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Using Rubrics to Collect Evidence for Decision-Making:
What do Librarians Need to Learn?
Megan Oakleaf, MLS, PhDSchool of Information Studies
Syracuse University
4th International Evidence Based Library & Information Practice ConferenceMay 2007
© M. Oakleaf, EBLIP4, 2007
Overview
• Introduction• Definition & Benefits of Rubrics• Methodology• Emergence of Expert Rubric User Group• Characteristics of Expert Rubric Users• Barriers to Expert Use of Rubrics• The Need for Training• Directions for Future Research
© M. Oakleaf, EBLIP4, 2007
Rubrics Defined
• describe the 1) parts, indicators, or criteria and 2) levels of performance of a particular task, product, or service
• formatted on a grid or table
• employed to judge quality
• used to translate difficult, unwieldy data into a form that can be used for decision-making
http://www.southcountry.org/BROOKHAVEN/classrooms/btejeda/images/rubric%20big.JPG
Rubrics are often used to make instructional decisions and evaluations.
© M. Oakleaf, EBLIP4, 2007
Potential Rubric Uses in Libraries
To analyze and evaluate:
• Information-seeking behavior
• Employee customer service skills
• Marketing/outreach efforts
• Collection strengths
• Information commons spaces
• Student information literacy skills
Indicators Beginning Developing Exemplary Data Source
Attendance Attendance rates are similar to the 2006 Open House
Attendance rates increase by 20% from 2006 Open House
Attendance rates will increase by 50% from 2006 Open House
Staff [Committee and Volunteers] records
Staff Participation
Staff participation is similar to 2006 Open House, no volunteers
Increase in participation by library staff [librarians and paraprofessionals] and student volunteers
Increase in participation with library staff [librarians and paraprofessionals], student volunteers, student workers, and academic faculty
Staff [Committee and Volunteers] records
Budget Budget same as 2006 Open House, $200
Budget increases by $100 from 2006 Open House
Budget increases by $300 from 2006 Open House
Budget, Financial Statements
Reference Statistics
Reference statistics similar to 2006
Reference statistics increase by 20% from 2006
Reference statistics increase by 50% from 2006
Library Reference Department Statistics
Student Attitudes
Students are pleased with Open House
Students enjoy the Open House, are satisfied with information
Students are excited about the Open House, volunteer to participate with the next year’s event
Survey
Rubric for a Library Open House Event for First Year
Students
Rubric created by:
Katherine Thurston & Jennifer Bibbens
Indicators Beginning Developing Exemplary Data Source
Transactions 0 – 4 reference transactions per week.
5 – 7 reference transactions per week.
8 + reference transactions per week.
Transaction Logs
User Satisfaction Students, faculty and staff report they are “dissatisfied” or “very dissatisfied” with reference transactions.
Students, faculty and staff report they are “neutral” about reference transactions.
Students, faculty and staff report they are “satisfied” or “very satisfied” with reference transactions.
User Surveys
Training Librarians report they are “uncomfortable” or “very uncomfortable” with providing virtual reference service.
Librarians report they are “neutral” about providing virtual reference service.
Librarians report they are “comfortable” or “very comfortable” with providing virtual reference service.
Post-Training Surveys
Technology Between 75 % and 100 % of transactions a week report dropped calls or technical difficulties.
Between 25 % and 74% of transactions a week report dropped calls or technical difficulties.
Between 0 % and 24% of transactions a week report dropped calls or technical difficulties.
System Transcripts
Electronic Resources 0 – 50 hits on electronic resources a week.
50 – 100 hits on electronic resources a week.
100 + hits on electronic resources a week.
Systems Analysis Logs
Rubric for a Virtual Reference Service
Rubric created by:
Ana Guimaraes & Katie Hayduke
Study Rubric
© M. Oakleaf, EBLIP4, 2007
Benefits
• rubrics provide librarians the opportunity to discuss, determine, and communicate agreed upon values
• rubrics include descriptive, yet easily digestible data • prevent inaccuracy of scoring • prevent bias
When used in student learning contexts… • reveal the expectations of instructors and librarians to
students• offer more meaningful feedback than letter or numerical
scores alone • support not only student learning, but also self-evaluation
and metacognition
© M. Oakleaf, EBLIP4, 2007
The Research Question
• To what extent can librarians use rubrics to make valid and reliable decisions?– Library service: an information literacy tutorial– Artifacts: student responses to questions within
the tutorial– Goal: to make decisions about the tutorial and
the library instruction program
© M. Oakleaf, EBLIP4, 2007
Methodology
• 75 randomly selected student responses to open-ended questions embedded in an information literacy tutorial at NCSU
• 25 raters– 15 internal & trained (NCSU librarians, faculty, students)– 10 external & untrained (non-NCSU librarians)
• raters code artifacts using rubrics• raters’ experiences captured on comment sheets• reliability statistically analyzed using Cohen’s kappa• validity statistically analyzed using a “gold
standard” approach and Cohen’s kappa
© M. Oakleaf, EBLIP4, 2007
Kappa Index
Kappa Statistic Strength of Agreement
0.81-1.00 Almost Perfect
0.61-0.80 Substantial
0.41-0.60 Moderate
0.21-0.40 Fair
0.00-0.20 Slight
<0.00 Poor
Average Kappa Rank Participant Group Status
0.72 1 NCSU Librarian Expert
0.69 2 Instructor Expert
0.67 3 Instructor Expert
0.66 4 Instructor Expert
0.62 5 NCSU Librarian Expert
0.61 6 Instructor Non-Expert
0.59 7 Instructor Non-Expert
0.58 8 Student Non-Expert
0.56 9 Student Non-Expert
0.55 10 NCSU Librarian Non-Expert
.055 11 Student Non-Expert
0.54 12 Student Non-Expert
0.52 13 Student Non-Expert
0.52 14 NCSU Librarian Non-Expert
0.43 15 External Instruction Librarian Non-Expert
0.32 16 External Reference Librarian Non-Expert
0.31 17 External Instruction Librarian Non-Expert
0.31 18 NCSU Librarian Non-Expert
0.30 19 External Reference Librarian Non-Expert
0.30 20 External Instruction Librarian Non-Expert
0.27 21 External Reference Librarian Non-Expert
0.21 22 External Instruction Librarian Non-Expert
0.19 23 External Reference Librarian Non-Expert
0.14 24 External Instruction Librarian Non-Expert
0.13 25 External Reference Librarian Non-Expert
expert status does not appear to be correlated to educational background, experience, or position within the institution
© M. Oakleaf, EBLIP4, 2007
Expert Kappa Statistics
Expert Raters
0.770.74
0.48
0.6
0.52
-0.2
0
0.2
0.4
0.6
0.8
Articulates Criteria Cites Indicators Provides Examples Judges Use Grade
Poor Slight Fair Moderate Substantial Almost Perfect
© M. Oakleaf, EBLIP4, 2007
Non-Expert Kappa Statistics
Non-Expert Raters
0.290.24
0.17
0.47
0.27
-0.2
0
0.2
0.4
0.6
0.8
Articulates Criteria Cites Indicators Provides Examples Judges Use Grade
Poor Slight Fair Moderate Substantial Almost Perfect
© M. Oakleaf, EBLIP4, 2007
Expert Characteristics
• focus on general features of artifact
• adopt values of rubrics
• revisit criteria while scoring
• experience training
© M. Oakleaf, EBLIP4, 2007
Non-Expert Characteristics
• diverse outlooks or perspectives
• prior knowledge or experiences
• fatigue
• mood
• other barriers
© M. Oakleaf, EBLIP4, 2007
Barrier 1
Difficulty Understanding an Outcomes-Based Approach
Many librarians are more familiar with inputs/outputs than outcomes.
Comments from raters:– using measurable outcomes to assess student learning
focuses too much on specific skills—too much “science” and not enough “art.”
– “While the rubric measures the presence of concepts…it doesn’t check to see if students understand [the] issues.”
– “This rubric tests skills, not…real learning.”
© M. Oakleaf, EBLIP4, 2007
Barrier 2
Tension between Analytic & Holistic Approaches
Some librarians are unfamiliar with analytical evaluation.
Comments from raters:
– The rubric “was really simple. But I worried that I was being too simplistic…and not rating [student work] holistically.”
– “The rubric is a good and a solid way to measure knowledge of a process but it does not allow for raters to assess the response as a whole.”
© M. Oakleaf, EBLIP4, 2007
Analytic vs. Holistic
Analytic• Better for judging complex
artifacts• Allow for separate
evaluations of artifacts with multiple facets
• Provide more detailed feedback
• Take more time to create and use
Bottom line: Better for providing formative feedback
Holistic• Better for simple artifacts
with few facets• Good for getting a
“snapshot” of quality• Provide only limited
feedback• Do not offer detailed
analysis of strengths/weaknesses
Bottom line: Better for giving summative scores
© M. Oakleaf, EBLIP4, 2007
Barrier 3
Failure to Comprehend Rubric
Some librarians may not understand all aspects of a rubric.
Comments from raters:– “I decided to use literally examples, indicators to mean
that students needed to provide more than one.” – “The student might cite one example…but not…enough
for me to consider it exemplary.”
© M. Oakleaf, EBLIP4, 2007
Barrier 4
Disagreement with Assumptions of the Rubric
Some librarians may not agree with all assumptions and values espoused by a rubric.
Comments from raters:– The rubric “valued students’ ability to use particular
words but does not measure their understanding of concepts.”
© M. Oakleaf, EBLIP4, 2007
Barrier 5
Difficulties with Artifacts
Some librarians may be stymied by atypical artifacts.
Comments from raters:• I found myself “giving the more cryptic answers the benefit of the doubt.”
• “If a student answer consists of a bulleted list of responses to the
prompt, but no discussion or elaboration, does that fulfill the requirement?”
• “It’s really hard…when students are asked to describe, explain, draw conclusions, etc. and some answer with one word.”
© M. Oakleaf, EBLIP4, 2007
Barrier 6
Difficulties Understanding Library Context & Culture
Librarians need campus context to use rubrics well.
© M. Oakleaf, EBLIP4, 2007
Training
Topics• Value & principles of outcomes-based analysis and
evaluation• Theories that underlie rubrics • Advantages & disadvantages of rubric models• Structural issues that limit rubric reliability and
validity (too general or specific, too long, focused on quantity not quality, etc)
• Ways to eliminate disagreement about rubric assumptions
• Methods for handling atypical artifacts
© M. Oakleaf, EBLIP4, 2007
Future Research
Investigate:
• attributes of expert raters
• effects of different types and levels of rater training
• non-instruction library artifacts
• impact of diverse settings
© M. Oakleaf, EBLIP4, 2007
Conclusion
Are rubrics worth the time and energy?
This study confirmed the value of rubrics—nearly all participants stated that they could envision using rubrics to improve library instructional services.
Such feedback attests to the merit of rubrics as tools for effective evidence based decision-making practice.
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