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University of Waterloo and Balanced Solutions
Straube Presentation Building Canada 2004 1
Hygrothermal Basement Performance, or“Why do we get water when we dig holes in the ground?”
Dr John StraubeOctober, 2004
www.BalancedSolutions.com BEGBuilding Engineering Group 10/30/2004 John Straube2
This presentation
What do basements doExamine performanceWhy problemsWhat solutions
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Functions of the building enclosure
Support – Structure: wind, gravity, earthquake
Control– Heat– Air– Moisture (vapor, liquid)
FinishDistribute (sometimes)
University of Waterloo and Balanced Solutions
Straube Presentation Building Canada 2004 2
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Basements
Below grade enclosure– Includes floor slabs, and practically rim joist– Separates exterior (soil) and interior
Increasingly used as living space– Not a root cellar anymore– High quality space new and retrofit expected– Owner can finish herself– Low cost for high density sites– Can locate heating, hotwater anywhere
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Basements
Support– Foundations, stem walls, and footings
Control– Ground water– Interstitial and surface condensation– Heat flow– Air, radon and soil gas
Finish
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Support
Structural system– Does not work based on rational analysis
Failure modes– Poorly compacted subsoil– Top-edge Bracing
Raised bungalowsStairwells parallel to wall
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Basement Structural System
Foundation Wall
Floor slab
Footing
Above Grade
Below Grade
Similar for Similar for most most basementsbasements
University of Waterloo and Balanced Solutions
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Basement Structural System
Floor slab
Footing
Above Grade
Below Grade
Short wallsShort wallsOr stairsOr stairs
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Control: Moisture
Moisture causes most failures (less spectacular)– Mold (musty smell)– Decay (especially rim joist)– Staining /Paint peeling– Floods and leaks, causing the above– Salt damage to masonry
Where does moisture come from?– Exterior– Interior– Built in
Recent studies – Minn, Chicago, CMHC IRC
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Special Exterior Conditions
Exterior soil is almost always at 100%RH– Liquid water can press against wall
Never gets as cold or as hot as above gradeSignificant vertical temperature gradients
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Toronto Measured Soil Temperatures
-5
0
5
10
15
20
25
Jan Feb Mar April May June July Aug Sept Oct Nov Dec
Date
Tem
pera
ture
(C)
0.1 m
0.5 m
1.0 m
3 m
2.0 m
Note: open field values. No house to add heat
University of Waterloo and Balanced Solutions
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Exterior Temp and Moist Conditions
• Soil Relative Humidity almost always =100%
• Liquid water may be present
Temperature200 10
SummerJuly
WinterJan.
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Moisture Sources:
from Exterior Environment
Minimize Rain loadsProvide Good SheddingProvide Good DrainageProvide Capillary Breaks
3. Surface water Run-off
2. Rainwater shedding
1. Precipitation
5. Sub-surface Moisture - Groundwater- Vapor
4. Water vapor
5. Sub-surface Moisture 5.
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Exterior surface Exterior surface waterwater
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Moisture Sources:
built into the Assembly
•Minimize by delay finishing internally•Reduce water in concrete
1. Built-in Moisture (from water in concrete, mortar, wood, etc.)
2. Construction moisture accumulated during construction (ice, snow, rain, etc.)
1. & 2.
1. & 2.
University of Waterloo and Balanced Solutions
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Initial Drying
From: Lstiburek 2002
Soil cold for first yrExcavation collects waterConcrete is wet
– 30+ liters/m2
Cannot dry to wet exteriorSolutions
– No low perm interior– Semi-permeable insulation– Smart vapor barrier
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Basement in a Bag• Tolerable north of Artic Circle
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Moisture Sources:
from Interior
1. Water Vapor
2. Localized Flooding (abnormal - Water & Vapor)
3. Localized Flooding(Abnormal)
Control interior vapor levels by:• winter ventilation• summer dehumidcation
Control flooding• floor drains• disaster pans at appliances
2.
3.
10/30/2004 John Straube20 A wet basement
University of Waterloo and Balanced Solutions
Straube Presentation Building Canada 2004 6
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Controlling ground/rain water
Many different acceptable methodsClassification of Groundwater control– 1. Drained
Needs capillary gap drain space– 2. Perfect Barrier
One layer of perfect water resistance– 3. Storage (mass)
Safe storage capacity and drying
Exterior Moisture
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Surface Drainage
First step– Common problem
EavestroughDownspoutsSloped gradePerimeter drain
From: Lstiburek 2002
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Drainage by specific backfill soil properties
Screened(1) Below-Grade Enclosure Wall System
Collection and Exit Drain
Interface with undisturbed below grade environment
Above Grade Level
Below Grade Level
A. Screen (similar to cladding---shed and screen surface moisture-rain)
B. Drainage–crushed stone
C. Drainage plane and
Capillary break
E. Concrete or concrete masonry
F. Insulation (int. option)
G. Interior finish
Drained type:• drainage system with drainage plane, and• capillary break
B. Drainage– draining backfill
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Screened(2) Below-Grade Enclosure Wall System
Collection and Removal Drain
Interface with undisturbed below-grade environment
Above Grade Level
Below Grade Level
A. Screen -optional (similar to cladding---shed and screen surface moisture-rain)
C. Drainage plane and
Capillary break
E. Concrete or concrete masonry
F. Insulation (int. option)
G. Interior finish
Drained type:• drainage system with drainage layer& plane,• capillary break
Backfill – not necessarily free draining
Non-soil drainage layer
B. Drainage–crushed stone
University of Waterloo and Balanced Solutions
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Screened(3) Below-Grade Enclosure Wall System
Collector and Removal Drain
Interface with undisturbed below grade environment
Above Grade Level
Below Grade Level
A. Screen – optional (similar to cladding---shed and screen liquid moisture-rain and groundwater)
C. Drainage plane and
Capillary break
E. Concrete or concrete masonry
F. Insulation (int. option)
G. Interior finish
Drained type:• drainage system with drainage plane, and• capillary break
B. Backfill – not necessarily free draining
Interior Drainage(often retrofit)
B. Drainage–crushed stone
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Barrier (1) Below-Grade Enclosure Wall System
Collector and Removal Drain
Interface with undisturbed below grade environment
Above Grade Level
Below Grade Level
A. Screen – optional(similar to cladding---shed and screen surface moisture-rain)
B. Drainage (opt) – crushed stone
A. Positive side Waterproofing
B. Concrete or masonry
C. Insulation—heat flow control (int. option)
D. Interior finish
Perfect barrier:• drainage system needed to reduce hydrostatic pressure• waterproofing layer resists 300-600 mm head of water
Backfill – not necessarily free draining
No Drainage – hydrostatic pressure developed
Lowers water table, reduces hydrostatic pressure
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Barrier (2) Below-Grade Enclosure Wall System
Collector and Exit Drain
Interface with undisturbed below grade environment
Above Grade Level
Below Grade Level
A. Screen – optional(similar to cladding---shed and screen surface moisture-rain)
B. Drainage (opt) –crushed stone
A. Negative side Waterproofing
B. Concrete or concrete masonry
C. Insulation—heat flow retarder (int. option)
D. Interior finish
Perfect barrier :• drainage system to reduce hydrostatic pressure• waterproofing
Backfill – not necessarily free draining
No Drainage – hydrostatic pressure developed
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Storage (1) Below-Grade Enclosure Wall System
Collector and Removal Drain
Interface with undisturbed below grade environment
Above Grade Level
Below Grade Level
A. Screen – optional(similar to cladding---shed and screen surface moisture-rain)
B. Drainage (opt) –crushed stone
A. Rubble or concrete masonry (storage)
B. Usually no insulation to allow drying
C. Usually no interior finish (limewash)
Storage (mass) system:• usually no intentional drainage• often no capillary break
Backfill – not necessarily free draining
Limited ability to resist moisture loads
University of Waterloo and Balanced Solutions
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Damproofing• Capillary break = drainage plane• vapour barrier?•NOT waterproofing
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GlassfiberGlassfiber Drainage LayerDrainage Layer
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GlassfiberGlassfiber Drainage LayerDrainage Layer
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R k l D i L
RockwoolRockwool Drainage LayerDrainage Layer
University of Waterloo and Balanced Solutions
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RockwoolRockwool Drainage LayerDrainage Layer
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Air and vapor
Surface condensationInterstitial condensationSolar driven summer condensationDrying retardersPsychrometric Chart
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Temperature ( °C)
0
500
1000
1500
2000
2500
3000
3500
4000
Vap
our
Pre
ssure
(Pa
)
100% RH75% RH50% RH25% RH
Psych Chart: Air Vapour Content vs Temperature
Saturation
50%
RH
25%RH
75%
RH
100%
RH
100%RH
Temperature
Air
Moi
stur
e C
onte
nt
= va
pour
pres
sure
(Pa,
in H
g),
hum
idity
rat
io (g
/kg,
gra
ins/
pd)
-10 ºC14 º F
0 ºC32 º F
10 ºC50 º F
20 ºC68 º F
30 ºC86 º F
40 ºC104º F
University of Waterloo and Balanced Solutions
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Condensation: Cool air contains less vapor
Cool air – increase RHHeat air – decrease RH
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Temperature ( °C)
0
500
1000
1500
2000
2500
3000
3500
4000
Vap
our
Pre
ssure
(Pa
)
100% RH75% RH50% RH25% RH
Indoor Conditions
• 18 - 26°C / 65 – 78°F• 25 to 60%RH(Could be 20 to 70%)
Summer
Winter
-10 ºC14 º F
0 ºC32 º F
10 ºC50 º F
20 ºC68 º F
30 ºC86 º F
40 ºC104º F
10/30/2004 John Straube39-10.0 -5.0 0.0 5.0 10.0 15.0 20.0 25.0 30.0 35.0 40.0
Temperature (°C)
0
500
1000
1500
2000
2500
3000
3500
4000
Vap
our
Pre
ssure
(Pa
)
100% RH75% RH50% RH25% RH
Outdoor Conditions
Outdoor Conditions:TorontoJanuary -5°C / 80%July 22°C / 75%WinnipegJanuary –19°C / 80%July 22°C / 70%
-10 ºC14 º F
0 ºC32 º F
10 ºC50 º F
20 ºC68 º F
30 ºC86 º F
40 ºC104º F 10/30/2004 John Straube40
Recall Soil Temperatures
-5
0
5
10
15
20
25
Jan Feb Mar April May June July Aug Sept Oct Nov Dec
Date
Tem
pera
ture
(C)
0.1 m
0.5 m
1.0 m
3 m
2.0 m
University of Waterloo and Balanced Solutions
Straube Presentation Building Canada 2004 11
10/30/2004 John Straube41-10.0 -5.0 0.0 5.0 10.0 15.0 20.0 25.0 30.0 35.0 40.0
Temperature (°C)
0
500
1000
1500
2000
2500
3000
3500
4000
Vap
our
Pre
ssure
(Pa
)
100% RH75% RH50% RH25% RH
Indoor vs Soil Conditions
Summer
WinterWinter VapourPressure Difference
-10 ºC14 º F
0 ºC32 º F
10 ºC50 º F
20 ºC68 º F
30 ºC86 º F
40 ºC104º F
Summer VapourPressure Difference
10/30/2004 John Straube42 50 F 68 F32 F
Diffusion
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Air leakage
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Air leakage vsDiffusion
Air leakage is much more criticalAir leaks in SUMMER can be serious
University of Waterloo and Balanced Solutions
Straube Presentation Building Canada 2004 12
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Internal Stack Effect & Insulation
Hot air = lightHot air = light
Cold air = heavy
• Gaps in batt insulation on both sides
•Wrinkles inevitable
Air gapsBatt
Inside
OutsideCommon basement problem
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Internal Stack Effect
Cold WeatherCold WeatherHot air = lightHot air = light
Cold air = heavyCold air = heavy
Result: Air Result: Air FlowFlow
• Gaps in batt insulation on both sides
• closed circuit
• energy cost
• cold surfaces
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Air movement (Stack Effect)
Cold concrete = summer & winterCold concrete = summer & winter
Result: Air Result: Air FlowFlow
Hot air = lightHot air = light
Cold air = heavyCold air = heavy
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Wall w/o Insulation
Cold = Cold = CondensationCondensation
Air leakageAir leakage
Air permeable Air permeable insulationinsulation
CrackCrack
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Straube Presentation Building Canada 2004 13
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Wall w/ Insulation
Air leakageAir leakage
Air permeable Air permeable insulationinsulation
CrackCrackWarm = NO Warm = NO
CondensationCondensation
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Insulation
Foam Board: EPS, XPS, PIC– water tolerant– vapour barriers to vapour retarders
spray foam – Semi-rigid (Icynene) and rigid (Spray polyurethane)– airtight – Allow some drainage– R values of 4 to 4.4/inch– vapour semi-permeable
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Better
University of Waterloo and Balanced Solutions
Straube Presentation Building Canada 2004 14
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Best
From: Lstiburek 2002
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Solar Drives at Grade
Wet concrete from rain, grade, built-inSun shines on wall and heats itWater evaporates and diffuses in & outCan condense inside of cold and impermeable
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2.Vapour drives inward (& out) 3.Condensation
on “cold” surfaces
1. Temperature and solar heating
warms wet material
WettingIf impermeable
DryingIf permeable
3.Vapour dries to inside
Inward Diffusion @ grade
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Temperature ( °C)
0
500
1000
1500
2000
2500
3000
3500
4000
Vap
ou
r P
ress
ure
(Pa
)
100% RH75% RH50% RH25% RH
Hot Wet materials
• 30-60 C• 90-100% RH•VERY high vapour pressure
SummerWinter
-10 ºC14 º F
0 ºC32 º F
10 ºC50 º F
20 ºC68 º F
30 ºC86 º F
40 ºC104º F
University of Waterloo and Balanced Solutions
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Rim joists
Scenario– Wood generally on exterior– 38 mm Wood is a vapor barrier– Practically difficult to stop air leakage
Result– Condensation on rim joist in cold weather– Decay if it can’t dry in or out
Solutions– Insulate on exterior
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Basement Floors
Basement floors – Part of enclosure
Concrete alone fine but when you finish…– Comfort (cold and hard)– Water under finish (winter)– Water condensing on top (summer)
Solutions– Install finish over small amount of insulation– Install vapor barrier
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Summary
Tolerable
University of Waterloo and Balanced Solutions
Straube Presentation Building Canada 2004 16
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Summary
good
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Summary-best
best
From: Lstiburek 2002
From: Lstiburek 2002
This is theoretically best, but thermal mass of walls requires good summer humidity control and floor should be insulated
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Conclusions
Building in a hole in the ground is hardDon’t forget about built-in moistureand remember summerMoisture comes in liquid AND vapor Insulation and drainage are the best tools, not vapor barriers and waterproofing
www.civil.uwaterloo.ca/beg publicationswww.balancedsolutions.com
10/30/2004 John Straube64
Addition
Repair– Wall leaks groundwater
Retrofit/Reno– Risk reduction