A.0-10 Rev. 112004
r
Go, ..
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Eighth Cirtuit Court of AlJpeal 5111/2005
4. Title (Article r u Judges indicate active or senior status;
magistrate judges i ndicate fulJ. or part.time)
i
5. ReportType (eheck a ppropriate type) 6. Reporting Period
S. On t he basi s of th e i nformation contained in this Report and any modifications pertaining thcn:to, it ts. i n my opini on . in c ompl iance w;th appl tcable laws and regulati ons.
to
12/31/2004
___________ _ Date. ____ _
IMPORTANT NOTES: The instructions accompanying th.is fonn nust be followed. Complete all parts, checking the NONE b ox fo r eac-h part where you have no reportable infonnation. Si gn on Ian page .
b
POSITION
2.
Adjunct Profcs.sor
Delegate to Houseof Oel<v.leS
Member. N ational Trial Competition Committee
7. TreosW<T, Nebraska Chapter
9. Trustee, Board ofTru$1CC$
L.L .C.
Sedona Property <l)- oup (dissolved 812004)
Crciglilon Uni.,.., ily, CoUcge of Law
Profeuiooalis m Committee , Nebnsl<ll State Bar AssociaU!Jl
American College of Trial Lawyers since 1112002
T
Robert M. Spire Inn s of C ourt
MidAmerica C.Ounci l , Boy Scou ts of America
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= m ,,.. - () '>, m
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PARTIES ANO TE.RMS
n i e e
e i in
. .
2.
FINANCIAL DISCLOSURE REPORT
FOR CALENDAR YEAR 2004
MemberlpaJ1ner
3.
4.
s. Member
6.
UniversityofNebraska·Lmooln. College ofLaw, Adju Spring2006
Creighton University, Colleg ofLaw, Adjunct Faculty teaching trial pract ce, Tnursday even gs, Spring 2004 and2005, andprobably Fall 2006
Net asset value payout upon termination at Fitzgerald, Schorr, Barmettler&. Brennan, P.C.,L.L.O., former law finn.n o controlafter tennination 8/IS/2001
Repo t Requir«t by rbe Ethics
In ernment Act of l978
(5 US.C. app. § 101-111)
I. Person Reporting (Last name, Fir t name, Middle inilial)
il y, WilliamJ
2. Court orOrganiz c on 3. Date of Report
U.S. CircuitJudge - Act ve
0 NooWlion. Date
O m;u.1 0 Ftml
J/112004
7. Chambersor Office Address
Roman Hruska U.S. Courthouse
111 South 18th Plaia,114303
()Tnaha,l'lll 68102-1322 ReviewingOfficer,
I. POSIDONS. (Reporting individualonl.r...., pp. 9-13 orminginstruction s)
0 NONE - (No1<poru le positions.)
I.
Pai;utcr
8. Master
NAMEQFOBQANJZADONJENTITY
Nebns.ka State Bar Association sinc:e 1998
American Board of rial Advoca.tes
.......
IL AGREB.MENTS. (Reportingin dividual only; seepp. l4·16offilinginsttucrions)
0 NONE - (No rqxxtable ag«emmts.)
I. 04/2005 ct facultyteachingDial pract c ,Thursday venings,
3.
0512005
121JiroJ
PARTTl'S ANJ) TERMS
Date ofRq>ort Name of Penon ReportingFINANCIAL DISCLOSURE REPORT
Riley, William J 511112005 '
II. AGREEM:ENTS. (Rcponing individual only; seepp. 14-16 of filing ins1ructions)
0 NONE - (No rcport•ble •grcemcnts.)
4. 04/01ns Profit Sharing and 401(k)Retirement Plan, Fitzgmld, Schorr, Barmettler & Brennan, P.C, LLO., former law firm. no cootrol aftcr tcnnination 8/IS/2001
:
Date of Rrpon Name of Pmon Reporting
Riley, Wi mam J
o
SOURCE ANQ ryre
2004 C..igluon Univasiry, Coll<go of uw
OdghlOn Uni..:nity, Collea< of Law
2002
2003 Fi""""1d, Schon', Barmetder & Bnmnan, P .C, LL.O.
s. 2002 Fitrgcrald, Schott , -.Ser & Br<nnan, P.C, LLO.
GRQSS INCQME
Sl .SOO
Sl.SOO
$1.SOO
$45,112
$72,242
SQUBCR ANQ me
I . 2004 City of Omaha Public u'brlley Foundadaa & Clrild Slving lmtitute
2003 Cioy of Omaha Public u'brlley Fovridalian
2002 City of Omaha Public ulnvy Foundadon
... ,.,,....,,.., ... ,
a
2- ComdJ uwScbool
J. United Sllll<S Comt of Appeals
4 . Un it ed Stata Court of Appeals
S . Uniu:d Staces Court of Appeals
!Angfan M oot Court Competition - Final Rllund (Apnl 16-18, 2004) Ithaca. NY
Eig!>th Cimlil Judiaal Conltrmcc (July 13- 16. 2004) Rapid City, SD
FU1Jer11 ofRon. RicUnl s . Arnold (Sq>tcmber 28, 2004) Ullle Rllcl:o AR
lnw:slilurc of H on . Raymond W. ClrucndCT(October 14, 2004) S t . Louis, M O
1. Americon Collcl" ofTri l uwym
FINANCIAL DISCLOSURE REPORT
S/11/lOOS
fil NON-INVESTMENT INCOME. (Rcportingindividuallll<lspousc;sccpp. 11-2•ornttnains1NCtr ns>
A. Flier's Non-Investment Income
0 NONE - (No repor1tble non-lnvmmcnt income.)
(yo llOt spo1iScls:)
L
2- 2003
3. Ctt'fghion Univenity,Collegeofuw :
4.
B. Spouse's Non-Investment Income -(!()'OU_,, manied c!uriog anypcnion of Ille reportiD& iar. please �IC1ic 1iu. section. Dollar 1mour>1 no1rtqulml =ep< for hononuia.)
0 NONE - (No rcponable non n-"" 1 income.)
2-
3.
IV. REIMBURSEMENTS -tnrupor1.1tioo. lodging. food,mi..tainment.
<"lu<lc:s0-10 spouse mid dcpendcntchildral- See pp. 25-27 of insttucbona.)
0 NONE - (Nosucb reporlable
SO!JRCE DESCR!PT!ON
American Collcaoof Trial UW)'CrS Natioa•I Trial C tidon (M""b 25-28, 2004) Sui Antonio, TX
(
DESCRlPTION SOIJRCE
American College o f Tri al Lawyers American College of Tri•I Lawy"" Annual M ee ting (O<U>ber 2 1 -24, 2004) St. Lou i s, MO
FINANCIAL DISCLOSURE REPORT N•me ofPcnon Reporting
Rjlcy, Winiam J
IV. REIMBURSEMENTS -lranSpOrtltion. lodging, food. enti:nainment.
(Includes those to spouse and dependeot children. Sec pp. 2s,21 of instruclions.)
0 NONE . No such reportable rcimbutSements.)
Date of Report
511112005
6.
DE.5CR!PTION
pESCRIPTJON
$4 5 0
511112005
FINANCIAL DISCLOSURE REPORT Name of Person Reporting
Riley, William J
Dale ofRepon
V. GJFTS. (Includes those 10 spouse and dependent children. See pp. 28-31 of insttuctions.)
0 NONE (No such rcpOrlable gifts.) ·
SOURCE
I. American Board of Trial Advocates FreeMembership
:
VI. LIABILITIES. (Includes those oripouseand dependentchildren. Seepp. 32-34 ofinsttuciioru.)
0 NONE · (Noreportablellilbllities.)
YAU!ECODECBEDITQR
\.
..
Name or Pmon R eporting
Riley, William J
A. 8. c.
..,,.rn., period reponi:ng period
( I) (2) (I) (2)
- Type < a.
Uit.)
l. Firsc National Bank of Omaha Accounts lnt= t K T
2. M ass Mutual Ufc ln.wnnee - Cash Values None L T
3 . None w
4. Maras ico Growth Fun d A Dividend J T
s. Janus Mcrcwy Fund (Sold) A Dividend J T
6 . !RA#I Dividend T
7. -Janus Twenty Fund .
8 . -Janus Oro wtb & Income
9. -Weitz. Value Fund
10. ·Marsioo Focus Fund
II. IRA · #2 Dividend L T
12. .Janus Olympus Fund
13. -Janus Mercury FWld
14. -American Ccntuiy Income & Growth Fund
IS. -Mars i co Growth&: Income Fund
16. lRA · #3 A Dividend J T
17. · Janw: Fund
18. -Janus Twenty Fun d
· . .. B " • S t ,001-ll.SOO ' c F
1 G
'
0
'
o.
Oo.te of R eport
511112005
( I ) lf"not al1>t fi'om discklSlft (l) (l) (4) ($)
Dali!': Vdue Gm b ll)', sc-n. Moodl· Cod.2 Cole
O.y Q.J') l (A--'>•) "'
Sold 1119 ) A NIA
E
(Sec Coluim C2 ) u - aoo>: Y•hlc
. " v •Otbtt
s w • Estimated '
Q • ,Appnisal • C... {Rtll &lole Only)
FINANCIAL DISCLOSURE REPORT Page 1 of3
VIl. INVESTMENTS and TRUSTS
Dt1criptioc or Aucts blCOmt during Gronvalue at end of
(iocloding vus. t:SSC1!)
PlaceiX)• after r:xh wet Valwe Valuefrun prior disclc>:s.uR Cod<l div. rmt.oc Code2 Method
(A-H) (J-P) Cod<l (Q-W)
DNONE (No rq')Ol'tlble &ICOlnc, assets.. Of tratwetions)
A
L.L.C. -armmioority intcrc>l) L
A L
A
Tnnsadi<ms dwina: reportitlg paiod
1)pe ( g. ldtnl;<yor �'"'"'
... _. (if'privue cransiacti0tt)
..I. iDCodCs: ·A -!SJ.OOOor-kss_.
•:•.
-SUOl.s5p>O 10. JS,OOJ-SU,000 -SIS.OOl·SS0,000
(Sec COlumm BI aod ll4) -sso,0014100,000 for).001.s1�l>Oo,ooo HJ'•'$1:00.:001M,QOO,OOO 112 •Mai< -s;ooo,ooo .. M -SI00,001 ..$250,000 SlS,OQO Or' less ·.!IC •:Sl ·.001..SSO, ,·· L •$50,001:$100.000 2. Value Oxk:S . . '
(Sceco1.....c1aoc11w N •$2S(),()O().S$00,00Q •I !"ssoo.001 ..s1.ooo;ooo Pl • ll,1l00.001-$$,000,000 P2 • ss,oo0.001�s.ooo,ooo .
1'1 stl.o00. ;.$"so.oo0,0oo, P4 • SMore tbao SS0,000,000 :1·. . ·.
·Ass- T •CaMiarketJ. Vai Mclhod Codes
Name of Per:son Reporting
Riley, William J
A. u. c. (it'()$$ nlue at end of
..,,..Uog pttiod reportiQg period
(I) (2) (I) (2)
-M"bod
19. D a in Rauscher 403(b) Acco unt A Div. &Int K
20. -Fidelil y Adv. Gr. Opp. - T Fund
21. -Everye<ll Gro. · A Fund
2 2. First N a tional Bank of Omaha - Profit Sharing&. D Di v . & In t Pl T 401 (k) FSB&B
- U.S. Govcmmc:nt Ob ligation Money Market Fund
24. -A lliance World Dollar Gow:mmcnl Fund Il
2S. -Berkshi,. Hathaway, lne. Class A & Cius B
26. -O>mmereial Federal Coq>. Common
21. -Euro Di"1cybnd SCA COrmlOll
28. -Baron Asset Fund
29. -Fidelity Dividend Growth Fund
30. -Jonus Growth & Income Fund
31. -Jan us Worldwide Fund
32. .. Janus Olympus Fund
33. anus Mercury Fund
34. · Mmico Focus Fund
JS. - Marsico Growth &. Income Fund
36. -Rydex Series Trust OTC Fund
I. °""" A i ,,
3. V tlUie Mtchod (;odes
(S<e Co•- Cl ) U •Book VaJoc
-a-··-sl:ooi -:. .• - • 1· • ••
. W •Estil'.latod
D.
(I) u not txCIJ1)C fro m diSelosure
(2) (l) Type: (c.a. °'"' v-
-- C00.2 tl'lelJ.Cr,
...,....,,...) Q·P)
-
(') (j) Ga:ia Code
.... ...........,,
FINANCIAL DISCLOSURE REPORT DneofRepon Pagel of3 511112005
VII. INVESTMENTS and TRUSTS
Income: dllring: Tnnuctions duriog reporting pctiod Dt:9Cripeioaof Assets (""loding ""'t asscu)
Plac:c -cX)'" •fttr eae;h asset u.erq:i1 &om prior discbl.R
TIP< (e.g. Value Val,. Code I div. �Ill. or Code2 (A·H) itil) (l·P) Codel
(Q-W)
T
23. a11'NB
CO!l'OllOn .
boy, sdl, Doy
ldmcicyof bla)icdsdltt
I (A· (ifprMtc
•ir.ooooiica ·· C ._$2..SOJ-SS,OOO· •
i> :-ss.001-Sls.ooo E • sis,001..sso.Ooo ... '
°(Sc<°""""" 81 IOd 0..) F •$50,001.$100;000 -a -s1Qq,'Oqt.s1'.bl)o.ooo ·a1 ..Sl,OQO,OIH-ts;qoo;ooo · lt2 •More thao SS,000,000
2.ValueCodes: 1 ... $15,000 <:II k:ss K -S.)s; 1..SS0.6oo·. . L ··sso.001-1100: M •SHX>.001-S:lSO,<XlO (Sec Col1m111,1 Cl v.t DJ) N • $25-0. ,000 · o ··ssoo:oo1. -s1.oop,oqo Pl -$1,000.001·"·000,000 P2 • SS,000.001-$2.S,OOD,OOO ..'
Pl •$2S,OOO,O<U<SS0:0J)O,OOO P4 •SM ore tll3ll $'50,000,000
Q •Appn;,,J • s -AsScssmct1t T •Casb'Matket
...
N•me or Person Reporting lb1cy. Wi Ria m J
L c. o.
Date of Repon 5111/2005
.... _._ ....... pdd ._.... """"'
(I) 0) ( I ) 0) (I) Jr 90C c•cmpC (l) ())
- '!)po Type (<.&- Value Codo I div. rcn1. or Cod<2
inl.) tl·P)
37. -Wel tz Value Fund
3 8. -Weitz Hickory Fund
39. TTI Tochno!Qsi.,, !no. Non e 1 w
.;i'. •• • , • • ' ... • • • ' • • • :._ ·· • · · · .. -.· l •
• Bl ""l D<). ·r .. -sso.001,s100.ooo . G •S1Cf.00l41:ooo. : ' '\' /S(.<\Oo.001:$>.0CJO,!"'>' Kl • M ... cte. SS.000. 000
. 2.,v.1• c0dcc .. . . J •St5:000 orkss. K.' SiS,o0'""0,000 . : .. :i: "' ts.so.0011-S100. .· . M •S I00,001-SlSO,OOO • • • • • ' •' ·• , 1 • { ' ,, . .... .. ' • •
•
"··
.<:<>1.;.;., c1 o:. -ss .001 :s 1.ooo,qoo · ";< i ...
(Sc< Col,.,., .
u - 9oo1; v '"" V •Oiber
(4)
Code I (A·
(S) (
... ,..,...,..,
>
· .1. �lo . ...A -s1.ooocrli.s ·. . • .·. B •s1,ocn42.JQO'. · 'C '"- >01,$$/ioci:·· "D •SS.00•41S.oo0
ndDJ), ·" •Sl,lo.®ssoo.ooo:.- · · .i;• -s1;000,001 .900.ooo n -ss .ooo,001-s2s,ooo,ooo.· . . . ·l> ... s:o00. 1 .oOo.ooo · · P4 -SM�tJm:ilSO. .ooo
3. v;l\MiMethod cJo. Qi •Appni aJ 'R •Cost (lte1l'Es1a1.eOnly) S •Nsc:ssmcad
FINANCIAL DISCLOSURE REPORT Page3 of3
o..a;.o. o< Auca ---- e.rou ac cm.or .... ,..........,.... (ID<l•dioa"'"' ....,.)
PIKc "(>Cr after ucb asstttxClqJt (.... Value Volae O.tr. -priordilclooon Codc2 Method �,all, MOCllh•
(A·H) (J·P) Codo3 (Q.W)
mcigcr.-don)
Doy
.
Gm
"'
O (apm.1e
lnoPCtiOll)
FINANCIAL DISCLOSURE REPORT Namcolrc:t$00 Rc:ponilli Dale of Report
Riley, William 1 511112005
VIII. ADDIDONAL INFORMATION OR EXPLANATIONS Cbdb1•,,....r->
Undcdmab1cnll and Trusts, lu:m 39, rn Techoolosi'"• Inc., a c1-ly heldcorpondcn, wu wonhless and vimtaJly out ol't>...lnas in 2000 and 2001. I owned a &action of a peteent or shares in this former c.licnl rn did some businca in 2002.and the stock: may have some nomintl value now. although I do no< kMw whal value.
za:o=
5
FINANCIAL DISCLOSURE REPORT Name of Person Reporting
Riley, WilJiam J
IX. CERTIFICATION.
Date of Rcp<llt
Sii 112005
I certify that all information given above (including information pertaining to my sp use and minor or dependent children, if any) is accurate, true, and complete to the best ofmy knowledge and belief, and that any infonnation not reported was withheld because it met applicable statutory provisions pennitting non-disclosure.
I further certifythatearned income from outside employment and honoraria and the acceptance of gifts which have been reportedare in compliance with the provisions of5 U.S.C. § 501 et seq., 5 U.S.C. § 7353, and Judicial Conference regulations.
;
NOTE: ANY IND GLY BE SUBJECT TO CNIL AND CRIMINAL SAN U.S.C. app. § 104)
Date /�
LLYFALSIFIES OR FAILS TO FILE THIS REPORT MAY
FILING INSTRUCTIONS
Mailsigned original and 3 additional copies to:
Committee on Financial Disclosure Administrative Office of the United States Courts
Suite 2-301
One Columbus Circle, N.E.
Washington, D.C. 20544