WHAT’S NEXT: KEY REGULATORY TRENDS IN COMPLIANCE

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PRESENTERSMICHAEL RASMUSSEN, CHIEF GRC PUNDIT, GRC 20/20LISA BETH LENTINI WALKER, CEO, LUMEN WORLDWIDE ENDEAVORSPATRICIA MCPARLAND, DIRECTOR - PRODUCT MARKETING, METRICSTREAM

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Housekeeping■ Download slides at https://go.oceg.org/what-s-next-key-regulatory-trends-in-

compliance■ Answer all 3 polls ■ Certificates of completion

(only for OCEG All Access Pass holders)■ Evaluation survey at the close of the webinar■ Find the recording on the OCEG site at https://go.oceg.org/webinar-

recordings

Learning Objectives

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■ Learn about the 5 top regulations and trends facing the Banking and Financial services risk and compliance community

■ Learn about new legislation affecting third party compliance

■ Learn how to navigate the uncertainty of rolling regulatory updates

■ Learn how new technologies and advances like Artificial Intelligence can help you manage, monitor, and improve regulatory compliance

a. Yes, I have an All Access Pass, and I would like to receive a Certificate of Completion for this event

b. Yes, I have an All Access Pass, but I do not need a Certificate of Completion

c. No, I do not have an All Access Pass, but I would like to get one and receive CPE credit for this and future webcasts I attend

d. No, I do not have an All Access Pass and I don’t want to buy one at this time (so I won’t get CPE credit for this event)

Poll 1Do you have an OCEG All Access Pass (a paid membership) and would you

like to receive CPE credit for this event?

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Today’s Speakers

Michael RasmussenGRC Analyst & Pundit

GRC 20/20

Lisa Beth Lentini WalkerCEO & Founder

Lumen Endeavors Worldwide

Pat McParlandProduct Marketing

MetricStream

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■ Welcome & Introductions■ Pat McParland

■ What’s Next? Opening Remarks■ Pat McParland

■ 5 Key Trends in Compliance Discussion■ Michael Rasmussen & Lisa Beth Lentini Walker

What We’ll Cover Today

a. Increasing number of violationsb. Volume and speed of regulatory changesc. Tracking third party risk and complianced. Role of Environmental, Social and Governancee. Manual approach to compliancef. Cyber riskg. Adopting new technologies like artificial intelligenceh. Other

Poll 2What’s keeping you up at night as a compliance professional?

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We’re Living in a New World

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What’s Next for Compliance?

Source: MetricStream 2021 State of Compliance Survey

■ Managing Regulatory Change

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TREND #1

Source: Thomson Reuters Regulatory Intelligence: Cost of Compliance 2021: Shaping the future, by Susannah Hammond and Mike Cowan

■ The Emergence of ESG

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TREND #2

“Good governance fosters trust, transparency, and longevity. To foster that trust and guard your organization, you need a clear line of sight to an ESG measure.”

-- Bruce Dahlgren, CEO, MetricStream

■ The Increasing Importance of Third and Fourth Parties■ The Extended Enterprise

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TREND #3

■ Operational Resiliency & Agility

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TREND #4

■ Interconnection■ Interconnected Risk & an

Interconnected Approach to Addressing It

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TREND #5

a. Yes, within 3 months b. Yes, within 3- 6 Months c. Already have a solution d. No project

Poll 3Are you looking to implement a Regulatory Compliance software solution?

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a. Schedule a Personalized Demo / Walkthroughb. Provide Product Related Information (Brochure / Product Overview / Case Study /

Solution Brief)c. Arrange a call with a MetricStream Expertd. Other

Poll 4To learn more about MetricStream’s Regulatory Compliance software solution, would you like to have someone contact you to:

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Deep-Domain GRC and Compliance Products with an Integrated Platform and Proven Expertise

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■ Apply an integrated approach across your enterprise

■ Focus on areas of impact and expand with your needs

■ Purpose-built products provide strategic expertise and focus

■ Platform creates interconnectedness and consistency

Recognized by Customers and Partners as the World’s GRC SaaS Market Leader

1M+ Users globally thrive on risk with MetricStream

Consistently Recognized by Leading Analysts as a Market Leader for Last 8 Years

Regulatory Compliance Products■ Protect brand & reputation, minimizing risk of compliance violations

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Questions?

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■ Welcome & Introductions■ Pat McParland

■ What’s Next? Opening Remarks■ Pat McParland

■ 5 Key Trends in Compliance Discussion■ Michael Rasmussen & Lisa Beth Lentini Walker

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