Stephen G Breyer Financial Disclosure Report for 2009

8/3/2019 Stephen G Breyer Financial Disclosure Report for 2009

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ao 1o FINA NCIA I. DISCI,()SURE REPORT in Government Act q[ 1978FOR CALENDAR YEAR 2009[ 1. P e r s o n R c p ~ r l i n g I l a s ~ m m ~ e . f i r s t , r m d d l c i n ~ l i a D 2. Court or Organizat ion 3 . D a l e o f R e p o r l

B R E Y E R . S F F . .P I I E N G . U.S . S [ IpR F .M E CO U RT 0 5 1 1 5 1 2 0 14. Ti t l e i~ . t t ic te I I l judges in dica te ac t ive o r sen io r s l a tu~ : 5a . Re po r t Type ( c he c k a pp r o p r i a w . I ,~ 6. Rel~+rf ing I e r i~nlmag is t ra te j udges iml ica lc fu l l - I ,r pa rd- t im er

[~ N,mtimuion, D a m 0110112[.~J9ASSOC. JUSTICE S U P R E M E C O U R T [] hfitlal [] Annual ~ Final Io" 12!31/2~97. ~ham~ ~r O~ce A ddr~s 8. On the b*sks of th~ intomalion rot,laint~ h* this Re~ and anym~ ,d i f i c a l i o n g ~ a i n i n g t he r e l o , i t i s , i n my o p i n i o n , i n c o mp l i a n C eSUPRYME COURT OF UNII El) STATES with appli~ble laws and re~latim~.I FIRS] STREET.WASHINGTON. D C. 2 )54 Revie~g O~er ............. D al e

IMIOR TANT N OTE S: The instructions ox-compau),ing this form must be followed. (omp&te air parts,checMng the NONE box for each part where you have no reportable infi~rmation. Sign on last page.

I . P O S I T I O N S . , g , p o ~ i , x i , o d i ,. i a ~ o , t y : , ,e ~ p . ~ - ~ s of filing i n s ~ r a o n s . I~ N O N E (No reportable positions,)

P O S I T I O N N A M E O F Q R G A N IZ A T IO N /E N T I T YI. TRUSTEE (HONORARY) DANA-FARBER CANCER INS~TUTE

~.~. ~ ~32 . :.., ~- ~ q3. ~ ..4. V* ~ . . "~s . - " ;D t - ~7 - : ~

1 I . A ( _ ; R E E M E N I S . ~ u ~ . .. .. ~ i t , d i v i d u a l , m & .,,~ p p . I I 1 6 oJf!ling i n s t r u c t i o n s . J~ N O N E (No rctmrtatde aq, reemcnt~,)[ ) A I F ~ PA R T I E S A N D T E R M S

1.


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FI NANCI Al, DI SCLOSURE RE PORTPage 2 of 12

I ll . N O N - IN V E S T M E N T I N C O M E . ~,~,~~ individual andsp ...... ; . ~ e e p p . 1 7 - 2 4 o f f i li n g i n s t ~ c l i o n ~ . )A. Filers Non-Investment Income

N O N E (No reportable non-investment income. )

DATE SOURCE AND TYPE ~OME(D~urs, not~0 ~ $6,5~3 72I. . 0 R A N D O M I I O U S h . I N C . ; R O Y A I . I Y I N C O M E

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - tf you were married during any portion of the reporting year, complete this section.(Dollar amount ru~t required txcept for honoraria.)

- - -] N O N E I N o reportable non-investment income. )D A T E SOURCE AND TYPE

1 . 2 0 0 9 PSYCI !OI .OGY PRAC TI CE

2. 2009 D A N A - F A R B E R C A N C E R I N S T I T U T E - S A I .A R Y3

4.

I V . R E I M B U R S E M E N T S - -, ,a . .~ p o ~ , ,, ,- . todxing, f,,.d ..... n ........~ N O N E (N o ret,ortable reimburseme~tt.~. )

~ DATES I ~ O ( ? A T I O N PURPOSE ITEM~ pAID OR PROVIDEDI. IN T E R N A IIO N A I. FE B R U A R Y I-2 A S PE N IN S FIFIH I7 - PARTICIPANT IN I .O D G I N G & M E A L SA D V I S ( ) R Y B O A R D W Y E R I V E R R E I R E A I . I S R A E L D E M O C R A C Y

Q UE E N S /( )~ ~ , M D INSTITU 1 k (IDI) EVENT2 . A N N E N B E R G FE B R U A R Y 9 -13 P A I .M S P R I N G S . C A PARTICIPA~ IN TRANSPORTAIION, I.O~ING &~OUNDATION U N D E R S T A N D I N G T I l E M E A t . S( ?O N S q q T L ~ I O N E V E N ~3 . BI .UM CENI ER I !VENT APR IL 10 BEP, KELE Y, CA S P [ :. A K E R T O G R O U P M E A L S4. S TA NFO R I3 U NIV ER SIT Y A PR Il, 13 S T A N FO R D. C A JU DGE A T K IR K W O O D T R A N S P O R T A T IO N & M E A L S

M G N 0" I " C O U R T

5. BE RK F3 .E Y U NIV ER SIT Y A PR Il. 14 BE R K I~L E Y, CA J U D GE A T B E R K E L E Y T R A N S P O R T A T IO N & M E A L SB O A L T LA W M O O T


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FINANCIA L DISCLOSURE REPO RT ~ m ~ o f ~ e ~ . g ~ w ~ i ~ g I,~,,,,~l~,~Page 3 of 12 BREYER, STEPIIEN (; . I ) 5 / I 5 ; 2 ! ) 1 ( I

C O U R T

6 . U N I V E R S I T Y O F M A Y 1 5 - 1 (1 (?It lCAGO. IL SI IAKESI EAI(I : " [RANSI t )RTATI O N. [ ,O I ) (; I NG &Ct l ICAGO t , AW SCI tOO I . C O N F E R E N C E M E A L S7 ASPEN INSI-II t~TE JUNE 29 - JUL Y 5 ASPEN, CO PAR T IC IPANT ANI) TRANSII ~RTAI ION & ,M li ~t SS P E A K E R - A S PE NI D E A S F E S T I V A L8 [ : .L R OPE AN U NIV E R SIT Y SEt"I 15-16 I:I.ORI~N(L-. ITAI.Y PA RT IU IPA NI" IN "IR AN SI()R 1A TI~ )N . I.O L~.;IN (3 &IN S [III!TE ( _ O N F I I : R E N C E M EAl .S

9. YAI.I~ LAW S(IIO()I SKIq" 23 26 NEW I tAVEN. CI " YAI.E (.~LOBAI_ IRANS iP()RTA II(_)N. I ()I)GING &( . ON SI I I q_! l I ONA lo M I ~AI _ .SS E M I N A R1 0 . U NIV[:.R S IT Y O }: O CT 26-27 " I b C S O N , A R I Z O N A R E I I N Q I I I. ~ ; I " C L a N T | iR "1R.,\NSPO RT AII()N. I.(;I.~(.ilN(i &ARI ZONA S Y M P O S I U M M E A L S1 1. C A R D O Z O L A W S C [ I O O I . NOV 1 i-12 N E W Y O R K C I T Y. N Y FRANCO-AMI-.RI(TAN T R ANM ()R IA I IONN E T W O R K M E E T I NG12. G E R M A N M A R S I I A LL NOV 20-22 H A I . I FA X , N O V A ItAL1FAX TRA NSPOR TAT I ()N. I .ODGI NG &FU N D S CO T IA INT E R N AT IO N AL M liA L SS E C U R I T Y F O R U M


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F I N A N C I A L D I S C L O S U R E R E P O R T ~ ~ e o f I e r s o ~ , ~ e p o , , i n 1 I ~ ~ age 4 of 12 BREYER, S T E I I IE N G . 0 5 t l 5 1 2 0 1 0~ a , ~ , a , , ~ children." see p p . 2 8 - 3 1 o] fihng i m t r u c t i .. . . . . .

NONE (No rep,,rrabh gif!~ )SOURCE DESCRI PTI ON VAI . lie

1

2.3

4.

5.

V I . L I A B I L I T I E S . W , ~ , , d ~ ,h , , . ,, o~ .,~ .. .. . .. d depend ....h i l d . . . . . .. p p . 3 2 - 3 J +filing in~truoion~.)~ N O N E (No reportable liabilitie,~.)

CREI)ITOR I)ESCRIPTION VAI,I ~E CO DEI.

3 .4.

5.


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2 CIiNTOCOR CPR - RESI RI(TED tt~

3 . GE NZIM [ , C PR - RESTRICTED ,~. I n t c r e ~ , t J WSb., IITt t BAR NI-LY CITIGROU P IRAA C C O U N T :

[ 5 . C I T I B A N K N A B A N K D E P O S I T A I n t e r e s t L TPROGR a,M6 U .S ] R E A S t : R Y N O T E g l i b /1 3 P; [ n t e r e : . t K "l7. L L 5 . T R E A S U R Y N O T E g / 15 /0 9 B In te res t Matured

g U S . T R E A S U I ~ Y N O T E g / I 5; 10 tl In te res t K T

:~ L LtS TR EASU RY N()TE 2 /1 5/ I I A I n t e r e s tI 0 . IRA ACCO | ;NI-:

1 6 . TI A:~/CREF E Interest P1 T1 7 . T R U S T :


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|Nam~ of P~r~on RelmrOn~ I [)ate or ~po~P ag eFINANCIAL6 o f 1 2 D ISCLO SU RE R E P O R T [ B R E Y E R , S T E P H E N G. ~ 0 5 / 1 5 / 2 ( H 0

V I I . I N V E S T M E N T S a n d T R U S T S -- ~ . . . . . . . . . ,h,~., . . . . . . . , i , , , , H n H u d e , t h .... ,f ,? ........ t d,pendent rhildren; see PP. 34-60 of filing in,tructh,ns.)N O N E (Na rcportnbh~ inconw, as.~et.v, or tran.~action ~ )

e x e m p t lr , ~ m p r i o r d i s c l o s u r e ( . ( a l e I d i v . . r c n ~ [ - t ~ J c 2 M e l h t , d boy. ~11 I r ~ I I ~ , , d d / ) 3 (~e 2 (?~I b u ~ c r t s e l l e ~

1 9. CLAFLI N CAPHAI . . VI A I n t e r e s t l t: D~ st ribu tcd 0S /2 0/[N J Scc Par t VIII

2 0 . W I N D S O R F U N D A l)i~ idend J 12 1 . A I ~ O M A T I C D A T A P R O C E S S I N G 1N C B I)ividend LC O M M O N S T (~ S K2 2 . S I GM A A L D R IC t t CO R P . C O M M O N A Dividen d 1. "IST~K2 3 . s r A T F S T R E E T B A N K I M M A A Dividend Redccm~l 4 1 2 0 ~ 0 9 1. Sec Pan VI I I24 CIN~fAS CORP. COMMON STOCK A l )~x idend K T

2 5 S YS (O CO R P. C O M M O N S T O CK C Dividend M T2 6 . "vANGUAR D S&P 500 INDEX Ft~ND C I)ix idend M T2 7 . NOVARTIS AG SPONSORED ADR B D i v i d e n d L T

28 l E Mf r l IMF . INC - C OMM ON Sq O (_ K None S o l d ( ~ ! . f 0 3 / 0 9 .I2 9 . AHL[H) ANAI.YSIS INC - C()I"IM(_IN None J U311. AH"HE D ANAI . .YSI S I N(7 - PRE FERR ED N { m c J lJS I ~ 7 K3 1 . [; S . " [R E A S [ 1 R Y B I I . I_ - 5 i 1 5 1 ( ~ ? A I n t c r e M M r ~ l u r ed t}5/tS/09 K A3 2 . I S I IA R E S M S C I P A C E X - J A PA N I N D E X A l)iv~dcnd K TFD

3 3 [ S II A R E S M S C I E M E R G IN G M A R K E I S A Dividend K IIDX FD3 4 I S I IA R E S M S C I E A F E I N D E X F D A l)iv~dend K T


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F IN A N C IA L D ISC L O SU R E R E P O R T ~ . . .. rP .... n ~ o . , i . ~ t , J u o f R ~ p , , .Page 7 of 12 BREYER, STEPIIEN G. 05.1

VII. INV ESTM ENTS and T R U S T S --i ....... .~e, tr .......ons flndudes those of spouse and aepe,,dent thadren:~ N O N E (No rep~rtablc iucome, as~:ts, o~ transactions.)

A It . f. " I)

Place "{XY aJtc~ each as~;el Amoum I ~lX, (eg. V a l u e V a L u e FH~ (e g. Date

3 5. U.S. TREASURY BILl. - 8/1.5113

3 6 . U.S. TR EASU RY BII.L - 3 t15110 C Inlcrcst I. T

3 7 . VANGUARD I)tVIDENI) GROWTIt H D i v i d end I . TFUND -IV3 8 . VANGUARD MID CAP INDEX FUN[) -A A Di v i d c n d K T

3 9 . D O D G I :" & C O X I N T E R N A - I IO N A I . A Di v i d e n d L TSIOCK FUND40 . ROYCE LOW PRICED STOCK SERVICE A I . ) iv idend L TF U N D41 . ~ ) A K N I A R N I N " I I ~ R N A I I O N A I . F U N I I - I A Di v i d e n d L T

42 . FEDERATED US TREASURY CASIt RS\ A Di v i d e n d K T B u y 04/20109 1. See Part VIIIFI)-I43 I;S TRL:ASURY BII.L - 5/31/10 A In t e r e s t K T B u y 5!18 /07 K

44 . INTERSENSE INC. CLASS C N o n e J T l)istribmed 8 / 20 / 09 J Sc Pall VIIIPREFERRED SERIES C 1~ 1 5 . I N T I : I ~ .S I zN S I ~ I N ( . CI .A S S A Ntme J -[ Di s t r i b u t e d R!20/|I~l J See Ia!l V II I[q l l -.F l .R I4 1 i l) SER IES A 246 . INTI~RSENSL INC CI.ASS H. Nollt.- J T Di s t l i b u t e d ~,201()9 J Set: Palt VlllPRF_FERREI) SER.IIiS |;-I,1 7 O H tI!R ,-\ S S l : l S

48 . I IUBIIE!.I_ I N (. ( |. A S S B C O M M O N A t)ividend S ~ l d 4!13!(19 K DSq l~ ?K49 . WAI..MAI(I .SIORI-S INC. COMM()N A Di~ idcnd K q

50 TIA.A/CREF RETIREMENf AC(7OUN I A Di v i d e n d g T5 1 . S K - N - A NATIONAl. B A N K S A V I N GS A I n t e r e s t J TACCI


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F IN A N C IA L D ISC L O SU R E R E P O R T N ~ e o f e ~ . - . o . , R e ~ r t t . :Page g of 1 2 B m : ~ l~ , S T E P H E N G . 0 5 1 1 5 1 2 0

VII. I N V E S T M E N T S a n d T R U S T S -. i . . . . . . . . . t . . , , . . . . . . a , , , , ~ ( In H u d e s t h . . . . . q ,p ........d depend ....hiMren; see pp. 34-60 of filing instructi~ NONE (No income, transaction.~.)SSdIS,O~A B. C

t ~ l ) 12 ~ ~I ) (2 ~ ~I ) ~ 2 1 ~31 la}exempt h o m p r i o r d iq c lo r . u r C o J e I d iv , r ent . C,~de 2 M c I I ~ ~ J b,,y. gell. mn~ddQ~ Cede 2 C~lc 1

52 . PEARSON ORD. STOCK I D i v i d c~d ii i

53 I(E,",~FAI. t"ROI"ERTY - N F \ "I S W E S T N , . m e M W5 4 . L L O Y D S B A N K A Intercst C I 0 ~ . e d 5 / 2 0 / U 9 J5 5 . T O I A L F I N A S A S P O N S O R E I ) A I )R C Dividend I. T56 N O K I A C O R P . A DR C Dividend L ]- S o l d ! , V 9 1 1 ) 9 J D( p a r t ~

5 7 . L A N D I N CO N C O R D . M A None t. W

58 . LAND IN PLAINFIEL.D. Nil N o n e N W

5 9 . H E I N Z H J C O - C O M M O N S T O C K B Dividend K ]"60 . IBM - COMMON STOCK A Di . idcnc! Io T

61 . I,OWES COMPANIES INC - COMMON A Di v i d c n d K T S o l dSTOC K

62 P.,\CCAR IN(~ - COMMON ST(~K

63 QI.t[~ST DIA(JNOSTICS INC. (?()MMON A Di v i d e n d I. T go l d

f ~ 4 . 7NI3ED TECIIN()i.{ )(;lbS ( O ~ ~ B D~ i d c n d I 1COMMON~5 AMGEN INC COMMON S[OCK N o n e K T

66 . CISCO SYSTEMS INC - COMMON N o n e K T

6 7 . AIR PRODUC~S & CIIEMICAL INC B Di~idcnd I . TCOMMON

6 8 . SSGA MONEY MARKET FUNI) A D i v i de n d J T


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PageFINANCIAL9 o f 1 2 D I S C L O S U ~ R E P O R T I~mWER.STEPlIEN G. [

~ NON~ (No reFo+ fable im.omr, a ssets, or fran:actions.)A t]. C. D.

(A-It) o r m t . l t J .P) Q,~e 3 r ed em p t i on ] +J-P) (&t l+ ~t p r ivate

16 0 TEVA |II.kRMACIzU I ICAI. COMMON A Di v i d e n d S o l d 4i21:09 K DSTOCK70 NESTI.I~ SA - (OMMON 5;f(lCK ., X D i v M e n d K r

7 1. St:NCOR F.NFRGY INC -COMMON A D b , i d end K TS[ ( )C K7 2 . BlIP BII.TON LTD B Di v i d e n d I. T

C A M BR I D G E , M A ,1 0 f } % 0110112014 C lnteresl L T

74 . ItOPKINI"()N+ MA 41)0% 1)7/01/21111 C lmetv~l L T

7 5. SCI]UATE, MA 4.50:~ O0/15~{Ht C In t e r e s t L + T

7 6. S I I A R O N , M A 4 . 1 X ) % q / 15 1 2 0 13 C In t e r e s l L T

7 7 . KI,NG Plllt_ll" REG SCII(,ff;,I+ DISTRICT. C In t e r e s tM A 4.25t+ ,+ . 12/15/20127 8 . EMC CORP MASS - COMMCN STOCK N o n e

7 t ~ . :I::I.I_E$1EY MASSACIII!SEiIS C lnte~e,,,~ I. "f ; l - . .~ E l , t + \ I O IH . IG A T IO Ni ) 6 , ( ~ 1 / 2 0 1 2

~ ; O . JO!~NS()N (+(~NTR(H.S INC - COMMON A Di v i d e n d K rSIOtK,ql. ? g l ~ s .N C R ~ ) V ~ T R I ! S T I . IM I T E D D 1)~ idend M W

, ~ 2 . I:IRS~ C,M~.II~BEAN INIERNA ]IONA[ N ~m c J "ft I, . \NK - CI 1|SC KING~3 F;~ON VANCE (IR()Wt tl I:L;ND -A A I)i~idcnd K "[ Bu y : L 2 / 2 3 / ~ ) < ) J(addl)84 . EATON VANCE. I.ARGE CAP GROWTll N o n e M "1FUND - l~ 5 . EATON VANCE LARGE (;AP VALUE B DivMcnd M T Buy 3/10:09 ~Ft!gl). I (addl)


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FI NANCI AL DI SCI.OSURE REPOR T ~ .....r P . ~ , , . . , ~ r ~ r ~ i . ~

VII. INVESTMENTS and TRUSTS --i ......... ~ , , ~ . , .......,,.., fl..lude~ tho, e o/,p ......... dependen, ,hildren: ,ee pp. 34-60 of filing in,tructions.)~ NONE (No reportable ittcomc, assets, ot tr~zn.~actiotts.)

A. B. C D

exem?t f lor a p r i or d i sclosure C t M e I d~. . ~eut . ~ " t ~ l ~ 2 M ct h ~ l bu~. x~.ll, mudthl i33 C,~b: 2 Code I

g 6 . Bu} 6/9t09 J~ addl)

8~ B u y ! 2 1 3 0 1 ( ~ J(addl)

89 . EAI (IN VANCE TAX M SIC N o n e K T

~ X ) . E A T O N V A N C E I N T E R N A T I O N A L A Dividend J T l i r a 3 , 1 2 / 3 W D 9 JEQUITY-I (addl}9 1


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F IN A N C IA l , D ISC L O SU R E R E P O R T N an,eofPcrso n R cp~ ,rting I)at fR ~l~rtPage 11 of 12 IIREYER, SIF.PIII~N {;.

VII1 . A D D IT IO N A L IN F O R M A T IO N O R E X P L A N A T IO N S.

Till: REPORT \VAS PRE!ARED BY:IAiON M. REIMER & CO . P.C

Pa:a VII: I . inc I q ~ t r~d lanes 44-46: On 8120/{Y0. Cla l l in Capi t a l VI d~s t r ibu tcd prefe r red ~harcs t~ t h~ t~r~cnsc Inc . t t~ ~ ts pa l l t~c tsP z ~ 1 1: L i n e 2 3 a n ~ L i n e 4 2 : Du r i n g 2 [~ 1~) available cash funds were switched from bcing invested i~ State glreel Ilank Insur~(t ~c~nc3 Market Att~t~ld Io theFederated LtS Trcasur3 Cash Reserve Fund 1.


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I c e r t ify lha t a l l i n f o rmat i on g ivcu abm e ( i nc lud i J~g i nf ormat i~n p e r t a i n i ng t~ my spou se and m imw o r de lmndeut chi ld ren, i f any) i saccur a t e , I r ue , and cum ple t e t o the I~ .w. l of h i ) kuo~ ledge a nd be l i e [ , and tha t an y i nf i~ rmal i on n o t r e p~- lcd was wi thhe ld bec ause i t r e e l app l i c ab le s ta t u t o ryp rov i s i ons pe rnf i t t i ng uon-d i sc lusure .I f u r ther c e r t i fy tha t e a rned i nc~me f r~m ~ut_ s ide employment an d hono ra r i a an d the accep t ance of g i f t s which have been repor t ed a re i ncompl i an ce wi th the p rov i s i ons of S [ ; ,S .C . app . S01 e t . seq. . 5 L I .S .C . 73 53, and Jud ic i a l (7ou fe rence regu la t i ons .

S i g n a t u r e _

N O T E : A N Y I N D I V I D U A L W l t O K N O W I N G LY A N D W H , I "I ! LL Y F A I ,S I F IE S ~ ,)AN[) CRIMINAL SAN CTIO NS {5 U~g.C . app . 104)

F IL I N G I N S T R U C T I O N SMail signed original and 3 additional copies

Committee on Financial DisclosureAdministrative Oll]ce of the Uniled States Ct)tlllSSuiie 2-301()he (~llumbus (irclc, N.E.Washingion, D.C. 205~

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Stephen G Breyer Financial Disclosure Report for 2009