Study E Waste Assessment Report Lesotho

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    MINISTRY OF TOURISM,

    ENVIRONMENT AND

    CULTURE

    DEPARTMENT OF

    ENVIRONMENT

    The Afr ica I nstitute for the envir onmentally sound management of hazardous and other waste

    E-WASTE ASSESSMENT

    KINGDOM OF LESOTHO

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    ASSESSMENT OF E-WASTE REPORT

    KINGDOM OF LESOTHO

    Min istry of Tour ism, Af ri ca I nstitute for the Environmentall y Sound

    Environment and Cul tur e Management of Hazardous and Other Waste

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    PROJECT DETAILS

    PROJECT TITLE: E-WASTE ASSESSMENT AND DEVELOPMENT

    OF MODEL REGULATORY FRAMEWORK FOR

    E-WASTE MANAGEMENT

    REFERENCE NO.: RFP NO. MTEC/ENV-O1/11-12

    CLIENT: MINISTRY OF TOURISM, ENVIRONMENT AND

    CULTURE

    PROJECT AREA: KINGDOM OF LESOTHO

    THIS DOCUMENT: E-WASTE ASSESSMENT REPORT

    REPORT STATUS: FINAL REPORT

    AUTHORS: ENVIROXLLENCE (PTY) LTD

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    ACKNOWLEDGEMENTS

    This document was prepared by Enviroxllence (Pty) Ltd for the Ministry of Tourism,

    Environment and Culture (MTEC) Lesotho. The project was funded by the Government of

    Denmark through the Africa Institute for Environmentally Sound Management of Hazardous

    and Other Wastes.

    Many individuals and organizations contributed generously of their time and expertise in the

    development of this document. Data in this report was mainly collected as secondary data

    from different producers, importers, exporters, re-furbishers who use it as administrative data

    and also drawn mostly from households through household-based surveys, different lineministries as well as other private organizations and individuals.

    The authors wish to confer sincere gratitude to all line ministries and stakeholders for their

    great contribution in the production of this report. Particular thanks are owed to officials at

    the Ministry of Tourism, Environment and Culture (MTEC) for their guidance and direction,

    in particular, Mr. Thabo Tsasanyane and his team.

    There may be other institutions and organizations not cited above which have been very

    instrumental to the production of this report; their contribution is very much appreciated and

    recognized.

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    iii

    TABLE OF CONTENT Page

    PROJECT DETAILS i

    ACKNOWLEDGEMENTS ii

    TABLE OF CONTENTS iii

    LIST OF TABLES vLIST OF FIGURES vi

    LIST OF ACRONYMS AND ABBREVIATIONS viii

    EXECUTIVE SUMMARY ix

    DEFINITIONS xiii

    CHAPTER 1: INTRODUCTION AND BACKGROUND 1

    1.1 Introduction 1

    1.2 Background 1

    1.2.1 Energy Production in Lesotho 2

    1.2.2 Production and Consumption of Electricity and EEE Use 3

    1.2.3 Definition of E-Waste 41.2.4 E-Waste Categories 5

    1.2.5 Problem Statement 6

    1.2.5.1 High Obsolescence Rate of EEE 6

    1.2.5.2 Mobile Phone Upgrades 7

    1.2.5.3 Hardware Failures 7

    1.2.5.4 Digital TV Conversion from Analogue 7

    1.2.5.5 Cheaper Printers 7

    1.3 Study Area 8

    1.3.1 Type of Electricity Consumers 9

    1.3.2 Main Source of Energy for Heating in Districts 11

    1.4 Project Objective 12

    1.5 Project Outcome 12

    CHAPTER 2: SCOPE OF WORK 14

    2.1 Scope of Work 14

    2.1.1 The Development of E-Waste Inventory 14

    2.1.2 Establishing Legal Framework for E-Waste Management 14

    2.2 Types of EEE under Investigation 15

    2.4 Expected Deliverables 15

    CHAPTER 3: APPROACH AND METHODOLOGY 163.1 Approach and Methodology 16

    3.2 Task 1: Basic Assessment of EEE 16

    3.2.1 Product Scope: Electrical and Electronic Equipment Targeted 17

    3.2.2 Literature Review and Statistical Data 18

    3.2.3 Collecting Data by Conducting Surveys 19

    3.2.4 The Hierarchy for Handling E-Waste 19

    3.2.5 Sampling Plan 19

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    3.2.6 Sample Size 21

    3.2.7 Field Studies 21

    3.2.8 Meetings 21

    3.3 Public Awareness and Participation 23

    3.3.1 Stakeholder Consultation Meetings and Workshop 23

    3.3.2 Education and Awareness Programmes 243.4 Mass Flow Assessment 25

    3.4.1 Level of repair/refurbishment necessary for reuse or recycling 25

    3.4.2 Level of dismantling and recycling 25

    3.5 Disposal method for residues for dismantling and recycling operation 25

    3.6 Environmental problems due to reuse/recycling and disposal of used EEE 25

    3.7 Poverty Reduction through Public Private Partnerships [PPP] 26

    3.8 Estimate the amount of used and waste EEE generated 26

    3.8.1 Amount of brand new EEE domestically produced/shipped and

    imported/exported

    26

    3.8.2 Amount of used EEE discarded at present and in the future 27

    3.8.3 Generation and management of residues generated from repair/reassembling,dismantling, and processing

    27

    3.9 Identify the status of implementation of measures for ESM of used and WEEE 27

    3.10 Massflow Assessment 27

    3.11 Limitations 28

    CHAPTER 4: ANALYSIS OF SURVEY RESULTS 30

    4.1 E-Waste Components and Management 30

    4.1.1 Sample size 30

    4.1.2 Field studies 30

    4.2 E-Waste Generation 31

    4.2.1 Households 324.2.2 Manufacturers and Produces 33

    4.2.3 Import and Export of EEE 36

    4.2.4 Domestic shipment per year 37

    4.3 E-Waste Collection and Storage 43

    4.4 Repair and Refurbishment of EEE 45

    4.5 E-Waste Dismantling Processes 46

    4.6 Recycling of E-Waste 50

    4.7 E-Waste Disposal 50

    4.8 Environmental Problems and Impacts 54

    4.8.1 Potential Hazard in E-Waste 55

    4.8.2 Environmental problems due to reuse or recycling of used EEE 564.8.3 Identified environmental problems at Lithabeng Scrap Yard (LMSD) 56

    4.8.4 Labour and Health Impacts 56

    4.9 Description of a repair process 60

    4.10 Actions taken by manufacturers 64

    CHAPTER 5: MODEL REGULATORY FRAMEWORK 66

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    5.1 Developing a Model Regulation for E-Waste Management 66

    5.2 Motivation for the Regulations 67

    5.3 Goals and Objectives 69

    5.4 E-Waste Management Considerations 69

    5.4.1 E-Waste Generation 70

    5.4.2 E-Waste Handling and Dismantling 715.4.3 E-Waste Recycling and Recovery 71

    5.4.4 Product Repair and Refurbishment 72

    5.4.5 Ban Disposal of Electrical and Electronic Equipment in Landfills 72

    5.4.6 Restrict Transboundary Movement of E-Waste and Border Control 73

    5.5 Compliance and Enforcement 75

    5.6 Planning and Finance Considerations 75

    5.7 Recommendations 76

    CHAPTER 6: PLANNING AND MOBILISATION OF FUNDS 77

    6.1 An Assessment of the capacity to deliver a sustainable E-Waste management 77

    6.2 Capacity Building Education and Awareness Plan 796.3 Mobilisation of Funds for E-Waste Management Programmes 79

    6.3.1 Resource Provision, Funding and Performance Management 79

    6.3.2 Defining Potential Partnership 80

    CHAPTER 7: CONCLUSION 81

    7.1 Conclusion on Survey Results 81

    7.2 Planning and Finance Considerations 81

    7.3 Summary of Major Survey Findings 82

    CHAPTER 8: RECOMMENDATIONS 84

    8.1 Recommendations 84

    References 90

    Annexure A: Case Study: SchoolNet-Camara Digital Hub 92

    Annexure B: Questionnaires 97

    TABLES

    Table Description PageTable 1 Proposed Geographic Spread- Districts 9

    Table 2 Number of Households by District and Source of Energy for Lighting in 2006 11Table 3 Data Collected, Showing Data Source and Collection Method 17

    Table 4 Number of population in each District in 2006 20

    Table 5 Five Regions that were sampled for each source of E-Waste 22

    Table 6 Brand New EEE domestically produced 34

    Table 7 Quantities of brand new imported and exported goods per month 34

    Table 8 Companies involved in Import and Export of Used EEE (Distributors) 36

    Table 9 Quantities of new and used EEE domestically produced, imported and 38

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    exported per year

    Table 10 Domestic quantities of used EEE exported (re-exports) per month 40

    Table 11 Companies involved in collection of used EEE 44

    Table 12 Companies involved in repair or reassembling of used EEE 45

    Table 13 Dismantling process 46

    Table 14: Estimatedmass of used EEE discarded at present and in the future in (kg) peryear 47

    Table 15 Quantities of used EEE disposed, stored, repossessed and

    reassembled/dismantled/repaired per district

    49

    Table 16 Total mass of used EEE disposed, stored, repossessed and reassembled/dismantled/ Repaired per Year

    49

    Table 17 Disposal method for residues from dismantling 50

    Table 18 Average Mass of EEE handled by a Repair Shop 52

    Table 19 Management of residues generated from repairing 52

    Table 20 Types of residues and their way of disposal 53

    Table 21 Hazardous substances, their occurrence and their impacts 58

    Table 22 Basel Convention characterization of E-Waste61

    Table 23 Repairprocess necessary for reuse or recycling 62

    Table 24 EE Categories 65

    FIGURES

    Figure Description PageFigure 1 Map of Lesotho showing district borders 10

    Figure 2 Project phases and associated activities. 16

    Figure 3 Stages of Engagement for consultation 23

    Figure 4 Percentage share of household waste collection and disposal practices inLesotho 31

    Figure 5 Current EEE Market Supply Methods 33Figure 6 Country map showing E-Waste hotspots 41

    Figure 7 Country map showing E-Waste hotspots 42

    Figure 8 Country map showing E-Waste distribution 43

    Figure 9 Quantities per type of EEE commonly used locally 47Figure 14 Flow Chart for EEE 51

    Figure 15 MTEC Organogram 78

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    LIST OF ACRONYMS AND ABBREVIATIONS

    ACs Air Conditioners

    BC Basel Convention

    Bts Batteries

    BOS Bureau of Statistics

    CPU Central Processing Unit

    CRTs Cathode Ray Tubes

    EEE Electrical and Electronic Equipment

    EMPA Swiss Federal Laboratories for Materials Testing and Research

    EPR Extended Producer Responsibility

    ESM Environmental Sound Management

    e-WASA e-Waste Association of South Africa

    E-Waste Electrical and electronic waste

    GDP Gross Domestic ProductGNP Gross National Product

    HDTV High Density Television

    ICT Information and Communication Technology

    kg kilogram

    LCD Liquid Crystal Display

    LEA Environmental Act, 2008 (Act 10 of 2008)

    LEC Lesotho Electricity Company

    LED Light Emitting Diode

    MPs Mobile Phones

    MTEC Ministry of Tourism, Environment and Culture

    N/A Not Available

    PCB Polychlorinated Biphenyls

    PCs Personal Computer

    Rfs Refrigerators

    SME Small and Medium Enterprises

    SOE State Owned Enterprise

    SPM Solid Particulate Matter

    SWM Solid Waste Management

    TVs Television Set

    UNEP United Nations Environment Program

    UNIDO United Nations Industrial Development Organization

    WEEE Waste Electrical and Electronic Equipment or E-Waste

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    EXECUTIVE SUMMARY

    The primary objective of this project is to assess the electrical and electronic equipment e-

    waste value chain and to develop guidance tools for national and local governments and

    other stakeholders to ensure that e-waste is managed in a way that protects public health

    and the environment while conserving valuable resources. The information collected and

    analysed through completion of this project will serve to inform the MTEC, local

    government staff, and the general public on how to properly manage e-waste.

    To date, many electronics dismantlers and scrap metal dealers have principally focused on

    large sources of electronic scrap and used equipment that can be obtained from

    manufacturing, government, and commercial sources. Recycling of business electronic

    waste yields better financial rewards compared to recycling residential e-waste due to

    amounts and variety of electronic equipment collected. The cost of collection and transport

    of used PCs from commercial sources is significantly less than for the recovery of similar

    equipment from the residential sector. While salvage value from computer components and

    metals recovery may offset some collection and recycling costs, residential e-waste

    collection programs will probably not result in any net value for the industry program

    sponsor.

    E-waste recycling costs cannot be absorbed in current refuse, recycling, and household

    hazardous waste budgets. Rural areas have an added disadvantage due to lack of economies

    of scale, long transportation distances, and vulnerability to illegal dumping. Local

    governments need financial assistance with the costs of e-waste management especially in

    those areas.

    The survey to assess the level of e-waste generated, its management and the capacity of

    MTEC to put in place measures to protect human health and the environment was

    undertaken for a duration of 3 months. The primary objective of the survey was to

    determine the various target audience needs concerning management of e-waste. The

    survey asked respondents to indicate their level of involvement in the e-waste industry

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    sector, their concerns about issues including regulations, illegal dumping, collection points,

    storage, transportation, education, procurement, end markets, environmental safeguards,

    and finance. Of these issues, the top concerns were finance, end markets; while government

    was concerned with environmental safeguards.

    Households top concerns centred around provision of proper e-waste disposal facilities and

    recyclers and that dumpsites should be within reach to avoid illegal dumping, they also

    believed public awareness campaigns could be useful as most claim to not know about the

    environmental and health impacts of e-waste.

    Education institutions were concerned about the lack of capacity of government to

    implement and enforce policies, they also recommendrd a special and up to standard

    landfill that is specially designed for e-waste disposal. Manufacturers, dismantlers,

    recyclers at most wanted disposal and recycling facilities to be introduced in the country to

    minimize transportation expenses to other countries, they also recommended incentives

    from the government to encourage them to manage e-waste in an environmentally sound

    manner.

    At the disposal landfill site the operaters take the mandate from the Maseru City Council

    and are contracted; they believe if they could be given full authority over the site they may

    improve e-waste management at the site unlike now that they dispose it with the rest of the

    waste that gets to them.

    The survey was directed to local government agencies responsible for implementing e-

    waste management programs and for environmental compliance programs including local

    enforcement agencies, permitting and inspection, presently the government manages e-

    waste like the rest of the general solid waste. There is no special attention given to e-waste,

    all solid waste except chemicals are taken to dumpsites for disposal.

    In Maseru, there is a dumpsite at Tsosane where all solid waste is taken, throughout the

    districts there are district dumpsites where all solid waste generated in town is burned; all

    the dumpsites are far and require transport. The only option left for households and other

    waste generators is illegal dumping of their waste. Household hazardous waste was not

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    sorted at source of generation; therefore this toxic waste stream was disposed with general

    waste. There were no hazardous household management programs running at local level in

    Lesotho.

    Generally, e-waste program implementers wanted technical assistance, while local and

    national government responsible for compliance agencies more frequently requested

    training and advisories. Therefore best management practices guidance materials would be

    required for all stakeholders.

    All local government groups placed priority on assistance with public education. Many

    respondents believed that a country-wide education program would be advantageous. Local

    governments want assistance in development of public education materials and funds to

    implement education programs.

    The best available information on proper management of e-waste was collected through

    research of Basel Convention resources, as well as those of nationally recognized

    organizations involved in e-waste management. References used in the preparation of the

    best management practices are included in the bibliography. A step-by-step guide for e-

    waste management should be designed to assist local government in the considerations and

    decisions needed for program planning and implementation, with emphasis on

    environmentally sound management and due diligence to ensure that all materials and e-

    waste components are properly recycled. The best management practices for e-waste are

    changing on a continual basis and will evolve over time as information and technology

    advancement becomes available.

    Local governments need financial assistance with the costs of e-waste management. Local

    municipalities may be reluctant to increase fees for waste disposal to residents. At the

    moment, only suburban (CBD) households are offered waste collection services and pay

    fees for waste removal. Other areas (a majority of Lesotho households) are not served and

    they are responsible for their waste removal; the responsible authorities blame lack of town

    planning for hindering services provision to other areas.

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    In summary, major finding of this report are the following: there is generally lack of

    knowledge about e-waste in Lesotho; most respondents do not know about the

    environmental and health impacts of e-waste; e-waste is disposed together with other waste

    and there is a lot of illegal dumping of e-waste throughout the country; most handlers e.g.

    refurbishers and dismantlers do not wear protective clothing when handling e-waste; there

    is no proper record of e-waste from most stakeholders; there are no EEE recyclers in the

    country and there are only a few collectors throughout the country; most respondents think

    they are getting rid of e-waste by burning it or throwing it into dongas with the hope that

    they also control erosion; most users prefer new EEE to used EEE hence their reluctance to

    repair them or buy second-hand goods, they claim it is cheaper and easy to buy new

    equipment than to maintain old ones; and management status of waste electrical and

    electronic equipment not considered as hazardous waste by e-waste handlers is presently

    nonexistent .

    Government and nongovernmental organizations should work together to improve local

    recycling capabilities in new markets and identify potential vendors, assess whether they

    meet all standards and policies, and require them to put plans in place to address any gaps

    in their approach.

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    xii

    DEFINITIONS

    In this document, the following definitions apply, unless the content indicates otherwise:

    collection means the act of collecting e-waste at the point of generation or storage by an

    approved service provider or the municipality;

    extended producer responsibility measures means measures that extend a persons

    financial or physical responsibility for a product to the post-consumer stage of the product, and

    includes

    e-waste means electrical and electronic waste generated from used and non-functional

    electrical and electronic products, in storage, dismantling, recycling and recovery activities

    hazardous waste means any waste that contains organic or inorganic elements or compounds

    that may, owing to the inherent physical, chemical or toxicological characteristics of that waste

    have a detrimental impact on health and the environment.

    household means a collection of individuals staying on a distinctive property and/or premises

    regardless of their relationships to one another

    standard for the purpose of this documents a list of principles, procedures, processes andbenchmarks established for ensuring that domestic waste collection services is fit for its

    intended purpose and performed in a manner it was intended for. The Standards further define

    quality and establish safety criteria.

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    CHAPTER 1: INTRODUCTION AND BACKGROUND

    1.1 Introduction

    Enviroxllence (Pty) Ltd has been contracted by Ministry of Tourism, Environment and

    Culture [MTEC] to carry out consultancy services for assessment of used electronic and

    electrical equipments [EEE] and develop regulatory regimes and guidelines for used and

    waste EEE management for Lesotho. The project had organizational support of

    Enviroxllence, and Redlex Consulting companies.

    Following the signing of the Contract, MTEC had mandated Enviroxllence with the task to

    undertake a comprehensive assessment of the extent at which e-waste was generated,collected, imported/exported, repaired, sold, dismantled, recycled and disposed of in

    Lesotho. Furthermore, the development of regulatory framework in response to the findings

    was developed. This process precede efforts to ensure that all households, institutions and

    facilities in Lesotho address electronic waste management in a more uniform, strategic and

    standardized business approach.

    It is our understanding as Enviroxllence (Pty) Ltd that our brief was to undertake an

    assessment of how much e-waste is generated, identify the source of generation, gather all

    other data relating to mass flow along the value chain, analyse collected data for decision-

    making, including the development of regulatory regime for the management of e-waste.

    1.2 Background

    The Kingdom of Lesotho, like many developing African countries has experienced an

    increase in the use of electronic and electrical equipment and appliances for simple daily

    use and for special needs, for example, use of computers at the workplace, an electrictoothbrush; fridges or toaster in households; x-rays and heart rate monitors as part of life-

    saving equipment in hospitals.

    When such equipment and appliances reach their end-of life, they are often discarded and

    thrown in rubbish bins destined for disposal at landfill sites. A fraction of these can be

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    repaired to original functionality and reused while others are stripped of their parts for

    recovery of precious metals such as gold, and other uses.

    The use of electrical and electronic equipment is still low in Africa compared to other

    regions of the world, but it is growing at a staggering pace. The penetration rate of personal

    computers in Africa, for example, has increased in the last decade, while the number of

    mobile phone subscribers has increased at an astronomical pace. Of great concern is a

    general lack of knowledge of what needs to be done with EEE that has reached its end of

    life.

    Waste generated from electronic and electrical equipment defined as e-waste is a priority

    waste stream addressed by the Basel Convention on the Control of Transboundary

    Movement of Hazardous Wastes and Their Disposal.

    Energy Production: The Convention entered into force on the 5th

    of May 1992, Lesotho

    acceded on the 10th

    of May 2000. This project was initiated as a result of Lesothos

    participation as a party to the Convention; being obligated to protect human health and the

    environment by putting in place measures to reduce harmful and toxic materials and waste.

    1.2.1 Energy Production in Lesotho

    a) Energy Productioni. Electricity Generated in Lesotho between 2009 and 2010 was 505,297MWh and

    500,580MWh respectively.

    b) Energy Consumption in 2010:i. Commercial Consumption was 96,538 Megawatt hour (MWh)

    ii. Industrial consumption was 202,087 Megawatt hour (MWh)iii. Pre-paid Domestic Consumption was 174,237 Megawatt hour (MWh)iv. Pre-Paid General Purpose was 85,662 Megawatt hour (MWh)

    c) Electricity sold in the country:

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    Electricity sold from LHDA to LEC has been increasing, and the highest increase was

    observed from 2004 to 2005 (369,736MWh to 435,246MWh) with 18 percent. This

    increase has enabled an environment for increased use of electrical and electronic

    equipment in the country (Lesotho Electricity Company).

    1.2.2 Production and Consumption of Electricity and EEE use

    The traditional and conventional energy sources are used in the country. The most prevalent

    traditional energy source is biomass in all its forms while the prevalent conventional energy

    sources include gas and paraffin for households, diesel and petrol for transport. Electricity

    is mainly used in the households for cooking, lighting, and heating, and operating home

    appliances; while in the industries it is used for space heating and powering heavy

    machinery in factories and other sectors of the economy. Petroleum products are mainly

    used in the transport sector and households.

    Electricity is produced as primary as well as secondary electricity. Primary electricity is

    obtained from natural sources such as hydro, wind and solar. The Lesotho Highlands

    Development Authority (LHDA), the sole producer of electricity in the country, sells to the

    Lesotho Electricity Company (LEC) which distributes electricity to the consumers. LHDA

    also generates revenue by exporting some electricity to RSA when there is excess.

    There is a direct correlation between increasing energy production and increase in e-waste

    generation. Electricity generation in Lesotho has created an enabling environment for

    industry to grow its facilities and processes; while households also acquire electrical and

    electronic equipment for daily use and specialised purposes. As electrical and electronic

    equipment reach their end of life, they become e-waste.

    The amount of e-waste generated, its geographical spread and the potential health risks is

    unknown because no such data is collected; therefore this assignment will assess amounts

    of e-waste generated per annum, including the source of generation, and all mass flow data

    along the value chain including recyclable fraction. Furthermore, such data may be

    obtained from industry sector which is often reluctant to share such information as it is

    classified as confidential business information.

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    As a developing nation, Lesotho has to establish an integrated e-waste management

    strategy and a robust legal framework for sound management of e-waste in order to protect

    its citizens and the environment without stifling economic growth and innovation.

    1.2.3 Definition of e-waste

    Environmental Act, 2008 (Act 10 of 2008) defines waste as any substance that may be

    prescribed as waste or any matter, emitted or deposited in the environment in such a

    volume, composition or manner as to cause an alteration of the environment. The

    definition of e-waste has not been defined in Lesotho; hence a definition for Lesotho could

    be derived from already existing definitions listed in various statutes and guidelines from

    areas where the concept of e-waste recycling is already at a more advanced stage, such as

    the Swiss Ordinance, SWICO, the European Union Directive and the WEEE Tracer

    definition. This report may assist government and its stakeholders to identify and coin a

    definition that describes e-waste in the context of the country.

    As with general waste, with increased population and industrial development, there is

    concomitant increase in e-waste generation which should be systematically managed in

    order to conserve resources and protect the environment.

    However, expanding economies, increased production of goods together with an expandingpopulation are seen as the main drivers for waste generation. Solid waste disposal is a

    major problem in Lesotho, with indiscriminate dumping roadsides, near markets and other

    public places [BOS, 2011].

    E-waste constitutes less than 1% of general solid waste in African countries. It is generated

    by a general category of electronic and electrical products including broken or obsolete

    televisions, computer monitors, central processing units (CPU), cordless and cell phones,

    cash registers, videocassette recorders, cell phones, copiers and printers, stereos and

    speakers, microwaves, x-ray machines, microwaves, fridges, air conditioners,

    nickel/cadmium batteries and some scientific equipment. These products may contain toxic

    materials such as lead, barium, mercury, and cadmium that require proper management as

    well as valuable resources that should be recovered, such as gold.

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    E-waste is known to contain hazardous components that may have a detrimental effect on

    waste handlers, for example, mercury, cadmium, and other heavy materials, endocrine

    disrupting substances such as brominated flame retardants that have a negative impact on

    health and the environment. Therefore e-waste, once generated, has to be handled with care

    in order to prevent such effects.

    Hazardous substances are released during various dismantling and disposal operations and

    are particularly severe during the burning of cables to liberate copper and of plastics to

    reduce waste volumes. Open burning of cables is a major source of dioxin emissions, a

    persistent organic pollutant that travels over long-distances and bio-accumulates in

    organisms up through the global food chain.

    1.2.4 E-Waste Categories

    Any old, end-of-life electronic appliances, which have been disposed of by their original

    users such as:

    Information Communication Technology (ICT) equipment, e.g. PCs, servers,accessories and peripheral equipment (monitors, keyboards, printers, scanners,

    speakers, earphones);

    Office machines, e.g. fax and copy machines, typewriters, paper shredders,overhead projectors;

    Equipment used in the graphics industry, e.g. printing systems, lighting, anddevelopment machines;

    Telecommunications equipment, e.g. cellular phones, telephone equipment,telephone exchange systems;

    Consumer electronics, e.g. recording equipment, television sets, video projectors,cameras, radios, satellite receivers, loudspeakers;

    Accessories, consumables and packaging, e.g. CDs, disks, toner cartridges,headphones, cables, packaging; and

    Household equipment, e.g. fridges, microwaves, washing machines, stoves.

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    It is recognised that this list can never be exhaustive as new gadgets, appliances and

    accessories are developed because of new innovative technology inputs to make life easier.

    1.2.5 Problem Statement

    The list of electronic products has grown astronomically in the last decade due to

    technological advancement and scientific innovation; therefore electronic and electrical

    equipment waste stream will need special management and a robust regulatory framework.

    Although electronic wastes comprise less than 1 percent of the municipal solid waste

    stream, this rapidly growing segment of waste is one of substantial concern because of its

    hazardous and toxic materials content.

    Rapid technological advances and lower product prices for more powerful machines arecontributing to shorter product life spans and frequent replacement. Electronic equipment

    quickly loses its resale value. Yet, consumers are more likely to store their old electronics,

    believing that they still has value, by stockpiling products in a garage, closet, warehouses or

    storage space. As Lesotho grows and diversifies its economy, it is influenced by rapid

    technological advances and high penetration of electronic and electrical products and

    depends on its benefits to improve the quality of life of her citizens.

    Current EEE designs and marketing strategies by manufacturers exacerbate e-waste

    generation and accumulation at a rapid rate with no concomitant strategy to remove e-waste

    from the environment. Reasons for high generation rates are discussed below:

    1.2.5.1 High Obsolescence Rate of EEE

    Consumers need electronic and electrical equipment for household use, for growing their

    business, for ease of communication, for saving lives at hospitals and for other uses; hence

    the volumes of EEE bought has grown at a rapid rate. New technology is constantlyemerging making old equipment and appliances no longer desirable even if they are still

    working. Furthermore, some electronic products are designed for the dump because they

    simply do not last as long as they should; they are cheaper to replace than to repair. For

    those EEE that can be fixed, there are few places where they can be taken in and repaired.

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    The general trend is to buying new electronics and electrical equipment and tossing out the

    old ones.

    1.2.5.2 Mobile Phone Upgrades

    Consumers sign contracts with mobile phone service providers that typically allow free or

    very inexpensive upgrades every two years. Mobile phone companies get consumers to stop

    using working cell phones simply because there is something newer in the market, possibly

    with more interesting features. Many households have storage space filled with discarded

    phones, MP3 players, a tangle of earphones, battery chargers and cords.

    1.2.5.3 Hardware Failures

    Most laptops and desktops sold in the market last for up to three years, after which there is

    constant hardware malfunction and crashes that leaves consumers frustrated, making them

    to abandon them and buy new ones.

    1.2.5.4 Digital TV Conversion from Analogue

    The advent of new technology of broadcasters switching from analogue to digital TV has

    seen many consumers getting rid of good working TV to acquire high density TV (HDTV)

    technology. Broadcasters and manufacturers alike emphasise the need to change to digitaltechnology for better viewing. .In the period 2010-2011, the Lesotho National Broadcasting

    Services discarded thousands of EEE when changing from analogue to digital. With

    energy-saving light emitting diode (LED), there is a gradual shift to replace LCD in TVs to

    LED.

    1.2.5.5 Cheaper Printers

    Manufactirung companies put in the market cheaper consumer-grade printers with various

    interesting features such as faxing, photo printing, and scanning. They also have specials

    that get consumers an additional printer for free when they buy computers or other

    electronic gadgets. Printer manufacturers also get consumers hooked on these cheap

    printers while making more money from selling toners and ink cartridges.

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    These printers often malfunction and do not last long; if broken it is difficult for consumers

    to find someone who could fix them other than the manufacturer. Besides, it would be

    cheaper to just buy a new one.

    There is a lack of reliable data on the generation, collection, import and exports, and

    management of e-waste, a global trend that has already been identified. Hence Lesotho is in

    the process of initiating surveys to better define and understand the problem, to further

    identify toxic constituents in end-of-life electronic and electronic equipment and impacts

    caused, to develop environmentally sound management strategies and legal instruments for

    enforcement and compliance.

    Depending on the baseline data indicating the scale of e-waste problem, pilot projects

    would be developed which may benefit the country in identifying the sources of e-waste,

    case studies for successful collections, and building infrastructure and technical expertise

    for downstream industries, such as refurbishing and recycling.

    The baseline data should identify, in particular, types of EEE that have the greatest risk of

    impacting on human health and the environment. Furthermore, equipment with the greatest

    economic potential for refurbishment and recycling should also be identified as these may

    be the backbone of a successful refurbishing and recycling industry.

    Legal instruments have to be developed in order to protect human health and the

    environment from harmful effects of e-waste dismantling process that leads to exposure to

    harmful chemicals, occupational health; land-based pollution and emissions, safe and

    proper treatment and disposal of final residues. In this regard, government should develop

    standards, guidelines, procedures and regulatory mechanism for the e-waste sector.

    1.3 Study Area

    The Kingdom of Lesotho is a landlocked sovereign state completely surrounded by the

    Republic of South Africa, divided into ten [10] administrative districts as tabled below. The

    land cover area for the country is 30,355km2. Samples were taken from areas depicted in

    bold type.

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    Table 1: Proposed Geographic Spread- Districts

    NORTH CENTRAL SOUTH

    Berea Maseru* Mafeteng

    Leribe Thaba-Tseka Mohales Hoek

    Butha-Buthe Quthing

    Mokhotlong Qachas Nek

    Although majority of households are still dependent on biomass for energy sources;

    Lesotho generates its own electricity through the Lesotho Highlands Development

    Authority (LHDA) making it easier to use electrical and electronic equipment.

    The population is served by Municipal Waste Management Services which provides with

    regular municipality waste removal services. In 1999 the population served by municipal

    waste collection was 270,071 and 382,340 in 2004. It is observed from the figure that the

    population served by the municipal has been increasing throughout the years with 7.2

    percent (Census, 2006). This indicates a positive relationship between number of people

    and waste collected; as the number of people increases, the total amount of waste collected

    also increases.

    1.3.1 Type of Electricity Consumers

    There are different sources of energy for lighting in the urban/rural residence. Sources of

    energy analysed are; grid, generator, solar, battery, candles, gas and paraffin. Paraffin was

    used in both urban and rural residence as the main source of lighting with 65,939 and

    189,557 households respectively. In urban, the least number of households (198) used

    Generator for lighting whilst in rural the least number of households (388) used Battery for

    lighting (Census, 2006).

    Furthermore, most of the households (255,496) used Paraffin as the main source of energy

    for lighting throughout the country. The least number of households (602) usedGenerator

    as the main source of energy for lighting. Paraffin and Candles were mostly used in all the

    districts.

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    Other than paraffin and candles, most households (21,520) in Maseru used Grid as the main

    source of energy for lighting while Mokhotlong had fewer households (386) that used Grid

    (Bureau of Statistics, 2011). Rural districts with no electricity are less likely to generate

    large amounts of e-waste than districts with access to electricity networks.

    Figure 1: Map of Lesotho showing District Borders

    http://www.google.co.za/url?sa=i&rct=j&q=map+of+lesotho+districts&source=images&cd=&cad=rja&docid=KxSlXzzaLxycjM&tbnid=HaZrl7UCPsX89M:&ved=0CAUQjRw&url=http://www.golesotho.co.za/Map.html&ei=RVQbUd22No-U0QXYz4CYCQ&psig=AFQjCNGac9KkmzPPYDSiwbJBL0m0pf61Fg&ust=1360831811827664
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    1.3.2 Main source of Energy for Heating in Districts

    Many households in Lesotho (217,223) used Wood as the main source of energy for

    heating. Leribe had more households (36,207) that used Wood as the main source of energy

    for heating and Qachas Nek had fewer households (9,599) than other districts. BesidesWood, Paraffin was commonly used source of energy with 144,776 households. The least

    number of households (271) used Solar as the main source of energy for heating whereby

    Maseru had 95 households and Mokhotlong had fewer households (7) that used Solar as the

    main source of energy for heating. Table 2 shows the number of households by District and

    source of energy for lighting.

    Table 2:Number of Households by District and Source of Energy for Lighting in 2006

    District Grid Generator Solar Battery Gas Paraffin Candles

    Butha Buthe 907 23 73 25 87 12,225 10,372

    Leribe 3,643 104 344 181 488 33,864 28,031

    Berea 9,356 80 148 82 282 6,349 20,243

    Maseru 21,520 172 285 256 898 63,410 23,367

    Mafeteng 2,049 s41 139 66 236 26,516 13,871

    Mohales Hoek 1,391 83 183 58 122 27,876 7,774

    Qachas Nek 491 26 60 26 77 17,674 5,154

    Quthing 751 46 62 14 97 10,190 2,955

    Mokhotlong 386 12 52 22 66 14,808 5,062

    Thaba-Tseka 557 15 55 16 55 22,484 3,537

    Lesotho 41,051 602 1,401 746 2,408 255,496 120,366

    Source: Census 2006

    Waste disposal is a growing problem and is directly connected with industrial development

    and population growth. It refers to collection, processing, managing and monitoring of

    waste material produced by human activities. Solid waste management is one of the most

    important functions of the society and local government. Using an integrated approach to

    waste management and best available technologies plays a huge role in providing a safe and

    healthy environment and protection against substances that can damage human health.

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    Generally, majority of households in Lesotho were disposing waste at own refuse dumps.

    Census (2006) data indicated that 88.0 percent of the households in Lesotho used own

    refuse dump to dispose solid waste. The least percentage share of households (1.0 percent)

    received irregular waste collection service.

    Lesotho is a signatory to the Basel Convention on the Control of Transboundary

    Movements of Hazardous Wastes and their Disposal, which defines electronic electrical

    equipment as hazardous waste due to toxic components they contain.

    The Convention has developed comprehensive guidelines and assessment tools for

    collecting data on the status of e-waste with respect to amounts generated and geographical

    spread, assessment of potential risk and the capacity of the country to manage e-waste in an

    environmentally sound manner which have been adopted and adapted to country

    conditions.

    1.4 Project Objectives

    The overall objective of this project is to undertake a comprehensive assessment of the

    amounts of e-waste generated, showing the geographical spread, tracking obsolete

    electronic and electrical equipment by generating mass flow diagrams along the value chain

    and analysing all data collected for decision-making. This data will be a baseline of a

    national database required for planning, addressing the needs, and finding solutions and

    interventions for the ESM of used and end-of-life electric and electronic equipment.

    Information on current e-waste management practices will be sourced and used as a basis

    for implementing sound environmental management practices. Furthermore, based on

    information gathered on the ground, a regulatory regime for the management of e-waste

    would be developed. This would involve discussing e-waste management options for

    framing an e-waste operational plan for the country.

    1.5 Project Outcome

    The goal is to generate baseline data on which strategies to control and or prevent the

    potential damage of e-waste in Lesotho can be developed.

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    CHAPTER 2: SCOPE OF WORK

    2.1 Scope of Work

    The Scope of Work was determined as per Terms of Reference of the RFP NO.

    MTEC/ENV-O1/11-12. The work was implemented under the general guidance and direct

    supervision of the Ministry of Tourism, Environment and Culture [MTEC], Lesotho.

    2.1.1 The development of E-waste Inventory

    A comprehensive assessment of how used electrical and electronic equipments (EEE) is

    generated, collected, imported/exported, repaired, sold, dismantled, recycled and disposed

    of in the country will be undertaken as an initial step to understand the extent of the e-waste

    problem.

    Activities associated with this task are the following:

    Identify how used EEE are collected, imported/exported, repaired, sold, dismantled,and recycled;

    Identify the status of implementation of measures for environmentally soundmanagement of used and waste EEE;

    Estimate amount of used and waste EEE generated;2.1.2 Establishing Legal Framework for e-Waste Management

    Develop a Model Regulatory Framework for environmental sound management of e-waste

    in order to protect its citizens and the environment from harmful effects of e-waste without

    stifling economic growth and industrial innovation.

    Activities undertaken include the following:

    Develop regulatory regimes (with instruction) and guidelines for used and wasteEEE management (i.e. Location, transportation, dismantling, recycling, residues

    management, import/export;

    Provide regulatory tools for extended producer responsibility;

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    Align import/export of used and e-waste with Prior Informed Consent (PIC)procedure of the Basel Convention procedure;

    Establish legal tools for development of standards, guidelines, and procedures forenvironmentally sound management of e-waste.

    2.2 Types of EEE under Investigation

    The following electrical and electronic equipments will be under consideration:

    Television sets; Radios; Computer sets with CRT monitors or LCD Monitors and Notebooks; Washing Machines; Mobile phones; Refrigerators; Air conditioners; Rechargeable batteries (mobile phones); and Electrical tubes and bulbs.

    The life-cycle approach was used to understand the flow of electrical and electronic

    equipments in the value chain until they become obsolete and contributing to the e-waste

    stream.

    2.3 Expected Deliverables

    The overall project deliverables were the following:

    An Inception Report which outlines the methodology to be undertaken andtimeframes;

    An Inventory Report based on the Terms of Reference and the initial discussionswith the MTEC management team;

    A Model Regulatory Framework for e-waste management; and A final Inventory Report incorporating comments from all stakeholders and MTEC.

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    CHAPTER 3: APPROACH AND METHODOLOGY

    3.1 Approach and Methodology

    This section describes the methodology followed by Enviroxllence to ensure the successful

    implementation of the terms of reference and compilation of the final report. The total of 3

    months was allocated for the completion of the project. An additional 14 days were added

    to refine the project outputs.

    The following steps were followed:

    Figure 2: Project phases and associated activities.

    3.2 Task 1: Basic Assessment of EEE

    A comprehensive assessment of the measures taken to collect, import/export, repair, sell to

    the markets, dismantle, recycle and dispose of used electrical and electronic equipments

    (EEE) in the country was undertaken as an initial step to understand the extent of the e-

    waste problem.

    The team used the format outlined in the e-Waste Assessment Methodology Manual

    published by EMPA (13 October 2009, v0.4 Draft) under the Basel Convention.

    The following methods were used:

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    3.2.1 Product Scope: Electrical and Electronic Equipment Targeted

    Table 3 shows targeted EEE as per Terms of Reference, showing data sources and methods

    of data collection.

    Table 3: Data Collected, Showing Data Source and Collection Method

    DATA DATA SOURCEDATA COLLECTION

    METHOD

    Waste Quantity

    Number of collected used EEE:

    Personal Computers (PC),

    Notebooks, Television Sets (TV), Air

    Conditioners (AC), Mobile Phones

    (MP), Refrigerators (RF); Light Bulbs

    Offices and Institutions Households EEE Shops Repair Shops Second-hand Shops

    Statistical Report Survey Interview

    Number of imported used EEE Number of exported used EEE

    Customs Department (CD) Statistical Report Survey Interview

    Number of repaired used EEE Trade Department (TD) Repair Shops Households Offices and Institutions EEE Shops

    List of RepairShops

    Survey Interview

    Number of sold used EEE EEE Shops CD Statistical Report

    Number of dismantled used EEE TD Dismantlers Households

    List of Dismantlers Survey Interview

    Process

    Collection of used EEE Used Materials Collectors Survey Interview

    Import of used EEE CD

    Importers/Exporters

    Survey Interview

    Export of used EEE Used Materials Collectors Repair Shops Second-hand Shops EEE Traders Importers/Exporter

    Survey Interview

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    Repair of used EEE Repair Shops Households Offices and Institutions EEE Shops

    Survey Interview

    Reassembling of used EEE Repair Shops Households Offices and Institutions EEE Traders

    Survey Interview

    Dismantling of used EEE Used Materials Collectors Survey Interview

    Production

    Number of domestically produced

    EEE

    Manufacturers Division-TradeDepartment

    Manufacturers CD

    Survey Interview Statistical Report

    Number of imported EEE CD Statistical Report

    3.2.2 Literature Review and Statistical Data

    To undertake a data search, targeting various sources of information along the value chain,

    including obtaining databases from manufacturers, importers/exporters, government sector,

    procurement; using internet sites, special reports and press releases. Some information was

    obtained from national statistics, census, and academic publications on the subject.

    Some data was collected from internet sites and other statistical data provided by:

    World Bank: World Development Indicators Database; Basel Convention; Millennium Development Goals; Environment and Energy Statistics Report (Bureau of Statistics, 2011); Statistical Yearbook published by Bureau of Statistics; Other National Reports.

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    3.2.3 Collecting Data by Conducting Surveys

    Questionnaires were developed, determining a sample size from 5 districts within the three

    [3] administrative areas to constitute a representative sample. Interviews were conducted

    covering industry sector, households that use appliances and equipment and entrepreneurs

    in the scrap metal business. Surveys were conducted through the following methods:

    Distribution to households, academic institution, industry sector, scrap yards andrefurbishing enterprises, dumping site operator in Maseru, etc., and

    Through site visits and observation within the country.3.2.4 The Hierarchy for Handling e-waste

    E-waste best management practices dictate that the waste should be processed in the most

    environmentally sound methods to avoid contamination of the environment, its natural

    resources such as water, land and air. A waste management hierarchy for electronics and

    processing residuals, in order of preference, is listed below:

    Reuse of electronics equipment, components, or resultant components or parts;

    Repair of broken EEE and extending their life span; Recycling equipment or components for material recovery. Management of components for energy recovery. Disposal of components via landfill or incinerator.

    3.2.5 Sampling Plan

    Districts with smaller population generate less waste than those with larger population in

    particular, when household income levels increase, there is a high disposal income and

    households acquire EEE that will eventually end up e-waste. Data from five (5) districts

    out of ten (10) districts was collected. The districts were sampled such that they

    represented each of the three (3) geographical spread. Sample districts are bolded in table

    1.

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    Lesotho is divided into ten [10] administrative districts as per the country map on figure 1.

    For the purposes of this assignment [i.e. administration of questionnaires], in the three [3]

    geographic areas shown in the table 1, 5 Districts were identified as representative sample

    areas including the rural, urban, industrialised and non-industrialised areas.

    The 5 Districts sampled were the following:

    Maseru Buthabuthe Leribe Mohales Hoek Qachas Nek

    An assumption was made that the bulk of e-waste generation could come from the central

    area, Maseru district, by virtue of it being the capital city with the large number of

    households using electricity. Most of the various stakeholders identified and sampled

    emanated from this area. This was also the only district that had an official dumping site

    that had a management company operating it.

    Table 4:Number of Population in each District in 2006

    DISTRICT POPULATION AREA (km2) POPULATION

    DENSITY

    (Population/km2)

    Berea 250 006 2 222 113

    Butha-Buthe 110 320 1 767 62

    Leribe 293 369 2 828 104

    Mafeteng 192 621 2 119 91

    Maseru 431 998 4 279 101

    Mohales Hoek 176 928 3 530 50

    Mokhotlong 97 713 4 075 24

    Qachas Nek 69 749 2 349 24

    Quthing 124 048 2 916 43

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    Thaba Tseka 129 881 4 270 30

    Source: Population and Housing Census, 2006

    3.2.6 Sample Size

    The survey was conducted according to the Guideline on Development of E-waste

    Inventory. A total of 400 questionnaires (Appendix B) were developed for distribution and

    data collection through interviews by the researchers; however, only 379 interview surveys

    were completed:

    218 households; 83 offices (business entities and institutions); 5 Importers and Exporters; 3 Collectors; 4 Manufacturers; 42 Traders; and 24 Repairers.

    3.2.7 Field studies

    Site visits were undertaken to gather as much information as possible to meet the objectives

    of the project, including taking of photos, identifying exact location and taking coordinates

    that can be mapped to show spatial distribution within the country (Figure 19).

    The following sites were visited:

    Second (2nd) hand markets Dismantling facilities Recycling facilities Disposal sites.

    3.2.8 Meetings

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    Meetings with various stakeholders including consumers, government sector, industry and

    experts were held to gather additional information, verifying collected data, current

    practices and disposal methods.

    Data of other products which were not in the specified list were included in the assessment

    as they were found to be a significant waste stream, in particular, as household e-waste

    generated by households as listed below:

    Hair dryers; Heaters; Kettles; Toasters; Calculators; Fans; Irons; Vacuum cleaners; Generators; Geysers.

    A workshop was conducted to verify the relevance, accuracy and applicability of datacollected.

    Table 5: Five Regions that were sampled for each source of e-waste

    E-Waste

    sources

    Maseru uthaButhe eribe ohales

    oek

    Qachas

    nek

    Total

    1. Households 69 50 50 40 9 2182. Offices and

    Institutions30 15 15 8 15 83

    3. Importers andexporters

    5 0 0 0 0 5

    4. Collectors 2 0 1 0 0 35. Manufacturers 3 0 1 0 0 4

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    6. Traders 20 8 6 5 3 427. Repairers 16 7 0 1 0 24

    Total 145 80 73 54 27 379

    3.3 Public Awareness and Participation

    3.3.1 Stakeholder Consultation Meetings and Workshop

    Consultative meetings were arranged with key stakeholders as identified by the Client. The

    purpose of the meetings including stages of engagement is outlined in the following

    diagram:

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    Figure 3: Stages of Engagement for consultation

    Project meetings and workshops have become a platform for education and awareness

    opportunities, helping stakeholders of all sectors to familiarise themselves with the terms

    used to describe e-waste, understand the regulatory climate available and required and share

    knowledge on best practices to be implemented to improve current unsustainable e-waste

    management practices. Comments and information was offered by stakeholders to enrich

    the final product.

    Further actions, such as setting up clean-up campaigns should be planned to encourage e-

    waste stakeholders and affected communities to be aware of environmental and health risksrelating to illegal dumping of e-waste and also allow them to walk the talk.

    As part of awareness campaigns, pamphlets and fact sheets can be produced to further

    communicate potential risks posed by e-waste, and identify take-back or EEE deposit

    centres once they are established.

    Most industry partners already have educational reading material that they use in those

    countries where systems are already established, for example, HP and Dell are already

    running take-back programmes in South Africa and abroad. In this regard, an outreach

    programme can use these resources and adapt them to the country setting.

    3.3.2 Education and Awareness Programmes

    An education and public awareness programme should be initiated to include the following:

    Door to door initiatives to encourage cleaning out of household storage areas filledwith obsolete and non-functional electronic gadgets and separation of e-waste at

    source;

    Schools awareness campaigns and encouraging them to be eco-friendly schools; Schools competitions on e-waste initiatives;

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    Propose that the Greening of the Nation programme for schools and communities byMTEC in partnership with industry and other funders for e-waste management

    initiatives such as recycling and reuse of recyclable material;

    Mobilise industry to sponsor the Awareness on Recycling, Minimise, and Reuse andtake-back initiatives;

    Develop educational material on e-waste and illegal dumping.3.4 Mass Flow Assessment

    A graphic representation of how e-waste flows circulate in the value chain was defined,

    showing various stakeholders and players in the life of components, firstly as usable items

    moving from manufacturers, importers, retailers, private and corporate consumers, and upon

    their deterioration to refurbishment to disposal, and further collected by e-waste scrap

    dealers. Some components ended up at landfill sites once they are rendered non-functional

    and useless.

    3.4.1 Level of repair/refurbishment necessary for reuse or recycling

    The level at which an EEE item is non-functional and can be repaired or refurbished for

    reuse or recycling was determined, reporting also the percentages of reuse or recycling per

    item.

    3.4.2 Level of dismantling and recycling

    The level of dismantling of EEE products which were no longer fit for use and recycling of

    components were determined. Through data analysis, percentages of such components were

    obtained.

    Data on locality of dismantling and recycling workshops, methodologies or technologies

    used, including compliance with manufacturers recommendations, was collected.

    3.5 Disposal method for residues for dismantling and recycling operation

    At each dismantling and recycling facility, information on the disposal methods of residues

    was identified, including the extent of dumping waste in communal dumps, along the side of

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    the roads and also placing waste residues in general waste collection bins for disposal at the

    landfill site.

    3.6 Environmental problems due to reuse/recycling and disposal of used EEE

    Our approach included identification of negative impacts on the environment due to reuse,

    recycling and disposal of used EEE through emissions to the air, water and land.

    A quick scan of facilities was undertaken to determine their environmental compliance in

    terms of environmental policies, ISO accreditation, treatment methodologies, air control

    systems and extraction fans, dust control measures, and other measures in place to prevent

    environmental impacts.

    Previous history of land contamination, water and air pollution will also be recorded,

    including previous directives and violations, if any.

    3.7 Poverty Reduction through Public Private Partnerships [PPP]

    Stakeholder assessment will be extended to include identification of NGOs and/or entities

    that are willing to address poverty reduction within the e-waste management framework by

    opting for PPPs.

    3.8 Estimate the amount of used and waste EEE generated

    Current methods of collecting data to estimate the amount of used and waste EEE generated

    will be identified including their accuracy and verification methods. Development indicators

    will also add value to the process of estimating data which is not available by extrapolating

    from National Statistics, World Development Indicators published by the World Bank,

    UNDP Reports on Human Development and other such publications on economic

    development data by SADC and SACU.

    3.8.1 Amount of brand new EEE domestically produced/shipped and imported/exported

    This information will be sought from manufacturers, exporters, importers, and the national

    Customs database. This information could be obtainable from MTEC, the Competent

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    Authority as defined in the Basel Convention on Trans-boundary of Hazardous Waste, if

    exported as waste EEE, otherwise Customs document all exported items.

    Data on used EEE that is repaired, reassembled and dismantled will be sought from

    facilities that undertake these operations. A questionnaire will also assist in gathering

    valuable information from repair shops and retailers of used goods. The source of such used

    EEE goods were identified and included in the mass flow diagrams.

    3.8.2 Amount of used EEE discarded at present and in the future

    Mass Flow models will assist in obtaining this data and will be calculated from EEE

    manufactured or imported, the expected functional life of that product, whether it can be

    repaired if broken and refurbished for reuse, whether it can be recycled in whole or somecomponents can be recycled and what finally ends up as obsolete components destined for

    disposal.

    Percentage of used EEE discarded currently will be used for extrapolating future value, by

    identifying trends in consumption and use of EEE in the country.

    3.8.3 Generation and management of residues generated from repair/reassembling,

    dismantling, and processing

    Site visits to facilities and undertaking an audit of their operations, waste generation and

    management of residues generated from repair, reassembling, dismantling and processing

    will produce valuable data for future planning and sound management of residues.

    It will also assist facilities to develop pollution abatement policies, Integrated Waste

    Management Plans and compliance with regulations.

    3.9 Identify the status of implementation of measures for ESM of used and WEEE

    Facilities that handle used and waste EEE should have plans to implement environmentally

    sound management of used and waste EEE. Where this plan does not exist, other measures

    that seek to meet this goal will be identified, including the development of regulations and

    guidelines by government on sound management of used and waste EEE.

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    3.10 Massflow Assessment

    Assessment of flow of equipment from point of production along the value chain was

    undertaken in order to determine trends in e-waste generation and fate of e-waste through

    the life cycle through the following steps:

    Identification of massflow system Quantification of massflows Extrapolation of current massflows to identify future trends

    3.11 Limitations

    The concept of e-waste assessment is relatively new in Lesotho, hence the followinglimitations to this assessment:

    a) Methodology Used

    There was a general lack of data pertaining to e-waste and therefore the currentsurvey generated the first e-waste baseline database; and

    Lesotho consists of 10 Districts, however, 5 districts were used a representativesample. With more human, financial resources and timeframe, all 10 districts could

    have been covered to give the exact baseline value in Lesotho as opposed to

    projected;

    For most respondents, there was a thin line between obsolete products which couldbe repaired for reuse and e-waste. For example, respondents placed non-functional

    equipment in storage for future repair and reuse; however, the length of storage had

    exceeded 2 years without any action taken.

    b) Data Collection

    There was a general lack of data from stakeholders because no such data wascollected;

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    Where available, data sources on e-waste were dispersed over a variety of entities,institutions, and stakeholders. The majority of data in this report is the secondary

    data collected from various stakeholders as administrative records and as anecdotal.

    There was reluctance by some business entities to divulge information regarded asconfidential business information, some fearing that it could be used against them

    for tax purposes;

    Data published in this report were collected from different sources includingGovernment Ministries and Non-governmental Organizations (NGOs) as well as

    private sector. Some were derived from specialized studies conducted by BOS

    undertaken to address certain environmental concerns;

    Massflow data has some gaps whereby some areas lack completeness in the datasets. This in turn results in a set of information which does not sufficiently answer

    some questions about environmental status and concerns in the trends.

    Many stakeholders asserted that they do not have resources to collect data andcontinuously and consistently update their records. Furthermore, they indicated that

    there was no legal requirement to do so except for tax purposes;

    Most recycling, dismantling and refurbishing entities did not know that they arehandling e-waste and they could be expected to collect data on what they handled;

    Some data represented was extracted from the 2006 Census and may be regarded asoutdated; and

    The base periods are not the same for all the data sets collected, because data setsthat could be equally pegged on the same period could not be found, for example,

    waste in storage is represented at present value and not within a specific timeframe

    that shows accumulation over time.

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    CHAPTER 4: ANALYSIS OF SURVEY RESULTS

    4.1 E-Waste Components and Management

    The project goal is to undertake a nationwide survey.

    The Status Quo Analysis Report provides a comprehensive situational assessment and

    analysis of waste management systems and implementation capacity in the municipality,

    seen as the first step in understanding the current status for waste management planning. A

    full analysis of approaches and challenges currently utilized by municipality towards

    fulfilling their role in waste collection services will be made.

    4.1.1 Sample Size

    The survey was conducted according to the Guideline on Development of E-waste

    Inventory. A total of 400 questionnaires (Appendix A) were developed for distribution and

    data collection through interviews by the researchers; however, only 379 interview surveys

    were completed:

    218 households; 83 offices (business entities and institutions); Importers and Exporters; Collectors; Manufacturers; 42 Traders; and 24 Repairers.

    4.1.2 Field studies

    Site visits were undertaken to gather as much information to meet the objectives of the

    project, including taking of photos, identifying exact locale and taking coordinates that can

    be mapped to show spatial distribution within the country (figure 19).

    The following sites were visited:

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    Second (2nd) hand markets Dismantling facilities Recycling facilities Landfills.

    4.2 E-waste Generation

    Solid waste is defined as the useless and unwanted products in the solid state derived from

    the activities of society. Current waste management practices in Lesotho show that waste

    can be disposed off in communal refuse dump, own refuse dump and roadside dump.

    Generally, majority of households (about 88%) were disposing waste at own refuse dumps

    (Census, 2006).

    Figure 4 depicts the percentage share of households by type of solid waste disposal for the

    year 2006. It is observed from the figure that 88.0 percent of the households in Lesotho

    used Own Refuse Dump to dispose solid waste. The least percentage share of households

    (1.0 percent) had their waste collected by municipality, albeit irregularly collected, and

    transported to the landfill site for disposal.

    Source: Census 2006

    Figure 4: Percentage share of household waste collection and disposal practices in Lesotho

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    E-waste forms a small fraction of general waste. Based on current waste collection and

    disposal patterns, e-waste co-mingled with general waste could be found disposed in

    backyard pits, illegally dumped on the roadside or collected for disposal at the landfill.

    4.2.1 Households

    A graphic representation of how e-waste flows circulate in the value chain is defined

    below. It shows the various stakeholders and players in life circle of components, firstly as

    usable items moving from manufactures, importers, retailers, private and corporate

    consumers, upon their deterioration to refurbishment and e-waste scrap dealers.

    This establishment of a material flow within a geographical boundary assists in identifying

    networks of different phases of EEE.

    PHASE 1

    This phase is identified by stakeholders such as manufacturers, importers, exporters and

    retailers dealing with either new or second hand EEE. The processes involved represented

    by pointing arrows include production, sales and returning of items for repairs and

    exchange.

    PHASE 2

    This phase is identified by consumers: offices, institutions and industry consuming EEE.

    The processes involved represented by the pointing arrows include collection, store and

    repairs of used EEE at stakeholders workplace and homes.

    PHASE 3

    This phase is identified by stakeholders including consumers, importers, collectors, traders,

    dismantlers, repairers and other e-waste generators. Processes involved represented by the

    pointing arrows include end-of-life EEE collection, transfer to treatment, trade in,

    importation and exportation.

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    PHASE 4

    This phase is identified by e-waste collectors such as governmental waste collectors,

    independent e-waste collectors and recyclers. Major activity involved represented by the

    pointing arrows is disposal alternatives for EEE, such as repair, decontaminating,

    dismantling, shredding, landfill and incineration.

    Figure 5: Current EEE Market Supply Methods

    4.2.2 Manufacturers and Producers

    Only four big manufacturers were identified and interviewed in this survey, giving an

    estimated amount of brand new EEE domestically produced, shipped, imported or

    exported. There were no means to verify this information as it was considered

    confidential business information. Furthermore, of the amounts produced, it was not

    clear how much was sold to the public. Such information data gaps made it impossible

    to draw up Massflow charts.

    EEE-CONSUMPTION

    RESIDUES

    SCRAP DEALERS

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    Table 6: Brand New EEE Domestically Produced

    Name of

    manufacturer

    Type of EEE

    produced

    Approximate

    amount

    produced/day

    Exporting

    interval

    Market

    Crabtree (a) Circuits

    (b) Switch

    17 300

    10 400

    Every two

    days

    South Africa (SA)

    CBI (Circuit

    Breakers Industry)

    Circuit Breakers Not given Monthly Johannesburg(SA)

    Lefase Lesotho

    Manufacturing

    TV: LCDs, LEDs

    and Plasma

    5 000 Monthly SA

    Philips Lighting

    Maseru

    Globes 47 000 Weekly SA, SACU

    countries, Dubai

    Egypt

    Sudan

    Table 7: Quantities of brand new imported and exported goods per month

    Commodity Imported Exported

    1. Waste cells and batteries 7000 1002. TV and video monitors 136700 469003. Radio 62000 6004. Telephones and teleprinter 100000 05. Hairdryers, heaters, stoves and microwaves 214500 1006. Electric shavers, clippers and parts 7700 07. Vacuum pumps, air pumps and refrigerating

    compressors

    29200 2600

    8. Air conditioners and parts 18000 7009. Refrigerators, freezers and parts 18900 010. Generating sets 13800 011. Cells, batteries and parts 57700 012. Vacuum cleaners, polishers and food processors 18900 013. Portable electric lamps 186400 014. Industrial, laboratory furnace 2200 015. Electric welders 10300 200

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    Of the total EEE imported as per our sample size, computers are the most imported

    products in Lesotho, consisting of 19.3%, followed by hairdryers, heaters, stoves and

    microwaves at 10.0%.The least imported products were TVs, cameras and transmission

    apparatus which constitute about 0.00911% of imported goods.

    There was no information available to show how imported EEE were distributed

    throughout Lesotho; therefore tracking of goods through Massflow was impossible. The

    most exported EEE were switches, plugs and sockets which were manufactured in Lesotho

    and then exported to RSA.

    4.2.3 Import and Export of EEE

    Table 8: Companies involved in Import and Export of Used EEE (Distributors)

    Company Name District Types of EEE

    CAMARA Leribe Computers

    Prestige Furniture Maseru Breadmakers

    Lifes Comfort Solutions

    (LCS)Maseru All kinds of EEE

    City Lights Maseru All small EE appliances

    Kaybon Satellites MaseruSatellites, decoders, refrigerators,stoves

    Sha Computers MaseruComputers and peripheralcomponents

    Econet Telecom Lesotho

    (ETL)Maseru

    Phones, cellphones and

    accessories

    Vodacom Lesotho (VCL) Maseru Cellphones and accessories

    Quadrant Computers Maseru Computers

    Lewis Furniture MaseruTVs, Fridges, and all household

    appliances

    Ellerines Furniture MaseruTVs, Fridges, and all household

    appliances

    Puretec Leribe, Buthabuthe All small EE appliances

    OK Furniture Leribe, MaseruTVs, Fridges, and all household

    appliances

    Hardware Marketing Leribe, Maseru All kinds of EEE

    SABA gifts and Electronics Buthabuthe All kinds of EEE

    Hitec Electronics Buthabuthe All kinds of EEE

    Lewis furniture ButhabutheTVs, Fridges, and all household

    appliances

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    Lesotho has a small fraction of EEE manufacturers making only 5.48% of total factories in

    Lesotho. Our interaction with them through interviews showed that they have no

    information on e-waste management. Camara which imports and distributes used

    computers had good strategies for environmentally sound management of e-waste.

    However, they have not yet implemented exported any obsolete computers to country of

    origin as yet since none has been returned from clients.

    There was a general lack of awareness of e-waste stream as waste with the potential to

    release harmful and toxic substances when it becomes waste. Therefore the need to inform

    these companies on e-waste management and the potential of e-waste to cause harm to

    humans and the environment upon its becoming waste has been identified for further

    action.

    4.2.4 Domestic shipment per year

    The data was collected through interviews with importers and exporters of EEE as well as

    the Customs Department of the Lesotho Revenue Authority. The data from Customs was

    the most reliable as most importers and exporters of EEE do not keep proper records.

    However this data had shortcomings in the way items were grouped as it did not give

    precise amounts. Customs records do not separate used and brand new EEE imported, they

    assume all EEE imported is new.

    To address the problems, a recommendation could be made to the Customs department to

    group EEE in such a way that data taken can be meaningful and can be used to measure

    imported and exported electrical and electronic equipment including obsolete products.

    A five year projection was made from customs data based on previous trend of import and

    export of EEE observed in five years.

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    Table 9: Quantities of new and used EEE domestically produced, imported and exported per year

    ITEM BRAND NEW EEE USED EEE

    TOTAL

    DOMESTIC

    SHIPMENT

    PRODUCTION IMPORT EXPORT DOMESTIC

    SHIPMENT

    IMPORT EXPORT

    1. TV 60000 1367 60000 1367 0 198 11692. Refrigerator, freezers and parts 0 189 0 189 0 11 1783. Radio 0 620 6 614 0 121 5034. Printing machinery including ink

    jet machinery

    0 874 2 872 0 0 8720

    5. Computers 0 412800 100 412700 607 216 4133076. Washing machines 0 180 7 173 0 9 1647. Dry cleaning machines 0 22 2 20 0 0 208. Photocopiers and printers 0 180 2 178 0 49 1299. Air conditioners 0 180 7 173 0 17310. Mobile phones, batteries and parts 0 1647 0 0 311 133611. Electrical tubes and bulbs 0 2248 0 2248 0 95 215312. Hairdryers, heaters and stoves 0 2145 1 2144 0 185 195913. Electric shavers, clippers and parts 0 77 0 77 0 5 7214. Vacuum pumps, air conditioners

    and refrigerators compressors and

    parts

    0 296 26 270 0 18 252

    15. Generators 0 138 0 138 0 39 9916. Industrial laboratory furnace 0 22 0 22 0 6 1617. Electric welders 0 103 2 101 0 5 9618. Microphones, loudspeakers,

    earphones and amplifiers

    0 291 0 291 0 0 156

    19. Record players 0 102 1 101 0 1

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    20. Tape recorders or producers 0 26 0 26 0 521. Video recorders 0 840 3 837 0 3022. TV camera and transmission

    apparatus

    0 195 1 104 0 9

    23. TV remote control 0 840 1 839 0 124. Antenna, reflectors and parts 0 1464 0 1464 0 125. Electrical signal/traffic

    control

    0 230 0 230 0 9

    26. Burglar/fire alarms 0 131 0 131 0 827. Printed circuits 0 354 70 284 0 428. Circuit breakers 0 820 68 752 0 429. Switches, plugs and socket 0 1171 302 869 0 030. Boards, panels, consoles and

    switches

    0 378 5 373 0 0

    31. .Lamps 0 384 0 384 0 032. TV camera tubes, microwave tubes

    and cathode tubes

    0 64 0 64 0 0

    33. Medical, surgical or laboratorysterilizers

    0 97 0 97 0 0

    34.

    Industry machines0 24 0 24 0 6

    35. Filter and purify machines andparts

    0 565 0 565 0 6

    36. packing machinery 0 71 1 70 0 637. Weighing machinery 0 50 2 48 0 1038. Lawn mowers 0 96 0 96 0 039. Dairy machinery 0 9 0 9 0 140. Fruit juice production machinery 0 3 0 3 0 0

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    Items in Table 9 are grouped according to a system used by customs. Customs records do

    not separate used and brand new EEE imported, they assume all EEE imported is new

    Domestic shipment = production + importexport

    Total domestic shipment=new domestic shipment + used import.

    According to Table 9 above, Televisions are the most produced in the country at the rate of

    60 000 per month but they are all exported to RSA for distribution to users. TVs are not a

    big problem to the environment since those that are produced are all exported to RSA and

    of almost 15% of those that are imported for consumption are exported back. Electrical

    tubes pose the most threat followed by mobile phones as most of them are imported into the

    country and only a few fraction is exported back, therefore their majority end up in the

    Lesotho e-waste stream. Table 10 below indicates quantities of domestic export per month,

    with TVs and Video Monitors being the highest commodities exported monthly.

    Table 10: Domestic quantities of used EEE exported (re-exports) per month

    No. Commodity Used Exports

    1. TV and video monitors 19800

    2. Hairdryers, heaters, stoves and microwaves 18500

    3. Amplifiers, speaker sets, earphones, microphones, loudspeakers 156004. Portable electric lamps 9500

    5. Waste and scrap of cells and batteries 8200

    6. Photocopiers and printers 4900

    7. Telephones and teleprinter 4800

    8. Video recorder 3000

    9. Computers and printers 1800

    10. Vacuum pumps, air pumps and refrigerating compressors 1800

    11. Radio 1200

    12. Refrigerators, freezers and parts 1100

    13. Weighing machinery 100014. TV cameras, transmission apparatus 900

    15. Electrical signal/traffic control 900

    16. Washing machines 900

    17. Air conditioners and parts 900

    18. Burglar/fire alarms 800

    19. Industrial, laboratory furnace 600

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    20. Industry machines 600

    21. Filter and purify machines and parts 600

    22. packing machinery 600

    23. Electric welders 500

    24. Tape recorders/producers 500

    25. Electric shavers, clippers and parts 500

    26. Generating sets 400

    27. Printed circuits 400

    28. Circuit breakers 400

    29. Vacuum cleaners, polishers and food processors 300

    30. Cells, batteries and parts 100

    31. Record players 100

    32. Radio remote control apparatus 100

    33. Antenna, refectors and parts 100

    34. Dairy machinery 100

    Figure6: Country Map showing e-waste hotspots

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    Figure 7: Country Map showing e-waste hotspots

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    Figure 8: Country map showing e-waste distribution

    4.3 E-waste Collection and Storage

    Local government, through district administrators contract private companies to provide

    waste management services, including waste collection, supply of temporary storage

    receptacles such as bins and skip bins, transportation and disposal. E-waste is lumped

    together with general waste, and not treated differently or given special treatment.

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    control from the landfill and for supplementary control measures for nuisance such as rats

    and other vectors, birds, and flies.

    Workers on site were not provided with operational plans to direct and control the use of

    the site. No washing facilities were provided for workers to cleanse themselves at the end

    of the day. Waste disposal sites are very dangerous facilities because they generate landfill

    gas, or methane, which is very explosive. Therefore no smoking signs and fire hazard

    signs should be displayed. There were no fire-fighting devices and first-aid equipment on

    site.

    4.4 Repair and Refurbishment of EEE

    Table 12: Companies Involved in Repair or Reassembling of Used EEE;

    Company Name Types of EEE Repaired

    Maseru

    1. Atech Electronics TVs, Computers, monitors, DVD players,

    2. Lady C Electronics Generators, electrical grass trimmers

    3. Refrigeration & Appliance

    Centre

    Re