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Department of Geotechnical Engineering
Tongji University ,Shanghai , China
The International Symposium on Systematic Approaches to Environmental Sustainability in Transportation (ISSAEST) , August 2-5, 2015, Fairbanks.
Caichu Xia Jihui Huang
Study on the Classification and Evaluation Method
of the Frost Susceptibility of Rock Mass
4rd, August , 2015
2 Study on the Classification and Evaluation Method of the Frost Susceptibility of Rock Mass C.C. Xia
Layout
BACKGROUND
FROST HEAVE RATIO OF ROCK AND FRACTURES 2
FROST HEAVE RATIO OF SATURATED ROCK MASS 3
CONCLUSION 5
EVALUATION OF THE FROST SUSCEPTIBILITY OF ROCK MASS 4
1
3 Study on the Classification and Evaluation Method of the Frost Susceptibility of Rock Mass C.C. Xia
1.BACKGROUND
• The frost heave of rock mass is considered a main reason for frost damage in cold-region constructions.
• Little attention has been paid to the frost heave of rock mass, because the expansion of rock upon freezing is less noticeable due to the constrain of rock itself.
The classification and evaluation of the frost susceptibility of rock mass is significant to the design of constructions in cold regions.
The severe frost damage phenomenon in tunnels
4 Study on the Classification and Evaluation Method of the Frost Susceptibility of Rock Mass C.C. Xia
2. FROST HEAVE RATIO OF ROCK AND FRACTURES
2.1 Frost Heave Ratio of Saturated Rock
Tao (1990)
Matsuoka(1990)
Kang et al.(2012)
0.00
0.50
1.00
1.50
2.00
2.50
3.00
3.50
4.00
4.50
0 10 20 30 40 50
Creep of ice
9% volume expansion
of porous water
closedr 02.17%n
Fro
st
he
av
e r
ati
o η
rclo
se
d (
%)
Porous ratio n0 (%)
Fig.1 The experimental relation of frost heave ratio
and porosity of saturated rock under closed system
Closedr 2.17%n
Openr 02.17% n
Frost susceptibility Rock
type
Porous
ratio n0
(%)
Frost heave ratio(%) Openr
Closedr
average
average
Closed
system Closedr
Opened
system Closedr
Frost susceptible
Tuff -1 39.3 0.300 0.536
158.46% Tuff -2 45.5 0.203 0.327
Tuff -3 45.3 0.407 0.552
Non-frost susceptible Andesite 22.5 0.116 0.125 102.11%
Table 1. Frost heave ratio of rocks
The frost heave ratio of
rock is caused by 9%
volumetric expansion of
porous water upon
freezing.
For all kinds of rock: N is porous ratio.
In opened system, the frost heave ratio of the rock increases because of the effect of water migration from the external water resource. It can be evaluated using the following equation:
5 Study on the Classification and Evaluation Method of the Frost Susceptibility of Rock Mass C.C. Xia
2. FROST HEAVE RATIO OF ROCK AND FRACTURES
2.2 Frost Heave Ratio of Saturated Fractures
Freezing direction Freezing direction
Ice
Ice
IceIc
eIc
eIc
e
Rock
Rock
Rock
Rock
Rock
Rock
Extrusion
of water
Water
migration
Water
migration
Extrusion of water
Extrusion of water(a)(b)
(e) (f)
(c) (d)
Dilation
Dilation
Dilation
Dilation
No dilation
No dilation
Fig.2. Typical Freezing dilation of saturated fractures upon freezing
In open
fractures:
When rock or the
filler is frost
susceptible:
In closed
fractures:
Water is extruded with the
progression of the freezing
process.
No dilation f 0
Water migrates toward the
freezing zone.
Water is trapped.
Dilation f 3%
6 Study on the Classification and Evaluation Method of the Frost Susceptibility of Rock Mass C.C. Xia
3. FROST HEAVE RATIO OF SATURATED ROCK MASS
3.1 Frost Heave Ratio of Various Lithological Rock Masses
z
N
E
e
L
2
1
3
f
Fig. 3 Rock mass with a set of
parallel fractures
The distribution of fractures in rock masses can be simplified as parallel and characterized with an interval L, width e , trend Ɵ, and plunge ɸ , as illustrated in Fig. 3
1
2 r f
3
1 3 0 00 0 sin cos 0 00 0 1 0 1 3 0 0 sin sin 0
0 0 cos0 0 0 0 1 3
e e
L L
1 2 3 r f
1
1 (sin cos sin sin cos )n
i i i i i
i
e en
L L
max f r f f1 3n n
arctan1 arctan 2
f /n ne L is the volume ratio of the fracture.
The value of is calculated for different grades of rock
mass using the parameter provided by the code for design of
road tunnel, the national standard of China.
fn
(1)
(2)
(3)
The frost heave strain of rock mass can be described as a tensor in following equation.
The frost heave ratio of rock mass is described equation 2.
The maximum frost
heave ratio of rock
mass with n set
fracture is described
equation 3.
7 Study on the Classification and Evaluation Method of the Frost Susceptibility of Rock Mass C.C. Xia
3. FROST HEAVE RATIO OF SATURATED ROCK MASS
3.2 Calculation Method of the Frost Heave Ratio of Rock Mass
The frost heave ratios of typical lithological rock masses under open system are computed using Eq. 3 with parameters in Tab. 2 and Tab. 3
The volume ratio of the fracture of Grade V of rock mass is largest, equals to 9.0%.
8 Study on the Classification and Evaluation Method of the Frost Susceptibility of Rock Mass C.C. Xia
3. FROST HEAVE RATIO OF SATURATED ROCK MASS
3.2 Calculation Method of the Frost Heave Ratio of Rock Mass
9 Study on the Classification and Evaluation Method of the Frost Susceptibility of Rock Mass C.C. Xia
3. FROST HEAVE RATIO OF SATURATED ROCK MASS
3.2 Calculation Method of the Frost Heave Ratio of Rock Mass
It can be seen from Tab. 3 that: First, the greater the porous volume of rock, the greater the frost heave ratio, It is less than 1.42% for rock masses composed of non-frost susceptible rock and less than 2.09% for rock masses composed of frost susceptible rock. Second, the frost heave ratio increases with the grade of rock mass. Third, the frost heave ratio increases with the grade of weathering.
10 Study on the Classification and Evaluation Method of the Frost Susceptibility of Rock Mass C.C. Xia
4. EVALUATION OF THE FROST SUSCEPTIBILITY OF ROCK MASS
4.1 Water Supply Condition
Water is indispensable for frost heave of rock mass, the water
supply condition should be considered while the evaluation of
frost susceptibility of rock mass.
rock mass
under open system
the rock mass
under closed system
the rock mass can be considered saturated
for frost susceptibility evaluation.
no frost heave occurs
11 Study on the Classification and Evaluation Method of the Frost Susceptibility of Rock Mass C.C. Xia
4. EVALUATION OF THE FROST SUSCEPTIBILITY OF ROCK MASS
4.2 Classification of The Frost Susceptibility for Rock Mass
The degree of potential damage to the construction as a result of
the frost heave
In the code for engineering geological investigation of frozen ground, the national standard of
China
Three factors in the process
of the classification are
considered:
The elastic modulus of frozen rock is 7.5 times that of frozen
soil
Table 4. The classification of the frost
susceptibility of soil and rock mass according
to their frost heave ratio
12 Study on the Classification and Evaluation Method of the Frost Susceptibility of Rock Mass C.C. Xia
4. EVALUATION OF THE FROST SUSCEPTIBILITY OF ROCK MASS
4.3 Evaluation Method of Frost Susceptibility
the frost susceptibility of
the rock and fracture filler
the grade of the rock mass
evaluation of the
frost susceptibility
of rock mass
the porosity of the rock
Table 5. Evaluation of the frost susceptibility of
rock mass in force-based design
In table 5, the frost susceptibility of rock mass is classified into 5 degree
of frost susceptibility ,that is, non-frost, weakly, moderately, strongly,
and very strongly susceptible.
13 Study on the Classification and Evaluation Method of the Frost Susceptibility of Rock Mass C.C. Xia
4. EVALUATION OF THE FROST SUSCEPTIBILITY OF ROCK MASS
4.4 Application
Table 6. Frost susceptibility of surrounding rock of the No. 1 Baimang
Snow Mountain Tunnel using the proposed method
The No. 1 Baimang Snow Mountain Tunnel is located in the Yunnan Province, China.
The altitude of the tunnel is 4070—4113 m above sea level.
The surrounding
rock in the No. 1
Baimang Snow
Mountain Tunnel
is non-frost
susceptible to
strongly frost
susceptible.
14 Study on the Classification and Evaluation Method of the Frost Susceptibility of Rock Mass C.C. Xia
EVALUATION OF THE FROST SUSCEPTIBILITY OF ROCK MASS
4.4 Application
Table 7. Frost susceptibility of the surrounding rock of
the Jianglulin tunnel
The Jianglulin Tunnel is located in the Qinghai Province of China.
Most of the
surrounding rock
of the Jianglulin
Tunnel is non-frost
susceptible, but the
surrounding rock
near the fracture
zone and the tunnel
entrance is non-
frost susceptible to
moderately
susceptible.
This evaluation is based on the survey report and should be updated during excavation. These
results provide references for anti-frost damage design of the tunnel.
15 Study on the Classification and Evaluation Method of the Frost Susceptibility of Rock Mass C.C. Xia
5. Conclusion
• A calculation method for the frost heave ratio of rock is developed by fitting the experiment data.
• The frost susceptibility of rock mass is classified into 5 types according to its frost heave ratio and based on the frost heaving classification of the soil.
• The frost susceptibility of the surrounding rock is assessed in two cold-region tunnels.
Frost heave ratio of
rock and fractures
Frost heave ratio of
saturated rock mass
Evaluation of the frost
susceptibility of rock mass
Classification and evaluation method of the frost susceptibility
of rock mass
16 Study on the Classification and Evaluation Method of the Frost Susceptibility of Rock Mass C.C. Xia
ACKNOWLEDGMENTS
This work has been supported by the National Natural Science Foundation of China (Grant No. 41472248), Key Technologies Research and Development Program of China (No. 2014BAG05B05), and two China Ministry of Communications Western Construction Science & Technology Projects(project numbers: 20113184901070; 2011318799740).