45
TONG CONG TY DAU T11 LONG HOA XA HOI CHiJ NGHIA VI tT NAM VA KWH DOANH VON NHA NUOC DO hip - Ty do - Hanh phtic s6:0g8 /DTKDV-DT2 Ha Nov, ngay,,2 0 2 thong 10 nom 2018 QUYET DINH Ve viec ban hanh Quy the clau gia ca 16 co plilin cua To zng cong ty tau to va kinh doanh von nha nu.oc tai Tong cong ty co phcin Xucit nhap khdu va xay dung Viet Nam TONG DOC Can cu Lug doanh nghi8p 2014; Can cir Lust chimg khoan 2006 va Lug &Cra doi, bO sung mot so dial cua Lug chung khoan 2010; Can cu Nghi dinh s6 151/2013/ND-CP ngay 01/11/2013 cua Chinh phu v" chdc nang, nhi8m vu va the hog d6ng cua Tong cong ty Dau to va kinh doanh von nha mrac (SCIC); Can cu Nghi dinh s6 147/2017/ND-CP ngay 25/12/2017 dm Chinh phu v8 sira d6i, b6 sung snot so diL cua Nghi dinh 151/2013/ND-CP ngay 01/11/2013; , Can cu Nghi dinh s6 148/2017/ND-CP nay 25/12/2017 Chinh phu ve Dieu 18 to chdc va hog d6ng cua Tong cong ty Dau tu va kinh doanh von nha mac; Can cu Quy6t dinh 1001/QD-TTg ngay 10/7/2017 cua ThU Wong Chinh phu ve vi8c phe duy8t phtrong an sap xe'p, phan loai doanh nghi8p cua T6ng cong ty DA.0 tu va kinh doanh von nha ntrOc den nom 2020; Can cu Quy6t dinh s6 72/QD-DTKDV.HDTV ngay 31/8/2017 cua H6i dong thanh vien ve vi8c giao phu trach Ban Giam d'Oc va nhan so nguoi dai din theo phap lug dm Tong cong ty Dau tu va kinh doanh von nha nuoc; , Can cu Nghi quye't s6 229/NQ-DTKDV.HDTV ngay 01/10/2018 dm. H6i &Ong thanh vien Tong ding ty Dau tu va kinh doanh von nha nuov ve phuong an ban co phan cua SCIC tai Tong cong ty co phan Xuat nhlap khau va xay dting Vi8t Nam; Can cu Nghi quy6t so 246/NQ-DTKDV.HDTV ngay 18/10/2018 cua H6i citing thanh vien Tong cong ty Dau to va kinh doanh von nha nuorc ve Quy the ban cldu gia c6 phAn va cong bo thong tin ban von cua SCIC tai T6ng cong ty co phAn Xudt nhSp lchdu va xay dung Vi8t Nam; QUYET DTNH: Dieu 1: Ban hanh kern theo Quy6t dinh nay Quy ch6 ban &du gia, ca 10 c6 phan cua Tong cong ty Dau va kinh doanh von nha nu& (SCIC) tai Tong cong ty co phan Xuat nhap khau va xay dkrng Vi8t Nam (Vinaconex), sau day g9i tat la "Quy cite". Dieu 2: Quy ch8' nay ap dpng d6i voci vi8c t6 chirc thvc hiL ban d'Au gia ca 10 254.901.153 c6 phAn s& hau cua SCIC tai Vinaconex (chi6m 57,71% von diL 18 Vinaconex) tai Soy Giao dich chimg khoan Ha N6i.

TONG CONG TY DAU T11 LONG HOA XA HOI CHiJ NGHIA ......2018/10/24  · TONG CONG TY DAU T11 LONG HOA XA HOI CHiJ NGHIA VItT NAM VA KWH DOANH VON NHA NUOC DO hip - Ty do - Hanh phtic

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Page 1: TONG CONG TY DAU T11 LONG HOA XA HOI CHiJ NGHIA ......2018/10/24  · TONG CONG TY DAU T11 LONG HOA XA HOI CHiJ NGHIA VItT NAM VA KWH DOANH VON NHA NUOC DO hip - Ty do - Hanh phtic

TONG CONG TY DAU T11 LONG HOA XA HOI CHiJ NGHIA VItT NAM VA KWH DOANH VON NHA NUOC DO hip - Ty do - Hanh phtic

s6:0g8 /DTKDV-DT2 Ha Nov, ngay,,202 thong 10 nom 2018

QUYET DINH Ve viec ban hanh Quy the clau gia ca 16 co plilin cua Tozng cong ty

tau to va kinh doanh von nha nu.oc tai Tong cong ty co phcin Xucit nhap khdu va xay dung Viet Nam

TONG DOC

Can cu Lug doanh nghi8p 2014;

Can cir Lust chimg khoan 2006 va Lug &Cra doi, bO sung mot so dial cua Lug chung khoan 2010;

Can cu Nghi dinh s6 151/2013/ND-CP ngay 01/11/2013 cua Chinh phu v" chdc nang, nhi8m vu va the hog d6ng cua Tong cong ty Dau to va kinh doanh von nha mrac (SCIC);

Can cu Nghi dinh s6 147/2017/ND-CP ngay 25/12/2017 dm Chinh phu v8 sira d6i, b6 sung snot so diL cua Nghi dinh 151/2013/ND-CP ngay 01/11/2013;

, Can cu Nghi dinh s6 148/2017/ND-CP nay 25/12/2017 Chinh phu ve Dieu 18 to chdc va hog d6ng cua Tong cong ty Dau tu va kinh doanh von nha mac;

Can cu Quy6t dinh 1001/QD-TTg ngay 10/7/2017 cua ThU Wong Chinh phu ve vi8c phe duy8t phtrong an sap xe'p, phan loai doanh nghi8p cua T6ng cong ty DA.0 tu va kinh doanh von nha ntrOc den nom 2020;

Can cu Quy6t dinh s6 72/QD-DTKDV.HDTV ngay 31/8/2017 cua H6i dong thanh vien ve vi8c giao phu trach Ban Giam d'Oc va nhan so nguoi dai din theo phap lug dm Tong cong ty Dau tu va kinh doanh von nha nuoc;

, Can cu Nghi quye't s6 229/NQ-DTKDV.HDTV ngay 01/10/2018 dm. H6i &Ong thanh vien Tong ding ty Dau tu va kinh doanh von nha nuov ve phuong an ban co phan cua SCIC tai Tong cong ty co phan Xuat nhlap khau va xay dting Vi8t Nam;

Can cu Nghi quy6t so 246/NQ-DTKDV.HDTV ngay 18/10/2018 cua H6i citing thanh vien Tong cong ty Dau to va kinh doanh von nha nuorc ve Quy the ban cldu gia c6 phAn va cong bo thong tin ban von cua SCIC tai T6ng cong ty co phAn Xudt nhSp lchdu va xay dung Vi8t Nam;

QUYET DTNH:

Dieu 1: Ban hanh kern theo Quy6t dinh nay Quy ch6 ban &du gia,ca 10 c6 phan cua Tong cong ty Dau va kinh doanh von nha nu& (SCIC) tai Tong cong ty co phan Xuat nhap khau va xay dkrng Vi8t Nam (Vinaconex), sau day g9i tat la "Quy cite".

Dieu 2: Quy ch8' nay ap dpng d6i voci vi8c t6 chirc thvc hiL ban d'Au gia ca 10 254.901.153 c6 phAn s& hau cua SCIC tai Vinaconex (chi6m 57,71% von diL 18 Vinaconex) tai Soy Giao dich chimg khoan Ha N6i.

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PH6 TONG G OC U TRACH

/ TONG

K DR‘U Ti

DO

VON NH:: CON()

Dieu 3: Quye't dinh nay có hieu hyc thi hanh to ngay 1c$,.

Ban Giam diSc, cac don vi va ca nhan co lien plan trvc thuOc SCIC, cac clam vi to van va tham dinh gia, cac (tai l5T chao ban, To chirc thvc hien (tau gia, Hoi (tong (tau gia, cac to chirc, ca nhan co lien quan khac chiu trach nhiem thi hanh Quyet dinh

Nal nhein: - /Vit dieu 3; - Ccic TV HDTV; - Ban Gicim clOc: - Kiem soar vien: - NDD von SCIC tai Vinaconex; - Cac Ban: TCKT, QLRR; - Ltru: VT, DT2.

KT. TONG GIAM DOC

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QUY CHE DAU GIA CA LO CO PHAN C11-A TONG CONG TY DAU TU' VA KINH DOANH VON NHA NtrOC TAI TONG CONG TY CO PHAN

XUAT NHAP MAU VA XAY DUNG VICT NAM

(Ban hanh kern theo QuyAt dinh seging422thangdOnam 2018

ceia Ring cong ty Deitt to va Kinh doanh von Nhel way)

CHIrONG

QUY DINH CHUNG

Dieu 1 Pham vi dieu chinh

1.1. Quy the nay quy dinh viec dAu gia ca 18 nham tim kiem cac /\Tha dau to de thirc hien ban 254.901.153 c6 phieu T6ng C8ng ty c6 phAn XuAt nhap khAu va Xay dung Viet Nam (sau day g9i la c6 phieu "VCG") thu'6c so htru Nha mac ma T6ng cong ty DAu ttr va Kinh doanh von nha nuac (sau clay g9i tat IA "SCIC" va/hoA'c "Ben chuyen nhuang") la dai dien h9p

phap, va thuc hien giao dich th6a thuan ngoai san giao dich chirng khoan, thong .qua Trung tam Luu kSr Chimg khoan Viet Nam.

1.2. Dgt dau gia nay khong phai la dat phat hanh/chao ban c6 phieu cua doanh neliep de huy dOng von trenthi trtrOng sa cap, Sac Giao dich chirng khoan Ha N6i khong có nghia vu cong b6/thong bao toi Nha dau tu. -ye tinh hinh doanh nghiep va cac thong tin lien quan den doanh nghiep; lchong thirc hien phan tich, hay dua ra bAt kj/ y kian danh gia nao voi ham Sr dam bao gia tri cua c6 phieu. Co phieu VCG ducyc chao ban theo thirc te/thvc tang hog Ong kinh doanh, tinh hi/1h tai chinh cua doanh nghiep tai thai diem chao ban. Mirc gia. thi thieu va cac dieu E'en chao ban dugc xay dung ten ca s& yeu cL dm Ben chuyen nhuang phu h9p voi cac quy dinh phap luat hien hanh.

Dieu 2 Giai thich tir ngfr

Trong Quy the nay, cac tir ngir duoi day thrgc hieu nhu sau: 2.1. Quy the la Quy the dAu gia ca 18 de tim kiem nha dau to thvc hien chuyen nhircmg c6 phan

thuOc so. hal Nha nu& ma T6ng Cong ty DAu to va Kinh doanh von nha.nuov la dai dien hap 1)1143 tai T6ng Cong ty c6 phAn XuAt nhap khAu va Xay dung Viet Nam.

2.2. Dtiu gia ca 10 la cuOc dau gia theo hinh thirc d'Au gia theo 18 trong do s6 lugng c6 phan ban dau gia ducc xac dinh theo mot 18, nha dau to thaw gia d'Au gia phai dat mua ca 18 toan b6 s6 c6 phan chao ban.

2.3. To chtic phut hanh la T6ng Cong ty c6 phAn XuAt nhap khAu va Xay dung Viet Nam (Ten vi6t tat — VCG).

2.4. To chtiv chao ban co phein la T6ng Cong ty DAu to va Kinh doanh von nha nu6c (SCIC).

1

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2.5. Cetc Dan vi tu vein la COng ty c6 phan Chirng khoan Bao Viet (BVSC) to van chuyen

nhugng von va Cong ty TNHH Hang kiem toan AASC (AASC) xac dinh gia khoi diem

chuyen nhugng von. BVSC va AASC dugc SCIC thue a thuc hien to van cho viec ban c6

phAn cua SCIC tai VCG.

2.6. r'd chi eau gia la Giao dich chimg khoan Ha N6i (HNX) theo hop &Ong kS, vii SCIC

ve viec thuc hien to chirc dau gia c6 phAn cua SCIC tai VCG.

2.7. Dai If/ clju gia la cac ding ty chimg khoan tham gia vao viec t6 chirc dau gia ten co. so. hop

ding daily SCIC.

(Danh sach Dai 1Sr dau gia tai Phu lyc 01 cua Quy the nay).

2.8. H6i d6ng thiu gia la t6 chirc do 11NX thanh lap, vai thanh phAn g6m dai dien HNX, SCIC,

BVSC, VCG va don v1 lien quan (neu co), a thuc hien dau gia co phAn va cac cong viec

lien quan theo quy dinh. Dai dien SCIC lam Chit tich H6i ding dau gia.

2.9. Nha clan to la ca nhan trong va ngoai nuac; to chirc trong va ngoai nu& dugc thanh lap va

hoat dOng hop phap theo luat phap Viet Nam/luat mrac ngoai, khOng thuc cac doi tuemg bi cam hoac han the quyen dAu tu mua c6 phan cua cac doanh nghiep tai Viet Nam va có nhu

cam mua c6 phAn theo quy dinh tai Dieu 6 Quy the nay.

2.10. Nha ddu tu nu& ngoai la ca nhan có qu6c tich nuot ngoai va to chile thanh lap theo phap

luat nude ngoai, Ich'Ong thu6c cac d6i Wong 134 cam hoc han the quyen dAu to mua c6 phan cua cac doanh nghiep tai Viet Nam va có nhu cAu mua co phan theo quy dinh tai Dieu 6

Quy the nay.

2.11. Gia khoi ddm dciu gia la mire gie. 01 (mat) co phiin dugc xac dinh theo quy dinh tai Khoan

4.5 Dieu 4 Quy cite nay. Gia Ichgi diem do SCIC guy& dill, la can cir de xet, lua chin Nha

dau tu tang gia..

2.12. Mtic gia san la mire gia san do So. Giao dich chirng khoan Ha N6i xac dinh va ap dung d6i

viec giao dich c6 phieu VCG vao ngay to chirc dau gia.

2.13. Gia dOt mua hop re la mire gia. 01 (mat) co plain dugc xac dinh khong thap han Gia Ichgi

diem dau gia va Mire gia san tai ngay to chirc dau gia.

2.14. Tdn d6t coc la mot khoan tien bkng 10% gia tri s6 c6 phAn dang ky mua tinh theo mire Gia

khoi diem dau gia (10% x ding s6 c6 phAn ca 16 x Gia. Iched diem dam gia) ma Nha &au tu da

dat coc tnr&c a dam bao quyen tham gia dau gia va bao dam thuc hiL theo Quy the nay.

Khoan tien nay dugc thanh toan bang Viet Nam ding va. khong bao g6m phi chuyen khoan

theo quy dinh cu the tai Khoan 7.4 Di'L 7 Quy the nay. Tien dat we khong dugc huong lai

va kh6ng lam phat sinh bat cir nghia vu phat hay b6i thugng d6i vii SCIC trong moi tnR:nag

hop.

2.15. Nhii dau to trong gia la Nha dAu tu da nip Phieu tham du dau gia, dap img dieu kien, tieu

chi va dirge lira chin theo cac nguyen tac dugc quy dinh tai Quy the nay.

2.16. Cu6c ban dau gia c6 ph -dn la cuge dau gia dirge thuc hien khi có tir 02 nha dau tu du dieu

Ici'en dang k5r tham gia dau gia trg len.

2.17. Cac truerng hop dau gici ca 16 khong thanh cong bao gi5m:

2

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a. Khi het thoi hart dang 14r ma IchOng c6 nha dAu to nao clang 14/ tham gia dAu gia hoac chi c6 01 nha dAu to clang 14/ tham gia dAu gia;

b. Sau khi nOp tien dat coc den het thoi han nOp phieu tham du dL gia khong c6 nha dAu tu nao nOp phieu tham d*;

c. Khong c6 nha dAu to nao tra gia tai cuOc dAu gia hoac gia nha dAu tu tra cao nhAt ma van thAp hart Gia dat mua hop le;

d. Chi c6 mot hoac tat ca cac nha dAu Pr trang dL gia nhung tir chi kh6ng mua; e. TAt ca cac nha dAu hr vi pha.m quy the ddu gia theo quy dinh cua quy the dL gia.

2.18. Luejt Cluing khoan la Luat Chung khoan se) 70/2006/QH11 do Qu6c hOi Viet Nam ban hanh ngay 29/6/2006, throe sira doi boi LuSt s6 62/2010/QH12 do Qu6c hOi Viet Nam ban hanh ngay 24/11/2010 ve sira dei, b6 sung mot se) dieu cua Lust Chting Ichodn.

2.19. Thong tu 123 la Th6ng to s6 123/2015/TT-BIC ngay 18/8/2015 dm BO Tai chinh Viet Nam huOng dAn hoat dOng d'Au to ntrov ngoai tren thi truang chung khoan Viet Nam.

Dieu 3 Tuyen bo dam bao

Khi tham gia clang ky mua c6 phAn theo Quy the nay, Nha dAu tu co ngliia. v*:

3.1. Cam ket da to tim hieu dAy du thong tin ve VCG bao g6m nhung khong giai han boi DiL

le doanh nghiep, bao cao tai chinh, tinh hlnh hoat dOng va cac not dung cong be thong tin khac cua VCG de thuc hien quyet dinh dAu tu, mua co phL.

3.2. Cam ket IchOng thuc d6i Prong bi han the tham gia mua c6 phAn. theo Quy the va dam bao .viec dang 1c5i mua hay thirc hien giao dich chuyen nhuong cluoc/se dugc thanh town bang

nguem tien hop phap, dung thdm quyen, phi hop vai quy dinh cua phap luSt hien hanh.

3.3. Cam ket tuan thit cac quy dinh cfla phap luit ve chimg khoan va thi truang chimg khoan khi

tham gia clang 14T mua bao gem nhung khong giai han boi quy dinh ve cong b6 thong tin, giao dich cua co dong 16n, ngtroi biet thong tin not b() va t-ST le sey hum

3.4. Cam ket hieu nguyen tic gia c6 phieu VCG tai thoi diem to chirc cuOc dAu gid co the tang

cao hcm mdc Gia lchai diem dL gia do tac clOng dia cac yeu to nhu cung c'Au, thong tin ve

hoat &Ong kinh doanh cira doanh nghiep hoac su thay doi ve moi trtreyng phap luSt. Trong truang hop nay, cac Nha dAu tu se phai dat mua v6i m*c gid theo quy dinh tai Khoan 4.10 Dieu 4 Quy the nay.

3.5. Cam ket da tim hieu va nhan thirc clAy du cac not dung ve nguyen tic dilu gia va nhung rui ro c6 the xay ra khi co quan quan lY nha ntrac co, thdm quyen khong chip thuan phuong thirc giao dich, yeu cau &mg hoac hay bo giao dich. Trong do bao g6m nguyen tic xac dinh

ket qua dAu gia theo quy dinh tai Khoan 10.5 Dieu 10 Quy cite nay, Nha ddu to c6 kha nang chi tang gia mot phan so co phd.'n cua Ca 16 c6 phL chao ban.

3.6. Cam ket thuc hilen nOp ho so chimg mirth flax-1g* theo quy dinh tai Khoan 7.1 Dieu 7 Quy the nay trade khi thirc hien cong bó thong tin va lam cac thu tkic dAng ky, tham gia mua co phAn.

3

t

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thu 3.7. Nha dau to khi tham gia mua co phan tai cuOc dau gid nay thi khong phai thuc hien cac

tic chao mua cong khai theo quy dinh tai Thong tu 59/2018/TT-BTC ngay 16/7/2018 cda

BO Tai chinh sira 6i, b6 sung mot so dieu oda ThOng tix so 219/2015/TT-BTC (Thong tr

219) ngay 31/12/2015 dm BO Tai chinh ve dau tu yen nha nuOn vao doanh nghiep va. quan

1Sr, sir dung von, tai san tai doanh nghiep. Nha dau tu co nhu cL dat mua voi khoi hxong dal

hoc vuot cac ty le soy hire phai chao mua cong khai theo quy dinh cda Lust Ching Ichodn

phai thuc hien bdo cdo HNX, SCIC va cong bO thong tin theo hinh thirc bdo cdo HNX traac

ngay to chirc dau gid it nhAt 07 ngay ve so luting co phan du kien mua theo m'Au dinh kern

(Meu 08 — Thong bcio trong truong hqp nha ddu to có y dinh mua dat/vicot ty M so' hire phai

chew mua cong khai). 3.8. Cam ket trong tuang hop to chdc, ca than la ngtr&i nOi bO, nguai co lien quan cda ngeri

ii0i bO truOn khi mua co phieu hoc to chic, ca nhan sau khi mua c6 phieu ma tro• thanh co

Tong lon phai thuc hien bdo cdo va cong bo thong tin theo thgi han quy dinh tai Thong tu so

155/2015/TT-BTC ngay 06/10/2015 oda BO Tai chinh Viet Nam huOng clan ve viec cong b6

thOng tin ten thi truong chimg khoan truck ngay to chirc dau gia va cac quy dinh phap luAt

co lien quan. 19. Nha dau to nude ngoai phai thuc hien theo quy dinh tai Thong tu 123, cac quy dinh lien

quan Ichac cda phap luAt hien hanh. 3.10. Tnrixng hop To chirc tai chinh trung gian nhan uy tilde dau tr trong do có Nha dau ttr nuoc

ngoai dal trong gia thi phai mua het ca lo c6 phin va chiu trach n.hiem trong viec phan phi

co phieu cho cac Nha dau tu dam bao tuan thu quy dinh ve ty le so. hdu cda nha dau to nuac

ngoai tai doanh nghiep.

3.11. Cam ket moi to chirc/ca nhan chi dugs nhan uy quyen cim duy nhat mOt to chirc/cd nhan

khdc khi dang 14' va tham du dAu gid. Cam ket nay khOng dp dung dei vcri cac to chirc kinh doanh chimg khoan bao g6m cong ty chimg Ichodn, cong ty quan 1S7 quy tai Viet Nam theo

quy dinh tai ThOng tu 123. Nha &du fix trong nuOc phai co tai khoan km ky chimg lchodn

hoc tai khoan giao dich chimg khoan khi tang IcST tham gia dau gid. 3.12. Nha dau tu nuac ngoai phai co ma so giao dich chimg Ichodn, tai khoan von dau to gian tiep

va tai khoan lino 1c57 chimg Ichodn khi dang lc-Sr tham gia dau gid.

3.13. Cam ket chb thulan town b6 not dung cua Quy the nay va cam ket tuan thin cac quy dinh co

lien quan cua phap luat Viet Nam.

4

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CHIYONG II QUY DINH CI; THE

Dieu 4 Quy dinh ve dot chao ban 4.1. Ten co phan chao ban

4.2. S6 luting co phan chao ban :

4.3. Loai c6 phan chao ban 4.4. Menh gia 4.5. Gid khoi diem dAu gia 4.6. BuOc gia 4.7. Hirsh thirc dAu gia

town be s6 c6 phan chao ban.

Co phan T6ng Cong ty c6 phan XuAt nhap lchau va Xay di,mg Viet Nam (Ma giao dich: VCG)

254.901.153 c6 phan (Prang ung 57,71 % von dieu le VCG) (bang chit: Hai tram nam muoi to tri'eu chin tram linh met nghin met tram nam mucri ba c6 phan) Co phan ph6 thong 10.000 d6ng/c6 phan 21.300 d6nWc6 phan 100 d6ng

DL gia ca 16, trong do m8i nha dAu hr phai dang ky mua

4.8. S6 luting c6 phan Nha dau to nuoc ngOai ducc mua t6i da: Vinaconex la doanh nghiep kinh doanh da nganh nghe nen SCIC Ichuyen cao cac nha du tir niroc ngoai nghien dru ky quy dinh phap luat Viet Nam ve giOi han ty le stir hat cua nha du to nu& ngoai trong doanh nghiep.

4.9. S6 =lc gia: Nha dau to chi dugc phep ghi 01 (met) mdc gia vao Phieu tham du dAu gia. T6ng kh6i luting Prang irng vori mire gia la ca 16 s6 luting c6 phari chao ban dau gid. Mirc gia d4t mua phai la bOi so dm 100 diing.

4.10. Gia dat mua hQp le: la mirc gia 01 (m00 c7 phan Icheing thAp han Gia Ichoi diem dAu gia va Mire gia san tai ngay to chirc cuec dau gia.

4.11. Tien dat c9c: Bing 10% gia tri c6 phan ca 16 tinh theo Gia khari diem dAu gia.

Dieu 5 C8ng bt) thong tin SCIC ph6i hgp vbi HNX, VCG, BVSC va cac Dad ly dAu gid cong 136 thong tin ve viec dAu gia tren cac phuong tien nhu sau : 5.1. CTCP. Chdng khoan Bac Viet :

Cong b6 tren 03 (ba) s6 lien tiep dm 01 for bao Trung ucmg (Bdo DL to cluing khodn) va 01 ter bao dia phuong cua Thanh ph6 Ha Nei (Bdo Ha nei mai) Cong b6 thong tin tren website cua CTCP Chimg khoan Bao Viet: www.bvsc.com.vn

5.2. Cac Dai 1Sr dau gid: ten website chinh thirc cua cac Dai ly dau gia theo danh sach Dai ly dAu gia tai Phylw 01 dinh kern.

5.3. SO. Giao dich chimg khoan Ha Nei ding b6 thong tin ten website cua Ser www.hnx.vn 5.4. SCIC cong b6 thong tin ten website cua SCIC: www.scic.vn

• 5.5. Tang cong ty c6 phan XuAt nhap 1chau va Xay dung Viet Nam cong b6 thong tin tren website cua Tiing cong ty: www.vinaconex.com.vn

5

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5.6. NOi dung thong tin Mug tai ten website:

Ding tai trong toi thieu 20 ngay tir ngay 24/10/2018 cac nOi dung:

- Quyet dinh ve viec ban ca phan cda SCIC tai VCG;

- Quy the nay; - Ban ding ba thong tin dau gia. co phan cua SCIC tai VCG;

Ditu 6 DCA fircryag va diet' kien tham gia d'Au gia

6.1. Doi tugng tham gia dau gia

6.1.1. Nha dau to c6 du dieu kien sau day dugc tham du dau gia:

Doi vai Nha &Flu to trong nuor:

1 Doi voi ca. nhan: La cong dan Viet Nam, c6 dia chi lien he, Giay chirng minh nhan dan

(CMND) hoac Can cu6c ding dan (CCCD) hoac HO chieu, giay to' ray than hgp le va c6

di" nang hanh vi dan sir;

1 Dai yeti to chile: La cac to chirc kinh te, to chirc xa hOi dugc thanh rap va hog Tang theo luat phap Viet Nam; co to cach phap nhan (dai yen cac to chirc kinh te); c6 Giasy clang IcSr

kinh doanh hoac giay phep hog dOng, c6 dia chi lien he; neu Ichong phai ngoai dg dien

theo phap luat cda to chile thi phai c6 giAy fly quyEn.

Doi vori Nha clau to =Or ngoai: ngoai cac quy dinh nhu doi v6i phap nhan va ca nhan trong

nuac, Nha dau to ntrac ngoai phai c6 tai khoan von dau to gian tiep bang VND

("TKVDTGT") tai cac ngan hang dugc phep cung irng dich vu ngoai hal hoat (tang ten lank

tha Viet Nam va tuan thd phap luat Viet Nam. MQi hog dOng lien quan den mua ea phan

chao ban deu phai dugc thuc hien thong qua tai Ichoan dau to gian flap nay. Nha dau to ntroc

ngoai phai tuan thu quy dinh hien hanh ve gop van, mua ca phan cda nha dau to nu6c ngoai

trong cac doanh nghiep Viet Nam.

Ctic to chic tai chinh trung gian nhan fly thac ciciu tu. tnxemg hgp cac to chile tai chinh trung

gian nhan fry thac dau hr cita ca Nha dau to trong mrac va ntrOc ngoai, to chic nhan fry thac

dau to c6 trach nhiem tach biet ro so lugng Nha dau tu, so ca phan (tang 1c7 mua cfra tong

Nha dau to trong va ngoai ntr6c dang ky mua. To chirc tai chinh trung gian to chiu tach

nhiem ve viec dam bao so lugng co phan Nha dau to nude ngoai dugc mua toi da theo quy

dinh tai Ithoan 4.8 Dieu 4 Quy the nay. To chic tai chinh trung gian c6 nhan uy thac dau to

cua Nha dau to mr6c ngoai phai thong bao va phai hgp voi SCIC de phtic vu viec xac dinh

ket qua dau gia.

6.1.2. Cac d6i tugng sau IchOng duoc tham gia dau gia mua co phan VCG tai do:t chao ban nay:

•,/ Thanla vien HOi clang dau gia;

✓ Cong ty con cda VCG theo quy dinh tai Khoan 2 Dieu 189 Luat Doanh nghiep so

68/2014/QH13 do Quac hOi Viet Nam ban hanh ngay 26/11/2014;

✓ Cac Don vi tu van. 6

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6.2. Dieu kien tham gia ddu gia

Nha du to thu6c d6i Wang quy dinh tai Khoan 6.1.1 Dieu nay dugc (rang 14T tham gia mua c6 phAn khi dap ling cac dieu kien sau:

Da nOp 116 sa nang luc theo Quy the va c6 xac nhan cua SCIC;

Nha dAu ttr Op Tien (1St c9c theo Quy the va man thil toan b0 Quy the nay.

Co Don clang 4 tham gia (tau gia theo dAng mdu va nQp Dan clang ky tham gia cldu gia ding cac tai lieu chirng minh du dieu kien tad Khoan 1 Dieu 7 Quy the nay dung thai han quy dinh.

M6i Nha dAu to tham du dgt dL gia chi dugc phap n6p duy nhat 01 (m0t) Don clang k3') tham gia cidu gia trong dat dAu gia nay.

Truong hgp nha dAu to tham gia dL gia vai to each ca nhan, d6ng thai cling la nguoi dai

dien theo phap lust vaihoac theo uy quyen cua nguai khac tham gia dAu gia vai to each caa ngt.r6d khac do thi khi tham du dL gia bdt bu6c phai c6 them cam k'et bLg van ban dm cac

ben lien quan ve viec khong phan d6i nguai dai dien theo phap luat va/hoSc nguai dugc us, quyen tham gia gia yen tat ca cac to each khac nhau trong cu6c dau gia va to nguyen

chAp nhan nhimg xung dot lgi ich xay ra (neu co) sau khi co ket qua dL gia.

Dieu 7 Thii tve nijp he scr "tang hie, thing 14, tham gia dAti gia va nop Tien dat CQC

7.1. Nha dAu to nap h6 sa nang hit cho SCIC de nhan xac nhan da nOp h6 sa nang luc den SCIC (Mau 09 — Xac ph an cla nap ho so Wing luc) trugc khi thuc hien cong b6 thOng tin theo Khoan 3.7 Dieu 3 (nail co) va (tang ky tham gia dAu gia nhu sau: • Thai gian nap hi; sa tieing luc: tir ngay 24/10/2018 den 16h00 ngay 13/11/2018 • Dia clidm n:Op ha so': tru s6 SCIC, tang 23 toa nha Charmvit, 117 TrAn Duy Hung, quan CAu GiAy, Ha NOi.

• Ha sa nang luc gam:

Gidy Bang ky kinh doanh/Chirng minh nhan dan/Can click cong dan/HO chi'eu (ban cong chimg h9p le);

Xac nhan cua Ngan hang ve s6 du tai khoan cua Nha dAu to thi thieu bAng s6 TiL ct6t C9C mua ca 16 c6 phdn;

Trong twang hap khong chdp thuan Nha dA.0 to tham gia phien dAu gia ca 16, SCIC se c6 tra lei bang van ban trong vong 02 ngay ke tir ngay nhan duge h6 sa nang luc cua Nha dAu to va truck 14h00 ngay 15/11/2018.

7.2. Nha dAu to nhan Don cicing 4 tham gia dau gia tai till sa cac Dai 15, dL gia theo dia diem neu tai Khoan 7.3 cua Dieu nay hoac true tiep in theo mdu dinh kem (Mau 01 —1Vha clau to trong mac hoc Mau 02 — Nha adu to nuac ngoai).

7.3. Thai gian, dia diem lam thin tic Bang kY:

7

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• Theri gian lam thu tuc dang Icji: Nha dau hx lam thfr tuc dang IcY vb. nip Tien dEt cgc de

dang Icy tham gia dau gia ti: tix ngay 26/10/2018 den 16h00 ngay 21/11/2018.

• Dia diem. lam thu tuc va nejp Dan clang Igi tham gia d idu gici: van phOng cua cac Dai ly

&Au gia theo thong tin tai danh sach Dai lSrdau gia tai Phu lyc 01 dinh kem Quy the nay.

7.4. N'Op Tien dat coc: Nha dau tix phai nip Tien dEt coc bang 10% gia tri c6 phan ca 18 tinh theo Gia khoi diem dau gia.. Tien dEt coc Iching bao gim phi chuyen khoan, gia tri lam tin la

542.939.500.000 ding (nam tram. bon muoi hai tj'i chin tram ba murti chin trieu nam tram

nghin ding chdn) va dugc tinh theo cong thirc sau: Tien dEt C9C = so lugng c6 phan ca. 18 x Gia Ichgi diem dau gia x 10% (Tien dEt coc = 254.901.153 ci phan x 21.300 ding x 10% = 542.939.455.890 ding,

lam ton la 542.939.500.000 ding) Nha dau tu nip Tien dEt coc trong thai han lam thu tuc dang k5t tham du chao ban quy dinh

tai Khoan 7.3 Dieu nay. Nha dau tu nip Tien dEt coc bang VND vao tai khoan cna SCIC tuong img vii tinag Dai ly dau gia (nai Nha dau tu lam thu tuc dang lqr) theo danh sach tai khoan dinh kern tai Phu lyc

01 Quy the nay. - Nii dung nip tien/chuyen tier ghi ro: "H9 va ten/ten t6 chgc, S6 CMND/S6 DKKD

(ngay va nai cap); Nip Tien dEt coc mua co phan cua SCIC tai VCG". Dan dang ky tham gia dau gia cUa Nha dau tu chi dugc coi la hgp le neu SCIC da nhan dugc Tien dEt c9C dirge chuyen vao tai Ichoan cua SCIC trtrac 16h00 ngay 21/11/2018.

7.5. Tien d4t cgc de dam bao quyen tham gia dau gia va bao dam tuan thu Quy the nay. Tien d4t cgc se dugc khau trg vao so tien phai thanh town khi Nha dau tu dugc mua c6 phan.

7.6. Nip Dan clang ky tham gia dau gici: Nha dau tu dien day du, r8 rang thong tin vao Don

dang k5r tham gia dau gia va nip ban chinh tai dia diem lam thin tuc clang ky ding thin phai

nip kern cac giay to. sau:

• Doi vdi Nita dau tw la ca nhan Wong nu&

Chgng minh nhan dan (CMND) hoc can mac cong dan (CCCD) hoc hi chieu (ban chinh dugc cac Dai ly Tau gia sao chup va tra lai cho Nha dau tu ngay sau khi kiem tra);

Giay xac nhan thing tin ve tai khoan luu ky chirng khoan hoc tai khoan giao dich chi ng

khoan cfra nha dau tu;

Tnrinag hgp nhan uy quyen, phai co giay Uy quyen theo quy dinh cua phap luat hoEc theo mau dinh kern Quy the nay, dugc cong chUng hoc chimg thgc boi co quan cong chUng, chimg thgc cif) tham quyen, kern theo ban chinh CMND hoc CCCD hoc hi chi'eu cua ngugi nhan uy quyen (ban chinh dugc cac Dai ly d'L gia sao chup va tra lai cho Nha dau tu ngay sau khi kiem tra);

Xac nhan cua SCIC ve viec Nha dau tu da nip hi so nang lgc;

- Giay nip tien hoc giay chuyen Tien dEt coc.

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• Doi v6i Nha Au ttr M to chirc trong nu*

Ban sao c6 chfrng thvc hoac ban chinh gidy chAng nhan clang ky kinh doanh hoac gidy tar

lchac twang &rang (ban chinh duce cac Dai ly dAu gia sao chup va tra lai cho Nha dau to ngay sau khi lciem tra);

Gidy xac nhan thong tin ve tai khan Km 14 chAng khoan hoac tai khoan giao dich chang khoan cua nha dAu

Gidy uy quyen cho dai dien thay mat to clidc thvc hien tha tic trir truang hap ngtrai lam thit

Ate la dai dien theo phap luat cua to chirc (ban chinh), kern theo• ban chinh CMND hoac

CCCD hoac h0 chi'au cua ngtrai nhan Ay quyen (ban chinh ducic cac Dai Vr cidu gia sao chup va tra lai cho Nha dau ttr ngay sau khi Idem tra);

- Xac nhan cua SCTC ve viec Nha Tau to da nop 116 sa nang lirc;

GiAy nOp tin hoac gidy chuyen Tien dat c9c.

• Doi voi Nha Au ur nu& ngoai la cd nhan:

Ho chieu (ban chinh dirge cac Dai 13% dAu gia sao chup va tra lai cho Nha dAu ttr nuac ngoai ngay sau khi kiam tra);

Gidy xac nhan Nha dAu to nuac ngoai c6 TKVDTGT (ban chinh do ngan hang noi Nha Tau

to mac ngbai ma TKVDTGT xac nhan); Gidy chimg nhan ma s6 giao dich chimg khan do

Trung tam Luu ky ChAng khan Viet Nam cap (ban sao co xac nhan cua ngan hang hnt ky hoac cong ty chirng khan nai Nha dAu ttr mac ngoai ma tai khoan luu 14);

Gidy uy quyen trong tnreng hap Nha dAu ttr nuac ngoai Ay quyen cho dai dien giao dich theo quy dinh dm Thong ttr 123 hoac gidy Ay quyen trong twang hap Nha dAu ta nuac ngoai Ay

quyen cho cd nhan co qu6c tich nuac ngoai (ban chinh), kern theo ban chinh h0 chiau cua

ngtrai nhan Ay quyen (ban chinh duac cac Dai ly dAu gia sao chup va tra lai cho Nha dAu ttr

ngay sau khi kiem tra). Nha dAu ttr nuac ngoai tham khao (cac) mau Ay quyL trong Phu Luc dinh kern Quy the nay;

Hop d6ng Ay quyen cho te chirc kinh doanh chimg khan theo ThOng ttr 123 trong tnrang hgp dau hx gian tip tai Viet Nam thong qua Ay quyen cho to chirc kinh doanh chirng khoan

tai Viet Nam (ban chinh dtrac cac Dai ly dAu gia sao chup va tra lai cho Nha dau to mac

ngoai ngay sau khi Iciem tra hoac ban sao co xac nhan sao y ban chinh cua to chirc kinh doanh chimg khoan);

Xac nhan cua SCIC ve viec Nha dau to da nOp h6 sor nang hrc; Gidy n0p tien hoac giAy chuyen Tien dat c9c.

• Nha Au ttr ntror ngoai la to chat:

Gidy chAng nhan dang ky kinh doanh (ban sao);

HO chiau eta dal dien cua to chile mrac ngoai (ban sao);

9

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GiAy xac nhan Nha (eau tu nuac ngoai c6 TKVDTGT (ban chinh do ngan hang nai Nha dAu

to ma TKVDTGT xac nhan); GiAy chitng nhan ma s6 giao dich cluing khoan do Trung tam

Ltru IcST Chimg khoan Viet Nam cap (ban sao c6 xac nhan cda ngan hang ltru lcSr hoac tong ty

chimg khoan nai Nha dAu to nuac ngoai mo tai khoan luu kSr); Giay uSr quyen trong truing hop Nha dAu tir inr6c ngoai ity quyen cho dai dien giao dich theo

quy dinh ciia. Thong tu 123 hoac giAy fly quyen trong tn.rang hap Nha dAu to nuac ngoai fly

quyen cho ca nhan c6 qu6c tich•nuac ngoai (ban chinh), kem theo ban chinh hO chieu cUa

ngueri nhan uy quyen (ban chinh dugc cac Dai 15, dau gia sao chup va tra la" cho Nba tu

ngay sau khi kiem tra). Nha dAu to nu& ngoai tham khao (cac) mau ity quyen trong Phu Luc

dinh kern Quy the nay; Hop dng ity quyen cho to chirc kinh doanh chimg khoan theo Thong tu 123 trong truong

• hop du tu gian tiep tai Viet Nam thong qua Ay quyen cho to chirc kinh doanh chirng khoan •

tai Viet Nam (ban chinh dugc cac Dai 1y dAu gia sao chup va tra lai cho Nha dAu to rank

ngoai ngay sau khi kienz tra hoac ban sao c6 xac nhan sao y ban chinh cua to chirc kinh doanh

chting khoan); Xac nhan cua SCIC ve vi'ec Nha du to da nOp he so nang Igc;

GiAy n(5p.ti'On hoac giAy chuyen Tien dat c9c. 7.7. Nha du tu chi dugc sira doi hoac hity dang k5r tham gia dAu gia trong thai han lam this tuc

tang 1c1r quy dinh tai Khoan 7.3 Dieu nay. Truemg hgp thay doi ding IcST tham gia d'Au

Nha d'Au tu phai lam don a nghi thay doi tham gia dAu gia giri Dgi /3') dau gia theo mau quy

dinh ban.hanh kern Quy the nay (Mau 03). Truang hop hit)/ dang ky dau gia, Nha. du to

phai lam don 6 nghi hity tham gia dAu gia giri flai ly dau gia theo mau quy dinh ban hanh

kern Quy the nay (Mau 04). Dan de nghi thay doi va don de nghi hiry tham gia d'Au gia phai

la ban chinh va giri cho flai ly dau gia trong thai han lam this tuc dang Icy.

Dieu 8 Lk) va nop Phieu thaw dty dAu gia

8.1. Sau khi nhan Dan gang try' tham gia dau gia ding cac tai lieu lien quan va ldem tra tinh hap

le dm cac tai lieu nay theo quy dinh tai Khoan 7.6 Dieu 7 Quy che, se Tien Tat c9c da nOp

theo quy dinh, flai ly dau gia se cap cho Nha dau tu Phi& tham du dau gith (Mau 07).

8.2. Nha dau to t1r dien Phiiu tham du dau gia. Phiiu tham du &flu gia hap re la.:

Phieu do DO ly dau gia cap, c6 dong d'Au treo cua Dai 1ST dAu gia va dam bao dien day du, re

rang cac thOng tin theo quy dinh;

Phieu &Rye cho vao trong phong bi ankh;

Phi6u khong dugc tAy xga hoac rich flat;

Phitu ghi mot mitt gia duy nhat;

Gia dat mua la gia. ten 01 (mot) ea phim, phai khong thAp hon Gia Icheti diem dAu gia va

Mirc gia san tai ngay to chirc d'Au gia.; ghi dung buck gia quy dinh; Neu co su khac nhau gia s6 tien dat mua bang s6 va s6 tin dat mua bang chit thi s6 tien dat mua bang chit se

duac coi la c6 gia tri; 10

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8.3. Trdmg hop Nha du tu mat Phieu tham du dau gia hoac Phieu tham du dau gia N rich nat, tay Nha dAu tu lam Dan de nghi Dot 13, c au. gia (nai gang ky tham gia) cap lai Phieu tham du dau gia mai (Mau 05) muon nhat 1 gia (60 phut) truck thai diem to chirc dau gia. Phieu tham du dau gia cu se khOng con gia tn.

8.4. Nip Phieu tham du dau gia

Nha dau tu hoac nguei dai dien throe Ay quyen bo ban chinh Phieu tham du ciciu gia tnrc tiep vao thimg phieu &roc niem phong tai To chicc cidu gia. Moi dailST dau gia se có 01 hOm phieu de thuan tien trong viec theo doi, lciem dem phieu, theo do nha dau tu ding k dau gia tai dai lY nao thi be) phieu tham du dau gia vL ham phieu cua dai ly do dat tai To: chlic dciu gia, dai ly dau gia phai cir ngtreri tiep nhan va bao quan hem phieu. Dia diem va thOi han nip Phieu tham du dau gia quy dinh nlau sau:

Dia diem: Sb Giao dich chirng khoan Ha NOi

Dia chi: So 2, Phan Chu Trinh, Hoan Kiem, Ha NOi

Dien thoai: 024 3941 2626 Fax: 024 3936 0750

Thai gian b6 phieu 13h30 den 14h30 ngay 22/11/2018

- Thad diem nhan Phi& tham du dciu gia throe tinh la thai diem Dai ly dau gia 4 nhan voi Nha dAu tu.

Nha dAu to Ichong duce phep sera d6i, rut hoac hity Phiiu thorn du dciu gia da nip.

Nhang Phiiu tham du ciciu gia nip dung hart se throe Dai ly dau gia tiep nhan va quan lY theo nguyen trang niem phong.

9 Xem xet cac diesu ki;en de" to chtic cu§c dau gia

9.1. H6t thei han clang 4 tham gia (tau gia, HNX se Iciem tra, cheyt danh sach Nha dAu tu ding

ky tham gia dau gia, thong bao ve ket qua clang 4 tham du cho SCIC, VCG va cac Dai ly

dau gia truac 17h00 ngay 21/11/2018. SCIC, HNX, VCG va the Dai 1y dau gia se cong bei thong tin tren trang website cua mink cac nOi dung sau:

tc So hrgng Nha Tau to gang 4 tham gia ddu gia (trong do se) Wong nha dAu tu to chirc, ca

nhan; se) lacing nha dAu tu trong mrac, ntroc ngoai); vo

T6ng se Wong c6 phieu duce cranky mua (trong do s6 hxgng nha dAu to to claim, Ca nhan; so lugng nha dau tn. trong mrac, nuac ngoai);

Mirc gia t6i thi6u Tat mua hgp 1e tai cuOc dau gia;

Thai han nOp Phieu tham du dau gid: cham What 14h30 ngay 22/11/2018;

Thbi gian b&t dau to chirc cuOc dau gid: 14h40 ngay 22/11/2018;

11

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9.2. Phien dAu gia dugc tin hanh khi có it nhAt hai (02) Nha clan to du dieu kien tham du. Neu

khong du dieu kien nay thi khong to chirc dAu gia va viec dAu gia se alp dung Khoan 14.1

Dieu 14 Quy the nay.

Dieu 10 Te chav phien dAu gia va xac dinh kit qua

10.1. 'Thai gian va dial diem to chic phien dau gia:

Th&i gian bat &Au: 14h40 ngay 22/11/2018

Dia diem: Sä Giao dich chimg khoan Ha Nei

Dia chi: S6 2, Phan Chu Trinh, Hoan Kiem, Ha Nei

Dien thoai: 024 3941 2626 Fax: 024 3936 0750

10.2. D6'i tuong tham du cuec du gia: cac nha dau to du dieu kien tham du, cac Dai 1S7 dau gia ce

nha du ttr du dieu kien tham du, Hei ding du gia, dai dien HNX, dai dien SCIC va cac

don vi c6 lien quan (theo guy& dinh cua Hei ding dAu gia) mai dugc vao phong to chirc

phien du gia.

10.3. Tai tiled diem m& he so du gia, Hei ding dAu gia tien hanh kiem tra tinh hop le cita

tong Phi& tham du cgu gia ve. lap Bien ban xac dinh tong so phieu thu vao, su hop le ban

dau dm tang phieu theo quy dinh tai Quy cite nay, ding thai ghi !than met se thong tin

clainh nhu ten Nha dAu tu, s6 ltrong clang kY mua va cac thong tin khac, neu can thiet.

10.4. Nhap Phi& tham du dju gici

Tai thai diem mo he so dau gia, HOi ding du gia ldem tra tinh hop le cita ham phieu (trong

suet va dugc niem phong) va cac Phieu tham du dAu gia, T6 chirc dAu gia nhap thong tin

ten Phi'L tham ch( dau gici hop le cita Nha dAu to vao he tilting a xac dinh ket qua dAu gia

theo nguyen talc dal xac dinh, truac str chimg kien cua cac Nha du to du diet' kien tham du

cuOc dAu gia va dai dien cac ben lien quan tham du cuec dau gia.

10.5. Ket qua d'Au gia &roc xac dinh theo nguyen talc nhu sau:

Nha dAu to tra gia cao nhAt va khOng thAp hen Gia kheri diem dAu gia va Mire gia san tai

ngay du gia throe quyen mua town be s6 et) phA.n chao ban.

Twang hvp có tren met (01) nha du tu dat gia cao nhAt bang nhau, T6 chirc thuc hien ban

dAu gia co ph'In se phei hop vai SCIC thgc hien xac dinh ket qua trung gia cfla nha d'Au to

theo ding thirc nhu sau:

Sá co pita!! Nhd dau tir took mua

So co phan ban d4u gid X ca M

So c4 phan thug Nha dau tu. (rang

1g5 mua gid bang nhau Tong so cos phan cdc Nha ctau tu'

thing kfl mua gid bang nhau

12

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Tnxang hap ca phan chia theo ty le tai mdc gia bang nhau bi le den hang thap phan, TO

chirc dau gia se giam s6 co phieu le den hang don vi oda Nha dau to de dOn vao cho 01 Nha

dau ttr c6 ma s6 nha dau to tham gia dau gia nha nhat (tru lien ve thiyi gian) trong s6 nhcmg ngtrai Tat mua tai mire gia tranh chap.

Gia ban la gia dau thanh cong cua nha dau tu, theo do nha dau tu trong gia a mtic gia nao thi mua co phan a mire gia do.

Tnramg hop chi c6 mot (01) Phi 'eu tham dIrr (tau gia hop le khi cuac dau gia da duce to chirc, Nha dau tu da dugc xac dinh la da trong gia mua ca 16 theo mire gia dat mua.

Ngay sau khi ket thdc cu'ac Tau gia, can cir ket qua dau gid, TO chirc dau gia c6 trach nhiem

lap Bien ban xac dinh ket qua dau gid; T6 chirc dau gia, SCIC va dai dien HOi dOng dau gia

dOng bien ban xac dinh ket qua dau gia.

Dieu 11 Thong bao-ket qua dau gia cho Nha dau

11.1. To chin dau gia c6 trach nhiem: cong b6 ket qua (IL gia cho cac dOi Wang tham du cu6c dau gia ngay sau khi ket thdc phien dau gia.

11.2. HNX, SCIC, VCG va cac Dai 13'r dau gia ca trach nhiem cong b6 ket qua dau gia co phan tai

Ilia diem dau gia, tren trang thong tin dien tir oda TO chirc dau gia, SCIC va thong bao cho

nha dau to trong dau gid ket qua trong gia trong thai gian tOi da 05 ngay lam viec ke tir ngay to chile dau gia.

11.3. ThOng bao ket qua dau gia cho Nha dau to bao gem cac nal dung sau: s6 lugng ca phan

dugc quyen mua va mire gia mua phai thanh toan, thai han nap tien d6i von Nha dau to tang gia hoac nhan lai Tien dat C9C theo quy dinh tai Dieu 15 Quy the nay.

• Dieu 12 Phucrng thfrc thanh toan va chuyen nhuvng co phan

12.1. Gia thanh toan cua Nha clan tu la mirc gia Nha dau to trang gia theo thong bao cua T6 chile

dau gia, kh6ng thap hon mtrc Gia khoi diem dAu gia va Mire gia san tai ngay to chirc dau gia.

12.2. Thad han thanh toan tien mua ca phan theo Khoan 12.3 du6i day tren ca sa ket qua dau gia

cua Nha dau ttr trong gia muon nhat la ngay 04/12/2018. Nha dau tu thdc hien thanh toan

phai dam bao SCIC nhan dugc tien thanh toan mua ce phan chain nhat trong ngay 04/12/2018.

12.3. S6 tien thanh toan cda Nha dau to trong gia dugc xac dinh bang tong s6 tien phai thanh toan mua co phan trong gid theo ket qua dau gia trd Tien dat C9C. Thong thi thanh toan nhu sau: Ten tai khoap: TOng cong ty Dau to va Kinh doanh von nha mr6c

S6 tai khoan: 0011001703566

Ngan hang: Sa giao dich Vietcombank

Nia dung nap tien/chuyen tien ghi ro: "H9 va ten/ten to chdc, SO Cklit\ID/S6 DKKD (ngay va nai cap); Nap Tien thanh toan mua co phan cua SCIC tai VCG"

13

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.12.4. SCIC thuc hien cac thu tuc de chuyen nhugng co phan cho Nha dau to tnIng gia va da.thanh

toan toan ba tien mua co phan theo quy dinh.

Dieu 13 Cac truoug h9p vi ph4m

13.1. NIA. dau to vi pham mat trong so cac dieu kien neu duai day se bi lop.i va khong duce nhan

lai Tien dat coc:

a. Khong nap hoac nap Phieu tham du dau gia khong dimg tiled gian quy dinh tai Khoan 8.4

Dieu 8 Quy che nay ma khong do cac nguyen nhan bat kha Ichang dugc Hai deng dau gia

chap thuan tnrorc 14h30 ngay 22/11/2018.

b. Phieu tham du dau gia. 'thong phai Phieu do Dai VI dau gia cap, có (long dau treo cita Dai 1Sr

clan gia;

. c. Phieu khong ghi gia dat mua hoac khong xac dinh dugc gia dat mua hoac ghi sai buac gia

hoac ghi gia dat mua thap ban Gia dat mua hop le theo quy dinh.tai Khoan 4.10 Dieu 4 Quy

che nay;

d. Nha au to da clang kSr nhung khong dat mua.

e. Nha au to khong thanh toan tien mua cho toan ba hoac mat phan so co phan dugc guyen mua theo ket qua dau gia ding thoi gian quy dinh tai Dieu 12 Quy che nay se khong dugc

nhan lai toan baTien dat coc va khong duct mua co phan. . Khong thuc hien giao dich mua co plan va thanh toan theo dung quy dinh tai Dieu 12 Quy

die nay.

13.2. D8i vai cac twang hop khac (ngoai cac truerng hgp neu tai Khoan 13.1 Dieu nay) ma Nha

au to vi pham cac quy dinh eta Quy cite nay, Hai deng dau gia se xem xet Nha dau tu lien

quan có dugc tiep tuc hoac khong dugc tham gia dau gia va/hoac có dugc hoac khong dugc

nhan lai Tien dat coc.

Dieu 14 XirlSr cac truteng hcep cu§c ortAu gia cong khai kh8ng thanh cong

14.1. Trong cac truing hgp dau gia cong khai khong thanh cong, trong thoi han 01 ngay lam viec

ke tit ngay het han 'Tang k.S7 tham du dau gia/ngay to chile dau gia, To chirc 8.'11 gia thong

bao cho SCIC ve cuac dau gia. cong khai khong thanh cong. 14.2. Truong hgp dau gia cong khai khong thanh cong hoac thanh cong nhung van con so 11E:mg

ca phan can ban d'6 chuyen nhugng van, SCIC se tiep tic tien hanh to chirc chao ban canh

tranh thco quy Binh cua phap luat.

Dieu 15 Xir 1y Tien dat coc 15.1. Cac trueyng hop Nha au tix thigc hoan tra Tien dat coc:

a. Nha dau tir da tham du dau gia nhung khong dugc mua co phan va khong vi pham Quy che.

b. duac dau gia bi yeu cau dirng hoac hay bO theo quy dinh cita co quan nha nuoc co tham

guyen theo quy dinh tai Khoan 3.5 Dieu 3 Quy che nay.

14

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c. Nha &au tu huy Tang ky tham gia dau gia trong th6i han cho phep dugc quy dinh tai Khoan 7.7 Dieu 7 Quy the nay.

d. Cui5c dau gia kh6ng dugc to chirc theo quy dinh tai Dieu 14 Quy the nay trir throng hop tat ca cac Nha dau hr b6 Tien dat coc khong tham gia dau gia.

e. Cac t-nxerng hgp Ichac theo xem xet cita H6i clang dau gia.

15.2. Cac Dai 1y dau gia, tren co. s6 dcm de nghi hay Tang IcY tham gia dau gia cita Nha dau tu theo quy dinh tai Khoan 7.7 Dieu 7 Quy the nay (nau co) va ban sao Bien ban xac dinh kat qua du gia do SCIC cung cap., di trach nhiem lap Bang Ice danh sach cac Nha &au to dugc nhan lai Tien dat coc kern theo cong van de xuat SCIC xem xet, guy& dinh va hoan tra Tien Tat coc cho Nha dAu to phu hop vOi Quy the (trong do ghi rO danh sach h9 va ten ca nhan/ten to chic nhan lai Tian tat coc, s6 CMND/S6 DKKD, s6 tai lchoan nhan lai Tien dat

coc (nau co), ten ngan hang, ten chi 'thanh/s& giao dich ngan hang) trong yang 01 ngay lam viec ka tir ngay to chat dAu gia.

15.3. Can cir de xuAt hoan tra. Tian dat coc cita cac Dai Ly dau gia, SCIC xem xet, quy& dinh va lam thit qic hoan tra Tian dat coc cho Nha dau ttr trong yang 05 ngay lam viec ke tir ngay to chirc Tau gia.

15.4. Nhung truing hop vi pham Quy the neu tai Khoan 13.1 Dieu 13- Quy the nay se khong dugc nhan lai Tian Tat coc.

15.5. Trong moi truing hgp, nghia vu tai chinh duy nhat cua SCIC d6i voi cac Nha dau tu trong dot dau gia nay la hoan Lai Tian Tat CQC cho Nha dau tu trong cac truing hop quy dinh tai Khoan 15.1 Dieu 15 nay ma khOng co bat kY nghia vu tai chinh nao khac.

Dieu 16 Trach nhiem va quyen han ciia. SCIC

16.1. Quyat dinh Gia khOi diem dau gia. 16.2. KY hop ding cung cap dich vu dau gia vii HNX. Giri HNX cac tai lieu lien quan den dau

gia va chiu trach nhiem v'e tinh chinh xac, day Et dm ban ding 1)6 thong tin ten co. so cac tai lieu do to chirc tu van sop thao va th6ng tin do T6 chirc phat hanh cung cap.

16.3. KY hop clang dich vu yeti cac cong ty chirng khoan lam dai 1Y. 16.4. Cir dai dien tham gia HOi dang dau gia, ding th6i lam Chit tich H6i dang dau gia. Tham gia

lciam tra, giam sat hoat d6ng dau gia theo quy dinh cua Quy the nay va,cac quy dinh hien hanh. Ban hanh Quy the theo quy dinh.

16.5. CO quyan tir chi chuOn nhugng ca phan nL xay ra mot trong cac truing hop nhu: (1) Nha d'L to IchOng thuc hien thanh town tin mua ca phan day du, dung han theo Thong bao kat qua dau gia; hoac (2) Nha dau tu thuOc dien chao mua cong khai dugc mien chao mua cong khai nhung khong thirc hien cong b6 thong tin theo quy dinh.

16.6. Ph6i hop vii HNX clang tai thong tin v'e viec dau gia ca phan len website cua SCIC theo quy dinh tai Dieu 5 Quy the nay va ding tai thong tin va Nha dau tu co nhu cL dat mua khai lugng ca phAn clan den ty le so. hiru dat hoc vagt cac ty le so. huu phai chao mua ding khai da thuc hien bao cao HNX va SCIC.

16.7. Thu Tian dat coc cua Nha dau tu theo quy dinh tai Quy the nay. 15

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16.8. ThOng bao cap 'that tinh hinh va ket qua n6p Tien dAt CQC cua Nha dau ttr cho cac Dai 15T

dau gia hoac trao quyen truy cap va quyen yeu cau ngan hang not có tai khoan dAt c9c, cung

cap thong tin tai khoan. theo nhu cAu a phkic vu viec kiem tra, d6i chieu vai thong tin nha

&Au to clang kST tham du dau gia. 16.9. Ph6i hgp vii HNX trong viec xac nhAn va thong bao kat qua Tang kS7 theo quy dinh tai

Khoan 9.1 Dieu 9 Quy the nay.

16.10. Thkrc cac cong viec de chuyen nhugng c6 phAn cho Nita d'Au ttr trung gia sau khi cac

Nha dAu ttr thing gia da n6p tien mua het toan b6 s6 c6 phAn. tang gia. Truing hgp Nha

dAu to triing gia kh6ng than thit. theo Khan 21.7 Dieu 21, SCIC se dtrgc quyen tir chi thuc

hien cac cong viec de chuyen ninrgng c6 phdn. 16.11. Cong khai thong tin ve gia thanh toan ban c6 phAn cho cac nha dau to biet va thuc hien.

16.12. Quyet dinh va thuc hien viec tra Tien d'at COG cho Nha dau ttr theo quy dinh tai Dieu 15 Quy

the nay. 16.13. Xir ly d6i vai throng hgp ddu gia khong thanh Gong hoc khong dit dieu kien to chirc. Quyet

dinh cac vdn de Ude theo thAm quyen chit kr him c6 phAn. 16.14. Quyet dinh tuyen b6 hity ket qua ddu gia neu xac dinh cc') yeu to anh huong den tinh cong

khai, mink bach cita bu6i dau gia. 16.15. Chili trach nhiem xir ly cac khieu nai lien quan den pham vi trach nhiem va quyen hart cita

SCIC dirge quy dinh tai Quy the nay va cac trach nhiem cita chit so. hitu so c6 phAn ban dau gia.

16.16. Lau trir Don clang k.Sr tham gia dau gia c6 phAn va Phieu tham du dau gia c6 phAn cita Nha

&Au ttr sau khi hoan thanh dgt dau gia. • 16.17. SCIC cam ket ho trg toi da, trien khai cac thit tic can thiet de nJaa dAu to trimg ddu gia sam

n.hdt tham gia quan tri doanh nghiep.

Dieu 17 Trach nhiem va quyen han oh Cong ty co plan Chumg khoan Bao Viet

17.1. al dai dien tham gia H6i ding dau gia. 17.2. Xay dung ban ding b6 thong tin theo dung quy dinh ten co so' cac thong tin do T6 chirc

phat hank cung cap. Phi hgp voi T6 chirc dau gia thkrc hien cong b6 thong tin theo quy

dinh tai Dieu 5 Quy the nay.

Dieu 18 Trach nhiem va quyen hn caa cacE4i1Y dau gia

18.1. KS,' hop cling dai 1Sr dau gia vOi SCIC.

18.2. Phi hgp vii SCIC va HNX thuc hien viec thong bao cong khai ten website va teen cac

phucmg tien thong tin dai chUng cita cac Dai 1y d'Au gia cac thong tin ve viec dau gia do

SCIC cung cap theo quy dinh tai Dieu 5 Quy the nay. 18.3. Htx&ng an Nha dau to ve thu ttic va h6 so Tang ky theo quy dinh tai Quy the nay sau khi

thkrc hien cong b6 thong tin phi hop vai quy dinh cua phap luAt.

16

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18.4. Cung cAp Don dang kY tham gia dau gia, flap nhan va hem tra tinh hop le cua Dan clang k5r

tham gia cldu gia va cac tai lieu lien quan. Kim tra so Tian Tat c9c da nep theo quy Binh cua Nha du tu.

18.5. Kim tra diEu kien tham du du gia, nhAp cac thong tin va clang ky tham gia dau gia cua cac Nha dau tu vao he thong ddu gia cua HNX, va phat PhiE24 tham du ciciu gia cho cac Nha du tu co du diEu kien.

Truang hgp Nha dau to Ichong da diEu kien tham du dAu gia thi phai thong bao cho SCIC de' SCIC xem xet hoan tra Tian dat c9c cho cac Nha dau to (nau Nha dau to da dat coc).

18.6. Kim tra, doi chiau va chiu trach nhiem vE tinh chinh xac, clAy du vE he sa dang Ic5r tham du dAu gia. cua Nha dau to yeti cac th6ng tin nhap vao he thong dau gia. cua HNX

18.7. Trong thai han theo quy dinh tai Khoan 7.3 DiE'u 7 Quy the nay, Dai 15r dAu gia có trach

nhiem thOng bao cho HNX danh sach nha dAu tu thay d6si hoac huy dang IcSr (nau co), va nep ban goo don dE nghi thay del tham gia cldu gia hoac don de nghi hay tham gia du gia cua nha dau tu cho Hei Bong dAu gia truerc'16h30 ngay 21/11/2018.

18.8. Thong bao bAng van ban va dam bao HNX va SCIC nhAn dugc thong bao vE danh sach Nha dau to du diau kien tham du ddu gia trong yang 30 philt ke tir khi kat tilde theri ban clang k tham du, bao gem:

Se luting Nha dau tu dang ky tham gia dAu gia (trong do se bong nha dau to to chirc, ca nhan; se luting nha dau tu trong mx6c, nuerc ngoai); Tong so luting ce phiau dirge dang Ic5r mua (trong do se luting nha du tu to chirc, ca nhan; so luting nha dau to trong nuac, nuOv ngoai).

18.9. Trueing hop phat hien ce, nhang tnrang hop ny quyan khong dUng quy Binh holac IchOng thvc hien cong be thong tin theo quy dinh tai Quy the nay, Dai 1); dciu gia có trach nhiem huang clan Nha dau tir lam thin tic huy d'a•ng ky tham gia ddu gia da dang ky lai hoAc thuc hien cong be thong tin (nau chua ding be) truac th6i diem hat han dang ky clang theo quy dinh nau Nha dau tu vi pham quy dinh.

18.10. DE xuAt danh sach Nha dau tir dugc nhAn lai Tian dat coo va cac Nha dau to vi pham quy the theo quy dinh tai Quy the nay, ten ca sa don da nghl huy dang kr tham gia dAu gia cua Nha dau to theo quy dinh tai Khoan 7.7 DiEu 7 Quy the nay (neu co) va ban sao Bien ban xac dinh kat qua du gia do SCIC cung cAp, giri SCIC trong yang 01 (met) ngay lam viec k'a to ngay to. chirc dAu gia de SCIC xem xet, quyet dinh va hoan tra TiEn dat coo phii hop v6i

Quy cha. 18.11. Thong bao, giri kat qua dAu gia cho Nha du tu va hu6ng cIL cac Nha dau tu tang gia

thanh town -den mua ce phAn theo kat qua du gia. 18.12. Chuyan giao town be he sa dang ky tham du ddu gia cna Nha dau tir cho SCIC sau khi hoan

tat du gia tai ngay to chirc ddu gia.

Dieu 19 Trach nhiem quy6n han ciia So. Giao Bich chiing Ichoan Hit Nei 19.1. TO chirc, chi dao va kiam tra, giam sat hog ding dAu gia theo quy dinh. 19.2. Thong nhdt vii SCIC vt: thai gian, dia diem to chirc d'Au gia theo dimg quy dinh.

17 •

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19.3. Yeu cau SCIC cung cap day du cac tai lieu, thong tin va viec dau gia theo quy dinh. 19.4. Quyat dinh thank lap va cir nhan su tham gia Hei ding dau gia. 19.5. Thgc hien tong be thong tin tren website cua HNX va phien dau gia theo quy dinh tai Dieu

5 va Dieu 9 Quy the nay. 19.6. Cong be then tin ngay khi Nha dau to c6 nhu cau dat mua khei hicrng di plian dln clan ty

1e so hiru dat hoac vugt cac ty le sa huu phai chao mua tong khai that hien bao can HNX. 19.7. T6 chirc thuc hien phien Phieu tham du dau gia cUa cac NU. dau tu. 19.8. Chin trach nhiem v'e viec xac dinh kat qua dau gia theo quy dinh. 19.9. Thong bao k6t qua dau gia cho cac Nha dau to ngay tai phien dau gia. 19.10. Chuyan giao Phieu tham du dau gia, Bien ban xac dinh kat qua dau gia cho SCIC trong

yang 01 (niet) ngay lam viec ka tir ngay IcST Bien ban xac dinh kat qua dau gia. 19.11. Thgc hien cac hoat Ong khac có lien quan den viec dau gia ce phan phi' hop yeti hop ding

da IcSr voi SCIC va viec that hien to chdc dau gia co phan cua SCIC tai VCG va quy dinh cua phap luat.

19.12. Chili trach nhiem xir ly cac lchieu nai lien quan den pham vi trach nhiem va quy'en han cua HNX dugc quy dinh tai Quy the nay.

Dieu 20 Trach nhiem va quy'en ham cfia Hei ding dau gia 20.1. T6 chirc chi Tao va tham gia kiam tra, giam sat hog Tong dau gia theo quy dinh. 20.2. Kiem tra tinh hop le cila cac ham/phong bi dung phiau va Phieu tham du dau gia. 20.3. Xem xet xir 1Sr cac truing hgp vi pham Quy the va cac trueng hop vi pham Ichac tUy theo

mix de vi pham. 20.4. KS/ Bien ban xac dinh kat qua dau 20.5. Hei ding dau gia boat ding va dua ra quyat dinh theo nguyen tic da se. Trong truing hop

se phiau bieu quyat ngang nhau, thi quyat dinh cuii ding thuec ve phia coy kian cua Chu tich Hoi ding dau gia.

Dieu 21 Trach nhiem va quyen h4n cua Nha dau fir tham gia dau gia 21.1. Dian Don Bang kSrtham gia dau gia va cung cap cac giay tä lien quail theo quy dinh tai Dieu

7 Quy the nay va nip cho Dai 1S, dau gia. 21.2. Phai c6 TKVDTGT (d6i \rad nha dau tu nu& ngoai) va tai khoan luu ky chimg khoan hoac tai

khoan giao dich chi mg khoan (d6i vai tat ca cac nha dau tu) khi clang k-N1 tham gia dau gia. 21.3. NOp hi sa nang lac theo quy dinh tai Dieu 7 Quy the nay; 21.4. NOp day du Tian dat coc bang VND vao tai khoan cua SCIC phU hop vgi quy dinh tai Dieu

7 Quy the nay. 21.5. NOp Phieu tham du dau gia theo dung quy dinh tai Quy the nay. 21.6. Thanh toan day du, dung han tian mua ce phan nau dtrgc mua.

18

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21.7. Nha dau to c6 nhu can Tat mua v6i khi lugng dg hoac vugt cac-tSr le sec hi u phai chao mua

cong khai theo Lu'at chi ng Ichoan phai thvc hien bao cao HNX, SCIC cong b6 thong tin tru6c khi thvc hien 07 ngay ve s6 luting ca phan dtx kien mua.

21.8. T6 chirc, ca nhan la nguai not be, ngubi co lien quan cua ngoai nei be truac khi mua ca phieu hoac to chirc, ca nhan sau khi mua ca phieu ma tra thanh ca dong 16n phai thtrc hien bao cao va cong b6 thong tin theo quy dinh tai Thong to se 155/2015/TT-BTC ngay 06/10/2015 dm BO Tai chinh Viet Nam huong don ve viec ding be thong tin teen thi truong chimg khodn.

21.9. Nha dau to ntrac ngoai phai thvc hien theo quy dinh tai Dieu 6 Quyet dinh se 88/2009/QD-TTg ngay 18/06/2009 cfra Thu tuong Chinh phi ve viec ban hank quy the gop van, mua ca phan cua nha dau to ntrot ngoai trong cac doanh nghiep Viet Nam va ThOng to 123 va cac van ban phap luat lien quan ve hog Ong cua nha dau to mrac ngoai ten thi tnrong chting khan Viet Nam.

21.10. Tuan thu theo cac quy dinh tai Quy the nay va quy dinh cua phap luat.

Dieu 22 Lu4t dieu chinh; Cu quan giai quyet tranh chdp

22.1. Luat dieu chinh

Quy the nay dugc dieu chinh bed va giai thich theo phap luat Viet Nam.

22.2. Ca quan giai quyet tranh chap (a) Bat ky tranh chap nao phat sinh tir hoac lien quan den Quy the nay se dugc chuyen

den va giai quyet chung tham bad tong tai do VIAC quan ly theo cac quy tac trong tai cua VIAC co hieu ltrc tai tiled diem (16, ma cac quy tic nay dugc xem la dugc bao gam trong dieu khoan nay bing cach tham chieu.

(b) Dia diem tien hanh to tung tr9ng tai la Ha Nei, Viet Nam. Ngen nga cua to twig trong tai la tieng Viet.

(c) Hei dang trong tai se bao gam ba trong tai vien, moi trong tai vien se khong CO loi ich trong tranh chip hay tranh cai va se khong c6 mai lien he den bat kk ben nao. MtSi ben tham gia phan xir tr9ng tai se chi dinh met tr9ng tai vien, than theo quy tac trong tai cua V1AC. Trgng tai vien flair ba se dugc Iva chon bed hai trong tai vien do cac ben lira chon va se la chit tich cua hei ding tong tai. Neu hai trong tai vien do cac ben bra chon khong the th6a thuan dugc ve viec Iva chon met trong tai vien thin ba, thi tong tai vien thin ba se do Chu tich VIAC chi dinh.

Dieu 23 Quy dinh khac

SCIC, HNX, Cac Don vi to van va cac Dai 1ST dau gia khong chiu troth nhiem ye gid

ca phan day gia.

19

)1

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TONG C T

DAU TtJ KINI-1 DOA

Voi4 NHA t

CONG , TNH

Dieu 24 Hieu hyc thi hanh

Quy the nay c6 hi'411Arc thi hanh ke tir ngay

Tang ciing ty Dan tir va Kinh doanh von nha nuirc4,,

dong cliu)

20

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PHI.J LIJC 01

DANH SACH DAT IS DAU GIA CA LO VA TAI KHOAN DAT COG VND TIMNGUNG

(Dinh kern Quy chi crolu gia ca lo c6 phan caa SCIC tai Vinaconex)

Stt Ten ding ty DO lk dau gia Ten chit

tai khoan MO' tai

ngan hang Ha Nei tai khoan

website cht'rng khoin & SO

TP. In Chi Minh & Da Nang

1

Cling ty c6 plan Chtimg khan Bao Viet

www.bvsc.com vn

Tang 2 va 3, s5 72

Kiem, Ha Nei (Tru s&)

SO 94 BA Trieu, Haan Kiem, Ha Nei (Phong

giao dich 1)

Tran Hung Dao, Quan Te Lau 8, Tea nha Tap down Bao Viet, 233 Deng Kheri, Quan 1, Tp.HCM doanh

(Chi nhanh TP.HCM)

ng tong ty Dau to va kinh

van Nha ntre.c

9999.9999.9991

TMCP BurnBien Lien Viet - M51 se. chinh

2

Cong ty co phan Chfrngkhoin Sai Gen www,ssi.conlvn

1C NO Quyen, Hoan Kiem, Ha Nei (Chi

nhanh Ha Nei)

92-98 Nguyen Cong Try' , Quan 1, TP. HCM (Chi nhanh Nguyen

Quan

Till') doanh

Tong tong ty to va . Dau lunh

van Nha nubs

149000000314 Vietinbank - Chi nhanh Ha Nei

3

Cling ty TNHH Chtimg khoan ngan hang

TMCP Ngoai thuang Viet Nam

www.vcbs.com.vn

rang 12&17, Tea nha Vietcombank, 198 Tran Quang Khai,

Q.Hoan Kiem, Ha Nei (Tru ser chinh)

Tang 1&7, Tea nha Greenstar, 70 Pham Ng9c Thach, P.6, Q.3.

Tp.HCM (chi nhanh TP.HCM) Tang 12, Taa nha Thanh Lei, 135 Nguyen Van Linh, P. Vinh Trung, Q.Thanh Khe. Tp.Da Nang (chi

nhanh TP.Da Nang)

Tong tong ty Dau to va kinh doanh van Nha

nubs

0011002550087 Se giao dich Vietcombank

Cong ty CO phan Chirng khaki Ban Viet

www.vcsc.com.vn 4 guyen

Tang 6, SO 109 Tran Hung Dao, Quan Hoan

nhanh Ha Nei) Kiem, Ha NiNei (Chi doanh

Lau 3, Tea nha Vinatex, 10 ,. Hue, Quan 1, TP. HCM (Try se)

Tang ding ty

Dail to va kinh

van Nha nuerc

0011002550084 Sir giao dich Vietcombank

5

Con g ty c5 phan Chirng khoan Sai Gen- Ha Nei

www.shs.com.vn

Tang 1-5, Tea nha Unimex Ha Nei, SO 41, NO Quyen, Hang Hai,

Hoan Kiem, Ha Nei (Try s b)

Tang 1 va 3, Tea nha AS, SO 236- 238 Nguyen Cong Till', P. Nguyen Thai Binh, Q.1, TP. HO Chi Minh

(Chi nhanh TP.HCM) 97 Le Lai, Q. Hai Chau, Tp.Da Nang (chi nhanh TP.Da Nang)

T6ng ding ty Dau to va kinh doanh van Nha

nuerc

9999.9999.9994

TMCP Buu lien Lien Viet - Hei so. chinh

6

Cong ty co phan Chirng khoan MB

www.mbs.com.vn MB

SO 3 Lieu Giai, Quan Ba Dinh, Ha Nei (Tru sir)

Tang M-3-7, Tea nha Teng Tang 6, Tea nha Sunny Tower,

259 Tran Hung Dao, Quan 1, TP. HO Chi Minh (Chi nhanh TP.HCM)

ding ty Dau to va kinh doanh yen Nha

ntrerc

0011002550083 So. giao dich Vietcombank

7

Cong ty co phan Chung khoan Thanh ph6 HO

www.hsc.com.vnLut

66A Trait Hung Dao, Q.Hoan Kiem, Ha Nei (Chi nhanh Ha Ni)Nei Chi Minh oanh

Tang 5, Tea nha AB, 76 Le Lai, Quan 1, TP. HCM (Chi nhanh Le

Lai)

DauT6ntug c

v8ang

kitynh

vOn Nha ntrerc

148000000315 Vietinbank - Chi nhanh Ha Nei

8

Cong ty c5 phan Chirng khan Ngin hang Dau to va phat trien Viet

Nam www.bsc.com.vn

Tang: 10,11-Thap BIDV-35 Hang V8i, Phuirng 1,3', Thai TO, Hoan Kiem, Ha Ni

(Tru so.)

Lau 9, 146 Nguyen Cong Trir, Quan 1,TP. HO Chi Minh. (Chi

nhanh TP.HCM)

T6ng tong ty Dau ttr va kinh doanh vOn Nha

ntret

0011002550081 SO' giao dich Vietcombank

9

Cling ty co phan chtrng khaki VNDIRECT

www.vndirect.com.vn

SO 1 Nguyen Thuvrig Hien, Hai Ba Trung, Ha

Nei (Tru Se)

Tea nha THE 90th PASTEUR, s6 90 Pasteur, Q.1, Tp.HO Chi Minh

(Chi nhanh TP.HCM)

T6ng ding ty Deli ty va kinh doanh van Nha

ntrot

144000000319 Vietinbank - CN Tp.Ha Nei

1 0

Gong ty co phan Chirng khoin FPT

www.fpts.com.vn

52 duerng Lac Long Quan, phtrerng Hued, quan Tay HO, Ha Nei

(Try se.) ntrot

Tang 3, Tea nha 136-138 Le Thi Hang Gam, Phu*ng Nguyen Thai

Binh, Quan 1, TP.HO Chi Minh (Chi nhanh TP.HCM)

100 Quang Trung, P.Thach Thang, Q Hai Chau, Tp. Da Nang (Chi

nhanh TP.Da Nang)

„ Tong con ty Dau to IA kinh doanh von Nha

145000000318 Vietinbank - Chi nhanh Ha Nei

1 1

Cong ty TNHH Chirng khoan ACB

www.acbs.com.vri Quan Hoan Kiem, Ha

Nei (Chi nhanh Ha Noi)

10 Phan Chu Trinh, T6ng SO 107N Trucrng Dinh, Phiremg 6,

Quan 3, TP.HCM (Chi nhanh T crng Dinh) nr

cling ty Day to va kinh doanh yen Nha

=ST

0011002550085 Se giao dich Vietcombank

:7;

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Mau 01 ,(Ban hanh kern theo Quy chi ban dau gia ca 16 czia

Tong tong ty Dau to va Kinh doanh von Nha nuac tai Vinaconex) CONG HOAXA HO CHU NGHIA VIET NAM

330(icl4p - Ttr do - Hanh phirc

, ngay nam 2018

DON BANG KI77 THAM GIA RAU GIA CO PHAN. (BOi voi nha dau ttr trong rink)

Kinh (Ten dai 1)", ban dAu gia ea 10)

Ten to auk ho4c ca nhan: Dia chi. S6 dien thoai: Fax. , Email (neu có). S6 DKKD/CMND/HO chieu: Ngay cap- Nai cap: Ty le c6 phieu dang nam gitr tai Vinaconex (%): (La/Khong phai la) co deng not b0 cua Vinaconex Ty le c6 phieu ma ngtrai có lien quan dang nam giix tad Vinaconex (%): Thong tin tai khoan cua TO chirc, ca nhan sir dung de nhan lai tien dot cot:

+ Ten chi' tai khoan- + So tai khoan: + tai (ghi cu the chi nhanh ngan hang nai mop tai khoan):

Tai khoan cluing khoan so- Mo. tai: Ten ngtrai dai dien (d6i vad T6 chirc): SO CMND/HO chieu (dm rived dai dien): Ngay cap. Nai cap: T6 chirc hoac ca nhan &roc uy quyen (neu c0): S6 DKKD/CMND/HO chieu (dm to chirc hoac ca nhan duce fly quyen). Ngay cap: Noi cap-

Toi/chiing tai &Aug ky tham gia (tau gia ca 18 ea' phAn Vinaconex duct chao ban cila Tang ding ty Dlu ttr va kinh doanh van Nha ntro.c, cu the nlur sau: - S6 c6 phan dang ky mua: 254.901.153 co phan (Bang chit: Hai tram nam mtrai to trieu chin tram linh mot nghin mot tram nam mtrai ba co phan). - S6 tien dot coc da nOp (lam tan): ding (Bang chit: ding), Prang *rig 10% gia tri tong so c6 phan ca 10 tinh theo gia khai diem ( d'ing/c6 phan).

Toi/Chiing toi cam kit: - Cac thong tin dm Toi/Chitng toi cung cap neu tren la hoan toan chinh xac va trung that. - Toi/Chung t8i da d9c va hieu day di', 1.8 rang not dung cac thing tin ve Vinaconex, bao golll nhung khong ham b6i: ban Cong b6 th8ng tin, Dieu le Cong ty, Bao coo tai chinh, tinh hinh hog dOng san xuat kinh doanh,..; va cac not dung thong tin khac quan den Vinaconex cling nhu Quy the ban dam gia Ca lo de that hien quyet dinh dau Pr, mua co phan. Toi/Chimg t6i ding

voi town b0 ,cac nOi dung cila Quy che ban dau gia Ca lo co phan Tong cong ty Dau ttr va kinh doanh von Nha nu c (SCIC) tai Vinaconex va to nguyen tham du dau gia do Quy Ca quan to chirc.

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- T8i/Chimg toi cam ket thgc h4n nghiem tic cac quy dinh tai Quy the ban du gia va ket qua ban du gia do Quy Ca quan cong b8 va cam ket tuan thin cac quy dinh ciia phap 1u4t bin hanh.

Neu vi pham, toikhimg tai xin chiu mai trach nhi'm truck phap 14t Vi4 Nam./.

TO cHfrc, CA NHAN BANG Kt Chit' 1g% ghi Hi ho ten va gong ddu (niu co)

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Mau 02/Form 02 .(Ban hanh kern theo Quy the ban ciciu gici ca M ca phcin czki

Tong tong ty Dou to va Kinh doanh von Nha mthc tai Vinaconex) (Issued together with the Regulations on auction for whole lot of the shares held by State Capital

Investment Corporation (SCIC) in Vinaconex)

CQNG HOA. XA HQI CHt NGHIA VItT NAM/ SOCL4LIST REPUBLIC OF VIETNAM DOc lap - Tty do - 11#nh pink/ Independence - Freedom - Happiness

, ngay th6ng nom 2017 , [day] [month] 2017

DON RANG THAM GIA DAU GIA CA LO CO PHAN REGISTRATION FORM FOR PARTICIPATION IN THE AUCTION FOR WHOLE LOT OF

SHARES (Doi v&i nha dau tix nuoc ngoai)

(For foreign investors)

Kinh gni: (Ten d#i IY ban d'au gia ea lo) To: (Name of the Agent for Registration)

Ten to chfrc hoc ea nhan (nuac ngoai.): Name offoreign organization/individual: QuOc tich: Nationality. Dia chi. Address: So dien thoai: Fax: Email (neu co). Telephone: Fax• Email (if any): Ten giao dich va S6 DICICD/HO chi'eu:

Transaction name and Business registartion/Passport No.:

Ngay cap: Nai cap: Date of issuance ................................Place of issuance:............................................. Ty le c6 phieu dang nom giu tai Vinaconex. Percentage of shares holding in Vinaconex• (La/Khong phthi la) co clang nOi. hO cua Vinaconex (Is/Is not) the internal shareholders of Vinaconex Ty le c6 phial' ma nguai CO lien quan dang nom gifr tai Vinaconex• Percentage of shares holding by related persons in Vinaconex.

Thong tin tai lchoan cua T6 chirc, ca nhan sir dung de nhan 14i tien d4t c9c: Account information of instutions and individuals for used for deposit:

+ Ten chi' tai khoan. Name of the account holder:

+ S6 tai Ichoan- Mo. tai (ghi cu the chi nhanh ngan hang not mac tai khoan):

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Account Number.: Opened at (specking the branch of the bank):

Tai khoan chirng khoin so: Mtr tai:

Securities trading account No. • Opened at•

Ten nguoi dai dien (doi voi T6 chirc): Name of representative (applied to for organzation): SO CMND/116 chieu (dia ngu8i dai dien): Ngay cap: Nai cap: Representative's ID/Passport No: date of issuance: ... ...... Place of issuance: T6 chirc hoac ca nhan duos uSI quyen (neu co): Authorised organization/individual (if any): SO DKKD/CMND/H6 chieu (ciia to chile hoac ca nhan dugc ity quyk). Business registration certificate/ID Card/Passport No • Ngay cap: Nai cap: Date of issuance: Place of issuance:

Toi/chiing till Tang ky tham gia Tau gia ca lo ca phAn Vinaconex dirge chao ban dm Tang cling ty Ellu hr va kinh doanh vim Nha nu*c, cu the nhu sau: I/We register to participate in the auction for whole lot of shares of Vinaconex from the State Capital Investment Corporation, in particular: - co phdn dang ky mua: 254.901.153 c6 phdn

(Bang chit hai tram nam mucri to trieu chin tram linh mot nghin mot tram nam muai ba c6 phIn). Number of shares to be registered for purchase: 254,901,153 shares (In words: two hundred fifty-four million, nine hundred and one thousand, one hundred fifty-three shares).

—...S8 tien dat coc da n6p: d6ng. (Bang chit: d6ng), tuong *rig 10% gia trl tong s6 c6 phdn clang IcSr mua tinh theo gia khoi diem d6ng/c6 phAn). Amount of paid deposit: VND) (In words: dong), equivalent to 10% of the total value of the whole lot based on initial price ( VND/share).

Tel/Chang tai cam ktt: I/We undertake: — Cac thOng tin dm Toi/Chlmg t6i cung cap neu ten la hoan town chink xac va trung thuc.

The above information are totally true and accurate.

- TOi/Chiing toi da doe va hieu day du, ro rang nei dung cac thong tin ve Vinaconex, bao g6m nhung khong giai han bai: ban Cong b6 thong tin, Dieu le Cong ty, Bao cao tai chinh, tinh hinh boat deng san xudt kinh doanh,... va cac nei dung thong tin Ichac lien quan den Vinaconex cibig nhu Quy the ban dau gia ca 18 de thuc hien quyet dinh dau tu, mua co phan. Toi/Chimg toi dOng y voi town b6 cac nei dung cila Quy the ban dau gia ca 16 c6 phan cua Tong acing ty Dau to va kinh doanh von Nha mrac (SCIC) tai Vinacnex va to nguyen tham du cu6c ban ddu gia ca lo do SCIC to chirc.

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We have read and understood the information of Vinaconex, including but not limited to: Information Memorandum, Company Charter, Financial Statement, status of business and operation of the Company, ... and other information related to Vinaconex as well as the Regulations on auction for whole lot of shares to make decision on investment in purchase of shares. We agree with the entire Regulations on auction for whole lot of shares holding by State Capital Investment Corporation (SCIC) in Vinaconex and voluntarily participate to the auction organized by SCIC.

- Toi/Chimg toi,cam ket thvc hien nghiem cac, quy dinh tai Quy the ban du gia ca va ket qua ban dau gia do SCIC cong bo va cam ket tuan thu cac quy dinh eta phap luat hi'en hanh.

UWe undertake to strictly implement the provisions of the Regulations on auction and the result of the auction announced by SCIC and to comply with the prevailing laws.

Neu vi pham, tOi/chung toi xin chin moi trach nhiem truck phap 14t Viet Nam./. In case of violation, Uwe take full responsible under the laws of Vietnam./

TO CHITC, CA NHAN RANG REGISTERING ORGANIZATION/INDIVIDUAL

Chia ky, ghi ro h9 ten va &mg d'au (neu co) Signature, full name and seal (if any)

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Mau 03/Form 03

(Ban hanh kem theo Quy ch6 ban du gia ca lo c6. phan cua

TOng cong ty D'au ttr va Kinh doanh von Nha nu& tai Vinaconex)/(Issued together with the Regulations

on auction of the shares held by State Capital Investment Corporation (SCIC) in Vinaconex)

LONG HOA XA HQI CHU NGHIA VIET NAM / SOCIALIST REPUBLIC OF VIETNAM D(ic 14p - Tir do - H4nh ph& / Independence - Freedom - Happiness

, ngay thong nom 2017 , [day] [month] 2017

DON DE NGIIITHAY DOI HANG THAM GIA DAU GIA CO PHAN REQUEST FOR AMENDMENT OF THE REGISTRATION FORM FOR PARTICIPATION IN

THE AUCTION

Kinh girl: (Ten dai Ur ban d'Au gia cã lo) To: (Name of the Agent for Registration)

Ten to chirc hoc ca nhan: Name of foreign organization/individual:

Dia chi: Address: SO dien thoai: Fax: Email (neti có):

Telephone: Fax. Email ,(if any):

S6 DKKD/CMND/HO chi6u: Ngay cap: Noi cap: Business Registration Certificate/ID Card/Passport No: ... ............ ... ...date of issuance

Place of issuance: MA s6 nha dAu ttr (khi (tang IcY tham gia cthu gia ca lo). Investor Registration Number: (provided by the Organizer) Thong tin tai Ichoan cira To chitc, ca nhan sir dung de nhan lai lien dAt cgc: Account information institutions/indiVidual use for deposit:

+ Ten chir tai Ichoan• Name of the account holder:

+ So tai Ichoan•

Ma tai (ghi cu the chi nhanh ngan hang not ma tai lchoan):

Account Number. • Opened at (specifying the branch of the bank):

Tai klaoan chimg lchoin sty MO. tai:

Securities trading account No. • Opened at •

Ten ngua.i dai dien (d6i voi To cluic): Name of representative (applied for organzation): S6 CMND/HO chieu (cira nguesi dai dien): Ngay cap: Noi cap:

Representative 's ID/Passport No: ... ... date of issuance: ... ... Place of issuance:

TO claim hoc ca nhan dugc uy quyLi (neu có): Authorised organization/individual (if any):

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S6 DKKD/CMND/HO chieu (ciia to chic hoac ca nhan dugc fly quy'&'n)- Business registration certificate/ID Card/Passport No• Ngay cap: Noi cap: Date of issuance • Place of issuance:

Chung toi/Toi da thkrc hien dang ky tham gia dL gia ca lo c6 phAn cua T6ng ding ty Dau to va kinh doanh von Nha nuoc (SCIC) tai Vinaconex vao ngay We have carried out the registration for participation in the Auction for whole lot of shares holding by the State Capital Investment Corporation (SCIC) in Vinaconex on / / SO co phAn da dang 14, mua: (BAng chit• Number of shares to be registered for purchase. (In words-

Toi/chimg UM de nghi (Ten dal If) ban dciu gia c6 16) citing y cho toi/cluing toi thay doi not dung Dcm dang k5r tham gia dL gia Ca c6 phAn cua TOng cong ty Dau tix va kinh doanh von Nha. mitre (SCIC) tai Vinaconex nhu sau: I/We request (Name of the Agent for Registration) to agree for us to amend the contents of the Registration Form for participation in the Auction for whole lot of shares holding by the State Capital Investment Corporation (SCIC) in Vinaconex as follows: 1 2.

Tran tr9ng cam on. Sincerely thanks.

TO CHITC, CA. NHAN VIET DON ORGANIZATION/NDIDUAL

Chit ky, ghi rO hp ten, dong dAu (neu co) (Signature, full name and seal (if any)

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MAu 04 / Form 04

(Ban hanh kern theo Quy the ban du gia ca lo c6 ph'an cua

T6ng cong ty D'L tr va Kinh doanh von Nha nu& tai Vinaconex)/(Issued together with the Regulations on auction of the shares held by State Capital Investment Corporation (SCIC) in Vinaconex)

LONG HOA XA HOI CHU NGHIA VIET NAM / SOCL4LIST REPUBLIC OF VIETNAM Doc rap - Tar do - Hanh philc / Independence - Freedom - Happiness

, ngay thong nom 2017 , [day] [month] 2017

DON DE NGIII HUY RANG K12 TRAM GIA DAU GIA APPLICATION FOR CANCELATION OF REGISTRATION

FOR PARTICIPATION IN THE AUCTION

Kinh giri: (Ten dal UT ban d'Au gia ca 16) To: (Name of the Agent for Registration)

Ten to chfrc ho4c ca nhan. Name offoreign organization/individual: Dia chi. Address • SO dien thoai: Fax: Email (neu co). Telephone: Fax: Email (if any). SO DKICD/CMND/H6 chieu: Ngay cAp: Ned cAp: Business Registration Certificate/ID Card/Passport No: ... ... ...date of issuance

ma s6 nha dau to (khi clang IcY tham gia dau gia ca lo). Investor Registration Number: (provided by the Organizer) ............ ........................... ..... Th'Ong tin tai lchoan dm TO chirc, ca nhan sir dung de nhan lai tien dot C9C: Account information of instutions and individuals for used for deposit:

+ Ten chit tai lchoarr Name of the account holder:

+ St) tai Ichoan• M6 tai (ghi cu the chi nhanh ngan hang not m6 tai lchoan): Account Number • Opened at (specifying the branch of the bank):

Tai lchoan chirng Ichoan so: Mop tai*

Securities trading account No. • Opened at -

Ten ngtred dai dien (d6i vdi T6 chirc): Name of representative (applied to for organzation): So CMND/H6 chieu (c6a ngtroi dai dien): Ngay cap: Novi cap:

Representative 's ID/Passport No: ... ...... date of issuance: ... ... Place of issuance: TO chirc ho4c ca nhan throe uy quyen (neu có):

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Authorised organization/individual (if any): S6 DICKID/CMND/1-10 chieu (ciia to chirc hoc ca nhan dugc fly quyen). Business registration certificate/ID Card/Passport No • Ngay Noi cap: Date of issuance • Place of issuance:

Chang toi/Toi da thuc hien d'an.g ky tham gia dau gia Ca 18 c6 phan cua 'Fling ding ty kinh doanh v6nNha nueic (SCIC) tai Vinaconex vao ngay We have carried out the registration for participation in the Auction for whole lot of shares holding by the State Capital Investment Corporation (SCIC) in Vinaconex on / / So co phAn da clang ky mua: (Bang chit• Number of shares to be registered for purchase. (In' words •

Nay chUng toi/toi de nghl. 11.4 clang ky tham gia dau gia ca 18 c6 phAn cua Tong cong ty D'au to va kinh doanh von Nha nuac (SCIC) tai Vinaconex veri 1S, do: We/I hereby request to cancel the participation in the Auction for whole lot of shares holding by State Capital Investment Corporation (SCIC) in Vinaconex due to the following reason:

Chung toi/Toi xin char thanh cam on./. Sincerely thanks./

TO CHITC, CA NHAN VIET DON ORGANIZATION, INDIVIDUAL

ghi r8 h9 ten, &lig d'Au (neuco) (Sign, full name, seal (if any)

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MAu 05 / Form 05

(Ban hanh kern theo Quy che ban du gia ca 16 c6 ph'n cua

T6ng ding ty Dau to va Kinh doanh von Nha nu& tai Vinaconex)/(Issued together with the Regulations

on auction of the shares held by State Capital Investment Corporation (SCIC) in Vinaconex)

LONG HOA xA Ho CHU NGHIA VIET NAM / SOCIALIST REPUBLIC OF VIETNAM

Doc 14 - Tv do - Hanh phlic / Independent - Freedom - Happiness

, ngby thong nom 2017

, [day] [month] 2017

DON DE NGHI CAP Lig PHIEU THAM DII DAU GIA

APPLICATION FOR REISSUING THE BIDDING FORM FOR THE AUCTION

Kinh giri: (Ten dai V ban dAti gia ca lo) To: (Name of the Agent for Registration)

Ten to chfrc hoc ca nhan: Name of foreign organization/individual:

Dia.chi: Address: SO dien thoai: Fax: Email (neu có):

Telephone: Fax: Email ,(if any):

SO DI(.1(D/CMND/HO chieu: Ngay cap: Nai cap:

Business Registration Certificate/ID Card/Passport No: ... ...... ...date of issuance

Place of issuance: Ma so nha dau tix (khi Bang ky tham gia (fan gia ca 16). Investor Registration Number: (provided by the Orginizer) Thong tin tai khoan dm TO chirc, ca nhan sir dung de nhan lai tien dot C9C: Account information institutions/individual use for deposit:

+ Ten chi' tai khoan: Name of the account holder:

+ S6 tai khoan-

Mix tai (ghi cu the chi nhanh ngin hang not ma tai Ichodn):

Account Number.: Opened at (specifying the branch of the bank):

Tai khoan chUng khoan so: Mar tai:

Securities trading account No. • Opened at.

Ten ngireri dai dien (di vai TO chirc): Name of representative (applied for organzation):

SO CMND/HO chieu (cua nguai dai dien): Ngay cap: Noi cAp-

Representative 's ID/Passport No: ... date of issuance: ... ... Place of issuance:

To chirc hoc ca nhan &lac uY quyen (neu c6): Authorised organization/individual (if any):

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S6 DKICD/CMND/HO chieu (oda to oink hoac ca nhan dirge fly quyen): Business registration certificate/ID Card/Passport No: Ngay cap: Nai cap: Date of issuance• Place. of issuance:

Chung toi/Toi da thgc hi'en clang ky tham gia dL gia ca lo c6 phAn cua T6ng cong ty Dau tix va kinh doanh von Nha mrac (SCIC) tai Vinaconex vao ngay We have carried out the registration for participation in the Auction for whole lot of shares holding by the State Capital Investment Corporation (SCIC) in Vinaconex on / /

• • SO co phan da ding ky mua: (Bing chit. Number of shares to be registered for purchase an words -

Nay UM de nghi dirge cap lai Phieu tham du ban du gia. Ca lo, 1* do: We request that the Bidding Form of the Auction for whole lot of shares to be reissued, with the reason as below:

❑ Phieu tham du du gia ca 10 bi rich nat, thy xoa,... (dinh kern theo don nay).

The Bidding Form of the Auction was torn, erased etc. (attached)

❑ Mat phieu tham du du gia ca. 10 da. cap.

The Bidding Form of the Auction was lost.

Neu có tranh chip xay ra lien quan den Phieu tham du dAu gia ca to cua toi thi toi se có trach nhiem chirrig minh va chiu hoan town trach nhiem truac phap lust. Toi cam loan nhang lai khai tren la dling six that. If there has any dispute in relation to my/our Bidding Form for the Auction, I/we will be responsible to prove and will take full responsibility under the law. I/we commit all declarations above are true and accurate.

TO CHU'C, C.A. NHA.N WET noN ORGANIZATIOAT/1NDIVIDUAL

(1“7, ghi r6 h9 ten, long dau (neu co) (Sign, full name, seal (if any)

1312L danh cho T6 chirc ban da.'u gia ca lo/ For the Auction Organizer: Xac nhan da nhAn don de nghi cua khach hang: Confirmation of receiving the client's application: S6 CNINDIS6 HO chieu/S6 DKKD: ID No./Passport No./Business Registration Certificate No: vao .... ngay / /

Nhan vien giao dioh

Kiem soat Receiver Supervisor

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MAu 06A / Form 06A (Ban hanh kern theo Quy chi ban dau gia ca 10 co phan cua

Tang cong ty Ddu tit va Kinh doanh von Nha nuac tai Vinaconex) CONG Ho), )a. Ho' CHU NGHIA VItT NAM

D6c lap - Tu do - Hanh pink

, ngay th6ng nom 2017

GIAY UY QUYEN Kinh girl: - Giao dich Ching khoan Ha N§i

- (Ten dai Ur ban dau gia ea 18)

Ten to chtk ho4c ca. nhan: Dia chi: Dien thoai• Fax SO DKKD/CMND/H6 chieu• Ngay cap.

Ncri cap. Nguegi dai dien (doi vai to chirc): Se CMND/H6 chieu (cua nguCri dai dien): Ngay cap.

Noi cap. Do khong c6 dieu kien tham dg trgc tiep tham gia dau gia ca 16 co phan. dm Tang ding ty Dau ttx va kinh. doanh yen Nha nuac (SCIC) tai Vinaconex dugc to chac vao ngay ....... /...../ ...... , nay

toi/chang tai:

UY QUYEN CHO: Ten to chtk ho4c ca nhan So DKKD/CMND/H6 chiu Ngay cap- Nai cap

Dia chi. Dien thoai. Fax

Thay malt toi/chang tai tham dg dau gia ca 16 co phan cua Tong cong ty Dau to va kinh doanh yen Nhantrac (SCIC) tai Vinaconex, bao gem cac cong vie'c sau: 1.Lam thit tuc dang k5r tham dur dau gia. ca 16 (dien thong tin va ky nhan vao don, nop tin dot cpc va

n'Op ho soy dang ky tham dux dau gia ca 16, nhan Phieu tham dux Tau gia Cale). 2. Lam cac thu tuc lien quan den de nghi thay doi dang ky tham gia dau gia ca 18, hay dang 14T tham

gia dau gia. Ca 10, de nghi cap lai phieu tham dg dau gia ca 10. 3. Ghi gia, Ichei luting, cac thong tin lien quan, ky vao phial tham dg dau gia ca 10 va trgc tiep tham

dg phien ban dau gia ca 10. 4. KST Hap dong chuyen nhucmg va lam cac thit tuc lien quan den chuyen nhugng co phans theo Quy

the ban dau gia Cale (trong truong hap tang dau gia.).

(Ten to chirc hoac ca nhan dugc nghia vu thgc hien dang cac quy dinh ve ban dau gia theo Quy the ban dau gia ca 16 co phan cua Tong cong ty Dau to va kinh doanh yen Nha turgc (SCIC) tai Vinaconex, Ichong dugc ay quyen cho ngugi khac va c6 trach nhiem thong bao lai ket qua chao ban canh tranh cho ngtred ay quyen. (Ten to chuc hoac ca nhan uy quyen) s cam ket chiu toan b6 trach nhiem cac quyet dinh cua

(Ten to chirc hoac ca. nhan nhan ay quyen) trong pham vi not dung ay quyen. Ngtriri dugc 'ay quye'n Ngtro.i by quyen

ghi ro hp ten va clang dau (neu co) Ky, ghi ro h9 ten va dong ddu (niu có)

XAC NHAN CUA UBND PHVONG, XA HOAC CO QUAN NBA NIX(C CO THAM QUYEN

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MAu 06B/Form 06B

(Ban hanh kern theo Quy ch6 ban du gia ca lo co phLi cua

'Ring cong ty D'au to va Kinh doanh von Nha nuao tai Vinaconex)/(Issued together with the Regulations

on auction of the shares held by State Capital Investment Corporation (SCIC) in Vinaconex)

GIAY UY QUYEN (cila nha dal tax ntrac ngoai)

POWER OF ATTORNEY (applicable to foreign investors)

Ngay thang nam 2017 , 2017

Lien quan den dot ban dau gia Ca 16 c6 phan Vinaconex ("Dcrt Dau Gia") do T6ng cong ty Dau to va Kinh doanh von nha nuac ("SCIC) thgc hien theo Quy the ban dau gia ea 18 do SCIC ban hanh thang nam ("Quy Che"), toi/chiing tOi voi cac thong tin chi tiet neu duai day: In connection with the Auction for whole lot of shares of the Vinaconex (the "Auction') to be conducted by the State Capital Investment Corporation ("SCIC") pursuant to the regulations on Auction issued by SCIC on (the "Regulations"), I/we whose details are shown below:

"Rn day du (ghi ten chinh thirc bang chic in hoa)/Full name (official name to be inserted in capital letter):

- Dia chi thuang tru yeti ca nhan), dia chi try. s& chinh (di voi to chirc)IPermanent address (in respect of individuals), registerred address (in respect of organizations):

Qu6c tich (di voi ca nhan), nai thanh lap (di voi to chi'rc)/Nationality (in respect of individuals), place of incorporation (in respect of organizations): Ngueti dai dien theo phap luat/Legal representative: Ho chieu (ho'ac chimg minh nhan dan, can mac cong dan hoc twang duang doi voi ca nhan), Criay thing nhan thanh lap (ho4c giay dang ky doanh nghiep hoc tucmg throng di voi to chirc)IPassport (or identity card, citizen card or equivalent in respect of individuals)/Certificate of incorporation (or business registration certificate or equivalent): Slilnumber: Cap ngay/issued:

bad/by: có hi'eu list an/valid to

Ma s6 giao dich chAng IchoanISecurities trading code: Cap ngay/issued on:

Bang giay Ay quyen nay chi dinh ca nhan WA thong tin duOi day lam nguai dai dien theo Ay quyen hop phap cua toi/chAng tai ("Ngeri Dai Di0") de nhan danh chAng tai thgc hien mot so cong viec va hanh clOng dugc fly quyen trong don dueri day: Hereby appoint the individual whose details are shown below as our lawful attorney-in-fact (the "Attorney-in-fact") who is authorized to carry out certain works and acts as set in the next paragraph:

- Ten day du (ghi ten chinh thirc bang chit in hoa)/Full name (official name to be inserted in capital letter):

- Dia chi thuang trulPermanent address: Quoc tichlNationality:

- Ho chieu (hoac thing minh nhan dan, can cuetc cong dan hoc Wang dtrang)IPassport (or identity card, citizen card or equivalent): So/number: Cap ngay/issued: boi/by: c6 hieu lgc denlvalid to:

Dien ten day du, s6 ho chieu ho4c gi4 to. ddc dinh Ca nhan hop phap va chirc vOnsert full name, passport or other lawful identity cards number and title.

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Ngtroi Dai Dien duct fry quyen de thay mat toi/chimg toi tinrc hien cac cong viec va hanh ciOng sau: The Attorney-in-fact is authorized to carry out certain works and acts as set herein:

(a) KST va hoan thien don Bang kYthao ban va cac tai lieu khac trong 1)8 h6 so dung ky chao ban theo quy dinh

, Quy (trir khi da dirge 1(3'7 va/hoac hoan thien boi toi hoac ngtroi

dai dien c6 tham quyen khac dia chnng toi)/To execute and complete the registration form and other documents included in the registration dossier as provided in the Regulations (unless the same has been executed and/or completed by me or by our other authorized signatories);

(b) NOT) h6 so dung lc* cue tharn gia Dot Dau Gia theo quy dinh cua Quy Che/To submit the registration dossier for my/our participation in the Auction in accordance with the Regulations;

(c) KY, hoan thien va n'Op don sira d6i hoac hity clang kS, tham gia Dot Dau Gia theo quy dinh cue Quy Che/To execute, complete and submit the application for amendment to or cancellation of registration for my/our participation in the Auction in accordance with the Regulations;

(d) Nhan phieu tham du dau gia./To receive the bidding form;

(e) 1(5, (trir khi phieu tham c11.1 da dirge ky bad toi hoac nguesi dai dien c6 tham quyen khac,ciia cluing MI), hoan thien va nOp phieu tham dau gia da theo quy dinh Quy Che/To execute (unless the bidding form has been executed by me or by our other authorized signatories), complete and submit the executed bidding form in accordance with the Regulations;

(f) Tham du phien dau gia throe to chirc theo Quy Che/To participate in the Auction session organized in accordance with the Regulations;

(g) Ky ket cac tai lieu khac va thtc hien cac cong viec khac can thiet nham tipc dich cua viec tham gia Dot Dau Gia cua toi/chung toi, viec mua co phan cfia tOi/cluIng toi trong Dot Dau Gia phu hop yeti Quy Che/To execute such other documents and carries out such other works as necessary for the purpose of my/our participation in the Auction and my/our purchase of shares offerred in the Auction in accordance with the Regulations.

Bang giay uy quyen nay, toiJchfing toi chuan y va xac nhan tat ca cac cong viec, hanh dOng hoac tai lieu do Nguai Dai Dien thlrc hien hoac 147 ket (My trtrong hop Sp dung) theo giay fly quyen nay. Uwe hereby ratify and confirm all the works or documents carried out or executed (as the case may be) by the Attorney-in-fact pursuant hereto.

Giay uy quyen nay c6 hieu luc tir ngay IcS7 va chi N. hily 1)6 boi mOt thong bao bang van ban &roc ky va giri cho SCIC bai toi/chimg toi theo pinrcmg thirc quy dinh trong Quy Che. This power of attorney takes effect from the signing date and shall be revoked only by a written notice executed and delivered to SCIC by me/us in the manner set out in the Regulations.

NGUbi DAI DIEN NHA. DAU ATTORNEY-IN-FACT INVESTOR

(Kg, ghi ro ho ten) (1(*, ghi ro lio ten va dong dau (nen c6)/ (Signature, (Signature and name) name, title)

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1VIL 06C/Form 06C

(Ban hanh kern theo Quy the ban dau gia ca lo c8 phan cua

TOng cong ty Dau to va Kinh doanh von Nha nu& tai Vinaconex)/(Issued together with the Regulations on auction of the shares held by State Capital Investment Corporation (SCIC) in Vinaconex)

GIAY UY QUYEN CUA NHA DAU TU. NU'dC NGOAI CHO DAI DIEN GIAO DICH POWER OF ATTORNEY FOR VIETNAM BASED TRADING REPRESENTATIVE

I. Thong tin ve cac ben co lien quan I. Information on relating parties Chung toi la: We, 1. Ten day du, ten giao dich, ten viet tat dm nha dau tir (ghi bang chit in hoa ten to chile nuac ngoai - ten tren Giay phep thanh lap/ clang ky kinh doanh)/ Full name, transaction name, abbreviation name of Investor (the names should be input in capital letter and consistent with that on Certificate of Incorporation/ Certification of business registration):

2. Loai hinh nha dau tu/ Category: To chi.rc/ Institution Ca nhan/ Individual

3. Dia chi tru se" chinh cua nha dau tu/dia chi lien lac (doi ca nhan)/ Head office address:

Tel: Fax: Email:

4. Qu6c tich eta nha Tau tu/Country of origin: 5. Giay dang ky NSH2/ Business License number: Do/issued by: cap ngay/dated thong nom

CO hieu,luc ngay/valid to thong nom6. Ma so giao dich chimg khoan (n6u cO)ISecurities Trading Code number (if any)-

Ngay cap/ issued on: 7. Tai khoan hru ky chimg khoan (neu co)/ Securities Custody number (if any):

S6 tai lchodn/ Securities Custody number: , Mo tai Thanh vien hru 14 (ten day du/ten viet fat)/ Custodian name: Dia chi tru ser chinh cua Thanh vien 1uu k3',/ Address of the custodian: Giay chirng nhan dang ks, hoat dOng luulcSr s6/ Depository License Number:

UBCKNN cap ngay thong nam .,/ issued by State Securities Commission on:

8. Tai khoan giao dich chirng khoan (neu co)/ Securities Trading Number:

So tai khoan/ Securities Trading Number: Mop tai Cong ty chirng khoan (ten day diUten vik tat)/ Securities Company Name:

Dia chi tau so chinh cua Cong ty chirng khoan/ Address of Securities Company:

Giay phep thanh lap va hoat dOng so/ Business License number:

• 'UBCKNN cap ngay thong nom.... / issued by State Securities Commission on:

9. Tai khoan von (tau to gian tip (neu co)/ Foreign Indirect Investment Account Number:

So tai khoan/ Account Number: Ma• tai Thanh vien luul4 (ten day dii/ten vik tat)/ Bank name: Dia chi tru sof chinh cua Thanh vien hru k}7/Address: Giay ph8p thanh lap va hoat dOng so/ Business License number:

UBCKNN cap ngay thong nom.... / issued by State Securities Commission on:

10. Tai khoan tien giri thanh tan giao dich chimg khan tai ngan hang (neu c6)/ Cash account

for securities trading opened at a bank: S6 tai khoan/ Account Number: Mo tai Ngan hang (ten day du/ten vik fat)/ at bank:

2 D6i yen ca nhan: so Ho chi6u con hieu Igc/chirng thirc ca nhan hop phap khac; D6i vai to chirc: s6 Giay phep thanh lap phap nhan mac not to chirc do thanh lap hoac clang kinh doanh; Giay phep thanh lap to chirc hoac chi nhanh

tai Viet Nam

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Dia chi trii sO. chinh cua Ngan hang/ Address: GiAy phep thanh lap va hog &Ong s6/ Business License number: Ngan hang Nha mac cap ngay .nam / issued by State Bank on: Sau day chi dinh/ hereby appoint Ong (Ba)/ Mr, Mrs: 1. H9 va tenIFull Name: Gio i tinhlGender. 2. Ngay sinh/DOB: Nai sinhlPlace of Birth: 3. Qu6c tichlNationality: 4. SO HO chi8u/CMND/The an sinh xa 110 ilPassport number/ID/Social Security number: Nai cap/Issued at: Ngay cap/Issued on: 5. S6 Ch'ing chi hanh nghe kink doanh chimg khoan (CCHN)/ Securities / Professional Licence for Securities trading: Ngay cap/ issued on: 6. Nai lam viec (ten day dU, ten viet tat eta to chirc nai lam v*)/ Place of Work's name: Dia chi nai lam viec/ Address: 7. Tel: Fax: Email: 8. Dia chi thuong trfil Permanent Address: 9. Ch8 or hien nay tai nu& ngoai/ Residence address: Tel: Fax Email: 10. Chii & hien nay tai Viet Nam (neu al)/ Address in Vietnam Tel: Fax: Email: La dai dien giao dich duy nhAt cho (ten nha dau to nu& ngoai), thgc hien viec giao dich, quyen c6 dong, dai dien phAn von gop, thgc hien viec bao cao, cong b6 thong tin theo sir chi dinh, uy quyen cna (ten nha dau to nu& ngoai), ke ca cac tong viec neu trong phg luc eta giAy fly quyen nay. To be the sole trading representative for <name of foreign institutional investor> for trading activities, shareholder 's rights, reporting, information disclosure in accordance with the power of attorney of <name of foreign institutional investor>, including works set out in the appendix hereto.

GiAy chi dinh nay co hs i eu Igc cho den khi cO Van ban chi dinh, fly quyen b6 bang van ban caa. (ten nha dau tur mthe ngoai). This power of attorney shall be valid until <Name of the foreign investor> issues a written notice of revocation.

DAIDMN GIAO DICH

1)&1 DIN CO THAM QUYEN CUA NHA DAU TU TRADING REPRESENTATIVE Nu'dc NGoAvAUTHORIED SIGNATORY FROM

FOREIGN INVESTOR ghi r5 ho ten) ghi r5 ho ten va gong dau (niu co))/

(Signature, name, title)

(Signature, name, title)

XA.0 NHAN CUA CO QUAN CONG CHfiNG HOAC CO QUAN CO THAM QUYEN CERTIFIED BY AUTHORIZED NOTARY PUBLIC OR AUTHORIZED AUTHORITY

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PHU LUC Lien quan den dot ban dau gia Ca 16 c6 phan Vinaconex ("Dot Diu Gia") do Tang Gong ty Diu to va Kinh doanh von nha nix& ("SCIC) thvc hien theo Quy the ban dau gia ca 16 do SCIC ban hanh thing nam ("Quy Che"), dai dien giao dich c6 quyen de thay mat foi/chimg toi th‘rc

hien cac ding viec va hanh Ong sau:

In connection with the Auction for whole lot of shares of the Vinaconex (the "Auction") to be

conducted by the State Capital Investment Corporation ("SCIC") pursuant to the regulations on

Auction issued by SCIC on (the "Regulations"), I/we whose details are shown below:

IC.Sr va hoan thien don Tang 14 chao ban va cac tai lieu khac trong b6 h6 so Tang 14 elle.° ban theo quy dinh cua Quy Che (trir khi dal dirge 14 va/hoac hoar' thien boi toi hoac ngirai

dcai dien CO them quyen khac dia thong toi)/To execute and complete the registration form

and other documents included in the registration dossier as provided in the Regulations (unless the same has been executed and/or completed by me or by our other authorized

signatories);

N6p h6 so clang 14 a tham gia Dot Diu Gia theo quy dinh oda Quy Che/To submit the

registration dossier for my/our participation in the Auction in accordance with the

Regulations;

(c) KS', hoan thien va n6p don sira d6i hoac 13.4 clang ky tham gia Dot Diu Gia theo quy dinh

eta Quy Che/To execute, complete and submit the application for amendment to or cancellation of registration for my/our participation in the Auction in accordance with the

Regulations;

(d) Nhk'n phieu tham chr dau gia/To receive the bidding form;

(e) ICSr (trir khi phieu tham du da &roc ky boi toi hoac ngtr6i dai dien CO them quyen khac,ciia

chAng Vol), hoan thien va n6p phieu tham dau gia. da theo quy dinh Quy Che/To

execute (unless the bidding form has been executed by me or by our other authorized signatories), complete and submit the executed bidding form in accordance with the

Regulations;

Tham dtx phien dau gie, &roc to chirc theo Quy Che/To participate in the Auction session

organized in accordance with the Regulations;

KS, ket cac tai lieu khac va thgc hien cac tong viec khac can thiet nharn muc dich cUa viec tham gia Dot Diu Gia cua tOi/chang toi, viec mua co phan cite t8i/chfing toi trong Dot Diu

Gia phi' hop voi Quy chefTo execute such other documents and carries out such other works as necessary for the purpose of my/our participation in the Auction and my/our purchase of shares offerred in the Auction in accordance with the Regulations.

(a)

(b)

(f)

(g)

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MAu 07 / Form 07 (Ban hanh kem theo Quy ch6 d'Au gia bin cis ph'n cua

Tang cong ty D'au ttr va Kinh doanh van Nha tux& tai [doanh nghie:p])/ (Issued together with the Regulations on Auction for whole lot of the shares held by State Capital Investment Corporation in

Vinaconex) CONG HOA XA HOI CHU NGIIIA VIVI' NAM / SOCIALIST REPUBLIC OF VIETNAM

D'Ocl4p - Ttr do - II4nh phin / Independence - Freedom - Happiness

, ngay thong nam 20... 20..

Ma so nha (IL tir• (Do Ban to chtiv cap) Investor Registration Number: (provided by the Organizer)

PHIEU THAM DAU GIA BAN CO PHAN BIDDING FORM

Kinh So' giao dich Chung khoin To: ... Stock Exchange

Ten to clout ho4c ca nhanIName of foreign organization/individual:

So DKKD/CMND/H3 chi'ulBusiness Registration Certificate/ID Card/Passport No:

Ngay cap/Issued date: Nai cap/Issued place. Dia chi/Address:

SO dien thoai/Tel: Fax: Email (nau co/if any): SO Tai Ichoan sir dung d nhan lai tien dot c9clAccount for deposit refund:

Mel tOlOpen at (bank): SO tai Ichoan cherng khoan/Custodian account: Mey tai/Open at (Custodian bank): SO co phan da gang k57 mua: 254.901.153 co phAn Number of shares registered for purchase 254,901,153 shares Bang chit: hai tram nom mucri tu trieu chin tram link mot nghin mot tram nam mirth ba co phan co phAn In words: two hundred fifty-four million, nine hundred and one thousand, one hundred fifty-three shares Gia lchoi diem- dOng/cp Initial Price: VND/share Ngay to chdc ddu gia ban co phan/Date of the Bidding: SO lien dot coo Ira nOpIDeposit paid: VND Bang chir In words • Sau khi nghien ceru ky ha so va quy the ban ddu gia ca 18 co phan cua TOng cong ty D'au to va Kinh doanh von nha nu& (SCIC) tai Vinaconex, toi/chiang toi cong 57 mua co phAn da clang Icy or tren vai mire gia nhu sau: After careful review of the documents as well as the Regulations on the Auction for whole lot of shares held by the State Capital Investment Corporation (SCIC) in Vinaconex, I/We agree to buy the shares registered above at price as below:

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STT Rnh /

Number

Marc gia lip mua (VND/ 1 co phan) Price for each common share (VND/share)

• Khoi luvng co phan d4t mua / Number of shares

registered Bing so IIn number Bing chi/In words

254.901.153

TO CHtrc, CA NHAN TRAM GIA ORGANIZATION/INDIVIDUAL

Chit k)',, ghi ro hg ten va dong dau (nL co) Sign, full name, seal (if any)

Ghi chtl/Note: Khot luting dit mua phai &mg bang khOi luting da dang ky tai Don clang IcY tham gia dau gia ban

c6 phin/ Number of shares registered has to be equal the number of shares under the Registration Form for the Bidding. - Mirc gia d4t mua tinh ten mot c6 phan / the price is for one common share - Mire gia san cita ca phieu VCG tai ngay dau gia (ngay T) se &lac HNX ding bo sau 17h00 ngay het han Bang ky tham gia du gia ban co phin (ngay T-1) / the floor price of VCG shares at the date of the bidding (day T) shall be announced by I-INX after 5:00PM VNT on the last day for registration (day T-1). - Muc gia ct4t mua khong duac tha"p hon gia khai diem va mirc gia san cua c6 phiL VCG tai ngay to chirc dL gia ban co phAn / the Price put in the Bidding Form cannot be lower than the initial price and the floor price of VCG shares at the date of the Bidding.

Era'j. -, ein—.̀ 6 aoJAri.144...,00.9.46ng/c6pliin /.1..b.iittgpr?Ce•:4, VND144,000.Pei.:ishat: EriLa•7.'-'?1' 1 •%,- 743)0ii,:.. :V:Cd-:-:',L16. ::1-414X cong-? • bo Ir.:150.0007464- 6:6:.. ph&la : / Floor.fil rice. $2 ... ...... . . . . rielii,c4.7z.71aaiiioiii7 HSXeiit,?,', is ..VN M:50,000 per. s h are

r.y."1, a.. air : ' t).T..fliiiiiiaC ila 1Al'..i. .'.di mu ldiOtigthap 'hat ,150..pop -dong/co phan: 0.. .

7..,„Ji: nve§'Oifilia$...topyt4n1hg:pi....zge'nat lower than. ...1.5(1,000perhare.

,. per-share

u tga3=9:1":diem ci ftWer.54- Er

xinndahte.

aab-an 144.090 ding/c6 phin / Initial Price is .VND1214; ooaPer share eu [doanli:::ntlii'ep] do HSX cong bo lh 140.000 "d6ng/0 phan /17/99e.:_pflcpf

000 per Share: mua lacong thdphan1440p0 d6ng/c6.phin

to pace not lower tlian .Y7\ib144,000Per Share

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Mau 08/Form 08

Mau cong bki thong tin clang ky mua co phAn kheii hryng lon qua din gia

(Ban hanh kem theo Quy chi ban dim gia ca 16 ca phan cOa

Tang cong ty Dau to va Kinh doanh van Nha nuov tgi Vinaconex)

Thong ban clang mua co phAn khO'i luvng loon qua din gia

TEN TO ClifiC/CA NHAN CONG HOA X.A HOI CHU NGHIA VIET NAM Dee lap - Tv do - II#nh phlic

SO: , ngOy thang nam

THONG BAO BANG Ki? MUA CO PHAN KHOI MING LON QUA DAU GIA

Kinh girl: Giao dich Chirng khoan Ha Nei -Tong cong ty Diu txr va Kinh doanh von nhi ntrac

I. Tinh hinh d4e dim cua to chirc/ci nhan ding lcSr mua

A. DOi voi to chIrc

1. Ten, dia chi, se dien thoai, s6 fax, dia chi website, von dieu le, se lacing co phin dang luu

.hanh:

2. Sa lagc ye nganh nghe kinh doanh, tinh hinh hog dang, dinh huang, ke hop.ch phat trien:

3. Tinh hinh tai chinh: (tang nguan von kink doanh, ca eau nguan van, kit qua kink doanh va ccic chi tieu tai chinh)

B. Dei yoi ca nhan

1. HQ va ten:...

2. Ngay sinh:...

3. SO chirng minh tha nhan dan: cap ngay tai

4. Dia chi:...

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5. Dien thoai:...

II. Ten cong ty co co phieu dugc ban diu gia

Tong Cong ty co phan Xuai nh4p khau va Xay dung Viet Nam

M6i quan he giira to chfrc/ca nhan dang lcy mua voi cOng ty c6 co phieu dugc bin ddu gia

IV. Se luvng, ty le nam gift co phieu hien tai cua to chirc/ca nhan va nguoi lien quan ding ky mua tai cong ty c6 a phieu dirge ban dau gia

1. s6 lugng, tS, le nam giir co phieu hien tai cua t6 chimica than dang 14, mua tai cOng ty c6 co phieu dugc ban dL gia•

2. Se lugng, tS, le nam gift co phieu hien tai cua nguoi co lien quan cita to chi:re/ca. nhan (rang 14, mua tai cong ty c6 co phieu dugc ban dL gia:...

V. SO lugng, ty le c6 phieu dir kien thtyc hien mua qua d'Au gia cua t6 chirc/ca nhan va ngtrifi c6 lien quan

1. Se lugng, ty 1e co phieu du kien thuc hien mua qua dL gia cUa t6 chirc/ca nhan.:...

2. Se lugng, tS, le c6 phieu du kien thuc hien mua qua ddu gia cua nguoi lien quan den t6 cluic/ca.

VI. SO lugng, ty le c6 phieu thy kien nam gift sau khi mua qua ddu gia ctia to chtic/ca nhan va nguoi c6 lien quan

1. SO hrgng, ty le c6 phieu du kien nam gift sau khi mua qua dL gia cua t6 chuc/ca nhan:...

2. Se lugng, ty le co phieu du kien nAm gi& sau khi mua qua ddm gia cua nguoi co li8n quan cua to chirc/ca nhan:...

VII. Nguen yen thtyc hien

Val Mktc dich mua co phieu va clu• kien ke hoach hog dOng, kinh doanh sau khi mua c6 phieu

nay ... thing ... nam TO chfrc/ ca nhan Tang 14, mua

(KS,, ghi ro hg ten, dong dau (dei ved t6 chirc))

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Mau 09 (Ban hanh kern theo Quy chl ban dau gici ca 16 ca ph an dui

Tang cong ty Ddu to va Kinh doanh van Nha nurk tai Vinaconex)

CONG H0A. xA. HOI CHU NGHIA VItT NAM Dec Yap - Tir do - Hanh phiic

XAC NHA:N DA NOP HO Sc NANG WC

Horn nay, ngay thang dam 2018, tai tru s6 Tting Cong ty Dau to va Kinh doanh von nu6c (SCIC) — Tang 23, toa nha Charmvit, 117 Tran Duy Hung, Ha N6i:

1. Ben giao: Ten to hoc ca nhan: Dia chi. SO dien thoai: Fax: Email (n'L c6):

St) DICKD/CMND/H6 chiL: Ngay cap: Novi cap:

2. Ben nhan: Ten V; claire: Wing cong ty Dau ttr va Kinh doanh Win Nha ntr6c Dia chi: Tang 23, t6a nha Charmvit, 117 Tran Duy Hung, Cau Gidy, Ha N6i. S6 dien thoai: (84-4) 3824 0703 Fax: (84-4) 6278 0136

SCIC da nhan dugc H6 so nang lgc cua

bao gem: Gidy clang ky kinh doanh/Chimg minh nhan clan/Can cuac cong dan/H6 chieu (ban

photo/ban sao hgp le); Xac nhan s6 du tai khoan cua Nha dau tr ngay tai Ngan

hang Trong tr&mg hop Ichong chap thuan Nha dau fix tham gia phien dau gia ca 16, SCIC c6 fra lai

bLg van ban trong yang 02 ngay ka to ngay nhan doge he so nang lgc cua Nha dau to va tru6c

14h00 ngay 15/11/2018 (truck ngay dau gia 07 ngay). Nha dau to c6 trach nhiem thgc hien cong b6 thong tin theo Khoan 3.7 DiL 3 va Khoan 7.1 Dieu 7 (nL c6) quy dinh tai Quy the dau gia ca 16 c6 phan cua T6ng cong ty Dau to va kinh doanh von nha nook tai Tang cong ty c6 phan Xuat nhap khau va xay dgng Viet Nam. Xac nhan nay dugc lap thanh 02 (hai) ban, c6 gia tri phap VT nhu nhau, na76i ben gat 01 ban.

Dal dien Ben giao Hai dien Ben nhan

Chu- ky, ghi r5 ho ten va gong deiu (niu co) Chu , ghi r5 ho ten va gong dZu (niu co)