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University of Waterloo and Balanced Solutions Straube Presentation Building Canada 2004 1 Hygrothermal Basement Performance, or “Why do we get water when we dig holes in the ground?” Dr John Straube October, 2004 www.BalancedSolutions.com BEG Building Engineering Group 10/30/2004 John Straube 2 This presentation What do basements do Examine performance Why problems What solutions 10/30/2004 John Straube 3 10/30/2004 John Straube 4 Functions of the building enclosure Support Structure: wind, gravity, earthquake Control Heat Air Moisture (vapor, liquid) Finish Distribute (sometimes)

University of Waterloo and Balanced Solutions€¦ · University of Waterloo and Balanced Solutions Straube Presentation Building Canada 2004 2 5 10/30/2004 John Straube Basements

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Page 1: University of Waterloo and Balanced Solutions€¦ · University of Waterloo and Balanced Solutions Straube Presentation Building Canada 2004 2 5 10/30/2004 John Straube Basements

University of Waterloo and Balanced Solutions

Straube Presentation Building Canada 2004 1

Hygrothermal Basement Performance, or“Why do we get water when we dig holes in the ground?”

Dr John StraubeOctober, 2004

www.BalancedSolutions.com BEGBuilding Engineering Group 10/30/2004 John Straube2

This presentation

What do basements doExamine performanceWhy problemsWhat solutions

10/30/2004 John Straube3 10/30/2004 John Straube4

Functions of the building enclosure

Support – Structure: wind, gravity, earthquake

Control– Heat– Air– Moisture (vapor, liquid)

FinishDistribute (sometimes)

Page 2: University of Waterloo and Balanced Solutions€¦ · University of Waterloo and Balanced Solutions Straube Presentation Building Canada 2004 2 5 10/30/2004 John Straube Basements

University of Waterloo and Balanced Solutions

Straube Presentation Building Canada 2004 2

10/30/2004 John Straube5

Basements

Below grade enclosure– Includes floor slabs, and practically rim joist– Separates exterior (soil) and interior

Increasingly used as living space– Not a root cellar anymore– High quality space new and retrofit expected– Owner can finish herself– Low cost for high density sites– Can locate heating, hotwater anywhere

10/30/2004 John Straube6

Basements

Support– Foundations, stem walls, and footings

Control– Ground water– Interstitial and surface condensation– Heat flow– Air, radon and soil gas

Finish

10/30/2004 John Straube7

Support

Structural system– Does not work based on rational analysis

Failure modes– Poorly compacted subsoil– Top-edge Bracing

Raised bungalowsStairwells parallel to wall

10/30/2004 John Straube8

Basement Structural System

Foundation Wall

Floor slab

Footing

Above Grade

Below Grade

Similar for Similar for most most basementsbasements

Page 3: University of Waterloo and Balanced Solutions€¦ · University of Waterloo and Balanced Solutions Straube Presentation Building Canada 2004 2 5 10/30/2004 John Straube Basements

University of Waterloo and Balanced Solutions

Straube Presentation Building Canada 2004 3

10/30/2004 John Straube9

Basement Structural System

Floor slab

Footing

Above Grade

Below Grade

Short wallsShort wallsOr stairsOr stairs

10/30/2004 John Straube10

Control: Moisture

Moisture causes most failures (less spectacular)– Mold (musty smell)– Decay (especially rim joist)– Staining /Paint peeling– Floods and leaks, causing the above– Salt damage to masonry

Where does moisture come from?– Exterior– Interior– Built in

Recent studies – Minn, Chicago, CMHC IRC

10/30/2004 John Straube11

Special Exterior Conditions

Exterior soil is almost always at 100%RH– Liquid water can press against wall

Never gets as cold or as hot as above gradeSignificant vertical temperature gradients

10/30/2004 John Straube12

Toronto Measured Soil Temperatures

-5

0

5

10

15

20

25

Jan Feb Mar April May June July Aug Sept Oct Nov Dec

Date

Tem

pera

ture

(C)

0.1 m

0.5 m

1.0 m

3 m

2.0 m

Note: open field values. No house to add heat

Page 4: University of Waterloo and Balanced Solutions€¦ · University of Waterloo and Balanced Solutions Straube Presentation Building Canada 2004 2 5 10/30/2004 John Straube Basements

University of Waterloo and Balanced Solutions

Straube Presentation Building Canada 2004 4

10/30/2004 John Straube13

Exterior Temp and Moist Conditions

• Soil Relative Humidity almost always =100%

• Liquid water may be present

Temperature200 10

SummerJuly

WinterJan.

10/30/2004 John Straube14

Moisture Sources:

from Exterior Environment

Minimize Rain loadsProvide Good SheddingProvide Good DrainageProvide Capillary Breaks

3. Surface water Run-off

2. Rainwater shedding

1. Precipitation

5. Sub-surface Moisture - Groundwater- Vapor

4. Water vapor

5. Sub-surface Moisture 5.

10/30/2004 John Straube15

Exterior surface Exterior surface waterwater

10/30/2004 John Straube16

Moisture Sources:

built into the Assembly

•Minimize by delay finishing internally•Reduce water in concrete

1. Built-in Moisture (from water in concrete, mortar, wood, etc.)

2. Construction moisture accumulated during construction (ice, snow, rain, etc.)

1. & 2.

1. & 2.

Page 5: University of Waterloo and Balanced Solutions€¦ · University of Waterloo and Balanced Solutions Straube Presentation Building Canada 2004 2 5 10/30/2004 John Straube Basements

University of Waterloo and Balanced Solutions

Straube Presentation Building Canada 2004 5

10/30/2004 John Straube17

Initial Drying

From: Lstiburek 2002

Soil cold for first yrExcavation collects waterConcrete is wet

– 30+ liters/m2

Cannot dry to wet exteriorSolutions

– No low perm interior– Semi-permeable insulation– Smart vapor barrier

10/30/2004 John Straube18

Basement in a Bag• Tolerable north of Artic Circle

10/30/2004 John Straube19

Moisture Sources:

from Interior

1. Water Vapor

2. Localized Flooding (abnormal - Water & Vapor)

3. Localized Flooding(Abnormal)

Control interior vapor levels by:• winter ventilation• summer dehumidcation

Control flooding• floor drains• disaster pans at appliances

2.

3.

10/30/2004 John Straube20 A wet basement

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University of Waterloo and Balanced Solutions

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10/30/2004 John Straube21

Controlling ground/rain water

Many different acceptable methodsClassification of Groundwater control– 1. Drained

Needs capillary gap drain space– 2. Perfect Barrier

One layer of perfect water resistance– 3. Storage (mass)

Safe storage capacity and drying

Exterior Moisture

10/30/2004 John Straube22

Surface Drainage

First step– Common problem

EavestroughDownspoutsSloped gradePerimeter drain

From: Lstiburek 2002

10/30/2004 John Straube23

Drainage by specific backfill soil properties

Screened(1) Below-Grade Enclosure Wall System

Collection and Exit Drain

Interface with undisturbed below grade environment

Above Grade Level

Below Grade Level

A. Screen (similar to cladding---shed and screen surface moisture-rain)

B. Drainage–crushed stone

C. Drainage plane and

Capillary break

E. Concrete or concrete masonry

F. Insulation (int. option)

G. Interior finish

Drained type:• drainage system with drainage plane, and• capillary break

B. Drainage– draining backfill

10/30/2004 John Straube24

Screened(2) Below-Grade Enclosure Wall System

Collection and Removal Drain

Interface with undisturbed below-grade environment

Above Grade Level

Below Grade Level

A. Screen -optional (similar to cladding---shed and screen surface moisture-rain)

C. Drainage plane and

Capillary break

E. Concrete or concrete masonry

F. Insulation (int. option)

G. Interior finish

Drained type:• drainage system with drainage layer& plane,• capillary break

Backfill – not necessarily free draining

Non-soil drainage layer

B. Drainage–crushed stone

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University of Waterloo and Balanced Solutions

Straube Presentation Building Canada 2004 7

10/30/2004 John Straube25

Screened(3) Below-Grade Enclosure Wall System

Collector and Removal Drain

Interface with undisturbed below grade environment

Above Grade Level

Below Grade Level

A. Screen – optional (similar to cladding---shed and screen liquid moisture-rain and groundwater)

C. Drainage plane and

Capillary break

E. Concrete or concrete masonry

F. Insulation (int. option)

G. Interior finish

Drained type:• drainage system with drainage plane, and• capillary break

B. Backfill – not necessarily free draining

Interior Drainage(often retrofit)

B. Drainage–crushed stone

10/30/2004 John Straube26

Barrier (1) Below-Grade Enclosure Wall System

Collector and Removal Drain

Interface with undisturbed below grade environment

Above Grade Level

Below Grade Level

A. Screen – optional(similar to cladding---shed and screen surface moisture-rain)

B. Drainage (opt) – crushed stone

A. Positive side Waterproofing

B. Concrete or masonry

C. Insulation—heat flow control (int. option)

D. Interior finish

Perfect barrier:• drainage system needed to reduce hydrostatic pressure• waterproofing layer resists 300-600 mm head of water

Backfill – not necessarily free draining

No Drainage – hydrostatic pressure developed

Lowers water table, reduces hydrostatic pressure

10/30/2004 John Straube27

Barrier (2) Below-Grade Enclosure Wall System

Collector and Exit Drain

Interface with undisturbed below grade environment

Above Grade Level

Below Grade Level

A. Screen – optional(similar to cladding---shed and screen surface moisture-rain)

B. Drainage (opt) –crushed stone

A. Negative side Waterproofing

B. Concrete or concrete masonry

C. Insulation—heat flow retarder (int. option)

D. Interior finish

Perfect barrier :• drainage system to reduce hydrostatic pressure• waterproofing

Backfill – not necessarily free draining

No Drainage – hydrostatic pressure developed

10/30/2004 John Straube28

Storage (1) Below-Grade Enclosure Wall System

Collector and Removal Drain

Interface with undisturbed below grade environment

Above Grade Level

Below Grade Level

A. Screen – optional(similar to cladding---shed and screen surface moisture-rain)

B. Drainage (opt) –crushed stone

A. Rubble or concrete masonry (storage)

B. Usually no insulation to allow drying

C. Usually no interior finish (limewash)

Storage (mass) system:• usually no intentional drainage• often no capillary break

Backfill – not necessarily free draining

Limited ability to resist moisture loads

Page 8: University of Waterloo and Balanced Solutions€¦ · University of Waterloo and Balanced Solutions Straube Presentation Building Canada 2004 2 5 10/30/2004 John Straube Basements

University of Waterloo and Balanced Solutions

Straube Presentation Building Canada 2004 8

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Damproofing• Capillary break = drainage plane• vapour barrier?•NOT waterproofing

10/30/2004 John Straube30

GlassfiberGlassfiber Drainage LayerDrainage Layer

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GlassfiberGlassfiber Drainage LayerDrainage Layer

10/30/2004 John Straube32

R k l D i L

RockwoolRockwool Drainage LayerDrainage Layer

Page 9: University of Waterloo and Balanced Solutions€¦ · University of Waterloo and Balanced Solutions Straube Presentation Building Canada 2004 2 5 10/30/2004 John Straube Basements

University of Waterloo and Balanced Solutions

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RockwoolRockwool Drainage LayerDrainage Layer

10/30/2004 John Straube34

Air and vapor

Surface condensationInterstitial condensationSolar driven summer condensationDrying retardersPsychrometric Chart

10/30/2004 John Straube35 10/30/2004 John Straube36-10.0 -5.0 0.0 5.0 10.0 15.0 20.0 25.0 30.0 35.0 40.0

Temperature ( °C)

0

500

1000

1500

2000

2500

3000

3500

4000

Vap

our

Pre

ssure

(Pa

)

100% RH75% RH50% RH25% RH

Psych Chart: Air Vapour Content vs Temperature

Saturation

50%

RH

25%RH

75%

RH

100%

RH

100%RH

Temperature

Air

Moi

stur

e C

onte

nt

= va

pour

pres

sure

(Pa,

in H

g),

hum

idity

rat

io (g

/kg,

gra

ins/

pd)

-10 ºC14 º F

0 ºC32 º F

10 ºC50 º F

20 ºC68 º F

30 ºC86 º F

40 ºC104º F

Page 10: University of Waterloo and Balanced Solutions€¦ · University of Waterloo and Balanced Solutions Straube Presentation Building Canada 2004 2 5 10/30/2004 John Straube Basements

University of Waterloo and Balanced Solutions

Straube Presentation Building Canada 2004 10

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Condensation: Cool air contains less vapor

Cool air – increase RHHeat air – decrease RH

10/30/2004 John Straube38-10.0 -5.0 0.0 5.0 10.0 15.0 20.0 25.0 30.0 35.0 40.0

Temperature ( °C)

0

500

1000

1500

2000

2500

3000

3500

4000

Vap

our

Pre

ssure

(Pa

)

100% RH75% RH50% RH25% RH

Indoor Conditions

• 18 - 26°C / 65 – 78°F• 25 to 60%RH(Could be 20 to 70%)

Summer

Winter

-10 ºC14 º F

0 ºC32 º F

10 ºC50 º F

20 ºC68 º F

30 ºC86 º F

40 ºC104º F

10/30/2004 John Straube39-10.0 -5.0 0.0 5.0 10.0 15.0 20.0 25.0 30.0 35.0 40.0

Temperature (°C)

0

500

1000

1500

2000

2500

3000

3500

4000

Vap

our

Pre

ssure

(Pa

)

100% RH75% RH50% RH25% RH

Outdoor Conditions

Outdoor Conditions:TorontoJanuary -5°C / 80%July 22°C / 75%WinnipegJanuary –19°C / 80%July 22°C / 70%

-10 ºC14 º F

0 ºC32 º F

10 ºC50 º F

20 ºC68 º F

30 ºC86 º F

40 ºC104º F 10/30/2004 John Straube40

Recall Soil Temperatures

-5

0

5

10

15

20

25

Jan Feb Mar April May June July Aug Sept Oct Nov Dec

Date

Tem

pera

ture

(C)

0.1 m

0.5 m

1.0 m

3 m

2.0 m

Page 11: University of Waterloo and Balanced Solutions€¦ · University of Waterloo and Balanced Solutions Straube Presentation Building Canada 2004 2 5 10/30/2004 John Straube Basements

University of Waterloo and Balanced Solutions

Straube Presentation Building Canada 2004 11

10/30/2004 John Straube41-10.0 -5.0 0.0 5.0 10.0 15.0 20.0 25.0 30.0 35.0 40.0

Temperature (°C)

0

500

1000

1500

2000

2500

3000

3500

4000

Vap

our

Pre

ssure

(Pa

)

100% RH75% RH50% RH25% RH

Indoor vs Soil Conditions

Summer

WinterWinter VapourPressure Difference

-10 ºC14 º F

0 ºC32 º F

10 ºC50 º F

20 ºC68 º F

30 ºC86 º F

40 ºC104º F

Summer VapourPressure Difference

10/30/2004 John Straube42 50 F 68 F32 F

Diffusion

10/30/2004 John Straube43

Air leakage

10/30/2004 John Straube44

Air leakage vsDiffusion

Air leakage is much more criticalAir leaks in SUMMER can be serious

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University of Waterloo and Balanced Solutions

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10/30/2004 John Straube45

Internal Stack Effect & Insulation

Hot air = lightHot air = light

Cold air = heavy

• Gaps in batt insulation on both sides

•Wrinkles inevitable

Air gapsBatt

Inside

OutsideCommon basement problem

10/30/2004 John Straube46

Internal Stack Effect

Cold WeatherCold WeatherHot air = lightHot air = light

Cold air = heavyCold air = heavy

Result: Air Result: Air FlowFlow

• Gaps in batt insulation on both sides

• closed circuit

• energy cost

• cold surfaces

10/30/2004 John Straube47

Air movement (Stack Effect)

Cold concrete = summer & winterCold concrete = summer & winter

Result: Air Result: Air FlowFlow

Hot air = lightHot air = light

Cold air = heavyCold air = heavy

10/30/2004 John Straube48

Wall w/o Insulation

Cold = Cold = CondensationCondensation

Air leakageAir leakage

Air permeable Air permeable insulationinsulation

CrackCrack

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University of Waterloo and Balanced Solutions

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Wall w/ Insulation

Air leakageAir leakage

Air permeable Air permeable insulationinsulation

CrackCrackWarm = NO Warm = NO

CondensationCondensation

10/30/2004 John Straube50

Insulation

Foam Board: EPS, XPS, PIC– water tolerant– vapour barriers to vapour retarders

spray foam – Semi-rigid (Icynene) and rigid (Spray polyurethane)– airtight – Allow some drainage– R values of 4 to 4.4/inch– vapour semi-permeable

10/30/2004 John Straube51 10/30/2004 John Straube52

Better

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University of Waterloo and Balanced Solutions

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Best

From: Lstiburek 2002

10/30/2004 John Straube54

Solar Drives at Grade

Wet concrete from rain, grade, built-inSun shines on wall and heats itWater evaporates and diffuses in & outCan condense inside of cold and impermeable

10/30/2004 John Straube55

2.Vapour drives inward (& out) 3.Condensation

on “cold” surfaces

1. Temperature and solar heating

warms wet material

WettingIf impermeable

DryingIf permeable

3.Vapour dries to inside

Inward Diffusion @ grade

10/30/2004 John Straube56-10.0 -5.0 0.0 5.0 10.0 15.0 20.0 25.0 30.0 35.0 40.0

Temperature ( °C)

0

500

1000

1500

2000

2500

3000

3500

4000

Vap

ou

r P

ress

ure

(Pa

)

100% RH75% RH50% RH25% RH

Hot Wet materials

• 30-60 C• 90-100% RH•VERY high vapour pressure

SummerWinter

-10 ºC14 º F

0 ºC32 º F

10 ºC50 º F

20 ºC68 º F

30 ºC86 º F

40 ºC104º F

Page 15: University of Waterloo and Balanced Solutions€¦ · University of Waterloo and Balanced Solutions Straube Presentation Building Canada 2004 2 5 10/30/2004 John Straube Basements

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10/30/2004 John Straube57

Rim joists

Scenario– Wood generally on exterior– 38 mm Wood is a vapor barrier– Practically difficult to stop air leakage

Result– Condensation on rim joist in cold weather– Decay if it can’t dry in or out

Solutions– Insulate on exterior

10/30/2004 John Straube58

Basement Floors

Basement floors – Part of enclosure

Concrete alone fine but when you finish…– Comfort (cold and hard)– Water under finish (winter)– Water condensing on top (summer)

Solutions– Install finish over small amount of insulation– Install vapor barrier

10/30/2004 John Straube59 10/30/2004 John Straube60

Summary

Tolerable

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10/30/2004 John Straube61

Summary

good

10/30/2004 John Straube62

Summary-best

best

From: Lstiburek 2002

From: Lstiburek 2002

This is theoretically best, but thermal mass of walls requires good summer humidity control and floor should be insulated

10/30/2004 John Straube63

Conclusions

Building in a hole in the ground is hardDon’t forget about built-in moistureand remember summerMoisture comes in liquid AND vapor Insulation and drainage are the best tools, not vapor barriers and waterproofing

www.civil.uwaterloo.ca/beg publicationswww.balancedsolutions.com

10/30/2004 John Straube64

Addition

Repair– Wall leaks groundwater

Retrofit/Reno– Risk reduction