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i TITLE: VANDERMONDE SUBSPACE FREQUENCY DIVISION MULTIPLEXING FOR SINGLE USER (VFDM-SU) ABSTRACT This report consists of the summary of what I have been doing for my work. Its aim is to introduce a technique for interference cancellation in overlay networks that comprises a secondary network operating simultaneously with a primary network on the same frequency band. In fact, this technique allows a primary and a secondary user wish to communicate with their corresponding receivers simultaneously over frequency selective fading channels. The techniques to be introduced is nothing but Vandermonde Subspace Frequency Division Multiplexing(VFDM).Although VFDM can be used for both Single User and Multi Users, my work is only concentrated on VFDM for Single user(VFDM- SU). In this work a Vandermonde precoder cancels the interference from the secondary user by exploiting the redundancy of a cyclic prefix. I t ( V F D M ) allows the coexistence of a downlink orthogonal frequency division multiplexing(OFDM) macro-cell and a cognitive small-cell in a time division duplex mode . In this work, it was shown to be able to completely cancel the interference towards a primary macro-cell system at the price of perfect channel state information (CSI) at the opportunistic secondary small-cell. Briefly, i t uses a linear Vandermonde- based precoder to project the signal to the secondary receiver on the null space of the interfering channel from the secondary transmitter to the primary receiver. The work to be done consists of two parts such as VFDM-SU under realistic assumptions i.e. the secondary transmitter has no side information about the primary’s message and each transmitter knows only its local channels. The second part consists of VFDM-SU channel stats Awareness and Estimation. To simulate this work, I have been concentrating on one part (the 1st part i.e. VFDM-SU under realistic assumptions). The simulation of 2 nd part will be the rest of next works. In the simulated part of this work, we have seen that numerical and simulation results were presented to prove theoretical derivations. It has been shown that, achievable bit rates (ABR) of Secondary User could be achieved with optimal power allocation scheme in Cognitive Radio Network (CRN). In addition, we extended the assessment of VFDM by analyzing the bit error rate and sum rate capacity of practical linear receiver structures for the VFDM-based secondary system. Our numerical examples have show that VFDM, with an appropriate design of the input covariance, enables the secondary user to achieve a considerable rate while generating zero interference to the primary user. In order to assess its performance, we have adopted a QPSK bit-mapping.

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TITLE: VANDERMONDE SUBSPACE FREQUENCY DIVISION

MULTIPLEXING FOR SINGLE USER (VFDM-SU)

ABSTRACT

This report consists of the summary of what I have been doing for my work. Its aim is to

introduce a technique for interference cancellation in overlay networks that comprises

a secondary network operating simultaneously with a primary network on the same

frequency band. In fact, this technique allows a primary and a secondary user wish to

communicate with their corresponding receivers simultaneously over frequency selective

fading channels. The techniques to be introduced is nothing but Vandermonde Subspace

Frequency Division Multiplexing(VFDM).Although VFDM can be used for both Single

User and Multi Users, my work is only concentrated on VFDM for Single user(VFDM-

SU). In this work a Vandermonde precoder cancels the interference from the secondary

user by exploiting the redundancy of a cyclic prefix. I t ( V F D M ) allows the

coexistence of a downlink orthogonal frequency division multiplexing(OFDM)

macro-cell and a cognitive small-cell in a time division duplex mode . In this work, it

was shown to be able to completely cancel the interference towards a primary

macro-cell system at the price of perfect channel state information (CSI) at the

opportunistic secondary small-cell. Briefly, i t uses a linear Vandermonde-

based precoder to project the signal to the secondary receiver on the null space of the

interfering channel from the secondary transmitter to the primary receiver.

The work to be done consists of two parts such as VFDM-SU under realistic assumptions

i.e. the secondary transmitter has no side information about the primary’s message and

each transmitter knows only its local channels. The second part consists of VFDM-SU

channel stats Awareness and Estimation. To simulate this work, I have been

concentrating on one part (the 1st part i.e. VFDM-SU under realistic assumptions).

The simulation of 2nd

part will be the rest of next works. In the simulated part of this

work, we have seen that numerical and simulation results were presented to prove

theoretical derivations. It has been shown that, achievable bit rates (ABR) of Secondary

User could be achieved with optimal power allocation scheme in Cognitive Radio

Network (CRN). In addition, we extended the assessment of VFDM by analyzing

the bit error rate and sum rate capacity of practical linear receiver structures for the

VFDM-based secondary system. Our numerical examples have show that VFDM, with

an appropriate design of the input covariance, enables the secondary user to achieve a

considerable rate while generating zero interference to the primary user. In order to assess

its performance, we have adopted a QPSK bit-mapping.

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Contents ABSTRACT ...................................................................................................................................... i

I. INTRODUCTION ................................................................................................................... 2

I.1.GENERAL INTRODUCTION .............................................................................................. 2

I.2.OBJECTIVE OF THE PROJECT .......................................................................................... 2

i. MAIN OBJECTIVE OF THIS PROJECT ........................................................................... 2

ii. SPECIFIC OBJECTIVES .................................................................................................... 3

II. SYSTEM MODEL .......................................................................................................... 4

II.1.EXPLAINATION OF A DIAGRAM ................................................................................... 4

II. 2.SYSTEM OVERWIEW ...................................................................................................... 5

III. VFDM MODEL .................................................................................................................. 7

PRECODER DESIGN. ............................................................................................................... 9

IV. VFDM’S PERFORMANCE ............................................................................................. 13

1. OPTIMAL RECEIVER ......................................................................................................... 13

V. SIMULATING RESULT AND NUMERICAL ANALYSIS ............................................. 16

1. OPTIMAL RECEIVER .................................................................................................... 17

2. SUB-OPTIMAL LINEAR RECEIVER ............................................................................ 20

EQUALIZERS STRUCTURES FOR VFDM ....................................................................... 20

PERFORMANCE ................................................................................................................. 22

VI. CONCLUSION ................................................................................................................. 29

VII. REFERENCE .................................................................................................................... 30

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I. INTRODUCTION

I.1.GENERAL INTRODUCTION

To start developing this work, it is better to have over view of introduction of this work

for challenges of current Telecommunication technology .In the recent century;

regulatory communication agencies face a new challenge: how to increase the radio

capacity[1] using a limited radio spectrum. The fact that the allocated radio spectrum

is underutilized has pushed these regulatory communications agencies towards

adopting a flexible spectrum management model, different from their approach. As I

have mentioned in abstract, our system consists of two networks such as Primary

network and second one. The Primary network is licensed while the second one is

opportunistic .These networks are arranged in overlay manner supporting reutilizing

resource .Cognitive radios [2,3,4] are envisioned to adopt spectrum sharing techniques to

offer a solution to the spectrum shortage problem. To do this a technique which is

called Vandermode Subspace Frequency Division Multiplexing (VFDM) has

introduced. Normally,VFDM is nothing but an overlay spectrum sharing technique for

cognitive radio. It makes use of a precoder based on a Vandermonde[5,6] structure to

transmit information over a secondary system, while keeping an orthogonal frequency

division multiplexing (OFDM) based primary system interference-free. I addition ,it

is based on a linear precoder that allows a secondary transmitter to precode its signal

on the null-space of the interference channel, therefore incurring zero interference at

the primary receiver .It exploits the unused resources created by frequency selective

and the use of guard symbols in block transmission systems at the primary system.

Herein, a global view of VFDM has been presented, including also practical aspects

such as linear receivers and the impact of channel estimation (CSI). We have also

presented some key design parameters for its future implementation and a feasible

channel estimation protocol. Finally we will show that, even when some of the

theoretical assumptions are relaxed, VFDM provides non-negligible rates while

protecting the primary system.

I.2.OBJECTIVE OF THE PROJECT

i. MAIN OBJECTIVE OF THIS PROJECT

The main objective of this research is nothing but

To design a Precoder that will be able to cancel interference at primary receiver.

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Maximizing achievable rate at secondary system.

ii. SPECIFIC OBJECTIVES

Understand new technology of wireless communication such as:

Cognitive radio

Dynamic spectrum access(spectrum sharing)

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II. SYSTEM MODEL

Consider a system with a single Primary and Secondary Network as show by Figure

1.Each Network comprises of a single receiver and a single transmitter. In this system

model, secondary system wishes to communicate over the same frequency band as the

primary system while generating no interference. But we keep in our mind that the

primary system has no information about the presence of Secondary network within the

system. The Scenario is show by figure bellow.

Figure 1 Diagram of two networks sharing same band.[6]

II.1.EXPLAINATION OF A DIAGRAM

The figure above, the two networks (Primary and Secondary) wish to communicate with

their corresponding receivers simultaneously. Let Channel (1,1) be noted as h(1,1)

,channel

(1,2) as h(1,2)

,channel(2,1) as h(2,1)

while channel (2,2) is h(2,2)

.In the above figure ,all

transmitters and receivers have a single antenna. The cognitive interference antenna is

characterized as a primary system (the pair TX1-RX1), that communicates a message S1

over licensed band ,while a secondary system (the pair TX2-TR2),exploits the band

opportunistically to communicate its own message S2,while avoiding harmful

interference to primary receiver. The primary system, being the legal license of the band,

does not need to avoid interference to the secondary system.

There is also a case where by both secondary and primary systems can fully cooperate

by sharing information trough an unlimited backhaul,i.e they belong to the same

operator ,then primary and secondary systems can be considered as part of a network

multiple input, multiple output(MIMO) [7]system . Therefore, if all messages (S1 and

S2) are known prior to transmission at all the transmitters (TX1 and TX2), then the

cognitive interference channel can be generated to a 2X2 MIMO broadcast channel[7].

In this case, interference is suppressed on both cross links (h (12)

and h (21)

). The main

difference with what we have seen previously with what concerns the second receivers is

that, this time, each one will need to cancel its own interference to all the primary users.

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The secondary receivers this time will not only suffer interference from the primary

system, but also from other secondary transmitters. It is why the secondary transmitters

can coordinate to form a network to deal with multi- user interference[7,8]. As I have

mentioned in abstract ,I’m not interested in that later case .I’m only concentrating on

the first case i.e case under realistic assumption.

II. 2.SYSTEM OVERWIEW

As we have already mentioned, a primary system is the legacy RAT (Radio Access

Technology) which is already in operation, the licensee of the spectrum. This primary

system can be a PCS system, such as a global system for mobile communications (GSM)

cellular system, or a broadcast network, such as analog television or radio. These primary

systems are also usually seen as immutable, normally due to high costs involved in

changing their underlying technologies. A secondary system, on the other hand, is the

cognitive opportunistic system, aiming at finding free resources from the primary system

to transmit its own data.

The primary network is composed of macrocells while Secondary one composed of

small cells. The system looks like the following

Figure 2. The legacy cellular system (Primary Network)[9,10]

Figure 3.Small Cells (Secondary Network)[9,10]

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Figure 4.. Coexistence with legacy[9,10]

N.B: Although there is coexistence with legacy, the Small-cells must not interfere with it

(legacy).

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III. VFDM MODEL

The figure below(figure 5) shows the simplification of cognitive interference channel.

Figure 5. Cognitive interference channel[9,10]

In figure1,we let h(ij)

denotes the L+1 tap channel impulse response vector between

transmitter i and receiver j. For Simplicity purposes, the channel’s entries are made to be

unit norm, independent and identically distributed (i.i.d), complex circularly symmetric

and Gaussian CN (0,IL+1 /(L+1)) .The channels are i.i.d over any pair i,j.In order to avoid

block- interference, we apply orthogonal frequency division multiplexing(OFDM) with N

subcarriers with cyclic prefix of size L.

The received signals at both the primary and Secondary receivers are given by:

y1=F(Ƭ(h(11)

X1+ Ƭ(h(21)

)X2+n1) .…………………………..(1)

y2=F(Ƭ(h(22)

X2+ Ƭ(h(12)

)X1+n2) …………………………(2)

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Schematically, the system will look like

s1

s2

y2 = (F Ƭ (h(22)

)X2) + Ƭ h(12)X1 + n2)

y1= (F Ƭ (h(11)

)X1) +Ƭ (h(21)

)X2) +n1)

Figure 6: VFDM model of figure (1)[9,10]

Where ∈ C Nx(N+L) is matrix with a Toeplitz structure constructed from the

channel’s coefficients given by

…………………………(3)

F is a NXN Discrete Fourier Transform (DFT) matrix with

……………………. (4)

For k,l=0,..,N-1,and xi denotes the transmit vector of user i of size N+L subjected to the

individual power constraint given by

tr(E [xixiH ]) ≤ (N+L)Pi …………………………………………….(5)

and ∼ C N (0,σn2

IN) is an N-sized additive white Gaussian noise (AWGN) noise

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vector. The transmit power per symbol is Pi=1

For the Primary user, the considered modulated OFDM modulated Symbol

X1= AF−1

s1 ………………….(6)

where A is a (N +L)×N a cyclic prefix precoding matrix that appends the

last L entries of F−1

s1and s1 is a symbol vector of size N and unitary norm.

At the other hand regarding the secondary user, the transmit vector is given by

X2= Es2, ………………………..(7)

where E ∈C (N+L)xL

is a linear precoder and s2 is a unitary norm symbol vector.

PRECODER DESIGN.

As previously stated, the secondary system tries to cancel its interference to the primary

one, while the primary system remains oblivious to the presence of the secondary one.

For doing this, is nothing but to cancel the term Ƭ (h(21)

)X 2 in expression of y1.

As it shown in figure below the term Ƭ(h(21)

)X2 in the expression of primary receiver

have to be cancelled.

As it is shown in [1,9,10,11,12,]the orthogonal condition Ƭ(h(21)

)X2=0 ………(8)

must be satisfied such that E belongs to the null space of Ƭ(h(21)

) .

s1 X2 = Es2

X1 = AFH

s1

s2

y2 = F Ƭ (h(22) )X2+ Ƭ (h(12)

)X1 + n2

y1= F Ƭ (h(21) )x2 + Ƭ (h(11)

)x1 + n1

Figure7: Cognition to create E[9,10]

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To evaluate interference cancelation in primary receiver, let us simplify equation (1) and

(2)

y1=FƬ(h(11)

x1+ FƬ(h(21)

)x2+F(n1) ……. …………………………..(9)

y2=FƬ(h(22)

x2+ FƬ(h(12

))x1+F(n2)

By substituting (6) and (7) in (8), we get

y1=FƬ(h(11)

AF−1

s1+ FƬ(h(21)

)Es2+F(n1) ……. …………………………..(10)

y2=FƬ(h(22)

Es2+ FƬ(h(12)

)AF−1

s1+F(n2) ………………………. ………(11)

When we make interference part in (10) equal to zero ,the signal received at the primary

system becomes

y1= H11s1+ ν1, …………………………………………………………….(12)

Where H11= FƬ(h(11)

)AF−1

is an N ×N diagonal overall channel matrix for the primary

system and ν1 the Fourier transform of the noise n1, has the same statistics as n1.

As we have previously said at the beginning of this project in our system i.e single user

VFDM, the primary system does not cooperate with the secondary one, which performs

single user decoding at the secondary receiver.

Therefore the received signal at secondary system becomes

y2= H22s2+ H11s1+ ν2, ………………………………………..(13)

where H22 = FƬ(h(22)

)E is an N × L overall channel matrix for the secondary system,

H11= FƬ(h(12)

)AF−1

is an N×N diagonal overall channel matrix for the primary

system(interference w.r.t. the secondary receiver) and ν2, the Fourier transform of the

noise n2, has the same statistics as n2. The primary system does not cooperate with the

secondary one, which performs single user decoding at the secondary receiver.

Let H11s1+ ν2=η …………………………………..(14)

as the interference plus noise component, obtained when we substituting in (12)

By substituting (14) in (13) the received signal in second system becomes

y2=H22s2+ η …………………………………………(15)

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From those last equation of received signals i.e. equation (12) and equation (15) we

remark that VFDM converts the frequency-selective interference channel (1) and (2) (or

X interference channel)into a one-side vector Z interference channel where the primary

receiver sees interference-free N parallel channels and the secondary receiver sees the

interference from the primary transmitter . Hence, employing an equalizer able to deal

with the interference without the knowledge of the transmitted primary symbols is of

interest for VFDM .Due to particular structure of FƬ(h(21)

)E=0,it is not difficult to show

that a matrix E ,capable of yielding FƬ(h(21)

)E=0,has to evaluate the polynomial

of ……..(16)

where {a1,...,aL} are the roots

with L+1 coefficients of the channel h(21)

. We have, therefore, called this technique

Vandermonde-subspace Frequency Division Multiplexing (VFDM).Vandermonde matrix

is interesting due to its property to evaluate a polynomial of a certain values.Thus it is

straightforward to see that

.......................(17)

V=

defines the null space of Ƭ(h(22)

) and without the loose of generality, we can further

choose the columns of E as any liner combination based on the columns of v ,such that

……..(18)

Where is the the (kth

, lth) element of ΓLxL

,a coefficient matrix.Therefore from

(17) we can finally define E as

E VΓ……………………….(19)

In practice, we select Γ to obtain orthonormal columns for E.

This can be accomplished numerically by:

1. QR decomposition[13] of V;

2. Gram-Schmidt process[13] on the columns of V;

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3. Singular value decomposition (SVD)[14]of Ƭ (h(21)

).

For QR decomposition, we apply its value of V=EΓ-1

where Γ-1

is an upper-triangular

matrix and E is orthonormal .For the case of Gram-Schmidt process on the columns of

V,it can be numerically obtained by performing on the column of V .By using SVD of

Ƭ (h(21)), E can be constructed. where if Ƭ(h(21)) = U Ƭ Λ Ƭ VƬH

, then

E =[VƬN| ··· | VƬ(N+L)−1| VƬN+L] and V Ƭ has the form [VƬ1| VƬ2|··· |V Ƭ N+L]

Find a new precoder, that possess better conditioning, but conserving the same properties

of V.

Note that roots of a Gaussian polynomial tend to fall on the unit circle and some roots fall

outside and deteriorate the conditioning of V. Remember that the single antenna

interference is channel is the target of our work. If multiple antennas were to be adopted

at the secondary transmitter, then the spatial dimension could be used to manage

interference to the primary receiver, by means of techniques such as Zero Forcing (ZF)

precoding.

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IV. VFDM’S PERFORMANCE

To achieve its best performance, the secondary system must be designed with two goals

in mind such:

1. Maximize the achievable rate at the secondary system

2. Enforce the interference protection at the primary system

This is equivalent by finding S2 and E that solve by the following optimal problem

)……...(20)

where S2is the covariance matrix of s2, Sη= H12S1H12H+ σn

2IN is the covariance matrix of

η, the first constraint comes from (5) and the second constraint comes from (8).We

approximate η to a zero-mean Gaussian random vector. Note that, the objective function

in (20) does not take into consideration the rate at the primary system. This is the case

since, by guaranteeing zero interference from the secondary system, the primary system

can achieve maximum capacity through the optimization of its own input power

allocation [15].

1. OPTIMAL RECEIVER

To determine achievable rates at secondary system, we simplify (20) by choosing a Γ

matrix that provides a well-behaved E with orthogonal columns, and optimize only S2.

The optimization problem now becomes

)…(21)

……(22)

N.B: We have dropped the second restriction since it becomes implicit from precoder

design.

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In order to adapt the precoder to the channel fluctuations, perfect knowledge of the

h(21)

channel state information (CSI) is required. In addition to that, perfect knowledge of

the interference plus noise covariance Sη of the secondary receiver is also required at the

secondary transmitter.

Remember that the primary network’s capacity is maximized by the classical water filling

(WF) algorithm, due to the OFDM modulation and N parallel channels; and we consider

that the interfering signals from the primary network are seen as noise on the secondary

network.

Finally, we let S2= VGD2VGHwith D2∈

L×L being diag[d1,··· ,dL], and the new

definitions of (21) and (22) becomes

)…(23)

……(24)

Where G= and GNxL

to be an equivalent channel.The SVD of equivalent channel

where UG ∈ N×N

and VG ∈ L×L

are unitary matrices and

ΛG ∈ N×L

contains a top diagonal with the r ≤ L eigenvalues of GHG, with

[ΛG]i,i≥ 0.

(23) and (24) can be further rewritten in scalar for as

……….(25)

.

The optimization problem in its new form (25) can be solved using the Karush-Kuhn-

Tucker (KKT) conditions which lead to the classical water-filling solution .

The solution to (25) is given by S2= VGD2VGH

, where the ith

component of the matrix D

is the weighted water-filling solution given by

……………………….(26)

where µ, known as the “water level”, is determined to fulfill the total power constraint

(N+L)P2. Since we have chosen Γ such that E is orthonormal, it follows that ∀i,[Q]i,i= 1,

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and therefore, the maximum achievable spectrum efficiency for the secondary system is

finally given by

……………(27)

PERFORMANCE

In this section , we have evaluated representative numerical examples to illustrate the

performance of Vandermonde precoder with the proposed power allocation schemes, as

well as the achievable rate of Secondary user with the premise of guaranteeing zero-

interference to Primary user. The evaluation of the result is based on the performance of

VFDM’s optimal receiver .Therefore, numerical result were produced through Monte

Carlo based simulations. In this case, transmit powers are considered to be unitary for

both primary and secondary system, and the signal to noise ratio (SNR) is controlled by

varying the noise variance σ2

n.As we have mentioned in this the previous sections , E is

generated by a Gram-Schmidt process on the columns of V .For some of the presented

results, in order to control the secondary system’s performance with respect to the

interference coming from the primary system, an interference weighting factor α has been

added to (14) such that

………………………(29)

Equation of the signal received at the second system becomes

y2=F (Ƭ(h(22)

x2+ αƬ(h(12))x1+n2) ………………………….(30)

With α( interference factor) α∈ [0, 1] to scale the interference coming from the primary

system .

Note that:

1. Perfect interference cancelation is obtained only for perfect h(21)

knowledge;

2. VFDM’s performance depends on the number of available dimensions;

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V. SIMULATING RESULT AND NUMERICAL ANALYSIS

A summary of the simulation parameters is presented in table 1.

Parameter

Value

Number of carriers(N) 64

Cyclic prefix size (L) {8,16,32}

Channels (CN (0,IL+1/(L + 1))

Additive noise CN (0,σ2

nIN)

E construction Gram-Schimidt process

Interference factor (α) α{0,0.1,0.5,1}

Table1. Simulation parameters

In figures 9,10,11 VFDM’s average achievable spectrum efficiency using an optimal

receiver is given for N = 64 and three sizes of channel L ∈ {8,16,32} taps with cross

interference from primary to Secondary equal to zero(i.e α=0 ) for the purpose of

isolating the performance of the secondary system. The spectrum efficiency is seen to

suffer a higher penalty for smaller values of L, since this directly translates into a smaller

number of available precoding dimensions. On other hand, the figure12 shows VFDM’s

average achievable spectrum efficiency for N = 64 and size of channel L=16 with

different values of cross interference from primary system to the secondary one i.e α=[0

0.1 0.5 1].This figure12 also compares each the rate of primary systems with the rates of

secondary systems for each interfering factor.

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1. OPTIMAL RECEIVER

0 5 10 15 20 250

0.5

1

1.5

2

2.5

3VFDM performance N = 64 L = 8

1/n2=SNR [dB]

Ropt[

bps/H

z]=

Rate

[bps]

R1(Rates of Primary sys.)

R2(Rates of Secondary sys.),= 0

Figures 9 .VFDM’s average achievable spectrum efficiency for N = 64, L=8 and α=0

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18

0 5 10 15 20 250

0.5

1

1.5

2

2.5

3VFDM performance N = 64 L = 16

1/n2=SNR [dB]

Ropt[

bps/H

z]=

Rate

[bps]

R1(Rates of Primary sys.)

R2(Rates of Secondary sys.),= 0

Figures 10 .VFDM’s average achievable spectrum efficiency for N = 64, L=16 and α=0

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19

0 5 10 15 20 250

0.5

1

1.5

2

2.5

3VFDM performance N = 64 L = 32

1/n2=SNR [dB]

Ropt[

bps/H

z]=

Rate

[bps]

R1(Rates of Primary sys.)

R2(Rates of Secondary sys.),= 0

Figures 11 .VFDM’s average achievable spectrum efficiency for N = 64 ,L=32 and α=0

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20

0 5 10 15 20 250

0.5

1

1.5

2

2.5

3VFDM performance N = 64 L = 16

1/n2=SNR [dB]

Ropt[

bps/H

z]=

Rate

[bps]

R1(Rates of Primary sys.)

R2(Rates of Secondary sys.),= 0

R1(Rates of Primary sys.)

R2(Rates of Secondary sys.),= 0.1

R1(Rates of Primary sys.)

R2(Rates of Secondary sys.),= 0.5

R1(Rates of Primary sys.)

R2(Rates of Secondary sys.),= 1

Figures 12 .VFDM’s average achievable spectrum efficiency for N = 64, L=16 and α=[0

0.1 0.5 1]

In figure 12, the effect of interference coming from the primary system on the spectral

efficiency performance of VFDM is shown. As expected, the secondary system quickly

becomes interference limited the higher the. Nevertheless, it is interesting to see that even

in the worst case scenario; VFDM is still able to offer non-negligible rates.

2. SUB-OPTIMAL LINEAR RECEIVER

EQUALIZERS STRUCTURES FOR VFDM

In this section, we shift our focus to linear equalizers, moving one step closer to the

implementation of a practical VFDM system. We analyze the choice of three classical

linear equalizers: minimum mean square error (MMSE), ZF and matched filter (MF) in

the performance of VFDM.

As a starting point to construct the equalizers for VFDM let us consider the estimated

symbols at the secondary receiver as

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21

……………………………………(31)

where C is the linear equalizer .In the following we derive the expressions for G for each

of the studied receivers.

a. Minimum Mean Square Error(MMSE)

The MMSE is a well known receiver for its good performance in the presence of

interference, maximizing the SINR . From the MMSE definition in [13,16,17,18] we

have that

CMMSE= SyySys,……………………………….(32)

where Syy is the covariance of the received signal with itself and Sys is the covariance of

the received signal with the transmitted signal. By further developing (32) with the

elements of (13) we get

CMMSE= H22H

(Sη + H22 H22H

)-1

…………………(33)

where Sη is the covariance of the interference plus noise. By looking closely into (13) we

can compute RηI as

Sη = H11H11H

+ σ2IN.

In order to properly compute CMMSE, we are considering that the secondary receiver

knows perfectly each of the overall channels H22 and H11. The channels can be obtained

by pilot estimation.

We can compute the effective SINR as

…..(34)

Where γk is the SINR contribution of the Kth received symbol,ck is the kth column of C

and h(.) is the kth column of H(.).

In the specific case for the MMSE, this expression can be further simplified to

γMMSEk= h2kH

(Sη + U2UH

2)−1

h2k,………………(35)

where U2 is an N×(L−1) matrix representing H2excluding of the kth

column.

b. Zero Forcing

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22

The ZF equalizer achieves a zero inter-symbol interference by assuming a peak distortion

factor of zero.

CZF is the ZF equalization filter and according to [13,16,17,18], CZF is given by

CZF= H22−1

.

In the case of the rectangular overall channel matrix H22,the inversion is accomplished by

the pseudo-inverse operation(defined by A*= (A2

HA2)

−1A2

H), and thus

GZF= H22* …………………………………..(36)

Here we consider that the secondary receiver possesses only an estimate for the overall

channel H22, obtained as described in the MMSE case. The ZF does not take into account

the outside interference as for the case of the MMSE, and is thus simpler. Similar to the

MMSE case, the ZF equalizer’s SINR is given by taking ck as the kth

column of CZF in

(34).

c. Matched Filter

Unlike the previous two equalizers, the MF correlates the received symbols with a filter

that matches the channel, hence its name. This is accomplished by convolving the

received signal with a time reversed version of the overall channel matrix, and therefore,

CMF is the MF equalization filter given by

CMF= H22H

……………… (37) [13,16,17,18]

PERFORMANCE

In order to better understand the performance of VFDM based linear receivers, Monte

Carlo simulations were executed, following the same configuration parameters as in the

previous section. In figure 11 the spectral efficiency is given for all three equalizers as

well as the optimal receiver, for reference. Therefore the spectral efficiency for the linear

receivers Rlin is obtained by substituting k into the general capacity expression.

……………………………(38)

Again, we isolate the performance of the secondary system by setting α to zero. The

optimal receiver clearly outperforms the three other equalizers with an almost constant

gap of about 2 dB with respect to MMSE and around 4 dB with respect to the ZF. Even

though there is no interference coming from the primary system, the MMSE takes into

Page 24: VFDM for single user

23

consideration the characteristics of the noise, which explains its best performance among

the three linear receivers. The MF presents the worst performance, with capacity

saturating at around 16 dB.

0 2 4 6 8 10 12 14 16 18 200

0.2

0.4

0.6

0.8

1

1.2

1.4

1/n2 [dB]

Ropt,

Rlin

[bps/H

z]

VFDM performance N = 64 L = 16

MF(=0)

ZF(=0)

MMSE(=0)

Optimal Receiver(=0)

Figure 13. VFDM’s Ropt and Rlin for the MMSE, ZF and MF equalizers for N = 64, L =

16 and α = 0.

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24

0 2 4 6 8 10 12 14 16 18 200

0.1

0.2

0.3

0.4

0.5

0.6

0.7

1/n2 [dB]

Ropt,

Rlin

[bps/H

z]

MF(=0.5)

ZF(=0.5)

MMSE(=0.5)

Optimal Receiver(=0.5)

Figure 14. VFDM’s Ropt and Rlin for the MMSE, ZF and MF equalizers for N = 64,L =

16 with α=0.5

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25

0 2 4 6 8 10 12 14 16 18 200

0.05

0.1

0.15

0.2

0.25

0.3

0.35

0.4

0.45

0.5

1/n2 [dB]

Ropt,

Rlin

[bps/H

z]

VFDM performance N = 64 L = 16

MF(=1)

ZF(=1)

MMSE(=1)

Optimal Receiver(=1)

Figure 15:VFDM’s Ropt and Rlin for the MMSE, ZF and MF equalizers for N = 64,L =

16 with α=1

For all the SINR expressions given previously, all symbols have the same statistical

behavior, and thus, we can consider that the average bit error probability for QPSK to be

given by

………………………………(39)

And Q (.) is the Q-factor.Once again, α is set to zero, to isolate the their performance.

MMSE outperforms the two other equalizers with a constant gap of about 4 dB compared

to the ZF .And the figure 16 shows the details of this Probability error.

In figures 17&18, we concentrate only on the best performing linear receivers (ZF and

MMSE) to minimize the clutter. This time, Pe curves are presented for increasing

interference (α {0,0.5,1}) factors. As expected, the presence of interference severely

degrades the performance of both equalizers.

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26

0 2 4 6 8 10 12 14 16 18 2010

-3

10-2

10-1

100

1/n2 [dB]

Pe

VFDM performance N = 64 L = 16

MF=0

ZF=0

MMSE=0

Figure 16: VFDM’s Pe for the MMSE, ZF and MF equalizers for N = 64, L = 16 and α=0.

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27

0 2 4 6 8 10 12 14 16 18 2010

-3

10-2

10-1

100

1/n2 [dB]

Pe

VFDM performance N = 64 L = 16

MF=0.5

ZF=0.5

MMSE=0.5

Figure 17.VFDM’s Pe for the MMSE, ZF and MF equalizers for N = 64, L = 16 and α =

0.5

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28

0 2 4 6 8 10 12 14 16 18 2010

-3

10-2

10-1

100

1/n2 [dB]

Pe

VFDM performance N = 64 L = 16

MF=1

ZF=1

MMSE=1

Figure 18.VFDM’s Pe for the MMSE, ZF and MF equalizers for N = 64, L = 16 and α =

1

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29

VI. CONCLUSION

This work aimed at introducing a novel technology able to allow two radio access

technologies (RATs) to operate side-by-side in a cognitive radio (CR) setting, i.e. while

sharing the same band and protecting the legacy system from interference. As we have

seen the name of this introduced technique is called VFDM.But the work has concerned

only on single user i.e VFDM-SU. It was shown that VFDM can effectively share a band

with a primary system on a cognitive interference channel. It behaves as an opportunistic

radio system that makes use of the available free dimensions to transmit its own data at

the cost of channel knowledge and extra processing power. We showed that there exists a

set of pre-coders which lie in the nullspace of the secondary-to-primary interfering

channel, which are able to achieve our interference cancellation goals. As we have seen

in analysis result and simulation , due to the particular structure of the frequency selective

channel model adopted based on the Toeplitz matrix this nullspace can be easily found

bus constructing a specially built Vandermonde matrix based on the roots of a

polynomial created from the interfering channel coefficients. We named this the

Vandemonde-subspace. We have shown that, since VFDM is dependent and limited to

the available dimensions, restricting its performance. Furthermore, we have seen that

VFDM is still susceptible to interference coming from the primary transmitter, which

further limits its performance. In this contribution, we have rather studied VFDM’s

performance using practical linear equalizers, namely the MMSE, ZF and MF using

QPSK symbols.We showed that the best receiver, the minimum mean square error

(MMSE) lags behind by about 2 dB with respect to the optimal receiver, followed by the

zero forcing (ZF) with a gap of about 4 dB and the matched filter (MF) which could not

keep up with the others,saturating at 16 dB of signal to noise ratio (SNR).

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30

VII. REFERENCE

[1] Leonardo S. Cardoso, Francisco R. P. Cavalcanti, Mari Kobayashi and Mérouane

Debbah “Vandermonde-Subspace Frequency Division Multiplexing Receiver Analysis”,

in Alcatel-Lucent Chair - SUPÉLEC, Gif-sur-Yvette, France;Telecommunications Dept. -

SUPÉLEC, Gif-sur-Yvette, France;GTEL-DETI-UFC, Fortaleza, Brazil

[2] J. Mitola, “Cognitive radio an integrated agent architecture for software defined

radio,” Ph.D. dissertation, Royal Institute of Technology (KTH),May 2000.

[3].Natasha Detroyes,Patrick Mitran,and Vahid Tarokh, “Limitation on Communications

a cognitive Radio Channel ”;Harvard University,IEEE Communication magazine .

[4] Marco MASO” Flexible Cognitive Small-cells for Next Generation Two-tiered

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Transmissions Sans Fils)”, École Doctorale<<Sciences et Technologies de l’Information

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SUPÉLEC,France.

[5]S.K.PADMANABHN,DR.T.JAYACHANDRA PRASAD”DESIGN AND

PERFORMANCE ANALYSIS OF PRECODED OFDM TRANSCEIVERS FOR

COGNITIVE RADIO”., Research scholar,Sathyabama

university,Channai,india.;Principal,RajeevGandhi Memorial college of Engineering and

Technology,Andra Pradesh,India.

[6] XU XiaoRong, ZHANG JianWu& ZHENG BaoYu” Achievable bit rates of cognitive

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Vandermonde precoder in cognitive radio network”, College of Telecommunication

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Processing and Transmission, Nanjing University of Posts and

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[9] Leonardo S. Cardoso” Orthogonal Precoder for Dynamic Spectrum Access in

Wireless Networks”,Doctoral Thesis Presentation Alcatel-Lucent Chair in Flexible Radio

Supélec — UFC-DETI

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Spectre dans les Réseaux Sans Fils (Orthogonal Precoder for Dynamic Spectrum Access

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[13] C. Meyer, Matrix analysis and applied linear algebra.Society for Industrial

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[14] M. Kobayashi, M. Debbah, and S. Shamai, “Secured communication over frequency

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