Thermal Analisys Pharmaceuticals

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    Chemical & Analytical Development

    Thermal Analysis and Combinedtechniques in pharmaceutical

    industry

    D. Giron, Chemical and Analytical Development,Novartis Pharma Basel

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    Content

    Introduction

    Single compounds, example salt forms

    Characterization of Solid state and examples of combinedtechniques

    DSC purity determination

    Study of polymeric excipients

    Examples of use for Drug products

    Determination of freezable water GMP: examples of standards for calibration of DSC

    Quantitation Example of validation of TG

    Sensitivity DSC Determination of amorphous content

    Quantitation in drug products

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    Overview of pharmaceutical process

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    Drug substances and excipients

    Identification, melting, thermodynamic data Single techniques: DSC, calorimetry, TG, TMA

    Polymorphism

    Investigation, choice of the salt form, manufacture, control

    of crystallization, drying, milling, batch control

    DSC, solution calorimetry, microcalorimetry, sub-ambient

    DSC, TG, Variable temperature spectroscopy (IR, NMR,

    Raman, X-ray), Thermomicroscopy, IR, Raman-

    thermomicroscopy, TG-IR, TG-MS, DSC-X-ray, DTA-TG

    Raw materials: storage conditions DSC, TG, water sorption-desorption isotherms with

    combined X-ray diffraction , or with microcalorimetry

    Amorphous state

    Temperature Tg and influence of moisture, excipients DSC, MDSC, TG, TCS

    Quantitation DSC, microcalorimetry

    Purity

    Raw materials: purification, stability DSC

    Stability

    Thermal decomposition, kinetics, compatibility, stability DSC, TG, TG-MS, TG-IR, microcalorimetry

    Polymers

    Characterization, miscibility, control, stability DSC, TG, TMA, DMA, TG-MS, TG-IR, MDSC

    Drug products

    Physical interactions, phase diagrams DSC

    Process optimization: solid dispersions, solid solutions,

    microspheres, modified release, lyophilisates

    DSC, DSC-spectroscopy, DSC-X-ray, thermomicroscopy

    IR, Raman, Electronmicroscopy

    Drug products: control of processes, granulation, mixing,

    milling, tabletting, spray-drying, kneading, melting,lyophilization

    DSC, solution calorimetry, microcalorimetry, sub-ambient

    DSC, TG, Variable temperature spectroscopy (IR, NMR,Raman, X-ray), Thermomicroscopy, IR, Raman-

    thermomicroscopy, TG-IR, TG-MS, DSC-X-ray, DTA-TG

    Melting point of liquid formulations Sub-ambient DSC

    Identification, quantitation DSC, TG

    Water interaction in gels, creams, polymers DSC, sub-ambient DSC, DSC-microscopy, DSC-X-ray,

    DSC-TG, Electronmicroscopy

    Characterization hydrated phospholipid bilayer DSC, microcalorimetry

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    Chemical & Analytical Development

    Combined techniques

    DSC or microcalorimetry and TG sensitive but notspecific.

    Spectroscopic and cristallographic informations

    Lack of melting point (decomposition)

    Solid transformation may have too small energies

    Influence of impurities on melting point

    Influence of amorphous on melting enthalpies

    Dehydration/Hydration studies in situ, no artefact

    Combined DSC/TG, DSC/Hot stage microscopy,

    DSC/IR or Raman microscopy, DSC/X-ray DVS/X-ray, TG/MS, TG/IR, TG/GC

    Use of microcalorimetry

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    Chemical & Analytical Development

    Determination of melting point and melting enthalpy,

    example different salts

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    Chemical & Analytical Development

    Solid State/Definitions

    Polymorphism is the ability of a compound to

    crystallise into different crystalline states. Polymorphsshow the same properties in the liquid or gaseousstate but behave differently in the solid state.

    Pseudo-polymorphism: a new compound is formedbetween volatile solvent => solvates, hydrates.

    The amorphous state is a non-ordered random solidsystem.

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    Chemical & Analytical Development

    Energy diagrams

    Enantiotropy Monotropy

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    Chemical & Analytical Development

    Polymorphism and Kinetic, as examplified by DSC curves

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    Reversible enantiotropic transition

    Tolbutamide: reversibility followed by DSC and temperatureresolved X-ray diffraction

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    Monotropic exothermic transition followed by X-ray

    diffraction, IR and Raman

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    Oxybuprocaine hydrochloride

    Oxybuprocaine HCl has two forms enantiotropically related. The

    transformation of the high melting form in the stable form in solid state

    is kinetically hindered.

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    Oxybuprocaine hydrochloride. XRD before and after the endothermic peak B =>A

    B ->A 150oC

    Form B

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    Characteristic Form A Form B Form B Form C Form D

    DSC onset 111 oC - 128 oC 118 oC 109 oC

    Melting enthalpy J/g 93 981) 92 89 65

    Transition heat J/g

    Temperature

    - 6

    108- 112 oC

    - -

    Weight loss by TG

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    Chemical & Analytical Development

    Manufacturing solid phases in situ using DSCExample of propyphenazone

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    Chemical & Analytical Development

    Solution microcalorimetry H transition = HAsol - HBsol

    H transition by Solution microcalorimetry = 9.7 kJ mol-1

    H transition by DSC= 10.4 kJ mol-1

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    Chemical & Analytical Development

    Phase diagrams of solvates/Hydrates

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    Examples of DSC/TG of solvates

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    Solvates / Hydrates

    Influence of experimental conditions

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    Solvates. Use of TG-MS and

    temperature resolved X-raySolvate -> C

    DSC

    TG

    m = 46

    C -> A

    Melting A

    170C

    125C

    40C 40C

    125C

    170C

    Solvate -> C

    C ->A

    m = 58

    Melting ADSC

    TG

    Ethanol solvate

    Acetone solvate

    Acetone solvate Ethanol solvate

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    Water sorption/desorption combined with moisture-X-ray diffraction

    Hygroscopicity and polymorphs Solvate => hydrate not tightly bound

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    Thermogravimetry and discrimination between hydrated

    forms

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    Tetracaine. HCl

    Relationships between all forms

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    Use of combined TG-IR for the study of Aspartam

    Step 1: dehydration, Step 2: cyclisation with loss of methanol

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    Degradation demonstrated by combined

    techniques

    TG-MS Temperature resolved X ray

    BA

    Melting A

    Degradation

    lactam + water

    DSC

    m = 18

    Loss of

    water

    185C

    150C

    120CB

    A

    lactam

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    FT-IR in heating cell

    Degradation in lactam form B form A

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    Interpretation of DSC,TG by TG-MS and

    Temperature resolved X-ray and IR

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    DSC and ist use for quality control

    Comparison of quality of a rawmaterial of synthesis

    Comparison of a ney synthesis

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    Detection of instability by DSC: sample stored at

    different temperatures and humidity

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    Determination of freezable water by sub-ambient DSC

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    Study of hydrates by sub-ambient DSC combined with TGand X-ray diffraction

    Sub-ambient DSC => freezable water, TG => total water

    a) DSC of drug substance b) DSC of drug substance at 92%RH

    c) DSC of drug substance suspended in water

    Calculation of bound water: 3.5%, monohydrate: 3.5%

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    Study of polymers and behaviour in drug products

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    Phase diagrams of solid dispersions withpolyethylenglycols

    Darodipine, same curves,

    independently on the manufacture

    Influence of the manufacture: new

    polymorphic form by co-melting procedure

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    Identification of polymorphs

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    Dissociation of an hydrochloride salt into the

    base in a gelatine capsule

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    Examples of standard substances used for

    calibration of DSCCertified substances Onset T (C)

    certificateStandardSubstance

    H (J/g)

    Iodobenzene -31.3 Naphthalene(80.2C)

    148.6

    H2O 0.0 Benzil (94.7C) 112.0

    4-Nitrotoluene 51.5 Benzoic acid(80.2C)

    147.2

    Biphenyl 69.3 Biphenyl (69.3C) 120.4

    Naphthalene 80.2 Diphenylacetic acid(146.5C)

    146.9

    Benzil 94.7 Indium (156.6C) 28.7

    Acetanilide 114.0 Tin (231.9C) 60.2Benzoic acid 122.1

    Diphenylacetic acid 146.5

    Indium 156.6

    Anisic acid 183.1

    2-Chloro-anthraquinone 210.0

    Tin 231.9

    Anthraquinone 284.5

    Lead 327.5

    Zinc 418.9

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    Example of validation of thermogravimetry

    Precision METTLER TGA-850With autosampler

    PERKIN-ELMER TGA-7Manual

    Batch 87902 Heating rate 20 K/min Heating rate 20 K/min

    Relative standard deviation, srel 3.2 % 2.1%Number of determinations, n 9 7

    Absolute standard deviation, sabs 0.063% 0.040%

    Mean value: 1.97% 1.93%

    Individual values (%): 2.02, 1.94, 2.03, 2.00, 1.99,

    1.98, 1.99, 1.96, 1.82

    1.94, 1.90, 1.93, 1.94, 1.86, 1.99,

    1.92Influence of heating rate

    5 K/min 2.13% (n=1)

    10 K/min 2.05% (n=1) 1.99% (n=1)

    20 K/min 1.97% (n=9) 1.93% (n=7)

    Accuracy comparison of methodsTG at 20 K/min, n = 19 1.97 %

    Water Karl Fischer 2.03 %

    Solvents GC Not detectable

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    Sensivity of DSC catalysis

    ex:

    initial: appr.1%1 day 50 oC : 10% B

    D t i ti f h t t

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    Determination of amorphous content

    DSC: linearity r = 0.99, LOD= 1%X-ray: linearity r = 0.99, LOD= 5%

    C i f X /DSC

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    Theoreticalamount (spiked)

    Found X-ray Found DSC

    13.6% 18% 21%

    19.7% 18% 21%

    29.2% 21% 26%49.6% 46% 47%58.5% 54% 50%

    79.4% 80% 74%

    Samples Found X-ray Found DSC

    1 97% 79%2 91% 71%

    3 92% 90%4 84% 64%

    5 83% 85%

    6 73% 82%7 60% 27%

    8 24% 27%

    Comparison of X-ray/DSC

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    Use of microcalorimetry for the determination of amorphous content

    Under high water vapour, the Tg of amorphous substancesdecreases and crystallization is followed by isothermalmicrocalorimetry

    Transformation confirmed by X-ray diffraction

    Limits of 1% or less easy to attain

    Temperature, RH level, amount of analyte to be optimized

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    Quantitation in drug product by DSC

    Product Active ingredient % of theoretical value

    Capsule

    Capsule

    Capsule 10 mg

    50 mg

    Doliprane tablet

    Haldol tablet

    Pellet batch 1

    Visken tablet

    Drug substance

    Mannitol

    Drug substance in

    development

    Paracetamol

    Haloperidol

    Saccharose

    Pindolol

    98.0 % (n = 10)

    97.1 % (n = 1)

    98.2 % (n = 1)

    100.0 % (n = 1)

    101.0 % (n = 1)

    94.0 % (n = 10)

    100.1 % (n = 1)

    98.0 % (n = 1)

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    Aknowledgment

    Miriam Bellus

    Thomas Buser

    Stephanie GarnierChristiane Goldbronn

    Michael Mutz

    Sabine Pfeffer

    Philippe Piechon

    Philippe Schwab

    Gerard Sippel

    Flora Zamman