POSITION ORGANIZATION/ENTITY
.Q.AIE PARTIES AND TERMS
r1 ;:· 1r
2.
AO 10 Rev. 112008
FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2008
I. Person Reporting (last name, first, middle initial) 2. Court or Organization
Brotman, Stanley S. U.S.D.C, New Jersey
4. Title (Article Ill judges indicate active or senior status; Sa. Report Type (check appropriate type) magistrate judges indicate full- or part-time)
D Nomination Date
U.S. District Judge/Sr. Status D Initial 0 Annual
Sb. D Amended Report
D Final
Report Required hy the Ethics in Government Act of 1978 (5 U.S.C. app. §§ 101-11 /)
3. Date of Report
6/26/2009
6. Reporting Period
01/01/2008
to
12/31/2008
7. Chambers or Office Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, It ls, In my opinion, In compliance
6030 M.H. Cohen US Courthouse with applicable laws and regulations.
4th & Cooper Streets, Box 1029 Camden, NJ 08102-1029
Reviewing Officer Date
IM PORT ANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page.
J. POSJTJ 0 NS. (Reporting individual only; see pp. 9-13 of filing instructions.)
[Z] NONE (No reportable positions.)
NAME OF
2.
3.
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 of filing instructions.)
[Z] NONE (No reportable agreements.)
I.
CJ
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3.
Brotman, Stanley S
SOURCE INCOME
SOURCE
SOURCE DATES LOCATION PURPOSE ITEMS
2.
Name of Penon Reporting Dale of Report FINANCIAL DISCLOSURE REPORT
Brotman, Stanle)' S. 6/26/2009Page 2of16
HJ. NO N-JNVESTMENT JN CO ME. (Reporting individual and spouse; see pp. 17-24 of filing instructions.)
A. Filer's Non-Investment Income
[{] NONE (No reportable non-investment income.)
AND TYPE (yours. not spouse's)
I.
3.
4.
B. Spouse's Non-Investment Income - If you were married during any portion of the reporting year, complete this section.
(Dollar amount not required e.xceptfor honoraria.)
D NONE (No reportable non-investment income.)
AND TYPE
I. 2008 Director, American Automobile Association, Club of South New Jersey
2.
3.
4.
IV. REIMBURSEMENTS -transportation, lodging.food, entertainment
(Includes those to spouse and dependent children; see pp. 25-27 offiling instructions.)
D NONE (No reportable reimbursements.)
PAID OR PROVIDED
I. NY Intellectual Property Law Association
3/28-29/08 New York, NY Dinner Lodge, Food
2. AAA South Jersey (See Secti on VIII, item as to Section IV (a)
5/17-22/08 Hollywood, FL AAA Annual Meeting Lodge, Food, Transportation
3. Third Circuit Judicial Confere nee
4128-30/08 Cambridge. MD Conference of Judges Lodge, Food, Transportation
4.
5.
SOURCE DESCRIPTION
CREDITOR DESCRIPTION
VALUE
VALUE CODE
FINANCIAL DISCLOSURE REPORT
Page 3of16
Name of Person Reporting
Brotman, Stanley S.
Date of Report
6/2612009
V. G f FTS. (Includes those to spouse and dependent <'hildren; see pp. 18-31 of filing instru<'lions.)
[Z] NONE (No reportable gifts.)
I.
2.
3.
4.
5.
VJ. LIABILITIES. (Includes those of spouse and dependent children; see pp. 31-33 of filing instructions.)
[Z] NONE (No reportable liabilities.)
3.
4.
5.
- -
dm
FINANCIAL DISCLOSURE REPORT Page 4of16
Name of Penon Reporting
Brotman, Stanley S.
Date of Report
6/26/2009
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent childrt!n; Sl!t! pp. 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
I.
2.
3.
4.
5.
6.
7.
8.
9.
JO.
11.
12.
13.
14.
15.
16.
17.
A.
Description of Assets
(including trust assets)
Place "(X)" after each asset
exempt from prior disclosure
Advantage Pirmary Liq. Fd/Oppenheimer
U.S. Enviro Systems, Inc. els (formerly Co genie Energy ) Sys
General Electric els
Xerox Corporation els
PNC Bank c/s
Sun Nat. Bank, Vineland. NJ (chkg acct)
Israel Bonds
Wachovia Cap. Acct., formerly Command Money Fund/Prudential
Wachovia Corp.
Israel Bonds
Minotola National Bank, Vineland, NJ (chec king)
TRUST:
-GlenmedeFund lnc.-Tax Exempt Cash Port prin. cash & reserve
- Gloucester Cnty NJ G. 0. (dtd 10/1/97; 2/1/08)
- General Electric Co. els
- Colgate Palmolive Co. els
- Johnson & Johnson els
I. Income Gain Codes: A =S 1,()()() or less
(See Columns Bl and 04) F =$50.001 • SI00.000
2. Value Codes J =SI 5.000 or less
(See Columns Cl and DJ) N =5250.001 • 5500.000
PJ =S25.000,llOI • S50,000,000
J. Value Method Codes Q =Appraisal
(See Column C2) U =Book Value
B. c. D.
Income during Gross value at end of Transactions during reporting period
reporting period reporting period
(I) (2) {I) (2) (I) (2) (3) (4) (5) Amount Type {e.g., Value Value Type(e.g., Date Value Gain Identity of Code I div., rent. Code 2 Method buy, sell, Month- Code 2 Code I buyer/sci ler (A-H) or int.) (J-P) CodeJ redemption) Day (J-P) {A-H) (if private
(Q-W) transaction)
A Interest J T
None J T
B Dividend L T
A Dividend K T
B Dividend K T
B Interest J T
A Interest J T
B Interest J T
A Dividend K T
A Interest J T
A Interest J T
c Interest K T
B Interest Redeemed 211 L
B Dividend L T
A Dividend K T
A Dividend K T Sold 8118 K c (part)
B =Sl.001 • S2.500 C =S2.501 - S5.000 D =SS.001 - S 15.000 E =SIS.DOI - SS0.000
G =SI00.001 - Sl.000.000 HI =Sl.000.001 - SS.000.000 H2 =More than S5.000.0<IO
K =515.001 - S50.000 L =550.001 - 5100.000 M =5100.001 - 5250.000
0 =S500.001 • Sl.(MKl.IJOO Pl =Sl.000.001 - S5.000.000 P2 =55.000.001 - 525.000.000 P4 =More than $50,IJOO,OOO
R ""Cost (Real Estate Only) S =Assessment T =Cash Market
V :::Other W =Estimated
!
-
FINANCIAL DISCLOSURE REPORT
Page 5of16
Name of Penon Reporting
Brotman, Stanley S.
Date of Report
6/26/2009
VII. INVESTMENTS and TRUSTS - inL'ome, value, transactions (Includes those of spouse and dependent ··hildren; .<ee PP· 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
A. B. c.
Description of Assets Income during Gross value at end of
(including trust assets) reporting period reporting period
(I) (2) (I) (2) (I) Place "(X)" after each asset Amount: Type (e.g., Value Value Type (e.g.,
exempt from prior disclosure ·Code I div., rent, Code 2 Method buy, sell,
18. - Royal Dutch Petroleum NY shares c/s
19. - City Group, Inc. els
20. - Bank of America c/s
21. - Automatic Data Processing, Inc. els
22. - Microsoft Corp, els
23. -Intel Corp. els
24. - Chase Manhattan Corp.els
25. Daimler Chrysler els
26. IBM els
27. Pepsico, Inc. els
28. Specialty Retail Group, Inc. els
29. THE GLENMEDE TRUST CO.(IRAI):
30. - Glenmede Fund, Inc.: Strategic Equity Port
31. THE GLEN MEDE TRUST CO.(IRA2):
32. - Glenmede Fund, Inc. : Strategic Equity P art
33. THE GLENMEDE TRUST CO. INVESTM ENT ADVISORY:
34. - Glenmede Fund, Inc.: Strategic EquityPart
I. Income Gain Codes: A =Sl,000 or Jess
(See Columns Bl and D4) F =$50,001 -SI00,000
2. Value Codes J =$15,000 or less
(See Columns Cl and 03) N =S250,00 I - S500,000
P3 =S25,000,00I - $50,000,000
3. Value Me1hod Codes Q =Apprnisal
!See Column C2) U =Book Value
(A-H) or int.) (J-P)
B
B
B
A
A
B
A
A
A
A
A
A
B
Dividend L
Dividend
Dividend K
Dividend K
Dividend K
Dividend J
Dividend J
Dividend J
Dividend M
Dividend J
None J
Int/Div M
Int/Div K
Dividend L
B =Si.001 -S2,500
G =SillO.llOI -Sl ,000,000
K =$15.001 - $50,000
0 =S500,00I - Sl,000,000
R =Cost (Real Estate Only)
V =Other
Code 3 redemption)
(Q-W)
T
Sold
T
T
T
T
T
T
T
T
T
T
T
T
C =S2.501 - S5,000
HI =Sl.OOO.OOl -S5,000,000
L =550,001 -SI00,000
Pl =Sl.000,001 - SS.000,000
P4 =More than S50,000,000
S =Assessment
W =Estimated
D.
Transactions during reporting period
(2) (3) (4) (5) Date Value Gain Identity of
Month - Code 2 Code I buyer/seller
Day (J-P) (A-H) (if private
transaction)
8118 J c
D =S5,00I - S 15.<MJO E =S 15,001 - S50.000
H2 =More rhan SS.000,000
M =SI00.001 -$250,000
P2 =SS.ooo.00 I - m.000.000
T =Cash Markel
I
FINANCIAL DISCLOSURE REPORT
Page 6of16
Name or Penon Reporting
Brotman, Stanley S.
Dale or Report
612612009
VII. INVESTMENTS and TRUSTS - income, vatue, transactions r1nc1udes those of.•pouse and dependent children: see PP- J4-6o of filing ins1ru,·nons.J
D NONE (No reportable income, assets, or transactions.)
A. B. c. D.
Description of Assets Income during Gross value at end of Transactions during reporting period
(including trust assets) reporting period reporting period
(I) (2) (I) (2) (I) (2) (3) (4) (5)
Place "(X)" after each asset Amount Type (e.g., Value Value Type(e.g., Date Value Gain Identity of
exempt from prior disclosure Code I div .. rent. Code 2 Method buy. sell. Month- Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private
(Q-W) transaction)
35. Verizon els A Dividend J T
36. Pepsico, Inc. els A Dividend J T
37. Motorola, Inc. els A Dividend J T
38. J.P.Morgan Chase els A Dividend K T
39. Intel els A Dividend K T
40. Israel Bonds A Interest J T
41. Vodaphone AirTouch els A Dividend K T
42. TRUST:
43. - Exxon Mobil Corp. els B Dividend K T Sold 411 K D (part)
44. - Sayreville, NJ (dtd 911100; 4.6% Due 911 B Interest K T 110)
45. - Mercer County, NJ lmpt.(dtd 12115100 4.4 B Interest K T %,due 1111110)
46. - Ocean City,NJ FSA G.0.(dtd 411198 4.5 B Interest K T %;due 411108)
47. THE GLENMEDE TRUST CO.(IRAI):
48. - Glenmede Fund, Inc.: Strategic Equity Part B Dividend L T
49. THE GLENMEDE TRUST CO.(IRA2):
50. - Glenmede Fund, Inc.: Strategic Equity Part B Dividend K T
5 I. THE GLENMEDE TRUST CO. INVESTM ENT ADVISORY:
I. Income Gain Codes: A =SI ,IMlO or less B =Sl.fJOI -S2.500 C =S2. 501 • S5.000 D=S5,00I -S15.000 E =Si5,00I · S50,000
(See Columns Bl and 04) F =S50,IMH -S 100.000 G =SI00. 001 -Sl,000,000 HI =Sl,OOO.OOl -S5, IHJ0,IHH) H2 =More than SS,000 .000
2. Value Codes J =S 15,000 or less K =Sll,001 - Sl0 ,000 L =Sl0,001 - SI00.000 M =SI00,001 - $250,000
(See Columns Cl and 03) N =S250,00 I -S500,fl00 0 =S500.IMJ I -SI ,()(lO,IJOO Pl =Sl.OOIJ,001. S5,()()().00IJ P2 =S5,ll00,00I -S25,000,000
PJ =525.000,IJO I -S50,000,000 P4 =More than S50 .UOO,OOIJ
3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market
1See Column C2) U =Book Value V =Other W =Estimated
--
--
FINANCIAL DISCLOSURE REPORT
Page 7of16
Name of Person Reporting
Brotman; Stanley S.
Date of Report
612612009
VII. INVESTMENTS and TRUSTS - income, vatue, transactions onc1udes those of spouse and dependent children: see PP· 34..fJo of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
A. B. C. D.
Description of Assets Income during Gross value at end of Transactions during reporting period
(including trust assets) reporting period reporting period
(I) (2) (I) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g .• Value Value Type (e.g., Date Value Gain Identity of
exempt from prior disclosure Code I div., rent. Code 2 Method buy. sell. Month - Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private
(Q-W) transaction)
52. - Glenmede Fund, Inc.: Strategic Equity Port B Dividend K T
53. Verizon Communications els A Dividend J T
54. Unique Mobility, Inc. els A Dividend J T
55. TRUST:
56. - Medtronic, Inc. els A Dividend K T
57. - NJ SY EDL F ACS Auth Re Ambac dtd 7 A Interest K T 11101 4.3% 711111
58. THE GLENMEDE TRUST CO.(IRAI):
59. - Glenmede Fund, Inc.; Strategic Equity Fu A Dividend J T nd
60. - Vanguard Institutional Index 500 FD B Dividend L T Sold 11/25 J (part)
61. THE GLENMEDE TRUST CO.(IRA2):
62. - Glenmede Fund, Inc. - Strategic Equity P A Dividend J T art
63. - Vanguard Institutional Index 500 FD B Dividend K T Sold 11125 J (part)
64. THE GLENMEDE TRUST CO. INVESTM ENT ADVISORY:
65. - Vanguard Institutional Index 500 Fund A Dividend K T
66. TRUST
67. - NJ SPORTS&EXPOSITION dtd 111102 4. B Interest K T 6% due 3/1112
68. - Target Corp. els A Dividend K T
I . Income Gam Codes: A -=SJ ,000 or less B =Si .001 • 52.500 C =S2.501 -S5.0UO D=S5.00l -Sl5.000 E =Sl5.00I -$50.000
(See Columns Bl and 04) F =S50,()(ll - SI00.000 G =SI00,001 - Sl.000.000 HI =Sl,000.001 -55.000.000 H2 =More than $5.000,000
2. Value Codes J =515.000 or less K =S15,00I -550.000 L =550,001 -SI00.000 M =SI00.001 -$250.000
<See Column s Cl and 03) N =S250.00I - S500.UOO 0 =S500.00 I -SI ,()(JO.()()() PI =$ UJ00.00 I - SS.000.000 P2 =$5,000.00 I - 525.000.000 PJ =S25,0UO,OOI -S50,()(J0,000 P4 =More than S5o,ooo.ooo
3. Value Method Codes Q =Appraisal R =Cost (Real E state Only) S =Assessment T =Cas h Market
(See Column C2} U "'Book Value V=Other W =-Estimated
-·
c.
(2)
73.
74.
75.
FINANCIAL DISCLOSURE REPORT
Page 8of16
Name of Penon Reporting
Brotman, Stanley S.
Dale of Report
612612009
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those of spouse and dependent children; see PP· J4-6o offilinx instructions.>
D NONE (No reportable income, assets, or transactions.)
A. 8. D. Description of Assets Income during Gross value at end of Transactions during reporting period
(including trust assets) reporting period reporting period
(I) (2) (I) (2) (I) (3) (4) (5) Place "(X)" after each asset ,Amount Type(e.g., Value Value Type (e.g., Date Value Gain Identity of
Code I exempt from prior disclosure div .. rent.. Code2 Method buy. sell. Month- Code2 Code I buyer/seller (A-H) or int.) (J-P) CodeJ redemption) Day (J-P) (A-H) (if private
(Q-W) transaction)
69. NJ ST.HSG&MTG FIN ACY BOND dtd 21 A Interest Redeem ·· 511 K 05102;due 511108 3.65%
70. State oflsrael Bond dtd 2/01102 4.0% A Interest J T
71. State oflsrael Bond dtd 12101102 4.0% A Interest J T
72. Amgen, Inc. els A Dividend J T
Mercer Cnty,NJ lmp.Auth.dtd 8101102;due A Interest K T 8101109 3.25%
Davis N.Y. Venture Fund Class C A Dividend K T
Lucent Technologies, now known as Alcat A Dividend J T el-Lucent
76. Allianz RCM Innovation Fund now known a A Interest J T s RCM Global Technol.
77. Prudential Financial, Inc .. A Dividend J T
78. S.J. Port. Corp., NJ Rev, 3.50, dtd 12101102, A Interest K T due 1101109
79. -TRUST
80. - Goldman Sacks Group cls A Dividend L T
81. - Intel Corp., cls A Dividend J T
82. .. TRUST
83. - Devon Energy Corp., cls A Dividend J T
84. - Johnson Controls, cls A Dividend K T Sold 8/18 J c (part)
85. - Oracle Systems, els None K T
I. Income Gain Cod es: A =S 1,000 or less B =Sl.001 · S2.500 C =S2.501 - S5.ll00 D =S5.00 I - S 15.0(}() E =SI 5,001 - S50,000
(See Columns Bl and 04) F =$50.00I -SI 00.000 G =SI00.001 -Sl.000.000 HI =Sl,ll00,001-S5.0()(),000 H2 "'More than $5,000,000
2. Value Codes J =S 15.t)()() or less K =Sl5JJOI - S50.000 L =SS0.001 - SI00.000 M =5100,001 -5250.000
(See Columns Cl and 03) N =5250,001 -5500,000 0 =550<1.001 -51.000.ooo Pl =Sl,0()(),001 -$5,f)(JO,l)(JO P2 =S5.!XM),!XJI -525,000.000
PJ =S25,()(J(),00 I - 550,000,000 P4 =More than 550,000.000
J. Value Method Codes Q =Appraisal R =Cos! (Real Estate Only) S =Assessment T =Cash Market
(See Column C2) U ==Book Value V =Other W =>Estimated
FINANCIAL DISCLOSURE REPORT
Page 9of16
Name of Penon Reporting
Brotman, Stanley S.
Date of Report
612612009
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see PP· 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
A. B. c. D.
Description of Assets Income during Gross value at end of Transactions during reporting period (including trust assets) reporting period reporting period
(I) (2) (I) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset 'Amount Type(e.g., Value Value Type (e.g., Date Value Gain Identity of
exempt from prior disclosure Code I div.• rent. Code2 Method buy, sell, Month- Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code3 redemption) Day (J-P) (A-H) (if private
(Q-W) transaction)
86. - 3M Co, els A Dividend K T
87. - Kellogg Co., els A Dividend J T
88. - Proctor & Gamble Co., els A Dividend J T
89. - Varian Medical Systems, Inc., els A Dividend K T
90. Freescale Semiconductor, els None J T
91. - Abbott Laboratories, els A Dividend K T
92. - Royal Dutch Shell PLC-ADR els A Dividend J T
93. - Gillette Co, els A Dividend K T
94. - Varian Medical Sys, Inc. els A Dividend K T Sold 8118 K D (part)
95. - Pepsico, Inc., els A Dividend J T
96. - Proctor & Gamble Co., c/s A Dividend J T
97. - Pepsico, Inc., els A Dividend K T
98. - Wyeth, els A Dividen d K T
99. - Marlbvoro Twp., NJ Brd Ed, dtd 7115104 4 B Interest L T .5%, due 7115113
100. Kiron Int'!, Inc. els None J T
IOI. GLENMEDE TRUST Investment Advisory
102. Glenmede Fund, Inc. - Tax Exempt Cash P c Interest J T ort dtd I 0114188
I. Income Gain Codes: A "'S 1.000 or Jess B =Sl.001. S2.500 C =S2,501 -S5.IJIJO D=S5.001-Sl5.IJIJO E =SI 5.001 - S50,000
(See Columns Bl and D4) F =S50,00 I -S 100,000 G =SI00,001 -Sl.000.000 HI =Sl.IJOO,OOl -S5.000,000 H2 =More than S5.00U.OOO
2. Value Codes J =S 15 .otXJ or less K =S15,IJOI -S50,000 L =S50,00I -SI00,000 M =SI00,001 - S250,000
(See Columns Cl and 03) N =S250.00 I - $500,000 0 =S500,00I -SJ.()()(),()()() Pl =Sl,000.001 . S5.()(>0.otl0 P2 =S5.000,00I -$25.000.000
PJ =S25.000.00I -$50,IJIJO,OOO P4 =More than S50,IJIJO.IJIJO
3. Value Method Codes 0 =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market
(See Column C2) U -"'Book Value V=Other W =Estimated
•.-
A
FINANCIAL DISCLOSURE REPORT
Page 10of16
Name of Penon Reporting
Brotman, Stanley S.
Date of Report
612612009
VII. INVESTMENTS and TRUSTS - income, value, transadions (Includes those of spouse and dependent children; see PP· 34 0 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
A. B. c. D.
Description of Assets Income during Gross value at end of Transactions during reporting period
(including trust assets) reporting period reporting period
(I) (2) (I) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Type(e.g., Value Value Type(e.g., Date Value Gain Identity of
exempt from prior disclosure . Code I div., rent, Code 2 Method buy, sell, Month - Code 2 Code I buyer/seller (A-H) or int) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private
(Q-W) transaction)
103. ..TRUST
104. - Boeing Co. cls A Dividend Sold 8118 K
105. - lllinois Tool Works, cls Dividend K T
106. - Texas Instruments, Inc. els A Dividend K T
107. - United Technologies Corp., els A Dividend K T
108. - Glenmede Fund, Inc. -International Port B Dividend K T Sold 411 K (part)
109. - Tweedy Brown Global Value Fund A Dividend K T Sold 12129 J c (part)
110. T Sold 12131 K (part)
111. - William Blair Inst. Intl. Growth Fund B Dividend K T Sold 4101 K (part)
112. T Sold 12117 J c (part)
113. - Quest Diagnostics, Inc. els A Dividend K T
))4. - Teva Pharmaceutical, els A Dividend Sold 411 J c
))5. -General Electric Cap. Corp., dtd 4128106, 5. c Interest L T 5% due 412811 I
116. - United Technologies Corp., dtd 4129102 6 c Interest L T . I% due 511512012
117. - J.P. Morgan Chase & Co., dtd 11125102 5. B Interest K T 75% due 11212013
IJ8. - Citigroup, Inc. dtd 2/21/02 6% due 2/21/ c Interest L T 2012
IJ9. -William Blair Intl. Growth - I D Dividend K T Sold 12/17 J B (part)
I. Income Gain Codes: A =S 1,000 or less B =Sl.llOI - S2.500 C =S2.501 - S5.000 D =$5,001 - Sl5.000 E =Sl5,00l -S50,000
(See Columns Bl an<l 04) F =$50,001 -SI00,000 G =Slll0.001 - Sl.000,000 HI =Sl,000,001 -S5,000,000 H2 =More than S5,000,000
2. Value Coe.Jes J =Sl5,000 or less K =Sl5,00I - $50,000 L =S50,00I - SI00,000 M =SI00,001 -S250,000
(See Columns Cl and DJ) N =$250,001 - $500,IKJO 0 =S500,00I - SI ,000,000 Pl =Sl,OOO,OOl -S5,000,000 P2 =S5,000,00I - S25,IKJO,OOO
P3 =S25,000,00 I -SS0.000,(){JO P4 =More than $50,000,000
3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market
(See Column C 2) U =Book Value V =Other W =Estimated
I
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Page 11 ofl6 Brotman, Stanley S. 6/26/2009
VII. INVESTMENTS and TRUSTS - income, value, transactions r1nc1udes those of spouse and dependent children: see PP· J4-6o of filing instructions.)
NONE (No reportable income, assets, or transactions.) 0 A. B. c. D.
Descrip1ion of Assets Income during Gross value at end of Transactions during reporting period
(including trusl asselS) reporting period reporting period
(I) (2) (I) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount' Type (e.g., Value Value Type(e.g., Dale Value Gain ldcntily of
exempt from prior disclosure Code I div., rent. Code2 Method buy. sell, Month- Code2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private
(Q-W) transaclion)
120. Sold 12/31 K
121. First Bank PR CD 5.1% dtd 12/22/06 due 12/22/08
D Interest Redeemed 3/24 L
122. Passaic Cnty Ref. 5.05% dtd 9/1/03 due 9/1
/08 c Interest Redeemed 9/2 L
123. TRUST
124. -FLP Group, Inc. c/s A Dividend K T
125. -Walt Disney Company (dtd) 7118/06, 5.7%
due 7/15111 B Interest L T
126. -Boeing Co. (dtd 2111/03) f.125%, Due 2/15
/13 B Interest K T
127. -Broadridge Financial Solutions, Inc. A Dividend J T
128. -Dell, Inc. c/s A Dividend K T
129. -Rockwell Collins, c/s A Dividend J T
130. -Express Scripts, els A Dividend J T
131. -Omnicom Group, c/s A Dividend J T
132. -Glenmede Fund, Inc., Large Cap. JOO Port A Dividend K T
133. -Pepsico Inc., dtd 5/21107, 5.15%, 5/512 B Interest K T
134. -Proctor & Gamble Co, 8/10/04, 4.95 %, 8/1
5/14 A Interest K T
135. -NJ Sports & Exposition, dtd 1/1/02 416%,
3/1112
B Interest K T
136. -NJ Sports & Exposition, dtd 1/1/02 4.6%,
3/1/12
A Interest K T
L Income Gain Codes:
(See Columns Bl and D4)
2. Value Codes
(See Columns Cl and D3)
3. Value Method Codes
ISee Column CZ)
A ""SI,IX>O or less
F =550,001 - SI00.000
J =S 15.000 or less
N =S250,00I - 5500,000
PJ =S25,ooo,001 - s5o,ooo.ooo
Q =Appraisal
U =Book Value
B =S 1,00 I · S2.500
G =SI00,001 -Sl,000,000
K =St5,00I - 550,000
0 =S500,ll0 I - S 1,000,000
R -=Cost tReal Es1a1e Only)
V =Other
C =S2,501 -S5,000
HI =Sl.000,001 -S5,000,000
L =S50,00I - SI00.000
Pl =Sl,OOO.OOl -S5.000.000 P4 =More than SS0,000,000
S "'Assessment
W =Estimated
D =S5,00I -Sl5,000
H2 =More than 55,000.000
M =SI00.001 - 5250.000
P2 =S5.000.00I - $25.000.000
T =Cash Market
E =Sl5,UOI -550,000
FINANCIAL DISCLOSURE REPORT
Page 12of16
Na...., of Penon Reporting
Brotman, Stanley S.
Dale of Report
6/26/2009
VII. INVESTMENTS and TRUSTS - income. value, transaL"tions (Includes those of spouse and dependent children; •et! PP· 34-fiO of filing instrudions.)
D NONE (No reportable income, assets, or transactions.)
A. B. c.
Description of Assets Income during Gross value at end of
(including trust assets) reponing period reponing period
(I) (2) (I ) (2) (I) Place "(X)" after each asset Amount Type (e.g .. Value Value Type (e.g.,
exempt from prior disclosure
137. -Emerson Electric Co, dtd 12/11/02 5%, 12/ 15114
138. Davis NY Venture Group
139. Capmark Bank, Midvale, VT, CD. dtd 4/18 /07 due 4/ 18/08, 5%
140. Bank of Oklahoma, Tulsa, CD, 5/1%, dtd 6/ 13/07 due 6/ 13108
141. Davis NY Venture Fd, CLC
142. Camden Cnty, NJ Imp. Auth. 5%, Due 11/I 5108
143.
144. Capital One, 4%, Due 12/28/09
145. NJ St. Tran. 5%, Due 6/15/08
146.
147. First Bank 3.55%, due 6/29/09
148. GMAC Bank, 3.6%, Due 3/13/09
149. Jersey City, 5.35%, Due I 0/1/09
150. New Jersey, 5%, Due 711/10
151. Provident Bank, 4%, Due 12/28/09
152. Puerto Rico Hgwy Auth. 5%, Due 7/01/28
153.
I. Income Gain Codes: A ""S 1,000 or less
(See Columns Bl and D4) F =S50.001 - SI00,000
2. Value Codes J =$I 5,000 or Jess
(See Columns CI and 03) N =S250.IJO I - $500,000
P3 =$25.000,001 - $50,000.0IXJ
3. V alue Method Codes Q =Appraisal
(See Column C2) U =Book Value
Code I div.• rent, Code2 (A-H) or int.) (J-P)
B
A
B
c
A
A
A
A
c
c
c
c
c
B
Interest K
Dividend K
Interest
Interest
Dividend K
Interest J
Interest L
Interest J
Interest L
Interest L
Interest L
Interest K
Interest L
Interest K
B=Sl.001 -S2.500
G =SJOO,IXll -Sl.000,000
K =SJ5,00J -S50,IXJO
O =$500.001 -Sl.000,000
R =Cost (Real Estate Only)
V =Other
Method buy, sell, Code 3 redemption) (Q-W)
T
T
Redeemed
Redeemed
T
T Buy
Redeemed
T Buy
T Buy
Redeemed
T Buy
T Buy
T Buy
T Buy
T Buy
T Buy
Redeemed
C =S2.501 -S5.000
HI =S 1.000.00 I · S5.000.000
L =S50.00I - SI00.000
Pl =SJ.OIJ0,001 - S5.000,000
P4 =More than S50,000,000
S =Ass essment
W =Estimated
D.
Transactions during rcponing period
(2) (3) (4) (5) Date Value Gain Identity of
Month- Code 2 Code I buyer/seller
Day (J-P) (A-H) (if private
transact ion)
4/18 L
6/13 L
3/6 J
5115 J
6119 L
317 J
6116 J
3118 L
3/6 L
419 L
4123 K
6/19 L
317 K
711 K
D =S5.00I -S15.000 E =SJ5,00J -S50.000
H2 =More than S5,000.0IXI
M =SIOIJ,001 · S250.0IJO
Pl =$5,000,IJOI - S25,000,000
T =Cash Market
i
..
5.25o/.
T
A.
(2) (2) (I)
4/1
4/3
Name of Penon Reporting Dare of ReportFINANCIAL DISCLOSURE REPORT
Page 13of16 Brotman, Stanley S. 612612009
VII. INVESTMENTS and TRUSTS - incoml!, valul!, transactions (Includes those ofspoUSt! and dt!pendt!nt children; see PP. 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
8. c. D. Description of Assets Income during Gross value at end of Transactions during reporting period
(including trust assets) reporting period reporting period
(I ) (I) (2) (3) (4) (5) Place "(X)" after each asset 'Amount: Type (e.g., Value Value Type(e.g.• Date Value Gain Identity of
exempt from prior disclosure ·Code I
(A-H) div., rent,
or int.) Code 2
(J-P)
Method
Code 3
(Q-W)
buy, sell,
redemption)
Month-
Day
Code 2
(J-P)
Code I (A-HJ
buyer/seller
(if private
transaction)
154. N.J. Tran, 5%, Due 6115118 A Interest J T Buy 317 J
155. Randolph Twp., NJ BOE, 4.1%, due 8/1/08 A Interest J T Buy 3/6 J
156.
.. .
Redeemed 8/1 J
157. Capmark Bank, Midvale, VT, Co., Ltd., 5.1 c Interest K T Buy 9/07 K %, due 9/ 12/08
158. Redeemed 9/12 K
159. Delaware, 5.75%, Due 1/1126 c Interest M T Buy 9/9 M
160. Wachovia Bank, 3.55%, due 9/11/09 B Interest L T Buy 9/9 L
161. TRUST
162. ·Travelers Companies, Inc. c/s A Dividend K T Buy 4/1 K
163. -Vanguard Global Equity FD els B Dividend K T Buy K
164. -Verizon Communications dtd 4/4/08, B Interest K T Buy K due 4/15/IO
165. -Hewlett Packard Co., dtd 3/3/08, 4.5%, due B Interest K T Buy 4/28 K 3/1/13
166. -Goldman Sachs Group, Inc. dtd 1113/04, 5. 15%, due 1115/14
B Interest K T Buy 4/30 K
167. -Emerson Electric Co., dtd 8/24/05, 4.75% due 10/15/15
B Interest K T Buy 518 K
168. -Assurant els A Dividend K T Buy 8/18 K
169. -Diageo PCL Sponsored ADR els A Dividend K Buy 8/18 K
170. -J. P. Morgan Chase & Co., els A Dividend J T Buy 8/18 J
I. Inco me Gain Codes:
fSee Columns BI and D4)
2. Value Codes
(See Col umns Cl and 03)
3. Val ue M ethod Codes
(See Col umn C2)
A =S 1.000 or l ess
F =SS0,001 - SI00,000
J =S 15,000 or l ess
N =$250,00I • 5500,000
PJ =S25,000,00I - S50,000,000
Q =Appraisal
U =Book Val ue
B =SI .001 • S2,500
G =SI00.001 • Sl.000,000
K =Sl 5,00I -S50,000
0 =S500,00I - Sl .000,000
R =Cost (Real Eslate Onl y)
V =Other
C =S2,501 - S5,000
HI =Sl .000,001. $5.000.000
L =S50.00I • SI00,000
Pl =Sl,000,001. S5.000,IJOO
P4 =More than S50,000,000
S ""Assessment
W =Estimated
D =S5,00I -Sl5.ll00
H2 =More than S5.000.000
M =SI 00,00 I - 5250,000
P2 =S5,tl00,00I - $25,000,000
T =C a sh Market
E =Sl5,00I · S50.000
FINANCIAL DISCLOSURE REPORT Name of Penon Reporting Date of Report
Brotman, Stanley S. 6/26/2009Page 14of16
VII. INVESTMENTS and TRUSTS - income. vah•e, transactions (Includes those of spouse and dependent children; Set! pp. 34-60 of filing instru«tions.)
D NONE (No reportable income, assets, or transactions.)
A. B. c. D.
Description of Assets Income during Gross value at end of Transactions during reporting period
(including trust assets) reporting period reporting period
(I) (2) (I) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of
exempt from prior disclosure Code I div., rent, Codc2 Method buy, sell, Month - Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private
(Q-W) transaction)
171. -Patterson UTI Energy, LLC c/s A Dividend T Buy 8/18
I. Inco me Gain Codes: A =SI .000 or less B =Sl.001 -S2,500 C =S2.50 I -S5,000 D =S5.00 I -S 15.000 E =Sl5,00I - S50.000
(See Columns Bl and 04) F =S50.00 I -SI 00.000 G =SI00,001 -Sl.000,000 HI =Sl,000,001 -$5,000,000 H2 =More tha n SS,000.000
2. Value Codes J 0:$ 15 ,000 or less K =Sl5,00I -$50,000 L =$50,001 -SI00,000 M =St00,001 -$250,000
(See Columns Cl and 03) N =S250,00 I -5500,000 0 =SS00,001 -SI ,000,(XJO Pl =Sl,000,001 -$5,lXJO,OIJO P2 =S5,0ll0.00I -S25,0IJO,lJOO
PJ =$25,000,00 I -S50,lXXJ,000 P4 =More rhan S50.0IXJ,OOO
3. Value Method Codes Q =Appraisal R =Cos! (Real E.srare Only) S =Assessment T =Ca.sh Market
(See C olumn C2) U =Book Value V =Other W =Estima ted
accompan., (
FINANCIAL DISCLOSURE REPORT
Page 15of16
N•me of Penon Reporting
Brotman, Stanley S.
D•te of Report
6/26/2009
VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicateparto/Report.)
As to Section IV
(a) Section IV, entry 3, reflects travel involving .. a Director of the AAA of Southern New Jersey, to the annual AAA Meeting in Hollywood, Florida. The company assumed the expenses of all Directors attending this event. See Guide to Judiciary Policies and Procedures, Vol. II, Chapter VJ, Part G, Section 5(b)(7).
As to Section VII
(a) Entry 157 of this report reflects an inadvertent omission of the purchase of this security in the 2007 Financial Disclosure Report. (b) Entry 108 of this report reflects a consolidation of entries 124, 127, 131, 136 and 154 of the 2007 Financial Disclosure Report. (c) Entry 109 of this report relfects a consolidation of entries 125, 137 and 156 of the 2007 Financial Disclosure Report. (d) Entry 111 of this report reflects a consolidation of entries 126 and 130 of the 2007 Financial Disclosure Report. (e) Entry 119 of this report reflects a consolidation of entries 138, 149 and 157 of the 2007 Financial Disclosure Report.
FINANCIAL DISCLOSURE REPORT Page 16of16
Name of Penon Reporting Date of Report
Brotman, Stanley S. 612612009
IX. CERTIFICATION.
I certify that all information given above ( including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)
FILING INSTRUCTIONS
Mail signed original and 3 additional copies to:
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N .E. Washington, D.C. 20544