SUCCESSOR AGENCY A RESOLUTION OF THE SUCCESSOR …

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T-23776.002 \ 1201241_2.doc 1 Council Agenda: 5-19-2015 Item No.: 9.2(b)

DRAFT--Contact the Office of the City Clerk at (408)535-1260 or [email protected] for final document.

SUCCESSOR AGENCY RESOLUTION NO. ______________

A RESOLUTION OF THE SUCCESSOR AGENCY TO THE REDEVELOPMENT AGENCY OF THE CITY OF SAN JOSE APPROVING THE RECOGNIZED OBLIGATION PAYMENT SCHEDULE 15-16A AND AUTHORIZING PAYMENT OF EXPENDITURES FOR ITEMS ON ROPS 15-16A, WHICH DETAILS THE OBLIGATIONS OF THE SUCCESSOR AGENCY FOR THE PERIOD OF JULY 1, 2015 THROUGH DECEMBER 31, 2015

WHEREAS, pursuant to Health and Safety Code Section 34177, the Successor

Agency to the Redevelopment Agency of the City of San José (“Successor

Agency”) must submit a Recognized Obligation Payment Schedule (“ROPS”) to

the State Department of Finance (“DOF”) every six months, which reflects

payments due during that six-month period; and

WHEREAS, staff has prepared a ROPS for the period of July 1, 2015 through

December 31, 2015 (“ROPS 15-16A”); and

WHEREAS, on February 12, 2015, the Successor Agency presented a Draft

ROPS 15-16A, which included true-up information for ROPS 14-15A, to the

Oversight Board for review and discussion only; and

WHEREAS, on February 26, 2015, the Oversight Board adopted Resolution No.

2015-02-1083, approving the revised ROPS 15-16A, and staff transmitted the

ROPS 15-16A to the State Department of Finance on March 3, 2015; and

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WHEREAS, on April 15, 2015, the Successor Agency received written

notification from the DOF that all items on ROPS 15-16A were approved, with

the exception certain Other Funds categories, as detailed in the letter from DOF

attached hereto, that were denied; and

WHEREAS, due to the projected insufficient Redevelopment Property Tax Trust

Fund funding, it is anticipated that the Successor Agency will not have sufficient

revenues to pay for all obligations on the ROPS 15-16A; and

WHEREAS, the City, where appropriate, included estimated City Advance

Amounts in the City’s FY 2015-2016 Adopted Budget to provide funding for

Successor Agency obligations that are supported by pledges of City funds, as

well as costs associated with the Administrative Budget as approved by the

Successor Agency Board to assist with the winding down of the former

Redevelopment Agency;

NOW, THEREFORE, BE IT RESOLVED THAT THE SUCCESSOR AGENCY TO

THE REDEVELOPMENT AGENCY OF THE CITY OF SAN JOSE:

Approves the Recognized Obligation Payment Schedule 15-16A, as adjusted by

the DOF as attached hereto, and authorizes payment of expenditures for items

on ROPS 15-16A, which details the obligations of the Successor Agency for the

period of July 1, 2015 through December 31, 2015.

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ADOPTED this _____ day of ___________, 2015, by the following vote: AYES:

NOES:

ABSENT:

DISQUALIFIED:

SAM LICCARDO Chairperson

ATTEST: TONI J. TABER, CMC Secretary

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Attachment B

Recognized Obligation Payment Schedule (ROPS 15-16A) - ROPS Detail July 1, 2015 through December 31, 2015

• (Report Amounts in Whole Dollars)

A B c D E F G H I J K L M N O P

Item# Project Name / Debt Obligation Obligation Type Contract/Agreement

Execution Date Contract/Agreement

Termination Date Payee Description/Proiect Scope Project Area Total Outstanding Debt or Obligation Retired

Funding Source

Six-Month Total Item# Project Name / Debt Obligation Obligation Type Contract/Agreement


Termination Date Payee Description/Proiect Scope Project Area Total Outstanding Debt or Obligation Retired

Non-Redevelopment Property Tax Trust Fund ' (Non-RPTTF) RPTTF



Termination Date Payee Description/Proiect Scope Project Area Total Outstanding Debt or Obligation Retired Bond Proceeds Reserve Balance Other Funds Non-Admin Admin Six-Month Total $ 3,130,905,629 $ 261,138 $ 39,511,286 $ 31,359,136 $ 115,360,404 $ 1,849,483 $ 188,341,447

1 Allowable Bond Reserve-Pursuant to Bonds Issued On or 1/1/2014 12/31/2014 Union Bank Refer to "Notes" section. Meraed _ N _ $ -2 Series 1993 (Merged Area

Refunding) Bonds Issued On or Before 12/31/10

12/1/1993 8/1/2015 Union Bank This authorizes the issuance of $692,075,000 aggregate principal amount (Tax Allocation Bonds)

Merged 18,740,850 N 18,740,850 $ 18,740,850

3 Series 1997 (Merged Area) Bonds issued On or Before 12/31/10


Merged 6,920,889 N 504,000 $ 504,000

4 Series 1999 (Merged Area) Bonds issued On or Before 12/31/10


Merged 15,341,313 N 306,850 $ 306,850

5 Series 2002 (Merged Area) Bonds Issued On or Before 12/31/10 '


Merged 11,544,025 N 11,199,150 344,875 $ 11,544,025

6 Series 2003 (Merged Area) Bonds Issued On or Before 12/31/10


Merged 215,504,702 N 4,001,107 $ 4,001,107

7 Series 2004A (Merged Area) • Bonds Issued On or Before 12/31/10


Merged 130,404,106 N 12,216,420 $ 12,216,420

8 Series 2005A (Merged Area) Bonds Issued On or Before 12/31/10

7/1/2005 8/1/2028 Union Bank This authorizes the issuance of $152,950,000 aggregate principal amount (Tax Allocation Refunding Bonds)

Merged 166,027,761 N 11,541,399 $ 11,541,399

g Series 2005B (Merged Area) Bonds issued On or Before 12/31/10


Merged 4,328,875 N 4,328,875 $ 4,328,875

10 Series 2006A (Taxable) (Merged Area)

Bonds issued On or Before 12/31/10

11/1/2006 8/1/2035 Union Bank This authorizes the issuance of $14,300,000 aggregate principal amount (Taxable Tax Allocation Bonds)

Merged 18,421,725 N

•

375,725 $ 375,725

11 Series 2006B (Merged Area) Bonds Issued On or Before 12/31/10


Merged 122,373,750 N 1,540,750 $ 1,540,750

12 Series 2006C (Merged Area) Bonds Issued On or Before 12/31/10


Merged 663,982,154 N 9,568,571 $ 9,568,571

13 Series 2006D (Merged Area) Bonds Issued On or Before 12/31/10


Merged 362,252,575 N 7,519,675 $ 7,519,675


Bonds Issued On or Before 12/31/10


Merged 8,195,170 N 2,593,800 $ 2,593,800



Merged 328,144,588 N 4,486,263 $ 4,486,263



Merged 19,287,066 N 4,470,466 $ 4,470,466

17 Series 2008B (Merged Area) Bonds issued On or Before 12/31/10


Merged 144,857,234 N 2,667,759 $ 2,667,759

Attachment B


(Report Amounts in Whole Dollars)

A B C D E F G H 1 J K L M N O P

Funding Source

Non-Redevelopment Property Tax Trust Fund (Non-RPTTF) RPTTF

item# Project Name / Debt Obligation Obligation Type Contract/Agreement


Termination Date Payee Description/Project Scope Project Area Total Outstanding Debt or Obligation Retired Bond Proceeds Reserve Balance Other Funds Non-Admin Admin Six-Month Total

18 Series 1993 (Merged Area Refunding)

Fees 12/1/1993 8/1/2015 Union Bank Fiscal Agent Fees . Merged - Y - $ -

19 Series 1997 (Merged Area) Fees 3/26/1997 8/1/2028 Union Bank Fiscal Agent Fees Merged 42,250 N - $ -20 Series 1999 (Merged Area) Fees 1/7/1999 8/1/2019 Union Bank Fiscal Agent Fees Merged 16,250 N - $ -21 Series 2002 (Merged Area) Fees 1/23/2002 8/1/2015 Union Bank Fiscal Agent Fees Merged . - Y - $ -22 Series 2003 (Merged Area) Fees 3/28/2004 8/1/2033 . Union Bank Fiscal Agent Fees Merged 58,500 N - $ -23 Series 2004A (Merged Area) Fees 5/26/2004 8/1/2019 Union Bank Fiscal Agent Fees Merged 14,200 N - $ -

24 Series 2005A & B (Merged Area) Fees 10/19/2005 8/1/2028 Union Bank Fiscal Agent Fees Merged 56,940 N 4,380 $ 4,380 25 Series 2006A & B (Merged Area) Fees 11/10/2006 8/1/2035 Union Bank Fiscal Agent Fees Merged 61,100 N 3,055 $ 3,055 26 Series 2006C & D (Merged Area) Fees 12/6/2006 8/1/2032 Union Bank Fiscal Agent Fees Merged 74,460 N - S -

27 Series 2007A & B (Merged Area) Fees 11/5/2007 8/1/2036 Union Bank Fiscal Agent Fees Merged 100,065 N 4,765 $ 4,765 28 Series 2008A (Merged Area) Fees 12/15/2008 8/1/2035 Union Bank Fiscal Agent Fees Merged 6,570 N - $ -29 Series 2008B (Merged Area) Fees 11/4/2008 8/1/2035 Union Bank Fiscal Agent Fees Merged 43,800 N - $ -30 Series 1996A (Merged Area) - (refer

to "Notes" section) Revenue Bonds Issued On or Before 12/31/10'

8/1/1996 7/1/2026 US Bank Senior Subordinated Bonds (Tax Allocation Bonds) These bonds are secured by a reimbursement agreement from JP Morgan. Remaining amount of obligation assumes interest at highest aiiowed variable rate.

Merged 21,814,588 N 1,385,156 $ 1,385,156

31 Series 1996B (Merged Area) - (refer to "Notes" section)

Revenue Bonds Issued On or Before 12/31/10

8/1/1996 7/1/2026 US Bank Senior Subordinated Bonds (Tax Allocation Bonds) These bonds are secured by a reimbursement agreement from JP Morgan. Remaining amount of obligation assumes interest at highest allowed variable rate.

Merged 21,814,588 N 1,385,156 $ 1,385,156

32 Series 2003A (Merged Area) - (refer to "Notes" section)


8/1/2003 ' 8/1/2028 US Bank Senior Subordinated Bonds (Tax Allocation Bonds) These bonds are secured by a reimbursement agreement from JP Morgan. " Remaining amount of obligation assumes interest at highest aiiowed variable rate.

Merged 33,204,474 N 1,593,787 $ 1,593,787

33 Series 2003B (Merged Area) - (refer to "Notes" section)


8/1/2003 8/1/2032 US Bank Senior Subordinated Bonds (Tax Allocation Bonds) These bonds are secured by a reimbursement agreement from JP Morgan. Remaining amount of obligation assumes interest at highest aiiowed variable rate.

Merged ' 20,264,877 N 67,747 $ 67,747

34 Fiscal Agent Fees - Subordinate Obligations

Fees ' 7/25/2011 8/1/2032 US Bank Fiscal Agent Fees Merged 212,800 N 15,800 $ 15,800

35 Letter of Credit Fees/Commercia! Callable Paper (refer to "Notes" section)

Fees 6/1/1996 3/31/2017 JPMorgan Letter of Credit Fees-Series 1996A&B and Series 2003A&B

Merged 3,555,797 N 584,687 466,093 $ 1,050,780

36 Series 1996A (Merged Area) Fees 6/1/2013 8/1/2026 Citigroup Global Markets, Inc.

Remarketing Fees - Variable Rate Bonds

Merged 114,962 N • 9,336 $ 9,336


Fees 6/1/2013 8/1/2028 JPMS LLC Cash Management


Merged 131,107 N 8,692 $ 8,692

39 Series 1996A & B; Series 2003A &B; Series 2001F (Merged Area)

Fees 12/1/1993 8/1/2032 Standard & Poors, Fitch Annua! Analytical Review Merged 160,000 N 10,000 $ 10,000

40 Series 1997E (AMT) (Merged Area) Bonds Issued On or Before 12/31/10

6/1/1997 8/1/2027 Weils Fargo Bank Housing Tax Allocation Bonds Merged 24,758,219 N 881,019 $ 881,019

41 Series 2003J (Taxable) (Merged Area)


7/1/2003 8/1/2029 Weils Fargo Bank Housing Tax Allocation Bonds Merged 34,516,440 N 3,330,145 $ 3,330,145

42 Series 2003K (Merged Area) Bonds Issued On or Before 12/31/10

7/1/2003 8/1/2029 Wells Fargo Bank Housing Tax Allocation Bonds Merged 7,060,636 N 36,565 329,351 $ 365,916

Attachment B


(Report Amounts in Whoie Dollars)


Funding Source • Non-Redevelopment Property Tax Trust Fund

(Non-RPTTF) RPTTF





6/1/2005 8/1/2035 Wells Fargo Bank Housing Tax Allocation Bonds Merged 14,008,194 N 240,794 $ 240,794


6/1/2005 8/1/2035 Wells Fargo Bank Housing Tax Allocation Bonds Merged 161,707,489 N 6,204,576 $ 6,204,576

45 Series 2010A-1 (Merged Area) Bonds Issued On or Before 12/31/10

4/1/2010 8/1/2035 Wells Fargo Bank Housing Tax Allocation Bonds Merged 91,750,678 N 1,427,391 $ 1,427,391

46 Series 2010A-2 (Merged Area) Bonds Issued On or Before 12/31/10

4/1/2010 8/1/2035 Wells Fargo Bank Housing Tax Allocation Bonds Merged 2,826,475 N 555,575 $ 555,575

47 Series 2010B (Taxable) (Merged Area)


4/1/2010 8/1/2015 Wells Fargo Bank Housing Tax Allocation Bonds Merged 1,111,479 N 1,111,479 S 1,111,479

48 Series 2010C (Taxable) (Merged Area) (refer to "Notes" section)


4/1/2010 8/1/2035 Wells Fargo Bank Housing Tax Allocation Bonds-Note: Remaining amount of obligation assumes interest at highest allowed variable rate .

Merged 109,196,504 N 4,268,520 S 4,268,520

49 Series 1997E (AMT) (Merged Area) Fees 7/1/2011 8/1/2027 Wells Fargo Bank Fiscal Agent Fees Merged 12,000 N 1,000 $ 1,000 50 Series 2003J (Taxable) (Merged

Area) Fees • 7/1/2011 8/1/2029 Wells Fargo Bank Fiscal Agent Fees Merged 13,500 N 1,350 $ 1,350

51 Series 2003K (Merged Area) Fees 7/1/2011 8/1/2029 Wells Fargo Bank Fiscal Agent Fees Merged 20,250 N 1,350 $ 1,350 52 Series 2005A&B (Merged Area) Fees 6/1/2011 8/1/2035 Wells Fargo Bank Fiscal Agent Fees Merged 54,000 N - S -53 Series 2010A-1 (Merged Area) Fees 4/1/2010 8/1/2035 Wells Fargo Bank Fiscal Agent Fees Merged 30,000 N - $ -54 Series 2010B (Taxable) (Merged

Area) Fees 4/14/2011 8/1/2015 Wells Fargo Bank Fiscal Agent Fees Merged - Y - $ -

55 Series 2010C (Taxable) (Merged Area)

Fees 4/1/2010 8/1/2035 Wells Fargo Bank Fiscal Agent Fees Merged 30,000 N - $ -

56 Commercial Paper Third-Party Loans 5/6/2010 12/31/2015 Weils Fargo Bank Commercial Paper used to fund affordable housing projects.

Merged 14,527,000 N 14,527,000 $ 14,527,000

$ -

58 4th and San Fernando - Series 2001A


4/1/2001 9/1/2026 Wells Fargo Bank The 4th Street Garage was financed by bonds issued by the SJ Financing Authority and backed by Redevelopment Agency revenues.

Merged 39,649,821 N 1,681,714 $ 1,681,714


Fees 4/1/2001 9/1/2026 Wells Fargo Bank Fiscal Agent Fees Merged 22,000 N - $ -

60 Convention Center - Series 2001F Bonds Issued On or Before 12/31/10

9/20/2001 9/1/2022 US Bank The Convention Center was financed by bonds issued by the SJ Financing Authority and backed by Redevelopment Agency revenues.

Merged 121,570,500 N 13,036,500 $ 13,036,500

61 Convention Center - Series 2001F Fees 9/20/2001 9/1/2022 US Bank Fiscal Agent Fees Merged 19,320 N 2,415 $ 2,415 62 CSCDA - 2005 ERAF Loan SERAF/ERAF • 4/1/2005 8/1/2015 CSCDA/Weils Fargo Debt incurred for payment to the State

to fund schools through the Education Revenue Augmentation Fund (ERAF). The State will intercept the City's property tax revenues to the extent that the loan repayment are not made by the Agency.

Merged Y $ -

Attachment B




Funding Source


Item # Project Name / Debt Obligation Obligation Type Contract/Agreement



63 CSCDA-2006 ERAF Loan SERAF/ERAF 4/1/2005 8/1/2016 CSCDA/Weils Fargo Debt incurred for payment to the State to fund schools through the Education Revenue Augmentation Fund (ERAF). The State will intercept the City's property tax revenues to the extent that the loan repayment are not made by the Agency.

Merged 2,016,830 N 1,008,415 $ 1,008,415

64 HUD Section 108 Note (Masson/Dr. Eu/Security)

Third-Party Loans 1/27/1997 8/1/2016 Bank of New York Loan from the U.S. Department of Housing and Urban Development (HUD) for Section 108 Loans.

Merged 906,678 N 437,294 $ 437,294

65 HUD Section 108 Note (CIM Block 3/Central Place)


Merged 11,018,978 N 733,371 $ 733,371

66 HUD Section 108 Note (Story/King Retail)


Merged 14,887,742 N 965,081 $ 965,081

69 Successor Agency Bond Activities (refer to "Notes" section)

Professional Services

1/1/2014 6/30/2016 BLX Group, LLC Arbitrage rebate calculation services Merged 88,250 N 88,250 $ 88,250

70 San Jose Redevelopment Agency vs Soiis, Torrez dba Patty's Inn

RPTTF Shortfall 3/2/2011 6/30/2012 Kenneth F. Soiis or Bonnie C. Torrez dba Patty's Inn

Settlement Agreement & General Release

Merged 100,000 N 100,000 $ 100,000

71 IDT Lease (refer to "Notes" section) RPTTF Shortfall 12/14/2004 7/1/2022 Integrated Device Technology, Inc.

Parking Covenants - 6024 Silver Creek Road

Merged 1,639,000 N 596,000 $ 596,000

72 IDT Lease with Option to Purchase (refer to "Notes" section)

RPTTF Shortfall 3/2/2010 6/30/2023 Integrated Device Technology, Inc.

Lease of Riparian Property Merged 300,927 N 109,428 $ 109,428

74 Block 3: Central Place Parking (refer to "Notes" section)

RPTTF Shortfall 8/6/2009 12/31/2015 The 88 Master/Residential Association

Garage Cost Sharing - Annual Estimate

Merged 200,000 N 200,000 $ 200,000

78 Automatic Public Toilets (refer to "Notes" section)

RPTTF Shortfall 3/20/1998 1/12/2021 JCDecaux San Francisco, LLC & Utility Companies

Rental - Seven Automatic Public Toilets

Merged 5,291,048 N 2,090,315 $ 2,090,315

79 Corporate Expansion Program -Accrual (refer to "Notes" section)

RPTTF Shortfall 11/18/2003 6/30/2012 Mission West Properties, LP

San Jose BioCenter Lease - 5941 Optical Court (Accrued from ROPS #1)

Merged . 32,935 N 32,935 $ 32,935

80 San Jose Innovation Center (refer to "Notes" section)

RPTTF Shortfall 9/15/2009 9/30/2014 RSTP Investments, LLC Lease -100 East Santa Clara Street Merged 717,003 N 717,003 $ 717,003

82 Asset Management (refer to "Notes" section)

Property Maintenance

1/7/2010 6/30/2016 All Gutter Services formerly Gutter Cleaning Roofing Services

Roofing services for SARA-owned properties

Merged 12,950 N 12,950 $ 12,950

84 Property-Based Business improvement District


1/15/2008 12/31/2022 Property and Business Improvement District

Payment of Downtown San Jose Property-Based Business Improvement District assessments per the agreement between the City of San Jose and the San Jose Downtown Property Owner's Association

Merged . 125,000 N 125,000 $ 125,000

85 Asset Management/Successor Agency's Lease Obligations (refer to "Notes" section)


1/1/2014 12/31/2015 Miscellaneous Vendors Utilities, insurance and maintenance for Successor Agency Properties

Merged 375,000 N 60,000 $ 60,000

90 North San Pedro Housing OPA/DDA/Constructi on

12/14/2010 2/1/2016 First Community Housing per DDA with Swenson and NSPT '

Affordable Housing Project-Construction

Merged 261,138 N 261,138 $ 261,138

91 North San Pedro Housing - Prop 1C (refer to "Notes" section)

OPA/DDA/Constructi on

4/13/2010 2/1/2016 Community Towers, LLC Purchase of APN: 259-34-034 Merged - Y $ -

92 North San Pedro Housing - Prop 1C OPA/DDA/Constructi on

10/19/2010 2/1/2016 Legacy Bassett Partners Purchase of APN: 259-51-006 Merged - Y $ -


4/13/2010 2/1/2016 Green Valley Corporation Purchase of APN: 259-31-073/74/75 Merged 151,096 N 151,096 $ 151,096


4/13/2010 2/1/2016 St. James Enterprises, LP Purchase of APN: 259-32-001/2/3/4 Merged 617,514 N 617,514 $ 617,514

95 North San Pedro Housing Improvement/lnfrastr ucture

1/1/2006 12/31/2014 Various - TBD Eligible project costs Merged - Y $ -

Attachment B

Recognized Obligation Payment Schedule (ROPS 15-16A) - ROPS Detail July 1, 2015 througlr December 31, 2015


A B C D E F G H J K L M N O P

Item # Project Name / Debt Obliqation Obliqation Type Contract/Agreement


Termination Date Payee Description/Project Scope Project Area Total Outstanding Debt or Obligation Retired

Funding Source

Six-Month Total Item # Project Name / Debt Obliqation Obliqation Type Contract/Agreement







96 Corporate Expansion Program (refer to "Notes" section)

RPTTF Shortfall 3/28/2011 " 3/28/2013 SunPower, Inc. Capital Equipment Acquisition Assistance

Merged 500,000 N 500,000 $ 500,000

101 Purchase & Sale Agreement (refer. to "Notes" section)

OPA/DDA/Constructi on

7/27/1998 12/31/2015 Vendor or Contractor Escrowed funds for CET Properties Environmental Clean-Up

Merged 22,497 N 22,497 $ 22,497

$ -

$ -

115 County of Santa Clara vs San Jose Redevelopment Agency (refer to "Notes" section)

Litigation 7/1/2014 6/30/2018 County of Santa Clara Per March 2011 Settlement Agreement Merged 29,333,524 N $ -

117 Successor Agency Personnel Admin Costs 1/1/2014 12/31/2015 Personnel Staff Personnel costs for operations Merged 430,950 N 430,950 $ 430,950 118 Successor Agency-Unemployment

Benefits Admin Costs 7/1/2014 12/31/2015 EDD Ongoing unemployment benefits of

former staff Merged 20,000 N 20,000 $ 20,000

119 Successor Agency employee benefit plan (refer to "Notes" section)

Admin Costs 12/15/2006 6/30/2016 EFLEXGROUP, IncJTotal Administrative Services Corporation (TASC)

Flexible spending account administration-employee benefit

Merged 8,594 N 120 $ 120

121 Successor Agency operations Admin Costs 10/1/2010 6/30/2016 Jones Hall Legal services on an as-needed basis for non-bond transactions

Merged 8,000 N 4,000 $ 4,000

123 Successor Agency operations Admin Costs 5/1/2015 4/30/2016 Macias, Gini & O'Conneil, LLP

Financial audit services Merged 53,089 N 53,089 $ 53,089

127 Successor Agency retirement plans Admin Costs 7/1/2006 12/31/2015 Standard Retirement Services, inc.

Investment administration services Merged 14,822 N 3,000 $ 3,000

128 Successor Agency retirement plans Admin Costs 7/1/2006 12/31/2015 Stancorp Investment Advisers, inc.

Investment services Merged 23,702 N 12,000 $ 12,000

130 Successor Agency operations Admin Costs 1/1/2014 12/31/2015 City of San Jose - Finance Monthly Successor Aqency phone bill Merged 700 N 700 $ 700 131 Successor Agency operations Admin Costs 1/10/2001 12/31/2015 ADP, Inc. Services associated with payroll

processing Merged 4,544 N 3,000 S 3,000

132 Successor Agency operations Admin Costs 6/14/2011 12/31/2015 Value Business Products Office suppiies/equipment on an as-needed basis

Merged 1,000 N 500 $ 500

133 Successor Agency operations Admin Costs 6/30/2011 12/31/2015 CDW-Government, inc. Computer and printer supplies on an as-needed basis

Merged 1,186 N 300 $ 300

134 Successor Agency operations Admin Costs 3/23/2012 12/31/2015 Ricoh Monthly lease and usage of copiers Merged 4,000 N 4,000 $ 4,000 135 Successor Agency operations Admin Costs 10/28/2009 10/10/2014 Pitney Bowes Global

Financial Lease of postage meter machine Merged - Y $ -

138 Successor Agency operations Admin Costs 6/1/2011 12/31/2015 Ross Financial Ongoing financial advisor services on an as-needed basis

Merged 12,500 N 12,500 $ 12,500

139 Successor Agency operations Admin Costs 1/1/2014 12/31/2015 Misc Vendors Meeting and payment equipment maintenance expenses

Merged 2,500 N 2,500 $ 2,500

140 City Support Services (refer to "Notes" section)

RPTTF Shortfall 2/1/2012 6/30/2012 City of San Jose City staff costs (legal, clerk, financial, housing, oversight)

Merged 174,994 N 174,994 $ 174,994

141 City Hall Lease (refer to "Notes" section)

RPTTF Shortfall 2/1/2012 6/30/2012 City of San Jose Leased Space - 14th Floor Tower Merged 25,000 N 25,000 $ 25,000

143 Successor Agency Bond Activities Professiona! Services

7/1/2012 6/30/2016 Urban Analytics, LLC Fiscal consultant services including analysis of tax increment data

Merged 40,390 N 40,390 $ 40,390

144 May 2001 Amended & Restated Agreement (refer to "Notes" section)

RPTTF Shortfall 5/22/2001 6/30/2042 County of Santa Clara County Pass-Through Payments -annual formula based on tax increment growth.

Merged 59,610,197 N $ -

145 12-13 Reimbursement Agreement-Bond Obligations (refer to "Notes" section)

City/County Loans After 6/27/11

7/1/2012 6/30/2042 City of San Jose Payment to the City of San Jose for the Convention Center, 4th/San Fernando Streets Parking Garage and ERAF Debt Service payments made on behalf of the Successor Agency resulting from an insufficiency of funds for FY 2012-13.

Merged 2,709,852 N $ -

Attachment B


(Report Amounts in Whole Dollars) -

A B C D E F G H 1 J K L M N 0 P




Funding Source








146 12-13 Reimbursement Agreement-Unsecured Enforceable Obligations (refer to "Notes" section)


7/1/2012 6/30/2042 City of San Jose Payment to the City of San Jose for unsecured enforceable obiigations, as defined in the Reimbursement Agreement, made on behalf of the Successor Agency resulting from an insufficiency of funds for FY 2012-13.

Merged ' 354,084 N $ -

147 12-13 Reimbursement Agreement-Administrative Costs (refer to "Notes" section)


7/1/2012 6/30/2042 City of San Jose Payment to the City of San Jose for Direct Successor Agency costs and City Support Services made on behalf of the Successor Agency resulting from an insufficiency of funds for FY 201213.

Merged 2,925,826 N . $ -

148 Edenvale Community Center (refer to "Notes" section)

Litigation 8/22/2013 12/31/2015 Ralph Larsen & Son, Inc. Settlement Agreement & Release of Litigation in connection with construction of the community center.

Merged 4,500 N 4,500 $ 4,500

149 Jones Hall-Successor Agency Bond Activities (refer to "Notes" section)

Legal 10/1/2010 6/30/2016 Jones Hall Legal services on an as-needed basis to support bond transactions

Merged 62,860 N 62,860 $ 62,860

150 Ross Financial-Successor Agency Bond Activities (refer to "Notes" section)


6/1/2011 12/31/2015 Ross Financiai Ongoing financial advisor services on an as-needed basis for bond financings

Merged 37,500 N 37,500 $ 37,500

151 Asset Management Property Maintenance

7/1/2013 6/30/2015 Ben Hill dba Hill Enterprises Property maintenance sen/ices for SARA owned properties on an as-needed basis

Merged Y $ -

152 Series 1996B (Merged Area) Fees 6/1/2013 8/1/2032 U.S. Bancorp Investments, IncAI.S. Bank Municipal Securities Group


Merged 114,962 N 9,336 $ 9,336

153 Series 2003B (Merged Area) Fees 6/1/2013 8/1/2032 Citigroup Global Markets, Inc.


Merged 233,549 N 7,562 $ 7,562

154 Bonds-Annual Analytical Review Fees 1/1/2014 6/30/2036 Moody's investors Service, Inc.

Annua! Analytical Review Merged 160,000 N 10,000 $ 10,000

155 Long-Term Reimbursement Agreement (2013-2014 and 20142015) - Bond Obligations (refer to "Notes" section)


7/1/2013 6/30/2042 City of San Jose Payment to the City of San Jose for the Convention Center, 4th/San Fernando Streets Parking Garage and ERAF Debt Service payments made on behalf of the Successor Agency resulting from an insufficiency of funds during a given fiscal year.

Merged 15,896,812 N 13,881,000 $ 13,881,000

156 Long-Term Reimbursement Agreement (2013-2014 and 20142015) - Unsecured Enforceable Obligations (refer to "Notes" section)


7/1/2013 6/30/2042 City of San Jose Payment to the City of San Jose for unsecured enforceable obligations, as defined in the Reimbursement Agreement, made on behalf of the Successor Agency resulting from an insufficiency of funds during a given fiscal year.

Merged 310,236 N $ -

157 Long-Term Reimbursement Agreement (2013-2014 and 20142015) - Administrative Costs (refer to "Notes" section)


7/1/2013 6/30/2042 City of San Jose Payment to the City of San Jose for Direct Successor Agency costs and City Support Services made on behalf of the Successor Agency resulting from an insufficiency of funds during a given fiscal year.

Merged 2,887,931 N $ -

158 City Support Services (refer to "Notes" section)

Admin Costs 7/1/2015 12/31/2015 City of San Jose City staff costs (legal, clerk, financiai, lousing, oversight)

Merged 1,065,434 N 1,065,434 s 1,065,434

159 City Hall Lease (refer to "Notes" section)

Admin Costs 7/1/2015 12/31/2015 City of San Jose Leased Space - 13th Floor Tower, formerly 14th Floor Tower

Merged 16,396 N 16,396 S 16,396

160 Successor Agency operations (refer to "Notes" section)

Admin Costs 6/26/2014 6/30/2016 Montoy Law Corporation Oversight Board legal services on an as-needed basis

Merged 29,122 N 15,000 $ 15,000

Attachment B


• (Report Amounts in Whole Dollars)





Funding Source

Six-Month Total Item # Project Name / Debt Obligation Obligation Type Contract/Agreement







162 Property Disposition Costs (refer to "Notes" section)


7/1/2014 12/31/2015 Miscellaneous Vendors Potential solicitation expenses associated with the disposition of Agency-owned properties as approved in the Successor Agency's Long Range Property Management Plan.

Merged 42,000 N 42,000 $ 42,000

$ -

164 RDA HUD Custodial Fees (refer to "Notes" section)

Fees 5/16/2006 8/1/2025 U.S. Bank Custodial Agreement fees associated with the safekeeping of original HUD 108 documents required by HUD. Charges are $150 per ROPS period

Merged 3,225 N 150 $ 150

165 Successor Agency Banking Service Fees (refer to "Notes" section)

Fees 6/18/2014 6/30/2018 Wells Fargo Bank General banking service fees Merged 32,000 N 6,000 $ 6,000

166 Series 1997E (AMT) (Merged Area) Fees 7/1/2011 8/1/2027 Wells Fargo Bank ROPS 1 Prior Period Adjustment-Fiscal Agent Fees

Merged - Y $ -

167 Series 2010A-1 (Merged Area) Fees 4/1/2010 8/1/2035 Wells Fargo Bank ROPS 1 Prior Period Adjustment -Fiscal Agent Fees

Merged - Y $ -


Fees 4/14/2010 8/1/2035 Wells Fargo Bank ROPS 1 Prior Period Adjustment -Fiscal Agent Fees

Merged - Y $ -


Fees 4/1/2010 8/1/2035 Wells Fargo Bank ROPS 1 Prior Period Adjustment -Fiscal Agent Fees

Merged - Y $ -

170 Series 1996A&B (Merged Area) Fees 1/9/2012 6/30/2013 Citigroup Global Markets, lnc./Merrii! Lynch

ROPS 1 Prior Period Adjustment P1/Form A; Line 29 - Remarketing Fees - Variable Rate Bonds

Merged Y $ -

171 Successor Agency Operations Admin Costs 1/10/2001 6/30/2012 ADP, Inc. ROPS 1 Prior Period Adjustment P1/Form C; Line 11 - Services for processing the Agency's payroll exceeded estimate by $1,917 for payment of invoices received during the reporting period.

Merged Y $ -

172 Successor Agency Operations Admin Costs 6/14/2011 6/30/2012 Value Business Products ROPS 1 Prior Period Adjustment P1/Form C; Line 12 - Payments for office supplies/equipment exceeded estimate by $2,741.

Merged Y $ -

173 Successor Agency Operations Admin Costs 6/30/2011 6/30/2012 CDW-Government, inc. ROPS 1 Prior Period Adjustment P1/Form C; Line 13 - Payments for computer and printer supplies exceeded estimate by $145.

Merged Y $ -

174 Autumn Street Infrastructure Improvement/lnfrastr ucture

5/1/2009 12/31/2011 David J. Powers & Associates, Inc.

ROPS 1 Prior Period Adjustment P2/Form B: Line 45 - Final invoice received from consultant for NEPA Environmental Assessement services exceeded estimate by $722.

Merged Y $ -

175 Asset Management Property Maintenance

12/13/2010 12/31/2011 CA Window Cleaning ROPS 1 Prior Period Adjustment P2/Form B: Line 49 - Payments for window cleaning services for Agency-owned or leased properties exceeded estimate by $360.

Merged Y $ -

176 Asset Management/Successor Agency's Lease Obligations


1/1/2012 6/30/2012 Miscellaneous Vendors ROPS 1 Prior Period Adjustment P2/Form B: Line 53 - Actual payments exceeded estimate by $20,146 as a result of unforeseen (emergency) repairs/maintenance required for Successor Agency owned properties.

Merged Y $ -

Attachment B


(Report Amounts in Whole Dollars) .

A B C D E F G H I J K L • M N O P

Item # Project Name / Debt Obliqation Obliqation Type Contract/Agreement



Funding Source








177 Housing Costs paid in Jan 2012 Project Management Costs

11/10/2010 6/30/2012 Amerinationa! Services ROPS 1 Prior Period Adjustment -Bond Proceed Transfer to Amerinationai Services

Merged Y $ -

178 Housing Administrative Costs Admin Costs 7/1/2011 6/30/2012 Various ROPS 1 Prior Period Adjustment -Housing Administrative Costs

Merged - Y $ -

179 RDA January 2012 Activity Admin Costs 1/1/2012 1/31/2012 Redevelopment Agency Personnel

ROPS 1 Prior Period Adjustment -Payments associated with the termination of Redevelopment Agency employees impacted by the dissolution of redevelopment.

Merged Y $ -

180 Housing Administrative Costs Admin Costs 7/1/2011 6/30/2012 Various ROPS 1 Prior Period Adjustment -Housing Administrative Costs

Merged - Y $ -

181 Housing Administrative Costs Admin Costs 7/1/2011 6/30/2012 Various ROPS 1 Prior Period Adjustment -Housinq Administrative Costs

Merged - Y $ -

182 Belovida at Newbury Park Project Management Costs

12/16/2009 6/30/2012 Belovida at Newbury Park, LP

ROPS 1 Prior Period Adjustment -Housing Project Development Loan Disbursement

Merged Y $ -

183 RDA JP Morgan payments Fees 6/1/1996 6/1/2013 JPMorgan ROPS 1 Prior Period Adjustment -Letter of Credit Fees-Series 1996A&B and Series 2003A&B

Merged Y $ -

184 RDA HUD Custodial Fees Fees 5/16/2006 8/1/2025 U.S. Bank ROPS 1 Prior Period Adjustment -Custodial Agreement fees associated with the safekeeping of original HUD 108 documents required by HUD.

Merged Y $ -



11/1/2006 8/1/2035 Union Bank ROPS 2 Prior Period Adjustment P1/Form A; Line 9 - Authorizes the issuance of $14,300,000 aggregate principal amount (Taxable Tax Allocation Bonds)

Merged Y $ -


Bonds-issued On or Before 12/31/10

4/1/2010 8/1/2035 Weils Fargo Bank ROPS 2 Prior Period Adjustment P2/Form A; Line 47 - Housing Tax Allocation Bonds-Note: Remaining amount of obligation assumes interest at highest allowed variable rate

Merged Y $ -

187 Low Moderate Income Fund Loan 1 SERAF/ERAF 5/8/2010 6/30/2016 City of San Jose/Low Mod Housing Fund

ROPS 2 Prior Period Adjustment P2/Form A; Line 55 - SERAF Loan Agreement principal is $52 million

Merged Y $ -

188 Series 2003 (Merged Area) Bonds Issued On or Before 12/31/10

12/1/2003 8/1/2033 Union Bank ROPS 3 Prior Period Adjustment Line 6 - Authorizes the issuance of $135,000,000 aggregate principal amount (Tax Allocation Bonds)

Merged Y $ -


Bonds issued On or Before 12/31/10

12/1/1993 8/1/2015 Union Bank ROPS 3 Prior Period Adjustment Line 18 - Authorizes the issuance of $692,075,000 aggregate principal amount (Tax Allocation Bonds)

Merged Y $ -

190 Series 1999 (Merged Area) Fees 1/7/1999 8/1/2019 Union Bank ROPS 3 Prior Period Adjustment Line 20 - Fiscal Agent Fees

Merged - Y $ -

191 Series 2006C&D (Merged Area) Fees 12/6/2006 8/1/2032 Union Bank ROPS 3 Prior Period Adjustment Line 26 - Fiscal Agent Fees

Merged - Y $ -

192 Letter of Credit Fees/Commercial Callable Paper

Fees 6/1/1996 3/1/2014 JPMorgan ROPS 3 Prior Period Adjustment Line 35 - Letter of Credit Fees-Series 1996A&B and Series 2003A&B

Merged Y $ -

193 Series 2003B (Merged Area) Fees 1/5/2012 8/1/2032 Sank of America/Merrill Lynch

ROPS 3 Prior Period Adjustment Line 38 - Remarketing Fees - Variable Rate Bonds

Merged Y $ -

194 Series 1996A&B, Series 2003A&B, Series 2001F (Merged Area)

rees 12/1/1993 8/1/2032 Standard & Poors ROPS 3 Prior Period Adjustment Line 39 - Annual Analytical Review

Merged - Y $ -

Attachment B


. (Report Amounts in Whole Dollars)


Item# Proiect Name / Debt Obligation Obligation Type Contract/Agreement



Funding Source

Six-Month Total Item# Proiect Name / Debt Obligation Obligation Type Contract/Agreement




Six-Month Total Item# Proiect Name / Debt Obligation Obligation Type Contract/Agreement



195 Series 2005A&B (Merged Area) Fees 6/1/2011 8/1/2035 Wells Fargo Bank ROPS 3 Prior Period Adjustment Line 52 - Fiscal Agent Fees

Merged - Y $ -

196 Successor Agency Bond Activities Professional Services

7/1/2012 6/30/2013 Urban Analytics, LLC ROPS 3 Prior Period Adjustment Line 143 - Fiscal consultant services including analysis of tax increment data

Merged Y $ -

197 Series 1996A (Merged Area) Revenue Bonds Issued On or Before 12/31/10

8/1/1996 7/1/2026 US Bank ROPS 13-14A Prior Period Adjustment Line 30 - Senior Subordinated Bonds (Tax Allocation Bonds) These bonds are secured by a reimbursement agreement from JP Morgan. Remaining amount of obligation assumes interest at highest allowed variable rate.

Merged Y $ -

198 Series 1996B (Merged Area) Revenue Bonds Issued On or Before 12/31/10

8/1/1996 7/1/2026 US Bank ROPS 13-14A Prior Period Adjustment Line 31 - Senior Subordinated Bonds (Tax Allocation Bonds) These bonds are secured by a reimbursement agreement from JP Morgan. Remaining amount of obligation assumes interest at highest allowed variable rate.

Merged Y $ -

199 Series 2003A (Merged Area) Revenue Bonds issued On or Before 12/31/10

8/1/2003 8/1/2028 US Bank ROPS 13-14A Prior Period Adjustment Line 32 - Senior Subordinated Bonds (Tax Allocation Bonds) These bonds are secured by a reimbursement agreement from JP Morgan. Remaining amount of obligation assumes interest at highest allowed variable rate. .

Merged Y $ -

200 Series 2006C&D (Merged Area) Fees 12/6/2006 8/1/2032 Union Bank ROPS 13-14B Prior Period Adjustment Line 26 - Fiscal Agent Fees

Merged Y $ -

201 Series 2008A (Merged Area) Fees 12/15/2008 8/1/2035 Union Bank ROPS 13-14B Prior Period Adjustment Line 28 - Fiscal Agent Fees

Merged Y $ -

202 Series 2008B (Merged Area) Fees 11/4/2008 8/1/2035 Union Bank ROPS -13-14B Prior Period Adjustment Line 29 - Fiscal Agent Fees

Merged Y $ -


Fees 4/1/2001 9/1/2026 Wells Fargo Bank ROPS 13-14B Prior Period Adjustment Line 59 - Fiscal Agent Fees

Merged Y $ -

204 Convention Center - Series 2001F Bonds Issued On or Before 12/31/10

9/20/2001 9/1/2022 US Bank ROPS 13-14B Prior Period Adjustment Line 60 - The Convention Center was financed by bonds issued by the SJ Financing Authority and backed by Redevelopment Agency revenues.

Merged Y $ -

205 JPMorgan Legal Fees (refer to 'Notes" section)

Fees 6/1/1996 3/31/2017 Various Vendors Legal fees and expenses pursuant to the Fee Letter with JPMorgan in connection with the Letters of Credit.

Merged 20,000 N 20,000 $ 20,000

206 Series 1993 (Merged Area Refunding) - (refer to "Notes" section)

Fees 12/1/1993 8/1/2015 Union Bank ROPS 14-15A Prior Period Adjustment Line 18 - Fiscal Agent fees

Merged 185 N 185 $ 185

207 Series 2008A (Merged Area) - (refer to "Notes" section)

Fees 12/15/2008 8/1/2035 Union Bank ROPS 14-15A Prior Period Adjustment Line 28 - Fiscal Agent Fees

Merged 205 N 205 $ 205

Attachment B



A B C D E F G H 1 J K L M N o P

Funding Source


item# Project Name / Debt Obligation Obligation Type Contract/Agreement

Execution Date Contract/Ag reement

Termination Date Payee Description/Proiect Scope Project Area Total Outstanding Debtor Obligation Retired Bond Proceeds Reserve Balance Other Funds Non-Admin Admin Six-Month Total

208 Fiscal Agent Fees - Subordinate Obligations - (refer to "Notes" section) .

Fees 7/25/2011 8/1/2032 US Bank ROPS 14-15A Prior Period Adjustment Line 34 - Fiscal Agent Fees

Merged 9,300 N . 9,300 $ 9,300

209 Letter of Credit Fees/Commercial Callable Paper (refer to "Notes" section)

Fees 6/1/1996 3/31/2017 JPMorgan ROPS 14-15A Prior Period Adjustment Line 35 - Letter of Credit Fees

Merged 58,841 N 58,841 $ 58,841

210 Series 2005A&B (Merged Area) -(refer to "Notes" section)

Fees 6/1/2011 8/1/2035 Wells Fargo Bank ROPS 14-15A Prior Period Adjustment Line 52 - Fiscal Agent Fees

Merged 2,700 N 2,700 $ 2,700

211 Convention Center - Series 2001F (refer to "Notes" section)


9/20/2001 9/1/2022 US Bank ' ROPS 14-15A Prior Period Adjustment Line 60 - Debt Service

Merged 11,700,000 N 11,700,000 $ 11,700,000

212 Convention Center - Series 2001F (refer to "Notes" section)

Fees 9/20/2001 9/1/2022 US Bank ROPS 14-15A Prior Period Adjustment Line 61 - Fiscal Agent Fees

115 N 115 $ 115

213 CSCDA - 2005 ERAF Loan (refer to "Notes" section)

SERAF/ERAF 4/1/2005 8/1/2015 CSCDA/Wells Fargo ROPS 14-15A Prior Period Adjustment Line 62-Debt Service

Merged 94,956 N 54,956 $ 54,956

214 CSCDA - 2006 ERAF Loan (refer to "Notes" section)

SERAF/ERAF 4/1/2005 8/1/2016 CSCDA/Wells Fargo ROPS 14-15A Prior Period Adjustment Line 63 - Debt Service

Merged 1,006,716 N 1,006,716 $ 1,006,716

215 HUD Section 108 Note (Masson/Dr. Eu/Security) - (refer to "Notes" section)

Third-Party Loans 1/27/1997 8/1/2016 Bank of New York ROPS 14-15A Prior Period Adjustment Line 64 - Debt Service

Merged 75 N 75 $ 75

216 Automatic Public Toilets (refer to "Notes" section)

RPTTF Shortfall 3/20/1998 1/12/2021 JCDecaux San Francisco, LLC & Utility Companies

ROPS 14-15A Prior Period Adjustment Line 78

Merged 10,023 N 10,023 $ 10,023

217 Asset Management/Successor Agency's Lease Obligations (refer to "Notes" section)


1/1/2014 6/30/2015 Miscellaneous Vendors ROPS 14-15A Prior Period Adjustment Line 85

Merged 17,734 N 17,734 $ 17,734

218 Successor Agency Personnel - (refer to "Notes" section)

Admin Costs 1/1/2014 12/31/2015 Personnel Staff ROPS 14-15A Prior Period Adjustment Line 117

Merged 369,249 N 369,249 $ 369,249

219 Successor Agency-Unemployment Benefits - (refer to "Notes" section)

Admin Costs 7/1/2014 12/31/2015 EDD ROPS 14-15A Prior Period Adjustment Line 118

Merged 10,169 N 10,169 $ 10,169

220 Successor Agency employee benefit plan (refer to "Notes" section)

Admin Costs 12/15/2006 6/30/2016 EFLEXGROUP, Inc/TASC Company


Merged 76 N 76 $ 76

221 Successor Agency operations -jrefer to "Notes" section) .

Admin Costs 5/1/2015 4/30/2016 Macias, Gini & O'Connell, LLP


Merged 48,540 N 48,540 $ 48,540

222 Successor Agency retirement plans (refer to "Notes" section)

Admin Costs 7/1/2006 12/31/2015 Standard Retirement Services, Inc.


Merged 1,813 N 1,813 $ 1,813


Admin Costs 7/1/2006 12/31/2015 Stancorp Investment Advisers, Inc.


Merged 10,266 N 10,266 $ 10,266

224 Successor Agency operations -(refer to "Notes" section)

Admin Costs 6/28/2010 10/31/2016 AT&T Mobility ROPS 14-15A Prior Period Adjustment Line 129

Merged 123 N 123 $ 123


Admin Costs 1/1/2014 12/31/2015 City of San Jose - Finance ROPS 14-15A Prior Period Adjustment Line 130

Merged 396 N 396 $ 396


Admin Costs 1/10/2001 12/31/2015 ADP, Inc. ROPS 14-15A Prior Period Adjustment Line 131

Merged 2,986 N 2,986 $ 2,986


Admin Costs 6/14/2011 12/31/2015 Value Business Products ROPS 14-15A Prior Period Adjustment Line 132

Merged 558 N 558 $ 558

228 Successor Agency operations -refer to "Notes" section)

Admin Costs 6/30/2011 12/31/2015 CDW-Government, Inc. ROPS 14-15A Prior Period Adjustment Line 133

Merged 446 N 446 $ 446

229 Successor Agency operations -refer to "Notes" section)

Admin Costs 3/23/2012 12/31/2015 Ricoh ROPS 14-15A Prior Period Adjustment Line 134

Merged 3,593 N 3,593 $ 3,593


Admin Costs 10/28/2009 10/10/2014 Pitney Bowes Global Financial


Merged 1,605 N 1,605 $ 1,605


Admin Costs 6/1/2011 12/31/2015 Ross Financial ROPS 14-15A Prior Period Adjustment Line 138

Merged 8,883 N 8,883 $ 8,883


Admin Costs 1/1/2014 12/31/2015 Misc Vendors ROPS 14-15A Prior Period Adjustment .ine 139

Merged 14,337 N 14,337 $ 14,337

Attachment B



A B c D E F G H 1 J K L M N O P




Funding Source








233 Successor Agency Bond Activities -(refer to "Notes" section)


7/1/2012 6/30/2016 Urban Analytics, LLC ROPS 14-15A Prior Period Adjustment Line 143

Merged 23,000 N 23,000 $ 23,000

234 Ross Financial-Successor Agency Bond Activities (refer to "Notes" section)


6/1/2011 12/31/2015 Ross Financial ROPS 14-15A Prior Period Adjustment Line 150

Merged 7,148 N 7,148 $ 7,148

235 Asset Management (refer to "Notes" section)


7/1/2013 6/30/2015 Ben Hiil dba Hill Enterprises ROPS 14-15A Prior Period Adjustment Line 151

Merged 3,350 N 3,350 $ 3,350

236 Series 1996B (Merged Area) (refer to "Notes" section)

Fees 6/1/2013 8/1/2032 U.S. Bancorp Investments, lnc./U.S. Bank Municipal Securities Group

ROPS 14-15A Prior Period Adjustment Line 152 - Remarketing Fees

Merged 1,834 N 1,834 S 1,834


Admin Costs 6/26/2014 6/30/2015 . Montoy Law Corporation ROPS 14-15A Prior Period Adjustment Line 160

Merged 12,518 N 12,518 $ 12,518

238 Adobe RWQCB Reporting and Events Violations (refer to "Notes" section)


7/1/2014 12/31/2014 Miscellaneous Vendors ROPS 14-15A Prior Period Adjustment Line 161

Merged 69,000 N 69,000 $ 69,000


3/1/2015 2/1/2016 Swift Real Estate Partners Purchase of APN: 259-34-034 Merged 515,706 N 515,706 $ 515,706

240 $ -

241 $ -

242 $ -

243 $ -

244 $ -

245 $ -

246 $ -

247 $ -

248 $ -

249 $ -

250 $ -

251 S . -252 $ -

253 $ -

254 $ -

255 $ -

256 $ -

257 $ -

258 $ -

259 $ -

260 $ -

261 $ -

262 $ -

263 $ -

264 $ -

265 $ -

266 $ -

267 $ -

268 $ -

269 $ -

270 $ -

271 $ -

272 $ -

273 $ -

274 $ -

275 $ -

276 $ -

277 $ -

278 $ -

279 $ -

280 $ -

Attachment C

Recognized Obligation Payment Schedule (ROPS 15-16A) - Report of Cash Balances (Report Amounts in Whole Dollars)

A 8 C D E F G H I

Fund Sources

Bond Proceeds Reserve Balance Other RPTTF

Cash Balance Information bv ROPS Period

Bonds Issued on

or before

12/31/10

Bonds Issued on

or after 01/01/11

Prior ROPS period balances

and DDR RPTTF

balances

retained

Prior ROPS

RPTTF

distributed as

reserve farfuture period(s)

Rent,

Grants,

Interest, Etc.

Non-Admin

and

Admin Comments

ROPS 14-15A Actuals (07/01/14-12/31/14)

Beginning Available Cash Balance (Actual 07/01/14)

38,052,408 12,902,222 28,487,500 468,235

C1 - $471,430 (First Community restricted bond proceeds) +

$4,000,000 (LOC restricted cash reserve requirement) +

$10,044,091 (2010A restricted cash reserve requirement) +

S23,536,887 (2003.2008A, 2008B restricted cash reserve

requirement) E1 - Reserve for intra-yr, reimbursement to the

City of San Jose, F1 - Reserve for 80% principal, G1 -

Restricted funds $386,725 (HUD) + $22,472 (CET) + $571 (petty cash) + S19.921 (available cash) and $38,546 (for outstandinq checks).

2 Revenue/Income (Actual 12/31/14)

RPTTF amounts should tie to the ROPS 14-15A distribution from the County Auditor-Controller during June 2014

32.957 19,322,201 93,178,175

C2 - $187 + $11,655 + $21,115 (interest earned on restricted

cash), G2-Other funds that came in for the cunent ROPS

period, H2 - RPTTF Revenue that came in from County

distribution.

3 Expenditures for ROPS 14-15A Enforceable Obligations (Actual

12/31/14)

RPTTF amounts, H3 plus H4 should equal total reported actual

expenditures in the Report of PPA, Columns L and Q

130,616 12,902,222 28,487,500 16,062,731 93.178,175

C3 - Amount paid from receipts that were submitted during

period, E3 - Intra yr. reimbursement to City of San Jose, F3 -

Payment to bonded debt from prior ROPS distribution that was reserved, G3-Amount paid from PPA with other funds, H3-Amount paid with RPTTF funds in PPA 14-15A.

4 Retention of Available Cash Balance (Actual 12/31/14)

RPTTF amount retained should only include the amounts distributed as

reserve for future period(s)

C4 - $4,000,000 + $10,055,746 + $23,558,002 (restricted

cash reserve requirement for LOC and bonds), G4 -

Calculation is equal to restricted funds $100,000 (AIG) +

$135,544 (HUD) + $22,497(CET) and $44,184 (outstanding

checks).

S ROPS 14-15A RPTTF Prior Period Adjustment

RPTTF amount should tie to the self-reported ROPS 14-15A PPA in the

Report of PPA, Column S

6 Ending Actual Available Cash Balance

C t o G = ( 1 + 2 - 3 - 4 ) , H = ( 1 + 2 - 3 - 4 - 5 ) $ 341.001 S $ $ S 3.425.480 S

ROPS 14-15B Estimate (01/01/15-06/30/15)

7 Beginning Available Cash Balance (Actual 01/01/15) (C, D, E, G = 4 + 6, F = H4 + F4 + F6, and H = 5 + 6)

S 37.954,749 S S $ S 3.727.705 $ 8 Revenue/Income (Estimate 06/30/15)

RPTTF amounts should tie to the ROPS 14-15Bdistributionfrom the

County Auditor-Controller during January 2015 33,000 13,046,070 84,646,430

C8 - Forecast of restricted interest, G8 - Other revenue

projected including City loan for City support obligations, H8 -

RPTTF received from Countv distribution.

9 Expenditures for ROPS 14-15B Enforceable Obligations (Estimate

06/30/15)

79,863 16,673,775 57,639,437

C9 - Estimated amount of receipts submitted for dispersement, G9-Estimated amount from other funds

column on 14-15B ROPS detail tab excluding PPA added

lines, H9 - Estimated amount from RPTTF columns on ROPS

14-15B.

10 Retention of Available Cash Balance (Estimate 06/30/15)

RPTTF amount retained should only include the amounts distributed as

reserve for future period(s)

37,646,748 100,000 39,511.286

C10 - $4,000,000 + $10,055,746 + $23,558,002 + $33,000

(restricted cash reserve requirement for LOC and bonds),

G10- Restricted funds of $100,000. H10-Amount to

reserve to 80% ($29,940,000) and 20% ($9,571,286) debt

service oavments according to bond covenants.

11 Ending Estimated Available Cash Balance (7 + 8- 9-10) S 261,138 $ $ S 5 $ (12.504.293)

Attachment 0

Recognized Obligation Payment Schedule (ROPS 15-16A) - Report of Prior Period Adjustments Reported for the ROPS 14-15A (July 1,2014 through December 31,2014) Period Pursuant to Health and Safety Code (HSC) section 34186 (a)


ROPS 14 Redevelo the count

-15A Successor Agency (SA) Self-reported Prior Period Adjustments (PPA): Pursuant to HSC Section 34186(a), SAs are required to report the differences between their actual available funding and their actual expenditures for the ROPS 14-15A (July through December 2014) period. The amount of pment Property Tax Trust Fund (RPTTF) approved for the ROPS 15-16A (July through December 2015) period will be offset by IheSA's self-reported ROPS 14-15A prior period adjustment. HSC Section 34186 (a) also specifies that the prior period adjustments self-reported by SAs are subject to audit by

auditor-controller (CAC) and the State Controller.

ROPS 14-15A CAC PPA: To ho completed by Use CAC upon submittal trf the ROPS 15-10A by Ilia SA to Finance and the CAC Note that CACs will need to enter their own formulas a! the Knt> [tern level piirsudrl to tho manner in which 'hoy ca'culotc the PPA Also note that the Admin amounts <fo not need to tie lifted at tliu litio item level arid may be entered as a lump sum

A B C D E F G H I J K L M N O P a R s T W SiislSlSl y 7 AA

Non-RPTTF Expenditures RPTTF Expenditures RPTTF expenditures

Bond Proceeds Reserve Balance Other Funds Non-Admin Admin

Net SA Non-Admin and Admin PPA

(Amount Used to Offset ROPS 15-16A Requested RPTTF) Arfnuu CM

Net CAC Nun Admm and Admin

I'PA (Amount Unorllu

UllsulROPS tS-IDA Requested liPIl 1)

Hem# Project Name/ Debt Obligation Authorized Actual Authorized Actual Authorized Actual Authorized

Available RPTTF

(ROPS 14-15A distributed • all ether

available as o! 07/1/14)

Net Leaser of Authorized /

Available Actual

Dilference (If K Is less than L, the difference la

zero) Authorized

Available RPTTF

(ROPS 14-15A distributed * all other

available as of 07/1/14)

Net Lesser of Authorized /

Available Actual

Difference (If total actual exceeds total authorized, the

total difference is zero)

Net Difference (MiR) SA Comments

Nut Lu*svr of Aulhomdtf J

Av.iltolito Actual hiltorcnrc

JM I MM nil

AV.T Inb'e Aclud H.tlllirer.-nce

S 497,943 $ 130,616 S 28,487,500 S 28,487,500 S 23,172,980 S 28,871,099 S 110,117,418 S 93,178,175 93,178,176 $ 03,178,175 S - $ 1,838,942 S -S -

S - S - S - s $ . $ .

1 . S - - S - s -2 Series 1993 . 545.850 545.850 545,850 645 850 S - s -3 Series 1997

(Meraed Area) - - - 503,900 503,900 S 503,900 503,900 S - s -

4 Series 1999 - - - 306,850 306,850 306,850 306,850 S - s -

S Series 2002 - - 2,171,213 2,171,213 2,171,213 2,171,213 s - $ -

6 Series 2003 (Merced Area)

4,009,007 4,009,007 4,009,007 4,009,007 $ - s -

7 Series 2004A {Merced Area)

28,487,500 28,487,500 - 1,190,926 1,190,926 1,190,926 1,190,926 s - s -

8 Series 2005A - - - 3,261,399 3,261,399 3,261,399 3,261,399 $ - s -

9 Series 2005B (Merged Area)

- - 21,423,876 21,423,875 21,423,875 21,423,875 s - s -


375,725 376,725 S 375,725 375,725 s - s -

11 Series 2006B - - 1,540,750 1,540,750 1,540,750 1,640,750 s - 5 -

12 Series 2006C - - - 9,568,671 9,588,671 9,588,571 9,568,571 s - s -

13 Series 2006 D I Merced Area)

7,603,275 7,503,275 7,503,275 7,603,276 $ - $ -


' '

2,526,813 2,525,813 2,526,813 2,526,813 s - 8 -

15 Series 20076 - - 4,486,263 4,486,263 4,486,263 4,486,263 s - $ -

16 Series 200BA (Morqed Area)

- - 4,394,850 4,394,850 4,394,850 4,394,850 s • S . -

17 Series 20068 (Merged Area)

• 2,667,759 2,667,759 2,667,759 2,667,759 s - s -


10,405 10,405 10,405 10,405 $ - s - Actual invoice amount was $166 higher than anticipated. Will be added to ROPS 15-16A.

19 Series 1997 - - - - S - • s - s -

20 Series 1999 - - 3,250 - s - - 5 - s -

21 Series 2002 (Merged Area)

- - $ - - s - s . -

22 Series 2003 (Meraed Area)

- 3,250 - $ - - $ - s -

23 Series 20Q4A - - - $ - • s - s -

24 Series 2005A & B - - - 4,380 4,380 4,380 4,380 5 - s -

25 Series 2006A& B (Merged Area)

• 3,055 3,055 S 3,055 3,055 s - s -

26 Series 20Q6C&D (Meraed Area)

4,300 4,360 4,300 4,380 s - s -

27 Series 2007A&B - - - 4,765 4,765 4,765 4,765 s - s -

28 Series 200SA - - - 2,370 2,370 2,370 2,370 s - s - Actual invoice amount was 5205 higher than anticipated. Will be added to ROPS 15-16A.

29 Series 2006B f Meraed Area)

- - 2,250 2,190 2,190 2,190 s • s -

30 Series 1996A : Merged Area) -{refer to "Notes" section)

1,229,911 1,211,567 1,211,687 1,211,567 3 - s - Variable rate debt, actual was lower than estimate.

31 Series 1996B ;Merged Area) • prefer to "Notes" section)

1,229,911 1,211,567 1,211,567 1,211,667 s - s - Variable rate debt, actual was lower than estimate.

32 Series 2003A (Merged Area)-prefer to "Notes' section)

1,462,608 1,373,932 1,373,932 1,373,932 s - s - Variable rate debt, actual was lower than estimate.

33 Series 2003B |Merged Area) -; refer to "Notes' section)

22,562 8,458 S 8,453 8,458 s - s - Variable rate debt, actual v/as lower than estimate.

34 Fiscal Agent Fees -Subordinate Obligations

6,500 6,500 s 6,500 6,500 s - s - Actual Invoices paid was $9,300 higher than anticipated. Will be added to ROPS 15-16A. Actuals included: - 1996AB Callable CP USB Admin Fee $4,000 - 1996AB TAB USB Admin Fee $5,300 - 2003AB Callable CP USB Admin Fee $4,000 - 2003AB USB Trutee fse $2,600

35 Letter of Credit ;ees/Commercia! Callable Paper (refer to 'Notes' section)

608,128 608,128 490,203 490,203 s 490,203 490,203 s - $ - Actual invoice amount v/as $56,841 higher than anticipated. Will be added to ROPS 15-16A.

36 Series 1996A Meraed Area)

- - 10,600 10,228 5 10,228 10,228 s - | $ -evi

WAIT

Attachment D

Recognized Obligation Payment Schedule (ROPS15-16A) • Report of Prior Period Adjustments Reported for the ROPS 14-15A {July 1, 2014 through December 31,2014) Period Pursuant to Health and Safety Code (HSC) section 34186 (a)


ROPS 14-15A Successor Agency (SA) Self-reported Prior Period Adjustments (PPA): Pursuant to HSC Section 34186 (a), SAs are required to report the differences between their actual available funding and their actual expenditures for the ROPS 14-15A (July through December 2014) period. The amount of Redevelopment Property Tax Trust Fund (RPTTF) approved for the ROPS 15-16A (July through December 2015) period will be offset by the SA's self-reported ROPS 14-15A prior period adjustment. HSC Section 34186 (a) also specifies that the prior period adjustments self-reported by SAs are subject to audit by the county auditor-controller (CAC) and the State Controller.

ROPS 1<t-15A CAC PPA: To bo completed by Die CAC upon submittal oi II .0 ROPS 16-10A by the SA lo Finance and the CAC Note Dial CACs wi 1 need to cnl: r their own fomuilao at the Imc item tcvol pursuant lo the manner in wlrcb tlioy calculate the PPA. Also note that Ilia Adni.ti amounts do nol need to be hstcd a'. Ilic line item level and may be entered es a lump sum .

A B C D E F B H I J K L M N O P Q R S T u V w AA

Non-RPTTF Expenditures RPTTF Expenditures KP1TF Expenditures



(Amount Used to Offset ROPS 15-16A Requested RPTTF) Non-Adinn CAC Artm it CAC

Adm'n end Adm ri

vlAmouhtUsedjol Ofisi't ROPS 15-1GA Requested IIP) IF)

Item # Project Name/ DebtObtl gallon Authorized Actual Authorized Actual Authorized Actual Authorized

Available RPTTF

(ROPS 14-1SA distributed + all other


Net Lesser of Authorized/

Available Actual

Difference (IFKis less than L, lire difference is

zero) Authorized

Available RPTTF

(ROPS 14-15A distributed + ell other


Nat Lesser of Authorized / '

Available Actual

Difference (If total actual exceeds tots) authorized, the

total difference Is zero)

Net Difference (M+R) SA Comments

Net lesser nf :Kr^hdrized£if

Avail il'lu '?%ffiffererice%£

Nzt toss-rot ;;Aulhorlzed f c;:S'Aviilabiot;i3:; Dill. innx. Nat Dillon nee

$ 497,943 S 130,616 S 28,487,500 S 28,487,500 S 23,172,980 S 28,871,099 S 110,117,418 $ 93,178,175 S 93,178,175 S 93,178,175 S - S 1,838,942 5 -S -

S - S - S - 5 - $ - .

37 Series2003A (Taxable) (Merged Area)

' '

10,600 9,356 9,356 9,356 S - S -

39 Series 1996A&B; Series 2003ASB; Series200SF (Merged Area)

5,000 4,000 4,000 4,000 S - 5 -

40 Series 1997E (AMT) (Merged Area)

862,008 862,088 $ 862,086 $62,088 s - S -

41 Series 2003d (Taxable) (Merged Area)

3,269,248 3,269,248 3,269,248 3,269,248 S - s -

42 Series 2003K (Meroed Area)

360,448 360,448 360,448 360,448 S - $ -

43 Series 2005A (Merged Area)

240,794 240,794 240,794 240,794 $ - s -

44 Series 2005B (Merged Area)

- - 6,134,482 6,134,462 6,134,462 6,134,462 S - s -

45 Series 2010A-1 (MeraedArea)

" 1,427,391 1,427,391 1,427,391 1,427,391 S - S •

46 Series 2010A-2 (Merged Area)

55,575 55,575 55,575 55,575 s - s -


" " 1,564,122 1,584,122 1,564,122 1,584,122 S - s -

46 Series 2010C (Taxable) (Merged Area) (refer to "Notes" section)

4,151,991 4,121,296 S 4,121,296 4,121,296 s - $ - Variable rate debt, actual was lower than estimate.

49 Series 1997E (AMT) (Merged Area) '

1,000 1.000 1,000 1,000 s - s -

60 Series 2003J (Taxable) (Merged Area)

" 1,350 1,350 1,350 1,350 s - s -

61 Series 2003K (Merged Area!

- - 1,350 1,350 1,350 1,350 S - s -

52 Series 200SA&B (Merged Area)

S - 5 - S - 52,700 was authorized lo be paid In ROPS 13-14B, but invoice was not paid until 7/15/14 (ROPS 14-15A), therefore, the actual Invoiced amount. 52,700, will need to be edded to ROPS 15-16A.

53 Series 2010A-1 (Merged Area)

- $ - s - s -


S : s - $ -

65 Series 201OC (Taxable) (Merged Area) '

S - S - S -

56 Commercial Pacer 300000 300,000 300 000 300.000 s - s -57 Reserve pursuant to

H&S 34171(d)(1)(A) for funding debt obligations duein We next ROPS period (refer to "Notes" section)

s - s -

58 4th and San Fernando- Series 2001A

1,681,713 1,681.713 1,681,713 1,881,713 $ - s -

69 4th and San Fernando • Series 2001A

5 - s - $ -

CO Convention Center-Series 2001F

- - - 11,700,000 12,797,600 1,097,486 1,097,486 1,097,488 s - s - 511,700,000 of Cily runds was used to pay for the debt service pavment.

61 Convention Center-Series 2001F

" - 2,415 2,415 2,415 2,415 $ - s - Actual Invoice amount was 5115 higher than anticipated. Will be added to ROPS 15-16A

62 CSCDA-2005 ERAF Loan

54,956 1,238,490 1,183,534 1,183,534 1,183,534 s - $ - RPTTF shortfall.

63 CSCDA -2006 (RAF Loan

" 1,006,716 1,006,716 - S - - s - s - RPTTF shortfall.

64 HUD Section 108 Note (Masson/Dr. Eu/Securitvl

407,675 407,675 s - s - s - Actual invoice amount was S75 higher than anticipated. Will bo added to ROPS 15-16A

65 HUD Section 108 Note (CIM Block 3/Central Place)

694,903 694,148 s - s - S -

66 HUD Section 106 Note (Story/King Retail)

' *

903,564 902,040 5 - S - s -

69 Successor Agency Bond Activities (refer to "Notes" section)

60,000 5 - S - s -

DRAFT

EXHIBIT D

Attachment D

Recognized Obligation Payment Schedule (ROPS 15-16A) - Report of Prior Period Adjustments Reported for the ROPS 14-15A {July 1,2014 through December 31,2014) Period Pursuant to Health and Safety Code (HSC) section 34186 (a)

(Report Amounts In Whole Dollars) .

ROPS14

Redeveio

the count

-15A Successor Agency (SA) Self-reported Prior Period Adjustments (PPA): Pursuant to HSC Section 34186 (a), SAs are required to report the differences between their actual available funding and their actual expenditures for the ROPS 14-16A (July through December 2014) period. The amount of

pment Property Tax Trust Fund (RPTTF) approved for the ROPS 15-16A (July through December 2015) period will be offset by iheSA's self-reported ROPS 14-15A prior period adjustment. HSC Section 34186 (a) also specifies that the prior period adjustments self-reported by SAs are subject to audit by

auditor-controller (CAC) and the State Controller.

ROPS 14-15ACAC PPA' lobe completed by liie CAC upon submit! the CAC Note that OACs w.l! need to ci'cr their own formula*. at tits

tiioy calculate tho CPA A'so note Ilia1. llio Admin amounts <!o not i.e

entered as a tumo sum

it of lite ROPS IS 16A by tin- SA

) 116 itMIl IftVf! f)IIIiitMI)l to till III

«t to be hittid at lite line item [ay

to nuance nr.d inner in wl'icl) el ami may be

A 8 C D E F G H I J K L M N 0 P Q R 5 T II | V vv X

it of lite ROPS IS 16A by tin- SA

) 116 itMIl IftVf! f)IIIiitMI)l to till III

«t to be hittid at lite line item [ay

Items Project Name f Debt Obligation

Non-RPTTF Expenditures RPTTF Expenditures

SA Comments

KPI IF Expenditures

Items Project Name f Debt Obligation



(Amount Used to Offset ROPS 15-16A Requested RPTTF)

SA Comments

Nor: Adn in LAC Art.Tito CAC

Net CAC Non-Adinln and Artmln

isipisburn (Amount Used to

Ollsot HOPS I5-1CA Rvqll.-drd RPTTF)

Items Project Name f Debt Obligation Authorized Actual Authorized Actual Authorized Actual Authorized

Available RPTTF

(ROPS14-15A distributed * all other

available as of • 07/1/14)


Available Actual

Difference (If K is iess than L,

tho difference Is zero) Authorized

Available RPTTF

(ROPS 14-15A , distributed + all other

availableas of 07/1/14)


Available Actual


'total differcnco Is zero}

Net Difference (hH-R) SA Comments

Net lessor of Aotlionrcd/

Ava l.ili'c Adult n.iri't.'iicv

Net I CSBI'I of Authorized 1

^AyallaBle. /f.: Difference Net Urtlercnce

8 497,943 $ 130,616 S 28, 487.500 5 28,487,500 S 23,172,960 S 28,871,099 8 110,117,418 S 93,176,175 S 93,178,175 S 93,178,176 S - S 1,838,942 9 -9 -

S - S - 9 -


Ava l.ili'c Adult

s

Difference Net Urtlercnce

70 San Jose Redevelopment Agency vs Soils. Torrezdba Patty's inn

100,000 S - $ - 9 -


Ava l.ili'c Adult

s

71 IDT Lease (refer to "Notes* section)

- - - 447,000 - S - $ - S -

72 IDT Lease with Option to Purchase (refer to "Notes" section) '

82,071 S - S - 9 -

• " 74 Block 3: Central Place Parking (refer to "Notes" section)

" " 248,242 S - s - S - • "

78 Automatic Public Toilets (refer to "Notes* section)

*

10,023 1,456,986 S - 9 - 9 - Actual amount paid reflects utility payments only. RPTTF shortfall.

• "

78 Corporate Expansion Program Accrual (refer to "Notes* section)

32,935 8 - s - 9 -

jjgjjggf 80 San Jose Innovation

Center (refer to 'Notes* section)

" 720,773 9 -

'

s - 9 -

jjgjjggf 82 Asset Management (refer to "Notes' section)

'

5,000 S - s - 9 -

SfgffiS

jjgjjggf 84 Property-Based

Business Improvement District

50,000 s - s - 9 -

SfgffiS Ijjgljggi 85 Asset Wanagemenl/Succes sor Agency's Lease Obligations (refer to "Notes* section)

17,734 50,000 s - s - 9 - RPTTF shortfall. SfgffiS Ijjgljggi

fiiijn

SO North San Pedro Housing

497,943 130,616 - - $ - $ - 9 -

j||jgjSj

fiiijn

91 North San Pedro HousTna «ProD 1C

515,706 - - s - - s - 9 - j||jgjSj 92 North San Pedro Houslna - Prop 1C

* 2,094,191 - $ - $ - S - j||jgjSj 93 North San Pedro

Housinq - Prop 1C - - 161,096 s - 8 - 9 -

|{|gg|{S

94 North San Pedro Housinq - ProD 1C

- 617,514 - - 9 - 9 - 9 -

|{|gg|{S 95 North San Pedro

Housing (refer to "Notes" section)

113,000 s - 9 - 9 -

|{|gg|{S 98 Corporate Expansion Program refer to "Notes" section)

500,000 s - s - 9 - |{|gg|{S

"SSSS M 101 Purchases Sale Agreement (refer to "Notes" section)

22,432 s - 9 - 9 - "SSSS M 102 Escrow Agreement

refer to "Notes" section) '

1,830,771 $ - 9 - 9 -

"SSSS M

109 low Moderate ncome Fund Loan 2 refer to "Notes" section)

s - 9 - 9 -

"SSSS M

110 SERAF Loan Origination and Monitoring Fee (refer o "Notes* section)

$ - 9 - 9 -

jplgjilS 115 County of Santa "lara vs San Jose

Redevelopment Agency (refer to Notes" section)

$ - $ - $ - jplgjilS

117 Successor Agency Personnel

- - 369,249 - s - 9 - 502,637 9 -

jplgjilS

118 SJRA-Un employment benefits

10,000 s - 9 - 10,000 9 - Actual amount was $169 higher than estimate. Will bo added to ROPS 1S-16A. Actual shown also ncludes offset by a refund check received from Stale Compensation Insuiance Fund $181. RPTTF shortfall.

119 Successor Agency employee benefit plan (refer to 'Notes* section)

76 $ - S - 800 S -

120 Successor Agency o Derations

" - - - $ - - 9 - - 9 -

121 Successor Agency operations

- - $ - - 9 - 4,000 9 -

EXHIBIT D

Attachment D

Recognized Obligation Payment Schedule (ROPS 15-1SA) - Report of Prior Period Adjustments Reported for the ROPS 14-15A(July 1, 2014 through December 31,2014) Period Pursuant to Health and Safety Code (HSC) section 34186 (a)


ROPS 14-15A Successor Agency (SA) Self-reported Prior Period Adjustments (PPA): Pursuant to HSC Section 34186 (a), SAs are required to report the differences between their actual available funding and their actual expenditures for the ROPS 14-15A (July through December 2014) period. The amount of Redevelopment Property Tax Trust Fund (RPTTF) approved for the ROPS 15-16A (July through December 2015) period will be offset by the SA's self-reported ROPS 14-15A prior period adjustment. HSC Section 34186 (a) also specifies that the prior period adjustments self-reported by SAs are subject to audit by the county auditor-controller (CAC) and the State Controller.

ROPS 14-15A CAC PPA: To bo ccmplolud by HIP CACiipci submittal of llio ROPS 16 1CAby lino SA to Finance and II w CAC Note tfi/it CACs will need lo onto,'th.»r own fonnu'asat (lie line item love) pursuant to llio manner in winch Iht-y n.iYulate the PPA Also nolo that llio Aiirr.'n amounts do not need to be listed at Hie line item level and may be

A 8 C D j £ F | G H I J K L M N 0 P O R s T U j V V/

lltllSfeMIefR

Y y M

Item 8 Project Name/ Debt Obligation

Non-RPTTF Expenditures RPTTF Expenditures

V/

lltllSfeMIefR PTTF tixpenditu OS

Item 8 Project Name/ Debt Obligation



(Amount Used to Offset ROPS 15-16A Requested RPTTF)

NirlCAC Non Admin And Admit*

IH>A (Amuluil U&cd to

OlftLHIOl'S 15-1 OA KequcikrJ KPT1E)

Item 8 Project Name/ Debt Obligation Authorteed Actual Authorized Actual Authorized Actual Authorized

Available RPTTF

(ROPS 14-15A distributed + all other


Net Lesser of Authorized 1

Available Actual

Dlf/erence (If K Is less than L the difference Is

zero) Authorized

Available RPTTF

(ROPS 14-15A distributed + all olher



Available Actual



Net Difference (M+R) SA Comments

Nut 1 esri'i .if Authorized /

Ava hih'e D fforcnce

N-'t 1 eseur of Authorized/

!^'AvaHabtep!Z£' S 497,943 S 130,016 $ 26.487,500 $ 28,487,500 $ 23,172,980 S 28,871,099 S 110,117,418 5 93,178,175 S 93,178,175 S 93,178,175 S - S 1,838,942 S -

$ -5 - S -

D fforcnce

• -

- $ • " 122 Successor Agency

operations " " - $ - - S - - S -

• -

- $ • "

123 Successor Agency operations " - 48.540 - - S - s - 52,000 5 - • -

$ • "


1,813 $ - s - 3,000 $ -

128 Successor Agency retirement plans (refer to "Notes* section)

10,000 S - s - 10,000 S - Actual amount was $266 higher than anticipated. Will be added to ROPS 15-16A

Successor Agency operations

$ - s - S - Total Invoices of 5123 receiyed and paid In ROPS 14-15A no future payments are expected. Will be


- 396 • s - s - 700 s -


- 2,986 * $ - s - 3,000 s -

132 Successor Agency operations " " 500 - - s - 8 - 500 s - Actual amount was S58 higher than anticipated.

gjggfgfg; 133 Successor Agency oceraUons

300 s - - $ - 300 $ - Actual amount was $146 higher than anticipated. Will be added to ROPS 15-16A

gjggfgfg;

Successor Agency operations "

3,593 s - - S - 4,000 s -

gjggfgfg;

135 Successor Agency operations "

1,605 • - s - s - 2,500 s -

... .. 136 Successor Agency operations

• • 8.863 - - s - s - 10,000 8 -... ..

Successor Agency operations

2,500 $ - s - 2,500 S - Actuals exceeded estimates by 511,837, mainly due to SARA's banking service charges recorded on this ROPS Line. Will beadded to ROPS 15-16A Starting in ROPS 14-159, banking service fees will be charged to Lino 165.

ggjjjgjl 140 City Support Services (refer to 'Notes* section)

s - s - 174,994 s - ggjjjgjl

141 City Hall Lease (refer to "Notes* section)

s - $ - 25,000 s -

143 Successor Agency Bond Activities

- 15,000 15,000 - $ . s - 5 - Actual invoice received exceeded estimate by $8,000. Will be added to ROPS 15-16A

May 2001 Amended & Restated Agreement (refer to "Notes* section)

s - s - s -

145 12-13 Reimbursement Agreement-Bond Obligations (refer to 'Notes" section)

s - s - s -

Reimbursement Agreement-Unsecured Enforceable Obligations (refer to "Notes" secdon)

$ - s - s -

12-13 Reimbursement Agreement-Administrative Costs (refer to "Notes* section)

s - s - $ -

148 Edenvale Community Center ;refer to "Notes* section)

4,500 s - s - $ -

149 Jones Hall-Successor Agency Bond Activities (refer to "Notes" section)

60,000 $ - $ - s -

150 Ross Financial-Successor Agency 3ond Activities (refer o "Notes' section)

7,148 23,332 s - s • s - RPTTF shortfall

-161 Asset Management refer to "Notes"

section)

3,350 15,000 $ - $ - 5 - RPTTF shortfall -

Series 1996B Merged Area) (refer o "Notes" section)

10,500 10,600 S 10,500 10,500 s - S - Actual Invoice amount was $1,834 higher than anb'clpated. Will be added to 1S-16A

153 Series 2003B Merged Area) -refer to "Notes"

section)

7,600 7,521 $ 7,521 7,521 s • $ -

HAFT

Attachment D

Recognized Obligation Payment Schedule (ROPS 15-16A) - Report of Prior Period Adjustments Reported for the ROPS 14-15A (July 1, 2014 through December 31,2014) Period Pursuant to Heailh and Safety Code (HSC) section 34186 (a)


ROPS 14-15A Successor Agency (SA) Self-reported Prior Period Adjustments (PPA): Pursuant to HSC Section 34186 (a), SAs are required to report the differences between their actual available funding and their actual expenditures for the ROPS 14-15A (July through December 2014) period. The amount of Redevelopment Property Tax Trust Fund (RPTTF) approved for the ROPS 15-16A (July through December 2015) period wili be offset by IheSA's seif-reported ROPS 14-15A prior period adjustment. HSC Section 34186 (a) also specifies that the prior period adjustments self-reported by SAs are subject to audit by the county auditor-controller (CAC) and the State Controller.

ROPS 14-15A CAC PPA: to bo compMf-d by the CAC upon subnu'.i.i' of Hut ROPS 15-10A by the SA to Finance and HIP CAC Roto lit.il CACsw 1! ncou lo unta; their own fornui'ao at the line Hum Itwel purMiunt lo til? manner in which thuy< riiuilals the PPA Alio note Hut HIP Adiii'n amounts do not nocil to he lit'ed <4! the tine item level end may be enteietl HS A lump sum

A B C D E G H K L M N O P O R s T 11 V VV lis l§2T

Non-RPTTF Expenditures RPTTF Expenditures ->1 IF Expenditures



(Amount Used to Offset ROPS 15-16A Requested RPTTF) Non Ad.ti'n CAC

Not CAC Non-Admin and M(?u\

PPA (An.oiirit Used (0

Olfsu! 1101'b IS-16A Requested RPTTf)

Item S Project Name / Debt Obligation Authorized Actual Authorized Actual Authorized Actual Authorized

Available RPTTF

(ROPS 14-15A distributed * ail other


Net Lesser or Authorized /

Available Actual

Difference (If K Is less than L, the difference is

zero) Authorized

Available RPTTF

(ROPS 14-15A distributed • all other



Available Actual

Difference (if (otai actual exceeds total authorized, the


Net Difference (M*R) SA Comments

Not 1 c-svi cl Authorized!

Aclui' Difference

hul Lesser of Atrlhorlzr.il /

Available Diffnrrnco Not Itiffi-riv A

$ 497,943 $ 130,616 $ 28,487,500 S 23,487,500 S 23,172,980 S 28.871,099 S 110,117,418 S 93,178,175 S 93,178,175 S 93,178,175 5 - S 1.838,942 S -S -

S - S - $ - 5 • S - S -154 Bonds-Annual

Analytical Review (refer to "Notes" section)

50,000 1,500 $ 1,500 1,500 S - S -

155 Long-Term Reimbursement Agreement (2013-2014B/2014-2015A). Bond Obligations (refer to "Noles" section)

15,214,000 12,902,222 S - s - s -

156 Long-Term Reimbursement Agreement (20132014 B/2014-2015A)-Unsccured . Enforceable Obligations (refer to "Notes" section)

$ - s - s -

157 Long-Term Reimbursement Agreement (2013-2014S/2014-2015A)-Admlnlstratrve Costs (refer to "Notes* section)

s - 5 - 5 -

155 Cfty Support Services (refer to "Notes' section)

s - s - 983,011 s -

159 City Hail Lease (refer to "Notes" section)

s - s - 50,000 $ -


12,518 - s - s - 20,000 s - RPTTF shortfall.

161 Adobe RWQC6 Reporting and Event Violations

69,000 69,000 s - s - s - RPTTF shortfall.

162 Property Disposition Costs "

30,000 s - • s - s -

DRAFT

EXHIBIT D

Attachment E

Recognized Obligation Payment Schedule (ROPS 15-16A) • Notes July 1, 2015 through December 31, 2015

Item # Notes/Comments 2 Series 1993 Bonds - Amount will be paid from ROPS 14-15B RPTTF allowable bond reserve funds. 5 Series 2002 Bonds - Amount will be paid from ROPS 14-15B RPTTF allowable bond reserve funds and 15-16A RPTTF funds.

30 Series 1996A Revenue Bonds - Amount is for principal (in August) on the bonds and interest (from April to Dec 2015) on the callable commercial paper. 31 Series 1996B Revenue Bonds - Amount is for principal (in August) on the bonds and interest (from April to Dec 2015) on the callable commercial paper. 32 Series 2003A Revenue Bonds - Amount is for principal (in August) on the bonds and interest (from April to Dec 2015) on the callable commercial paper. 33 Series 2003B Revenue Bonds - Amount is for interest (from April to Dec 2015) on the callable paper. 35 Letter of Credit was extended in June 2014 from JP Morgan to March 31, 2017. Amount is for quarterly LOC fees paid twice in ROPS period for Series 1996AB and

2003AB. The amount will be paid from a combination of RPTTF funds and Other funds. 41 Series 1997E TAB HSA bonds - Debt service payment will be paid from ROPS 15-16A revenue and ROPS 14-15B RPTTF reserve per bond document 4.02 of the

Senior Lien Fiscal Agent Agreement. 42 Series 2003J TAB HSA bonds - Debt service payment will be paid from ROPS 14-15B RPTTF reserve per bond document 4.02 of the Senior Lien Fiscal Agent

Agreement and 15-16A RPTTF. 44 Series 2005B TAB HSA bonds - Debt service payment will be paid from ROPS 14-15B RPTTF reserve per bond document 4.02 of the Senior Lien Fiscal Agent

48 Series 2010C Taxable Housing Tax Allocation Bonds - On September 12, 2013, the Successor Agency and Wells Fargo Bank executed an Amended and Restated Continuing Covenant Agreement. The interest rate is reset monthly based on a fixed LIBOR rate plus an applicable spread. The total outstanding obligation amount assumes a fixed interest rate of 3.360 % until March 31, 2016.

56 SERAF Commercial Paper - The total amount includes $14,227,000 (principal) and $300,000 (interest). 69 BLX Group, LLC - The Successor Agency amended the agreement to extend the term for one-year with no increase in compensation for continued arbitrage services

for the Successor Agency. 71 IDT Lease - Total outstanding obligation amount includes an accrued obligation of $447,000 representing an unpaid obligation of $149,000 from the ROPS 2 reporting

period of July 1, 2012 to December 31, 2012; an unpaid obligation of $149,000 from the ROPS 4 reporting period of July 1, 2013 to December 31, 2013; and an unpaid obligation of $149,000 from the ROPS 6 reporting period of July 1, 2014 to December 31, 2014.

72 IDT Lease with Option to Purchase - Total outstanding obligation amount includes an accrued obligation of $82,071 representing an unpaid obligation of $27,357 from the ROPS 2 reporting period of July 1, 2012 to December 31, 2012; an unpaid obligation of $27,357 from the ROPS 4 reporting period of July 1, 2013 to December 31, 2013; and an unpaid obligation of $27,357 from the ROPS 6 reporting period of July 1, 2014 to December 31, 2014.

74 Block 3 Central Place Parking - This obligation reflects on-going common area maintenance charges for the Public Parking Garage owned by the Successor Agency in a Mixed-Use High-Rise Building. The Successor Agency is responsible for obligation until asset is disposed. The total outstanding obligation amount is estimated on a year-to-year basis and is based on annual budget documentation provided by the Homeowner's Association. The total outstanding obligation amount includes an accrued amount of $146,912.

78 Automatic Public Toilets-Total outstanding obligation amount includes an accrued obligation of $1,623,315 representing unpaid obligations from the ROPS 1 thru ROPS 6 reporting periods. A Fifth Amendment to Tolling and Standstill Agreement between the Successor Agency and JCDecaux San Francisco, LLC was executed on January 26, 2015.

79 Corporate Expansion Program - The total outstanding obligation amount represents an unpaid obligation of $32,935 from the ROPS 1 reporting period of January 1, 2012 to June 30, 2012. A Tolling and Standstill Agreement was executed on August 27, 2013 between the Successor Agency and Mission West Properties, LP acknowledging that the Successor Agency failed to make payment of $32,935 for the last month of the lease and a dispute exists between the parties regarding the payment of certain common area charges payable under the lease.

Attachment E

Recognized Obligation Payment Schedule (ROPS 15-16A) - Notes July 1, 2015 through December 31, 2015

Item # Notes/Comments 80 San Jose Innovation Center - Total outstanding obligation amount includes an accrued obligation of $597,000 representing unpaid obligations from the ROPS 1 thru

ROPS 5 reporting periods. 82 Ail Gutter Services formerly Gutter Cleaning Roofing Services - Business name change effective May 8, 2014. 85 Asset Management, Successor Agency's Lease Obligations - On-going obligation contingent upon sale of SARA properties. 90 North San Pedro Housing (First Community Housing) - On November 22, 2013, the State Department of Finance approved the Agency's Oversight Board Resolution

No. 2013-10-1055 related to the two Amended and Restated Disposition and Development Agreements for the development and construction of affordable housing in the City of San Jose. The Agency's original liability was $2.5 million to First Community Housing (FCH). On October 1, 2013 the City Council approved a $1.6 million Housing Development Loan with FCH for the affordable housing component. This action reduced the Agency's obligation to $.9 million. The total outstanding debt/obligation amount has been reduced to $261,138 representing the balance of bond proceeds for this obligation.

91 North San Pedro Housing - Prop 1C - Payee Community Towers, LLC - Line item has been retired since there has been a change to the property owner for the purchase of 111 West St. John Street in connection with the North San Pedro Project; please refer to New Line Item 239.

96 SunPower, Inc. - Successor Agency received an invoice from SunPower Corporation on September 5, 2012 requesting reimbursement of $500,000 associated with capital equipment acquisition. Due to an insufficiency of funds, the Successor Agency is unable to pay this invoice and has accrued this liability.

101 CET Properties Environmental Clean-Up Escrow Funds - The specific milestones per the agreement have not been completed but is included in the ROPS as part of the total outstanding debt/obligation amount.

115 County Settlement - The County's position on this obligation differs from the Successor Agency's in that the County takes the position that this payment is a pass through payment to be calculated and paid by the County Auditor-Controller under Health and Safety Code §34183. It is the Successor Agency's position that this payment is not a pass through payment since it is not required to be paid from current tax revenues, but rather an enforceable obligation on par with all of the former Agency's other nonbonded related obligations. Total outstanding debt/obligation amount currently stands at $29.3 million. Calculation of interest amount is under discussion by Successor Agency and County staff.

1 1 9 ; E f l e x g r o u p m e r g e d o p e r a t i o n s w i t h T o t a l A d m i n i s t r a t i v e S e r v i c e s C o r p o r a t i o n ( T A S C ) e f f e c t i v e M a y 1 , 2 0 1 4 . 140 City Support Services - Total outstanding debt/obiigation amount represents an unpaid obligation of $174,994 from the ROPS 1 reporting period. 141 City Hall Lease - Total outstanding debt/obligation amount represents an unpaid obligation of $25,000 from the ROPS 1 reporting period. 144 May 2001 Amended & Restated Agreement - The amount of accrued liability for the May 2001 Amended & Restated Agreement between The County of Santa Clara

and the Agency is $1,534,580 for FY 2011-12, $16,623,107 for FY 2012-13, $19,148,810 for FY 2013-14 and $22,303,701 for FY 2014-15. Pursuant to Health & Safety Code, §34183, it is the County Auditor-Controller's responsibility to remit the appropriate amount from the Redevelopment Property Tax Fund. The County applied $15,478,148 from the January 2015 RPTTF distribution to the 2011-2012 outstanding balance bringing the balance down to $1,534,580.

145 12-13 Reimbursement Agreement Bond Obligations - The approved FY 2012-13 Reimbursement Agreement, as amended, provides a mechanism for the Successor Agency to repay the City for funds advanced in 2012-13. The $2,709,852 represents the outstanding Accrued Advance Amount for Bond Obligations for future reimbursement. The total outstanding obligation amount includes accrued interest in the amount of $6,555.49 which is calculated based on LAiF quarterly rate for FY13 14

146 12-13 Reimbursement Agreement Unsecured Enforceable Obligations - The approved FY 2012-13 Reimbursement Agreement, as amended, provides a mechanism for the Successor Agency to repay the City for funds advanced in 2012-13. The $354,084 represents the outstanding Accrued Advance Amount for Unsecured Enforceable Obligations for future reimbursement. The total outstanding obligation amount includes accrued interest in the amount of $856.58 which is calculated based on LAIF quarterly rate for FY13-14.

Attachment E

Recognized Obligation Payment Schedule (ROPS 15-16A) - Notes July 1, 2015 through December 31, 2015

Item # Notes/Comments 147 12-13 Reimbursement Agreement Administrative Costs - The approved FY 2012-13 Reimbursement Agreement, as amended, provides a mechanism for the

Successor Agency to repay the City for funds advanced in 2012-13. The $2,925,826 represents the outstanding Accrued Advance Amount for Administrative Costs for future reimbursement. The total outstanding obligation amount includes accrued interest in the amount of $7,077.96 which is calculated based on LAIF quarterly rate for FY13-14.

148 Ralph Larsen & Son, Inc. - Settlement Agreement and Release to settle a lawsuit was approved by the Oversight Board on August 22, 2013; Resolution 2013-08-1048.

149 Jones Hall Successor Agency Bond Activities - Legal services performed by the consultant for bond related activities. 150 Ross Financial Successor Agency Bond Activities - Financial advisory services performed by the consultant for bond related activities. 154 Moody's Investors Service, Inc. - Fees associated with the annual analytical and rating services conducted by Moody's in connection with the tax allocation bonds

issued by the former Redevelopment Agency of the City of San Jose and administered by the Successor Agency. 155 Long-Term Reimbursement Agreement (2013-2014/2014-2015) Bond Obligations - The Amended and Restated Reimbursement Agreement approved by the Oversight

Board on September 26, 2013, provides a mechanism for the Successor Aqencv to repay the Citv for funds advanced durina a aiven fiscal vear. The $15.9 million in the Total Obliaation column is a sum of the followina components: d) $2 million, which is the unreimbursed amount for the Fiscal Year 2013-14 intra-vear repayment obliaation: (2) $13.9. million, which is an estimate for Citv advance amounts for FY 2014-15 to the Successor Aaencv for the fnllnwincr 2001F Convention Center hnnris ($13.7 million) plus 2001A 4th St garage bonds ($1.68 million) less SARA Administrative Costs (-$1.2 million) less Unsecured Enforceable Obligations (-$0.3 million). The $13.9 million in the Other Funds column is for the intra-year repayment obligation for Fiscal Year 2014-15 and is projected to be paid on ROPS 15-16Afrom the remaining ending available cash balance of FY 2014-15.

156 Long-Term Reimbursement Agreement (2013-2014/2014-2015) Unsecured Enforceable Obligations - The Amended and Restated Reimbursement Agreement approved by the Oversight Board on September 26, 2013, provides a mechanism for the Successor Agency to repay the City for City funds used to pay unsecured enforceable obligations during a given fiscal year.

157 Long-Term Reimbursement Agreement (2013-2014/2014-2015) Administrative Costs - The Amended and Restated Reimbursement Agreement approved by the Oversight Board on September 26, 2013, provides a mechanism for the Successor Agency to repay the City for funds advanced during a given fiscal year. The $2.89 million represents the total amount advanced from the City to the Successor Agency for Direct Successor Agency Administrative costs ($1.23 million) and City Support Services costs ($1.66 million) in FY 2013-14.

158 City Support Services - Represents City of San Jose staff payroll amount in the Successor Agency's Administrative Budget for the six-month reporting period. 159 City Hall Lease - Represents space cost for Successor Agency employees in the Successor Agency's Administrative Budget for the six-month reporting period. 160 Oversight Board Legal Counsel - New agreement executed on June 26, 2014 for Oversight Board legal services; Oversight Board Resolution 2014-06-1068 dated June

17, 2014. The Successor Agency plans to amend the agreement to provide additional compensation for continued oversight board legal services. During ROPS 13-14B the payee for oversight board legal counsel services was Miller Starr Regalia and in ROPS 14-15A & 14-15B the payee was Montoy Law Corporation.

162 Property Disposition Costs - Potential solicitation expenses associated with the disposition of Agency-owned properties as approved in the Successor Agency's Long Range Property Management Plan. The estimated amount of $42,000 assumes the potential sale of six properties incurring $7,000 each in marketing/solicitation expenses.

164 Custodial Agreement fees associated with the safekeeping of the original HUD 108 documents required by HUD and is paid $75 quarterly; $150 per ROPS period. 165 Wells Fargo Bank is the Successor Agency's general banking service provider. Fees associated with the Successor Agency's general banking activities will be paid

monthly. Total obligation amount reflects the estimated amount to be paid to Wells Fargo for banking services for the duration of the agreement June 30, 2018. 166-204 Lines are retired

205 JPMorgan Legal Fees - New line item for payment of legal fees and expenses pursuant to the Fee Letter in connection with the Letters of Credit.

Attachment E

Recognized Obligation Payment Schedule {ROPS 15-16A) - Notes July 1, 2015 through December 31, 2015

Item # Notes/Comments 206J Fiscal Agent fees for 1993 bond series payment amount exceeded authorized amount by $185 (ROPS14-15A). 207 Fiscal Agent fees for 2008 bond series payment amount exceeded authorized amount by $205 (ROPS14-15A).

208

Actual invoices paid was $9,300 higher than anticipated. Actuals included: - 1996AB Callable CP USB Admin Fee $4,000 - 1996AB TAB USB Admin Fee $5,300 - 2003AB Callable CP USB Admin Fee $4,000 - 2003AB USB Trustee fee $2,500 (ROPS14-15A)

209 RPTTF Shortfall - Used other funds to pay for overage (ROPS14-15A). JPMorgan Letter of Credit fees payment amount exceeded authorized amount by $58,841.

210 Fiscal Agent fees for 2005A&B bond series - $2,700 was authorized to be paid in ROPS 13-14B, but invoice was not paid until 7/15/14 (ROPS 14-15A), therefore, the payment amount needs to be authorized (ROPS14-15A).

211 RPTTF Shortfall - Used other funds as a source for payment (ROPS14-15A). The City advanced $11.7 million for the 2001F Convention Center debt service payment. 212 RPTTF Shortfall - Used other funds to pay for fiscal agent fees for 2001F bond series (ROPS14-15A). Fiscal Agent fees for the 2001F bond series payment amount 213 RPTTF Shortfall - Used other funds to pay the 2005 ERAF debt service payment (ROPS14-15A). 214 RPTTF Shortfall - Used other funds for 2006 ERAF debt service payment (ROPS14-15A). 215 Other Funds - HUD debt service payment amount exceeded authorized amount by $75 (ROPS14-15A). 216 RPTTF Shortfall - Used other funds for payment (ROPS14-15A). JCDecaux payment reflects utility payments only. 217 RPTTF Shortfall - Used other funds for property maintenance payment (ROPS14-15A). 218 RPTTF Shortfall - Used other funds for Successor Agency personnel costs payment (ROPS14-15A).

219 RPTTF Shortfall - Used other funds for Successor Agency unemployment costs payment (ROPS14-15A). Payment amount exceeded authorized amount by $169. Actual shown also includes offset by a refund check received from State Compensation Insurance Fund in the amount of $181.

220 RPTTF Shortfall - Used other funds for Successor Agency employee benefit plan payment (ROPS14-15A). 221 RPTTF Shortfall - Used other funds for Successor Agency operations payment (ROPS14-15A). 222 RPTTF Shortfall - Used other funds for Successor Agency retirement plans payment (ROPS14-15A). 223 RPTTF Shortfall - Used other funds for Successor Agency retirement plan payment (ROPS14-15A). Payment amount exceeded authorized amount by $266.

224 RPTTF Shortfall - Used other funds for Successor Agency operations payment (ROPS14-15A). AT&T Mobility invoices totaling $123 were paid in ROPS 14-15A; Staff had expected the account to be closed prior to July 2014; therefore no payment amount was included during this reporting period. Account is now closed.

225 RPTTF Shortfall - Used other funds for Successor Agency operations payment (ROPS14-15A). 226 RPTTF Shortfall - Used other funds for Successor Agency operations payment (ROPS14-15A). 227 RPTTF Shortfall - Used other funds for Successor Agency operations payment (ROPS14-15A). Payment amount exceeded authorized amount by $58. 228 RPTTF Shortfall - Used other funds for Successor Agency operations payment (ROPS14-15A). Payment amount exceeded authorized amount by $146. 229 jRPTTF Shortfall - Used other funds for Successor Agency operations payment (ROPS14-15A). 230 RPTTF Shortfall - Used other funds for Successor Agency operations payment (ROPS14-15A). 231 RPTTF Shortfall - Used other funds for Successor Agency operations payment (ROPS14-15A).

232 RPTTF Shortfall - Used other funds for Successor Agency operations payment (ROPS14-15A). Invoice exceeded authorized amount by $11,837, mainly due to SARA's banking service charges recorded on this ROPS Line. Starting in ROPS 14-15B. banking service fees will be reported in Line 165.

233 !RPTTF Shortfall - Used other funds for Urban Analytics bond activity payment (ROPS14-15A). Payment amount exceeded authorized amount by $8,000. 234 jRPTTF Shortfall - Used other funds for Ross Financial bond activity payment (ROPS14-15A).

Attachment E

Recognized Obligation Payment Schedule (ROPS 15-16A) - Notes July 1, 2015through December31, 2015

Item # Notes/Comments 235 RPTTF Shortfall - Used other funds for Asset Management payment (ROPS14-15A). 236 RPTTF Shortfall - Used other funds for US Bank remarketing fees payment (ROPS14-15A). Payment amount exceeded authorized amount by $1,834. 237 RPTTF Shortfall - Used other funds for Successor Agency operations payment (ROPS14-15A). 238 RPTTF Shortfall - Used other funds for Adobe reporting and violations payment (ROPS14-15A).

239

North San Pedro Housing - Prop 1C - Swift Real Estate Partners: New line item to reflect the new property owner for the purchase of 111 West St. John Street in connection with the North San Pedro Project funded by a California Department of Housing and Community Housing Development Proposition 1C Infill Infrastructure Grant.

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SUCCESSOR AGENCY A RESOLUTION OF THE SUCCESSOR …