I. 'L_Ret.11.2002

____ _.

REPOtfi

Date ___ _

PQSIDON NAME OF ORGAN1ZATION/EN'1Tl'Y

PMTIES AND TERMS

SQURCE AND IYl'E

Cl C.ll

-Ci

QRQSS lNQQME

FINANCIAL DISCLOSURE f rtReqaired b y th e Ethics

0 Nomina1ioo.

II. AGREEMENTS. (Rep«ting individual cmJ:y; aoe PP· 14-16 or filing inslruct.ions)

NONE . (Noreportablenan-invcstmautirwomo.)

Govenunent Ar.t of 1978 s u.s.c. app. H 101-111)

. AQ-10

Calendar Year 2003

1. Pecsoo Rqioriing (Last name, First name, Middle initiol) 2. Court or Organir.ation

Lake, Sima<m.T . United States District Court

4. Td.lo (Article_ill 1udge& indicate amive or 1cmior status; S. Roport'I'ype ( imck appropriate type)

3. Date of Report

4127/2004

6. bporting Period nlAJlistrat.e judgos indicate till!· or part-time)

Date 1/1/2003 U.S. District Judge (Actiw) ·

to0 Initial 1213lfl003

7. Chamben or Office Addre&s 8. Onibo basis of the infoanation co.ntained in this Report-and any modffic!\tions pertainingthereto, it is, inmy op.inion, in compliance

United States Courthouse with applicablel&ws and regulations. 51S Rusk Aveaue, Room 9535

Houston, Texas 77002

IMPORT ANT NOTES: The imlruolicms accompanying this faan must be followed Compkto all parts, chocking'tho NONE box ftr eadi part wlure yon have no reportable infaonatiaa. Signonlast page.

L POSITIONS. (Reparting individual caly;-pp. !ll-13 otfiling instmoticms)

D NONE - (Norep«tablepositions.)

1. Tnist#l

NONE - (Noreportal>leagroemen1a.)

1.

...... =

::: ?J ('"') :;:: rn , ..,., =-

o- -< 0 (/:·= 1c'.P" rnuJ -::::0:::: ("11 < a> 'J> rn-:ir--nIll NON-INVESTMENT INCOME.(RDpcrti.ngindividual and spouse; see pp. 17-24 l,ffiling instruct.ions) .. 0

uJ -1

rri

""1u. not SJIOlllds)

1.

DESCJlll'TION

SOURCE PESCRJPTION

QB'RDITOR DESCRimON YALPEOODE

;! i "

FINANCIAL DISCLOSURE REPORT Name of PorsonReportmg

Lab, Si!Mon T

IV. REIMBURSEMENTS- ttanspodatioo. lodging, rood, entmtaintnent.

(Jncludea lhoseto°ipoore and dcpendellt abildren. See pp. 2S-27 of .instlucti011S.)

l!ll NONE- - (Nosucb.rei,ortablcrcimborsemcrrts.)

SOURCE

1.

V. GIFTS. - Qnaludea 1boso to spouse and depcmdcot tlbildrm. See pp. 2s-31 of instructions.)

h!l NONE - (No such rq>Ortahle gi&.)

1.

Dito ofR.epart

4/27l2004

Vl LIABILITIES. (J:ncb:idas those of &pOllllO and dependent dlildn!ll. See pp. 32-34 of inatrucnom.)

l!ll NONE - (No ieportable liabilities.)

1.

A.

R.ant

E

Dividmd

Dividend

Dividend

j{J:Dt CIXCll1pt {2) (3)

Glin Ca&l

1.

Intal · (IRA)

(2) (S)

FJNANCIAL DISCLOSURE REPORT Name ofPCll'Oll. Reporti11g Date of Report :Page 1 of5 Lab, Simeon T 4127 004

VII. 'INVESTMENTS and TRUSTS - inoome. vahl=. !llmscalions (uv::ludcr.s llmso afthe spauso and dependent children. Soc pp. ?.4-57 of filing .)

B. c. D.-Inccme d1lriDg Grouvalue at md of i?mlSldil'IJlll dmingn:pcring period

Delcriptim of Assets teportlng period nopartin& period ( lrUSt arsell) (1) (1) (2) (1)

Idcnlityof (4)- Place "(X)' &ft.or each uset mtempt .Amllunt {e-i . Value Value 'fype {e.g. Date:Typo Valve

d[v. JeD1. arWm prior Uisclosure Code2 W.rilbod buy, sen. Mmth-Codol Codc2 buyahell11r. -Code3 :merpr, Dlly(A-H) int.) (J-P) (if private (1.P) (A-'H)(Q-W) mdarq>tioo) tnmaclicn)

DNONE (NoRpOllllbloinccmD, asscb, ortransactiom)

nmtalpropcrtylll-Hous,. TX D M w

2. nmtal property #2-Hous. TX B Rant M w

3. nmtal propa:ty #3-Hous. TX .

c Rant K w

4. propcaty, Washington Cnty, TXpurch in am for 72,321

A Rcat L R

s. Bank<>.na Account A Interest 1 T

6. Enon Common Stock : - . --

Dividend Pl T - · ·

7. SBC Comm. Common Stock A Dividend K T

8. Wells Fargo Bank Account A Interest 1 T

9. Royalty Inlanist. Waabiogt.an Cowliy, Texaa D Royalty K w

10. Luocat Tech., Inc. Cammon 8tocX Nam 1 T

11. Mmill.Lyndi. Mcmay Mkt Acct (IRA) A Interest K T

12. SBC Comm. Common Stock. (IRA} B K T

13. Novartis ADR Common StoQk. (IRA) A K T

14. IBM Carp. Common 8tocX (IRA) A L - T

lS. GcmraJ. meceric Cotp. (IRA) A Dividend 1 T

16. A Dividcod K T

A Dividend J T17. Synpata AG ADR (IRA)

NODll J T18. Palm, Inc Com (IRA)

- --

Trmt#l

0)

Type

Dividend

(I) ('2) If zram

Gain

Day

sold

buy

J

T

24.

33.

3 Com Carp. (IRA)

FiNANLIAL DISCLOSURE REPORT Date of Report NllDle of PmllOll Roporti11g Page2 ofS Lab. Sim&lan T 4t:27f.2004

VII. ·INVESTMENTS and TRUSTS-incoma. value, transcat.ions (includes dl!)llC oflhe llpOIJSe and deperulcnl. children. Soe pp. 34S1 offilingioarndiana.)

A. B. c. D. Inccmc during Gross valDD It md aC Tnmlcticm during lllpOl1irigperiocl

DescripUon o{ /usdJ tqXJrting period tqXXtingperiod(includingtrust mets)

- not aicanpt ('2) (1) (2) (3) (4) (S)

Placo •cxr after each asset Amount (o.g. Value Value 'IJpe (e.g. Dato: Value Idctu.ity rif from mar diacio:1urc CodDl div. ront. or Ccide2 Method buy,aall, Month- Code2 Codcl bnyar/sclle:

-

- (A-H) illr.) (J-P) C*3 . (1-P) {A-H) {.ifptivatcnidl:mpLial) (Q:.W) tnmaction)

19. Nono J T

20. Nestlo Carp. ADR (IRA) A Dividend K T

21. Airl>OXDD FJ:Cigbt Common Stock (IRA) A 08/18 K A

22. Dr. Reddy'a.Lab ADR (IRA) A Dividend K T

23. Freda. Inc. (IRA) A Di.vidmd K T

Johnson & Iohmonlnc. (IRA) A Dividend K T

2.5. Proc:tcr & Gamblo Inc. (IRA) A Divideod K T

26. WashingtanMulual loo. (IRA) A DividaDd K T

27.

28.

29.

Mi.Clroaoft (IRA)

ABX Air loo. (IRA)

U.S. Treu. Nate 01/lS/07 20,000 (IRA)

A

A

Dividend

None

Int.arest

J

J

K

T

T

T

apin-off

buy

07/09

08/18

01/02

J

J

K

30.

31.

32.

-AT&T Common Stock

-SBC Camm. CommOl1 Stock

A

B

Dividend

Dividend

J

K

T

T

34.

-E:rtd. Fmrgy, Inc. Common Stock A DividaDd T

-LDoeat Tcc:h.. Inc. Common Stock None J T

3S. A Dividend sold 07/10 K A-Gillelto Co. Cammml Stock

A Dividcod K-HewldtPld.ard Co. CGmmonStoak. 36.

48.

- - --

(1) (2)

Dividend

Di.vidmd

1IWFI'.

(2)

lf.D.Ot axanptman.........,.....,

(3)

- ·-

(4) (S) Gain

E

41.

43.

45.

47.

(e.g.

(1)

"fype (e.g. Dal.a:

FiNANlIAL DISCLOSURE REPORT Date of Report

Page 3 of5 4/2712004

A. D. c. D. - !ncome Gross value at eod of 'liansactims p«iod

DCl!lm:iptionofAsleb reportins period n:partil)g periCld (mcludingtrust asse1$)

-(1) (2)

P'iace '{X)' after each met mcompt .lium prior diaclosure

Value Vr.luc Valoc Idenlilym Code2 Code I lmyer/wcllar

Amount Typodiv. real.. ar

-Ccide2 Method buy, sell, Month-Codcl

(A·H) int.) (I-P) Code3 Day (Q-W) I1ldamp&iori)

(J.J>) (A-H) (ifpav.tc trlmilctim)

37. -Meaill. Lynch_ Money Markot Allot A K. T

38. -Southwest Aidinas Common Stock A Dividend L T

39. -Apple Computer Inc. Common Stock Nono K T

40. -Agilent. Tcah.. Inc. Nono J T

-AT&T Wirdcss C<w:p. Nono J T

42. -Comcast Corp. None

-BristolMyera Squib Co. Inc. B Dividand L T

44. -Pfizer Ino. A Di.vidmd K. T buy 02110 K

Dividmd K. T 07/10 K.-Microsoft A boy

46. Merrill Lynch Monoy Fund B L T

A Dividmd K T

T aold OS/OS K

Gcnmal Eloctric Common Stock

Oracle Corp. Cmnmcm Stock Nono K

49. A Dividend ] TSBC Comm. Common Stodc

A Dividend J T so. Abbott Laba Common Stock.

SI.

S2.

Hewlett Packard Co. Com StocC-.fomiat.y Compaq

Computer Corp

lntol Corp. Common Stoc:k

A

A

Dividend

Di.vidmd

J·

L

T

T

S3. IBMCorp. Com.man St.ode A Dividend K T

S4. Sun. Microsystems c.ommon Stock None ] T sold 04/'l& ] A

· -

r

D.

(1) (1) 1f D:Dlll WIM:IOlllR

(2) (3) (4) (5)

-

If-

K

pmtialsale

57.

65.

70.

71.

(2)

FINANCIAL DISCLOSURE REPORT Namo of PenJOD. R.cporling Date ofReport age4 ofS Lake. Simeon T 4127.12004

VIl. INVESTMENTS and TRUSTS- Uwame. value. lmllscaliam (includca lboae oflhc 1pOURe and ilepeaiW cbildia'I. See pp. 34-57 nffilinginswctions.)

A. D. c. -

l'ncc:me durimg Grosa value It imd of 1Iansacticm durina: i:epmtiDg periodDcscriptian of haels tepOding period rq>artins pariOO (includingtnist assets) (1) (2) not GKClllpt

- P1- "(X'f aftecollCl:i a$SClt amnpt lilllD prior diaclOisure

Amoullt Codel (A-H)

'fypo (o.g. -div. JCll1. ar int)

Value Code2. (1-P)

Value MBlhod Cadc3 (Q-W)

1 (e.g. buy, eoll, map:. nx1mrlption)

Date: Mcm!h-Day

Value Codc2 (J-P}

Gain Cadol (A-ti)

ldcrd.il.yof buyer/lleller (Jfptintctnmactim)

SS. Dell Computer Cup. Common Stock None K. T sold D.m8 K. E

56. Ridiardson, TXHospital Authority Bond A lntenlst J T

Tlllst#2

58. -Exxon Omp. Common Stock F Dividend Pl T

59. -Meuill Lynah Monoy Fund A Dividend J T

60.

61.

-Abbott Laba Common Stock

-Tellaba, Inc.

-- -·

A Dividond

None

J

J

T

T aold 04128 J A

62. -cisoo Syatcms, Ino. None 1 T

63. Home Depot Inc. Common Stock A D.ividmd K T

64. Luccmt TeQbnologim Inc. Common Stock NODll J T

Pfizer Inc. Common Stock A Dividalld K. T

66. CiBOO Systcma Inc. Cammon Stoak. None K. T aold 04128 K. D

67. SdiieriDg Plouglt Commau. Stock A Dividmd J T

68. Vodafonli CoJ:p. PLC Common Stock A Dividmd K T

69. Nokia CoJ:p. A Dividaod T

72.

Timo Warner Jng,.fmmerly Amarica Ouline, m None T

Amgen.Inc. None K. T 03/13 K D

Tyco Intcma1ianal A Dividend 1 T

(1) (2) (1) If mnn mscJOSUill

CJ) (4) (5)

Description of /wetJI reporting period

Codc2 (J-P)

75.

76.

FINANCIAL DISCLOSURE REPORT Name of Pinon Rcporting Date of Report Lake. Simeon T 412712004Page 5 of 5

B. c. D.A. liuxmm i:lmq- Grau value et end of 1'ramWiCCIS dming pcriodreportina period (including bust MSCts)

- notmmnpt(1) (2) (2)

Placo "(X)" after each &Aot mmnpt Value Value Type (e.g. Ama.m:t Typo (e.g. Date: Iclentityof buyar/sollm

Value Gain. . C<>dti2.liurn prim discio.urc Mlmth -buy, ac1l, MethodCodol div. rml..ar Codol .

int.) (J..P) Codc3 mecga'. Day(A-H) nxlcmptian)(Q-W) (ifprivotc transaction)

(A-H)

Nono J T73. AVlllltimmunatla'lpeuWa

041'28 1None 1 T sold A74. Ouidan1 Corp.

04/'28 JNono 1 T sold AJDS Uniphase Corp.

A Dividend J TNASDA.Q-100 Trost

Name ofPcrs<. Repcrting Date ofRcport FINANCIAL DISCLOSURE REPORT

VIII. ADDmONAL INFORMATION OR EXPLANATIONS (lndicat.epartofReport.)

SECTION VII

- PAGEl-

Lines S-9 - BankOJ!ll, Exxon. SBC. Wells Faigo, and Royall.y Interest were atpage l, lirics 6-11, raspectivaly, on 1he 2002 report.

LiM 10 - Wcent Tech: W1111atpap3, Iine S 1 on 1he 2002 report

Lins 11-18-Meaill1:ynch. SBC Comm., Novartis. IBM. Gemnl Electric, Intol, Syngi:m1a. and Palm. Inc were at page l, lims lS 1brough 18; and page 2, 1im:s 19 fhr'ougb. 22, nispeotively, on 1he 2002 rcpart.

PAGE2

Lines 19-26 - 3 C:om Colp., Nestle Corp., Froigbt. Dr. Reddy'& Lab, Freda, Inc., Jabnsan & Johnson, Proder & Gamble, and Washington Mutual "MR

at page 2, linos 23 thro1lgh 30, resprictiYely, on 1he 2002 report.

Line 27 -Microsoft. (IRA) is a now Cllllry.

Line 28 -ABXAir Inc. (IRA) ia a now eatiy.

Line 29 - U.S. Tresa. Note is anew amry.

Lines 30-33 -Tmllt #1, AT&T, SBC Cormn., and EXDe1 Bntrgy were at page 2, lincs 31 through 34, nispectivcly, on the 2002 report.

Lines 34-36 - Luoc:at Tedi., Gilldto Co., and Howlett were atpage 3, linea 371hrough 39, reapegtivdy, on 1he 2002 report.

PAGE3

Linea37-41-Mmi11.Lyndi, SouthMatAirlims, appleCcmputcr, AgilentTcdi., and AT&T W"uelcas were atpage3, lines 40tbiwgb.4,resp . on1he 2002 report.

Lines 42-43 - ComcastandBriatan Mycn wme at page 3, Jines 46 and 47, mpectively, anthe 2002 i:eport.

Line 44 - PJizor JIKl. is anew adry.

Line 45 - Miaoloft is a new mtry.

Line 46 - MmiD. Lynch oombiMs page 3, lino 52 wifh page S, linc 7S of1he 2002 report.

Linas 47-48-Gmenl.EleClric and Oracle Carp. were at page3, lims 53 and 54, respectively, an1he2002report.

Lines 49-54-SBC Comm.. Abbo1t Laba, HowlSt Packard, Intel Colp., IBM Caip., and Sun Miaosystmns ware atpage 4, linea SS througll 60, tellpCIQlivdy, an

1he 2002 report.

PAOE4

Lines SS-66-Dell Computer.Ridwdlan. TIC, TIU8t#2, Exxon Carp., MaaillLynab, AbbottLabs. Tllllam, Cisco Systama.HomeDcpot, LucmtToahnologies, Pfi7.cr Jno.. ml Cillco Systam ware at pap 4,linas 61 through72, rospciativaly. m 1he 2002 report.

Lines 67-68 - Sc:hcring PlCJPghand Vodafone COip MR at page S, Jines 73 and 74, respectively, an1he 2002 repod..

Line 69 - Nokia C«p. was atpage S, lino 76 m 1he 2002 report.

Line 70 -Timo Wart.llliC- at page S, lim 77 mthc2002 report.

Lines 71-72 -Amgm.and Tygowme at page S, lin8878and79,nispoctively,on1he 2002 report.

PAGES

Lines 73-75 - Avantlmnumalberapeutics. Guidant, and IDS Uniphase were atpage 5, lincs 80through82,respectively, onthe 2002 report.

Line 76 - NASDAQ-100 was at page S, line 84 an 'the 2002 report.

s

Financial Commlttee on Disclosure

Administrative Office of the United States Courts

Suite 2-301

Name of'PClllOilReporting Date of Report Fil�ANCIAL DISCLOSURE REPORT

Lake, Simoon. T 41.27f.2004

IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children. ifany) is accurate. troe. and complete to the best of myknowledge and belief. and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have beeD. reported are in compliance with the provisions of 5 U.S.C. § 501 et. seq .• 5 U.S.C. § 7353. and Judicial Conference_

--

resrolations.

NOTE: ANY INDIVIDUAL WHO KNOWINGL y AND WILFULL YF ALSlFIES ORF.AILS TO FILE nns REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCnONS (5 U.S.C. app. § 104)

Fn..JNG lNSTRUCTIONS

Mail signed origiDa1 and 3 additional copies to:

One Columbus Circle, N.E.

Washington. D.C. 20544