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-P Y RCHIPElA OS I , U HD NO SA -I DON S: SUIHAI llGH sli' I Da an 19 - 21 In 2014

Thayer Vietnamese/English Versions of Da Nang Conference Paper

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A three part analysis of the South China Sea Dispute: (1) historical background contesting china's "historical rights"; (2) geo-strategic analysis -= China's three warfares and the current oilrig crisis; ad (3) proposals for a diplomatic settlement.

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Page 1: Thayer Vietnamese/English Versions of Da Nang Conference Paper

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- P Y RCHIPElA OS I , U

HD NO SA - I DON S : SUIHAI llGH sli'

IDa an 19 - 21 In 2014

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The  Paracel  Islands  Dispute:    Geo-­‐Strategic  Issues  and  the  Role  of  International  Law  

in  Promoting  Cooperation  Carlyle  A.  Thayer  

 

 

 

 

 

 

 

 

   

Paper presented to international conference on Paracel-Spratly Archipelagoes: Historical Truth

co-sponsored by University of Da Nang and Pham Van Dong University

Da Nang, Vietnam June 19-21, 2014  

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The  Paracel  Islands  Dispute:  Geo-­‐Strategic  Issues  and  the  Role  of  International  Law  in  Promoting  Cooperation  

Carlyle  A.  Thayer    

Background  

The   Paracel   Isands   (Hoang   Sa   in   Vietnamese   and   Xisha   in   Chinese)   are   a   group   of  

approximately   thirty   features   (small   islands,   rocks,   reefs   and   sandbanks)   lying   at   the  

northern  end  of  the  semi-­‐enclosed  South  China  Sea.  The  Paracel  archipelago    consists  of  

two   groups,   the   Amphitrite   group   in   the   northeast   and   the   Crescent   group   in   the  

southwest.   The   total   land   area   is   estimated   at   roughly   eight   square   kilometres  

embracing  a  maritime  zone  of  15,000  square  kilometres.    

China’s  unilateral  move  in  early  May  in  placing  the  M/V  Hai  Yang  Shi  You  981  (HYSY  981)  

mega  drilling   rig   in  Vietnam’s  Exclusive  Economic  Zone   (EEZ)   raises  complex  historical,  

political   and   legal   issues   regarding   competing   claims   to   sovereignty.   For   example,   the  

Ministry  of  Foreign  Affairs  of  the  People’s  Republic  of  China  (PRC)  asserts:  

Xisha  Islands  are  an  inherent  part  of  China’s  territory  over  which  there  is  no  dispute.  

China   was   the   first   to   discover,   develop,   exploit   and   exercise   jurisdiction   over   the  Xisha   Islands.   During   the   Northern   Song   Dynasty   (960-­‐1126   AD)   the   Chinese  government  already  established   jurisdiction  over  the  Xisha  and  sent  naval   forces  to  patrol  the  waters  there.  In  1909,  Commander  Li  Zhun  of  the  Guandong  naval  force  of  the  Qing  Dynasty  led  a  military  inspection  mission  to  the  Xisha  Islands  and  reasserted  China’s  sovereignty  by  hoisting  the  flag  and  fiving  a  salvo  on  the  Yongxing  [Woody]  Island.1  

China’s  official  account  raises  questions  about  the  concepts  of  effective  jurisdiction  and  

sovereignty.  Until   the   colonial   era   the   Paracel   Islands  were   uninhabited.   They   had  no  

real  economic  value  except  as  a  transient  fishing  ground  and  a  source  of  guano  used  in  

fertilizers.  China’s  contact  with  these  islands  was  intermittent  and  not  continuous.  

                                                                                                               1  Ministry   of   Foreign   Affairs,   People’s   Republic   of   China,   “The   Operation   of   the   HYSY   981   Drilling   Rig:  Vietnam’s  Provocation  and  China’s  Position,”  June  8,  2014.  

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The  modern  day  concept  of  sovereignty  evolved  after  the  Peace  of  Westphalia  in  1648  

(or   the   Treaty   of   Westphalia)   and   only   applied   to   independent   states.   Mohan   Malik  

argues,  for  example:  

In   pre-­‐modern   Asia,   empires   were   characterized   by   undefined,   unprotected,   and  often  changing  frontiers.  The  notion  of  suzerainty  prevailed…  In  other  words,  China’s  claim  that  its  land  boundaries  were  historically  never  defined  and  delimited  stands  in  sharp  contrast  with  the  stance  that  China’s  maritime  boundaries  were  always  clearly  defined  and  delimited.  Herein  lies  a  basic  contradiction  in  the  Chinese  stand  on  land  and   maritime   boundaries   which   is   untenable.   Actually,   it   is   the   mid-­‐twentieth-­‐century   attempts   to   convert   the   undefined   frontiers   of   ancient   civilizations   and  kingdoms   enjoying   suzerainty   into   clearly   defined,   delimited,   and   demarcated  boundaries  of  modern  nation-­‐states  exercising   sovereignty   that   lie   at   the   center  of  China’s   territorial   and   maritime   disputes   with   neighboring   countries.   Put   simply,  sovereignty  is  a  post-­‐imperial  notion  ascribed  to  nation-­‐states,  not  ancient  empires.2  

UNCLOS   does   not   accept   historical   claims   or   historical   justifications   as   the   prime  

determinants   in   determining   sovereignty   over  maritime   features   and   waters.   Neither  

does  modern   international   law   accept   historical   discovery   of   islands,   the   proximity   of  

maritime  features  to  a  land  mass,3  or  the  inclusion  of  maritime  features  on  state-­‐issued  

maps  as  sufficient  evidence  to  support  a  claim  to  sovereignty.  International  law  requires  

a  state  claiming  sovereignty  to  demonstrate  continuous  occupation  and  administration.    

Sam   Bateman   set   off   a   lively   debate  when,   in   a   recent   RSIS   Commentary,   he   argued  

“despite  much   global   commentary   suggesting   that   Vietnam   has   a   case   to   support   its  

sovereignty  claim,  closer  analysis  of  the  history  of  the  dispute  suggests  otherwise.”    

If  we  turn  from  ancient  history  to  the  seventeenth  and  eighteen  centuries,   it  becomes  

clear   that   Vietnam   has   considerable   ground   for   its   claims   over   the   Paracels.4  In   the  

seventeenth  century  the  Nguyen  Lords  commissioned  officers   from  the  Royal  Court  to  

raise   crews   for   between   five   and   eighteen   boats   forming   the   Hoang   Sa   Flotilla   (Doi  

                                                                                                               2  Mohan  Malik,  “Historical  Fiction:  China’s  South  China  Sea  Claims,”  World  Affairs  Journal,  May/June  2013;  http://www.worldaffairsjournal.org/article/historical-­‐fiction-­‐china’s-­‐south-­‐china-­‐sea-­‐claims.    3  Sam   Bateman,   “New   Tensions   in   the   South   China   Sea:   Whose   Sovereignty   over   Paracels?,”   RSIS  Commentaries,  No.  88/2014,  May  14,  2014.    4  Bo   Ngoai   Giao   (Ministry   of   Foreign   Affairs)   and   Uy   Ban   Bien   Gioi   Quoc   Gia   (National   Boundary  Commission),   Chu   Quyen   cua   Viet   Nam   Doi   Voi   Hai   Quan   Dao   Hoang   Sa   va   Truong   Sa   [Vietnam’s  Sovereignty  over  the  Two  Archipelagoes  Hoang  Sa  and  Truong  Sa]  Hanoi:  Nha  Xuat  Ban  Tri  Thuc,  2013.  

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Hoang   Sa,   sometimes   translated   as   Hoang   Sa   Brigade).     The   Hoang   Sa   Flotilla   spent  

approximately  five  months  in  the  Paracel  Islands  carrying  out  fishing,  mapping,  surveys  

and  recovering  the  cargo  from  merchant  ships  that  had  run  aground.    

The   Emperors   of   the   Nguyen   Dynasty   continued   to   maintain   the   Hoang   Sa   Flotilla.  

Emperor  Gia  Long  formally  took  possession  of  the  Paracels  in  1816.  Under  his  successor,  

Emperor   Minh   Mang,   the   Hoa   Sa   Flotilla   continued   to   survey   and   map   the   islands,  

constructed  a  temple  (1835),  and  planted  stone  stele  marking  the  Kingdom  of  An  Nam’s  

territorial  claims.  

An  Nam  maintained  claims  to  sovereignty  over  the  Paracels  for  much  of  the  colonial  era.  

Under  the  terms  of  the  Treaty  of  Hue  in  1884  France  assumed  responsibility  for  Annam’s  

external  affairs  including  defence  of  its  sovereignty  and  territorial  integrity.  For  example,  

in   1931   and   1932   France   protested   to   the   Government   of   China   when   authorities   in  

Guangdong  province  called  for  bids  to  exploit  guano  in  the  Hoang  Sa  archipelago.  

It   can   be   argued   that   the   Qing   Dynasty   recognized   the   sovereignty   of   the   French  

Protectorate  of  An  Nam  in  a  treaty  convention  signed  in  1887  and  a  supplement  to  this  

convention  signed  in  1895.  The  Kingdom  of  An  Nam  later  became  an  Associated  State  of  

French  Union  as  the  State  of  Vietnam.  

French   Navy  warships   and   Customs   ships  made   frequent   visits   to   the   Paracels   in   the  

1920s   and   1930s.   The   French   Institute   of   Oceanography   in   Nha   Trang   carried   out  

scientific  surveys  in  this  period  as  well.   In  1938,  the  French  Governor-­‐General  signed  a  

decree  formally  establishing  an  administrative  unit  in  the  Hoang  Sa.    France  constructed  

a   lighthouse,   a   meteorological   station   and   a   radio   station   on   Pattle   Island   in   the  

Crescent  group.      

In  1947,  after  the  Second  World  War  when  French  authority  was  restored  in  Indochina,  

French  armed  forces  secured  control  of  the  Paracel  archipelagoe  where  they  rebuilt  the  

radio   and  meteorological   stations.   The   People’s   Republic   of   China   (PRC)   occupied   the  

Amphitrite  group  in  1950  following  the  withdrawal  of  the  Republic  of  China  (Nationalist  

China).    

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In   1951,   the   head   of   the   State   of   Vietnam’s   delegation   to   the   San   Francisco   Peace  

Conference  stated,  “we  affirm  our  right  to  the  Spratly  and  Paracel   Islands,  which  have  

always  belonged  to  Vietnam.”  No  objections  were  recorded.  

The  Final  Declaration  of  the  Geneva  Conference  of  1954  provisionally  divided  Vietnam  

into  two  zones  roughly  along  the  seventeenth  parallel.  The  Paracel  Islands  lay  below  the  

this   parallel   and   therefore   came   under   the   control   of   the   RVN.   In   1956   the   RVN  

protested   the   PRC’s   occupation   of   the   islands   in   the   Amphitrite   group.   That   year   the  

RVN  replaced  French  forces  in  the  Paracels  and  the  Department  of  Mining,  Technology  

and  Small  Industries  conducted  a  survey  of  four  islands  in  the  Paracels.    

Bateman’s   claim   that   the   Democratic   Republic   of   Vietnam   (DRV)   recognized   China’s  

sovereignty  over  the  Paracels  in  1958  is  inaccurate.  Premier  Pham  Van  Dong’s  letter  to  

China   does   not   mention   the   Paracel   (or   Spratly)   archipelago   nor   does   it   recognise  

China’s  sovereignty  over  the  Paracels.  In  1958  the  DRV  still  held  out  hopes  of  reunifying  

Vietnam  under  the  political  terms  of  the  1954  Geneva  Agreement.    

The   RVN   maintained   a   continuous   presence   in   the   Crescent   group   from   1956   until  

January  1974.  For  example,  in  1959  the  RVN  detained  Chinese  fishermen  who  landed  on  

four   islands   in   the   Paracel   archipelago.   From   then   and   throughout   the   1960s   RVN  

authorities  continually  chased  away  Chinese  fishermen  operating  in  waters  around  the  

Crescent   group.   By   1966,   the   RVN   presence   on   Pattle   Island  was   reduced   to   a   single  

garrison  and  a  weather  station.  After  the  1973  Paris  Agreements  the  RVN  presence  was  

reduced  to  a  single  platoon  of  soldiers.  

China  Seizes  the  Paracel  Islands  

In   January   1973   the   Vietnam   War   was   brought   to   an   end   with   the   signing   of   the  

Agreement   on   Ending   the   War   and   Restoring   the   Peace   in   Vietnam   in   Paris   by   four  

parties:  the  United  States,  RVN,  DRV  and  the  Provisional  Revolutionary  Government  of  

the  Republic   of   South  Vietnam   (PRG).     As   a   result   of   the   Paris   Agreement   the  United  

States  withdrew  all  military  forces  from  South  Vietnam  and  left  the  RVN  without  an  ally.  

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This  was   the  strategic  context   in  which   the  PRC  made  the  decision   to   reassert  control  

over  the  Crescent  group.    

In   January   1974   People’s   Liberation   Army   (PLA)   troops   landed   on   Drummond   and  

Duncan   islands   in   the   Paracels   supported   by   two   armed   fishing   trawlers.   The   RVN  

dispatched   the   frigate   HQ-­‐16   Ly   Thuong   Kiet   to   investigate.   The   frigate   discovered   a  

Chinese   landing   ship  moored   on  Duncan   Island   and     bunker  manned   by   PLA   soldiers.    

The  Chinese  also  deployed  two  Kronstad-­‐class  submarine  chasers,  #281  and  #282.  When  

HQ-­‐16  Ly  Thuong  Kiet   reported   the  presence  of  Chinese   forces   to   Saigon,   three  naval  

vessels  were  dispatched  with  orders  to  evict  the  Chinese.    On  arrival  on  16  January  the  

RVN   naval   force   signaled   the   PLAN   forces   to   withdraw.   The   Chinese   responded   by  

demanding  the  RVN  ships  leave  Chinese  waters.  

On  the  following  day,  the  RVN  landed  about  thirty  naval  commandos  on  Robert   Island  

where  they  removed  a  PRC  flag.  They  were  reinforced  by  the  arrival  of  the  frigate  HQ-­‐4  

Tran  Khanh  Du.  On  18  January,  RVN  frigates  HQ-­‐5  Tran  Binh  Trong  and  HQ-­‐10  Nhat  Tao  

arrived  on  the  scene.  The  naval  commandos  were  augmented  by  a  platoon  of  soldiers  

and  an  underwater  demolition  team.  China  reinforced  its  position  with  the  dispatch  of  

four  PLAN   corvettes,   #271,   #274,   #389  and  #396,   and   landed  an  unknown  number  of  

PLA  marines  and  armed  militia  on  Duncan  Island.  

The  battle  for  the  Paracels  commenced  on  19  January  with  the  landing  of  RVN  soldiers  

from  HQ-­‐5  Tran  Binh  Trong  on  Duncan  Island  where  they  engaged  PLA  troops.  Finding  

themselves  outnumbered  the  RVN  troop  withdrew.  

RVN  frigates  HQ-­‐10  Nhat  Tao  and  HQ-­‐16  Ly  Thuong  Kiet  initiated  an  armed  engagement  

with  their  Chinese  counterparts  that  lasted  less  than  three  quarters  of  an  hour.  The  HQ-­‐

10  Nhat  Tao  was  sunk  and  the  HQ-­‐16  Ly  Thuong  Kiet  was  badly  damaged.  All  remaining  

RVN  naval   forces  withdrew  from  the  area.  On  20  January  China  committed   jet  aircraft  

and   ground   attack   aircraft   from  Hainan   Island   to   bomb   and   strafe   three   of   the   RVN-­‐

occupied   islands.   After   the   PLA   conducted   an   amphibious   landing   the   remaining   RVN  

forces   surrendered.   The   RVN   was   dissuaded   from   sending   reinforcements   to   the  

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Paracels   by   intelligence   reports   from   the   United   States   that   indicated   China   has  

mobilized  a  more  powerful   fleet.  Nonetheless   the  RVN   issued  public  denunciations  of  

China’s  actions  and  unsuccessfully  tried  to  raise  the  matter  at  the  United  Nations.5  

Much  has  been  made  by  Chinese  officials  and  scholars  such  as  Bateman  about  the  DRV’s  

equivocation   on   sovereignty   issues   with   respect   to   the   Paracel   Islands   during   the  

Vietnam   War.   Vietnam   needed   Chinese   support   and   thus   either   downplayed   the  

sovereignty   issue  or  gave   the   impression   that  China  held   sovereignty  over   the  Paracel  

Islands.   This   view   fails   to   take   into   account   protests   by   the   PRG   immediately   after  

China’s  seizure  of  the  Paracels  and  subsequently  (26  January  and  14  February  1974).  The  

PRG  was  not   only   a   signatory   to   the  Paris   Peace  Agreements,   but   prior   to   the   formal  

reunification  of  Vietnam  in  1976  was  an  applicant  (along  with  the  DRV)  for  membership  

in   the   United   Nations.   The   US   vetoed   the   PRG’s   bid.   After   reunification   the   Socialist  

Republic  of  Vietnam  became  the  successor  state  and  assumed  the  policy  positions  of  the  

PRG   on   the   South   China   Sea   (see   White   Papers   issued   in   1979,   1981   and   1988   on  

Vietnamese  sovereignty  over  the  Paracels).  

What  are  the  lessons  learned  from  the  battle  for  the  Paracels?  

• China   opportunistically   will   use   changes   in   the   geo-­‐strategic   balance   to   press   its  maritime  claims  in  the  South  China  Sea.  

• Hainan  Island  (and  a  major  naval  base  near  Sanya)  is  a  vital  rear  area  for  the  surge  of  military  forces  into  the  South  China  Sea.  

• Occupied   features   in   the   Paracels   and   elsewhere   in   the   South   China   Sea   are  vulnerable  to  interdiction  and  attack  by  superior  air  and  naval  forces.  It  is  easier  to  take  an  island  than  to  defend  it.  

• China   demonstrated   it   could   mobilize   more   powerful   naval   force   than   the   RVN.  These  naval  forces  were  equipped  with  larger  and  longer-­‐range  naval  guns  than  their  RVN   counterparts.   The   Chinese   ships   had   better   fire   gun   control   than   the   lightly  armed  RVN  ships.  

• The  RVN  (like  the  Socialist  Republic  of  Vietnam  today)  cannot  count  on  the  United  States   for   support.   Although   U.S.   Pacific   Fleet   forces   were   in   the   area   they   were  ordered  not  to  assist  the  RVN.  

                                                                                                               5  The  Gioi  Len  An  Trung  Cong  Xam  Lang  Hoang  Sa  Cua  VNCH  [The  World  Condemns  Communist  Chinese  Aggression   in   the   Parcels   Islands   of   the   Republic   of   Vietnam]   published   by   the   Armed   Forces   of   the  Republic   of   Vietnam,   1974.   Indochina   Archive   (Douglas   Pike   Collection),   The   University   of   California   at  Berkeley.  http://paracels74./tripod.com/hoangsahaichien.htm.    

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Sovereignty  over  the  Paracels  is  currently  contested  by  the  Republic  of  China  on  Taiwan  

and  Vietnam.  

Geo-­‐Strategic  Issues  

The  Paracels   Islands  are   important   for   their   strategic   location  and  possible  oil  and  gas  

deposits  in  their  surrounding  waters.  In  1990,  China  constructed  a  365  metre  runway  on  

Woody   island   that  has  been  extended   twice   to   it  present   length  of  2,399  metres.  The  

airstrip   on  Woody   Island   can   accommodate   fighter   aircraft   such   as   the   Su-­‐27   and   Su-­‐

30MKKs,  H-­‐6  bombers  and  large  supply  transport  aircraft.  The  facilities  adjacent  to  the  

runway   include   four   hangers.  Air   traffic   is   controlled  by   a   Type  791  X-­‐band  precision-­‐

approach   radar.   Other   military   infrastructure   on   Woody   Island   includes   naval   docks  

capable   of   accommodating   frigates   and   destroyers   and   a   fuel   depot.   PLA   soldiers   are  

based  on  Woody  island  to  protect  the  runway  and  other  military  facilities.    

China   has   also   built   military-­‐related   facilities   elsewhere   in   the   Paracels.   A   weather  

station  has  been  built  on  Pattle   Island,  while  Robert   Island  houses  a  radio  beacon,  the  

only  beacon  south  of  Hainan.  The  docks  on  Duncan  Island  are  being  expanded.  A  Signals  

Intelligence   (SIGINT)   station   has   been   operating   on   Rocky   Island,   the   highest  

premonitory,  since  1995.6    This  station  could  provide  air  or  surface  warning  and  support  

air  missions  or  ship  targeting.  Open  sources  report   that  China  may  have  stationed  the  

HY-­‐2  anti-­‐ship  cruise  missile  on  Woody  Island.7  

On   19   July   2012,   China’s   Central  Military   Commission   officially   decided   to   establish   a  

military   command   in   Sansha   City   after   its   elevation   to   prefecture-­‐level   administrative  

status.  The  garrison  was  placed  under   the  PLA  Hainan  provincial   sub-­‐command  within  

the   Guangzhou   Military   Command.   The   Sansha   military   garrison   has   been   assigned  

responsibility   for   national   defence   mobilization,   military   operations   and   reserves.  

According   to  Defence  Ministry   spokesperson  Geng  Yansheng,   “China  may   set   up   local  

                                                                                                               6  J.  Michael  Cole,  “China  Deploying  “Military  Garrison;  to  South  China  Sea?,”  The  Diplomat,  July  23,  2012  7  Bill  Geertz,  “Woody  Island  Missiles,”  The  Washington  Times,  June  15,  2001.  

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military  command  organs  in  the  city  [Sansha]  according  to  relevant  regulations.”8    Senior  

Colonel   Cai   Xihong   was   appointed   commander   of   the   Sansha   garrison   and   Senior  

Colonel  Liao  Chaoyi  was  named  Political  Commissar.9  

Retired  U.S.  Rear  Admiral  Mike  McDevitt  argues   that  a  military  garrison   in  Sansha  will  

not   affect   the  military   balance   or   signal   imminent   hostilities   in   the   South   China   Sea.  

McDevitt  points  out  that  any  major  military  operations  in  the  South  China  Sea  would  be  

mounted  from  Hainan  where  the  PLA  has  major  bases.  According  to  McDevitt,  “putting  

garrisons  on  Woody  Island  or  elsewhere  in  the  Paracels  would  effectively  maroon  these  

guys,  so  the  only  advantage  would  be  just  showing  the  flag  -­‐  to  say,  ‘We  are  serious’.”10  

China’s  Doctrine  of  Three  Warfares  The  maritime  confrontation  between  China  and  Vietnam  over  the  placement  of  M/V  Hai  

Yang  Shi  You  981   (HYSY  981)  mega  oilrig   in  disputed  waters   in   the  South  China  Sea   is  

now   entering   its   seventh   week.     On   9   June   China   unexpectedly   opened   a   new   front  

when  Wang  Min,  Deputy  Ambassador  to  the  United  Nations,  presented  United  Nations  

Secretary  General  Ban  Ki-­‐moon  a   formal  position  paper  on   the  dispute  with  a   request  

that  he  circulate  it  to  all  193  UN  members.    

China’s   actions   in   internationalizing   its   dispute   with   Vietnam   does   not   represent   a  

change  in  its  long-­‐standing  policy  that  maritime  disputes  can  only  be  settled  bilaterally  

through  direct   consultations  and  negotiation  of   the  parties  directly   concerned.    A  day  

after  China  submitted  its  position  paper  Hua  Chunying,  a  spokesperson  for  the  Ministry  

                                                                                                               8  Xinhua,  “Chinese  military  may  establish  presence  in  Sansha:  defense  spokesperson,”  Ministry  of  National  Defence   of   the   People’s   Republic   of   China,   June   28,   2012.   http://eng.mod.gov.cn/Press/2012-­‐06/29/content_4381230.htm.  9  “China  steps  up  claims  over  world’s  most  disputed  waters,”  National  Post,  July  27,  2012.  10  Kirk   Spitzer,   “New   Garrison,   Old   Troubles   In   The   South   China   Seas,”   Battlefield,   July   26,   2012.  http://battlefield.blogs.time.com/2012/07/26/new-­‐garrison-­‐old-­‐troubles-­‐in-­‐the-­‐south-­‐china-­‐sea.   Another  analyst  argues,  “the  Sansha  garrison  has  minimal  operational  value  barring  a  significant  upgrade  in  naval  and   air   infrastructure   to   enable   sustained   operations”   and   is   mainly   an   example   of   Chinese   coercive  diplomacy.   See:  Oriana  Skylar  Mastro,   “The  Sansha  Garrison:  China’s  Deliberate  Escalation   in   the  South  China  Sea,”  Center  for  a  New  American  Security,  East  and  South  China  Sea  Bulletin  no.  5,  September  2012.  

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of   Foreign   Affairs   stated   that   China   rejected   United   Nations   arbitration   of   its   dispute  

with  Vietnam.  

Why  then  did  China  take  its  dispute  with  Vietnam  to  the  United  Nations?  

In   2003   the   Chinese   Communist   Party   Central   Committee   and   Central   Military  

Commission  formally  adopted  the  doctrine  of  “three  warfares”  (san  zhong  zhanfa).  The  

three  warfares  doctrine  is  an  essential  element  of  information  warfare.  

According   to  China’s   Three  Warfares,   a   study  written  by  Timothy  A.  Walton   for  Delex  

Consulting,  Studies  and  Analysis  (18  January  2012),  China’s  “three  warfares”  comprises  

the  following  components:  psychological  warfare,  media  warfare,  and  legal  warfare.  It  is  

the  latter  two  components  that  shaped  China’s  position  paper.  

Media  warfare,   according   to  Walton,   is   a   strategy   designed   to   influence   international  

public  opinion   to  build   support   for  China  and   to  dissuade  an  adversary   from  pursuing  

actions  contrary  to  China’s  interests.    

China’s   position   paper  was   sent   to   the  United  Nations   in   order   to   outflank  Vietnam’s  

own  propaganda  effort  and  to  isolate  Vietnam.  The  vast  majority  of  UN  members  have  

no  direct   interest   in   territorial  disputes   in   the  South  China  Sea.  Many  Southeast  Asian  

states   that   hold   concerns   about  China’s   actions  would   shirk   at   being   forced   to   take   a  

public  stand  on  the  issue.  

Legal   Warfare,   according   to   Walton,   is   a   strategy   to   use   China’s   domestic   and  

international   law   to   claim   the   legal   high   ground   to   assert   Chinese   interests.   China’s  

position  paper  is  replete  with  selected  reference  to  international  law  to  support  China’s  

stance.  

China  initially  defended  its  placement  of  the  oilrig  by  arguing  that  it  was  within  China’s  

territorial  waters.  China  noted  that  the  HYSY  981  was  located  seventeen  nautical  miles  

from  Triton  islet,  the  western  most  feature  of  the  Paracel  Island.  China’s  use  of  the  term  

“territorial  waters”  carried  at  least  two  meaning:  (1)  a  claim  to  all  the  waters  inside  its  

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nine-­‐dash  line  as  “territorial  waters”  or  (2)  a  claim  to  “territorial  waters”  under  the  UN  

Convention  of  the  Law  of  the  Sea  (UNCLOS).    

China  could  not  possible  claim  “territorial  waters”  as  the  justification  of  the  location  of  

the  oilrig  because  it  was  at  least  five  nautical  miles  beyond  its  legal  territorial  sea  under  

the  definition  provided  by  UNCLOS.  

On   6   June   China’   statement   amended   this   error   by   claiming   that   the   HYSY   981   was  

within   China’s   contiguous   zone.   This   new   claim,   however,   also   lack   legal   foundation.  

According   to  UNCLOS   the   sole   purpose   of   the   contiguous   zone   is   to   enable   a   coastal  

state   to     “exercise   the   control   necessary   to:   (a)   prevent   infringement   of   its   customs,  

fiscal,  immigration  or  sanitary  laws  and  regulations  within  its  territory  or  territorial  sea;  

(b)  punish  infringement  of  the  above  laws  and  regulations  committed  within  its  territory  

or  territorial  sea.”    

China  has  also  attempted  to  justify  its  dispute  with  Vietnam  by  advancing  the  argument  

that   the   location   of   HYSY   981   is   closer   to   the   Paracel   Islands   than   the   Vietnamese  

coastline.   China’s   position   paper   argues,   for   example,   the   HYSY   981   was   operating  

seventeen   nautical   miles   from   both   Triton   islet   and   the   baselines   drawn   around   the  

Paracels  and  133  to  156  nautical  miles  from  Vietnam’s  coastline.  

At   the   same   time   China   claims   sovereignty   over   Scarborough   Shoal   which   is   located  

closer  to  the  Philippines  than  the  nearest  Chinese  land  feature.  Under  international  law  

mere  proximity  is  not  sufficient  to  demonstrate  sovereignty.  

China’s  position  paper  to  the  UN  actually  undermines  its  use  legal  warfare  to  advance  its  

case.  For  example,  China’s  position  paper  states:  

The   waters   between   China’s   Xisha   (Paracel)   Islands   and   the   coast   of   Vietnamese  mainland  are  yet  to  be  delimited.  The  two  sides  have  not  yet  conducted  delimitation  of   the   Exclusive   Economic   Zone   (EEZ)   and   continental   shelf   in   these   waters.   Both  sides  are  entitled  to  claim  EEZ  and  continental  shelf  in  accordance  with  the  UNCLOS.  

If   this   is   the   case,   China   should  have   followed   the  provisions   of  UNCLOS   to  deal  with  

overlapping   claims.   Both   China   and   Vietnam   should   have   entered   into   provisional  

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arrangements   over   the   disputes   area   until   agreement   was   reached   on   delimitation.  

During   this   period   each   side  was   enjoined   from   altering   the   status   quo   and   from   the  

threat  or  use  of  force.  Clearly  China’s  placement  of  the  oilrig  in  disputed  waters  violated  

international  legal  principles.  

But  China’s  position  paper  undermines  its  legal  case  by  arguing  that  international  law  is  

irrelevant.  The  position  paper  states:  

However,   these   waters   will   never   become   Vietnam’s   EEZ   and   continental   shelf   no  matter  which  principle  [on  international  law]  is  applied  in  the  delimitation  [emphasis  added].  

China’s   Ambassador   to   Australia,   Ma   Zhaozu,   contributed   to   Beijing’s   information  

warfare  campaign  by  repeating  the  same  argument  in  an  op  ed  article  in  The  Australian  

on  13  June.  Ma  argued  that  the  disputed  area  has  never  been  delimited  and  “no  matter  

which   principle   [of   international   law]   is   applied   these   waters   concerned   will   never  

become  Vietnam’s  part  of  EEZ  and  continental  shelf.”  

Using  international  Law  to  Promote  Cooperation  

China’s   formal   tabling   of   a   position   paper   with   the   UN   Secretary   General   should   be  

taken   up   by   members   of   the   international   community   that   are   concerned   about  

escalating   tensions  between  China  and  Vietnam  and   their  possible   impact  on   regional  

security.    These  states  should  argue  that  the  matter  be  taken  up  by  the  Security  Council.  

China  should  not  be  permitted  to  pursue   information  warfare   in  order  to  have   it  both  

ways  –  circulating  a  position  paper  to  the  UN  in  order  to  demonstrate  the  serious  nature  

of  its  dispute  with  Vietnam  and  rejecting  UN  arbitration.  The  United  States  and  Australia  

should  press  for  a  UN  Security  Council  debate.  Japan  and  other  maritime  powers  with  a  

stake  in  stability  in  the  South  China  Sea  should  join  in.  

China  should  be  forced  into  the  uncomfortable  position  of  opposing  any  Security  Council  

debate   and   thus   scuttling   its   attempt   to   use   UN   for   propaganda   purposes.   Or   China  

should  be  placed  in  the  position  of  vetoing  any  resolution  arising  from  a  debate  in  the  

Security   Council   critical   of   China’s   action   in   the   South   China   Sea.   The   international  

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  13  

community   through   the  United  Nations   should  demand   that  China   shold  withdraw   its  

drilling  rig  and  armada  of  ships  form  its  present  location.  

The  present  dispute  over  sovereign  rights  in  the  waters  surrounding  the  Paracel  Islands  

can   only   be   resolved   bilaterally   by   China   and   Vietnam   based   on   international   law  

including   UNCLOS.   Vietnam   should   strongly   argue   this   point   in   government-­‐to-­‐

government  level  talks  with  China.  

Vietnam  should  lobby  the  Association  of  Southeast  Asian  Nations  to  be  more  forcible  in  

its  support  for  the  settlement  of  disputes  on  the  basis  of  international  law  and  withouth  

the  threat  or  use  of  force.    

ASEAN   states   should   continue   to   pursue  with   China   the   implementation   of   the   2002  

Declaration  on  Conduct  of  Parties  in  the  South  China  Sea  (DOC)  and  a  Code  of  Conduct  

for   the  South  China  Sea   (COC).   It  must  be  noted,  however,   that  ASEAN’s  objectives   in  

working  towards  a  COC  with  China  are  possibly  unachievable  in  the  foreseeable  future.  

The   COC   process   has   led   to   divisions   within   ASEAN   and   divisions   among   ASEAN’s  

claimant   states.   China’s   assertion   of   “indisputable   sovereignty”   over   the   South   China  

Sea,  and   its  recent  unprecedented  aggressive  assertion  of  sovereignty  utilizing  military  

vessels  and  aircraft,  is  now  the  major  impediment  to  managing  the  maritime  commons  

in  the  South  China  Sea.  

In  light  of  this  development  ASEAN  should  draft  and  ratify  a  Code  of  Conduct  Treaty  for  

Southeast  Asia’s  Maritime  Commons.  The  security  of  the  region’s  maritime  commons  is  

indivisible  and  International  law  is  universal.  In  order  to  develop  Code  of  Conduct  Treaty  

for   Southeast   Asia’s   Maritime   Commons   individual   member   states   should   resolve  

territorial  and  maritime  disputes  with  other  members.  The  recent  agreement  between  

Indonesia  and   the  Philippines  on  demarcating   the  maritime  boundaries   in   the  Celebes  

and  Mindanao  seas  is  a  good  example.  

The   proposed   COC   Treaty   for   Southeast   Asia’s   Maritime   Commons   would   enhance  

ASEAN’s  unity  and  cohesion,  promote  regional  autonomy  and  ASEAN’s  centrality  in  the  

region’s   security   architecture.   The   regional   Code   of   Conduct   Treaty   should   cover  

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  14  

Southeast   Asia’s   maritime   commons   in   a   manner   analogous   to   the   Zone   of   Peace  

Freedom  and  Neutrality  (1971),  Treaty  of  Amity  and  Cooperation  (1976)  and  Southeast  

Asia  Nuclear  Weapons   Free   Zone  Treaty   (1995)   and  be  open   to   accession  by  ASEAN’s  

dialogue  partners.  

 

 

 

 

 

Page 16: Thayer Vietnamese/English Versions of Da Nang Conference Paper

TRANH CHAP HOANG SA: cAC VAN DE BJA CHIEN LLJ'<)C VA VAl

TRO CVA LU~T PHAP ouoc TE

TRONG VIEC TANG CU'O'NG HOP TAC. . Carlyle A. Thayer

CO' sO'

QuAn GaO Hoang Sa (ten Viet Nam 1::\ Hoang Sa, ten Trung Quoc la Narn

Sa) la 111Qt nhorn khoang 30 cau true (ciao nho, cia, bai can) n~111 0- ph An cuoi phia

8~c cua VLlI1g Bi~n Dong mra kin. Quan ciao Hoang Sa g6111 hai nh0111. Nhom An

VTnh n5m 0- phia Dong B5c va nhorn Nguyet Thi~111 aphia TBy Na111. Dien tich

dAt du doan vao khoang 8kl112 bao g6m 111Qt vung bi~n rQng 15000 1(111 2.

Hanh dong 00'11 phuong CLIa Trung Quoc ha o~t gian khoan khung HYSY

981 dAu thang 5 vira qua trong VLlI1g d0C quyen kinh t~ CLIa Viet Na111 d?t ra cac

van d~ lich sir, chinh tri va phap Iy phirc tap lien quan G~n cac yeu sach tranh

chAD nhau v~ ChLI Cluv2n. Vi duo BE> Nooai [7i80 llUO'C CT-fDrND Trnn« Hoa elll;']1 J .; • / • t.....;J. U - - - - - --0 _.- -1 _._­

quyet: "Quan dao Tay Sa la mot phan c6 hiru cua lanh th6 Trung Qu6c khong h~

co tranh chap. Trung Quoc la nuoc o~u tier: phat hien, phat trien, khai thac va

tlnrc hien tai phan d6i voi quan dao Tay Sa. Trong thoi ky Bilc T6ng (960 ­

1126) Chinh phu Trung Quoc cia xac lap tai phan d6i voi Tay Sa va cir lire IUQ'ng

hai quan tu~n tharn vung bi~n nay. N3111 1909, do cl6c Ly C11llAn cua luc IUQ"ng

hai quan Quang Dong thai nha Thanh Ga ti~n hanh mot cuoc thanh sat bang

quan su' toi quan dao TBy Sa va khang dinh 10i chu quyen cua Trung Quoc bang

each dun cava ban mot loat dai bac tren dao Phu Lam".

Thong tin rna Trung Quoc thu thap duoc 00t 1'a cac cau hoi v6 khai ni~111 tai

phan va chu quyen hiiu hieu. Cho toi thoi tlnrc clan thi quan dao Hoang Sa

khong co ngurri a. QuAn dao khong co gia tr] kinh t~ thuc sir tnr mot khu vue

danh ca t0111 thai va nguon phan chim c1~ san xuAt phan bon. Su' lien h~ CLIa

Trung Quoc dbi voi quan GaO nay luc co, luc khong va khong lien tuc.

Khai niern ngay nay v2 ChLI quyen ti~n trien sau Hi9P dinh Hoa binh

Westphalia n3111 1648 (hay con goi la Hiep uoc Westphalia) va chi ap d~ll1g dbi

vo-i cac qu6c gia oQc I~p. Vf d~l, Mohan Malik bi~n lu~n r~ng "0 Chall A tnro-c

th(\i hi¢n 00i, cac d~ ch& co 00C di~111 la dLrang bien gi6i chua dll'C)'c xac c1jnh,

Page 17: Thayer Vietnamese/English Versions of Da Nang Conference Paper

khong duoc bao v~ va thirong thay d6i. Quan niern v~ srr ba chu luon thfJllg

th~ ... N6i each khac, yeu sach cua Trung Quoc rang rauh gic'yi trcn (t~l lien clura

bao gio duoc xac dinh va duoc phan dinh qua 1ich su, lr~li ngiroc hoan ioan dc~i

voi quan Oi~111 rang ranh giai tren bi~n cua Trung Quoc luon luon duoc X~IC dinh

va duoc phan dinh 1'5 rang. Di6u nay cho thay mot mau thuan co ban. khong

virng ch~c trong l~p tnrong cua Trung Qu6e vc ranh gi6i ucn clAt Ii0n V~I runh

gioi tren bien. Thuc t~ la day la cac n6 hrc vao khoang giCra Ih0 ky 20 nh[ull

chuyen d6i nhimg duong bien gici chua diroc dinh 1'0 ella cue n~n van minh co

xua va cac vuong quoc thua huong su ba chu tro thanh ({IC ranh gi6'i duoc x.ic

dinh, phan dinh cua cac quoc gia moi thuc thi chu quyen va ch inh c1icu nay nJm

0' trung tam cua cac tranh chap lanh theS va bi0n giCra Trung Quoc \'~I cac nuoc

lang gieng. N6i 111Qt each don girm, chu quyen la mot kh,,'li nicm XU!11 hicn sau

thai cac ot ch~ va duoc gianh cho cac quoc gia dan IQe clur khcmg lihai I~l die cl~'

ch~ c6 xua". Cong uoc Lien hop quoc vc LUQt bien (UNCI.OS) khcmg ch~~ll

nhan yeu sach ljch str hay su bien minh lich su' nlur 1<1 y6u lc~ quyet dinh trong

viec xac dinh chu quyen 06i voi cac can true bi~n va cac vuug bi6n. Lu01 phap

quoc t~ hien et~i cling khong chap nh~11 s~r phat Ili~ll lilellig tinh lich su' (ic3i \'c)'i

cac dao, tinh g~n gui cua cac cau true bi6n voi ciAt lien, hay vice bao gC\11l die

cau true bi~n d6 trong nhu'ng tAm ban db do qu6e gia ph6t he1nh. eoi do hl bflllg

chu'ng dAy du o~ h6 trq cho mQt yeu sach Chll quy~n. Lu~t ph,,)p qu0e t6 c!c')i h6i

mQt qu6c gia yeu sach chu quy~n phai chlrng minh vi¢e ehi0m hehl Ve1 qU~lll I)!

lien t\IC.

Sam Bateman da lam blll1g ph{It IllQt eUQe tranh cui sc)i 1l()i kl1i. lrong mC)l

bai binh lu~n g~n day elta RSIS, ong ta bi¢n lUQn r5ng "i'v10e elLl CCl rAt nhicu )7

ki6n binh lu~n tren th6 gi6i cho r~ng Vi~t Nam e6 cO" so de hC11rq' cho yeu S{lC

chu qUY~l1 nhung S\I phal1 tfch sau hon v~ Ijch slr Cl'la tnlllh eh"lp 1",1i eho Ih{IY

khae". N~u ehlll1g ta tinh ttl' \!eh slr xa Xll'a t6i th~ ky 17 V~I th0 k)! 1Kdll 1'0 r6ng

thAy r5ng Vi~t Nam e6 co s6' dang k~ vc yeu s8eh ella minh d(\i vc)'i qu,\n cbo

Hoang Sa. Trong th~ ky thLI' ]7, ehlla Nguy~n cia ra l~nh cho dIe qUem chLrc

trong tri~u tim I1<;\P thuy thu eho tll' 5 d~n ] 8 thuy~n, t~o nen dQi HO<lng Sa, J)()i

Hoang Sa ho?-t dQng 6' qll~n dao Hoang Sa kh021llg 5 Ih{lllg de d{lllh dl, VC hell1

db, khao sat va l~y hang h6a tll' cae tau buon bj chim.

:2

Page 18: Thayer Vietnamese/English Versions of Da Nang Conference Paper

Cac vi vua ella tri~u Nguyen tiep tuc duy tri doi Hoang Sa. Vua Gia Long

da chinh tlnrc ehi~m hiru quan dao Hoang Sa tir nam 1816. Duoi thai ella nguo.

k~ vi, Vua Minh Mang, dQi Hoang Sa lai ticp tuc khao sat va ve ban d6 quan

dao, xay mot mien tho nam 1835, dung mot bia da khiie len yeu sach lanh th6

cua virong quae An Nam.

Vuong quoc An Narn duy tri yeu sach chu quyen d6i voi Hoang Sa trong

phan lou thoi ky thuoc dia. Thea cac di~u khoan ella Hiep uoc Hu~ narn 1884,

Phap nhan trach nhiem dai dien eho cac van d~ d6i ngoai cua An Narn trong do

co vi~c bao ve chu quyen va roan ven lanh th6 ella An Nam. Vi du narn 1931 va

1932, Phap phan d6i Chinh phu Trung Quoc khi nha chirc trach tinh Quang

Dong goi thAu khai thac phan chim tren quan dao Hoang Sa.

Co th~ co tranh cai rang nha Thanh oa tlnra nhan chu quyen cua sir baa hc)

cua Phap d6i voi An Nam trong mot cong uoc ky nam 1887 va cong uoc b6

sung ky nam 1895. Vuong quoc An Nam sau do tro thanh quoc gia lien hicp

trong kh6i Lien hiep Phap voi tu each la quoc gia Viet Nam.

Hoang Sa trong nhirng niim 1920 va 1930. Vien H,1i duong hoc Phap a Nha

Trang cung oa ti~n hanh cac khao sat khoa 11Qe trong thoi gian nay. Nal11 1938,

Th6ng 06e Phap ky mot nghi dinh chinh tlurc thanh lap mot don vi hanh chinh (r

Hoang Sa. Phap xay dung mot cay den bien, mot tram khi urong thuy van va

I11Qt oai phat song radio tren dao Hoang Sa (PattIe Island) narn trong nhom

Nglly~t Thi~m.

Nam 1947, sau Chi~n tranh th~ gioi IAn thu hai, sir thong tri ella Phap lai

duoc khoi phuc a Dong Duong. Cac luc lirong vii trang cua Phap gianh quycn

kiSm soat quan dao Hoang Sa v,1119 xay dung l~i dai phat song radio va tram khi

tuo'ng thuy van. Nurre CHDCND Trung Hoa chi~m nhom An Vinh nam 1950

sau khi Trung Hoa dan qu6c rllt kh6i day. N3111 1951, nguo-i c1Crng dAu phili doan

ella qu6e gia Vi~t Nam t~i HQi nghi hoa binh San Fanciseo tuyen b6 "ehClllg toi

khAng c1inh quy~n 06i vai qu5n dao Hoang Sa va quAn c1ao Truo-ng Sa, chllllg

luon luon thuQc v~ Viet Nam". Khong co sv phsn d6i nao dll'C)'c ghi nh?n.

821t1 Tuyen b6 eu6i Cllllg ella HQi ngh) Geneva nam 1954 da t~m tho-i chia

ciit Vi~t Nam thanh hai khu V\l'e dQe thea VI tuy6n 17. Qu5n dao Hoang Sa n5m

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duoi vi tuyen nay do vay no thuoc quyen ki~1ll scat cua Viet Naill Cong lIoa.

Narn 1956, Viet Nam Cong Hoa phan d6i sir chi0m dong cua CI-IND Trung I10a

d6i voi cac dao thuoc nhorn An Vinh. CLIng nam do Viet Naill Cong lloa thay

th~ cac 1I;1'c luong Phap tren quan dao Hoang Sa va BQ Khui khoung khoa hoc V:J

Cong nghiep I1h6 ti~n hanh mot cuoc khao sal d6i voi b6n duo thuoc quan dao

Hoang Sa.

Qua quyet cua Bateman la Vi~t Naill D8l1 chu cong hoa thira nh011 chu

qUY~l1 ella Trung Quoc d6i voi quan dao Hoang Sa nam 1958 I:J khong chinh

xac. Birc thu cua Thu tuong PIWIll V3l1 D6ng glri Trung Qu()C khong d0 cfip u)'j

quan dao Hoang Sa (hay la quan ciao Truong Sa) cLIng nhu khong h0 thira nhan

chu qUY~l1 cua Trung Quoc d6i voi quan dao HO[\11g Sa. Naill 1958, Viet Nal11

Dan chu cong hoa v~n hy vong th6ng nhat Viet Nam thco cue cli0u khoan chinh

tri cua Hiep dinh Geneva 1954.

Vi¢t Nam Cong Hoa duy tri mQt su hien dicn lien tuc ()' nh()111 Nguyct

Thi~1ll tir nam 1956 toi thang 1/1974. Vi du, 113111 1959, Vi~l N~\Il1 C'()l1g Hoa eli}

b~t giam ngu dan Trung Quoc tham nh~p tren b611 ([(10 thuoc quan dao Hoang

Sa. Tu do va trai qua nhfrng nam ]960, nha clurc trach Viet Na111 Cong lloa lien

tuc xua duoi ngu dan Trung Quoc hoat dong trong vung bien xung quanh nhom

Nguyet Thi~m. Nam 1966, sir hien dien cua Vi¢l Nam Coug 110,1 ircn duo Pattlc

giam xuong chi con mot don vi d6n tru V~I I11Qt tr(1111 du bao ihci li0t. Sau lIicp

dinh Paris 1973, sir hien dien ella Vi¢t Narn CQng Hoa gi,1111 xuong clu eon 111()l

trung dQi linh.

Trung Quae ehi~m quAn dao Hoang Sa

Thang 1/1973, chien tranh Viet Nam di d6n k2t thuc voi vice k) llicp dinh

Paris cham dirt ehi~n tranh va thi~t l~p lai hoa birth ()' Vi¢l Nal11 boi bC~11 ben:

My, Viet Nam Cong hoa, Vi¢t Nam Dan chu CQng hC1a Vel Chinh phLI e{lCh 111"l\1g

lam thai cQng hoa l11i~n Nam Vi¢t Nal11 (PRG). Theo k0l qU,l ella Ili¢p cljnh

Paris, Nly rLlt h~t eac l~rc lugng quan s~r kh6i mi~n Nam Vi¢l Nal11 cl0 Vi¢t Nal11

CQng Hoa khong co d6ng minh. Day chinh la b6i c,1nh ehi0n ]m.)'C l11a C(mg he'),1

DCND Trung Hoa quy~t dinh gianh l~i qLlybn ki6m soM dC)i vcyi nh{ml Nguy¢l

Thi~m.

4

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dong ella Trung Quoc va ail e6 g~ng dua van (16 nay I'Ll Lien hq]J CJ uoc nhung

khong thanh cong, R~t nhieu qULm chirc VLl hoc gia Trung QlI(~C nlur Bateman (lEt

noi v~ su l~p 10 nuoc doi cua Viet Narn dan chu cong hoa v~ cac van d0 chu

quyen lien quan o~n quan dao Hoang Sa trong chifn tranh Vi¢t Narn. Viet Nam

can su ung hQ ella Trung Quoc va vi vay ho.ic la lam giam nhc vL1n cl~ chu quycn

hoac t'-,10 ra ~n tuong la Trung Qu0e co chu quyen cl0i voi qUL~n d,10 l Ioang Sa.

Quan di~m nay ail khong tinh d~t1 su' phan d6i cua PRCi-Chinh pliu Cach mung

Him thai Cong hoa mi~n Nam Vi~t Nam ngay sau khi Trung Ou{)C chi8m quan

dao Hoang Sa va sau 00 (26/1 va 14/2/1974). PRG khong nlnrng la mot ben k)!

Hiep dinh hoa binh Paris rna truce khi Viet Nam ehinh thuc thong nhfrl niim

1976 thi PRG la mot nguoi dung dun cung voi Viet Narn dan chu cong hoa tham

gia va 11'6 thanh thanh vien cua Lien hQ'P quoc. My dEt phu quyct e6 g~ng ella

PRG. Sau khi thong nhat, CHXHCN Viet Nam 11'6 thanh quoc giLl k8 thuu V<.l

tiep We ehinh sach ella PRG lien quan d~n Bien Dong (xcm Sach tr5ng niim

1979, 1981 va 1988 v~ chu quyen elm Viet Nam (10i voi quan dL10 l-Ionng S<.I),

Bai hoc nao tir tran chien Hoang Sa?

- Trung Quoc nhan co hQ l?n dung cac thay d{)i trong can cun chi0n iuoc de day nhanh cac yeu sach v~ lanh th6 tren Bien Dong;

- Dao Hai Narn (din ell' quan sir )6'11 ()' gc1n Tam A 1<'1 mot khu vue hau quan

s611g con eho viec phat tri~n lire IUQ'ng quan sir nhiim VaG Bi(~n Dong).

- Cac cau true bi ehi~m tren quan dao Hoang Sa VLl noi khac trcn Bien

Bong rat d~ bi phong toa va tan cong boi uu th6 elm cac Iuc Iuoug khCmg qULIn

va hai quan. Chi~m GaO thi cle hon la b,lo v¢ ciao.

- Trung Qu0e dil ehu'ng minh 119 co th0 huy dQng Im)t I\rc luqng hai qU<.ln

nlL,lnh hon Il;l'e luVng hai quEm Vi~t Nam eQng h()a. L\rc luqng h<.li qULIn n,ly dU'l)'C

trang bj o'-,1i bae to hon va co tam xa hOI1 so v6'i 1\l'e IUQ'ng clla Vi¢l Nam c(mg

hoa. Tau eua Trung Qu0e co ki6m soM hOLl l\l'e tAL hon so Vll'i C:1C UlU CllLI Vi¢t

Nam eQng hoa lrang bj vu khi h'-,1ng nhc;.

- Vi~t Nam CQng hoa (giAng nhu CHXI-ICN Vi~t NLlm ng[ly nay) kh6ng the

d~l'a vaG s~l' h~u thuan eua My. M0e clli 110m dQi Th{li Binh Duong Clla My IllC lit')

dang a trong khu v~l'e Hoang Sa nhung no dUq'e l¢nh khong gill)) Vi¢t Nam c(mg

G

Page 21: Thayer Vietnamese/English Versions of Da Nang Conference Paper

H{Ji Iltao q1l8c 14: "lIo/lIlg Sa - Trtrang Sa: ~'{l'tlt(11 li~·1t SII'"

hoa. Chu quyen 06i voi quan dao Hoang Sa hien dang tranh chap boi Cong hoa

Trung hoa hay Dai Loan va Viet Nam.

C~lC vAn d~ din chi~n liro'c

Quan dao Hoang Sa rAt quan trang boi vi tri chi~11 liro'c va trfr luorig c1Au

khi tai cac VLl11g bi~n xung quanh no. Nam 1990, Trung Qu6c xay dung 365m . .

duong bang tren dim PhLI Lam va sau nay duoc mo rQng gap dci vo: chien dai

hi~n nay la 2399m. Duong bang tren dao PhLI Lam co th~ dap ung cho may bay

chi2n dAu nhir SU-27, SU-30, MKK, may bay IH~m bam H-6 va rnay bay van tai

hau can 16'n. C{lC thiet bi, co so vat chAt gAn duong bang baa gorn ca b6n h5m

chira may bay. Luu thong hang khong duoc ki~111 soar boi h¢ th6ng rada tiep can

chinh xac 10<,1i 791. Cac co so' ha t~ng quan sir khac tren dao PhLI Lam con bao

g6m cac b~n tau hai quan co kha nang dap irng cac tau khu true ICm nho va mot

khu clura c1~u. Quan linh cua PLA dong trcn dao PhLI Lal11 d6 baa v~ duong bang

va cac cc so quan su khac. Trung Quoc cung xay dung cac co so quan su O' ch6

khac tren quan dao Hoang Sa. MQt t1'<,1111 khi tirong oa duoc xay dung 6 dao

Pattle Trang khi 6 dao Robert cling da xay dung 111Qt tr<,1111 radio canh baa elfin

duong - tram c1uy nhAt 6 phia nam cua dao Hai Naill. Cac ben tau dau (). dao

Duncan hien dang duoc 1116 rong. Ttl' nam 1995, mot tram tin hieu thong tin tinh

baa da heat dong tren dao Rocky voi oQ canh baa cao nhAt. 1'1'<,1m nay co th~

cung cap eric canh baa tren khong va tren 111~t bien o~ h6 tro eho cac cuoc khong

kich va nham b~n vao cac muc tieu tau thuyen, MQt s6 nguon tin cong khai cho

rang Trung Qu6c co th~ da 00t ten lira HI-2 chong tau chi6n tren dao PhLI Lam.

Ngay 19/7/2012 HQi dong Quan uy Trung irong Trung Quoc chinh thLI'C quyet

dinh thiet l~p so chi huy quan su oong 6 thanh ph6 Talll Sa sau khi no duqc

nang cAp th,1nh mQt dO'n vi hanh chinh cAp huy~n. Dan vj d6n trLl nay ouqc et0t

duoi s~r chi huy clla quan c1Qi T1'ung Qu6c 0 oao Hai Na111 Trang khuon kh6 Clla

BQ Chi huy quan s~r tinh Quang Chau. KIm v~rc 06n trLI quan S~l' 6' Tam Sa cia

du~)'c giao trach nhi~111 tri~n khai phong thll qu6c gia, cac chi~n dich quan s~1' va

d~r tru·. Thea Nguoi phM ngon clla 8Q Qu6c phong Trung Qu(3c Geng Yansheng

"Trung Qu6c co th~ thi~t 10P cac cO' quan chi huy quan s~r dja phuang 6 th,1nh

ph6 Tam Sa thea cac quy oinh tLl'ong Lrng". ChuAn tuang Cai Xhihong oUQ'c Cll'

h1111 chi huy Clla khu vvc 06n trLl Ta111 Sa V,1 Chufrn tuang Liao Chaoyi Cl1l1g

c1uQ'c cu lam chinh llY.

7

Page 22: Thayer Vietnamese/English Versions of Da Nang Conference Paper

Chuan ao a6e aft nghi huu cua My 1a Mike MucUevitt iranh luan rang mot

khu vue a6n tru quan su 6 dao Tam Sa se khong anh huong d0n dill can luc

luong hay phat di d~u hieu v~ S~I' thu dich dang k~ trcn Bien Dong. MacDevil.l

chi ra rang b~t ell' mot hoat dong quan su 16'n nao tren Bi~n DC)Jlg d~ll phai Xuf\l

phat tir dao Hai Nam nai rna quan aQi Trung Q1l6e co cac co so chinh. Theo

MaeDevitt "dat cac dan vi d6 tru tren dao Phu Lam hoac 110i khac lren d[IO

Hoang Sa se la viec bo tren GaO hoang mot each co hicu (jwl nhirng ngu()'i linh

nay, nen 1Q'i th~ duy nh~t chi 1a vay e(J va noi "chung loi nghicm lLIC".

HQc thuy~t v~ ba hinh thai chi~n trunh cua Trung Qu6c

Su d6i a~u tren bi~n giG'a Viet Naill va Trung Quoc xung quanh vice ha d.it

gian khoan khung Hai Duong 981 trong vung bi0n tranh chap gj(J day cl<1 sang

tu~n tlnr 7. Ngay 9/6, Trung Quoc bAt ngo mo mot mat tran moi khi Vuong Dan,

Pho Dai sir tai Lien hop quoc a~ trinh len Tong Thu k)1 Lien hop quoc Ban Ki­

moon mot van ban neu quan diem chinh thuc cua Trung Quae d6i v6'i tranh chap

va d~ nghi Tong Thu ky eho luu hanh trong 193 thanh vieu ella Lien hop quoc.

Hanh dong cua Trung Quoc trong vice quoc to hoa tranh chap \()'i Vi¢l N(1l1l

kh6ng th~ hien mot su thay doi troug chinh such lau dui CLI~I 11C) la cac trunh chap

bi~n co chi th~ giai quyet song phuong thong qua tham van true iiep va darn

phan cua cac ben true tiep lien quan. MQt ngay sau khi Trung Quae d¢ lrinh

quan ai~l11 cua 119 thi Hoa Xuan Oanh, Nguoi phat ngon cua B() Ngoai giao

tuyen b6 Trung Quae bac bo co eh~ trong tai cua Lien hop qual' Iicn quan d~n

tranh chAp vai Vi~t Nam. T~i sao Trung Quae lS1i mang tranh eh5p eLla minh V()'j

Vi~t Naill 1'a tnrae Lien hQ'p qu6e ?

Nal11 2003, Oy ban chAp hanh T1'ung HO'ng Dang C(mg S(lI1 Trung QUtlC vii

Quan LIY t1'ung uang ehlnh thlre thong qua mQt hQc thuy~t gqi I~I "ba hin11 lh{li

chi~n tranh". HQe thuy~t ba ki~u chi~n tranh 1a 111Qt nhf\l1 lC) co ban eua ehi0n

tranh thong tin. Thea bai vi~t "Sa 111nh thai ehi~n tranh eLla Trung C)utK''', 111()l

nghien ell'll eua Timothy A. Walton thuQe Cong ty 'I'll' vtll1 nghicn elru V[1 p11fll1

tlch De1ex ngay 18/1/2012, ba cUQe ehi~11 tranh ella Tnmg Qlll\C bao gl)tr! nhCrng

th8.l1h t6 sau day: Chi~n t1'anh tam 1y, ehi~n tranh truy~n thong, chi~n tranh ph~lp

1y trong a6 hai thanh ta sau cLlI1g eta tSlo nen quan diem eLla Trung Qu6e. Then

Walton, Chi~n t1'anh truy~n thong 1a 111Qt ehi~n 1u9'e nh5111 t~IO (mh hU'C'mg lrang

c1u 1u~n qU6e t~ a~ xay d~rng s~r Llllg hQ cho Trung QU6e V~I C{lI1 tl'l)' dai thll khong

thea du6i cae hanh aQng di nguQ'e l~i lQ'i feh Cl:13 T1'ung Qu0c. 8

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lI(Ji tluio quiJc: Ii: "II()(I/lK§(~_-Truong Sa:S~rlft(11 licllslj·~'

Van ban neu quan diem chinh thirc ella Trung Quoc glri tci Lien hop quoc

11h~m danh vao suon cac n6 lire tuyen truyen ella Viet Nam Vel co lap Vi~t Nam.

Phfm lou cac niroc thanh vien ella Lien h9'P quoc khong co loi ich true tiep trong

tranh chap lanh tho 6' I1i~n Dong. R<1t nhi~u nuoc Dong Nam ;\ quan tam v~ cac

hanh d()ng ella Trung Qu6e c1~u ne tranh viec phai co mot quan diem cong khai

v6 v5n d~ nay.

Theo Walton thi ehi~n tranh phap ly la mot ehi~n luoc su' dung luat phap

ella Trung Quoc va luat phap quoc t~ c1~ gianh l<1y uu th~ phap 1)1 eao han d~

khang dinh cac IQ'i ich cua Trung Qu6e. Trang cac van ban chinh thirc cua Trung

Ouoc, nhi6L1 thir da diroc eung cap qua cac vien dan da diroc lua chon ella ILl0t

phap quoc te nham h6 tro eho quan di~m ella Trung Quoc. Luc daLl Trung Quoc

bao v~ viec 110 dat gian khoan bang bien luan rang no n~m trong lanh hai ella

Trung Quoc. Trung Quoc luu y la gian khoan Hai Duong 98 J duoc d?t each dao

Tri Ton J7 hai ly, each e<1u true xa nh<1t v~ phai Tay quan dao Hoang Sa. Trung

Ouoc su clung thuat ngir lanh hai mang lai ft nh<1t hai y nghia: J. Yell sach goi

C,1c vung mroc trong duong 9 dO~lI1 la lanh hai; 2. Yeu sach g9i "lanh hai" theo

Cong troc Luat bien. Trung QuAe khong th~ dOl hoi Iftnh hai theo each giai thich

v~ vi tri ella gian khoan boi vi no duoc d?t it nh<1t 5 hai ly ngoai vung lanh hai

hop phap theo quy dinh ella UNCLOS.

Ngay 6/6, Tuyen b6 ella Trung Quoc da sua lai 16i nay qua vice eho r~ng

gian khoan Hai Duong 981 duoc c1?t trong vllllg ti~p giap ella Trung Qu6e. TLlY

nhien tuyen b6 nay cling thi~u cO' So' phap lY. Theo UNCLOS, nwc dfch duy

nh<it eUL1 vlmg ti~p gi2lp la cho phep qu6e gia yen bi~n "th~re hi~n ki~ITI soM efrn

thi6t d~: a. ngan eh?n vi~e vi ph'.lITI quy dinh ella nuo'c do v~ hai quan, tai kh6a,

di trLI VLl ki~m dieh trong Uinh th6 hay lanh hai; b. T1'lrng pl10t vi~c vi pl10m lu(1t

VLl cae quy dinh noi t1'en di~n I'a tl'Ong lanh th6 va lanh hai".

Trung QuAc eung co muu d6 bi~n minh t1'anh eh<1p elW minh v6i Vi~t Nam

b5ng vi~e Sll' d~ll1g ly Ie 1<1 vi trf ella gi~ll1 khoan Hai DuO'ng 981 gfrn qu§n dao

I JO,lng Sa hO'n ber bi~n Vi~t Nam. Van ban ehinh thLl'e eLla Trung Qu6e bi~n lu?n

ILl giiln khoan I-Iai Dmmg 981 dang tae nghi~p eaeh Tri Ton 17 hai 1)' vii dm'mg

cO' S()' vc xung quanh qUfrn (tao Hoang Sa, va caeh boo bi~n Vi~t Nam tll' 133 d~n

156 hai IY.

9

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Hili tluio (!1I(1c la: "Hoane Sa - Trtrone Sa: SIt' IIu71 liclt sii".~====~.' b ,.... •

Dong thoi Trung Quoc cling doi hoi chu quycn dbi v6'i bai can

Scarborough, gAn Phil ippines hon Ja cac cau true etA1 gdn nh~1( cua TQ. Thco lu.it

phap quoc t~, chi su' gAn gui khong thai lil chua elL! (10 chung minh ChLI quycn.

Van ban chinh thirc neu quan diem cua Trung Ouoc tlnrc 10 cia IUIll suy ycu

viec Trung Quoc sir dung chi~n1ranh phap Iy d~ gianh lqi 1h0. Vi du, (juan diem

chinh thirc cua Trung Quoc cho rang: Vllng bien giiia q/lc;n (/OO](IJ' So (I foclng

Sa) va (16t lidn Vi¢t Nam c1711'Cl G1u'(J'c phdn clinh. Hoi hen chtra lic;17 lianh !JIUIII

dinh vung tk.lc quyen kinh Id vel th6m luc dia trong v/'l/7g hic~n /7(1.1', Hui hell e1m/c

quydn doi hoi vung dac quyen kinh Id va IhJI/1 luc diet phi, 170/) voi UNCLOS.

N~u tnrong hop nay la dung thi Trung Qu6e phai tuan thco die quy dinh

cua UNCLOS d~ XLI' ly voi cac yeu sach chong lan. C~1 Trung Qube va Vi¢1 Nam

deu phai tharn gia V210 cac tim xep tam thoi d6i voi khu vue 11'a11h chap cho c10n

khi co duoc th6a thuan v~ phan dinh.Trong thoi gian n~1Y mo: ben khCmg durrc

phep thay dbi nguyen trang hay de doa h00C sir clung VlI luc. [\6 rang Iii vice

Trung Quoc ha d~t gian khoan trong vung bien tranh chap cia vi pharn cac

nguyen t~c cua luat phap quoc t6. Nhung van ban ncu quan di0111 chinh thirc cua

Trung Quoc da huy hoai truo'ng hop pluip ly cua minh b5ng each cho rang luat

phap quoc t~ la khong phil hop. Van ban tuyen b6:

Tuy nhien nhiing vung bie"n /1(7Y se khcJng boo gic'y 11'0' tlianh l'img diu: qlllJn

kinh ttl va thdm ll;Jc aia ciia Vi¢t Nam Ice' ca khi {1j7 dung hefl k.l' nglll/en le~c nao

cua ludt phap quoc td vao vice phan dinh.

Dai sir cua Trung Qu6c aOxtraylia Ma Tri~u IIt'IC (!c1ng, g()P \~j() chi0n dic

chi~n tranh thong tin cua B~c Kinh qua vi~c nh~c 10i lo'i bi¢n he) (ren trong 1l1()1

bai bao dang 6 trang 2 cua Bao The Allstralion. ()ng MB bi¢n minh r~ng khu v~re

tranh chAp chua h~ duQ'c phan dinh va "bAt k0 nguyen 1~e n~l() eua lu{11 ph~ll'

qu6c t~ se duQ'c ap d~ll1g thi nhu'ng vung bi0n nay cling sc kh6ng b~10 gio' (l"(l'

thanh Vlll1g d~c quy~n kinh t~ va th~m 1~IC dla cua Vi¢1 Nam",

SUo d\lng lu~t phap quac t~ va tang cll'irng IW'P t{le

Van ban quan di~l11 chinh tht'rc Clla Trung Qu6c d¢ 1rtnh TCmg Thu k)' Lien

hQ'p qu6c cfrn duqc cac thanh vien cQng d6ng Clu6c t~ ncu m, V~l c(mg c1(\ng n~1Y

dang quan ng~i tru6c cang th~ng dang tang Icn giLi'a Trullg Ou{)C V~l Vi¢t Nmll

va tac dQng co th~ clla no dbi v6i an ninh khu v~re. NhCrng CjU(\c gia n~1Y c() the

yell cfru dua v~n d~ nay I'a HQi d6ng Bao an.

10

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H{Ji '/tito qlu]c Ii: ~'Ho(/Jlg S{I- Truong Sa: ,r.;{l' t11~t tjell sii"

Trung Quae khong duoc phep theo duoi chi~n tranh thong tin nh~m d~ co

no b5ng ca hai each - luu hanh van ban quan diem cua Trung Quoc tai Lien hop

qU(~C d0 chung minh ban chAt nghiem trong cua tranh chap vci Viet Nam va bac

bo co ch~ trong tai cua Lien 11911 quoc. My va Uc nen hai thuc cho mot tranh

luan tai HQi dong bao an Lien hop quoc. Nhat Ban va cac cuong quoc bi~n khac

co IQ'i ich trong sir on dinh cua Bi~n Dong nen tham gia.

Trung Quac co the se bi 6' VaG vi th~ khoug d~ chju lcl chang lai bAt ky mot

cuoc tranh lu~n nita trong 1-1Qi dong Bao an va phai loai bo ca g~ng cua minh

muan sir dung no Iire cho cac muc dich tuyen truyen, hoac Trung Quac se bi dat

VaG tinh th~ phai phu quyet b5t ky mot giai phap nao xuat phat nr tranh luau

trong I1Qi dong Bao an chi trich hanh dQng ella Trung Quac trcn Bi~n Dong.

C0ng dong quae t~ thong qua Lien hop quoc se yeu cAu Trung Quoc rut gian

khoan va doi tall ra khoi vi tri hien tai.

Tranh chap hi~n nay v~ quyen chu quyen trong cac vung bi~n xung quanh

quan dao Hoang Sa chi co th~ duoc giai quyet song phirong giCra Viet Nam va

Trung Quoc dua tren lu~t phap quoc t~ bao g6m UNCLOS. Viet Nam can tranh ') , , ,

1 '" 1 ........ rt-'" - r ::1-"'." 1 1 1·) , ••-J....,r ~"iuan mann me orem nay trong cac trao Cl01 cap cuinn pnu VOl t rung \juoc,

Viet Nam nen van dong Hi~p hoi cac uoc Dong Nam A to ra manh hon

trong SV' ung hQ cua ASEAN cho viec giai quyet tranh chap tren co So' lu~t phap

quoc t~ va khong de doa hoac Slt' dung vii luc.

Cac nuoc ASEAN can tiep tuc cung Trung Quoc thea duoi viec thirc hicn

Tuyen ba v~ cach t.'rng Xlr clla diC ben 6 Bi~n Dong nam 2002 (DOC) va mQt B()

Quy titc t.'rng xlr cho f3i~n Dong (COC). Tuy nhien cfm ILru y r5ng cac nwc tieu

eLla ASEAN huo'ng tai COC v6i Trung Quac co th~ khong d~t dll'Q'c trong tuO'ng

lai gAn. Ti~n trinh COC da dfln d~n s~r chia re trong n0i b0 ASEAN va chia re

trong nhu'ng mro-c ASEAN eo yeu Sacll. Vi~c Trung Quae kh~ng djnh "chi"t

Cluy2n khong tranh dii" d(~i v6i Bi~n Dong va s~r qua quy0t vb ChLl quy~n gAn

day mang tinh xam luC)'e khong luang tnro-c, va vi~c Sll' d~ll1g tau qW:ln s~r va may

b~\y hi~n nay la tr6 ng?i chinh cho vi~c quan Iy cac gia tri bi0n chung trcn Bi~n

Dong. Ova tren s~r phat tri~n nay, cac mro-c ASEAN nen d~r thilO va phe cl1U5n

mQt I-li~p lI'o-C v2 Quy titc lrng XLI' cho cac lQ'i ich bi~n chung eLla D6ng Nam A. S~r bao dam cho cae gia trj bi~n chung cua khu v~rc 13 khong the ehia se va lu?t

phap quac t~ la ph6 quat. Nh5m phM tri~n cac Hi~p lI'o-C v~ Quy titc lrng xlr, cac

quae gia rieng bi~t cAn giai quy~t cac tranh ch5p lanh t6 va tranh ch5p tren bi~n 11

Page 26: Thayer Vietnamese/English Versions of Da Nang Conference Paper

voi nhau. Thea thuan g~n Gay giira Indonesia va Philippines v6 phan dinh ranh

gioi bien trong vung Celebest va Mindanao 1<'1 mot vi du tC)1. l-licp uO'C v~ Quy

t~c ling xu cho cac loi ich bien chung siS tang cirong su thong nh5t va dCmg

thuan trong ASEAN, tang cirong kha nang tu tri trong khu vue Vel vai tro trung

tam cua ASEAN trong cAu true an ninh khu vue. Hi¢p uoc v~ Quy telC ung XLI'

trong kim V\l'C se baa h<.1111 gia tri bien chung trong khu vue Dong Nam A then

mot each thirc giong nhu Khu vue hoa binh, W do va trung 1(11) ( 1971 ), Ilicp urrc

Than thien va Hop tac (1976) va Hi9P iroc Dong Naill A khong C() Vll khi hat

nhan (1995) va duoc 1116 eho su tham gia cua cac d6i rae d6i thoai CU<.l

ASEAN.I.

12