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The Science & Business of Biopharmaceuticals
BioPharmINTERNATIONAL
December 2018
Volume 31 Number 12
KEEPING QUALITY AT THE FOREFRONT
SUPPLY CHAIN
GOING BEYOND THE
SURFACE TO ENSURE
SUPPLIER QUALITY
PEER-REVIEWED
SEPARATION AND
PURIFICATION OF A TISSUE-
TYPE PLASMINOGEN ACTIVATOR
FROM TRICHODERMA REESEI
LOT RELEASE TESTING
UNPROCESSED
BULK TESTING FOR
BIOPHARMACEUTICALS
www.biopharminternational.com
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CORPORATE CAPABILITIES www.biopharminternational.com
Company DescriptionWu X i Biolog ic s i s a le ad ing open-access technology platform contract ser-
v ices company. A s a premier contract discov-ery, development, and manufacturing organi-zation (CDMO), WuXi Biologics provides our worldwide clients with the necessary expertise, quality, and capacities to develop biologic drugs
from concept to commercialization. Along with our WuXi AppTec affiliates, we provide the world with the one true, single-source approach. The eff iciencies gained from this approach saves our clients critical time and money. Our company track record and achievements demonstrate our commitment to providing a truly one-stop service offering and value proposition to our global clients.
Markets Served We support biologics drug developers of all sizes in all major markets, from top 20 pharmaceutical companies to virtual biotech companies by providing an integrated CMC package from concept to IND filing through to BLA and beyond. We also provide stand-alone services to overcome the challenges at a particular stage of development. Our expertise covers all facets of development for various types of biologics, including mono-clonal and bispecific antibodies, recombinant and fusion proteins, and antibody drug con-jugates.
Services and CapabilitiesOccupying more than 1,000,000 sq. ft. of lab and manufacturing space, our network of facilities operates under global regulatory standards and provides our clients unparal-leled capacities across the discovery, develop-ment, and manufacturing continuum. We
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WuXi Biologicsoffer GMP clinical and commercial manu-facture of Drug Substance and Drug Product in multiple sites including the world’s largest mammalian cell culture GMP facility using disposable bioreactors. All the facilities are located within 1–2 hours’ drive from each other and provide a simpli-fi ed supply chain for our global clients.
WuXi Biologics offers open-access tech-nology platforms and a unique single-source discovery, development, manufacturing, and testing service for protein-based thera-peutics.
Our comprehensive one-stop offerings include:• Antibody discovery• Custom small-scale, research-grade protein
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dation• Bioconjugation development• Cell culture process development• Purification process development• Formulation development• Protein characterization• Drug substance manufacture• Drug product formulation and fill• Biosafety testing (e.g., viral clearance)• GMP lot release testing• Stability studies• Worldwide regulatory submission support.
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EDITORIAL
Editorial Director Rita Peters [email protected]
Senior Editor Agnes M. Shanley [email protected]
Managing Editor Susan Haigney [email protected]
European Editor Felicity Thomas [email protected]
Science Editor Feliza Mirasol [email protected]
Manufacturing Editor Jennifer Markarian [email protected]
Associate Editor Amber Lowry [email protected]
Art Director Dan Ward [email protected]
Contributing Editors Jill Wechsler, Eric Langer, Anurag Rathore, and Cynthia A. Challener, PhD
Correspondent Sean Milmo (Europe, [email protected])
ADVERTISING
Publisher Mike Tracey [email protected]
National Sales Manager Scott Vail [email protected]
European Sales Manager Linda Hewitt [email protected]
European Senior Sales Executive Stephen Cleland [email protected]
C.A.S.T. Data and List Information Michael Kushner [email protected]
Licensing and Reuse of Content: Contact our official partner, Wright’s Media, about available usages, license fees, and award seal artwork at [email protected] for more information. Please note that Wright’s Media is the only authorized company that we’ve partnered with for Advanstar UBM materials.
PRODUCTION
Production Manager Jesse Singer [email protected]
AUDIENCE DEVELOPMENT
Audience Development Christine Shappell [email protected]
Thomas W. Ehardt
Executive Vice-President, Senior Managing Director,UBM Life Sciences Group
Dave Esola
VP/Managing Director, Pharm/Science Group
UBM Life Sciences
K. A. Ajit-SimhPresident, Shiba Associates
Madhavan BuddhaFreelance Consultant
Rory BudihandojoDirector, Quality and EHS Audit
Boehringer-Ingelheim
Edward G. CalamaiManaging Partner
Pharmaceutical Manufacturing
and Compliance Associates, LLC
Suggy S. ChraiPresident and CEO
The Chrai Associates
Leonard J. GorenGlobal Leader, Human Identity
Division, GE Healthcare
Uwe GottschalkVice-President,
Chief Technology Officer,
Pharma/Biotech
Lonza AG
Fiona M. GreerGlobal Director,
BioPharma Services Development
SGS Life Science Services
Rajesh K. GuptaVaccinnologist and Microbiologist
Denny KraichelyAssociate Director
Johnson & Johnson
Stephan O. KrauseDirector of QA Technology
AstraZeneca Biologics
Steven S. KuwaharaPrincipal Consultant
GXP BioTechnology LLC
Eric S. LangerPresident and Managing Partner
BioPlan Associates, Inc.
Howard L. LevinePresident
BioProcess Technology Consultants
Hank LiuHead of Quality Control
Sanofi Pasteur
Herb LutzPrincipal Consulting Engineer
Merck Millipore
Hanns-Christian MahlerHead Drug Product Services
Lonza AG
Jerold MartinIndependent Consultant
Hans-Peter MeyerLecturer, University of Applied Sciences
and Arts Western Switzerland,
Institute of Life Technologies
K. John MorrowPresident, Newport Biotech
David RadspinnerGlobal Head of Sales—Bioproduction
Thermo Fisher Scientific
Tom RansohoffVice-President and Senior Consultant
BioProcess Technology Consultants
Anurag RathoreBiotech CMC Consultant
Faculty Member, Indian Institute of
Technology
Susan J. SchnieppExecutive Vice President of
Post-Approval Pharma
and Distinguished Fellow
Regulatory Compliance Associates, Inc.
Tim SchofieldSenior Fellow
MedImmune LLC
Paula ShadlePrincipal Consultant,
Shadle Consulting
Alexander F. SitoPresident,
BioValidation
Michiel E. UlteePrincipal
Ulteemit BioConsulting
Thomas J. Vanden BoomVP, Biosimilars Pharmaceutical Sciences
Pfizer
Krish VenkatManaging Partner
Anven Research
Steven WalfishPrincipal Scientific Liaison
USP
EDITORIAL ADVISORY BOARDBioPharm International’s Editorial Advisory Board comprises distinguished
specialists involved in the biologic manufacture of therapeutic drugs,
diagnostics, and vaccines. Members serve as a sounding board for the
editors and advise them on biotechnology trends, identify potential
authors, and review manuscripts submitted for publication.
INTERNATIONAL
BioPharmThe Science & Business of Biopharmaceuticals
For personal, non-commercial use
Table of Contents
4 BioPharm International December 2018 www.biopharminternational.com
BioPharm International integrates the science and business of biopharmaceutical research, development, and manufacturing. We provide practical, peer-reviewed technical solutions to enable biopharmaceutical professionals to perform their jobs more effectively.
BioPharm International is selectively abstracted or indexed in: • Biological Sciences Database (Cambridge Scientifi c Abstracts) • Biotechnology and Bioengineering Database (Cambridge Scientifi c Abstracts) • Biotechnology Citation Index (ISI/Thomson Scientifi c) • Chemical Abstracts (CAS) • Science Citation Index Expanded (ISI/Thomson Scientifi c) • Web of Science (ISI/Thomson Scientifi c)
BioPharm International ISSN 1542-166X (print); ISSN 1939-1862 (digital) is published monthly by UBM LLC 131 W. First Street, Duluth, MN 55802-2065. Subscription rates: $76 for one year in the United States and Possessions; $103 for one year in Canada and Mexico; all other countries $146 for one year. Single copies (prepaid only): $8 in the United States; $10 all other countries. Back issues, if available: $21 in the United States, $26 all other countries. Add $6.75 per order for shipping and handling. Periodicals postage paid at Duluth, MN 55806, and additional mailing offi ces. Postmaster Please send address changes to BioPharm International, PO Box 6128, Duluth, MN 55806-6128, USA. PUBLICATIONS MAIL AGREEMENT NO. 40612608, Return Undeliverable Canadian Addresses to: IMEX Global Solutions, P. O. Box 25542, London, ON N6C 6B2, CANADA. Canadian GST number: R-124213133RT001. Printed in U.S.A.
COVER STORY
12 Focus on QualityThis issue features articles on a variety of quality control topics including validation of suppliers, lot release testing, and lab operations. See below for more information.
Cover Design by Dan WardImages: Michail Petrov/Stock.Adobe.com
SPECIAL QUALITY SECTION
SUPPLY CHAIN MANAGEMENTGoing Beyond the Surface to Ensure Supplier QualityAgnes Shanley
Success depends on supplier
communication and transparency, but it’s
up to buyers to demand the right
information and to look at the vendor’s
overall business. . . . . . . . . . . . . . . . . . .12
LOT RELEASE TESTINGUnprocessed Bulk Testing for BiopharmaceuticalsKatherine Marotte
Unprocessed bulk material harvested
directly from the bioreactor should
be tested for contamination prior to
downstream processing. . . . . . . . . . . .18
LAB OPERATIONSNIST Fluorescence-BasedMeasurement ServicesPaul C. Derose and Lili Wang
Fluorescence has long been used to detect
biological targets. As these measurements
are becoming more and more quantitative,
standards are needed to ensure accuracy
and reproducibility. . . . . . . . . . . . . . . . .24
FEATURES
PEER-REVIEWEDSeparation and Purification of a Tissue-Type Plasminogen Activator from Trichoderma reeseiJinhua Shao, Yufei Zhang, Zhiyong
Zhu, Fulin He, and Xiaoming Chen
This research proposes a method
for separating and purifying t-PA
from this fungal cell source. . . . . . . . . .30
UPSTREAM PROCESSINGAchieving Process Balance with Perfusion BioreactorsCynthia A. Challener
Advances in single-use technologies,
sensors, and cell retention systems
facilitate processes designed for the
long run. . . . . . . . . . . . . . . . . . . . . . . . .39
MANUFACTURINGOvercoming Challenges in ADCBioconjugation at Commercial ScaleCynthia A. Challener
Bioconjugation requires aseptic
manufacturing and containment for
cytotoxic payloads. . . . . . . . . . . . . . . . .42
OUTSOURCINGContract Organizations Expanded in AutumnSusan Haigney
CMOs and CDMOs made investments
in new and expanded facilities and
services in the last quarter of 2018. . . .44
COLUMNS AND DEPARTMENTS
FROM THE EDITOR
Innovation may capture headlines,
but quality programs are the
foundation to biopharma success.
Rita Peters. . . . . . . . . . . . . . . . . . . . . . . . .5
REGULATORY BEAT
Despite ongoing efforts to address
drug shortages, FDA reports a
rise in active shortages and in the
duration of supply problems.
Jill Wechsler . . . . . . . . . . . . . . . . . . . . . . .8
AD INDEX . . . . . . . . . . . . . . . . . . . . . . . .49
ASK THE EXPERT
A required time frame should
not be the driving force behind
root-cause investigations.
Susan Schniepp . . . . . . . . . . . . . . . . . . .50
For personal, non-commercial use
December 2018 www.biopharminternational.com BioPharm International 5
From the Editor
Rita Peters is the
editorial director of
BioPharm International.
Innovation may
capture headlines,
but quality
programs are the
foundation to
biopharma success.
Bringing Quality into the Forefront
The end of the year is the traditional time to assess achievements and
shortfalls of the past 12 months. A preliminary review of the bio/pharma
industry accomplishments shows some impressive results. By the end of
November 2018, FDA had approved 53 novel drugs, setting a pace for the most
approvals on record.
The approvals included notable advances in science and targeted medicine. On
November 26, FDA approved Vitrakvi (iarotrectinib), the second cancer treatment
approved based on a biomarker for different types of tumors rather than tumors
originating in a specific organ or part of the body. The therapy is the first to
receive a tumor-agnostic indication at the time of initial FDA approval (1).
In announcing the approval, FDA Commissioner Scott Gottlieb noted that the
therapy marked “a new paradigm in the development of cancer drugs that are ‘tis-
sue agnostic.’” Gottlieb also credited increased knowledge of cancer mutations,
breakthrough therapy designation and accelerated approval processes, and a mod-
ern framework of clinical trial designs as contributing to more targeted and effec-
tive cancer treatments.
Uncovering quality issuesWhile the approvals marked progress in innovation, the global recall of the
API valsartan due to the discovery of impurities N-nitrosodimethylamine
(NDMA) and N-nitrosodiethylamine (NDEA) in drug products raised questions
about the quality of drug substances in the supply chain.
Quality problems were a mixed bag this year. The number of warning letters
issued by FDA were on a slightly slower pace compared with 2017; however, the
number of drug recalls were up.
While innovative achievements such as new drug approvals get the headlines
and are recognized and rewarded, quality programs are essential but rarely get
attention until something goes wrong. In this issue, and in supplemental online
coverage, the editors present multiple views of quality issues, throughout the drug
development and manufacturing continuum.
In this issueValidating supplier quality: consultants and experts in risk assessment share
best practices that will help ensure the quality of APIs, ingredients, and pro-
cess aids and materials.
Lot release testing: Recommended testing—bioburden testing, mycoplasma
testing, in-vitro viral screening, and virus-specific qPCR—for unprocessed bulk
material collected from a bioreactor is described.
Fluorescence standards: As fluorescence measurements of cell structures,
proteins, and DNA are becoming more and more quantitative, standards are
needed to ensure accuracy and reproducibility.
Online quality resourcesThe editors have added new features on mock inspections, risk assessment
and mitigation, standard operating procedures, technology transfer, regula-
tory authority actions, and other quality-related practices to the BioPharm
International website. Bookmark www.biopharminternational.com/quality to get
easy access to this information.
Reference1. FDA, “FDA Approves an Oncology Drug That Targets a Key Genetic Driver of Cancer,
Rather Than a Specific Type of Tumor,” Press Release, Nov. 26, 2018.X
For personal, non-commercial use
6 BioPharm International December 2018 ADVERTORIAL
CORPORATE CAPABILITIES www.biopharminternational.com
Sartorius Stedim Biotech is a leading part-ner of the biopharma industry. Our solutions are supporting our customers to produce drugs safely, timely, and economically. The
key product catego-ries of our company are cel l cultivation, fermentation, f i ltra-tion, purification, and f lu id management. S a r t o r iu s S t e d i m Biotech has a world-wide presence, with manufacturing, sales, and R&D sites in more than 20 coun-tries in Europe, North
America, and Asia. More than 5100 employ-ees across the globe focus on single-use tech-nologies and added-value services to meet the rapidly changing technology requirements of the industry it serves.
At Sartorius Stedim Biotech, we empower scientists and engineers to simplify and accel-erate progress in life science and bioprocess-ing. As pioneers, we serve as a magnet and a dynamic platform attracting the leading experts in our sectors. We bring creative minds together to work towards shared goals: technological breakthroughs that lead to bet-ter health for more people.
Sartorius Stedim Biotech offers instru-ments, consumables, and services for biopharmaceutical, chemical, food, and aca-demic labs.
Confidently address increasing demands for enhanced quality, efficiency, accuracy, compliance, and production with instrumen-tation, intuitive software, hands-on training, and comprehensive services for the biophar-maceutical, chemical, food and beverage industries, and academic sector.
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Sartorius Stedim Biotech
tory and bioprocess application needs. From consumables and laboratory water purifica-tion systems to industry-leading weighing technology, our sophisticated solutions also include liquid handling, fermentation, filtra-tion, and fluid management. Find out how to accelerate clinical pipelines, increase drug manufacturing efficiency, and reduce costs with our bioprocess solutions.
The biopharmaceutical industry can also reduce the time and cost required to bring products to the clinic and the market by taking advantage of single-use production platforms. These platforms integrate proven services and technologies for the develop-ment and manufacture of mAbs, vaccines, and bioconjugates.
Companies can streamline early stage process development activities by leverag-ing the expertise and experience Sartorius has acquired over many years while estab-lishing biomanufacturing processes for cli-ents. Furthermore, Sartorius can expedite the engineering of single-use and hybrid pro-cesses for scale-up during late-stage activities using process templates that reduce design costs and increase standardization.
For personal, non-commercial use
The Foundations for
Single-Use Manufacturing.
Redefined from A–Z.
In the past, biopharma companies were struggling with various risk
factors which kept them from implementing single-use solutions.
With our solid single-use foundation for biomanufacturing processes
we are solving all of these challenges simultaneously. Our fully
integrated single-use platform connects an exclusive approach in
biocompatibility, state-of-the-art integrity control and testing as
well as a unique automation platform and supply network.
This strategy provides flexibility and acceleration which leads to
a cost-effective process that ensures the quality of your biologics
and enhances patient safety.
www.sartorius.com/single-use-redefined
For personal, non-commercial use
8 BioPharm International www.biopharminternational.com December 2018
Regulatory Beat
Vis
ion
so
fAm
eri
ca
/Jo
e S
oh
m/G
ett
y I
ma
ge
s
Patients, providers, and policy mak-
ers are up in arms over persistent and
more prevalent shortages of important
medicines, primarily generic sterile injectables
needed to treat critical diseases and infections,
provide emergency care, and enable surgery
and multiple aspects of medical care. Despite
ongoing efforts to address the problem, FDA
sees a rise in active shortages and in the dura-
tion of supply problems, according to data pre-
sented at a public meeting on drug shortages
in late November 2018, sponsored by FDA and
the Duke Margolis Center for Health Policy (1).
Some shortages have lasted more than eight
years, and solutions remain elusive.
Stakeholders participating in the FDA pub-
lic meeting looked to address the systemic
root causes of shortages, with a focus on the
economic incentives likely to drive product
quality, supply chain resiliency, and appropri-
ate reimbursement for drugs. In some cases,
said FDA Commissioner Scott Gottlieb, “the
prices reimbursed on these drugs have been
driven down to such low levels, that it makes
it hard to manufacture them profitably and
have enough margin left over to
invest in modern manufacturing
upgrades” (2). Adam Kroetsch, deputy
director of the Office of Program and
Strategic Analysis in the Center for
Drug Evaluation and Research (CDER),
linked shortages to older generic
drugs where the market fails to
reward product quality and reliability.
Consolidation throughout the sup-
ply chain was cited as a key factor
in aggravating shortages. Mergers in
the generic-drug industry can limit
production of a drug to one firm and
minimize sources of key ingredients. A
handful of hospital buying groups and
large distributors, moreover, limit competitive
bidding opportunities and overall reimburse-
ment for common, but important, injectables.
SEEKING NEW SOLUTIONSA full range of issues and proposals will be
weighed by an FDA Drug Shortages Task Force,
formed in July 2018 in response to rising con-
cerns from members of Congress (3). The panel
includes representatives from the Centers for
Medicare and Medicaid Services, the Federal
Trade Commission, and other federal agencies,
as well as senior leaders from FDA. The group
has been meeting with manufacturers and other
stakeholders leading up to the public meeting
with the goal of developing a report to Congress
outlining a policy framework to resolve the
problems underlying persistent drug shortages.
Manufacturers at the meeting cited unclear
or changing FDA product development stan-
dards and noted that efforts to scale up produc-
tion to address a shortage can be stymied by
FDA’s complex post-approval changes require-
ments. Several speakers urged greater transpar-
ency in agency warning letters and inspection
reports to provide information earlier on where
quality problems at one manufacturer may lead
to limited production and create an opening
for added competition. To avoid delays in gain-
ing FDA approval of new or upgraded facilities
to produce alternative products, the agency
Quality Manufacturing Key to Reducing Drug ShortagesDespite ongoing efforts to address drug shortages, FDA reports a rise in active shortages and in the duration of supply problems.
Jill Wechsler
is BioPharm International’s
Washington editor,
FDA continues to urge
industry to adopt more
reliable, high-quality
manufacturing systems.
For personal, non-commercial use
December 2018 www.biopharminternational.com BioPharm International 9
Regulatory Beat
noted its adoption of a more
efficient inspection program for
sterile drug facilities, with more
transparent quality standards that
will make the oversight process
more predictable.
There was disagreement among
participants on some issues, with
certain manufacturers seeking
incentives to produce drug com-
ponents in the United States to
shorten supply chains, while oth-
ers maintained that high-quality
products can be obtained reliably
overseas. Generic-drug makers
urged flexibility in meeting prod-
uct standards that FDA revises
after drug development and test-
ing is underway. David Gaugh
of the Association for Accessible
Medicines (AAM) proposed federal
grants or other assistance to help
manufacturers upgrade or build
new manufacturing facilities to
provide excess capacity for when
shortages occur and to establish
a national contingency plan to
stockpile critical medicines (4).
FDA officials continue to urge
industry to adopt more reliable,
high-quality manufacturing sys-
tems to avoid production break-
downs, but ga ins have been
elusive. A CDER quality metrics
initiative has been mired in dis-
pute for months over what and
how to measure quality opera-
tions and a firm’s “quality culture.”
CDER’s emerging technology pro-
gram offers advice and support
to companies looking to adopt
continuous manufacturing and
other advanced production tech-
nologies, but uptake has been
limited. Efforts to streamline the
post-approval changes process also
have fallen short in modifying
agency oversight of manufactur-
ing revisions. At the same time,
newer just-in-time manufacturing
systems that reduce vendor inven-
tories may increase vulnerability
to unexpected shortages. All these
issues are before the FDA taskforce
and will be considered in its report
on the multiple challenges for all
supply chain parties in preventing
drug shortages to ensure public
health.
REFERENCES 1. Duke, Margolis Center for Health
Policy, Identifying the Root Causes of
Drug Shortages and Finding Enduring
Solutions, Public Meeting, Nov. 27,
2018, Washington, DC, https://
healthpolicy.duke.edu/sites/default/
files/atoms/files/duke-fda_drug_
shortages_agenda.pdf.
2. FDA, Remarks by Scott Gottlieb, MD,
at the Public Meeting on Identifying the
Root Causes of Drug Shortages and
Finding Enduring Solutions public
meeting, Nov. 27, 2018, www.fda.gov/
NewsEvents/Speeches/ucm626706.
htm.
3. FDA, “Statement by FDA Commissioner
Scott Gottlieb, MD, on Formation of a
New Drug Shortages Task Force and
FDA’s Efforts to Advance Long-Term
Solutions to Prevent Shortages,” Press
Release, July 12, 2018, www.fda.gov/
NewsEvents/Newsroom/Press
Announcements/ucm613346.htm.
4. David Gaugh, “Preliminary
Recommendations for Addressing
Drug Shortages,” AAM Blog post,
https://accessiblemeds.org/
resources/blog/preliminary-
recommendations-addressing-drug-
shortages. X
The biggest hurdle for advancing gene therapy, for both
treating rare diseases as well as addressing more common
conditions, is difficulties in achieving efficient scale-up of
production processes, says Peter Marks, director of FDA’s
Center for Biologics Evaluation and Research (CBER). Marks
noted that there are now more than 700 investigational
new drug applications (INDs) filed with the agency, and
more arriving daily. But to move forward with development,
he observed at Prevision Policy’s Biopharma Congress in
Washington in November 2018, requires a “quantum leap” in
manufacturing capabilities.
Marks added that FDA often is “very lenient” about
companies meeting manufacturing standards for testing
gene therapies in Phase I trials. But scaling up to larger
production for further studies is difficult and can delay
product development for years.
Clinical trials for gene therapies are not a problem,
Marks noted. A manufacturer can gain proof of concept
in a study of only 10 patients. To move forward, however,
requires manufacturing at scale, and few companies can
produce the necessary vectors, and they need to do so
more efficiently.
While there remain many uncertainties about developing
and testing gene therapies, particularly related to concerns
about immune reactions to vectors, Marks seeks to avoid
“regulatory paralysis” arising from safety concerns.
“Things will happen,” he conceded, and sponsors and
regulators need to understand the risks and work to
develop therapies that patients and providers can trust.
The vision, Marks observed, is that gene therapies
eventually will provide important treatments for a broader
range of diseases, but only if they can be proven to be
safe and can be produced efficiently, which also is key to
reducing product costs.
—Jill Wechsler
Manufacturing Challenges Limit Gene Therapy DevelopmentFor personal, non-commercial use
10 BioPharm International December 2018 ADVERTORIAL
CORPORATE CAPABILITIES www.biopharminternational.com
The Parenteral Drug Association (PDA) is the leading global provider of science, tech-nology, regulatory information, and education
for the pharmaceutical and biopharmaceutica l com-munity. For more than 70 years, since its founding as a non-profit in 1946, PDA has been committed to developing scientif ically sound, practical technical information and resources to advance science and regu-lation through the expertise
of our more than 10,500 members worldwide.PDA is a truly global organization, with
membership nearly equally divided between those working in the US and in other regions across the globe. Represented in this diverse membership is a growing number of young professionals and students.
Recognized for our expertise and authority in the field of parenteral science and technol-ogy, PDA is leading the way in promoting the exchange of information on rapidly evolving technology and regulations to ensure high-quality pharmaceutical production.
PDA supports its mission to advance phar-maceutical and biopharmaceutical science and regulation so members can better serve patients by:• Providing global forums for the scientific
community, regulators, and industry pro-fessionals on emerging trends within the industry
• Delivering unique, hands-on education and training through PDA’s manufacturing training facility
• Fostering career-long learning and profes-sional development
• Encouraging scientific information shar-ing among industry peers
The Parenteral Drug Association
• Serving as a leading contributor of infor-mation and expertise to influence global industry and regulatory solutions.
PDA draws its strength from its members, which includes a corps of 2,500 active volun-teers. Our conferences, meetings, and courses bring together pharmaceutical manufacturers, suppliers, end users, academics, and regula-tory officials for an unprecedented level of exchange on timely issues of mutual interest and concern.
Through the development of Technical Reports on pressing industry topics and responses to regulatory initiatives, PDA and its members influence the future course of phar-maceutical products technology.
A natural progression was for PDA to expand this expertise into the world of creating standards that provide guidance to industry on best practices for drug manufacturing for patient use. In 2017, PDA was accepted as an ANSI-accredited standards developer, and work is currently underway on PDA’s first standards.
Our internationally recognized publications, PDA Journal of Pharmaceutical Science and Technology and PDA Letter, keep pharmaceutical manufacturing professionals up to date on the latest science and current industry and regula-tory news.
Together, these activities promote the advancement of pharmaceutical science in the interest of the ultimate end-user—the patient.
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Quality: Supply Chain Management
12 BioPharm International December 2018 www.biopharminternational.com
AUREMAR/STOCK.ADOBE.COM
Going Beyond the Surface to Ensure Supplier Quality
Success depends on supplier communication and transparency, but it’s up to buyers to demand the right information
and to look at the vendor’s overall business.
AGNES SHANLEY
As niche, global markets grow and increase the com-
plexity of pharmaceutical manufacturing, vendor man-
agement has become more challenging; the API and
excipient supplier base has moved offshore, and more core
operations are being outsourced to contract partners. Today,
a typical pharmaceutical manufacturer works with 100–200
contract manufacturing organizations (CMOs) (1). A 2013
study found that supply and supplier issues account for 40%
of the pharmaceutical industry’s top supply-chain risks (2).
Adding to the difficulty have been corporate mergers and
acquisitions, both on the manufacturer and on the supplier
sides. Mergers shift the focus away from manufacturing, as
Steve Cottrell, president of Maetrics, wrote in April 2018 in
the PharmaPhorum blog (3). This, in turn, limits “the ease
with which supply chain gap analyses, supplier assessments,
and quality assurance checks (e.g., non-conformance or out-
of-stock issues) can be carried out,” he wrote.
The results have been clearly seen in an overall increase
in drug shortages, recalls, and regulatory citations for insuf-
ficient quality management and vendor oversight. Overall,
supply reliability issues cost biopharmaceutical companies
$2 billion in revenue each year, according to the Boston
Consulting Group (4). Pharmaceutical manufacturers still
have limited visibility into their supply chains, and fairly
loose, ad hoc connections with many of their vendors, in
sharp contrast to the close supplier-manufacturer partner-
ships and data exchange programs that exist in the automo-
tive, aerospace, and electronics industries.
INDUSTRY EFFORTSManufacturers have been working individually and in con-
cert to address these issues, through initiatives such as the
Pharmaceutical Supply Chain Initiative (PSCI), a group of 33
manufacturers that has developed best practices, self-assess-
ment guidelines, and an audit protocol based on the principles
of sustainable sourcing and traceability, transparency, business
resilience, and management capability and systems.
Contin. on page 16
For personal, non-commercial use
ADVERTORIAL December 2018 BioPharm International 13
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with industry-leading experience and, most importantly, our passion for making a difference. We
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For personal, non-commercial use
Quality: Supply Chain Management
16 BioPharm International December 2018 www.biopharminternational.com
The organization, which started up
in 2005 with five members, has trained
190 auditors and 150 staffers at phar-
maceutical industry suppliers in best
practices and principles and is pro-
moting the concept of shared supplier
audits to reduce costs for manufactur-
ers and their suppliers. The number of
shared PSCI audits more than doubled
from 61 in 2016 to 152 in 2017, accord-
ing to Enric Bosch Radó, a manager in
Boehringer-Ingelheim’s environmen-
tal health and safety department, who
presented a progress report at Salon
International de la Logistique (SIL),
the international logistics meeting in
Barcelona on June 5, 2018 (5).
REAL-TIME DATA EXCHANGE BioPhorum, a collaborative industry
effort, is working on a blueprint for
21st century supply chain management
as part of its Technology Roadmap
program. Newer technologies, such
as single-use systems for cell culture,
Protein A, and chromatographic res-
ins, require a significant investment
from biopharmaceutical manufacturers,
while the cost of poor quality (evident
in raw material variability and lack of
understanding and control of the sup-
ply chain) is high and must be driven
out, according to the group’s latest
report (6). Close collaboration between
manufacturers and vendors will be
increasingly important for ensuring
supplies of single-use technologies,
and as more companies evaluate con-
tinuous bioprocessing, said Jonathan
Haigh, head of downstream processing
at FujiFilm Diosynth, a company that
is both a manufacturer and a contract
manufacturer, in a video (7) discussing
roadmapping efforts.
BioPhorum has called for changing
the way manufacturers and vendors
interact, and to promote an atmo-
sphere of trust and harmonized meth-
ods using electronic data exchange.
The group is also working on improv-
ing tools, such as forecasting and plan-
ning software.
SHARING BEST PRACTICESOne method that suppliers and their
customers are using to attempt to bal-
ance rapid growth in demand and
the need for careful planning is the
sales and operational planning pro-
cess, which examines inventory replen-
ishment and distribution needs, and
assesses manufacturing, including man-
ufacturing and quality equipment and
warehousing and how well it can sup-
port customer requirements, said Aida
Tsouroukdissian, head of demand plan-
ning at MilliporeSigma in a 2018 video
(8). Other important methods include
supply chain business continuity plan-
ning and supply chain mapping as well
as change management.
There is a need to go beyond the
superficial level, noted Roger Estrella,
senior risk manager for supplier busi-
ness continuity at Genentech, in an
Rx-360 workshop addressing challenges
in the pharmaceutical raw material sup-
plier chain (9). Estrella’s business conti-
nuity group works closely with Roche’s
corporate quality risk organization,
which handles audits, recalls and cus-
tomer complaints, and process capabil-
ity to be able to respond to and find the
root cause of quality issues.
Roche analyzes suppliers based on
their potential impact on the business
and the patient. The first question is
what would happen to patients if there
were a problem with the supply of this
particular product? What impact would
a supply interruption have on revenues
and on patients? Materials are classified
based on level of risk (e.g., oncology
products would be placed in a higher
category of risk than treatments for
rheumatology), he said.
Manufacturers must identify hazard-
ous conditions, assess risks and develop
contingency plans, get them approved
and then implement them.
Challenges to asserting full control
over supply chains include cognitive
bias, supply chain complexity, and
business change management, Estrella
said. Too often, employees may tend
to discount risks, especially those that
may occur in the future, he said, adding
that strengthening supplier risk assess-
ment requires a top-down approach
and senior-level management sup-
port if it is to succeed. He said that,
wherever possible, Roche avoids being
dependent on overseas suppliers.
GOING BEYOND THE SURFACEIt is no longer enough for manufactur-
ers to have transparency from most
important suppliers; they now need
insights into how these suppliers man-
age their supply chains, Estrella said.
Roche asks that suppliers provide
some idea of their business continuity
management by conducting manu-
facturing risk assessments at each rel-
evant manufacturing site; developing
mitigation plans for each risk; deter-
mining worst-case scenarios for the
most likely site risks; and estimating
the time that it would take for them to
return to normal after a supply upset.
If suppliers aren’t already doing this,
the company helps them with the pro-
cess and uses results to develop its risk
mitigation inventory levels for the par-
ticular material, he said.
Manufacturers must also look at
each supplier ’s business portfolio
and ask how each particular prod-
uct fits into that vendor’s big picture.
“Consolidations have complicated the
supplier-manufacturer picture. Every
time that a merger and acquisition
takes place, a rising star product can
become a dog, and the new owners
may decide not to invest in quality
and delivery performance initiatives,”
he said. In some cases, the new busi-
ness owners may even stop making a
product that has always been impor-
tant to the manufacturer’s business,
and biopharmaceutical manufactur-
ers must be prepared and develop
Supply Chain Management — Contin. from page 12
For personal, non-commercial use
Quality: Supply Chain Management
www.biopharminternational.com December 2018 BioPharm International 17
alternatives.“The supplier with whom
you have the greatest level of spend is
not necessarily the vendor that is most
impactful to your business,” Estrella
said. He also noted that a supplier may
be critical to an individual biopharma-
ceutical company’s business, but biop-
harmaceutical manufacturing may not
be a major market focus for them, so
manufacturers should be prepared.
In addition, he said, manufacturers
must work to minimize the number
of intermediates in the supply chain.
“The more handoffs you have, the more
potential points of failure you have,”
he said. So if there are handoffs it is
essential for manufacturers to know
who is involved, and determine how
they will handle any situations that
may come up in the future.
Stressing the importance of supply
chain mapping and risk management,
he noted that it is straightforward to
identify risk, but challenging to mit-
igate it. Biopharmaceutical manufac-
turers must be prepared to go beyond
the superficial level to understand and
communicate more closely with sup-
pliers to prevent quality and supply
problems from affecting patients and
their bottom line.
REFERENCES1. A. Alvarado-Seig, et al., “Threats to
Pharmaceutical Supply Chains, The Public-Private Analytic Exchange Program Research Findings,“July 2018, www.dhs.gov/sites/default/files/publications/2018_AEP_Threats_to_Pharmaceutical_Supply_Chains.pdf
2. M. Jaberidoost et al., DARU Journal of Pharmaceutical Sciences 21, 69 (2013).
3. S. Cottrell, “Gaining a Clear View of Supply Chain Visibility,” pharmaphorum.com, April 20, 2018, www.pharmaphorum.com/views-analysis-market-access/gaining-clear-view-supply-chain-visibility/.
4. A. Merchant et al., “How to Break the Vicious Cycle in Biopharma Supply,” bcg.com, March 16, 2017, www.bcg.com/en-us/publications/2017/healthcare-operations-how-to-break-the-vicious-cycle-in-biopharma-supply.aspx.
5. E.B. Radó, “Creating a Better Supply Chain in the Pharmaceutical Industry: The Pharmaceutical Supply Chain Initiative,” a presentation made at Salon International de la Logistique (SIL) (Barcelona, Spain, 2018).
6. BioPhorum, “Biopharmaceutical Manufacturing Technology Roadmap: Supply Partnership Management,” biophorum.org, December 2017.
7. BioPhorum, “The Importance of Supply Partners in the Technology Roadmap,” biophorum.com, www.biophorum.com/importance-of-supply-partners-in-the-technology-roadmap/.
8. A. Tsouroukdissian, “Supply Chain Forecasts and Capacity,” emdmillipore.com, Nov. 30, 2017, www.emdmillipore.com/US/en/20171130_131854.
9. R. Estrella, “Challenges to Raw Material and Supplier Risk Management,” Rx-360 Workshop, “Addressing Challenges in the Pharmaceutical Raw Material Supply Chain Through Industry Collaboration,” rx360.org, March 13, 2014, www.youtube.com/watch?v=gEcSpkfViWU. ◆
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18 BioPharm International December 2018 www.biopharminternational.com
Quality: Lot Release Testing
SC
IEN
CE
PH
OT
O/S
TO
CK
.AD
OB
E.C
OM
Unprocessed Bulk Testing for Biopharmaceuticals
Unprocessed bulk material harvested directly from the bioreactor should be tested for contamination prior to downstream processing.
KATHERINE MAROTTE
Biopharmaceutical products are manufactured in living
systems, such as animal or human cells or tissues, which
pose a contamination risk from bacteria, yeast, mold,
viruses, or mycoplasma. Contamination can come from a vari-
ety of sources, such as raw materials—including cell culture
media and additives—the cells themselves, lab personnel, the
manufacturing process, or ineffective cleaning of the manu-
facturing facility. Contamination can be detrimental for a
product or a facility, potentially leading to drug recall, harm to
patients, or the complete shutdown of a facility. Products must
therefore be tested for the presence of contaminants through-
out the production process to ensure product safety and purity.
For each product, the master, working, and end of production
cell banks are evaluated for contaminants. In contrast to this
testing, which is performed once on each cell bank, every lot
of unprocessed bulk (UPB) material—the product that is har-
vested directly from the bioreactor—must be tested.
There is a high probability that, if present, adventitious
agents would be detected in the UPB material harvested at
this point in the manufacturing process because the bioreactor
provides highly enriched growth conditions, and the cells
could have amplified any adventitious agents that were present
at the beginning of the manufacturing process. In addition,
the material has not yet gone through further processing/
purification, which could lower levels of contaminating agents,
rendering them harder to detect in analytical testing.
ASSAYS USED FOR TESTING UPB MATERIALThe assays used for testing UPB material are often referred
to as lot release testing, because the manufacturer doesn’t
proceed with downstream processing of the UPB until
passing results are obtained in the lot release testing. If a
contaminant is present, then the contamination is not spread
to the downstream processing equipment. This testing typi-
cally includes bioburden or sterility testing, mycoplasma
testing and in-vitro viral screening as well as a few optional
assays, such as virus-specific quantitative polymerase chain
KATHERINE MAROTTE is principal scientist, viral safety testing
services department, at Eurofins Lancaster Laboratories. She has 14
years of virology experience and specializes in assay development
and GMP viral testing.
For personal, non-commercial use
www.biopharminternational.com December 2018 BioPharm International 19
Quality: Lot Release Testing
reaction (qPCR) or transmission elec-
tron microscopy (TEM) testing. The
unprocessed bulk product then goes
through multiple purification steps
resulting in the final drug substance.
Lot release testing also encompasses
the testing of animal-derived products.
Bioburden testing is recommended
over sterility testing, because manufac-
turing is not always a sterile process.
Some clients choose, however, to test lot
release products for sterility. Bioburden
testing involves the enumeration of the
microbial content of a product. The
methodologies involve the plating of
the product using one or more solid
nutrient media types, incubating for
three to five days, and visually observ-
ing and counting the microbial growth
at the conclusion of the incubation
period. Depending on the material or
process, additional testing may be per-
formed to enumerate potential anaero-
bic bacteria or detect the presence of
specified microorganisms of concern.
Specifications for the acceptable levels
of bioburden are determined based on
the risk to the manufacturing process,
considering the abundance and type
of organisms that may be detected, the
potential impact of metabolic by-prod-
ucts or toxins, and the subsequent puri-
fication steps that may follow. Method
suitability is performed for individual
products or a representative of com-
mon in-process samples in order to
demonstrate that the material does not
interfere with the recovery of potential
microbial contaminants. The method
parameters are challenged by introduc-
ing low levels of microorganisms to the
product under the conditions of the test
and enumerating the recovery.
Mycoplasma testing is a general
screening assay performed to test for
the presence of mycoplasma and other
mollicutes, including acholeplasma and
spiroplasma. The assay is comprised
of two qualitative methods for the
presence or absence of mycoplasma.
Each sample is tested by both a direct
culture method and an indicator
cell-culture method that are each
required by the compendia. The direct
culture method uses specialized broth
and agar to promote the growth of
a wide range of metabolic growth
rates of mycoplasma, alcholeplasma,
and spiroplasma. The indicator cell
culture method uses an indicator cell
line to promote the growth of alpha
cultivari species that will only grow in
the presence of cells. Mycoplasmastasis
must be performed to determine
whether the sample matrix will have
any mycoplasmastatic effect.
In-vitro adventitious agent (IVAA)
testing is a general screening assay
performed to test for the presence of
adventitious viruses (Figure 1). This
assay cannot determine the type or
amount of virus present, but rather
detects the presence or absence of a
virus in a sample. The assay has the
ability to test for a wide range of
possible contaminants, which include
cytopathic, hemagglutinating, or
hemadsorbing viruses. Each sample
is tested in a minimum of three cell
lines that are chosen based upon
the cell-line source used to prepare
the biopharmaceutical product and
theoretical susceptibility to particular
viruses of concern.
Cell lines required include a human
diploid cell line, a monkey kidney cell
line, and monolayer cultures of the
same species and tissue type as that
used for production. Prior to testing
in the IVAA, clinical-phase samples
should be tested in an interference
assay to ensure that the sample matrix
will not cause toxicity to the indicator
cells or cause any interference with
detection of viruses that could be pres-
ent in the sample. The interference
assay includes spiking the sample
with one concentration of virus that
is comparable to the positive con-
trol. Commercial products require a
full matrix qualification study. These
studies differ from interference test-
ing because they require multiple virus
spike levels in order to understand the
sensitivity of the virus detection in
the sample matrix. Matrix qualifica-
tion testing must also be performed on
three lots of product.
Figure 1. An analyst (Eurofins Lancaster Laboratories) observes cells for cytopathology caused by the presence of adventitious agents.
Fig
ure
co
urt
esy
of
the a
uth
or.
Contin. on page 22
For personal, non-commercial use
20 BioPharm International December 2018 ADVERTORIAL
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Quality: Lot Release Testing
OPTIONAL ASSAYSThere are a few optional assays that
may be performed on bulk harvest
material, depending on the type of
product. These assays include virus-
specific qPCR testing, TEM, and in-
vivo testing. Not all viruses will be
detected in the IVAA test, so there is
a consideration for performing virus-
specific qPCR assays, particularly if
a risk assessment of the process has
identified particular agents of concern.
The downside to these assays is that
the specific gene sequences can be
detected, but the assay cannot deter-
mine whether or not a virus is infec-
tious. Quantitative PCR testing is
performed on each lot of UPB material.
In-vivo adventitious agent testing
can detect viruses that are not able to
grow in cell cultures or do not cause
noticeable effects in the IVAA indi-
cator cells that were used for testing.
The animal systems used for in-vivo
testing include suckling mice, adult
mice, embryonated chicken eggs, and
guinea pigs. In-vivo testing is only
performed on unprocessed bulk prod-
ucts if this testing was not performed
on the working or end-of-production
cell banks. This testing is performed
on only one lot of material. TEM
testing may also be performed on
UPB samples and includes a quan-
titation of the number of retrovirus-
like particles present. TEM testing
is usually performed on one or more
lots of early phase products and on
at least three lots of material for later
phase products.
TESTING ON DIFFERENT BIOTHERAPEUTIC TYPESAdditional time and work may need
to be allocated for different types of
products before testing can begin. For
instance, some gene therapy prod-
ucts that contain live virus cannot be
tested for in certain cell-based assays
because the product would infect and
subsequently kill the indicator cells. In
cases like this, the virus in the prod-
uct may need to first be neutralized
with an antibody before testing for the
presence of adventitious agents. The
antibody itself would also need to be
evaluated to make sure it is not toxic
to the indicator cells in the assays or
that it doesn’t interfere with the abil-
ity to detect virus. When testing viral
vectors for gene therapy products, vec-
tors may also exhibit some degree of
toxicity to the indicator cells. This is
typically resolved by dilution of the
product in the assay. Viral vectors
also have the potential to generate
a false positive result in a cell-based
assay. The vector may be able to infect
certain cell types, giving the appear-
ance of the presence of an adventitious
agent; however, the infection may not
be productive because the vector is
replication defective.
Viral vaccines also present chal-
lenges when testing for contaminants
using cell-based assays. The vaccine
virus may be able to infect the cell
lines that are used for testing, and neu-
tralization with antibody is often not
effective. Therefore, uninfected control
cells are typically cultured in parallel
with infected cells. The in-vitro testing
is then performed on the control cells.
Expediting results for UPB lot
release testing is important. A lot
of material cannot be released for
downstream purification until it tests
negative for adventitious agents. If a
contaminant is identified during puri-
fication, the entire manufacturing
plant must be decontaminated. This
comes with a great expense and delay
for the client. If testing is expedited,
the lot of material can go into down-
stream purification faster with less risk
of facility contamination. The manu-
facturing facility would also know as
soon as possible if there is contamina-
tion at their site. Additionally, time
waiting for test results equates to time
and money lost by the client. To keep
the client informed during testing, the
testing lab can provide interim assay
results and testing status updates
throughout the entire testing process.
Clients should be notified immedi-
ately of any concerning results or assay
issues so that a plan of action can be
implemented as soon as possible. Close
attention should also be paid to turn-
around-time monitoring so that time-
lines can be met.
There are a number of steps that
can be implemented to expedite and
streamline the testing of lot release
products. First, as much information
as possible must be obtained from the
client before the sample even arrives
at the testing facility. Information
such as the sample volume require-
ments, turnaround times, and expecta-
tions should be discussed early in the
process. The testing facility will also
need to know the stage of the prod-
uct, whether interference and stasis
testing can be performed concurrently,
or whether antibiotics are present in
the sample upfront to minimize test-
ing delays. Defined shipment sched-
ules, special sample labels, customized
sample submission forms, and specific
entry processes allow for expediting
availability of the sample to the testing
laboratory.
CONCLUSIONEach lot of UPB material produced at
a manufacturing facility must undergo
testing for contaminating agents.
Because each batch of product cannot
be released for purification before this
testing is completed, it is beneficial
for the client that the testing labora-
tory completes the lot release testing as
soon as possible.
To expedite the testing as much as
possible, the laboratory should have a
streamlined, well-defined process from
before the sample arrives until the data
are reported. If a contaminating agent
is detected, proactive communication is
vital to establishing a path forward. ◆
Lot Release Testing — Contin. from page 19
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EVENT OVERVIEW:
Decisions regarding clone selection and cell culture optimization
are often based on titer alone. N-glycan data can provide additional
valuable information. However, up until now high throughput
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Fast Glycan technology. 96-well plate sample prep, compatible
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glycans for you. From the makers of the SCIEX PA 800 Plus.
Key Learning Objectives
■ Get introduced to a more advanced way for clone selection and
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Who Should Attend
■ Bioprocessing laboratory managers
and scientists at biopharmaceutical
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performing clone selection and cell culture
optimization
■ LC and CE users looking for increased
screening capabilities
For questions contact Kristen Moore at [email protected]
Screen Hundreds of N-Glycans per Day More Samples — Better Decisions — Faster
Presenter
Dr. Mark Lies
Senior Product Manager
Application Scientist
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Moderator
Rita Peters
Editorial Director
BioPharm International
View this free webcast at www.biopharminternational.com/bp_p/faster
ON-DEMAND WEBCAST Aired December 7, 2018
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24 BioPharm International December 2018 www.biopharminternational.com
Quality: Lab Operations
The National Institute of Standards and Technology (NIST)
and the National Institutes of Health (NIH) are leading a
flow cytometry quantitation consortium to serve the flow
cytometry communities (1). The consortium members are a
diverse group, including manufacturers of reagents and instru-
ments, as well as users in industry, government, and academ-
ics. The present objective of this group is for NIST to provide
fluorescence intensity assignments to reference microspheres
submitted by the consortium members. This service assures
consistency and traceability of the value assignment and enables
the standardization of the fluorescence intensity scale and per-
formance characteristics of flow cytometers.
Antigens on a cell surface or within a cell can be tagged
through binding with fluorescently labeled monoclonal antibod-
ies and measured using flow cytometry. Antigen expression level,
indicative of the presence of a functional gene, is then measured
via the fluorescence intensity of these cell-bound antibodies. In
principle, the measured intensity should be directly proportional
to the number of antibodies bound per cell (ABC). Moreover, if
ABC is determined, the number of antigens on the cell surface
can then be calculated using an antibody-antigen binding model
that accurately relates the two quantities. Being able to measure
antigen expression accurately and correlate it with gene expres-
sion level would be a boon to disease diagnostics, drug develop-
ment, clinical trials, and therapy monitoring, just to name a few
high impact areas.
CALIBRATION OF FLUORESCENCE INTENSITY FOR FLOW CYTOMETERSUnfortunately, the issues that complicate this determination
are many, leading to large inaccuracies in practice. The most
PAUL DEROSE and LILI WANG are both senior scientists in
the Biosystems and Biomaterials Division at NIST, focusing on
developing standards underpinning measurement assurance in flow
cytometry.
Fluorescence has long been used to detect biological targets. As these measurements are becoming more and more quantitative,
standards are needed to ensure accuracy and reproducibility.
PAUL C. DEROSE AND LILI WANG
NIST Fluorescence-Based Measurement Services
IBR
EA
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Contin. on page 28
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CORPORATE CAPABILITIES www.biopharminternational.com
About VironovaVironova is founded on combined expertise in areas of virology, image analysis, electron microscopy, and mathematics.
This expertise has enabled Vironova to offer a world-leading nanoparticle charac-
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quently and in high volume, has inspired Vironova to develop comprehensive hard-ware and software solutions. Vironova revo-lutionizes access to transmission electron microscopy–based image analysis in bio-pharmaceutical development. Our solution enables automated analyses for faster and better informed decisions to secure robust bioprocessing and final product quality.
EM ServicesOur electron microscopy service team tailor the analysis to address the specific questions of the customer. It will deliver reports that contain:
• Representative EM-images• Quantitative analysis• Concluding summary with comments
from the experts.
Vironova Analyzer Software (VAS)The part 11-compliant Vironova image analysis software, VAS, is designed for the analysis of transmission electron microscopy (TEM) images of nanoparticles. The soft-ware automates the extraction of morphologi-cal data and measurements from the TEM
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Vironova ABimages and transfers them into graph-plot-ting and report-generating tools. Using VAS for automated nanoparticle detection can save up to six hours per sample compared with manual approaches.
The VAS software in the hands of highly expert microscopists allows Vironova EM services to be cost effective and enables fast delivery of both high quality images and reli-able quantitative data.
MiniTEMMiniTEM is a low-voltage, tabletop micro-scope that can be placed in any standard laboratory. The system software enables con-trol of the microscope and automatic image acquisition, particle detection, and classifica-tion. MiniTEM provides bioprocess work-ers with their own in-house solution that enables non-experts in electron microscopy to acquire meaningful nanoparticle charac-terization data quickly and easily.
Vironova Biosafety, part of the Vironova group of companiesVironova Biosafety is a contract research orga-nization (CRO) specialized in viral clearance studies for biological drugs. The office and laboratories are co-located with the mother company Vironova. Viral clearance studies are performed in BSLII- and BSLIII- certi-fied cell and virus laboratories, in compliance with good laboratory practice (GLP) prin-ciples. The services range from early R&D to market release. Literature-based viral risk assessment is also offered by experts with extensive scientific and regulatory experience.
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Front Center&Timely, Accurate Analytical Purity Data Helps to Avoid Late Surprises When Scaling Up
The safety and efficacy of a drug
product can often be directly cor-
related with sample purity as well
as particle characteristics like the size,
shape, and overall morphology of the
particles that compose the active ingre-
dient and excipients.
To avoid product variability and con-
tamination, drug manufacturers should
periodically monitor their compounds’
primary particles and purity profiles
throughout the development and manu-
facturing processes. Transmission Elec-
tron Microscopy (TEM) is the best tech-
nology for visualizing and understanding
nanoparticle characteristics and sample
purity, said Josefina Nilsson, Head of
EM services at Vironova, in a recent Bio-
Pharm International webcast.
“TEM and image analysis are great
techniques to really get to know your
product, understand the design space,
and determine how changes in e.g. the
formulation, or upstream and down-
stream processes affect particle charac-
teristics and purity,” said Nilsson.
Nonetheless, conventional TEM is
not a routinely used analytical method
in biopharmaceutical process develop-
ment because the equipment requires
a highly skilled operator and is costly
to maintain. In addition, conventional
TEM must be housed in a laboratory
facility with robust concrete flooring to
minimize vibrations, raised ceiling, and
a low electromagnetic environment.
“During discussions with our part-
ners and clients, we realized that they
would benefit from being able to con-
duct TEM and image analysis in-house,”
said Nilsson. In response, Vironova de-
signed the MiniTEM™, a highly auto-
mated tabletop microscope for routine
bioprocessing testing in standard labo-
ratory settings.
Benefits of New TEM System
The MiniTEM produces high-resolution
images with a spatial resolution of about
1 nanometer (nm). Unlike the conven-
tional TEM, the MiniTEM does not need
special housing, a cooling system, or a
highly trained operator. Because image
acquisition, particle detection and clas-
sification and analysis are automated, the
microscope can be “operated on a gener-
alist level, which makes it accessible for
more personnel,” said Martin Ryner, Stra-
tegic Development Manager at Vironova,
who spoke during the same presentation.
Automation allows the MiniTEM user to
perform other tasks during image collec-
tion and analysis, he said.
Ryner added that Vironova calcu-
lated the amount of time (Figure 1)
required for sample preparation, mi-
croscope operation, data analysis, and
data reporting when MiniTEM and
conventional TEM with manual analy-
sis were used. All activities, particularly
data analysis, were less time-consuming
when MiniTEM was used. “The online
image analysis takes about an hour to
sample in the MiniTEM, providing
about 60,000 registered particles,” said
Ryner. “This is not at all a task that is
feasible to perform manually. Extrapo-
lated data show that manual analysis
would require about two weeks of labor.”
Nilsson pointed out that the analy-
sis performed by MiniTEM can alert
drug developers that a formulation has
not been optimized to maintain particle
integrity over time. Levels of intact par-
ticles, broken particles, debris, and ag-
gregates in the sample are indicators of
product integrity that are tracked via
MiniTEM. Intact particles can char-
acterize efficacious products. The de-
tection of host cell debris in a sample
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Figure 1: Comparison of MiniTEM versus conventional TEM.
For personal, non-commercial use
SPECIAL SPONSORED SECTION
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is evidence of a failure in downstream
purification process. Debris can foster
the development of aggregates that can
induce unwanted immunogenicity. Ag-
gregates of particles can be formed dur-
ing upstream operations or as a result of
unsuitable downstream conditions.
MiniTEM analysis can accommo-
date unstained as well as negatively
stained samples. Because the micro-
scope detects particles in areas of good
staining quality, consistent and reliable
results are produced.
Using the MiniTEM
The operation of MiniTEM involves the
following steps: selecting imaging way-
points, imaging, particle classification,
and quantitative data output. The user
identifies imaging waypoints as well as
the number of images that the automat-
ed system should collect at each selected
point. The microscope collects a set num-
ber of images at each waypoint.
“The user can instruct the software to
visit preconfigured waypoints with a cer-
tain pattern or, based on a low magni-
fication assessment screening, can iden-
tify the waypoints to investigate,” said
Ryner. “Using the inbuilt operational
automations, the system then automati-
cally screens these areas. Each waypoint
will be visited and each area will be im-
aged in a structured way. This would
take a few hours if done manually.”
In image analysis, particles and struc-
tures of interest are detected, measured,
and classified. Particle analysis can be
automated or conducted manually. Im-
ages and particle measurements are plot-
ted and presented graphically to support
decision making to optimize product de-
velopment and manufacturing.
Characterization of
Viral Gene Delivery Platforms
MiniTEM has been used to analyze adeno-
associated virus (AAV) samples to de-
termine the overall morphology of their
primary particles and identify debris and
other unwanted structures, Nilsson said.
The analysis is crucial because AAV par-
ticles must be intact for the gene therapy
to be biologically effective, she pointed
out. In gene therapy, viral vector stability
and integrity must be carefully investi-
gated before scaling up production.
Nilsson showed three micrographs
of AAV samples (Figure 2). The rather
smooth background of the micrograph
on the left indicates that the product is
quite clean, she said. However, the sam-
ple does contain some smaller debris as
well as proteasomes. In the center micro-
graph, the AAV sample contains a much
higher concentration of small debris,
some proteasomes and large aggregates.
Although the AAV sample in the right
micrograph has a very clean background,
broken particles referred to as doublet
and triplet formations are present.
An AAV sample containing numer-
ous proteasomes (Figure 3) also was
shown. Image analysis software detected
and classified the structures, which then
were presented in a simple size distribu-
tion histogram. Nilsson said that the size
distribution of all potential structures in
the sample can indicate its purity.
The histogram in Figure 3 also shows
a comparison of dynamic light scatter-
ing (DLS) and MiniTEM analysis of
AAV particle sizes. Unlike MiniTEM,
DLS could not distinguish AAV particles
and proteasomes, Nilsson said.
Nilsson added that the detailed char-
acterization of viral particles by electron
microscopy and image analysis during
early product development provides in-
formation that can improve drug formu-
lation and production. The results of the
MiniTEM analysis can enable the manu-
facturer to adjust the process parameters.
To watch the full presentation on demand,
please visit: www.biopharminternational.
com/bp/puritydata.
Debris (proteasomes) Aggregates and background debris Particle integrity
1 �m
AAV particle
proteasome
A comparative study of particle size analysis of a AAV samples using DLS and MiniTEM™
Figure 2: Overall sample morphology of AAV samples by nsTEM.
Figure 3: MiniTEM analysis of AAV samples reveals hidden contaminants.
For personal, non-commercial use
28 BioPharm International December 2018 www.biopharminternational.com
Quality: Lab Operations
basic one and possibly the most impor-
tant one to overcome is a fluorescence
scale on flow cytometers that changes
in magnitude between different cytom-
eter platforms and when different ref-
erence microspheres with fluorescence
intensities assigned by their respective
manufacturers are used. These reference
microspheres, or “beads”, over a range of
fluorescence intensities are used to cali-
brate the fluorescence signal of a flow
cytometer. The NIST assignment of
equivalent reference fluorophore (ERF)
units to the mean fluorescence signal,
typically referred to as the mean fluores-
cence intensity (MFI) in flow cytometry,
using calibration beads in suspension
helps to define the ERF scale. Figure
1 illustrates a calibration curve of ERF
units versus fluorescence signal.
DETERMINATION OF ERF UNITS WITH REFERENCE FLUOROPHORE SOLUTIONSBecause every fluorescence detec-
tion system produces a different signal
intensity for the same sample, reference
solutions have commonly been used in
flow cytometry and other fluorescence-
based techniques (2) to relate the mea-
sured fluorescence intensity to the
reference fluorophore concentration. A
fluorescence spectrometer is used to mea-
sure the fluorescence emission spectra of
a set of serial-diluted reference solutions
with known fluorophore concentrations,
producing a calibration curve of the inte-
grated fluorescence intensity versus the
concentration of the reference fluoro-
phore (see Figure 2).
Standard Reference Mater ia l
(SRM) 1934, a set of four fluores-
cent dye solutions covering the spec-
tral range from 440 nm to 800 nm,
was released by NIST in May 2016 to
enable users to produce such calibra-
tion curves with high accuracy using
high purity dyes (see Figure 3, top)
(3). The SRM solutions were certified
for values of concentration and corre-
sponding uncertainty. This was needed
because most commercially available
fluorescent dyes are supplied with an
approximate purity and no estimated
uncertainty, making a set of standard
dyes necessary.
The fluorescence emission spectrum
of each bead suspension, used for fluo-
rescence intensity calibration of flow
cytometers as described in the previous
section, is then measured on the same
fluorescence spectrometer as that used
for the reference solutions with the
same measurement conditions. In this
way, the fluorescence intensity of each
suspension can be expressed in ERF
units, as illustrated in Figure 2 by the
dye-labeled bead suspension data point
Figure 1. Calibration curve of equivalent reference fluorophore (ERF) units versus the fluorescence signal of five reference bead suspensions measured using a flow cytometer.
Figure 2. Calibration curve of fluorescence intensity of five serial diluted reference solutions measured on a fluorescence spectrometer versus dye concentration. The intensity of one fluorescent bead suspension is also measured, and the curve is used to express it as an equivalent dye concentration.
FIG
UR
ES
CO
UR
TE
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Lab Operations — Contin. from page 24
For personal, non-commercial use
www.biopharminternational.com December 2018 BioPharm International 29
Quality: Lab Operations
on the linear calibration curve. Because of
an increasing need for reference fluoro-
phores covering other fluorescence chan-
nels in the emission range from 400 nm
to 900 nm, we are currently working on
three candidate reference fluorophores,
Pacific Orange, Alexa Fluor 700, and
Alexa Fluor 750 to add to those of SRM
1934. Certain commercial equipment,
instruments, or materials are identified in
this paper to foster understanding. Such
identification does not imply recommen-
dation or endorsement by the National
Institute of Standards and Technology,
nor does it imply that the materials or
equipment identified are necessarily the
best available for the purpose.
DETERMINATION OF BEAD SUSPENSION CONCENTRATIONNote that the ERF value for the bead
suspension shown in Figure 2 is
obtained for all beads suspended in a
buffer solution. In flow cytometry, indi-
vidual beads or cells are detected one
at a time, so the ERF value per bead
needs to be determined (see Figure 3).
To calculate this quantity, the concen-
tration of the bead suspension must be
determined. NIST has demonstrated
the determination of the concentra-
tion of spherical bead suspensions
using light obscuration see Figure 3
(bottom) (4). This technique counts
particles by measuring a decrease in
the intensity of laser light when a par-
ticle passes through its beam. The val-
ues obtained are International System
of Units-traceable with an uncertainty
of approximately 2% for beads with
diameters from 2 micrometers to 5
micrometers.
Additionally, flow cytometry serves as
an orthogonal method for bead concen-
tration measurement for enhancing the
confidence of the measurement. NIST
is working to expand the size range to
hundred(s) of nanometers and the pres-
ent measurement service to include con-
centration measurement of particles and
bioparticles because of the application
needs.
ASSIGNMENT OF FLUORESCENCE INTENSITY PER BEAD Figure 3 explains the ERF assign-
ment process of a single bead. (Left)
Calibration beads from different man-
ufacturers intended to cover the same
fluorescence channels give fluorescence
intensities that are not comparable. (Top)
SRM 1934 is comprised of three dye
solutions (coumarin 30, fluorescein, Nile
red) and one suspension of allophyco-
cyanin (APC), covering the emission
spectral ranges 440 nm to 550 nm with
405 nm laser excitation, 500 nm to 580
nm and 570 nm to 700 nm with 488
nm laser excitation, and 640-800 nm
with 633 nm laser excitation, respectively.
These three lasers are most commonly
used in flow cytometers.
A calibrated fluorometer and reference
solutions produced from SRM 1934 are
used to express the fluorescence intensity
of a bead suspension as the number of
fluorophores in solution with the same
intensity under the same instrument
conditions. (Bottom) A light obscura-
tion (LO) instrument and a flow cytom-
eter (FC) are both used for counting the
number of particles in a suspension. For
LO, a decrease in the detector signal is
counted as a particle, and the volume
that passes through the detection region
is also measured. These two quantities
enable the particle concentration to be
determined. For FC, an increase in fluo-
rescence signal is counted as a particle
using flow and optical components that
are similar to the LO components shown
here. The FC density plot, also shown
here, compares the number of calibra-
tion beads (P1) to that of an internal
standard (P2), allowing an independent
determination of the bead concentration.
(Right) The combination of fluorescence
intensity and bead concentration mea-
surements of a suspension allow an ERF
assignment of an average single bead.
Calibration beads assigned in this way are
comparable to one another, independent
of the manufacturer.
Members of the Flow Cytometry
Quantitation Consortium can choose to
have NIST assign fluorescence intensi-
ties to beads using the components of
SRM 1934. NIST supplies these assign-
ments through a separate cooperative
research and development agreement
(CRADA) with members individually,
addressing their specific needs. NIST
has assigned ERF values to reference
beads from several companies and has
Figure 3. Schematic of the equivalent reference fluorophore (ERF) assignment process.
Contin. on page 46
For personal, non-commercial use
30 BioPharm International December 2018 www.biopharminternational.com
Peer-ReviewedD
ES
IGN
CE
LLS /
ST
OC
K.A
DO
BE
.CO
M
Jinhua Shao, Fulin He*,
[email protected], and
Xiaoming Chen are at the
School of Chemical and
Biological Engineering, Hunan
University of Science and
Engineering; Yufei Zhang is at the Key Laboratory
of Anti-fibrous Biological
Therapy, MuDanjiang Medical
University; and Zhiyong Zhu
is at the College of Computer
Science, Hunan University of
Science and Engineering.
*To whom correspondence
should be addressed.
PEER-REVIEWED
Submitted: April 10, 2018Accepted: May 3, 2018
Separation and Purification of a Tissue-Type
Plasminogen Activator from Trichoderma reesei
JINHUA SHAO, YUFEI ZHANG, ZHIYONG ZHU, FULIN HE, AND XIAOMING CHEN
ABSTRACTThis work was designed to establish methods for purifying a fibrinolytic enzyme with high purity and fibrinolytic activity from Trichoderma
reesei-submerged culture liquid. Presently, the majority of tissue-type plasminogen activator (t-PA) is separated and purified from biological tissues or anima cells. Separation and purification of t-PA from genetically recombined T. reesei, a fungus, has not been reported. This research proposes a method for separating and purifying t-PA from this fungal cell source. The method, characterized by low cost, high activity recovery, and simple operation, can be applied in clinical settings.
Thrombotic diseases have been among the most serious diseases threatening human health (1, 2). Thrombolytic therapy in mod-
ern medicine is a safe, effective approach for treating thrombotic diseases (3); how-ever, despite showing favorable therapeu-tic effects, thrombolytic agents applied in clinical practice across the world present side effects of differing severity and are also expensive.
Tis sue-t y pe pla sminogen ac t iva-tor (t-PA), an enzyme found in different types of tissues, can dissolve a thrombus by selectively changing the plasminogen in the thrombus to a fibrinolytic enzyme. Moreover, systemic hemorrhage is unlikely to occur with the thrombolysis induced by t-PA. Considering these advantages, t-PA has become a new thrombolytic agent (4–7). Due to its rapid growth, short activ-ity cycle, and its easily controlled microor-ganism growth conditions, large amounts of target product can be obtained by arti-ficially controlling the fermentation condi-tions. This benefit gives the production of t-PA-based thrombolytic agents broad potential application. A type of glycopro-tein, t-PA and the mature t-PA molecule
is a single strand (sct-PA) that contains 527 amino acid residues with the relative molecular weight of 6.8–7.2 ×104; there are four potential glycosylation sites, among which three can be glycosylated (namely Asn117, Asn184, and Asn448), while the glycosylation of the fourth site cannot yet be discovered in mammal cells.
Trichoderma reesei, a f ilamentous fun-gus with high cellulose content, shows a strong ability to synthesize and secrete proteins (8–10). Experiments have dem-onstrated that it shows preferable per-formance in producing proteins and is non-toxic to humans. Even in enzyme-producing conditions, T. reesei does not produce mycotoxin and antibiotics (11–14). Therefore, the plasminogen activator sepa-rated from this fungus is safe and reliable in application.
At present, the majority of t-PA is separated and purif ied from biological t issues (15–22) or animal cel ls (23). Separating t-PA from the genetical ly recombined T. reesei has not been reported. This research proposes a simple method for separating and purifying t-PA from genetically engineered fungus T. reesei. The method, characterized by low cost,
For personal, non-commercial use
www.biopharminternational.com December 2018 BioPharm International 31
Peer-Reviewed
high activity recovery, and simple operation, can be applied in clinical settings.
MATERIALS AND METHODSMaterials and equipmentGenetical ly engineered fungus, T.
reesei 306, was obtained from the Laboratory of Applied Microbiology, Tianjin University of Science and Technology, China. The strain was genetically engineered using T. reesei
RutC-30, as the host connected to a human melanoma cell line, where t-PA cDNA, an exoglucanase I gene , was posit ioned and inte-grated into the T. reesei chromosome. This guided the secretory expres-sion of t-PA with the leader peptide sequence CBHI under the control of the CBHI promotor, encoded by a single copy gene, which can direct protein production to an amount as high as 50% of the total amount of T. reesei extracellular secretory pro-tein (24, 25). The growth media consisted of agarose (Sino-American Biotechnology), f ibrinogen (Sigma), sodium dodecyl su l fate (Sigma), acrylamide (Sigma), bis-acrylamide (Sigma), and thrombin (Institute of Hematology, Chinese Academy of Medical Sciences). Protein molecu-lar weight markers (Marker, 14,400 to 97,400 Da), protein markers for testing isoelectric points (pI) (3.5–9.3) (Shanghai Sibas Biotechnology Deve lopment), an ion-exchange chromatography (Q-sepharose High Performance Column, Pharmacia Biotech), gel f iltration chromatog-raphy medium (Superdex 75 prep grade, Pharmacia Biotech), and a protein purif ication system (AKTA prime, GE Healthcare) were used in this experiment. Other chromato-graphic- or analytic-grade reagents used were imported or made in China.
Activity/protein concentrationThe act iv it y of the f ibr inoly t ic enzyme was measured according to a f ibrin plate method proposed by
Astrup (26). To test the concentra-tion of the protein, the Folin-phenol method (27) was used with bovine serum albumin as standard protein.
Fibrin agarose plateTaking the preparation of 10 plates as an example, the researchers added 50 mL of normal saline into 0.25 g of agarose, placed it into the 45 °C water bath for 30 min of thermal insulation after the agarose was dissolved, and then half branch of the 500U/branch thrombin was added and blended (26). Next the researchers dissolved 0.2 g of bovine fibrinogen into the barbital sodium buffer solution (pH = 7.4) and placed it into the 45 °C water bath for 30 min of thermal insulation. Next 5 mL of agarose thrombin solution and 5 mL of fibrinogen solution were each blended and immediately poured onto a 9-cm diameter plate. The plates were then reserved in the refrigerator (under 4 °C) for use after 30 min of stewing.
Enzyme activity unitThe plasminogen activator standard conf iguration (the series concentra-tions of which was 0.5 U/ml, 1 U/ml, 3 U/ml, 5 U/ml, 10, U/ml 20 U/ml, 30 U/ml, and 50 U/ml) was diluted with normal saline; 10-uL samples of each concentration were placed onto the prepared fibrin plates, with three plates for each concentration. Then they were placed into the incubator for 6 h of thermal insulation at 37 °C, and the dissolving circle diameters were observed and measured verti-cally three times to take the average. The regression equation about the enzyme activ ity (C) and the dis-solving circle diameter (A) was con-structed as logC=7.7428 logA-6.2443, where C was the t-PA enzyme activity (U/mL) and A was the dissolving cir-cle diameter (mm). The same method was used to measure the sample, and the resulting dissolving circle diam-eter was substituted into the regres-sion equation to calculate the enzyme activity of t-PA.
Preparation of crude enzymeThe fermentation process proposed by Tian Ming et al. was adopted to prepare crude enzyme (26). T. reesei
was inoculated in an Erlenmeyer f lask (inoculation amount: 10%) to be cultured at 28 °C and a rotation rate of 150 rpm for 48 h. Then the fermentation broth was centrifuged at 4 °C and 8000 rpm for 25 min to remove the cells and solid impuri-t ies, such as those residues pres-ent. In this way, the supernatant containing t-PA was obtained for later use.
Decolorization of crude enzymeA D296 strong anion-exchange resin column (Φ 1.5 × 30 cm) was used to decolorize the clear supernatant from which the cel ls and solid impuri-ties had been removed, with a linear velocity maintained to within 0.5 cm/min. When the resin was almost satu-rated with pigment, the addition of the enzyme was stopped, followed by the replacement of the enzyme using 0.02 mol/L phosphate buffer, so as to regenerate the resin.
Ammonium sulfate precipitationA f te r b e i ng ad ju s ted to 45% saturation using ammonium sulfate, the decolorized fermentation broth was placed in a refr igerator and stored at 4 °C for 8 h. Then, the fermentation broth was centrifuged at 4 °C and 8000 rpm for 25 min to separate the supernatant and the precipitate. Afterwards, the collected precipitate was dissolved using 0.02 mol/L phosphate buffer (pH 7.4) for later use.
Desalination through dialysisA dia lysis bag (w ith a molecu-lar weight cut-off of 10,000 Da) of an appropriate size was boiled in 1 mol/L ethylene diamine tetraacetic acid (EDTA) solution, 2% sodium bicarbonate (NaHCO
3) solution, and
distilled water for 30 min in total (10
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min in each solution). Then the dis-solved solution, precipitated using ammonium sulfate, was poured into the dialysis bag, which was tied and placed in a beaker containing dis-tilled water, for dialysis. Every five to 10 min, barium chloride was added, drop-wise, to the distilled water to check whether or not any precipitation was generated.
ChromatographyStrong anion-exchange chromatogra-phy (Q-Sepharose High Performance Column, Pharmacia Biotech) was applied to separate and purify the decol-orized crude enzyme to a greater extent. The process was conducted using a col-umn measuring Φ 2.6 × 7 cm with a sample volume of 23 mL. A 0.02 mol/L phosphate buffer saline (PBS) (pH 7.4) was then used as the eluent at a f low rate of 2 mL/min. Next, 4 mL of each product was collected in a separate tube. The gradient elution ratio was 300 mL to 300 mL. Afterwards, the activity and the optical density (OD) (at 280 nm) of the fibrinolytic enzyme were detected, followed by the collection and lyophiliza-tion of the active components.
Detecting purityA prote in pu r i f ic at ion s y s tem (AKTA prime, GE Healthcare) was used to detect purity. The f iller of the column (Φ 1.0 × 60 cm) was the gel f i ltration chromatography medium (Superdex 75 prep grade, Pharmacia Biotech). A 2-mL sam-ple was applied at a f low rate of 1.0 mL/min. A sodium chloride solution with 0.2 mol/L PBS (pH = 7.4 and containing 0.02 mol/L phosphate
buffer) was used as the eluent, in which the protein concentration was 0.0018 g/mL.
SDS-PAGE and PAGES od iu m dodec y l su l f a te –p oly-ac r y lamide ge l e lec t rophores i s (SDS–PAGE) (27) and PAGE were performed to measure the relative molecular weight and purif ication of the purif ied t-PA. For the elec-trophoresis, 12% separation gel and 5% stacking gel with a cross-linking degree of 2.6% were applied to pour the vertical slab gel. The molecu-lar weight of the protein marker was between 14,400 and 97,400 Da.
Fibrin-autographyFibrin-autography was detected using a SDS–PAGE f ibrin-autography method (28).
Preparation of gelsPolymerized gels with a crosslink degree of 2.6% were prepared by orderly pouring of the resolving gel containing 12% acrylamide and the stacking gel containing 5% acrylamide into the clamped vertical glass plates.
Electrophoresis conditionsAll electrophoreses started at a con-stant current of 10 mA. When the samples had completely entered the resolving gel, the running conditions were set as constant 30 mA for three to four hours.
Fixing, staining, and destainingWhen the blue dye front reached the bottom of gels, signaling that the electrophoresis was f inished, gels
were removed and f ixed for two to four hours. Fixed gels were stained at 60 °C for 10 minutes, followed by an overnight destaining. The results of SDS-PAGE were analyzed using an ultraviolet transilluminator gel imaging system, and the pro-tein molecular weights are showed in Table I.
Sample preparationThe protein concentrations were appropriately adjusted so that a suit-able amount of protein could be loaded onto the gels. Then 10-μL, appropriately diluted protein sample was well-mixed with an equal volume of sample buffer (2×) containing 4% SDS, 20% glycol (w/v), and 0.2% bro-mophenol blue and incubated at 30 °C for 2 h.
Protein reactivationTo remove the SDS bound to the pro-teins after electrophoresis and recover the proteins, the obtained gels were removed and irrigated by 2.5% deter-gent (Triton X-100) for an hour.
Gel visualizationAfter an adequate wash, gels were placed on the pre-prepared f ibrin plates and kept at 37 °C in the incu-bator for several hours. The dissolved bands were dynamically monitored.
Determination of pIIsoelectrofocusing (IEF) (27) (with a gel concentration, T, of 7.5% and crosslinking degree, C, of 3%) was applied to measure the pI of the t-PA. The pI of the protein maker was between 3.5 and 9.3.
Table I. The purification steps of tissue-type plasminogen activator (t-PA) from Trichoderma reesei.
Total activity (U) Total protein (mg)Specific activity
(U/mg)Purification factor Recovery rate (%)
Stoste 565958.46 3159.75 61.70 1.00 100.00
Desalting 494772.50 746.00 529.19 8.58 87.422
Dialysis 394959.05 259.00 2185.17 35.42 69.786
Q-Sepharose 247303.20 46.00 3202.24 52.44 43.696
Peer-Reviewed — Contin. from page 31
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Peer-ReviewedF
IGU
RE
S A
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.
RESULTSDecolorization of crude enzymeThe decolorization results of the crude enzyme using the D296 strong anion-exchange resin are shown in Figure 1, where it can be seen that the protein peak and the activity peaks of the enzyme were basically consistent. There was only one protein elution peak without tailing. The level of purification and the activity recovery were 1.34-fold and 92.79%, respectively.
Ammonium sulfate precipitationThe decolorized crude enzyme was precipitated using ammonium sulfate of different degrees of saturation. The results are illustrated in Figure 2: t-PA precipitation was generated when the saturation of the ammonium sulfate was 25%. When the saturation was between 25% and 45%, the activity of the enzyme increased with rising saturation. Moreover, peak activity occurred when the saturation of the ammonium sulfate was 45%. While exceeding this degree of saturation, the activity of the enzyme decreased and only formed a peak when the sat-uration reached 75%. This may have been the result of precipitation of the enzyme because some small molecules were inhibiting enzymatic activity when the ammonium sulfate reached a certain degree of saturation (i.e., satu-ration that was sufficient to precipi-tate the enzyme). This explained why the activity of the enzyme decreased with increasing saturation after the latter exceeded 45%. As the degree of saturation of the ammonium sul-fate was increased to 65%, the small molecules inhibiting the activity of the enzyme were precipitated. Under such circumstances, the activity of the enzyme was enhanced once again. With completely saturated ammonium sulfate, the enzyme lost all activity. In this way, the optimal saturation of the ammonium sulfate in the precipita-tion was deemed to have been 45%. The precipitated t-PA purified from T. reesei showed an activity recovery of
20.38%, indicating that a great deal of activity was lost during the long precipitation period. Therefore, the precipitation time, during which the least activity was lost, was determined as 8 h based on the determined degree of saturation.
Desalination through dialysisThe precipitated crude enzyme was desalinated with a molecular weight cut-off of 10,000 Da. As shown in Table I, which summarizes the dialysis results, the dialysis removed not only the salts, but a lso some
impurities inhibiting the activity of the f ibrinolytic enzyme. By doing so, the tota l protein content was reduced while the specif ic activity grew signif icantly, contributing to the level of purif ication reaching 35.42-fold and high activity recovery. All of these indicated that a favor-able effect was obtained by dialysis.
ChromatographyThe separat ion resu lts obta ined by using a strong anion-exchanger (Q-Sepharose High Performance Column, Pharmacia Biotech) for
Figure 1. Decolorization curve of the crude enzyme by D296 anion exchange resin. OD is optical density.
Figure 2. The curve of ammonium sulfate salting-out. t-PA is tissue-type plasminogen activator.
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the t-PA purif ied from T. reesei are shown in Figure 3. According to the chromatographic curves shown, the t-PA was completely adsorbed by the anion-exchanger. The activity peak of the enzyme in elution was found at 0.2 to 0.8 mol/L of sodium chlo-ride (NaCl). The activity peak of the target enzyme and the absorption peak of the protein at 280 nm were completely superimposed, and there
was only one protein elution peak. The result indicated that the enzyme undergoing strong anion-exchange chromatography reached high purity. The active components were collected to measure the purity through gel fil-tration chromatography.
Purification of t-PABy treating the t-PA fermentation broth separated from T. reesei through
the aforementioned processes, the t-PA was purified. The activity recov-ery and level of purif ication of the fermentation broth are summarized in Table I.
Measuring purityThe active components obtained from anion-exchange chromatography were separated by gel f i lt rat ion chromatography medium (Superdex 75 prep grade, Pharmacia Biotech), and the purity was assayed by a protein purif ication system (AKTA prime, GE Healthcare). The results are shown in Figure 4, where it was seen that the enzyme had only a single symmetrical peak, indicating that the target protease had reached chromatographic purity.
Purity and molecular weightSDS-PAGE and PAGE electropho-resis were used to measure the lyophi-lized and purified sample’s molecular weight and purity. Figures 5 and 6
reveal that the t-PA showed one band in both denatured gel electrophore-sis and native-PAGE, implying that the t-PA had reached electrophoretic purity.
Detecting molecular weightThe results of the SDS-PAGE fibrin-autography, shown in Figure 7, sug-gested that there were solution spots on the bands, which indicated that the protein in the band was able to dissolve fibrin. The molecular weight of the solution spots was 65,000 Da, implying that the substance that could dissolve the fibrin was present in the band with a molecular weight of 65,000 Da. The SDS-PAGE f ibrin-autography proved that the fermentation broth of T. reesei con-tained a substance that can dissolve fibrin, and that its molecular weight was 65,000 Da. The test also veri-f ied the correctness of SDS-PAGE and PAGE and proved that the molecular fragment with a molecular weight of 65,000 Da was the target enzyme.
Figure 3. Separation of using tissue-type plasminogen activator ion exchange chromatography with a strong anion-exchanger (Q-Sepharose High Performance Column, Pharmacia Biotech). NaCl is sodium chloride; OD is optical density.
Figure 4. The gel filtration chromatography (Superdex 75 prep grad, Pharmacia Biotech).
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Detection of t-PA pIThe pI of the t-PA separated from T.
reesei was detected through isoelectric focusing (IEF), and Figure 8 shows
the results. The pI of the t-PA was 4.24, while that of natural t-PA is between 7.8 and 8.6, with the pI of the maximum component being 8.2. Compared with its natura l coun-terpart, the measured pI (4.24) of the t-PA obtained in this research was decreased by 4.8. The isoelec-tric point of protein was related to the number of the acidic amino acid and the alkaline amino acid. The ratios of the a lkaline amino resi-due and the acidic amino acid of the serum albumin and the hemoglobin were 1.2 and 1.7, with the isoelec-tric points of 4.7 and 6.7, respec-tively. As shown in Figure 8, the t-PA was mainly the substance with a molecular weight of approximately 60,000 Da. The aforementioned substance belonged to the protease domain with its activity having been acquired by the cracking of the pep-tide bond at 275 Arg–276 Ile in natu-ral t-PA. Based on the observed t-PA sequence, the ratio of the number of basic amino acid residues to that of acidic amino acid residues was 1.16. Therefore, the pI was reduced to 4.24.
DISCUSSIONIn order to expla in the nature , structure, and function of a cer-
tain enzyme, that enzyme should be acquired, and the method of separating and purifying it should be studied. Though microorgan-isms can generate various valuable enzymes, there are always several pigment substances within a micro-organism’s fermentation liquid that increase the diff iculty of enzyme separation and purif ication. This experiment employed D296 mac-roporous resin to remove pigment from the enzyme solution. Though there is a certain amount of chlo-rine ion (Cl-1)which enters into the enzyme solution during the decolor-ization of the enzyme and increases the alkalinity of the enzyme, desalt-ing v ia cont inuous pur i f icat ion may remove the Cl-1 in the solu-tion. Thus, the entry of Cl-1 does not affect the enzyme’s ability to purify during chromatography. An ion exchange resin can be used in the decolorization of a microorgan-ism’s crude fermentation enzyme liquid during separation and puri-f ication. An exchange resin that absorbs most pigment but not the target enzyme is used as the decol-orization medium. The pH value that maintains the stability of the target enzyme and has no electric charge, or that has the same electric
Figure 5. The sodium dodecyl sulfate–polyacrylamide gel electrophoresis (SDS–PAGE) of the t-PA produced by Trichodera reesei. A. Purified sample. B. Standard protein.
Figure 7. The picture of 16h sodium dodecyl sulfate–polyacrylamide gel electrophoresis (SDS–PAGE) fibrin autography technique.
Figure 8. The picture of isoelectrofocusing of the recombinant t-PA. t-PA is tissue-type plasminogen activator.
Figure 6. The polyacrylamide gel electrophoresis (PAGE) of the t-PA produced by Trichodera reesei. t-PA is tissue-type plasminogen activator.For personal, non-commercial use
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charge as that of the target enzyme, is also used as the starting pH value. In addition, the salt-type of the ion exchange functional group counter-ion is also used during the decolor-ization process.
The desalted and deposited pro-tein can maintain its native confor-mation and activity and can thus be re-dissolved. The experiment suggests that the neutral salt vitriol used in desalting is optimal because it has the highest solubility in water, and the temperature coefficient of solubility is relatively lower. Because the ion of the sample greatly affects the ion exchange chromatography, desalting should be conducted before under-going ion exchange chromatography. Desalting is conducted with gel filtra-tion and a dialysis bag. Compared to gel filtration, an enzyme’s specificity and ability to purify increases after the desalting process.
The nat ura l t-PA isoelec t r ic point is within 7.8–8.6, and the maximum component isoelectr ic point is 8.2. The pH has been shown to be relatively stable at 5.8–8.0 and optimal at 7.4 (29). This shows that natural t-Pa is an alkaline protein. Separation is conducted using positive ion exchange. However, the T. reesei-recombinant t-PA isoelectric point is different. Upon testing, it was shown that recombinant t-PA is acidic, and as a result, a strong negative ion exchange medium is use for separation.
This experiment yielded an active component with a molecular weight of about 65,000 Da through the recombination of tectotype plasmino-gen activator t-PA and by conduct-ing D296 decolorization, ammonium sulfate desalt, dialysis desalt, strong negative ion exchange resin chroma-tography, and gel f iltration chroma-tography purification. The component has a similar relative molecular mass as that of t-PA.
t-PA, a second-generation throm-bolytic, is limited in its ability to be used as a thrombolytic therapy.
It had a tendency to combine with plasminogen act ivator inhibitor (PAI) and form a compound after entering the plasma, which causes it to quickly lose therapeutic activity. In addition, a t-PA specif ic recep-tor in the liver cell membrane can quickly bind t-PA and shorten its half-life, resulting in increased risk of bleeding.
The mutant of t-PA, however, is a third-generat ion thromboly t ic and has a greatly improved half-life, increased affinity to fibrous protein, and stronger catalytic activity, mak-ing it a more desirable candidate for thrombolytic therapy than natural t-PA. The experiment shows that T. reesei is not only suitable for low-toxicity protein production, but also produces no fungal toxin or antibiotic under enzyme-producting conditions. This suggests that recombinant T.
reesei may be a useful, lower-cost, and less harmful alternative to producing thrombolytic therapies on an indus-trial scale.
ACKNOWLEDGMENTSWe greatly acknowledge the financial support from the Key Laboratory of Comprehensive Uti l ization of Advantage Plants Resources in Hunan South, Hunan University of Science and Engineering (XNZW14K02); Key project of Hunan Provincial Education Department (16A083).
AUTHOR CONTRIBUTIONSJ.H. Shao and F.L. He conceived and designed the experiments; Shao and Y.F. Zhang performed the experi-ments; X.X. Liu and H.Z. Li ana-lyzed the data; He contr ibuted reagents/materials/analysis tools; and Shao wrote the paper. Authorship is credited to those who have con-tributed substantially to the work reported.
CONFLICTS OF INTERESTThe authors declare there are no con-flicts of interest regarding the publica-tion of this paper.
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Upstream Processing
Achieving Process Balance with Perfusion Bioreactors
Advances in single-use technologies, sensors, and cell retention systems facilitate processes designed for the long run.
CYNTHIA A. CHALLENER
Perfusion cell-culture processes have been used for more
than two decades for the production of unstable/labile
biologic drug substances such as recombinant blood factors.
With rising pressure to reduce costs and streamline bioprocess
development, biopharmaceutical manufacturers are exploring
the application of perfusion to a wider selection of biomolecules.
“Perfusion is not a new concept in this industry, but was
perceived as too complex to run for many years. With recent
availability of perfusion bioreactors and novel cell retention
technologies, there is a renewed interest in perfusion cell culture,”
notes Peter Levison, executive director of business development
at Pall Biotech.
The differences in processing conditions for batch and perfu-
sion cell culture lead to different requirements for bioreactors
used for these processes. Equipment suppliers are responding to
needs for more durable reactors and sensors, a greater variety of
monitoring technologies, and bioreactors that can integrate with
cell retention devices.
Perfusion processes are generally considered to be those in
which the product is continuously harvested from the bioreactor
and new media is fed. These processes can be run for weeks or
even months at a time, while batch processes may last for hours
or a few days at most.
Liquid management is different for batch and perfusion
processes, according to Yasser Kehail, Xcellerex global product
manager at GE Healthcare Life Sciences. “For a perfusion
process, you may need to add a vessel volume per day of cell-
culture media. For a perfusion process run in a 2000-L bioreactor,
2000 L of media may be needed per day vs. 2000 L per run for
a batch process. While the implications of media consumption
from an economic perspective can be determined at small-scale
rather effectively, it is in the scale-up phase where the system
design is imperative for realizing desired process economies at
larger scales,” he explains.
It is also important, according to Levison, to remember that
a perfusion system requires more than a bioreactor alone. “The
most specific need is that the cell retention device and sys-
tem to control the perfusion recirculation flow, cell bleed, and
product-containing flow must be integrated with the bioreac-
CYNTHIA A. CHALLENER, PHD is a contributing editor to
BioPharm International.
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40 BioPharm International December 2018 www.biopharminternational.com
Upstream Processing
tor effectively to maintain the culture at
steady state,” he observes. The choice of
the cell retention system, its filter pore
size, and its integration or sterile connec-
tion to the bioreactor are of fundamen-
tal importance for all types of perfusion
processes, agrees Thorsten Adams, head
of bioreactor development at Sartorius
Stedim Biotech. The system must also be
operational under aseptic conditions for
the duration of the perfusion culture.
PERFUSION DESIGN NEEDSFor perfusion processes, the bioreactor
must be designed to withstand long pro-
cess times and support high cell den-
sities. “When looking at a bioreactor
design, there are hardware, consumables,
and automation differences,” Kehail
says. “Because perfusion is an intensified
process, there are more cells and thus a
higher oxygen uptake rate, which results
in a higher carbon dioxide (CO2) evolu-
tion rate,” he adds. Perfusion bioreactors
therefore need larger mass flow control-
lers sized accordingly. In addition, due to
the higher air flow rates, the bioreactor
consumables need a larger exhaust filter.
Sensor design and performance
are also crucial, according to Kehail.
Bioreactor probe reliability is crucial due
to fouling and longer process durations.
“Perfusion bioreactors require system inte-
gration, particularly for fine-tuning of the
media feed. The control strategy usually
involves connecting the media feed to
the vessel weight and feeding this infor-
mation back to the media feed pump.
In addition, to maintain a steady state,
the control strategy for cell bleeding via
the pump is also often fine-tuned using
feedback from a viable cell density probe,”
he comments. Appropriate flow sensors
(either clamp-on or inline) to measure
media feed or permeate and viable cell-
density probes are therefore important.
An extra-large retention port is also
needed in a perfusion bioreactor to con-
nect the cell retention device. This port
must be carefully designed in terms of
the connector type, size, and diameter,
according to Kehail. Seamless integration
of a cell retention device with the perfu-
sion bioreactor is crucial, agrees Levison.
Technologies for cell retention include
gravity settling, pumping through internal
filters, external loop flow-through filters,
and centrifugation. Alternating tangen-
tial flow (ATF) filtration technology
(developed by Refine Technology, now
Repligen) is commonly used.
For perfusion processes used to manu-
facture chimeric antigen receptor (CAR)
T-cell therapies, the size and ease of use of
perfusion systems—in addition to robust-
ness and sterility—significantly impact
the scale-out of these processes, in which
bioreactor farms consisting of many doz-
ens to hundreds of bioreactors are oper-
ated in one facility, according to Adams.
STAINLESS STEEL VS. SINGLE USELong process durations, high oxygen
transfer rates, and short mixing times
are not a challenge for quality stainless-
steel bioreactors equipped with double
mechanical seals or magnetic couplings,
redundant sensors, and exhaust systems,
according to Adams.
Advances made in process analytical
technology (PAT) tools and bioprocess
software also enable implementation of
perfusion processes in stainless-steel bio-
reactors. Adams points to glucose and
lactate sensors, which allow fully auto-
matic glucose feeds, while biomass mea-
surements are suitable for automatic
control of perfusion rates and cell bleed.
Off-gas analysis (O2/CO
2) is now also
used in cell culture to calculate metabolic
flux. “Multivariate data analysis (MVDA)
using software such as our SIMCA
online system allows efficient pro-
cess control and early fault detection by
looking for differences from the ‘golden
batch’,” Adams says. Sartorius Stedim
Biotech also introduced a sampling sys-
tem for stainless-steel bioreactors that
ensures a closed sampling process.
The benefits of single-use technology
align well with continuous processing.
“The inherent advantages of single-use
systems compared to stainless-steel are
speed and flexibility, which are also the
main goals of perfusion applications,”
asserts Kehail. For new processes, for
instance, an extra perfusion port or feed
line for additional media supplements
can be easily added.
In addition, the ability to assure ste-
rility and no introduction of contami-
nants is essential in the longer running
perfusion bioprocesses; sterility also is
facilitated by employing disposable sys-
tems, according to Levison. In addition,
change-over processes are also simplified
using single-use systems.
As with batch and fed-batch pro-
cesses, single-use bioreactors offer numer-
ous other advantages over stainless steel.
“Users can eliminate most of the clean-
ing and validation steps that are associ-
ated with stainless-steel systems, saving
both time and cost. They can also realize
economic benefits with the reduction of
de-risking in the startup phase of a cell
culture process, which is a higher risk and
more time-intensive part of the opera-
tion,” Levison states.
Additionally, Pall Biotech has seen
growing interest in N-1 perfusion biore-
actors to increase the seed density of the
N bioreactor (which is often fed-batch).
The goal, according to Levison, is to
intensify the process and reduce overall
upstream process time, which delivers
even more cost and time savings.
ENSURING PROCESS STABILITYThe longer process durations can be more
challenging for single-use bioreactors.
“The industry has called for continued
innovation in the applications of single-
use technologies,” notes Levison. “Since
perfusion processes can run upwards of
60+ days (some even 120+ days), all of
the equipment and consumables must
be fully reliable, because the biocontainer
cannot be changed partway through the
cell-culture process,” he observes.
Equipment suppliers are address-
ing this issue in a number of ways. Pall
Biotech has optimized its single-use
technologies and focused critical devel-
opment resources on improving controls
For personal, non-commercial use
www.biopharminternational.com December 2018 BioPharm International 41
Upstream Processing
and sensing to provide real integrity and
guaranteed stability for the bioreactor
run, according to Levison. He adds that
the company has also invested significant
resources on assuring the integrity of its
disposable biocontainers.
Sartorius Stedim Biotech has intro-
duced a bioreactor design with a magneti-
cally driven stirrer shaft that is fixed at the
top and bottom position in the bag holder
to reduce unwanted movements and
ensure long process stability, according to
Adams. It has also developed a biocon-
tainer film that is both robust and flexible
and offers a low and defined leachables
profile. Adams notes that the company’s
single-use bioreactors for perfusion also
incorporate the same sensor and software
platforms provided with its stainless-steel
bioreactors, allowing for the same process
control strategies.
Fluid paths that decrease shear are
key as well, according to Levison. “It is
not just the design of the biocontain-
ers, but also the impellers and aera-
tor that can have a great impact on how
the cells are handled in the process,” he
explains. There have been bioreactor bag
improvements to handle high air flows
by optimizing the seam and its angle,
according to Kehail. He also points to
advances in sparge design for optimiz-
ing oxygen transfer and CO2 stripping.
GE Healthcare Life Sciences’ disposable
bioreactor platform has a sparger plate
for aeration and a separate (Tee-sparger)
for CO2 stripping with its own mass flow
controller, which allows better process
control. Sartorius Stedim Biotech has
developed the combisparger, which com-
prises a microsparger part for efficient O2
transfer combined with a ring-sparger
part to provide an automatically regulated
air stream for CO2 stripping.
Advances have also been made with
respect to the reliability of the one-inch
sterile connectors on bioreactor bags
required for some retention devices,
according to Kehail. New flow sensors
with improved accuracy for measure
media addition and the permeate have
also been introduced.
“Suppliers and many others in the
industry are looking at how further design
and development can optimize the pro-
duction environment. As the industry
pushes towards process intensification and
even continuous processing solutions, this
is the next logical step,” Levison asserts.
The fact remains, however, that run-
ning a perfusion process with a produc-
tion bioreactor and an external perfusion
system is still complex and requires expert
skills that are not available ubiquitously in
the industry, according to Adams.
Foam formation has also yet to be
addressed, according to Kehail. Foam can
be generated due to the high air flow rates
in perfusion processes, and new, reliable
foam sensors are needed to prevent pro-
cess failures.
SIMPLIFYING CELL RETENTIONTo maintain steady-state conditions, the
perfusion rate, cell bleed rate, and prod-
uct harvest rate must all be synchronized,
monitored, and controlled. One way to
simplify perfusion processes is to have
the cell retention device closely connected
to the perfusion bioreactor, yet have the
flexibility to operate with multiple com-
mercially available perfusion bioreactor
solutions, according to Levison.
Pall Biotech is working on adopting
acoustic wave separation (AWS) tech-
nology, originally developed for batch
applications, for perfusion processes.
The company is gathering data at the
process development and intermediate
scales with the goal of commercial-scale
application. “Our team has focused on
running AWS perfusion technology con-
nected with, but agnostic to, the bioreac-
tor design so there would be no impact
on the product quality or continuous cell
culture,” Levison comments.
AWS retains recirculating cells from
a perfusion bioreactor without the need
for a hollow fiber filter device, which is
a widely used approach for cell retention.
No membrane means no fouling or loss
of product, according to Levison. “The
results we have seen so far show success-
ful, simplified integration of the AWS
cell retention technology with perfusion
bioreactors at cell densities of up to 100
million cells/mL with 100% product
transmission under typical process condi-
tions used in the continuous production of
biologics,” he notes.
Sartorius Stedim Biotech is work-
ing with Repligen to develop integration
of the Repligen ATF system into the
Sartorius bioreactor with respect to both
process control and consumables, accord-
ing to Adams. “The goal is to create a
unique plug-and-play technology that
allows the running of high-end perfu-
sion and concentrated fed-batch processes
with predefined templates, thus reducing
the complexity and unlocking the power
of perfusion for the ‘novice’ user,” he says.
PROCESS DESIGNIn addition to the design of bioreactors,
the design of perfusion processes impact
their successful implementation. “When
it comes to systems integration and con-
trol, cells are most happy in a steady state;
control response, sensor accuracy, and so
on can have an impact, and this is critical
to keep in mind for scaling considerations,”
Kehail asserts. He points to the feed rate
and its effect on pH and osmolarity as
important issues to consider. “It is impor-
tant to design a process with a balanced
feed rate that ensures the target is reached
without compromising the critical quality
attributes of the product,” he states.
Running longer processes requires
additional mitigation steps, according to
Levison. When perfusion processes are
run for 90 days or longer, mitigation of
the cost of the perfusion media over time
is crucial, as is the need to prevent the
fouling of cell retention devices. In the
former case, he notes that the industry is
working to address the issue with the goal
of optimizing the cell culture conditions
needed to run perfusion processes reli-
ably and successfully. To address the latter
problem, Levison recommends having
a remediation plan in place along with a
redundant system as a backup to ensure
the continuity of a continuous upstream
process. X
For personal, non-commercial use
42 BioPharm International December 2018 www.biopharminternational.com
Manufacturing
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Overcoming Challenges in ADC Bioconjugation at Commercial Scale
Bioconjugation requires aseptic manufacturing and containment for cytotoxic payloads.
CYNTHIA A. CHALLENER
Antibody-drug conjugates (ADCs) comprise one of
the fastest growing segments of the biopharmaceuti-
cal market. Consisting of antibodies linked to highly
potent (cytotoxic) small-molecule “payloads,” ADCs are
designed for the targeted delivery of therapeutic actives. The
antibodies are engineered to bind to specific cells—most
often tumor cells—and then release the active agent, avoid-
ing the damage to healthy cells observed with traditional
systemic treatments. This specificity has attracted significant
interest.
Today there are nearly 200 ADCs in development, with
60% in the discovery and preclinical stages and 20 products
approved or in late stages of clinical development (Phase
II and above) (1). The global ADC market is expected to
expand at a compound annual growth rate of 19.4% between
2017 and 2030. The newer ADCs are being developed with
novel conjugation approaches, more potent warheads, and
modified linker technologies. They are also being tested in
combination with other novel therapies, such as immune
checkpoint inhibitors and epigenetic modulators (1).
Initial conjugation strategies suffered from a lack of speci-
ficity. These issues have been addressed using a number of
different approaches. Examples of third-generation ADC
conjugation platforms include avoiding/limiting retro-
Michael drug de-conjugation, cysteine re-bridging, enzyme-
assisted ligation, glycan re-modeling, and ligation at the
nucleotide-binding site of the antigen-binding fragment (1).
As more products are approved and other candidates
move into later-stage clinical trials, the capability for large-
scale production of ADCs is increasing. Because these
complex therapies include both large- and small-molecule
components and are highly potent, they present many manu-
facturing challenges.
SCALING UPDesigning the correct process equipment for larger-
scale clinical and commercial good manufacturing prac-
CYNTHIA A. CHALLENER is a contributing editor to BioPharm
International.
For personal, non-commercial use
www.biopharminternational.com December 2018 BioPharm International 43
Manufacturing
t ice (GMP) bioconjugat ion of
payloads to antibodies for ADC
production must be based on the
outcome of appropriate process
development activities, according
to Jyothi Swamy, associate director
of ADC/Bioconjugation Contract
Manufacturing at MilliporeSigma.
Understanding the critical process
parameters drives the design of the
process equipment. “Volume-range
requirements, the order of addition,
mixing needs, and in-process mon-
itoring instrumentation are key fac-
tors in equipment design,” she notes.
Multi-use fixed equipment must also
be designed to ensure validated decon-
tamination and cleaning.
“Development campaigns should
begin with the final scale and equip-
ment in mind, and all development
trials should be designed accordingly,”
Swamy adds. “If the development
strategy has a process for controlling
scale changes from the earliest batches,
challenges should be minimal for com-
mercial processes,” she says.
Assuming reaction stoichiometry,
pH, buffer composition, temperature
control, reaction time and fluid sheer
rates, and mixing time are all under
control, process hold times, protec-
tion of employees from cytotoxic raw
materials, and product change-over for
multiproduct facilities become the next
series of challenges associated with
scale-up, according to Thomas Rohrer,
associate director of commercial devel-
opment for bioconjugates at Lonza
Pharma & Biotech.
“Process hold times during the mod-
ification and conjugation reactions
must be tested to determine whether
holding the antibody-linker complex
for a period of time following the anti-
body modification reaction causes any
change in the reaction stoichiometry,”
he explains.
A comprehensive occupational
hygiene monitoring program that can
detect cytotoxins in the 10-9 g range
in room air and on process surfaces is
also required to protect manufacturing
personnel from residual cytotoxins fol-
lowing a manufacturing campaign. In
addition, the cytotoxins used for ADC
manufacturing may remain unchanged
or may undergo degradation or deac-
tivation during the product changeover
cleaning, so a unique detection method
and cleaning procedure may need to be
developed, according to Rohrer.
ENSURING CONTAINMENTADCs for human clinical applica-
tions must be manufactured in an
aseptic biological environment operat-
ing under current GMP. This aseptic
environment must also isolate man-
ufacturing personnel from exposure
to cytotoxic chemicals. “The equip-
ment used in ADC manufacturing
must protect employees from exposure
to cytotoxins and prevent microbial
contamination of the process inter-
mediates and drug product during the
conjugation process,” Rohrer says.
Designing a facility
(both clinical and
commercial) that can
meet both GMP and
safety requirements
is the key.
Designing a facility (both clinical
and commercial) that can meet both
GMP and safety requirements is the
key, agrees Swamy. “For ADC pro-
cessing, a cleanroom environment is
required while maintaining contain-
ment for potent compounds using
engineering controls,” she says.
Both primary and secondary con-
tainment of the toxin are required.
The primary containment strategy
includes handling the unconjugated
cytotoxin in a closed front isolator
cabinet under negative pressure in
a room with negative pressure in
relation to surrounding cleanrooms,
according to Rohrer. Hermetically
sealed process vessels and equipment
are then used to execute the process
while protecting the valuable raw
materials from contamination.
If the primary containment should
fail , the secondary containment
reduces the exposure of manufacturing
personnel to the cytotoxin by exchang-
ing the room air in the process suite
more than 30 times each hour. The
high-efficiency particulate (HEPA)
filters that serve the manufacturing
area are designed as safe-change filters
to protect personnel during preventive
maintenance. Personnel working in
the manufacturing area wear one-way
over-gowning that is removed before
exiting the protective air locks.
Specific modifications for pro-
duction equipment used in biocon-
jugation processes include double
mechanical seals and overflow trays,
which strengthen the primary con-
tainment envelope, according to
Rohrer. In addition, all waste gener-
ated during the manufacturing pro-
cess that may contain cytotoxin must
be inactivated.
If inactivation conditions are
not compatible with stainless steel,
Rohrer points out that incineration
of all liquid and solid process waste
is recommended to prevent introduc-
tion of cytotoxic substances into the
environment.
Other important considerations
for larger commercial-scale biocon-
jugations noted by Swamy include
the use of larger amounts of toxic
payloads and typically large volumes
due to the dilute nature of most con-
jugation chemistry.
TRAINING OPERATORSThe need to understand contain-
ment practices is just one type of
Contin. on page 48
For personal, non-commercial use
44 BioPharm International December 2018 www.biopharminternational.com
Outsourcing
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Contract Organizations Expanded in Autumn
CMOs and CDMOs made investments in new and expanded facilities and services in the last quarter of 2018.
SUSAN HAIGNEY
Contract manufacturing organizations (CMOs) and con-
tract research and development organizations (CDMOs)
invested in expanded facilities and services in late 2018.
The following are some recent investments for biologic drug
development and manufacturing.
NEW AND EXPANDED FACILITIESAGC Biologics, a clinical and commercial manufacturer of
therapeutic proteins, announced on Sept. 20, 2018 that it
will establish a new process development and manufacturing
facility at its CDMO facility in Chiba, Japan, as part of its
ongoing program to expand its production capacities globally
(1). The new facility will contain single-use bioreactors at the
500- and 2000-L scale and will be suited for the production
of monoclonal antibodies (mAbs), fusion proteins, and other
types of therapeutic proteins. The facility is expected to be
operational in the second half of 2019.
COLLABORATIONSFujifilm Diosynth Biotechnologies (FDB) announced on
Nov. 1, 2018 that its collaboration with UK-based Centre
for Process Innovation (CPI), for the project AMECRYS:
Revolutionizing Downstream Processing of Monoclonal
Antibodies by Continuous Template-Assisted Membrane
Crystallisation, has hit an important milestone with the
successful technology transfer of the expression and purifi-
cation of model mAbs from FDB to CPI (2). AMECRYS
is a research project funded by the European Commission
under the Horizon 2020 program in the framework of
Future and Emerging Technologies actions (FET-OPEN),
which supports early stages of science and technology
research and innovation.
Charles River Laboratories International announced on
Oct. 25, 2018 that it has entered into an exclusive partner-
ship with Distributed Bio, a company specializing in com-
putational design and optimization of antibody discovery
platforms, that grants Charles River access to Distributed
Bio’s antibody libraries and integrated antibody optimization
technologies (3). Distributed Bio’s libraries are computation-
ally optimized for sequence diversity and engineering fitness
through the analysis of thousands of human antibody rep-
ertoires and all known monoclonal therapeutics in clinical
For personal, non-commercial use
You drive development.
We’ll offer directions.If laboratory roadblocks have you seeing double, our insourcing solutions at your site will surpass your wildest expectations on your way to market approval.
Eurofins Lancaster Laboratories’ award-winning PSS Insourcing Solutions® offers the most advanced, sophisticated biopharmaceutical managed laboratory testing services from early phase development to finished product testing, as well as comprehensive laboratory management, including:
• GMP LEAN Laboratory Design and Validation • Regulatory and Technical Training • LEAN Project Support/Management • Upstream and Downstream Services
Partner with PSS and enjoy the ride.
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46 BioPharm International December 2018 www.biopharminternational.com
Outsourcing
trials. The companies expect to create
an end-to-end platform for therapeutic
antibody discovery and development.
NEW INVESTMENTSADC Biotechnology (ADC Bio) has
secured additional funding of $3.18
million (£2.5 million) from existing
investors and company management
to ensure the achievement of specific
business goals within the company’s
overarching corporate strategy.
“We are delighted to have obtained
this additional injection of funds
that will be used to support the com-
pany’s strategic aspirations, including
conceptual design of a downstream
formulation and filling operation to
complement our existing bioconjuga-
tion operations at the Deeside facility.
We are also looking to fully exploit our
core Lock-Release technology to create
a transformative manufacturing para-
digm that will significantly streamline
ADC manufacturing supply chains,”
said Charlie Johnson, CEO of ADC
Bio, in a company press statement (4).
REFERENCES1. AGC Biologics, “AGC Biologics Adds
Mammalian Production Capacity in Japan,” Press Release, Sept. 20, 2018, www.agcbio.com/resource-center/
news/agc-biologics-adds-mammalian-production-capacity-in-japan
2. Fujifilm, “Fujifilm Announces that
AMECRYS Collaboration Reaches Project
Milestone to Develop New Technologies
to Improve Downstream Processing of
Monoclonal Antibodies,” Press Release,
Nov. 1, 2018, www.fujifilmusa.com/press/
news/display_news?newsID=881545
3. Charles River, “Charles River and
Distributed Bio Enter Exclusive
Partnership to Create an Integrated
Antibody Discover and Development
Platform,” Press Release, Oct.
25, 2018, http://ir.criver.com/
phoenix.zhtml?c=121668&p=irol-
newsArticle&ID=2373437
4. ADC Bio, “ADC Bio Secures Additional
Equity Round Investment,” Press Release,
Nov. 14, 2018, http://adcbio.com/aer/ ◆
determined total expanded uncertain-
ties in these values to be between 5%
and 13%, depending on the spectral
region and type of bead (5). By using
these beads and their assigned values,
users calibrate their flow cytometers to
a traceable fluorescence intensity scale
that can then be used to measure ERF
values for any fluorescence signal on
that instrument.
ANTIBODY QUALITY AND CHARACTERIZATIONIt has been estimated that more than
$800 million a year are wasted due
to poor quality antibody reagents (6).
To address this problem, an NIH-
led working group has proposed that
reagent and document standards
should be developed to determine the
quality of reagents and ensure repro-
ducibility in outcomes involving their
use (6). NIST is responding to this
need by measuring quantitative fluo-
rescence characteristics of antibodies,
such as antibody-cell binding kinet-
ics, lifetimes, quantum yields, and
corrected spectra, and using these mea-
surement quantities to determine anti-
body binding characteristics through
mathematical modeling. The objective
of these measurements is to identify
a set of antibody quality parameters
that are quantitatively correlated with
the different fluorescence intensities
measured by flow cytometry for these
fluorescently labeled antibodies bound
to the same cell-associated antigens.
When this correlation is well under-
stood, these antibody parameters may
be used as quantitative criteria for
determining antibody quality.
NIST will continue to work with
stakeholders in the flow cytometry
community and other key applica-
tion areas (e.g., quantitative poly-
merase chain reaction, enzyme-linked
immunosorbent assay, and fluores-
cence microscopy) where fluores-
cence detection is important to ensure
more reproducible and accurate mea-
surement science for improving the
quality of commercial products and
services. An ultimate goal of quantita-
tive flow cytometry is to measure the
number of antigens or ligand-binding
sites associated with a cell through
the measurement of ABC (7,8). To
have sufficient measurement assurance
in flow cytometry, many sources of
uncertainty in the measurement pro-
cess have to be taken into consider-
ation, including cytometer calibration
and standardization, antibody qual-
ity, cell count and viability, process
control materials, and cell population
gating, just to name a few. Offering
a set of fluorescence-based measure-
ment services is one of the ways NIST
is using its expertise to work with
stakeholders to improve the measure-
ment confidence in fluorescence-based
application fields including, but not
limited to, flow cytometry.
REFERENCES1. NIST, “Flow Cytometry Quantitation
Consortium,” Fed. Regist. 2016; 81(136), 46054-46055 (July 15, 2016), www.nist.gov/programs-projects/quantitative-flow-cytometry-measurements
2. ASTM E 578 -01, “Linearity of Fluorescence Measuring System,” Annual Book of ASTM standards, Vol 03.06 (2001, original version 1983).
3. NIST, Certificate of Analysis, Standard Reference Material 1934,
“Fluorescent Dyes for Quantitative Flow Cytometry (Visible Spectral Range)” (2016), wwws.nist.gov/srmors/view_cert.cfm?srm=1934
4. D. Ripple and P.C. DeRose, J.Res. NIST, 123 -002 (2018).
5. L. Wang, P.C. DeRose, and A.K. Gaigalas, J.Res. NIST, 121, 264-281 (2016).
6. Nature Methods, September 2016, Special Issue on Antibody Reagent Quality.
7. L. Wang, et al., Curr. Protoc. Cytom. 75:1.29.1-1.29.14 (2016).
8. L. Wang, A.K. Gaigalas, and J. Wood, Flow Cytometry Protocols, (Humana Press/Springer, New York, NY, 4th ed., 2018) pp. 93-110. ◆
Quality: Lab Operations — Contin. from page 29
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Manufacturing
expertise required by operators per-
forming bioconjugations to produce
ADCs. Knowledge of both small-
molecule and biologic manufacturing
is needed, because aspects of both are
involved, according to Swamy. Lonza
has found that site manufacturing
personnel with aseptic or high-
potency operations experience are
ideal candidates for ADC bioconju-
gations operators. “Employees with
this base level of experience can rap-
idly transition into ADC operations
with some additional ADC-specific
training,” Rohrer says.
AGGREGATE POTENTIALThe linkage of small-molecule cyto-
toxic payloads to larger biomolecules
creates some additional challenges
with respect to the stability of the
products. All protein therapeutics
made for c linical or commercial
applications may harbor high-molec-
ular-weight variants (i.e., aggregates)
that have the potential to reduce the
potency of the drug when scale-up is
performed, according to Rohrer.
“This issue is magnified in ADCs
because many of the cytotoxic drugs
conjugated to the antibodies are hydro-
phobic, thus increasing the chances of
aggregate formation during the manu-
facturing of the drug substance and
subsequent storage of the drug prod-
uct,” he explains. “Analytical methods
used to detect high-molecular-weight
variants and residual amounts of free
drug must have the precision, sensi-
tivity, and selectivity to detect these
process-related impurities,” he adds.
CUSTOMIZED ANALYTICAL SOLUTIONSAll analytical methods used dur-
ing the bioconjugation process must
be robust and suitable for valida-
tion, according to Swamy. The most
appropriate analytical methods for a
given ADC depend on the proper-
ties of the drug, the linker, and the
choice of conjugation sites, notes
Rohrer.
“The clinical efficacy of an ADC
reflects the target site specificity and
binding properties of the antibody,
the in-vitro and in-vivo stability of
the linker, and the potency of the
drug payload. These unique proper-
ties require an in-depth understanding
of the physicochemical properties of
the individual and combined elements
of the ADC, so appropriate analyti-
cal and bioanalytical methods must
be selected to monitor the functional
attributes of the resulting drug sub-
stance,” he observes.
The most
appropriate
analytical methods
for a given ADC
depend on the
properties of the
drug, the linker,
and the choice of
conjugation sites.
On-line and at-line PAT testing
can be added at later stages of the
development process to enable better
monitoring—and hence understand-
ing—the progress of a bioconjuga-
tion process, according to Swamy.
These techniques must, however, be
verified against existing methods. “As
the bioconjugation process matures,
the addition of data-trending and
automated processing can also reduce
the off-line testing required,” she
comments.
PROPER CLEANINGBecause bioconjugations processes
for ADC production are complex
and require specialized expertise in
the handling and processing of cyto-
toxic materials—combined with the
need for aseptic manufacturing and
expertise in biologic and chemical
APIs—many pharmaceutical compa-
nies outsource these activities to con-
tract development and manufacturing
organizations (CDMOs). CDMOs
operate multiproduct facilities, which
present additional challenges for
ADC bioconjugations.
“One of the biggest challenges with
ADC manufacturing is cleaning and
decontamination of the processing
equipment. This challenge is mitigated
by the use of complete single-use tech-
nology, including the processing equip-
ment,” Swamy asserts. She adds that
the use of complete single-use technol-
ogy also provides operator safety.
Rohrer agrees: “When reaction
conditions permit, introduction of
single-use equipment into the ADC
manufacturing paradigm can help
with product change-over.”
Notably, problems associated with
the introduction of new cytotoxic
drugs that are hydrophobic and
therefore difficult to remove from
product contact surfaces using tra-
ditional cleaning strategies can be
solved by using disposable equipment.
“Single-use equipment is well-
established at the laboratory scale, and
the lower operating/validation cost at
manufacturing scales combined with
the development of polymer films
engineered to meet the solvent require-
ments of ADC manufacturing has
encouraged wider use,” notes Rohrer.
REFERENCE1. Roots Analysis, Antibody Drug
Conjugates Market (4th Edition), 2017-2030, Oct. 27, 2017, www.rootsanalysis.com/reports/view_document/antibody-drug-conjugates-market-4th-edition-2017-2030/180.html ◆
Manufacturing — Contin. from page 43
For personal, non-commercial use
December 2018 www.biopharminternational.com BioPharm International 49
Ask the Expert — Contin. from page 50
Ask the Expert
10 times over the course of four
months. You finally decide to ques-
tion the ability of the operator to
do the job correctly and bring your
concerns to management.
Your boss asks if anyone has
interviewed the operator directly
to find out why he is having this
issue with the batch record. You
say no, that you have relied on the
opinion of the supervisor. The boss
recommends you interview the
operator before demoting him.
When you talk to the operator, he
informs you that in order to sign
the batch record when it needs to be
signed, he needs to exit the aseptic
core, degown, sign the batch record,
and regown, leaving the product
unattended during that time. The
operator tells you he chose to stay
with the product and sign the batch
record later but sometimes forgot
after the manufacturing run. In this
simple exchange with the operator
you realize that the root cause of
the repeat deviation is not a result
of human error but a result of poor
process flow.
The question you need to address
now is how were other operators
handling the situation? By not tak-
ing the time to perform the initial
investigation thoroughly, you have
created a data integrity nightmare
because you now need to review all
the batch records completed by the
other operators to determine if the
product is still acceptable.
Admittedly, this is a simplistic
example, but it certainly exemplifies
the importance of opting to perform
a complete and thorough investi-
gation over meeting an artificially
imposed time frame. Explaining to
an inspector during an audit that
you didn’t perform a thorough
investigation because you needed
to meet an arbitrary time frame is
not a position you want your com-
pany to be in. You also don’t want
to explain why you closed an inves-
tigation to meet the time frame and
then felt compelled to reopen it after
the batch was released because you
had concerns about its conclusions.
QUALITY OVER BREVITYThe other element that needs to
be addressed is that of the preva-
lent culture existing in the orga-
nization. It is good to set a time
goal for performing investiga-
tion, thus ensuring their timely
completion. It is not acceptable to
have the time frame be the driv-
ing force behind the investigation.
Management needs to emphasize
their commitment to having thor-
ough investigations as opposed to
incomplete investigations that meet
the self-imposed time frame. It is
ideal when an investigation is com-
pleted and a true root cause identi-
fied in the specified time frame but,
if that is not achievable, manage-
ment needs to be clear that they
prefer the identification of the true
root cause over the rushed investi-
gation that merely checks the box
for completion in a timely manner.
Without this management com-
mitment, the premature closing of
investigations will likely continue.
Investigations need to focus on
determining root cause in a timely
manner. The length of time it
takes to complete an investigation
depends on the complexity of the
investigation. The primary driver
for avoiding compliance and data
integrity risks concerning investi-
gations is arriving at a root cause
in a timely manner. This allows
you to be confident in presenting
your investigations during inspec-
tion and avoiding unnecessary
scrutiny when the investigation is
rushed and a conclusion is reached
prematurely.
REFERENCES 1. FDA, 21 CFR 211.22(a), Current Good
Manufacturing Practice for Finished
Pharmaceuticals, Responsibilities of
Quality Control Unit, Sept. 29, 1978.
2. FDA, 21 CFR 211.192, Current Good
Manufacturing Practice for Finished
Pharmaceuticals, Production Record
Review, Sept. 29, 1978.
3. European Commission, Eudralex,
Volume 4, Good Manufacturing Practice
(GMP) guidelines, Chapter 1–
Pharmaceutical Quality System (EC,
January 2013). ◆
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EUROFINS LANCASTER LABORATORIES 45,47
PDA 10,11
SARTORIUS STEDIM N AMERICA INC 6,7
SGS 32,33
THERMO FISHER SCIENTIFIC 13,14-15
TOSOH BIOSCIENCE 17
VIRONOVA AB 25,26-27
WUXI BIOLOGICS US 2,52
For personal, non-commercial use
50 BioPharm International www.biopharminternational.com December 2018
Ask the Expert
Investigation Timeliness vs. Thoroughness: Finding the Right BalanceA required time frame should not be the driving force behind root cause investigations, says Susan Schniepp, executive vice-president of Post-Approval Pharma and Distinguished Fellow, Regulatory Compliance Associates.
Contin. on page 49
Fa
na
tic S
tud
io/G
ett
y I
ma
ge
s
Susan Schniepp is executive vice-president,
Post-approval Pharmaceuticals and
distinguished fellow at Regulatory Compliance
Associates.
Q. I have just been promoted to be in
charge of investigations for my com-
pany. Our standard operating procedure (SOP)
requires us to complete investigations in 30
days. Depending on the nature of the investiga-
tion and to meet the SOP requirement, I have
started to close investigations at the 30-day
time point even though I think the investiga-
tion might not be complete. Sometimes I have
had to re-open investigations because the prob-
lem recurs, confirming that the investigation
was not completed. Do I have a compliance risk
if I continue with this practice?
A. The short answer is yes, you have a com-
pliance risk. You probably also have a
data integrity issue and a quality culture issue
to accompany your compliance risk.
There is no time element associated with
conducting investigations. Thirty days is an
arbitrary number pharmaceutical companies
impose on themselves. The US Code of Federal
Regulations states “… if errors have occurred,
that they have been fully investigated” (1), and
“Any unexplained discrepancy … shall be thor-
oughly investigated, whether or not the batch
has already been distributed” (2). Europe’s
EudraLex also addresses investigations by stat-
ing, “An appropriate level of root cause analysis
should be applied during the investigation of
deviations …” (3). None of these citations indi-
cate a time for completion of an investigation.
What they do imply is that investigations need
to be thorough and determine root cause. In
some cases, the investigation and root cause
can be easily determined in the defined SOP
time frame of 30 days. In other cases, the inves-
tigation may be more complicated and could
exceed the time frame requirement of 30 days.
To address this potential discrepancy, your SOP
should allow for investigation extensions. The
length of the extension request should be made
based on the complexity of the investigation.
DATA INTEGRITY PROBLEMSWhen an investigation is rushed, the organiza-
tion leaves itself vulnerable. Suppose, for example,
you have a second shift manufacturing opera-
tor who continually forgets to sign a step in the
batch record for a specific product. This opera-
tor is the only one who seems to have this issue.
Your initial investigation into the first occurrence
of the issue determines a root cause of human
error. Because the operator works on the second
shift, it is inconvenient to interview him directly,
so you rely on the word of his supervisor that
this was just a case of human error. You decide to
retrain the operator on the proper use of filling
out the form and skip the operator interview in
order to complete the investigation and perform
the retraining in the allotted 30-day time frame.
A few weeks later, the same operator makes
the same mistake. You review the previous
investigation, arrive at the same conclusion, and
perform the retraining of the operator empha-
sizing the importance of correctly filling out
the batch record. This scenario repeats itself
SSSusan SSSchhhniiiepp iiis
When an investiga-
tion is rushed, the
organization leaves
itself vulnerable.
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