 4 4 . B RO KE RA GE A CCT # 1 01 4 5 . . M M F u n d s - R B C None K T1 4 6 . E Trade CD None Redeemed 1 1 1 6 / 0 9 L

1 4 7 . G M A C B K C D None Redeemed 1/16/09 L1 4 8 . Park Ste r l ing Bk CD None Redeemed 03/03/08 M *see explanation1 4 9 . Ster l ings Savgs Bk CD None Redeemed 01/16/09 L1 5 0 . Wash M~tua l Bk CD None Redeemed 103/03/08 L *see explanation1 5 1 . Nor thpo in t Bk CD None Redeemed 01/16/09 L1 5 2 C a p O n e B k C D None Redeemed 01/I6/09 L

~ 1 5 3 . Sta te of CA GO None L "1"

( S e e C o l u m s B I a n d ~ ) F = $ 5 0 , ~ I - $ 1 0 0 , 0 ~ G = $ 1 0 0 , ~ I - $ 1 , 1 ~ , 0 ~ H I = $ l , ~ 0 . 0 0 1 - $ 5 . ~ 0 , ~ H 2 ~ M o r e th a nP 3 ~ $ 2 5 , 0 ~ , ~ 1 - $ 5 0 . ~ 0 ,~ 0 P 4 = M o r e th a n $ 5 0 . ~ , 0 ~3 Value Me~ Cod~ Q = A p p a r el R = C ~ I ~ e a l E ~ m = e O n l y ) S = A s ~ s s m e a = T = C a s h M a r k et( ~ e C o l u m n ( 2 ) I I = f i o o k V a l u e V - O t h e r W = E s t im a t e d


13/16

FINANCIAL DISCLOSURE REPO RT N . m e o f e e ~ 0 n a e p o r . . g m t ~ o r U e p o r tPage 1 3 of 1 6 w n s o n , S t e p h e n V , 0 6 / 2 8 / 2 0 1 0

V I I . I N V E S T M E N T S a n d T R U S T S - ~.~om~, ~, 1,~ . . . . ao.a (Includes those of spo. ~e and dep~dent chl/dte.; seepp. ~4-60NONE ~o reportable income, ~sets, or transactions..)

A. B. C. _~JD.D~npBon of As~ts In ,me du r i ng Gro~ valu~ at end T~n~cfions during reposing period(including trust a~ets) ~ing ~iod of reposing period

Pla~ "(X)" afler each asset A m o u nq T~{eg. Value ] Value] ly~(eg. Date / Valuv [ Gainvx~pt ~om prior d)~losure C~e I] d iv . , r ent . C(~ 2 M c th o d buy, sell. m~d~I Code 2 I Cod( A - H ) _ [

or.at.) , J - P ) Cod. 3 r ~ d e m p , m n )__Lo-P)

{A-H) ~ {if pdvstv.......................... k {?-Y) ........... ....1 ~ 4 8tal~ of CA GO No~e L T1 5 5 , Stale o f CA GO None L T15 6 C A ST GO None K T1 5 7 . CA ST Rev Ant ics NTS None O T B u y 09124/09 01 5 8 . B RO KE RA GE A CCT #1 11 5 9 Pennsy lvan i a ST None M T Redeemed 07!10/09 M *see exp lanat ion(parO160 I rT Corp None K T1 6 1 , Genl Mtr s None K Tt62. FT Enhance Eqty None J T1 6 3 . FNM A M TN Bond None Redeemed ,04119/09 K1 6 4 . TVA Elect rnts None Redeemed 03II9/091 K1 6 5 , General None K T B u y 03120/09 K1 6 6 . go . CA None K T B u y 08/03/09 K1 6 7 . B RO KE RA GE A CCT #1 21 6 8 . Wachovi a MM Fund - I nv Cash T r T reasu ry None N T1 6 9 . CA S T RF D G None I, T1 7 0 US Treas Nts None M T

P3 ~$25,~0.~I - ~0,~O.000 P4 =More Ihan $50,~),000C o l u m n C 2 ) U =B~k Value V =~her W =Eshmaled


14/16

FINANCIAL DISCLOSURE REPORT [ N l ~ m e ol Pe r son Repor t i ng Dat e of l~eport Page 14 of [ 6 I[ Wilson, Stephen V. 0 6 / 2 8 / 2 0 1 0

V I I . I N V E S T M E N T S a n d T R U S T S - lneo.e, ~t.e, t . o ~ , a ~ , i o n , O n a o ~ e s t h o ~ o / ~ o ~ . ~ . ~ d ep en d en t ch i ld ren ; s ee p p . 3 4 - 6 0 of filing tnstructlona)~ NONE (No reportable income, ~sets, or transactions.)

. . . . . . . . . . . . . . . ~ . . . . . . . . . . . . . . . . . s . - ....~ . . . . . . . D .D e s c r i p t i o n o f A s ~ [ s In~m~ dunng G r o ~ v a l u e a t e n d T~nsactioas during reining pedal( i n c l u d i n g t m ~ ~ s ~t s ) [ reporting p~ o f r e i n i n g p e r i o d

, (A-H) ~ orint) (J-P) ~ Code3 redemptlon) [ ~ (J-P) ] (A-H) I 0fpfivam: ........ .......171. CA ST ~on~ L T

172 . Top Ships Inc None K T173. Fed Natl Assn None Redeemed 07/13/09 N1 7 4 .

Income Gain Co,dos: A =$1,000 or less B = $1 ,001 - $2 .5 00 C = $2 ,5 01 - $5 ,000 D =$5 ,001 .1 :15 .000 E =$15 ,0OI - $5 0 .000(See Co lmnns BI and t )4 ) F =$50 ,001 - $100 ,000 G = $1 00 ,0 01 - $ 1,0 00 ,0 00 H 1 = $l ,0 00 ,0 fl l - $ 5,0 00 ,0 00 1-t2 =More than $5 ,000,000V a l u e C o d e s J =$15 ,000 or I~ s K :$ !5 ,001 - $50,000 L =$50.001 - 1:100,000 M =$ 1 00 , 001 - $ 2 5 0 . 0~(Se e Column~ , C l a nd D3) N =1:250.001 - $500,000 O ~$500,001 - $ 1.000,000 P I =$ 1,000,001 - 1:5,000,000 P2 =1: :5,000,001 - $25 ,000,000P3 =$25,000,001 - 1:50.000.000 P4 =More than 1:50,0(10,000Va lue Me thod Cod,~ Q = App ra i sa l R =Cost (Real Esla le Only) S = Assessmen t T =Ca sh Ma rke t( S e e C o l u m n C 2 ) U = B o o k V a l u e V ~Oth~ r W =Estlmaled


15/16

FINANCIALDISCLOSURE I~ a m e o f P e r s o n R e p o r t in g D a t e o f I ~ e p o r tREPORT] W ilson, Stephen V. 06~28/2010

age 15 of 16V I I I . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . ~1,~ic~,epa,to~fses~o,~s

Page 7 - L ine 5 8: RMA: Should have been on pr iv ious repo r t sPage 9 - Line 86: CA ST: This was on the 2 00? Report and should have been l isted onthe 2008 R~portPage 9 - L ine 100: ABC CA Unified Th~s should have been on last years report .Pag~ 9 - Line I 01 : CA ST: This should have been on last years roportPag e IO - L in e 1 0 6 & 1 0 7 : LA CAMTA: Thi sshou ld have ben on2008 repor t (pu rchased i n 2 007, redeemed 2008)P age 12 o L i ne 14 8 : Pa rk S t e r l i ng Bk CD Thi s was p~chased i n 2008 and redeeemed i n 2008Pag~ 12 - Line 149 : Wash Mutua l Bk CD" Th is was purchacd on I /9 /08 and redeemed 3 / 310gPage 13 --Line15 9: Pennsylvania -- Colum n C(1) should b~ M on last years report


16/16

FINANCIAL DISCLOSURE REPO RT N a m e o f P e r a on R e p o r t i n g ] DatofReportPage 1 6 Of 1 6 Wilson, Stephen V.

[06/28~010

IX. CERTIFICATION.1 ce r t i fy tha t a ll i nformat ion given above ( inc luding Inform at ion pe r t a in ing to my spou se a~]d minor or d ependen t ch i ldren , i f any) i saccu ra te , t r ue , and com plete to the bes t o f my know ledge and bel ief , and that any in fo rmat ion no t r epo r ted was w i thheld because i t met app l icab le s ta tu to ryp rov is ions permWdng non-d isc losu re .I f u r ther cer t if y that earned income f rom o u ts ide employm ent and honorar ia and the accep tance o f g i f t s which have been r epor ted ar e incom pl iance wi th the prov i s ions of 5 U .S.C . app. 501 e t . s eq. , 5 U.S.C . 7353 , and Ju dic i a l Confe rence regu la t ions .

N O T E : A N Y IN D IVID UA L W H O K N O W IN GL Y A N D W IL F [ ILL Y F A I ,S IF IES O R F A IL S T O F IL E T l t lS RE PO RT M A Y B E S UB JE CT T O CIVILAND CRIMINAL SANCTIONS (5 U.S .C. app . 104)

FILING INSTRUCTIONSMai ! s igned o r i g i na l and 3 add i t iona l cop i e s t o :

Com mi t t ee on F inanc i a l D is c los u r eAdm inis t ra t ive Off ice of the Un i ted S ta tes Cou r tsSu i t e 2 -301One Co lum bus C i rc le , N.E .Wash ing ton , D .C. 205 44

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Stephen V Wilson Financial Disclosure Report for 2009