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European Journal of Scientific Research ISSN 1450-216X Vol.36 No.4 (2009), pp.595-605 © EuroJournals Publishing, Inc. 2009 http://www.eurojournals.com/ejsr.htm Analysis of Underground Market Settlement in Tabriz Urban Railway M.J.Vahdatirad  Department of Civil Engineering, Babol University of Technology, Babol, Iran  E-mail: [email protected] H.Ghodrat  Faculty of Engineering, Tarbiat Moallem University, Tehran, Iran S.Firuzian  Department of Civil Engineering, Babol University of Technology, Babol, Iran  A.Barari  Department of Civil Engineering, Babol University of Technology, Babol, Iran  M. Torabi  Faculty of Mining, Petroleum and Geophysics, Shahrood University of Technology Abstract Tunnel of Tabriz urban railway line2 (TURL2) will pass an underground market on its way. Short distance between tunnel crown and underground market foundation will  probably cause collapses or excessive settlements during tunnel construction based on conducted investigations into geotechnical conditions of the region. Using finite element method, the quantity of underground market foundation settlement is estimated in this  paper. Then, considering allowable settlement concluded from risk analysis and acce ptable risk level, some measures are suggested for settlement reduction. The results show that in order to lessen volume loss, underground market settlement can be controlled using grouting methods and simultaneously special measures. Keywords: Mechanized Tunneling, Settlement, modeling, Grouting, PLAXIS. 1. Introduction Tabriz with 160 2 km area and the population about 1,360,000 is one of most crowded and important cities in northwestern Iran. According to conducted traffic and transportation studies, 4 light urban railways, 48 km in length (extendable to 72 km), are considered for this city (Fig.1). Studies and design of Tabriz urban railway line 2 (TURL2) have been commenced since 2006. TURL2 20 km in length will connect eastern part of the city to its western part and will pass crowded parts of the city such as trading centers on its way. In the city center, the crown of TURL2 tunnel, excavated by an EPB-TBM machine 9.2m in diameter, passes under an underground market foundation at a distance of about 13.1m (Fig. 2). The foundation of the market, 1.5m thick, is 5.86m deep (Fig.3). Based on studied

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European Journal of Scientific Research

ISSN 1450-216X Vol.36 No.4 (2009), pp.595-605

© EuroJournals Publishing, Inc. 2009http://www.eurojournals.com/ejsr.htm

Analysis of Underground Market Settlement in Tabriz

Urban Railway 

M.J.Vahdatirad

 Department of Civil Engineering, Babol University of Technology, Babol, Iran 

E-mail: [email protected]

H.Ghodrat

 Faculty of Engineering, Tarbiat Moallem University, Tehran, Iran

S.Firuzian

 Department of Civil Engineering, Babol University of Technology, Babol, Iran 

A.Barari

 Department of Civil Engineering, Babol University of Technology, Babol, Iran 

M. Torabi

 Faculty of Mining, Petroleum and Geophysics, Shahrood University of Technology

Abstract

Tunnel of Tabriz urban railway line2 (TURL2) will pass an underground market onits way. Short distance between tunnel crown and underground market foundation will

 probably cause collapses or excessive settlements during tunnel construction based on

conducted investigations into geotechnical conditions of the region. Using finite elementmethod, the quantity of underground market foundation settlement is estimated in this

 paper. Then, considering allowable settlement concluded from risk analysis and acceptable

risk level, some measures are suggested for settlement reduction. The results show that inorder to lessen volume loss, underground market settlement can be controlled using

grouting methods and simultaneously special measures.

Keywords: Mechanized Tunneling, Settlement, modeling, Grouting, PLAXIS.

1. Introduction

Tabriz with 1602

km area and the population about 1,360,000 is one of most crowded and important

cities in northwestern Iran. According to conducted traffic and transportation studies, 4 light urbanrailways, 48 km in length (extendable to 72 km), are considered for this city (Fig.1). Studies and design

of Tabriz urban railway line 2 (TURL2) have been commenced since 2006. TURL2 20 km in length

will connect eastern part of the city to its western part and will pass crowded parts of the city such astrading centers on its way. In the city center, the crown of TURL2 tunnel, excavated by an EPB-TBM

machine 9.2m in diameter, passes under an underground market foundation at a distance of about

13.1m (Fig. 2). The foundation of the market, 1.5m thick, is 5.86m deep (Fig.3). Based on studied

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Analysis of Underground Market Settlement in Tabriz Urban Railway 596

geotechnical condition of the region including shallow water table, low cohesion and medium densitymaterials, it is of great importance to study probable settlements.

The problem of tunnel-induced settlements has interested many researchers over the past 40

years and many literature presented (among others, by Peck, 1969 [[1]]; Cording et al., 1975 [[2],[3]];Mair et al., 1996 [[4]], 1997[[5]]; Attewell et al., 1982[[6]], 1984[[7]]; Rankin, 1988[[8]]; New et al.,

1991 [[9]]; Leblais et al., 1995 [[10]]). Moreover, Selby (1988) based on a numerical modeling studied

transmission of settlements upwards to the surface in a homogeneous medium and in a layered medium

with different consistency of the strata [[11]]. Further, because of recent progress in the ability oftunneling machines to cope with difficult ground conditions, the ground movements produced have

 been greatly reduced [[12]]. A Working Group of the French Tunneling Association has published asubstantial and authoritative review paper ‘Settlements Induced by Tunneling’[13]].

In this paper, using PLAXIS finite element software code, site condition is simulated and the

foundation settlement is estimated. Owing to the fact that settlement value exceeds the accepted

quantity (resulted from risk analysis), influence of volume loss reduction and improvement of soilgeotechnical parameters, using slurry grouting, is studied. Results show that underground market

foundation settlement could be controlled using measures for volume loss reduction and improvement

of geotechnical parameters of soil layers by grouting simultaneously.

Figure 1: Tabriz urban railways

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597 M.J.Vahdatirad, H.Ghodrat, S.Firuzian, A.Barari and M. Torabi

Figure 2: Underground market plan in TURL2 corridor

Figure 3: Underground market section

2. Allowable Settlement based on Building Risk Analysis (BRA)The Building Risk Assessment – BRA – to estimate the potentially expected damages on the basis of

settlement predictions and the intrinsic vulnerability of the structures is Considered, [[14]]. By a

feedback method, the allowable settlement is estimated based on BRA.

2.1. Damage classification and concept of risk

For structures with isolated foundations, the classification is given by Rankine (1988) that fixes limit

values for settlement and angular deformation [[8]].

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Analysis of Underground Market Settlement in Tabriz Urban Railway 598

Table 1: Classification for the evaluation of damages in buildings with isolated foundations

Risk Category Damage Damage Description

1 (aesthetic) Negligible, not visible Improbable superficial damage2 (aesthetic) light Possible superficial damages without structural consequences

3 (aesthetic) mediumProbable superficial damages and possible damages to the structure and to

 pipes

4 (structural) high Probable damages to the structure and to pipes

Construction of new underground structures can cause in the existing building deformation

modes different form the ones that are normal for it. For this reason, the new deformations possiblyinduced are added to the previous ones and also a very light new deformation can be critic if the

 previous deformations were important.

The vulnerability is defined as the intrinsic characteristic of the building that expresses the state

of the building and its vulnerability [[14]]. In this paper, the vulnerability of underground market isevaluated by a direct and bibliography investigation.

The characteristics of the building must be collected on the basis of the following themes

[[14]]:Structural behavior (kind of structure, number of floors, dimension of the building)

• 

Kind of foundations•  Functionality and use of the building

•  State of conservation of the building

•  Orientation with reference to the tunnel excavation axisFor each item, a different weight is assigned and the sum represents the vulnerability index of

the building. Low values of the vulnerability mean higher capacity of the building to resist to

deformation.

The vulnerability index is used to define the reduction factor (FR) for the limit values. Thecorrection to the damage classification presented is reported in the Table 2.

Consider to building characteristics of the underground market, vulnerability index value is

concluded about (IV=44).

Table 2: Rankin damage classification adjusted by the use of the vulnerability index (IV) For the Porto Metro

Project (Chiriotti et al., 2000) [[15]]

Negligible Low Slight Medium High

200   << V  I    4020   << V  I    6040   << V  I    8060   << V  I    10080   << V  I   

Reduction Factor (FR )

0.1= R F    25.1= R F    50.1= R F    75.1= R F    0.2= R F   

Control Parameter   C  a   t  e  g  o  r  y  o   f

   D  a  m  a  g  e

)(max mmS   max β    )(max mmS   

max β    )(max mmS   max β    )(max mmS   

max β    )(max mmS   max β   

1 <10 <1/500 <8 <1/625 <6.7 <1/750 <5.7 <1/875 <5 <1/1000

2 10-501/500-1/200

8-401/625-1/250

6.7-331/750-1/300

5.7-28.51/875-1/350

5-251/1000-1/400

3 50-75 1/200-1/50 40-60 1/250-1/63 33-501/300-1/75

28.5-431/350-1/88

25-37.51/400-1/100

4 >75 >1/50 >60 >1/63 >50 >1/75 >43 >1/84 >37.5 >1/100

2.2. Allowable Settlement

Based on table 2, by feedback analysis the allowable settlement can be estimated using a risk level

(category of damage) and a vulnerability index (Iv).

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599 M.J.Vahdatirad, H.Ghodrat, S.Firuzian, A.Barari and M. Torabi

Assuming light damage to underground market building and using table 1 the risk category isobtained. Therefore, assuming risk category and vulnerability index respectively equal to 2 and 44, the

allowable settlement is obtained about 28mm using table 2.

3. Estimation of maximum settlement of underground market foundationDespite the fact that the presence of existing buildings at the ground surface will modify the

development of ground movements depending on the proximity of the structures to the tunnel, it isimportant to understand the development of tunneling induced settlements on a greenfield site before

considering the added complexity of an existing building [[14]].Calculation of underground market foundation settlement due to mechanized tunneling, by

EPB-TBM machines, is done by PLAXIS finite element software code [[17]]. In this software after

defining geometry of the problem, assigning geotechnical specifications of soil layers, segmentsmaterial and water table, settlement calculation and stress-strain analysis are done through two phases

 by stage construction capability of the software. Simulating process, calculation phases and results are

 presented following.

3.1. Geometry

According to dimensions presented in the figure 3, geometry of the model is defined in PLAXISsoftware (Fig4).

Figure 4: Geometry of the model

3.2. Material specification and water table condition

Based on conducted studies in the corridor of TURL2, soil of mentioned region is mainly silt with low plasticity (ML) and silty sand (SM) and water table is 8.8m deep. Geotechnical specifications used for

soil layers of the model are presented in table3.

Table 3: Geotechnical specifications used for soil layers of the model

IdMaterial

model

Dry

density

(kn/m3)

Type

Wet

density

(kn/m3)

Permeabili

ty (m/day)

Elastic

modulus

(kn/m2)

Poisson

ratio

Cohesion

(kn/m2)

Internal

friction

angle

MLMohr-Coulomb

Drained 16.7 20 0.00423 4E04 0.35 17 27

SMMohr-Coulomb

Drained 16.4 19.8 0.043 6.5E04 0.3 7 34

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Analysis of Underground Market Settlement in Tabriz Urban Railway 600

Moreover, Beam element is used for modeling of segments and its specifications are presentedin table 4.

Table 4: Specifications of beam elements for modeling of segment

ID Material Model Ea (kn/m) Ei (kn/m2/m) D (m) W (kn/m/m) Poisson Ratio

Segment Elastic 1.103E07 1.125E05 0.35 8.4 0.15

3.3. Loading

In order to calculate the settlement, considered values for traffic load, underground market weight andthe weight of structures close to underground market modeled in type of spread load are shown in table

5.

Table 5: The amounts of various types of load in the model

ID Traffic Load Underground Market Vicinity Houses

Amount (kn/m2) 20 7 35

3.4. Settlement calculation

Settlement calculation shows that the amount of underground market foundation settlement based on

assumed value of 1% volume loss (tunnel contraction) is equal to 46.24mm. Vertical displacement

contours are depicted in figure 5. According to mentioned figure, maximum vertical displacementexceeds from allowed settlement resulted from accepted risk level.

Figure 5: Calculated vertical displacement of underground market

4. Influence of volume loss reduction on underground market settlementGround movements are an inevitable consequence of excavating and constructing a tunnel. During the

 process of excavation, it will always be necessary to remove a larger volume of ground than the

theoretical volume of the finished void to avoid of the stress relief. This extra volume excavated is

known as “volume loss” and is expressed in terms of unit distance advance of the excavation thatcauses the relaxation (i.e. m3 per meter advance). In other words, volume loss/area of cross section ×

100 is the expression that is normally used for VL [[14]].

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601 M.J.Vahdatirad, H.Ghodrat, S.Firuzian, A.Barari and M. Torabi

The magnitude of the movements causing the volume loss is a function of the soil type, rate oftunnel advance, tunnel diameter, excavation method, and form and stiffness of temporary and primary

support. In the specific case of mechanized tunneling, the individual factors contributing to volume

loss are the “face loss” and the “radial loss” (Fig 6) [[14]].

Figure 6: The factors contributing to the volume loss

The sum of the “face loss” and the “radial loss” gives the overall volume loss, VL. The face lossis very limited if the tunnel face is properly pressurized and the radial loss is easily controlled byinjection of an adequate volume of grout at the right pressure, with a proper grouting mix design.

Recent experiences with closed-face mechanized tunneling (EPB and Slurry Shields) have generally

shown that in sands and gravels, a high degree of settlement control can be achieved and small volumelosses are recorded (i.e. often VL < 0.5%), while in soft clays, VL ranges between 1 and 2%, excluding

the long-term settlements. Leblais (1995) reported volume losses in the range 0.2–0.9% for 9.25-m

diameter tunnels driven through dense, fine Fontainebleau sands at depths ranging from 22 m to 52 m

[[10]].In this study, the soil type to be excavated is silty sand and tunnel diameter and depth of crown

are 9.15m and 13.1m respectively. Hence, it can be estimated a value range of 0.5-1.5% for VL 

assigned by contraction factor in PLAXIS software.On account of the fact that some parameters such as soil type, tunnel diameter and excavation

method and form of supports are constant in this study, the magnitude of the movements causing

volume loss can be reduced affected by the rate of tunnel advance.Figure 7 shows the result of analysis by different VL in a range of 0.5-1.5%. The figure curves

show that maximum settlement of underground market foundation and tunnel crown displacement

decreases as a consequence of VL reduction and reaches to the minimum value of 32 mm at VL=0.5,yet in this range of VL, settlements will always be more than the maximum allowable settlement (28

mm).Figure 7: Influence of Vs amounts on underground market settlement

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Analysis of Underground Market Settlement in Tabriz Urban Railway 602

0

10

20

30

40

50

60

70

80

90

0.5 1 1.5

Volume Loss (%)

   M   a

   x .

   v   e   r   t   i   c   a    l   d   i   s   p    l   a   c   e   m   e   n   t    (   m   m    )

S underground market (mm) S tunnel crown (mm)

 

5. Influence of soil improvement on underground market settlement

Improving geotechnical characteristics of soil affected by tunneling settlement of underground marketfoundation can be controlled. Therefore, modeling is done according to improved characteristics of permeable soil existing under the market assuming cement slurry grouting (table 6) [[18]].

Table 6: improved characteristics of soil resulted from cement slurry grouting

IDMaterial

ModelType

Wet Density

(KN/m3)

Permeability 

(m/day)

Elastic Modulus

(KN/m2)Poisson Ratio

Grout Linear Elastic Drained 24 2E-05 9.87E06 0.2

In order to reduce maximum vertical settlement of underground market foundation, modeling isdone assuming constant value for VL parameter (1%) and using vertical direction slurry grouting in

sandy layer existing under the market (Fig 8). Various models with different grouting depths from thetop of sandy layer down to bedrock is prepared and analyzed. Maximum vertical settlement ofunderground market foundation versus grouting depth in sandy layer is shown in figure 9.

Figure 8: a sample of made models with vertical direction grouting in sandy layer under the market

As shown in figure 9, an increase in grouting thickness leads to a decrease in maximum vertical

settlement of underground market foundation to the minimum value of 5.8 mm, when grouting layer

thickness equals to 23.86 m (bedrock). According to this figure, allowed settlement occurrs in the

grouting depth equal to 16.88 m.

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603 M.J.Vahdatirad, H.Ghodrat, S.Firuzian, A.Barari and M. Torabi

Figure 9: Influence of soil improvement on underground market settlement

0

10

20

30

40

50

60

0 5 10 15 20

Improved layer Thickness by cement slurry grouting (m)   M   a   x .   v   e   r   t   i   c   a    l    d   i   s   p    l   a   c   e   m   e   n   t    (   m   m    )

S underground market (mm)

S tunnel crown (mm)

 

6. Influence of VL reduction and soil improvement simultaneously on underground

market settlementIgnoring influence of soil improvement on VL value reduction, influence of soil improvement and VL 

value reduction simultaneously are analyzed. In this case, various models with different VL values and

different grouting depths are made and the results are shown in figure 10. According to the mentionedfigure, simultaneous influence of soil improvement and VL value reduction causes more rapid slowing

down rates in maximum vertical settlement of underground market foundation. Minimum value of

settlement equal to 4.86 mm occurrs in the grouting depth and VL value equal to 23.86 m and 0.5%

respectively. According to the mentioned figure, allowable settlement is resulted in various groutingdepths and VL values shown in table 7.

Figure 10: Influence of soil improvement using slurry grout on underground market settlement

0

10

20

30

40

50

60

70

80

0 5 10 15 20 25

Improved layer Thickness by cement slurry grouting (m)

   M   a   x .

   v   e   r   t   i   c   a    l   d

   i   s   p    l   a   c   e   m   e   n   t    (   m   m    )

VL=1.3 (%) VL=1.1 (%) VL=0.9 (%) VL=0.7 (%) VL=0.5 (%) VL=1.0 (%) VL=1.5 (%)

 Table 7: Volume loss values and improved soil thicknesses leading to allowable settlement

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Analysis of Underground Market Settlement in Tabriz Urban Railway 604

Volume Loss (%) Improved Soil Thickness (m)

0.5 11.54

0.7 14.27

0.9 16.07

1 16.881.1 17.24

1.3 18.19

1.5 19.11

7. ConclusionIn this paper an engineering practical problem of an Underground Market foundation settlementinduced by tunneling including the results of a case study conducted on an urban railway project in

Tabriz, northwestern Iran, are discussed.

Using finite element method, PLAXIS software, and based upon conducted geotechnical

studies site condition is simulated and the foundation settlement is estimated and compared toallowable settlement resulted from building risk analysis.

Considering obtained results, settlement value in underground market with VL=1%, without

consolidation measures is 46.24 mm, more than allowable settlement which is equal to 28mm.

Decreasing VL down to the minimum value of 0.5%, maximum settlement reaches to 32 mm exceedingallowable settlement. Using cement slurry grouting, 16.88 m thick, to improve the silty sand layer

under the market and maintaining VL  equal to 1%, allowable settlement was achieved. Moreover,concurrent soil improvement and Volume Loss reduction led to allowable settlement for various

Volume Loss quantities between (0.5 % <VL<1.5%) and various grouting thicknesses between (11.54

m< Improved Soil Thickness<19.11 m).The investigation conducted in this research shows the sensitivity of settlement induced by

tunneling to the volume loss and soil geotechnical characteristics, particularly in special structure andunstable ground condition.

References[1]  Peck, R. B., (1969), “Deep Excavations and Tunneling in Soft Ground”, Proc.: 7th International

Conf. Soil Mechanics and Foundation Engineering, Mexico, State-of-the-art volume, State-of-

the art Report, pp.225–290.

[2]  Cording, E. J. and Hansmire, W. H., (1975), “Displacements around Soft Ground Tunnels”,Proc.: 5

th Pan American Conf. Soil Mechanics and Foundation Engineering, Buenos Aires, (4),

 pp. 571–633.

[3]  Boscarding, M. D., and Cording, E. G., (1989), “Building Response to Excavation-InducedSettlement”, Journal of Geotechnical Engineering, ASCE, 115; 1; 1-21.

[4]  Mair, R. J., Taylor, R. N., and Burland, J. B., (1996), “Prediction of Ground Movements and

Assessment of Risk of Building Damage”, Geotechnical Aspects of Underground Construction

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th 

ICSMFE. Hamburg, pp. 2353–2385.[6]  Attewell, P. B., and Woodman, (1982), “Predicting the Dynamics of Ground Settlement and its

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Structures”, Chapman and Hall.

[8]  Rankin, W. J., (1988), “Ground Movements Resulting from Urban Tunneling: Predictions and

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[9]   New, B. M., and O’ReilIy, M. P., (1991), “Tunneling Induced Ground Movements; Predictingtheir Magnitude and Effects”, The 4th International Conference on Ground Movements and

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[10]  Leblais, Y., Andre, D., Chapeau, C., Dubois, P., Gigan, J. P., Guillaume, J., Leca, E., Pantet,A., and Riondy, G., (1995), “(eds), Settlements Induced by Tunneling”, AFTES

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Underground Space Technology, pp. 119-149.[13]  Leblais, Y., Andre D., Chapeau, C., Dubois, P., Gigan, J.P, Guillaume, J., Leca, E., Pantet, A.,

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[14]  Guglielmetti, V., Mahtab, A., Xu, S., Geodata S. p. A., Turin, Italy, (2008), “MechanizedTunneling un Urban Areas – Design methodology and construction control”, Taylor & Francis

group.

[15]  Chiriotti, E., Marchionni, V. and Grasso, P., , (2000), “Porto light Metro System, Lines C, Sand J. Compendium to the Methodology Report on Building Risk Assessment Related to

Tunnel Construction”, Normetro – Transmetro, Internal technical report (in Italian andPortuguese).

[16]  Grasso, P., Xu, S., Del Fedele, M., Russo, G. and Chiriotti, E., (2003), “Particular Failure

Mechanisms of Weathered Granite Observed During Construction of Metro Tunnels by TBM”,

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[17]  PLAXIS 7.2, Professional Version (Build 09), Copyright 1998 PLAXIS B.V., KoxhiyokiKabuto, Japan, 7P105PKD 5d64c9d5 0ee09818

[18]  Janalizadeh Choobbasti, A., Nikfard, R., Vahdatirad, M. J. and Hesami, S., (2008), “Control of

Jack Thrust Wall Displacement in Microtunnelling Method”, Electronic Journal ofGeotechnical Engineering, Vol.13, Bund. G.