10
Surface Science 282 (1993) 323-332 North-Holland surface science The preparation and characterization of ultra-thin silicon dioxide films on a Mo( 110) surface Xueping Xu and D.W. Goodman * Department of Chemistry, Texas A&M University, College Station, TX 77843, USA Received 9 September 1992; accepted for publication 30 October 1992 Ultra-thin silicon dioxide films have been deposited on an oxygen-covered Mo(ll0) surface at room temperature by evaporating silicon in an oxygen background (- 1 X 10W5 Torr). The growth mechanism and structural properties of the 50, films were characterized with temperature programmed desorption, Auger electron, electron energy loss, and infrared reflection-absorption spectroscopies. The interaction of oxygen with Mo010) was also investigated. The SiO, films grow a complete first layer before the growth of bulk film at room temperature. The gas phase precursor for the SiO, film is SiO, produced by oxidative etching of silicon. The as-deposited SiO, films are proposed to consist of short-ranged networks of [SiO,]. Upon annealing to 1400 K, the small networks of [SiO,] fuse together, with the films assuming the electronic and bonding structures of vitreous silica. The SiO, films are thermally stable up to 1600 K with stability increasing with film thickness. At high temperatures, silicon dioxide is reduced by the MO substrate to form volatile SiO and MOO,. 1. Introduction There is a growing interest in the study of oxides using surface science techniques [l], par- ticularly since oxides are widely used as catalysts and catalyst supports. Investigating the surface properties of oxides using the surface science approach, however, presents serious experimental difficulties related to sample mounting, sample heating and charging problems due to their insu- lating properties. Using thin films of oxides grown on a metal substrate circumvents many of these problems [l]. In addition, the interfacial proper- ties of oxides and metal substrates themselves are of considerable interest. For example, it is well known that the catalytic properties of a metal can be altered by the interaction of the metal and the oxide support 121. Silicon dioxide is one of the most widely used * To whom correspondence should be addressed. supports for metal catalysts thus, the interactions between silica and metals are of considerable interest [3]. There are few examples of studies of ultra-thin silicon dioxide films on metal surfaces; most studies have focused on metal oxides, such as TiO, [4], FeO, [51, AlO, [631 and MgO [7]. The interaction of ultra-thin silicon dioxide films with metals has been studied by the oxidation of sili- con-containing platinum foil and Pt(ll1) [8,9]. The nucleation and growth of silicon monoxide films have been investigated on tungsten and rhenium crystals with field-emission microscopy [lO,ll], however, silicon dioxide was not included in these early studies. We have previously reported that a thin stoi- chiometric silicon dioxide film can be prepared by depositing silicon onto a relatively cool Mo(ll0) substrate (N 100°C) in an oxygen background (N 1 x 10e5 Torr) [12]. In this paper, we investi- gate further the silicon dioxide growth mecha- nism, the interaction of the film with the sub- 0039-6028/93/$06.00 0 1993 - Elsevier Science Publishers B.V. Ah rights reserved

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Page 1: The preparation and characterization of ultra-thin silicon dioxide

Surface Science 282 (1993) 323-332 North-Holland surface science

The preparation and characterization of ultra-thin silicon dioxide films on a Mo( 110) surface

Xueping Xu and D.W. Goodman * Department of Chemistry, Texas A&M University, College Station, TX 77843, USA

Received 9 September 1992; accepted for publication 30 October 1992

Ultra-thin silicon dioxide films have been deposited on an oxygen-covered Mo(ll0) surface at room temperature by evaporating silicon in an oxygen background (- 1 X 10W5 Torr). The growth mechanism and structural properties of the 50, films were characterized with temperature programmed desorption, Auger electron, electron energy loss, and infrared reflection-absorption spectroscopies. The interaction of oxygen with Mo010) was also investigated. The SiO, films grow a complete first layer before the growth of bulk film at room temperature. The gas phase precursor for the SiO, film is SiO, produced by oxidative etching of silicon. The as-deposited SiO, films are proposed to consist of short-ranged networks of [SiO,]. Upon annealing to 1400 K, the small networks of [SiO,] fuse together, with the films assuming the electronic and bonding structures of vitreous silica. The SiO, films are thermally stable up to 1600 K with stability increasing with film thickness. At high temperatures, silicon dioxide is reduced by the MO substrate to form volatile SiO and MOO,.

1. Introduction

There is a growing interest in the study of oxides using surface science techniques [l], par- ticularly since oxides are widely used as catalysts and catalyst supports. Investigating the surface properties of oxides using the surface science approach, however, presents serious experimental difficulties related to sample mounting, sample heating and charging problems due to their insu- lating properties. Using thin films of oxides grown on a metal substrate circumvents many of these problems [l]. In addition, the interfacial proper- ties of oxides and metal substrates themselves are of considerable interest. For example, it is well known that the catalytic properties of a metal can be altered by the interaction of the metal and the oxide support 121.

Silicon dioxide is one of the most widely used

* To whom correspondence should be addressed.

supports for metal catalysts thus, the interactions between silica and metals are of considerable interest [3]. There are few examples of studies of ultra-thin silicon dioxide films on metal surfaces; most studies have focused on metal oxides, such as TiO, [4], FeO, [51, AlO, [631 and MgO [7]. The interaction of ultra-thin silicon dioxide films with metals has been studied by the oxidation of sili- con-containing platinum foil and Pt(ll1) [8,9]. The nucleation and growth of silicon monoxide films have been investigated on tungsten and rhenium crystals with field-emission microscopy [lO,ll], however, silicon dioxide was not included in these early studies.

We have previously reported that a thin stoi- chiometric silicon dioxide film can be prepared by depositing silicon onto a relatively cool Mo(ll0) substrate (N 100°C) in an oxygen background (N 1 x 10e5 Torr) [12]. In this paper, we investi- gate further the silicon dioxide growth mecha- nism, the interaction of the film with the sub-

0039-6028/93/$06.00 0 1993 - Elsevier Science Publishers B.V. Ah rights reserved

Page 2: The preparation and characterization of ultra-thin silicon dioxide

324 X. Xu, D.W. Goodman / Ultra-thin silicon d~oxide~l~ on Mo(llf?)

strate, and the effects of post-annealing on the properties of the SiO, films. Because of the oxy- gen background, the Mo(lf0) surface is saturated with oxygen during the SiO, deposition, there- fore, the interaction of oxygen with Mo(ll0) is also described.

2. Experimental

These experiments were performed in two ul- trahigh vacuum chambers. One chamber is equipped with a Perkin-Elmer double pass CMA for Auger electron (AES) and electron energy loss (ELS) spectroscopies, a UTI quadrupole mass spectrometer (QMS), and an electron optics for low energy eiectron diffraction. The second chamber is equipped with AES, a QMS and a Mattson Cygnus 100 FTIR spectrometer for IR single reflection-absorption spectroscopy (IRAS) studies. In the ELS studies, the primary electron beam was 100 eV and the spectral resolution was 0.5 eV. A 2000 eV electron beam was used for AES. In the IRAS studies, a 4 cm-’ resolution was used.

The Mo(l10) substrates were mounted on ma- nipulators capable of cooling to 90 K and heating to 2200 K. The Mall101 surface was cieaned by heating in oxygen at 1200 K and flashing to 2200 K in vacua. The crystal temperature was mea- sured with a (W-5%Re/W-26%Re) thermocou- ple spot-welded to the back of the crystal. Resis- tive heating was used for heating up to 1500 K, electron beam heating was utilized for heating to 2200 K. The heating rate varied from 5 to 50 K/s.

The silicon evaporation source was made of a small silicon strip ( - 1 X 1 X 3 mm) taken from a high purity silicon wafer and wrapped with a tantalum heating wire. After thorough outgassing of the evaporation assembly, a silicon film was deposited onto the Mo(ll0) substrate, positioned - 4 cm away from the source. The silicon film

was determined to be pure within the AES detec- tion limit (- 1%). In addition, the Si(LW, 91 eV) signal intensity was identical across the sur- face, demonstrating the uniformity of silicon flux. Research purity oxygen (99.997%, Matheson) was used without further purification.

3. Results and discussion

3.1. Temperature programmed desorption of oxygen from h4dllO~

Oxygen adsorption on Mo(l10) has been previ- ously studied by AES and LEED [13,14]. No TPD studies of this system have been reported; how- ever, studies of the oxidation of Mo(100) and Mo(ll1) at high temperatures and the TPD for O/Mo(lOO) and O/Mo(lll) have been reported [15]. These investigations have shown that molyb- denum oxides are formed during the high tem- perature oxidation of Malt) and Mo(lllf.

Fig. 1 shows the TPD spectra of various masses from an oxygen-covered Mo(l10) surface pre- pared by adsorbing 160 langmuir (10s6 Torr * s>

MOO’ (m/q=112)

600 800 1000120014001600180020002200

TEMPERATURE (K) Fig. 1. Temperature programmed reaction spectra for oxygen on Mo(ll0). The oxygen was adsorbed at 1000 K and the exposure was 160 L. Heating was via electron bombardment

and the heating rate was non-linear, S-50 K/s.

Page 3: The preparation and characterization of ultra-thin silicon dioxide

X. Xu, D. W: Goodman / Ultra-thin silicon dioxide films on Mo(llO) 325

of oxygen at 1000 K. Product desorption features are observed at - 1400, 1600, 1800 and 2100 K (fig. 1). It is notewo~hy that both MOO, and (MOO,), desorption features were observed for this particular oxygen coverage, suggesting that the molybdenum substrate has been oxidized to molybdenum trioxide at 1000 K. Other products were monitored up to m/q = 300. Those ob- served to desorb concurrently within the 1400 K peak were m/q = 288,272,256,144,128,112 and 96, corresponding to Mo,O,+, Mo,Of , Mo,O:, MOO:, MOO;, MOO+ and MO’, respectively. These ions are att~buted to the fragmentation of (Moo,), and MOO, in the mass s~ctrometer, based on their identical desorption profiles within the 1400 K peak.

Both molybdenum trioxide monomers and dimers are beheved to desorb at N 1400 K during TPD, since the peak temperature and lineshapes of the Mo,O&+ and MOO: desorption features within this temperature range are somewhat dif- ferent (fig. 1). The desorption of molybdenum trioxide is consistent with the previous studies of the high temperature oxidation of Mo000) and Mo(l11) [15]; however, in these studies the

molybdenum trioxide dimer was not observed. The difference in these two experiments may be due to the different MO crystal orientation, the specific oxygen coverage, or simply to the fact that the higher masses might not have been moni- tored in the previous studies.

Only the monomeric species, MOO,, desorbs in the TPD feature at - 1600 K (fig. 1). Ions of the molybdenum trioxide dimer, Mo206, were not detected at - 1600 K. In addition, the line- shape and peak temperature of the MOO:, MOO:, MOO+ and MO+ feature are identical, suggesting that these ions are derived from either one species or one process. MOO, is a Layered compound with orthorhombic symmetry. The MOO, and (Moo,), desorption peaks at - 1400 K are attributed to the desorption of MOO, mul- tilayers noting that the intensity of these features increases with oxygen exposure. The - 1600 K MOO, feature likely corresponds to desorption of the MOO, monolayer, since the intensity of this feature saturates with an oxygen exposure of - 80 L (fig. 2).

Molybdenum dioxide (MOO,) is also desorbed in a broad peak between 1700 and 2000 K. In this

x10 2L x10

600 1000 1400 1800 2200600 1000 1400 1800 2200

TEMPERATURE (K) Fig. 2. Temperature programmed reaction of oxygen on M&110) as a function of oxygen exposure at 1000 K. The oxygen exposures

are 2,.5,20,40,80, 120 and 160 L, respectively. Only the MOO; and MOO; signals are shown.

Page 4: The preparation and characterization of ultra-thin silicon dioxide

326 X. Xu, D. W. Goodman / Ultra-thin silicon dioxide films on Mo(ll0)

temperature range, there are no signals arising from MOO, or Mo,O, (fig. 1). The small signal of MOO+ (m/q = 112) above 1700 K is likely due to

the fragmentation of MOO, in the mass spec- trometer. The desorption of metallic molybde- num accounts for the increasing signal of MO+

above 2000 K (fig. 1). The temperature programmed reaction spectra

of oxygen on Mo(ll0) strongly depend on oxygen

exposure at 1000 K (fig. 2). At low oxygen expo- sures (< 2 L), gaseous MOO, is not formed whereas MOO, is desorbed at - 2000 K. Upon an increase in the oxygen exposure to 5 L, MOO, desorption appears at 1700 K and the MOO, desorption saturates. A further increase in the oxidation exposure (20-40 L) results in a new MOO, desorption feature at 1600 K. At high oxygen exposures (> 80 L), Mo,O, desorption is observed with its desorption intensity increasing with oxygen exposure. These data suggest that a molybdenum trioxide film is formed upon expo- sure of Mo(ll0) to sufficient oxygen (> 80 L) at 1000 K, whereas only chemisorbed oxygen (or low oxidation state molybdenum oxides) are formed at low oxygen exposures.

Exposing Mo(ll0) to oxygen at room tempera- ture does not lead to deep oxidation. The oxygen uptake quickly reaches saturation at 300 K, and the TPD for saturation oxygen at 300 K is similar to the TPD for 2 L oxygen adsorbed at 1000 K. Therefore, during the preparation of SiO, film at room temperature in - lo-” Torr oxygen, the molybdenum substrate is saturated with oxygen, but is not further oxidized.

3.2. Preparation of SiO, thin j&m on Mo(ll0)

Silicon dioxide films were prepared by evapo- rating silicon onto the Mo(ll0) substrate at room temperature in oxygen ambient (Poxygen 2 4 x

lo-’ Torr). Fig. 3 shows the Auger electron spectra for the silicon and silicon oxides films prepared with various oxygen background pres- sures. The AES features for silicon and silicon dioxide are distinctive: one main feature at 91 eV corresponding to the silicon LVV transition and several features at 76, 63 and 59 eV correspond- ing to silicon dioxide [16,17]. In addition, an Auger

, SiO 2

1. L ~~ ~I----

55 105 155 205

Si(LVV) 91 ev

KINETIC ENERGY (eV) Fig. 3. Auger electron spectra for thin films of silicon and

silicon dioxide on Mo(ll0) prepared by evaporating silicon at an oxygen partial pressure of (A) 0 Torr, (B) 1 x lo-” Torr, and (C) 4x lo-” Torr. The substrate was at 300 K during

deposition.

feature at - 85 eV has been observed for a SiO species on platinum [S] and on silicon [18]. For oxygen background pressures < 1 X 10e6 Torr, significant silicon and silicon dioxide are present in the films (fig. 3b), evidenced by two major Auger features at 91 and 76 eV. The feature at 91 eV is attributed to the reduced silicon whereas the features at 76, 63 and 59 eV are characteristic of silicon dioxide. An increase in the oxygen pressure leads to an increase in the relative amount of silicon dioxide. A pure silicon dioxide film is formed when the oxygen pressure is > 4 X

lop6 Torr (fig. 3~). The Auger electron spectrum for the SiO, film is identical to the spectrum of bulk SiO,. A further increase in the oxygen pres- sure does not noticeably alter the film composi- tion, that is, the Auger ratio of the OWLL) and Si(LVV) features remain constant.

Page 5: The preparation and characterization of ultra-thin silicon dioxide

I I 4 6 8 10

OXYGEN PRESSURE (p Torr) Fig. 4. The SiO, deposition rate at 300 K as a function of the oxygen background pressure. The relative rate was deter-

mined with Auger electron spectra.

The Auger spectrum shown in fig. 3c also suggests that the silicon oxide films are stoichio- metric (SiO,). The presence of SiO (silicon monoxide) in the silicon oxide films can be ruled out on the basis of the absence of the Auger transition at - 85 eV characteristic of SiO [8,181. Other silicon-oxygen species, such as “Si,O” and “Si203”, are not likely formed, since these species do not exist as stable compounds; they have only been proposed to exist at the Si/SiO, interface [19,20]. Furthermore, the electron energy loss and IR spectra of the SiO, films are consistent with bulk silica.

The gas phase precursor to the SiO, film is a gas-phase oxygen-containing silicon species (likely SiO), not gas-phase silicon. The relative growth rate of the SiO, film increases linearly with re- spect to the oxygen pressure (in the range of (4-10) x 10e6 Torr) (fig. 4). If only silicon were to be evaporated, the evaporation and deposition rate should not depend on the oxygen pressure at an identical source temperature. On the other hand, the rate of oxidative etching of silicon by oxygen to yield gaseous SiO is first order in the oxygen pressure at low pressures 1211. It is known that gaseous SiO can be produced by silicon oxidation at elevated temperatures and low oxy- gen pressures [21,22]. High oxygen pressures ( > 2

mTorr) will cause thermal oxidation of silicon to silicon dioxide [21]. In addition, SiO, films have been prepared by laser ablation of a SiO target in an oxygen atmosphere [23]. Further oxidation of SiO to SiO, may occur on the Mo(ll0) surface.

Supporting evidence for gaseous SiO serving as the precursor to the SiO, films is the fact that silicon dioxide films can be made at a substrate temperature as low as 100 K. Thermal oxidation of silicon requires temperatures near 1000 K. Cycles of depositing silicon at 300 K for less than one monolayer followed by exposure to oxygen (1000 L) at - 600 K does not produce a silicon dioxide film. At an oxygen pressure less than 1 X 10e6 Torr, Si evaporation competes with SiO formation/desorption, such that a film contain- ing both silicon and silicon oxide is formed (fig. 3b).

3.3. temperature ~rogrffmmed reaction of SO, ferns on ~o{l~O~

Temperature programmed reaction spectra of silicon dioxide films show that silicon dioxide is reduced by the molybdenum substrate to produce volatile silicon monoxide and molybdenum oxides at - 1700 K (fig. 5). Reaction products were monitored up to m/q = 300 while heating the crystal. Four ions of molybdenum oxides: m/q = 96 (MO+), 112 (Moo+), 128 (MoO,t) and 144 (MOO:), and silicon monoxide (m/q = 441, are desorbed at the same peak temperatures and with identical lineshapes. No MOO, desorbed from a surface without silicon prepared with the same oxygen exposure, demonstrating that the evolution of molybdenum oxides from SiO,/ Mo(ll0) is due to the oxidation of the Mo(ll0) substrate by SiO,. The relative intensities of the m/q = 96, 112, 128 and 144 desorption features agree with those features desorbing from a thin MOO, film (fig. 11, suggesting that only the MOO, species is produced from the reduction of the SiO, thin films. Only a small amount of volatile silicon dioxide (m/q = 60) is produced in the 1700 K peak. The m/q = 44 signal observed at - 1700 K is due to SiO+, rather than CO:, since the reaction of surface carbon and oxygen pro- duces carbon monoxide below 1300 K. Further-

Page 6: The preparation and characterization of ultra-thin silicon dioxide

328 X. Xu, L3. W. Goodman / Ultra-thin silicon dioxide films on Mo(l IO)

more, no carbon signal was detected with Auger electron spectroscopy for the SiO, films.

The evolution of volatile silicon monoxide and molybdenum trioxide from an ultra-thin SiO, film on Moulton is rate-limited by the reduction pro- cess. molybdenum oxide itself desorbs at N 1400-1600 K (fig. 11, a temperature signifi- cantly lower than the reduction temperature. Sili- con monoxide has a vapor pressure of - 2 x lo-’ Torr at 1000 K 1241. In addition, the peak temper- ature and lineshape for the SiO and MOO, evolu- tion are identical, demonstrating that SiO and MOO, are produced in the same step. The driv- ing force for this reduction reaction is the forma- tion of volatile products.

The SiO evolution and the stability of the SiO, films strongly depend on the film thickness. At low SiO, coverages (< 1 monolayer), the peak

_-_-.._-

TPD, SiO,iMo(llO) n

J L SO+ (m/q-44)

SO,’ (m/q=60) A

~ Mo’ (m/q=961

A II

MOO’ (miq=112)

Moo,’ (mlq=144) I -_J.--..J_._----l

, ) &

600 800 1000 1200 1400 1600 1800 2000

TEMPERATURE (K) Fig. 5. Temperature programmed reaction spectra for - 1 monolayer SO, on Mo(llO). Heating was via electron bom- bardment, and the heating rate was varied between 5 and 50

K/s.

temperatures of SiO and moIybdenum oxides (monitored at m/q = 961 increase with SiO, cov- erage but with overlapping leading edges (fig. 61. At high SiO, coverages, both the leading edges and the peak temperatures shift to higher tem- perature, suggesting a higher thermal stability for thicker SiO, film. The peak temperature of SiO evolution is at 1630 K for 0.2 ML SiO, on MoCllO), and shifts to 1700 K ftr 1 ML SiO,. For a very thick SiO, film (- 200 A), the desorption product commences at 1900 K for SiO, 2000 K for SiO, (gas), and 21.5’0 K for MOO,. Thus thick SiO, films are relatively much more stable. The initial SiO and SiO, evolution for the very thick SiO, films is attributed to evaporation of silica. The much higher temperature of MOO, evolution than SiO is probably due to the fact that the reaction product at the SiO,/Mo interface is confined below the thick silica layer.

Temperature programmed reaction of SiO,/ Mo(ll0) is sensitive to film impurities which in- duce new desorption features. For a surface con- taminated with carbon, desorption of both SiO and SiO, are observed at N 1300 K along with the production of carbon monoxide. When the film contains silicon, SiO desorption is also ob- served below 1400 K. It is known that carbon and silicon are able to reduce silicon dioxide to car- bon monoxide and silicon monoxide at elevated temperatures [243. Incorporation of metal impuri- ties, such as tungsten, also introduces new des- orption features. In addition to the main SiO peak at 1700 K, a small SiO peak is observed at 1500 K in the TPD when a small amount of tungsten is incorporated into the silicon oxide films. The SiO, films can become contaminated with tungsten, for example, when using a tung- sten wire to heat silicon in oxygen since tungsten oxide has a relative low evaporation temperature. In these experiments, a tantalum heating wire was used to heat the silicon source.

3.4. SiO, film growth mechanism and coverage determination

The plot of the Auger intensities of Mo(186 eV) and Si(76 eV> peaks with respect to deposi- tion time (fig. 7) suggests that sihcon dioxide

Page 7: The preparation and characterization of ultra-thin silicon dioxide

X. Xu, D. W. Goodman / Ultra-thin silicon dioxide films on MofllO) 329

SO’

z (m/q=44)

I I I I I I I I I

1400 1500 1600 1700 1800 1400 1500 1600 1700 1 DO

TEMPERATURE (K) Fig. 6. Temperature programmed reaction for SiO,/Mo(llO) as a function of SiO, coverage. The 90, coverages are 0.2, 0.4, 0.6,

0.8 and 1.0 monolayer, respectively. Only two ions, SiO+ and MO+ (for molybdenum oxides), are shown.

grows either via Frank-van der Merwe model (layer-by-layer) or Stranski-Krastanov model (3D growth after formation of one or more complete

+ Si (76 eV) 0

o MO (186 ev) E -1 g_ s

a

$ -2

E

-3 I

0 2 4 6 8 10 12 14 16

Time (minute)

+ I 2 4 6 8 10 12 14

Time (minute) Fig. 7. The Mo(186 eV) and Si(76 eV) Auger peak-to-peak intensities versus SiO, deposition time at 300 K. The inset is the semi-logarithmic plot of the Mo(186 eV), (signal normal- ized to the oxygen-covered MdllO) without SiO, deposition)

versus deposition time.

monolayers) on a Mo(ll0) substrate at room tem- perature [251. The silicon was evaporated in 4 x

lO-‘j Torr oxygen and the MO substrate was held at room temperature. Although there is not a unique fit to the Auger data, a break in the slopes can be seen at - 4 min of deposition. This break probably corresponds to a monolayer of silicon dioxide, suggesting two-dimensional initial growth.

Auger breaks are more difficult to define for oxide-on-metal systems than for metal-on-metal systems [ll. The attenuation of the Mo(186 eV) intensity is also approximately exponential with respect to the deposition time (see the inset of fig. 7). A fit for the Mo(J86 eV) Auger data yields a growth rate of - 1 A/min for this particular condition, using a mean free path of the 186 eV electron in vitreous silica as - 5 A [26,27]. There- fore, a - 4 A thick film corresponds to one monolayer of SiO,. No LEED patterns were ob- served for the SiO, monolayer on Mo(llO), thus its detailed structure remains to be determined.

In section 3.1, we have shown that molybde- num trioxide dimer will desorb from heavily oxi- dized Mo(ll0) at a relatively low temperature (- 1400 K, fig. 1). Deposition of SiO, blocks (MOO,), desorption, thus the intensity of

Page 8: The preparation and characterization of ultra-thin silicon dioxide

330 X Xu, D. W Goodman / Ultra-thin silicon dioxide films on Mo(1101

0 i 2 3 4 5

SiO, DEPOSITION TIME (minute) Fig. 8. The integrated (Mo03& temperature programmed

desorption peak at 1450 K versus SiO, deposition time. The

Mo(l10) was pre-adsorbed with 1000 L oxygen at 1000 K

before SiOz deposition. The substrate was at 300 K during

deposition.

(MOO,), desorption should be proportional to the uncovered surface area. Fig. 8 shows that the integrated peak area of (MOO,), desorption from SiO, partially covered O/Mo(llO) (1000 L oxy- gen at 1000 I(> decreases linearly with SiO, depo- sition time, demonstrating that SiO, grows two- dimensionally for the first layer on oxygen-covered Mo(ll0). The SiO, deposition time for a full monolayer corresponds to that for the first Auger break in fig. 7. This two-dimensional growth mechanism contrasts the growth mode for SiO, on Pt(lll), where it has been proposed that SiO, forms three-dimensional clusters [9]. This differ- ence may be due to the growth conditions; the SiO, on Pt(ll1) was prepared by annealing a silicon contaminated Pt(ll1) in oxygen [9].

3.5. Effect of annealing on the 50, film properties

Although the SiO, films are stable up to 1600 K, the films undergo significant structural change upon annealing. Fig. 9 shows the electron energy loss spectra (first derivative) for the silicon diox- ide films annealed to 350, 800 and 1200 K. The ELS features for the SiO, films annealed to 1200 K are identical to those of vitreous silica. Vitre- ous silicon dioxide exhibits optical excitations at 10.3, 11.8, 14.0, 17.0 and 22-23 eV (281. In addi-

tion, electron energy loss features at 10, 12, 14, 17, 20 and 23 eV have also been reported for thermally grown silicon dioxide on a silicon sub- strate 129,301. The ELS for the 1200 K SiO, films shows features at N 10, 12, 14, 17 and 20 eV (fig. 9). These ELS features are attributed to inter- band transitions in silicon dioxide whereas the 23 eV feature is due to a bulk plasmon excitation [31].

The silicon dioxide films prepared without post-annealing exhibit additional ELS features at _ 5 and 7 eV (fig. 9). These features are at- tributed either to silicon suboxide f30,321 or to broken Si-0 bonds in [SiO,] tetrahedra ]331. The fact that the 5 and 7 eV features disappear upon annealing to 1200 K is consistent with these fea- tures being due to broken Si-0 bonds in [SiO,] units, since there are no volatile products below 1200 K. Defect-free vitreous silica consists of [SiO,] tetrahedra connected by oxygen bridges to form a long range 3D network. Thus the - 5 and 7 eV ELS features indicate a substantial quantity of broken Si-0 bonds, suggesting a less extensive network of [SiO,].

The intensity of the ELS features at 5 and 7 eV significantly decreases with heating, and com- pletely vanishes after annealing to 1200 K. There- fore, the silicon dioxide films undergo structural

SiO,ih8o[i 10)

1

\

17 14 12 30.5 ev i

I

25 20 15 lb 5 0

ELECTRON ENERGY LOSS (eV)

Fig. 9. Electron energy loss spectra (first-order derivative) for a _ 50 A silicon dioxide film on Mo(ll0) annealed to 3.50, 800

and 1200 K, respectively.

Page 9: The preparation and characterization of ultra-thin silicon dioxide

X Xu, D. W. Goodman / Ultra-thin silicon dioxide films on Mo(ll0) 331

SiO,/Mo(llO) r

1252 cm-’

4

I I I I

0 1400 1300 1200 1100 1~00

FREQUENCY (cm“) Fig. 10. Infrared reflection absorption spectra for a - 50 w silicon dioxide film on Mo(ll0) annealed to 350, 700, 1000,

1200 and 1400 K, respectively.

re-organization during annealing, which reduces the density of broken Si-0 bonds and increases the long range 3D network of SiO,.

IR reflection-absorption spectroscopy (IRA9 of silicon dioxide films on Mo(ll0) further illus- trates the structural changes which occur upon annealing (fig. 10). For a thin film with a thick- ness much less than the IR wavelength, the con- ductive metal substrate eliminates the absorption of the transverse-optical (TO) modes without re- ducing the absorption of the longitudinal-optical (LO) modes [34]. Since, the IRAS of the SiO, thin film on Mo(100) probes the LO modes, the IR reflection spectra are different than those obtained with transmission IR absorption spec- troscopy, which probes primarily the TO modes [35,36]. Fig. 10 shows the IR absorption band associated with the asymmetric stretch motion of the Si-0 bonds. The IR absorption features asso-

ciated with local vibrational motion of the sym- metric stretching (N 810 cm-‘) and rocking (N 460 cm- ‘) modes for vitreous silica were not accessible due to the CaF, windows.

The IRAS data in fig. 10 show that the SiO, films annealed to 1400 K have a structure similar to that of fused quartz. Two absorption features are apparent for the SiO, film annealed to 1400 K: one feature at 1252 cm-’ and one unresolved shoulder at 1160 cm-’ are in excellent agreement with the longitudinal-optical modes of fused quartz [37]. Silica has two asymmetric stretching modes in this wavenumber regime, AS,, corre- sponding to in-phase motion of adjacent oxygen atoms, and AS,, corresponding to out-of-phase motion of adjacent oxygen atoms [37]. The LO modes are at 1256 cm-’ (AS,) and 1160 cm-’ (AS,), and the TO modes are at 1076 cm-’ (AS,) and 1200 cm-’ (AS,) [37,381. The TO modes were not observed in the IRAS.

The broad asymmetric peak centered at 1178 cm-’ for the unannealed SiO, film suggests a bonding structure markedly different from fused quartz, consistent with the ELS results which show broken Si-0 bonds in the [SiO,]. Further- more, the increase in the peak frequency with annealing temperature for the SiO, films sug- gests some ordering of the SiO, film upon heat- ing. The AS, and AS, modes for silica are cou- pled due to disorder in the SiO, 137,381. The AS, mode is optically weak in crystalline a-quartz and its intensity increases with a concomitant de- crease in the AS, intensity in amorphous silicon dioxide [37]. Therefore, the increase of the inten- sity at 1250 cm-’ and the decrease of the inten- sity at 1160 cm-’ strongly indicate that the SiO, film becomes structurally more ordered with heating.

4. Conclusion

Thin stoichiometric silicon dioxide films can be deposited on a relatively cool Mo(ll0) substrate ( < 1OO’C) by evaporating silicon in a low pressure oxygen background (N 1 X lop5 Torr). The growth of the SiO, film on the oxygen-covered Mo(ll0) at room temperature proceeds with a

Page 10: The preparation and characterization of ultra-thin silicon dioxide

332 X Xu, D. W. Goodman / Ultra-thin silicon dioxide films on Mo(1 IO)

complete monolayer followed by either layer-by- layer or three-dimensional growth. The gas-phase precursor for the SiO, film is gaseous SiO, which is produced by low pressure oxidative etching of a heated silicon surface in oxygen.

The SiO, films deposited at room temperature are amorphous and contain a substantial amount of broken Si-0 bonds in the [SiO,] units of vitreous silica. The low temperature films are proposed to consist of short-ranged networks of [SiO,]. Upon post-annealing, the broken Si-0 bonds in the SiO, film are mended such that the [SiO,] units are fused into long range networks. After heating the SiO, films to 1400 K, ELS and IRAS show the films to have electronic and bond- ing structures very similar to vitreyus silica.

Relatively thin films (< 100 A) of SiO, on Mo(ll0) are stable up to 1600 K. At tempera- tures higher than 1600 K, silicon dioxide is re- duced by the molybdenum substrate to form volatile SiO and MOO,. A very thick SiO, film (> 100 A> is stable up to 1900 K.

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