SWIFT Formatting Specialities - UBS · Generally accessible Market Greece ISO 15022 UBS Switzerland AG, Version 1.11, released, 20 May 2016 Page 2 of 49 Table of Contents. 1. General

UBS Switzerland AG

Postfach 8098 Zürich Group Operations / Securities

Classification Generally accessible Date 26 Mai 2016 Version 1.11 Status Released Document ID Greece_Swift

Market Greece SWIFT Usage Guide Settlement Formatting Specialities Formats are compliant with SWIFT Standards Release 2014

Generally accessible

Market Greece ISO 15022

UBS Switzerland AG, Version 1.11, released, 20 May 2016 Page 2 of 49

Table of Contents

1. General ........................................................................................................................................................................................................................ 5 1.1 Field 94/95 Format Options............................................................................................................................................................................................ 5 1.2 Legend........................................................................................................................................................................................................................... 5 1.3 Additional Information about the pattern ...................................................................................................................................................................... 6 1.4 Status ............................................................................................................................................................................................................................ 6

2. Domestic for equities ................................................................................................................................................................................................. 7 2.1 MT540 Receive free (RFP) ............................................................................................................................................................................................... 7 2.2 MT541 Receive against Payment (RVP)........................................................................................................................................................................... 8 2.3 MT542 Deliver free (DFP) ............................................................................................................................................................................................... 9 2.4 MT543 Deliver against payment (DVP) ......................................................................................................................................................................... 10

3. Domestic bonds CSD inhouse via Bank of Greece Securities Settlement System (BOGS), as per T2S wave 1, 22 June 2015 ....................... 11 3.1 MT540 Receive free (RFP) ............................................................................................................................................................................................. 11 3.2 MT541 Receive against payment (RVP) ........................................................................................................................................................................ 13 3.3 MT542 Deliver free (DFP) ............................................................................................................................................................................................. 15 3.4 MT543 Deliver against payment (DVP) ......................................................................................................................................................................... 16

4. Domestic bonds CSD cross border via Bank of Greece Securities Settlement System (BOGS), as per T2S wave 1, 22 June 2015 ................. 18 4.1 Switzerland – (SIX SIS) .................................................................................................................................................................................................. 18 4.2 Italy – (Monte Titoli S.p.A.)........................................................................................................................................................................................... 18 4.3 Malta – (Malta Stock Exchange) ................................................................................................................................................................................... 18 4.4 Romania – (Depotzitarul S.A.) ...................................................................................................................................................................................... 18

5. Domestic via Clearstream Luxembourg for equities ............................................................................................................................................. 19 5.1 MT540 Receive free (RFP) ............................................................................................................................................................................................. 19 5.2 MT541 Receive against payment (RVP) ........................................................................................................................................................................ 20 5.3 MT542 Deliver free (DFP) ............................................................................................................................................................................................. 21 5.4. MT543 Deliver against payment (DVP) ......................................................................................................................................................................... 23




6. Domestic via Clearstream Luxembourg for bonds ................................................................................................................................................ 24 6.1 MT540 Receive free (RFP) ............................................................................................................................................................................................. 24 6.2 MT541 Receive against payment (RVP) ........................................................................................................................................................................ 25 6.3 MT542 Deliver free (DFP) ............................................................................................................................................................................................. 26 6.4 MT543 Deliver against payment (DVP) ......................................................................................................................................................................... 27

7. Domestic via Euroclear for equities ........................................................................................................................................................................ 28 7.1 MT540 Receive free (RFP) ............................................................................................................................................................................................. 28 7.2 MT541 Receive against payment (RVP) ........................................................................................................................................................................ 29 7.3 MT542 Deliver free (DFP) ............................................................................................................................................................................................. 30 7.4 MT543 Deliver against payment (DVP) ......................................................................................................................................................................... 32

8. Domestic via Euroclear for bonds ........................................................................................................................................................................... 33 8.1 MT540 Receive free (RFP) ............................................................................................................................................................................................. 33 8.2 MT541 Receive against payment (RVP) ........................................................................................................................................................................ 34 8.3 MT542 Deliver free (DFP) ............................................................................................................................................................................................. 35 8.4 MT543 Deliver against payment (DVP) ......................................................................................................................................................................... 36

9. Citibank Athens In-house for equities .................................................................................................................................................................... 37 9.1 MT540 Receive free (RFP) ............................................................................................................................................................................................. 37 9.2 MT541 Receive against payment (RVP) ........................................................................................................................................................................ 38 9.3 MT542 Deliver free (DFP) ............................................................................................................................................................................................. 39 9.4 MT543 Deliver against payment (DVP) ......................................................................................................................................................................... 40

10. Citibank Athens In-house for bonds ....................................................................................................................................................................... 41 10.1 MT540 Receive free (RFP) ............................................................................................................................................................................................. 41 10.2 MT541 Receive against payment (RVP) ........................................................................................................................................................................ 42 10.3 MT542 Deliver free (DFP) ............................................................................................................................................................................................. 43 10.4 MT543 Deliver against payment (DVP) ......................................................................................................................................................................... 44

11. UBS In-house ............................................................................................................................................................................................................. 45 11.1 MT540 Receive free (RFP) ............................................................................................................................................................................................. 45 11.2 MT541 Receive against payment (RVP) ........................................................................................................................................................................ 46 11.3 MT542 Deliver free (DFP) ............................................................................................................................................................................................. 47




11.4 MT543 Deliver against payment (DVP) ......................................................................................................................................................................... 48

12. Disclaimer .................................................................................................................................................................................................................. 49

Generally accessible Market Greece ISO 15022


1. General

1.1 Field 94/95 Format Options

Field 94/95 Format Options Option A (Qualifier)/(Account number) Option B (Qualifier)/(Data Source Scheme)/(Code) Option C (Qualifier)/(Country Code) Option E (Qualifier)/(Narrative) Option F (Qualifier)/(Place of Safekeeping)/(BIC) Option P (Qualifier)/(BIC, Bank Identifier Code) Option Q (Qualifier)/(Name and address) Option R (Qualifier)/(DSS, Data Source Scheme)/(Proprietary Code)

1.2 Legend

Abbreviations Explanation BIC ISO Bank Identifier Code BUYR Buyer DEAG Delivery agent ID Participant Identification PSET Place of Settlement REAG Receiving agent SAFE Place of Safekeeping or Safekeeping Account SELL Seller TEXT Free text format structure



1.3 Additional Information about the pattern

Fields entry Explanation Black & Bold Content non-variable Blue & Bold Variable

1.4 Status

Abbreviations Explanation C Conditional M Mandatory O Optional



2. Domestic for equities

2.1 MT540 Receive free (RFP)

Sequence B: Trade details

Field Name :TAG::Field//Option/ Status Notes Narrative :70E::SPRO//CP will bear the costs

or :70E::SPRO//Please debit the re-registration fees to our account :70E::SPRO//OTC :70E::SPRO//OTC RERE

M • For ON Exchange Re-registration

• For ON Exchange Re-registration. Regarding fees please check in the UBS Custody Info Portal under the section market Guides for Greece for current charges

• For OTC normal trades • For OTC Re-registration ( Until June 06,2016 SD has to be the last working

day of the week, from June 06,2016 onwards OTC Re-registration will be possible on a daily basis however final beneficiary becomes a mandatory matching criteria)

Sequence C: Financial Instrument/Account

Field Name :TAG::Field//Option/ Status Notes Place of Safekeeping :94F::SAFE//CUST/CITIGRAAXXX

or :94B::SAFE//SHHE/Number

C

• Identifying the local custodian (market) of UBS by use of the BIC (please use only this BIC). Annotation: The 4 digit number after the Qualifier SHHE is an UBS internal depository code for individual beneficial ownership accounts (segregation).

Sequence E1: Settlement parties SETPRTY

Field Name :TAG::Field//Option/ Status Notes Delivering agent :95P::DEAG//BIC M • Identifying the delivering agent by use of the BIC (8 or 11 digits) Seller :95P::SELL//BIC

or :95Q::SELL//Text

M • Identifying the seller by use of the BIC (8 or 11 digits) • Identifying the seller by use of text format



Safekeeping account Buyer

:97A::SAFE//Number :95P::BUYR//End client BIC code Or :95Q::BUYR//End client name

O M

• Identifying the account number of the instructing party • Mandatory if instruction is OTC RERE from June 06 onwards

Place of Settlement :95P::PSET//HCSDGRAAXXX M • Identifying the place of settlement 2.2 MT541 Receive against Payment (RVP)


Field Name :TAG::Field//Option/ Status Notes Narrative :70E::SPRO//OTC

C

• For OTC normal trades




C



Field Name :TAG::Field//Option/ Status Notes Delivering agent :95P::DEAG//BIC M • Identifying the delivering agent by use of the BIC (8 or 11 digits) Seller :95P::SELL//BIC

or :95Q::SELL//Text


Safekeeping account :97A::SAFE//Number O • Identifying the account number of the instructing party Place of Settlement :95P::PSET//HCSDGRAAXXX M • Identifying the place of settlement



2.3 MT542 Deliver free (DFP)



or :70E::SPRO//Please debit the re-registration fees to our account :70E::SPRO//OTC :70E::SPRO//OTC RERE

M • For On Exchange Re-registration

• For ON Exchange Re-registration. Regarding fees please check in the UBS Custody Info Portal under the section market Guides for Greece for current charges






C



Field Name :TAG::Field//Option/ Status Notes Receiving agent :95P::REAG//BIC M • Identifying the receiving agent by use of the BIC (8 or 11 digits) Buyer :95P::BUYR//BIC

or :95Q::BUYR//Text

M • Identifying the buyer by use of the BIC (8 or 11 digits) • Identifying the buyer by use of text format)

Safekeeping Account Seller

:97A::SAFE//Number :95P::SELL//End client BIC code

O M

• Identifying the account number of the beneficiary Mandatory if instruction is OTC RERE from June 06,2016 onwards



Or :95Q::SELL/End client name

Place of Settlement :95P::PSET//HCSDGRAAXXX M • Identifying the place of settlement 2.4 MT543 Deliver against payment (DVP)


Field Name :TAG::Field//Option/ Status Notes Narrative :70E::SPRO//OTC

C • For OTC normal trades




C



Field Name :TAG::Field//Option/ Status Notes Receiving agent :95P::REAG//BIC M • Identifying the receiving agent by use of the BIC (8 or 11 digits) Buyer :95P::BUYR//BIC

or :95Q::REAG//Text

M • Identifying the buyer by use of the BIC (8 or 11 digits) • Identifying the buyer by use of text format)

Safekeeping Account :97A::SAFE//Number O • Identifying the account number of the beneficiary Place of Settlement :95P::PSET//HCSDGRAAXXX M • Identifying the place of settlement

•



3. Domestic bonds CSD inhouse via Bank of Greece Securities Settlement System (BOGS), as per T2S wave 1, 22 June 2015



Field Name :TAG::Field//Option/ Status Notes EX/CUM Indicator :22F::TTCO//CCPN

or :22F::TTCO//XCPN

O

• Cum coupon: The trade was executed cum coupon.

• Ex coupon: The trade was executed ex coupon. Annotation: Additional matching field -T2S uses the field for matching, if at least one party provides a value. If only one party has provided a value the instructions do not match in T2S.




C


Sequence E: Settlement Details SETR

Field Name :TAG::Field//Option/ Status Notes Opt-out indicator :22F::STCO//NOMC

O

• Opt-out indicator: Can be used to exclude the instruction from claim/ transformation processing.



Annotation: Additional matching field -T2S uses the field for matching, if at least one party provides a value. If only one party has provided a value the instructions do not match in T2S.


Field Name :TAG::Field//Option/ Status Notes Delivering agent :95P::DEAG//BIC M • Identifying the delivering agent by use of the BIC (11 digits) Seller :95P::SELL//BIC

or :95Q::SELL//Text

M • Identifying the seller by use of the BIC (11 digits) • Identifying the seller by use of text format

Safekeeping account :97A::SAFE//Number O • Identifying the account number of the instructing party Place of Settlement :95P::PSET//BNGRGRAASSS M • Identifying the place of settlement



3.2 MT541 Receive against payment (RVP)



or :22F::TTCO//XCPN

O






C




O






Field Name :TAG::Field//Option/ Status Notes Delivering agent :95P::DEAG//BIC M • Identifying the delivering agent by use of the BIC (11 digits) Seller :95P::SELL//BIC

or :95Q::SELL//Text

M • Identifying the seller by use of the BIC (11 digits) • Identifying the seller by use of text format

Safekeeping account :97A::SAFE//Number O • Identifying the account number of the instructing party Place of Settlement :95P::PSET//BNGRGRAASSS M • Identifying the place of settlement






or :22F::TTCO//XCPN

O






C




O






Field Name :TAG::Field//Option/ Status Notes Receiving agent :95P::REAG//BIC M • Identifying the receiving agent by use of the BIC (11 digits) Buyer :95P::BUYR//BIC

or :95Q::BUYR//Text

M • Identifying the buyer by use of the BIC (11 digits) • Identifying the buyer by use of text format

Safekeeping Account :97A::SAFE//Number O • Identifying the account number of the beneficiary Place of Settlement :95P::PSET//BNGRGRAASSS M • Identifying the place of settlement 3.4 MT543 Deliver against payment (DVP)



or :22F::TTCO//XCPN

O






C






O




Field Name :TAG::Field//Option/ Status Notes Receiving agent :95P::REAG//BIC M • Identifying the receiving agent by use of the BIC (11 digits) Buyer :95P::BUYR//BIC

or :95Q::BUYR//Text

M • Identifying the buyer by use of the BIC (11 digits) • Identifying the buyer by use of text format)

Safekeeping Account :97A::SAFE//Number O • Identifying the account number of the beneficiary Place of Settlement :95P::PSET//BNGRGRAASSS M • Identifying the place of settlement

•



4. Domestic bonds CSD cross border via Bank of Greece Securities Settlement System (BOGS), as per T2S wave 1, 22 June 2015

4.1 Switzerland – (SIX SIS)

Not available 4.2 Italy – (Monte Titoli S.p.A.)

Not available 4.3 Malta – (Malta Stock Exchange)

Not available 4.4 Romania – (Depotzitarul S.A.)

Not available



5. Domestic via Clearstream Luxembourg for equities




or :70E::SPRO//Please debit the re-registration fees to our account or :70E::SPRO//OTC

M • For ON Exchange Re-registration • For On Exchange Re-registration. Regarding fees please check in the UBS

custody Info Portal under the section market guides for Greece for current charges

• For OTC Re-registration ( Until June 06,2016 SD has to be the last working day of the week, from June 06,2016 onwards OTC Re-registration will be possible on a daily basis however final beneficiary becomes a mandatory matching criteria)




C



Field Name :TAG::Field//Option/ Status Notes Delivering agent :95P::DEAG//CITIGRAAXXX M • Identifying the delivering agent by use of the BIC (8 or 11 digits) Seller :95P::SELL//CEDELULLXXX M • Identifying the seller by use of the BIC (8 or 11 digits) Safekeeping Account Buyer

:97A::SAFE//Number :95P::BUYR//end client BIC code

M M

• Identifying the 5 digit CBL account number • Mandatory if instruction is OTC RERE from June 06,2016 onwards



Or :95Q::BUYR//end client name

Place of Settlement :95P::PSET//HCSDGRAAXXX M • Identifying the place of settlement 5.2 MT541 Receive against payment (RVP)


Field Name :TAG::Field//Option/ Status Notes Narrative :70E::SPRO//OTC C • For OTC normal trades Sequence C: Financial Instrument/Account



C



Field Name :TAG::Field//Option/ Status Notes Delivering agent :95P::DEAG//CITIGRAAXXX M • Identifying the delivering agent by use of the BIC (8 or 11 digits) Seller :95P::SELL//CEDELULLXXX M • Identifying the seller by use of the BIC (8 or 11 digits) Safekeeping Account :97A::SAFE//Number M • Identifying the 5 digit CBL account number Place of Settlement :95P::PSET//HCSDGRAAXXX M • Identifying the place of settlement






or :70E::SPRO//Please debit the re-registration fees to our account or :70E::SPRO//OTC

M • For ON Exchange Re-registration • For ON Exchange Re-registration. Regarding fees please check in the UBS

Custody Info Portal under the section Market Guides for Greece for current charges

• For OTC Re-registration ( Until June 06,2016 SD has to be the last working day of the week, from June 06,2016 onwards OTC Re-registration will be possible on a daily basis however final beneficiary becomes a mandatory matching criteria) Important: Additional MT599 needed to confirm that the transaction relates to an onward delivery that has already been concluded.




C





Field Name :TAG::Field//Option/ Status Notes Receiving agent :95P::REAG//CITIGRAAXXX M • Identifying the receiving agent by use of the BIC (8 or 11 digits) Buyer :95P::BUYR//CEDELULLXXX M • Identifying the buyer by use of the BIC (8 or 11 digits) Safekeeping Account Seller

:97A::SAFE//Number :95P:::SELL//End client BIC code Or :95Q::SELL//End client name

M M

• Identifying the 5 digit CBL account number • Mandatory if instruction is OTC RERE from June 06,2016 onwards

Place of Settlement :95P::PSET//HCSDGRAAXXX M • Identifying the place of settlement



5.4. MT543 Deliver against payment (DVP)





C



Field Name :TAG::Field//Option/ Status Notes Receiving agent :95P::REAG//CITIGRAAXXX M • Identifying the receiving agent by use of the BIC (8 or 11 digits) Buyer :95P::BUYR//CEDELULLXXX M • Identifying the buyer by use of the BIC (8 or 11 digits) Safekeeping Account :97A::SAFE//Number M • Identifying the 5 digit CBL account number Place of Settlement :95P::PSET//HCSDGRAAXXX M • Identifying the place of settlement



6. Domestic via Clearstream Luxembourg for bonds





C



Field Name :TAG::Field//Option/ Status Notes Delivering agent :95P::DEAG//CEDELULLXXX M • Identifying the delivering agent by use of the BIC (8 or 11 digits) Seller :95P::SELL//CEDELULLXXX M • Identifying the seller by use of the BIC (8 or 11 digits) Safekeeping Account :97A::SAFE//Number M • Identifying the 5 digit CBL account number Place of Settlement :95P::PSET//BNGRGRAAXXX M • Identifying the place of settlement







C



Field Name :TAG::Field//Option/ Status Notes Delivering agent :95P::DEAG//CEDELULLXXX M • Identifying the delivering agent by use of the BIC (8 or 11 digits) Seller :95P::SELL//CEDELULLXXX M • Identifying the seller by use of the BIC (8 or 11 digits) Safekeeping Account :97A::SAFE//Number M • Identifying the 5 digit CBL account number Place of Settlement :95P::PSET//BNGRGRAAXXX M • Identifying the place of settlement







C

• Identifying the local custodian (market) of UBS by use of the BIC (please use only this BIC). Annotation: The 4 digit number after the Qualifier SHHE is an UBS internal depository code for individual beneficial ownership accounts (segregation). Important: Additional MT599 needed to confirm that the transaction relates to an onward delivery that has already been concluded.


Field Name :TAG::Field//Option/ Status Notes Receiving agent :95P::REAG//CEDELULLXXX M • Identifying the receiving agent by use of the BIC (8 or 11 digits) Buyer :95P::BUYR//CEDELULLXXX M • Identifying the buyer by use of the BIC (8 or 11 digits) Safekeeping Account :97A::SAFE//Number M • Identifying the 5 digit CBL account number Place of Settlement :95P::PSET//BNGRGRAAXXX M • Identifying the place of settlement



6.4 MT543 Deliver against payment (DVP)




C



Field Name :TAG::Field//Option/ Status Notes Receiving agent :95P::REAG//CEDELULLXXX M • Identifying the receiving agent by use of the BIC (8 or 11 digits) Buyer :95P::BUYR//CEDELULLXXX M • Identifying the buyer by use of the BIC (8 or 11 digits) Safekeeping Account :97A::SAFE//Number M • Identifying the 5 digit CBL account number Place of Settlement :95P::PSET//BNGRGRAAXXX M • Identifying the place of settlement



7. Domestic via Euroclear for equities




or :70E::SPRO//Please debit the re-registration fees to our account or :70E::SPRO//OTC :70E::SPRO//OTC RERE

M • For ON Exchange Re-registration • For On Exchange Re-registration. Regarding fees please check in the UBS







C



Field Name :TAG::Field//Option/ Status Notes Delivering agent :95P::DEAG//CITIGRAAXXX M • Identifying the delivering agent by use of the BIC (8 or 11 digits) Seller :95P::SELL//MGTCBEBEXXX M • Identifying the seller by use of the BIC (8 or 11 digits) Safekeeping Account :97A::SAFE//Number M • Identifying the 5 digit ECL account number



Buyer :95P::BUYR//End client BIC code Or :95Q::BUYR//End client name

M • Mandatory if instruction is OTC RERE from June 06,2016 onwards






C



Field Name :TAG::Field//Option/ Status Notes Delivering agent :95P::DEAG//CITIGRAAXXX M • Identifying the delivering agent by use of the BIC (8 or 11 digits) Seller :95P::SELL//MGTCBEBEXXX M • Identifying the seller by use of the BIC (8 or 11 digits) Safekeeping Account :97A::SAFE//Number M • Identifying the 5 digit ECL account number Place of Settlement :95P::PSET//HCSDGRAAXXX M • Identifying the place of settlement










day of the week, from June 06,2016 onwards OTC Re-registration will be possible on a daily basis however final beneficiary becomes a mandatory matching criteria) Important: Additional MT599 needed to confirm that the transaction relates to an onward delivery that has already been concluded.




C





Field Name :TAG::Field//Option/ Status Notes Receiving agent :95P::REAG//CITIGRAAXXX M • Identifying the receiving agent by use of the BIC (8 or 11 digits) Buyer :95P::BUYR//MGTCBEBEXXX M • Identifying the buyer by use of the BIC (8 or 11 digits) Safekeeping Account Seller

:97A::SAFE//Number :95P::SELL//End client BIC code Or :95Q::SELL//End client name

M M

• Identifying the 5 digit ECL account number • Mandatory if instruction is OTC RERE from June 06,2016 onwards

Place of Settlement :95P::PSET//HCSDGRAAXXX M • Identifying the place of settlement








C



Field Name :TAG::Field//Option/ Status Notes Receiving agent :95P::REAG//CITIGRAAXXX M • Identifying the receiving agent by use of the BIC (8 or 11 digits) Buyer :95P::BUYR//MGTCBEBEXXX M • Identifying the buyer by use of the BIC (8 or 11 digits) Safekeeping Account :97A::SAFE//Number M • Identifying the 5 digit ECL account number Place of Settlement :95P::PSET//HCSDGRAAXXX M • Identifying the place of settlement



8. Domestic via Euroclear for bonds





C



Field Name :TAG::Field//Option/ Status Notes Delivering agent :95P::DEAG//MGTCBEBEXXX M • Identifying the delivering agent by use of the BIC (8 or 11 digits) Seller :95P::SELL//MGTCBEBEXXX M • Identifying the seller by use of the BIC (8 or 11 digits) Safekeeping Account :97A::SAFE//Number M • Identifying the 5 digit ECL account number Place of Settlement :95P::PSET//BNGRGRAAXXX M • Identifying the place of settlement







C



Field Name :TAG::Field//Option/ Status Notes Delivering agent :95P::DEAG//MGTCBEBEXXX M • Identifying the delivering agent by use of the BIC (8 or 11 digits) Seller :95P::SELL//MGTCBEBEXXX M • Identifying the seller by use of the BIC (8 or 11 digits) Safekeeping Account :97A::SAFE//Number M • Identifying the 5 digit ECL account number Place of Settlement :95P::PSET//BNGRGRAAXXX M • Identifying the place of settlement







C

• Identifying the local custodian (market) of UBS by use of the BIC (please use only this BIC). Annotation: The 4 digit number after the Qualifier SHHE is an UBS internal depository code for individual beneficial ownership accounts (segregation). Important: Additional MT599 needed to confirm that the transaction relates to an onward delivery that has already been concluded.


Field Name :TAG::Field//Option/ Status Notes Receiving agent :95P::REAG//MGTCBEBEXXX M • Identifying the receiving agent by use of the BIC (8 or 11 digits) Buyer :95P::BUYR//MGTCBEBEXXX M • Identifying the buyer by use of the BIC (8 or 11 digits) Safekeeping Account :97A::SAFE//Number M • Identifying the 5 digit ECL account number Place of Settlement :95P::PSET//BNGRGRAAXXX M • Identifying the place of settlement







C



Field Name :TAG::Field//Option/ Status Notes Receiving agent :95P::REAG//MGTCBEBEXXX M • Identifying the receiving agent by use of the BIC (8 or 11 digits) Buyer :95P::BUYR//MGTCBEBEXXX M • Identifying the buyer by use of the BIC (8 or 11 digits) Safekeeping Account :97A::SAFE//Number M • Identifying the 5 digit ECL account number Place of Settlement :95P::PSET//BNGRGRAAXXX M • Identifying the place of settlement



9. Citibank Athens In-house for equities












C



Field Name :TAG::Field//Option/ Status Notes Delivering agent :95P::DEAG//CITIGRAAXXX M • Identifying the delivering agent by use of the BIC (8 or 11 digits) Seller :95P::SELL//BIC

or :95Q::SELL//Text


Safekeeping Account :97A::SAFE//Number M • Identifying the account number of the instructing party



Buyer :95P::BUYR//End client BIC code Or :95Q::BUYR//End client name

M • Mandatory if instruction is OTC RERE from June 06,2016 onwards



Field Name :TAG::Field//Option/ Status Notes Narrative :70E::SPRO//OTC C • For OTC normal trades




C




or :95Q::SELL//Text


Safekeeping Account :97A::SAFE//Number M • Identifying the account number of the instructing party Place of Settlement :95P::PSET//HCSDGRAAXXX M • Identifying the place of settlement














C



Field Name :TAG::Field//Option/ Status Notes Receiving agent :95P::REAG//CITIGRAAXXX M • Identifying the receiving agent by use of the BIC (8 or 11 digits) Buyer :95P::BUYR//BIC

or :95Q::BUYR//Text

M • Identifying the buyer by use of the BIC (8 or 11 digits) • Identifying the buyer by use of text format

Safekeeping Account Seller

:97A::SAFE//Number :95P::SELL//End client BIC code Or

M M

• Identifying the account number of the beneficiary • Mandatory if instruction is OTC RERE from June 06,2016 onwards



:95Q::SELL//End client name Place of Settlement :95P::PSET//HCSDGRAAXXX M • Identifying the place of settlement 9.4 MT543 Deliver against payment (DVP)


Field Name :TAG::Field//Option/ Status Notes Narrative :70E::SPRO//OTC C • For OTC normal trades




C




or :95Q::BUYR//Text

O • Identifying the buyer by use of the BIC (8 or 11 digits) • Identifying the buyer by use of text format

Safekeeping Account :97A::SAFE//Number M • Identifying the account number of the beneficiary Place of Settlement :95P::PSET//HCSDGRAAXXX M • Identifying the place of settlement



10. Citibank Athens In-house for bonds





C




or :95Q::SELL//Text









C




or :95Q::SELL//Text









C




or :95Q::BUYR//Text









C




or :95Q::BUYR//Text

O • Identifying the buyer by use of the BIC (8 or 11 digits) • Identifying the buyer by use of text format




11. UBS In-house

Attention: Due to the segregated linked account situation for Greek residents, in-house instructions at UBS are only allowed if securities are held in Omnibus account with our custodian or in the same segregated account, otherwise instruction have to be set up with a cross-border instruction as mentioned in the above chapters. 11.1 MT540 Receive free (RFP)



or :94B::SAFE//SHHE/3503

C

• Identifying the local custodian (market) of UBS by use of the BIC (please use only this BIC). Annotation: The 4 digit number after the Qualifier SHHE is an UBS internal depository code for Omnibus-account.


Field Name :TAG::Field//Option/ Status Notes Delivering agent :95R::DEAG/SCOM/CH100025

or :95P::DEAG//UBSWCHZH80A

M • Identifying the delivering agent by use of the 8 digit participant ID • Identifying the delivering agent by use of the BIC (8 or 11 digits)

Seller :95P::SELL//BIC O • Identifying the seller by use of the BIC (8 or 11 digits) Place of Settlement :95P::PSET//UBSWCHZH80A M • Identifying the place of settlement


UBS AG, Version 1.11, Released, 20 May 2016 Page 46 of 49





C



Field Name :TAG::Field//Option/ Status Notes Delivering agent :95R::DEAG/SCOM/CH100025

or :95P::DEAG//UBSWCHZH80A

M • Identifying the delivering agent by use of the 8 digit participant ID • Identifying the delivering agent by use of the BIC (8 or 11 digits)

Seller :95P::SELL//BIC O • Identifying the seller by use of the BIC (8 or 11 digits) Place of Settlement :95P::PSET//UBSWCHZH80A M • Identifying the place of settlement


UBS Switzerland AG, Version 1.11, Released, 20 May 2016 Page 47 of 49





C



Field Name :TAG::Field//Option/ Status Notes Receiving agent :95R::REAG/SCOM/CH100025

or :95P::REAG//UBSWCHZH80A

M • Identifying the receiving agent by use of the 8 digit participant ID • Identifying the receiving agent by use of the BIC (8 or 11 digits)

Buyer :95P::BUYR//BIC or :95Q::BUYR//Text


Safekeeping Account :97A::SAFE//Number M • Identifying the account number of the beneficiary with UBS Place of Settlement :95P::PSET//UBSWCHZH80A M • Identifying the place of settlement







C



Field Name :TAG::Field//Option/ Status Notes Receiving agent :95R::REAG/SCOM/CH100025

or :95P::REAG//UBSWCHZH80A

M • Identifying the receiving agent by use of the 8 digit participant ID • Identifying the receiving agent by use of the BIC (8 or 11 digits)

Buyer :95P::BUYR//BIC O • Identifying the buyer by use of the BIC (8 or 11 digits) Place of Settlement :95P::PSET//UBSWCHZH80A M • Identifying the place of settlement



12. Disclaimer

The information contained in this document has been prepared based on publicly available information or information obtained from sources believed to be reliable. All information contained in this document is subject to change without notice. UBS offers no warranty and accepts no liability that the information provided is correct, complete and up to date. The information herein is not intended and shall not be interpreted as legal advice. Nothing in this document should be construed as a solicitation or offer or recommendation to acquire or dispose of any investment or to engage in any other transaction. Certain products and services are subject to legal restrictions and cannot be offered worldwide on an unrestricted basis. © UBS 2016. The key symbol and UBS are among the registered and unregistered trademarks of UBS. All rights reserved.

Documents

SWIFT Formatting Specialities - UBS · Generally accessible Market Greece ISO 15022 UBS Switzerland AG, Version 1.11, released, 20 May 2016 Page 2 of 49 Table of Contents. 1. General