247 Maitland AvenueAltamonte Springs, FL 32701-4201 USAwww.theiia.org/GRC2012
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2 0 1 2 G o v E R n A n C E , R I S k , A n D C o n t R o L C o n F E R E n C E
A U G U S t 2 0 – 2 2 , 2 0 1 2 / t h E B R E A k E R S / P A L M B E A C h , F L , U S A
MAxIMIzINg INterNAl AudIt’svAlue ANd relevANCe
the Breakers Palm Beach, FL / +1-888-273-2537 US $189 plus applicable taxes for reservations made before August 6 (based on availability).
By popular demand, the 2012 GRC Conference will return to The Breakers. Located just six miles from Palm Beach International Airport, The Breakers offers the convenience, comfort, and classic elegance that creates a memorable meeting experience. The resort is just 5 minutes from downtown West Palm Beach so you can take in local sights after a comprehensive day of learning.
www.theiia.org/gaming2012www.theiia.org/grC2012
2012 Governance, risk, and control conferenceAugust 20–22, 2012 / the Breakers / Palm Beach, FLwww.theiia.org/Grc2012
maximizinG internal audit’s value and relevance
Despite recent turbulent events and the fragile economic landscape, internal auditors remain at the forefront of their organization’s governance, risk, and control/compli-ance efforts. The 2012 Governance, Risk, and Control (GRC) Conference enjoys a solid reputation among chief audit executives, audit and corporate management, and staff as “a resource that helps to maximize internal audit’s value and relevance in the areas of operational, compliance, fraud, strategic, and technology risks.”
Do you have the analytical and critical thinking, communication skills, and business acumen to assume your role as a true business partner? Are your audit efforts aligned with key business strategies? This conference will help you attain those goals by presenting you with the best practices and personal experiences of career auditors who work for or oversee high-performing audit groups, and whose insight and passion for the profession resonates from the podium.
Four keynote sessions and 32 concurrent breakout sessions allow you to person-ally interact with senior-level executives from highly respected organizations including but not limited to Boeing, the Canadian Commercial Corporation, Georgetown University, MetLife, Smith & Wesson, The Hartford Financial Services Group, the U.S. Postal Service, and many others.
Tracks focus on those topics identified by practitioners as being the most impor-tant for the profession with an underlying focus on fraud and technology:
• TowardEffectiveGovernance• EnhancingEnterpriseRiskManagement• InvestinginControls• AuditingSmarter
To further enhance your conference experience, participate in a pre-conference workshop on Sunday, August 19, from 3:00 – 6:00 p.m. on Fraud and Risk Self Assessment, led by Dr. Joan Pastor of JPA International Inc.
To be world-class, you must strive to be best-in-class in your performance at every level – leadership, governance, control, risk management, fraud, technology, and relationship management. The IIA’s 2012 GRC Conference can help!
visit www.theiia.org/Grc2012 to learn more and log in on or before June 8 to save us $200 when you register as an iia member.
Group discounts are also available by calling +1-407-937-1111.
www.theiia.org/grC2012
sunday, auGust 19, 2012 LEARnInG LEvEL = I – Beginner II – Intermediate III – Advanced – Fraud – technology
3:00 – 6:00 p.m. Pre-conference WorkshopWrk 1 fraud and risk self Assessment IDr. joan Pastor, Chief Executive Officer, JPA International Inc. Auditing
4:00 – 6:00 p.m. Registration
monday, auGust 20, 20127:00 a.m. – 5:00 p.m. Registration7:30 – 8:30 a.m. Continental Breakfast and networking8:30 – 9:45 a.m. opening Comments - GRC Conference Chairman
Gs 1 sharpening our focus on the road Ahead: Internal Auditing 20/20 IIRichard F. Chambers, CIA, CGAP, CCSA, CRMA, President and Chief Executive Officer, The Institute of Internal Auditors Auditing
9:45 – 10:15 a.m. networking BreakTRACKS TOWARD EFFECTIVE GOVERNANCE ENHANCING ENTERPRISE
RISK MANAGEMENT INVESTING IN CONTROLS AUDITING SMARTER
10:15 – 11:30 a.m. cs 1-1 I
leadership skills for Working with executives and Audit Committees
Dr. joan Pastor Chief Executive Officer JPA International Inc.
cs 1-2 II
Aligning erM and Internal Audit to focus on strategic risksMODERATOR:
Sandra Pundmann, CIA Partner, Audit and Enterprise Risk Services Deloitte & Touche LLP
PANELISTS:
Elizabeth truelove McDermott Vice President, Ethics and Compliance Services Devry Inc.
thomas Cheriyan Director, Business Process Assurance CDW Corp.
cs 1-3 I
detecting fraud in Credit Card data
Phillip W. hurd Chief Audit Executive and Director, Internal Auditing Georgia Institute of Technology
cs 1-4 II
New technology is Changing business Processes, risks, and Controls. how Will that Impact You?
norman Marks, CRMA Vice President SAP
Personal Development Management Advisory Services Auditing Auditing
11:30 a.m. – 12:45 p.m. Lunch12:45 – 2:00 p.m. cs 2-1 II
governance, risk, and Control: What is it? how is it different than enterprise risk Management?
Dr. Glenn E. Sumners, CIA Director, Center for Internal Auditing College of Business
Dr. jared S. Soileau, CIA, CCSA Visiting Assistant Professor, Accounting
Louisiana State University
cs 2-2 I
be at the table: tips and techniques for Auditors to Promote effective and efficient enterprise risk Management
Carin Salonia Assistant Vice President, Internal Audit Management Advisory Services
Daniel Seabra Assistant Director, Internal Audit Management Advisory Services
The Hartford Financial Services Group
cs 2-3 II
enhancing Management’s Internal Control Capabilities
jacqueline Wagner, CIA Consultant Ernst & Young LLP
Bavan holloway, CIA Vice President, Corporate Audit, Office of Internal Governance The Boeing Co.
cs 2-4 I
best Practices on the use of data Mining to Combat fraud
Felicia A. hawkins Manager, Countermeasures and Performance Evaluation U.S. Postal Service
Auditing Management Advisory Services Auditing Specialized Knowledge and Applications
2:00 – 2:30 p.m. networking Break2:30 – 3:45 p.m. cs 3-1 I
Internal Audit: thought leadership for effective Crisis Management
Sanjay Patel Deputy Chief Accountability Officer Central Management Services State of Illinois
cs 3-2 II
Integrating It into the erM Process
Xenia Ley Parker, CIA, CFSA Senior Director, IT Internal Audit Marsh & McLennan Companies
cs 3-3 III
Choices In risk Management ModelsMODERATOR:
Sally j. Dix, CIA, CRMA Vice President, Standards and Guidance The Institute of Internal Auditors
PANELISTS:
R. karl Erhardt Senior Vice President and General Auditor MetLife
Sandra Pundmann, CIA Partner, Audit and Enterprise Risk Services Deloitte & Touche LLP
norman Marks, CRMA Vice President SAP
cs 3-4 II
Audit smarter, Not longer! It Audit Case study
Ross Elliott Wescott, CIA Chief IT Auditor Portland General Electric Co.
Management Advisory Services Auditing Business Management & Organization Auditing
monday, auGust 20, 2012 (ContInUED) LEARnInG LEvEL = I – Beginner II – Intermediate III – Advanced – Fraud – technology
3:45 – 3:55 p.m. Session Change3:55 – 5:10 p.m. cs 4-1 II
Auditing governance: If there’s a Will, there’s a Way
hal Garyn, CIA Vice President, North American Audit Services The Institute of Internal Auditors
cs 4-2 I
An overview of the oCeg grC Capability Model
jason Mefford, CIA, CRMA President Mefford Associates
jane Diaz Senior Internal Auditor Ventura Foods LLC
cs 4-3 I
governing with ItIl and CobIt
Pam nigro Manager Health Care Service Corp.
cs 4-4 II
the Auditor’s role in helping Management understand how to Prevent and detect fraud
harriet Richardson, CIA, CGAP Deputy City Auditor City of Berkeley, CA
Auditing Auditing Computer Science Auditing
5:15 – 6:30 p.m. Welcome Reception
tuesday, auGust 21, 20127:30 a.m. – 5:00 p.m. Registration7:30 – 8:30 a.m. Continental Breakfast and networking8:30 – 9:45 a.m. opening Comments
Gs 2 Providing Assurance over risk Management: It’s Not an option Anymore IIPaul j. Sobel, CIA, CRMA, Vice President and Chief Audit Executive, Georgia-Pacific LLP Management Advisory Services
9:45 – 10:15 a.m. networking BreakTRACKS TOWARD EFFECTIVE GOVERNANCE ENHANCING ENTERPRISE
RISK MANAGEMENT INVESTING IN CONTROLS AUDITING SMARTER
10:15 – 11:30 a.m. cs 5-1 II
Case study: Corporate governance start-up
nick Moscaritolo Vice President, Internal Assurance JDA Software Group
cs 5-2 II
risk Management strategy: the right Approach for Your organization
Sally j. Dix, CIA, CRMA Vice President, Standard and Guidance The Institute of Internal Auditors
cs 5-3 II
Case study: how elster group Integrates Multiple Compliance Initiatives on a single technology Platform
Malte h. Globig, CIA Senior Manager, Internal Audit Elster Group SE
cs 5-4 II
IA fraud risk Assessment and Management
Annie Dugas Director, Investigative and Forensic Services Raymond Chabot Grant Thornton Consulting Inc.
Christian Asselin Chief Audit Executive Natural Resources Canada
Auditing Auditing Auditing Auditing
11:30 a.m. – 12:45 p.m. Lunch12:45 – 2:00 p.m. cs 6-1 II
how a small Audit department enhances Corporate governance through a broader, More strategic focus on risk
kaveh Rikhtegar, CIA Director, Internal Audit Canadian Commercial Corp.
cs 6-2 II
enterprise fraud risk Management
Paul E. Zikmund Director, Global Integrity and Forensic Audit Bunge Ltd.
cs 6-3 II
honorably retiring “Controls” and Promoting “risk treatments”: It’s time
tim j. Leech, CIA, CRMA Managing Director, Global Services Risk Oversight Inc.
cs 6-4 II
Crisis Management: A New Playbook
jason Ackerman, CIA, CRMA Chief Audit Executive Georgetown University
Monica Modi Dalwadi, CIA Director Baker Tilly
Auditing Auditing Auditing Business Management & Organization
2:00 – 2:30 p.m. networking Break
reGister as an iia memBer and save!www.theiia.org/Grc2012 / +1-407-937-1111
Group discounts are also availaBle
www.theiia.org/grC2012
tuesday, auGust 21, 2012 (ContInUED) LEARnInG LEvEL = I – Beginner II – Intermediate III – Advanced – Fraud – technology
TRACKS TOWARD EFFECTIVE GOVERNANCE ENHANCING ENTERPRISE RISK MANAGEMENT
INVESTING IN CONTROLS AUDITING SMARTER
2:30 – 3:45 p.m. cs 7-1 II
Is It governance really Auditable?
tim Penrose, CIA Senior Director, IT Audit TIAA-CREF
cs 7-2 II
leveraging the three lines of defense for effective risk Coverage
R. karl Erhardt Senior Vice President and General Auditor MetLife
cs 7-3 II
time to get real - refocusing Controls to fight Modern threats
Daimon Geopfert National Leader, Security and Privacy Consulting McGladrey LLP
vincent j. Schira IT Audit Program Leader Domino’s Pizza
cs 7-4 II
emerging technology risks – “smart Phones, iPads and blackberries, oh My!”
norman Comstock, CIA, CRMA, CCSA Managing Director
Richard Peters Senior Manager
UHY Advisors
jamie DuBray, CIA Manager, Audit - Shared Services CITGO Petroleum
Auditing Auditing Management Advisory Services Specialized Knowledge & Applications
3:45 – 3:55 Session Change3:55 – 5:10 p.m. cs 8-1 II
Internal Audit - Perspectives of a Chief Compliance officer
jon Rydberg Chief Compliance Officer and Vice President, Internal Audit Smith & Wesson
cs 8-2 II
A risk Manager’s view on erM
Carol Fox Director of Strategic and Enterprise Practice RIMS, The Risk Management Society
cs 8-3 II
using Computer forensics to Manage Controls
Bill Perry Private Investigator, Security Consultant/Instructor and Chief Compliance Officer Bill Perry & Associates
cs 8-4 III
What does An Internal Auditor really Need to know About Crisis Management
Annie Searle Principal Annie Searle & Associates LLC
Business Management & Organization Management Advisory Services Computer Science Management Advisory Services
Wednesday, auGust 22, 20127:30 – 11:30 a.m. Customer Relations7:30 – 8:30 a.m. Continental Breakfast and networking8:30 – 9:45 a.m. opening Comments
Gs 3 vendor Contracts and risk Assessment: lessons learned from fraud Convictions IIMODERATOR:
Frank Lazzara, Managing Director, FTI Consulting PANELISTS:
Dr. Susan Magiero, Managing Director, FTI Consulting Annie Dugas, Director, Investigative and Forensic Services, Raymond Chabot Grant Thornton Consulting Inc.Paul E. Zikmund, Director, Global Integrity and Forensic Audit, Bunge Ltd. Behavioral Ethics
9:45 – 10:15 a.m. networking Break 10:15 – 11:30 a.m. Closing Comments
Gs 4 ethics and Managing risk: A Preventive Maintenance Approach IIDr. Christopher Bauer, Founder, Bauer Ethics Seminars Behavioral Ethics
special offers for Grc conference deleGatesFree IIA MembershipBy remitting the nonmember price for this event upon registration, you are eligible for a free one-year gift membership. By completing a registration form for this event in its entirety and submitting it to The IIA, you signify your agreement.
Discounted IIA Research Foundation Bookstore Purchases and Free ShippingThe IIA Research Foundation Bookstore (IIARF) offers hundreds of educa-tional products that help you as a practitioner. Visit The IIARF Bookstore and receive an additional 10% off the already reduced IIA member pricing on IIA and IIARF-published products, as well as free shipping within the United States and Canada.
Waived CIA Exam Application FeeThe IIA will waive the initial Certified Internal Auditor® (CIA®) exam application fee (a US $100 value) for any IIA member who attends this conference. To request the application waiver, locate IIA Customer Relations during the conference, call +1-407-937-1111, or email [email protected].
Enjoy Discounted Airfare on United Airlines and Delta AirlinesThe IIA has arranged for discounted travel of two percent to five percent for travel to and from the 2012 GRC Conference on United and Delta Airlines. Visit the “Location” page of www.theiia.org/GRC2012 for details and discount codes to use when booking your flight.
2012 Governance, risk, and control conference reGistration fees
IIA MeMbers NoNMeMbers AvAIlAble CPe
CoNfereNCeOn or Before June 8 US $1,195 US $1,695 18
After June 8 US $1,395 US $1,695 18
Pre-CoNfereNCe WorkshoP
Fraud and Risk Self Assessment US $325 US $325 3
After August 11, add US $100 to the registration fee
Your GRC Investment Includes 32 Concurrent Sessions, 18 CPE Credits (+3 with Workshop Attendance), 10 Hours of Networking, 5 Refreshment Breaks, 4 General Sessions, 3 Continental Breakfasts, 2 Lunches, 1 Reception, Unlimited Exhibit Hall Access, and more.
log in and register at www.theiia.org/Grc2012 or contact iia customer relations at +1-407-937-1111 or [email protected].
conference informationPayment DetailsAfter August 11, 2012, registration includes an additional US $100 fee. Admittance to this event is contin-gent upon full receipt of payment prior to the conference. Payment for an IIA-sponsored conference is due in US dollars at time of registration. If payment has not been received prior to the start of the event, The IIA reserves the right to deny entrance. Go to www.theiia.org/GRC2012 to register using a credit card or register by calling IIA Customer Relations at +1-407-937-1111. If paying by check, make it payable to The Institute of Internal Auditors, and mail it with your registration form to The IIA Payment Center, P.O. Box 31280, Tampa, FL 33631-3280, USA, or contact IIA Customer Relations by phone at +1-407-937-1111, by email at [email protected], or by fax at +1-407-937-1101 to charge your registration to your VISA, MasterCard, or American Express.
Schedule ChangesAt times, it may be necessary to cancel, reschedule, or substitute an event, conference session, speaker, conference, and/or topic after registration has been confirmed. The IIA will provide advance notification of any changes once notice has been received and, in doing so will not be responsible for penalties related to the canceling or rescheduling of registration fees, airfare, lodging, etc.
What If You Change Your Mind?Cancellations must be made in writing, and those received after July 23, 2012, are subject to a US $495 nonrefundable processing fee. This service charge will be waived if you register for another program at the time of cancellation. No refunds will be given for confirmed reservations not cancelled by August 6, 2012. All requests for refunds will be processed within 30 days following the program. Fees, courses, and program content are subject to change without notice.
Contact InformationFor more information regarding refund, complaint, and/or program cancellation policies, please contact IIA Customer Relations at +1-407-937-1111 or [email protected].
CPE Credits AvailableWhen you attend this conference you are eligible for up to 18 continuing professional educa-tion (CPE) credits, depending on the number of sessions you attend. The pre-conference workshop is three CPE. Attendance will be tracked via a ticket system. The IIA’s educational programs are acceptable for fulfilling CPE requirements, which ensure that internal auditors
comply with the specific standards on education in The IIA’s International Standards for the Professional Prac-tice of Internal Auditing. The Institute of Internal Auditors is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.learningmarket.org.
Conference Sponsorships and Exhibit Space AvailableFor exhibit and sponsorship opportunities at this event, please contact [email protected] or call +1-407-937-1388.
What to WearFor your comfort, business casual is appropriate when attending IIA conferences. We suggest that you dress in layers because the temperatures in hotel meeting rooms can vary considerably.