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Technical Report
Te s tin g Ins tr ume ntal-Bas e d Co lo r match ing fo r
Ar tis t Acr ylic Paints
Summer 2006
Mahnaz Mohammadi
Roy S. Berns
Spectral Color Imaging Laboratory Group
Munsell Color Science Laboratory
Chester F. Carlson Center for Imaging Science
Rochester Institute of Technology
[email protected], [email protected]
http://www.art-si.org/
2
Summary
Colorant selection and recipe prediction for restorative inpainting (retouching) using
spectrophotometry and computer processing requires developing a database of the optical
properties of candidate colorants. Typically, tints are prepared of each colorant mixed
with titanium dioxide white at a number of levels in addition to the colorant by itself, the
“masstone.” The tint recipes must be determined accurately, applied uniformly to a
support until opacity is achieved, and measured with a reflection spectrophotometer.
Given the large number of colorants used in inpainting, database development requires a
considerable time commitment. Accordingly, it was of interest to determine the minimum
number of samples required to characterize a colorant’s optical properties. Two optical
models were considered, two-constant Kubelka-Munk (K-M) turbid media theory and its
single-constant simplification. This was tested using four acrylic emulsion paints with a
range of absorption and scattering properties: cobalt blue, cadmium yellow medium,
green gold (a three-pigment mixture), and phthalocyanine green. For colorant selection, a
single tint, preferably near the maximum chroma achievable by mixing with white, was
sufficient. For both colorant selection and recipe prediction, two-constant K-M theory
was required; in this case, a single tint preferably near the maximum chroma and the
masstone were sufficient. Additionally, the effect of accounting for the refractive index
discontinuity between air and the paint film was considered, known as the “Saunderson
correction,” and found to be important in order to achieve best performance.
Introduction Restorative inpainting, or retouching, is an important and common treatment for works of
art. One inpainting goal is creating an appearance match, that is, an “invisible” restoration
3
under typical illumination and viewing conditions. This goal requires a methodology for
inpainting that minimizes metamerism. This is a challenge for conservators. General
background about metamerism is described by Berns [1]. A review of metamerism and
inpainting specifically for blue pigments was given by Staniforth [2].
Conservators are less interested in identifying the exact components of losses
when inpainting. Hence, the problem of inpainting is simplified to colorant selection
rather than colorant identification. The choice of colorants from a large pool of colorants
is the critical issue in inpainting. Also a non-destructive technique is generally desirable.
Visible reflectance spectrophotometry along with Kubelka-Munk (hereafter abbreviated
K-M) turbid media theory [3] is an appealing technique for colorant selection. Berns, et
al. [4] developed a simplified instrumental-based system to aid in colorant selection.
They tested the system for colorant selection for Barnett Newman’s Dionysius and
Sanford Robinson Gifford’s Siout, Egypt. They adopted the single-constant simplification
of K-M theory and multiple-linear regression to select a set of colorants most closely
matching the spectral properties of the original paintings.
As a tool for colorant selection and colorant recipe prediction, the simplified K-M
model using the ratio of absorption and scattering coefficients of colorants, the so-called
single-constant K-M theory, or a more precise and complex model using the absorption
and scattering coefficients, called two-constant K-M theory, are used. In order to use the
computer calculation, one needs to have concentration-independent quantities as a
function of wavelength: (k/s)! in single-constant theory or (k)! and (s)! in two-constant
theory, where k and s define absorption and scattering, respectively. Ideally, these
quantities are characteristic of a colorant regardless of the employed media. Therefore,
4
any colorant with the certain Color Index Number could have a defined (k/s)! or (k)! and
(s)! and the user would have a database of these quantities for all available colorants. This
kind of database is not available for users since these quantities for a colorant vary in
different media. In the literature [5-8] making a tint ladder with binary colorants was
suggested to derive these quantities, referred to as a tint ladder. Furthermore, the spectral
signature of any colorant is poorly revealed without the addition of a white colorant [9].
A black colorant is also used to characterize a very light colorant, which might not be
differentiated from white at long wavelengths where two-constant K-M theory is
employed, for example some yellows. Walowit, et al. [10, 11] made several mixtures of
primaries with each other at known concentration levels in order to calculate their (k)!
and (s)!. Today, most available color-matching software is based on tint ladders. The
question is whether having a tint ladder, which is time consuming and costly when
having a large number of colorants to be characterized, is required for the purpose of
inpainting? If the answer is negative, how many tints and at what ratio is required to
develop a colorant database for instrumental-based inpainting? In order to answer these
questions, single-constant and two-constant K-M theory along with a non-negative least
square technique were adopted to match the spectral properties of all mixtures of tint
ladders of four acrylic emulsion paints.
Kubelka-Munk Turbid Media Theory Overview Materials modify light differently. This fact categorizes materials into transparent,
translucent, and opaque. Based on ASTM [12] definitions, opaque means transmitting no
optical radiation, translucent is transmitting light diffusely, but not permitting a clear
view of objects beyond the specimen and not in contact with it, and transparent is
5
transmitting radiant energy without diffusion. K-M turbid media theory [3] is a simplified
model of light traveling within a material. This model is mostly applied to characterize
and formulate translucent and opaque colored materials. More detail on the derivation of
K-M theory is available in the literature [13-16].
The ratio of absorption and scattering coefficients of a film of a colorant is related
to the reflectivity or internal diffuse reflectance of the film, equation (1). In the later
section, a method to calculate the internal diffuse reflectance will be discussed. This
relationship between absorption, scattering, and internal diffuse reflectance assumes that
increasing the thickness of the film does not change the reflectivity, R!i. In other words,
the film should be opaque.
!
R" ,,i = 1+K
S
#
$ %
&
' ( "
)K
S
#
$ %
&
' ( "
2
+ 2K
S
#
$ %
&
' ( "
*
+ , ,
-
. / /
1 2
, (1)
where, R!,i is the internal diffuse reflectance of a film of a colorant and (K/S)! is the
spectral absorption (K) and scattering (S) ratio of the film.
K-M theory and Linearity With Concentration Additivity and linearity of the scattering and absorption coefficients of the individual
colorants, k!i and s!i, to that of the mixture, K!,m and S!,m was expressed by Duncan [17]
as
!
K" ,m = cik" ,i
i
# , (2)
!
S" ,m = cis" ,i
i
# , (3)
where ci represents the concentration of each ith colorant. The subscript m stands for the
mixture sample. Following Duncan’s assumption, the ratio of the absorption and
coefficients are written as
6
!
K
S
"
# $
%
& ' ( ,m
=c1k( ,1 + c
2k( ,2 + ...+ c
wk( ,w
c1s( ,1 + c
2s( ,2 + ...+ c
ws( ,w
. (4)
The subscript w represents a white, highly scattering colorant, such as titanium dioxide.
When a colorant, such as white, contributes the majority of scattering in the mixture, the
scattering of the other colorants would be negligible and equation (4) simplifies as:
!
K
S
"
# $
%
& ' ( ,m
=c1k( ,1 + c
2k( ,2 + ...+ c
wk( ,w
cws( ,w
=c1
cw
k
sw
"
# $
%
& ' ( ,1
+c2
cw
k
sw
"
# $
%
& ' ( ,2
+ ...+k
sw
"
# $
%
& ' ( ,w
. (5)
The ratio (k/sw)!i (hereafter noted (k/s)!i) is the so-called “unit k over s” of the colorant.
This quantity describes the absorption power of the colorant at unit amount in the
employed medium but ideally it can be employed as the general characteristic of the
colorant. Having at least one mixture of the colored and white colorants is sufficient to
derive (k/s)!. This simplified equation, called single-constant K-M theory, is a solution
for characterizing and formulating the mixture of colorants of an opaque film.
Saunderson [18] proposed that the unit scattering and absorption coefficients of
the colorants can be obtained relatively by setting the scattering coefficient of white equal
to unity. This model is called the relative two-constant theory, which is applicable for
colorant layers at opacity. By this assumption, equation (4) for a mixture of two
colorants, colored plus white, will be simplified as
!
K
S
"
# $
%
& ' ( ,m
=c1k( ,1 + c
wk( ,w
c1s( ,1 + c( ,w
, (6)
where
s! ,w = 1
k! ,w =K
S
"#$
%&'! ,w
. (7)
7
In this case, at least two mixtures of the colored and white colorants at known
concentrations are needed to solve for (k)! and (s)! of the colorant. The matrix notation of
equation (6) to solve these quantities having a tint ladder is described in Appendix I.
Saunderson Correction In K-M theory, internal diffuse reflectance is considered in all the calculations, which
means the reflections at the sample surface are not accounted. Ignoring the surface
reflection correction can be valid for textile and paper samples since the fibers that are
scattering the light are immersed in air and the correction for refractive index
discontinuity is not necessary. In a paint sample, the scattering materials are immersed in
resins and vehicles with different refractive indices than air. A correction for this surface
reflection has to be considered for such a sample. The measured reflectance with a
spectrophotometer and the calculated reflectance by K-M theory are related as the
Saunderson correction [18]:
R! ,i =R! ,m " K1
1" K1" K
2+ K
2R! ,m
, (8)
where R!,m and R!,i are the measured and the calculated reflectance, respectively. (In fact,
this correction was derived by Ryde [19], as noted by Saunderson [18] and Berns [20]).
The Fresnel reflection coefficients for collimated and diffused light are defined as K1 and
K2, respectively. In this expression, K1 is the fraction of the incident light that is reflected
from the front surface of the sample. Since the refractive index of most resins in the paint
industry is in the range of 1.4-1.5, K1 would be 0.02-0.04 based on the Fresnel equation,
equation (9), for depolarized incident radiation normal to the surface plane. Saunderson
[18] suggested a value between 0.4 - 0.6 for the reflection coefficients of the diffused
light, K2.
8
!
K1
=n "1
n +1
#
$ %
&
' (
2
, (9)
where n is the refractive index of the paint film. Equation (8) is valid for integrating
sphere spectrophotometric measurements with specular component included. For
specular component excluded or bidirectional geometries, the K1 in the numerator is
removed from this equation [1]. Extensive detail on the refractive index and Fresnel
equations applied in oil paintings including various varnishes with different refractive
indices and different molecular weights was addressed by Berns, et al.[20-21]
Rewriting equation (5) for a chromatic colorant and white, we obtain
!
K
S
"
# $
%
& ' ( ,m
=c
cw
k
s
"
# $ %
& ' (
+k
s
"
# $ %
& ' ( ,w
, (10)
in which a plot of [(K/S)!,m-(k/s)!,w] against concentration, c/cw , would yield a straight
line with slope equal to (k/s)!. This is analogous to determining the extinction coefficient
of a dye in solution using Beer’s law [1].
In order to show this relationship, an ideal tint ladder was simulated using the
K/S’s of a phthalocyanine green masstone and titanium white. At each level of
concentration the (K/S)!,m was calculated using equation (10). The calculated (K/S)!,m
value was converted to internal reflectance factor for each theoretical mixture. Figures 1a
and 1b shows the spectral reflectance factor and the (K/S)!,m-(k/s)!,w of the ideal ramp,
respectively. In any color mixing application, the scalability of the tint ladder should be
investigated [1,22]. Scalability means changes in amount of colorant should not affect
the spectral shape, only the level of it. If this requirement is met, the spectra of the entire
tint ladder can be predicted based on knowing the spectrum at one level. The scalability
requirement is met when the normalized (k/s)! curves ((k/s)!/(k/s)! at wavelength
9
maximum) are nearly coincident, seen in Figure 1c where all the curves are coincident,
by definition for this ideal tint ladder. Hence, [(K/S)!,m-(k/s)!,w] against concentration,
c/cw , yields a straight line with slope equal to (k/s)!, Figure 1d.
(a)
(b)
( c )
(d)
Figure 1 Ideal tint ladder of Phthalocyanine Green. (a)- Spectral Reflectance factor, (b)-
Spectral [(K/S)!-(k/s)!,w], (c)- Spectral normalized (k/s)!, and (d)- [(K/S)!-(k/s)!,w] versus
concentration, c/cw, at 590 nm.
The other method to investigate the scalability is plotting 1/(K/S)!,m versus
wavelength using a logarithmic scale. This requirement would be met if all the curves
had the same shape. Derby [23]
demonstrated that when performing colorant
identification using spectral data, the logarithm of absorption and scattering ratio was the
most invariant to changes in concentration, not reflectance.
10
Theoretically, such a straight line gives the (k/s)! completely independent of
concentration, but in practice [(K/S)!,m-(k/s)!,w] against concentration, c/cw, usually results
in a concave curve. One reason might be attributed to ignoring the refractive index
discontinuity. Secondly, as concentration increases, the light-absorptive capacity of the
paint would approach its utmost degree. Therefore, the absorption would not be
increasing linearly. The former reason is largely corrected using the Saunderson
correction, equation (8). A plot of [(K/S)!,m-(k/s)!,w] against concentration, c/cw, of the
real ramp of Golden Matte Fluid Phthalocyanine Green (Blue shade) is shown in Figure
2. The data of this plot are based on 630 nm. The effect of the Saunderson correction to
linearize [(K/S)!,m-(k/s)!,w] and concentration, c/cw, is evident. Theoretically, the K1 and
K2 should be optimized at each wavelength to achieve best performance since these
optical effects are wavelength dependent. In practice, it is assumed that the wavelength
dependency is negligible. In this research optimized [24] K1 and K2 coefficients were
employed for all wavelengths.
11
Figure 2 The upper curve is a plot of [(K/S)!,m-(k/s)!,w] against concentration, c/cw, for
Phthalocyanine Green. The bottom curve shows the same data applying the Saunderson
correction.
An important distinction has been made between spectral scalability, verified by
plotting normalized spectra, for example Figure 1c, and the common nonlinearity
between actual concentration, c/cw, and effective concentration, for example Figure 2 [1].
The term “effective” refers to the optical effect of a colorant within the mixing system.
The concavity means that with increasing actual concentration, there is a reduction in the
optical effect, and thus the effective concentration is less than expected assuming
linearity. This nonlinearity can be modeled empirically. For this reason, one needs to
prepare a tint ladder. Spectral scalability is required for colorant selection. Having a
12
linear relationship between actual and effective concentration or modeling any nonlinear
behavior is required for recipe prediction.
Experimental
Sample Preparation Samples for this experiment were selected from acrylic emulsion paints manufactured by
Liquitex! Artist Materials and Golden! Artist Colors. These samples were Cobalt Blue
(PB 28) and Cadmium Yellow Medium (PY 37) from Liquitex and Green Gold (PY 150,
PG 36, PY3), Phthalocyanine Green (blue shade) (PG 7), and Titanium Dioxide (PW 6)
from Golden. Acrylics were selected because of their ease of use. These particular colors
were selected to have a range of scattering and absorption properties in order to
investigate K-M theory. For each paint, a tint ladder was prepared at different
concentrations with titanium white [24,25]. The term “tint ladder” includes a drawdown
of the paint at masstone. A BYK-Gardner drawdown bar was used to apply the paint
uniformly on Lenetta opacity charts. The white and black sections of these charts enabled
the determination of opacity. In this research, concentration was expressed as the ratio of
the weight of chromatic paint to the total weight of the mixture. As a ratio, the summation
of the concentrations must equal unity, i.e., c +cw = 1. This equality was imposed as a
constraint during all optimizations. A notation for each mixture was defined in this
experiment as H/L/C, where H represents the colorant, L represents CIELAB lightness,
and C represents CIELAB chroma. A cobalt blue tint would have the notation CB/76/28.
Spectral reflectance factor was measured using a GretagMacbeth Color Eye XTH
integrating sphere spectrophotometer with the specular component included.
Measurements were collected from 360 to 750 nm in 10 nm intervals. The spectral
13
measurements of the tint ladders of each of the four colorants are shown in Figure 3. The
measured reflectance factor was converted to internal diffuse reflectance factor, equation
(8), then, in turn, to (K/S)!, equation (1). The Saunderson coefficients for these paints
were 0.03 and 0.65 for K1 and K2, respectively. These values were obtained as a result of
research by Okumura [24] for these paints. (K/S)! is a quantity to use in both single- and
two-constant K-M theory to characterize a colorant’s concentration-independent
properties.
Figure 3 Spectrophotometric curves of the tint ladder of (a)- Cobalt Blue, (b)- Cadmium
Yellow Medium, (c)- Green Gold, and (d)- Phthalocyanine Green.
The created gamut of each tint ladder of the colorants based on the measured
spectral reflectance factor is shown in Figure 4 as CIE L* versus CIE C*ab (illuminant
D65 and the 1931 Standard observer). The lightness of the masstone of the selected
14
paints varied in the range of between 25 and 84. The darkest sample was Phthalocyanine
Green and the lightest was Cadmium Yellow Medium.
Figure 4 Colorimetric plots of the tint ladder of (a)- Cobalt Blue, (b)- Cadmium Yellow
Medium, (c)- Green Gold, and (d)- Phthalocyanine Green.
Single-Constant K-M Solution In single-constant theory, it is assumed that the scattering of a mixture is attributed to the
largest scattering component. In the case of having a chromatic and white colorant in the
mixture, this component is white. For a mixture of two colorants, equation (10) was used.
In this equation c is the concentration of the chromatic colorant, defined as the ratio of the
weight to the total weight of the mixture and similarly, cw is the ratio of the weight of the
white colorant to the total weight of the mixture. The (k/s)! of the chromatic colorant for
15
each mixture was derived from equation (10), based on knowing (K/S)!,m, (k/s)!,w and the
concentration of the paints. The assumption of single-constant K-M theory, in which all
of the scattering is attributed to the white, is inapplicable for the masstone, a sample that
contains no white. Therefore, the (k/s)! of the masstone was equal to (K/S)! using
equation (1).
Recall that the linearity between actual and effective concentration and the
spectral scalability of (k/s)! were the two assumptions in the application of single-
constant K-M theory. Figure 5 shows the spectral scalability of each colorant. The
maximum absorption occurred at 600, 450, 450, 630 nm for Cobalt Blue, Cadmium
Yellow Medium, Green Gold, and Phthalocyanine Green, respectively. Samples with
high colorant concentration, especially the masstone, which are shown using bold lines,
have different spectral shapes; thus the scalability requirement has not been met for these
samples. Since the masstone, by definition, is free of white, its behavior differs from the
tint samples. Also the idea of having negligible scattering at high concentration may be
false. These are possible reasons to explain the masstone samples’ optical behavior.
Therefore, the masstone might not be a good sample to characterize a colorant. This issue
can be proven if the masstone has poor performance in predicting the other mixtures of
the corresponding ramp, to be shown below. The scalability of the other mixtures for the
four colorants is poor at short wavelengths. This might be due to measurement
imprecision or the strong absorption of white at these wavelengths obscuring each
chromatic colorant’s optical behavior.
Determining a paint’s (k/s)! requires, at minimum, a single tint, shown in equation
(11) by re-arranging equation (10):
16
k
s
!"#
$%&'
=
K
S
!"#
$%&' , tint
(k
s
!"#
$%&' ,w
ctint
cw
(11)
For the ideal case shown in Figure 1 where perfect spectral scalability was achieved, any
sample would be appropriate. For the four paints, the sample choice would affect
performance since none of the paints had spectral scalability, seen in Figure 5. This was
tested by calculating a (k/s)! for each tint via equation (11). The effective concentration
was determined for the other samples of the tint ladder by scaling the (k/s)! such that the
root-mean square spectral reflectance factor difference was minimized. That is, all the
wavelengths were used to determine effective concentration rather than a single
wavelength at maximum absorption as employed in Beer’s law and shown in Figure 3.
The advantage of this approach is that both spectral scalability and the degree of linearity
between actual and effective concentration can be evaluated simultaneously. Nonlinear
optimization was used [26]. This was performed twice, either including or omitting the
Saunderson correction for refractive index discontinuity.
17
Figure 5 The normalized (k/s)! of the tint ladders of (a)- Cobalt Blue, (b)- Cadmium
Yellow Medium, (c)- Green Gold, and (d)- Phthalocyanine Green at the maximum
absorption wavelength corresponding to each colorant. Masstone spectra are shown in
bold.
The relationship between actual and effective concentration determines whether
the tint ladder was prepared properly and also indicates whether the number of samples
can be reduced for database development. For each paint and for either including or
omitting the Saunderson correction, the best-achieved performance is plotted in Figure 6.
Without the Saunderson correction, the best cobalt tint was CB/54/48 (i.e., L*=54 and
C*ab=48) while CB/65/40 was the best cobalt tint including the Saunderson correction.
The best performing specific sample depends on the spectral model. Goodness was
quantified by two metrics, r2 and slope, both based on fitting a straight line through the
18
data points. The r2 metric is an overall indicator of regression fit and varies between 0 and
1 for poor and well-modeled data, respectively. A higher r2 indicates better spectral
scalability and that the number of tints can be reduced for colorant selection. A slope near
unity indicates that the number of tints can be reduced for recipe prediction. None of the
tints achieved both criteria. The cobalt tint, CB/65/40, was quite close. The statistics for
all the tints and for each of the paints are listed in Table 1. Because each masstone was a
poor predictor of the tints, their performance is excluded from this table. The average
results are the most important statistic as this value is the most concentration
independent. Two trends are evident. First, if both colorant selection and recipe
prediction are required, tints are required, the specific number would be paint specific.
However, if only colorant selection is required, the number of tints can be reduced,
possibly to a single tint. Second, including the Saunderson correction improved
performance, dramatically, particularly, in improving linearity between actual and
effective concentrations. This trend was found for all analyses. Therefore, the remainder
of this the publication will only describe the results including the Saunderson correction.
19
Figure 6 Effective versus actual concentration of Cobalt Blue, Cadmium Yellow Medium,
Green Gold, and Phthalocyanine Green using single-constant K-M theory and both
omitting (top) and including (bottom) the Saunderson correction. The (k/s)! for each
colorant was derived from the tint resulting in the largest r2 values, listed at top of each
individual Figures.
20
Table 1 r2
and slope values of fitting model to predict all the mixtures in the tint ladder
except the masstone using single-constant K-M theory both including and omitting the
Saunderson correction.
Cobalt Blue
Omitting surface correction Including surface correction
r2 Slope r
2 Slope
Average 0.9920 0.79 0.9989 0.92
Minimum 0.9844 0.68 0.9976 0.90
Maximum 0.9972 0.84 0.9995 0.92
Std. Dev. 0.0054 0.06 0.0006 0.01
Cadmium Yellow Medium
Average 0.9618 0.64 0.9721 0.79
Minimum 0.8889 0.60 0.9369 0.76
Maximum 0.9976 0.67 0.9842 0.83
Std. Dev. 0.0379 0.03 0.0166 0.03
Green Gold
Average 0.9934 0.79 0.9981 0.89
Minimum 0.9844 0.70 0.9955 0.84
Maximum 0.9985 0.86 0.9995 0.93
Std. Dev. 0.0065 0.14 0.0018 0.16
Phthalocyanine Green
Average 0.9836 0.78 0.9959 0.91
Minimum 0.9558 0.67 0.9876 0.85
Maximum 0.9966 0.83 0.9994 0.94
Std. Dev. 0.0169 0.06 0.0048 0.04
The performance of predicting the spectral reflectance factor for CB/71/31,
CY/88/77, GG/76/63, and PG/62/47 as a representative example of each paints is shown
in Figure 7. The effective and the actual concentrations were used in the prediction
process separately. The tint resulting in the lowest r2 was used as (k/s)". The curve shape
of the spectral reflectance factor of each colorant was predicted accordingly. The spectral
RMS% error for Cobalt Blue, Cadmium Yellow Medium, Green Gold, and
Phthalocyanine Green was 3.26, 4.47, 3.27, and 2.89, respectively. As an average for the
four colorants, the slope between the effective and actual concentration was 0.88 and it
still deviated from unity, as shown in Table 1. Therefore, single-constant K-M theory is
only recommended for colorant selection but not for recipe prediction. Since the model
21
could create the curve shape of the spectral reflectance factor of the four paints, having
just one tint of the colorant is sufficient for colorant selection purposes.
Figure 7 The spectral reflectance factor of CB/71/31, CY/88/77, GG/76/63, and
PG/62/47. The solid line represents the measured, the dashed line is for the predicted
with the actual concentration, and the dashed-dotted line predicted with the effective
concentration using single-constant K-M theory. The unit (k/s)! for each colorant derived
from mixtures obtained the smallest r2 values, respectively. The %RMS values
correspond to predictions using the actual concentrations.
The masstone performance was poor. In this case, the (k/s)" would be equal to
(K/S)". The r2 values for Cobalt Blue, Cadmium Yellow Medium, Green Gold, and
Phthalocyanine Green were 0.6294, 0.9677, 0.7108, 0.7382, respectively. The slopes of
the line between the effective and the actual concentration were in the range of 0.43-0.53.
22
This observation was expected because of the inapplicability of single-constant K-M
theory for the masstone. The reason of the discrepant behavior of Cadmium Yellow
Medium compared to the others might be related to be a very light colorant, which was
hard to differentiate with white at wavelengths longer than 550 nm and the scattering
would be attributed to this colorant. The performance of predicting the spectral
reflectance factor for representative tints using (K/S)" of the masstone as unit (k/s)" is
shown in Figure 8. The performance of predicting the mixtures using the (k/s)" of the
masstone is lower than any other (k/s)" derived from the tint samples. For Cobalt Blue
and Cadmium Yellow Medium, the curve shapes based on the masstone reasonably
approximate the tint spectra, and thus, these masstones could be used for colorant
selection. For Green Gold and Phthalocyanine Green, the spectra are quite different. It
appears as that the masstone is not appropriate for colorant selection in the general case.
23
Figure 8 The spectral reflectance factor of CB/71/31, CY/88/77, GG/76/63, and
PG/62/47. The solid line represents the measured, the dashed line is for the predicted
with the actual concentration, and the dashed-dotted line predicted with the effective
concentration using single-constant K-M theory. The unit (k/s)! for each colorant was the
(K/S)! of the masstone.
Spectral scalability was analyzed directly by calculating the spectral root mean
squared error, RMS%, comparing measured and predicted spectra using the effective
concentrations, based on the optimizations described above. Shown in Table 2, each
column lists spectral RMS% error using the (k/s)" of each of the tints in order to predict
the other samples composing the tint ladder. Based on the average results, the
performance of each (k/s)" seems very close to each other except in the case of
masstone’s (k/s)". The masstone in each case had poor performance in predicting tints.
This was expected because the masstone does not contain any white component and the
24
assumption of the single-constant K-M theory has not met in this case. There was a trend
in the maximum errors where the lowest concentration tints (e.g., CB/76/28) had the
poorest predictions for the highest concentration tints (e.g., masstone) and vice versa.
Table 2 Spectral RMS% error between the measured and the predicted reflectance factor
using (k/s)! of each of the tints to predict the others in single-constant K-M theory with
Saunderson correction.
Cobalt Blue
All
Tints CB/76/28 CB/72/32 CB/71/31 CB/65/40 CB/58/45 CB/54/48 CB/47/51 CB/33/50(Masstone)
Average 1.17 1.59 1.59 1.30 1.09 1.00 1.08 1.26 2.25
Maximum 2.28 4.58 4.30 3.91 3.49 2.85 2.48 2.17 2.66
Std. Dev. 0.74 1.54 1.44 1.29 1.07 0.84 0.79 0.73 0.41
Cadmium Yellow Medium
All
Tints CY/94/41 CY/92/55 CY/89/71 CY/88/77 CY/87/82 CY/86/86 CY/84/90 CY/82/94(Masstone)
Average 0.90 2.01 0.90 0.74 0.61 0.64 0.80 1.04 1.92
Maximum 1.61 4.19 1.76 1.55 1.22 1.03 1.39 1.86 3.14
Std. Dev. 0.54 1.44 0.63 0.50 0.38 0.37 0.47 0.66 1.01
Green Gold
All
Tints GG/86/55 GG/81/62 GG/76/63 GG/68/61 GG/50/42(Masstone)
Average 0.63 0.59 0.52 0.53 0.76 4.10
Maximum 1.80 1.75 1.82 1.85 1.79 5.86
Std. Dev. 0.67 0.68 0.74 0.75 0.66 2.41
Phthalocyanine Green
All
Tints PG/75/38 PG/70/43 PG/62/47 PG/55/47 PG/46/42 PG/26/8(Masstone)
Average 1.50 0.51 0.47 0.50 0.70 1.73 9.29
Maximum 2.58 1.34 1.35 1.36 1.36 3.06 14.55
Std. Dev. 0.92 0.47 0.50 0.49 0.46 1.14 5.49
It was also of interest to evaluate whether using all the tints to derive a single
(k/s)" would improve performance. A non-negative least square technique was used to
derive a single (k/s)" that minimized average spectral reflectance factor error for all of the
tints. The spectral performance of this (k/s)" is shown in Table 2 under the column titled
”all tints.” The average performance was almost in the range of the other cases, but the
maximum spectral RMS% error using this (k/s)" was less than the others. The maximum
error always occurred when predicting the masstone.
25
With the exception of the Green Gold and Phthalocyanine Green masstones, the
average results were very similar. A multiple comparison [27] statistical evaluation of the
means was performed to determine statistical significance [28,29]. At a 95% confidence
interval, all the results were not significantly different except the Green Gold and
Phthalocyanine Green masstones. These results support the trends described above and
indicate that a single tint of any arbitrary concentration can be used for colorant selection.
Certainly, inpainting is required for losses where the colorants are applied as
masstones, that is, without tinting with white. The performance of predicting the
masstone using different tints were not significantly difference at #=0.05 for each
colorant except for the cobalt blue in which CB/54/48 and CB/47/51 had significantly
better performance than the others. Accordingly, the masstone for each of the colorants
was predicted using CB/54/48, CY/84/90, GG/68/61, PG/46/42 to derive the (k/s)", the
results plotted in Figure 9. The performance shows that the curve shape of the masstone
can be predicted using a tint at any ratio. Again single-constant K-M theory would be a
proper model for colorant selection.
26
Figure 9 The spectral reflectance factor of the masstone of the Cobalt Blue, Cadmium
Yellow Medium, Green Gold, and Phthalocyanine Green. The solid line represents the
measured, the dashed line is for the predicted with the actual concentration, and the
dashed-dotted line predicted with the effective concentration using single-constant K-M
theory.
Relative Two-Constant K-M Solution
The results of single-constant K-M theory demonstrate that this model is only suitable for
colorant selection. The alternative method for colorant recipe prediction would be two-
constant K-M theory, in which the scattering and absorption coefficients are considered
separately. In this research, the relative two-constant K-M theory was used where the
scattering of each paint was defined relatively to the scattering of titanium white, defined
as unity across wavelength, equation (7). The (k)" and (s)" of each paint were derived
using equation (6) At least two samples from the tint ladder for each paint are needed to
determine (k)" and (s)". All possible combinations were tested to determine these
27
quantities. There were 28, 28, 10, and 15 combinations for Cobalt Blue, Cadmium
Yellow Medium, Green Gold, and Phthalocyanine Green, respectively. The measured
reflectance factor of the tint ladders was predicted using each set of derived (k)" and (s)".
The same optimization procedure was used as for the single-constant solution, the results
shown in Table 3. A low slope or poor r2 occurred when two light tints were used to
derive (k)" and (s)". The average of the slopes 0.99 shows the relative two-constant K-M
theory had better performance than single-constant K-M theory. The relationships
between actual and effective concentrations for the pair of samples resulting in the largest
r2 are shown in Figure 10. There is a marked improvement compared with single-constant
K-M theory, shown in Figure 6. These results demonstrate that relative two-constant K-M
theory can be used for both colorant selection and recipe prediction. It is also important to
note that for each paints, one of the samples was the masstone.
Table 3 r2
and slope values of fitting model to predict all the mixtures in the tint ladder
using all combination of mixtures to derive (k)! and (s)! using relative two-constant K-M
theory.
Cobalt Blue
r2 Slope
Average 0.9972 0.99
Minimum 0.9811 0.92
Maximum 0.9995 1.07
Std. Dev. 0.0047 0.04
Cadmium Yellow Medium
Average 0.9971 0.97
Minimum 0.9848 0.88
Maximum 0.9997 1.02
Std. Dev. 0.0037 0.04
Green Gold
Average 0.9942 1.00
Minimum 0.9751 0.95
Maximum 0.9995 1.07
Std. Dev. 0.0077 0.04
Phthalocyanine Green
Average 0.9842 1.01
Minimum 0.8500 0.97
Maximum 0.9999 1.12
Std. Dev. 0.0386 0.05
28
Figure 10 Effective versus actual concentration of Cobalt Blue, Cadmium Yellow
Medium, Green Gold, and Phthalocyanine Green using relative two-constant K-M theory
including the Saunderson correction. The (k)! and (s)! for each paint were derived from
the pair of samples from the tint ladder that obtained the largest r2 values.
The effective concentration was employed to predict the spectral reflectance
factor of each tint using the different sets of (k)" and (s)". The spectral RMS% error
between the predicted and the measured reflectance factor are summarized in Table 4.
The evaluation was performed on the mean of spectral %RMS error of each set to predict
all the tints. Since the prediction of the masstone was not as good as the other samples,
particularly when light tints were used to derive to (k)" and (s)", the masstones were
excluded from statistical analysis shown in Table 4. Multiple comparison analysis of the
29
means at 95% confidence intervals was performed for all the sets of (k)" and (s)". For
Cobalt Blue and Green Gold, all the combinations were not statistically different. For
Cadmium Yellow Medium, two of the sets were statistically different,
(CY/94/41,CY/92/55) and (CY/94/41,CY/82/94). Nonetheless, the mean spectral %RMS
error 1.15 and 1.46 for these two sets are still acceptable for both colorant selection and
colorant recipe prediction. For Phthalocyanine Green, one set was statistically different,
(PG/75/38, PG/70/43), with the mean of spectral %RMS error of 3.14.
Table 4 Statistical result on the mean of spectral RMS% error using all possible
combinations to predict the tint ladder excluding the masstone using relative two-
constant K-M theory.
Cobalt Blue Cadmium Yellow Medium Green Gold Phthalocyanine Green
Average 0.73 0.38 0.28 0.58
Minimum 0.34 0.18 0.11 0.20
Maximum 1.97 1.46 0.53 3.14
Std. Dev. 0.43 0.29 0.13 0.73
The performance of each pair of samples, including the masstone, to predict the
masstone was evaluated, the results listed Table 5. The poorest performance (maximum
spectral %RMS) occurred when using light tints. The best performance (minimum
spectral %RMS) occurred when one of the samples was the masstone. Therefore, the
performance of all the combinations that included the masstone was separated, the results
listed in Table 6. A T-test revealed that any tint produced results not statistically different
except in two cases: set (CB/47/51,CB/33/50) that was significantly better than the other
tints and (CY/94/41, CY/82/94) that was significantly worse than the others.
30
Table 5 Spectral RMS% error to predict the masstone using all possible combination of
mixtures to derive unit (k)! and unit (s)! using relative two-constant K-M theory.
Cobalt Blue
Samples # RMS%
Average 9.29
Minimum CB/47/51,CB/33/50 0.00
Maximum CB/72/32,CB/65/40 23.12
Std. Dev. 6.29
Cadmium Yellow Medium
Average 1.44
Minimum CY/86/86,CY/82/94 0.00
Maximum CY/94/41,CY/92/55 4.57
Std. Dev. 1.28
Green Gold
Average 6.33
Minimum GG/81/62,GG/50/42 0.00
Maximum GG/86/55,GG/81/62 18.22
Std. Dev. 7.17
Phthalocyanine Green
Average 4.96
Minimum PG/46/42,PG/26/8 0.00
Maximum PG/75/38,PG/70/43 20.15
Std. Dev. 5.88
Table 6 Spectral RMS% error to predict the masstone using all possible combination of
mixtures where one of them was masstone to derive unit (k)! and unit (s)!.
Cobalt Blue Cadmium Yellow Medium Green Gold Phthalocyanine Green
Average 2.52 0.51 0.00 0.00
Minimum 0.00 0.00 0.00 0.00
Maximum 3.22 3.55 0.00 0.00
Std. Dev. 1.14 1.34 0.00 0.00
Having determined that one of the samples should be the masstone, the (k)" and
(s)", derived from the masstone and one tint, were used to predict each of tint ladders.
Again r2and slope of the line between the effective and the actual concentrations were
considered. The range of r2
and slopes for the four paints were 0.9911-0.9999 and 0.96-
1.02, respectively. These values are very close to the desired values of unity and
compared with the ranges listed in Table 3, the masstone and a single tint produced
excellent results. The spectral %RMS errors statistics are listed Table 7. In this case, the
31
masstone is included in the analysis whereas in previous analyses (Tables 2 and 4), it was
excluded because of poor performance. Multiple comparison of the means at 95%
confidence intervals showed that the mixtures including the masstone for Cobalt Blue,
Green Gold, and Phthalocyanine Green had statistically the same performance in
predicting tints and the masstone. For Cadmium Yellow Medium, one set had statistically
poorer performance, (CY/94/41, CY/82/94) with average spectral RMS% of 1.72.
Evaluating trends in the tints revealed that the best performance occurred when the tint
had high chroma. The predicted and the measured spectral reflectance factor of each
paint’s masstone and representative tint using the sets that obtained the largest slope to
derive unit (k)" and unit (s)" are shown in Figure 11. The spectral matches are excellent
and nearly coincident.
Table 7 Statistical result on the mean of spectral RMS% error using all possible
combinations where one of them was masstone to derive (k)! and (s)! to predict the tint
ladder including the masstone sample using relative two-constant K-M theory.
Cobalt Blue Cadmium Yellow Medium Green Gold Phthalocyanine Green
Average 1.08 0.46 0.27 0.38
Minimum 0.96 0.18 0.21 0.28
Maximum 1.32 1.72 0.33 0.47
Std. Dev. 0.14 0.56 0.07 0.09
32
Figure 11 The spectral reflectance factor of a tint (left plots) and the masstone (right
plot) of the Cobalt Blue, Cadmium Yellow Medium, Green Gold, and Phthalocyanine
Green using relative two-constant K-M theory. The solid and the dashed lines represent
the measured and the predicted spectral reflectance factor. The (k)! and (s)! for each
paint were derived from the pair of samples from the tint ladder that obtained the largest
slope values
Conclusions
This research evaluated the validity of the single- and relative two- constant forms of
Kubelka-Munk (K-M) theory for colorant selection and colorant recipe prediction for
inpainting. Accounting for the refractive index discontinuity between the medium and air,
known as the “Saunderson correction,” was also evaluated. Four acrylic emulsion paints
including cobalt blue, cadmium yellow medium, Green Gold (a three-pigment mixture),
33
and phthalocyanine green were tested. Three metrics were used to evaluate performance:
r2 and the slope of the line between the effective and the actual concentrations and
spectral RMS% error based on spectral reflectance matching. r2
and spectral RMS% error
indicate whether an approach can be used for colorant selection. All three metrics
indicate whether an approach can be used for colorant selection and recipe prediction.
For both forms of K-M theory, the Saunderson correction improved performance
and its use is recommended. For colorant selection, either the single-constant or relative
two-constant form of K-M theory was appropriate for colorant selection. This supports
previous research in colorant selection for inpainting where the single-constant form of
K-M theory was used, though with a different geometry and not including the Saunderson
correction [4]. For recipe prediction, only the relative two-constant form of K-M theory
was appropriate. This agrees with industrial practice where both colorant selection and
recipe prediction are required [1].
The main question posed in this research concerned the minimum number of
samples required for either task. For colorant selection, only a single tint is required. A
tint is preferred over a masstone. For recipe prediction two samples are required, the
masstone and a single tint, preferably at high chroma. This is a very significant result. A
colorant database for inpainting can be prepared with just a few samples. A step-by-step
procedure is described in the appendix.
This research also provides guidance for creating a spectral database of historical
colorants and paints. Typically, only the masstone is formed into a paint film. One should
also form a tint. Ideally both films should be opaque.
34
Appendix I: Procedures for Developing Colorant
Database The following is a list of procedures to characterize a colorant using single- and
two-constant K-M theory. This procedure is given for retouching paints. In the future, the
authors hope to implement these procedures in Microsoft Excel that will be available
from the second listed author.
Single-Constant K-M Theory
1. Create a tint of a desired retouching paint at any ratio with titanium white and
apply uniformly on a support. The film of the paint mixture should be opaque.
(See the experimental procedure described above for an example.)
2. Record the concentration of the paint as the ratio of the weight to the total weight
of the mixture and similarly for titanium white. Label them as c and cw,
respectively. For example, if the chromatic paint was 4 g. and the white paint was
12 g., c = 4/(4+12) = 0.25 and cw = 12/(4+12) = 0.75.
3. Create an opaque film of titanium white.
4. Measure the spectral reflectance factor of each sample with any available
spectrophotometer three times with replacement. Make note of the instrument
geometry. If it is an integrating sphere spectrophotometer, measure with the
specular component included (total hemispherical). Plot the spectral reflectance as
a function of wavelength. The three curves should be nearly identical in shape.
Calculate the average of three consistent curves and label it as measured
reflectance factor, R!,m.
5. Calculate internal reflectance using Saunderson correction and label it as R!,i.
35
Assign K1 the value of 0.04 and K2 the value of 0.6, or alternatively, explicitly
calculate K1 and K2 based on the paint’s refractive index. The mathematics are
given in Reference 20. This equation applies to integrating sphere geometry,
specular component included.
R! ,i =R! ,m " K1
1" K1" K
2+ K
2R! ,m
(A1)
For bidirectional geometry, or using a integrating sphere spectrophotometer with
the specular component excluded (diffuse hemispherical), the following equation
applies:
R! ,i =R! ,m
1" K1( ) 1" K2( ) + K2
R! ,m
(A2)
6. Convert internal reflectance factor to (K/S)! :
!
K
S
"
# $
%
& ' (
=1) R( ,i( )
2
2R( ,i
(A3)
7. Calculate (k/s)":
k
s
!"#
$%&'
=
K
S
!"#
$%&' , tint
(k
s
!"#
$%&' ,w
ctint
cw
(A4)
8. The derived (k/s)" can be used for colorant selection.
Two-Constant K-M Theory
1. Create a tint of a desired retouching paint at any ratio with titanium white and
apply uniformly on a support. The film of paint mixture should be opaque. (See
36
the experimental procedure described above for an example.)
9. Apply the retouching paint uniformly on a support. This is the masstone. The film
should be opaque. (See the experimental procedure described above for an
example.)
2. Follow steps 2-6 of the single-constant procedure.
3. Create the (k)" and (s)" database for all wavelengths using non-negative least
square technique as
!
T =CX (A5)
where,
!
T =
cw1
K
S
"
# $
%
& ' 1
( kw
)
* +
,
- .
.
.
.
cwn
K
S
"
# $
%
& ' n
( kw
)
* +
,
- .
)
*
+ + + + + + + + +
,
-
.
.
.
.
.
.
.
.
. /
; C =
c1
(c1
K
S
"
# $
%
& ' 1
.
.
.
cn
(cn
K
S
"
# $
%
& ' n
)
*
+ + + + + + + +
,
-
.
.
.
.
.
.
.
. /
X =k
s
)
* + ,
- . /
Repeat the calculation for each wavelength. The quantities (K/S)1 … (K/S)n should be
calculated from the internal reflectance factor of each sample, equation (A1) or (A2).
For having just one tint and a masstone the above equations would be simplified as
!
T =cw( tint)
K
S
"
# $
%
& ' tint
( kw
)
* +
,
- .
0
)
*
+ + +
,
-
.
.
. /
; C =
ctint
(ctint
K
S
"
# $
%
& ' tint
1 (K
S
"
# $
%
& ' masstone
)
*
+ + + +
,
-
.
.
.
. /
X =k
s
)
* + ,
- . /
(A6)
where,
37
!
sw
= 1,
K
S
"
# $
%
& ' w
=k
s
"
# $ %
& ' w
= kw. (A7)
4. The derived (k)" and (s)" would be quantities to be employed for colorant selection
and colorant recipe prediction.
Suppliers
The instruments and materials employed in this research were
• Spectrophotometer: GretagMacbeth Color Eye XTH manufactured by
GretagMacbeth AG, www.gretagmacbeth.com.
• Film applicator (drawdown bar): BYK-Gardner drawdown bar with 10 mils
thickness (one mil is equal to 1/1000 of an inch, or 25.4 microns (µm)),
www.byk-gardner.de.
• Paints: Matte fluid acrylic paints produced by Golden Artist Colors, Inc.,
www.goldenpaints.com, and high viscosity acrylic artist colors by Liquitex Artist
Acrylic, www.liquitex.com.
• Paper: Leneta opacity charts, Form 3B (7-5/8 $ 11-3/8 inch), produced by The
Leneta Company, www.leneta.com.
Acknowledgments The authors would like to acknowledge their sponsors: the Andrew W. Mellon
Foundation, the National Gallery of Art, Washington, DC, the Museum of Modern Art,
New York, the Institute of Museum and Library Services, Washington, DC, and
Rochester Institute of Technology. We also thank Yoshio Okumura for the sample
preparation of two of the paints.
38
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