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Running title: Mousa, A., et al. Vitamin D and Cardiometabolic Syndrome
Vitamin D and Cardiometabolic Risk Factors and Diseases
Aya Mousaa, Negar Naderpoor
a,b, Helena J Teede
a,b,c, Maximilian PJ de Courten
d , Robert
Scragge , Barbora de Courten
a,b
a Monash Centre for Health Research and Implementation, School of Public Health and
Preventive Medicine, Monash University, MHRP, 43-51 Kanooka Grove, Clayton VIC 3168
Australia
bDiabetes and Vascular Medicine Unit, Monash Health, Locked Bag 29, Clayton, VIC 3168,
Australia
cRobinson Research Institute, Discipline of Obstetrics and Gynaecology, University of
Adelaide, Adelaide SA 5005, Australia
dCentre for Chronic Diseases, College of Health and Biomedicine, Victoria University,
Melbourne, Australia
eSchool of Population Health, The University of Auckland, New Zealand
Funding sources:
Negar Naderpoor, Helena Teede and Barbora de Courten are supported by the Australian
National Health and Medical Research Council.
Conflicts of Interests
The authors declare that they have no conflict of interest.
2
Acknowledgements
Aya Mousa is a recipient of the Australian Postgraduate Award scholarship provided by
Monash University. Negar Naderpoor, Helena Teede and Barbora de Courten are supported
by the Australian National Health and Medical Research Council.
Corresponding author:
A/Prof. Barbora de Courten, MD PhD MPH FRACP
Monash Centre for Health, Research and Implementation, School of Public health and
Preventive Medicine, Monash University
43-51 Kanooka Grove, Clayton,
Melbourne, VIC 3168, Australia
Telephone: +61 3 9594 7086
Email: [email protected]
3
Abstract
Obesity, type 2 diabetes, and cardiovascular disease (CVD) are the most common preventable
causes of morbidity and mortality worldwide. Insulin resistance, which is a shared feature in
these conditions, is also strongly linked to the development of polycystic ovary syndrome
(PCOS), which is the most common endocrine disease in women of reproductive age and a
major cause of infertility.
Vitamin D deficiency has reached epidemic proportions worldwide, primarily due to the shift
to sedentary, indoor lifestyles and sun avoidance behaviours to protect against skin cancer. In
recent years, vitamin D deficiency has been implicated in the aetiology of type 2 diabetes,
PCOS and CVD, and has been shown to be associated with their risk factors including
obesity, insulin resistance, hypertension, as well as chronic low-grade inflammation.
Treating vitamin D deficiency may offer a feasible and cost-effective means of reducing
cardiometabolic risk factors at a population level in order to prevent the development of type
2 diabetes and CVD. However, not all intervention studies show that vitamin D
supplementation improves these risk factors. Importantly, there is significant heterogeneity in
existing studies with regards to doses and drug regimens used, populations studied (ie vitamin
D deficient or sufficient), and the lengths of supplementation, and only few studies have
directly studied the effect of vitamin D on insulin secretion and resistance with the use of
clamp methods. Therefore, there is a need for well-designed large scale trials to clarify the
role of vitamin D supplementation in the prevention of type 2 diabetes, PCOS, and CVD.
Keywords: vitamin D, obesity, insulin resistance, polycystic ovary syndrome, inflammation,
cardiovascular disease, diabetes.
Word Count: 7,285
Number of figures: 1
4
1. Background:
From a physiological perspective, the main role of vitamin D has been in regulating calcium
and phosphorus homeostasis to promote healthy mineralization of bone. However, recent
evidence is shifting recognition of the role of vitamin D towards extra-skeletal properties,
particularly in relation to cardiometabolic risk factors and diseases. These potential metabolic
effects have gained much attention over the past decade and vitamin D has been implicated in
the pathophysiology of obesity, insulin resistance, type 2 diabetes, polycystic ovary syndrome
(PCOS), and cardiovascular disease (CVD) as well as in modulating chronic low-grade
inflammation, now a well-established risk factor in many chronic diseases.
Type 2 diabetes is a global health problem. At least 366 million people have diabetes, and
this figure is likely to rise to 552 million by 2030, largely due to an increase in the prevalence
of obesity underpinned by changes in lifestyle 1. The greater prevalence of obesity and
diabetes contributes to high morbidity and mortality from diabetes complications including
CVD, which is the primary cause of death in those with diabetes, with considerable
associated healthcare costs 2.
There is increased recognition of the possible role of vitamin D in type 2 diabetes and CVD,
and of its potential contribution to this health burden as vitamin D deficiency is now
prevalent worldwide. This is largly due to sedentary indoor lifestyles, use of sunscreen and
protective clothing to reduce the risk of skin cancer 3. Vitamin D deficiency is defined as
plasma 25(OH)D <50nmol/L, although there is currently no consensus on the optimal levels
of vitamin D to maintain health 4. Nevertheless, it is of concern that 20-60% and 10-40% of
the UK and US populations, respectively, have vitamin D levels <50nmol/L 5. In Australia,
despite the sunny climate, vitamin D deficiency is prevalent in 50% of women and 31% of
men living at latitudes >350south
6.
5
Adequate levels of vitamin D are primarily achieved via cutaneous synthesis upon exposure
to ultraviolet (UV) B radiation, and can also be derived from diet and supplements in the
form of cholecalciferol or ergocalciferol 7. However, with current restrictions around sun
exposure due to fear of skin cancer, it is difficult to obtain adequate levels of vitamin D
through sun exposure, and few foods are naturally high in vitamin D, or vitamin D-fortified 3.
The use of supplements has thus been advocated as a more practical option for countering the
widespread deficiency, especially since this is in line with current public health measures for
sun avoidance and skin cancer protection 8.
Following ingestion or synthesis, vitamin D is hydroxylated by the liver into 25-hydroxy
vitamin D after which it undergoes a second hydroxylation in the kidney by 25(OH)D-1α-
hydroxylase (CYP27B1) to form 1,25-dihydroxy vitamin D3 (calcitriol), the biologically
active form of vitamin D 9. Calcitriol exerts its biological effects by acting as a steroid
hormone, and by binding to a nuclear vitamin D receptor (VDR) in target tissues. It has been
recently found that nearly all tissue cells express the VDR, including pancreatic β-cells and
cardiomyocytes, which supports the notion that vitamin D is likely to exert diverse effects,
outside of the musculoskeletal domain 10
.
While there is currently no universal consensus on the adequate intake of vitamin D, the
recommended dietary allowance (RDA) for adults (19-50 years) has been defined as 5μg/day
(200 IU/day) in Australia based on the amount required to maintain 25(OH)D at ≥27.5
nmol/L in circumstances of minimal UV exposure 11
. This increases to 10μg/day in older
people to compensate for reduced vitamin D production in the skin with aging 11
. However,
the US Institute of Medicine has recently increased the RDA for adults aged 19-70 years to
15μg/day (600 IU/day) 12
. While a safe upper limit has not yet been formally established,
6
there are concerns about toxicity from mega-doses of vitamin D. For example, one trial
administering a single oral dose of 12,500 ug (500,000 IU) annually of vitamin D reported a
significant increase in the rate of falls and fractures over a 5 year period 13
, a risk that may be
avoided by fractionating this dose into more frequent physiological administrations 14
.
Importantly, 25(OH)D intakes ≤800 IU/day might be sufficient to achieve bone health, but
may not be sufficient to observe cardiometoblic effects of vitamin D. In addition, the balance
between adequate replacement and avoidance of risks is yet to be established 15
.
2. Vitamin D and Obesity
Observational Studies
Overweight and obesity are defined as abnormal or excessive fat accumulation i.e. body mass
index (BMI) ≥25kg/m2 for overweight and BMI≥30kg/m
2 for obese. The worldwide
prevalence of overweight adults (18 years and older) is 39% while the prevalence of obesity
is 13%, which translates to more than 1.9 billion overweight adults, of which over 600
million are obese 16
. Obesity is preventable through healthy diet and regular exercise, but
once obesity develops, intensive weight loss strategies, exercise programs and medications
are needed for its treatment 16
. Obesity is a common risk factor for many chronic diseases
including type 2 diabetes and cardiovascular disease17
and is associated with chronic low-
grade inflammation 18
.
Recent studies have suggested that the rising prevalence of vitamin D deficiency may in part
be driven by increasing obesity rates 19
. Large nationally representative observational studies
including the National Health and Nutrition Survey (NHANES) have described an
association between overweight and/or obesity and vitamin D deficiency across all age
groups 19
. Recently, a meta-analysis of 34 cross-sectional studies found a significant, albeit
weak, association between serum 25(OH)D levels and BMI, with an observed 4% reduction
7
in 25(OH)D with every 10% increase in BMI 20
. A bi-directional Mendelian randomization
analysis of 21 prospective studies with 42,024 participants supports this finding, reporting
that higher BMI leads to lower 25(OH)D 21
. This association remained consistent across
gender, age, and ethnicity, and the authors concluded that obesity was a causal factor for
developing vitamin D deficiency. Importantly, the reverse was not found as lower vitamin D
levels did not appear to lead to a higher BMI, thus suggesting that increasing vitamin D levels
is unlikely to promote weight loss or influence weight regulation 21
.
Intervention Studies
Randomised trials support the observational data that while obesity may influence vitamin D
status, low vitamin D does not prevent obesity. A meta-analysis of 18 trials measuring several
anthropometric outcomes, including fat mass and BMI, found no significant decrease in BMI
following vitamin D supplementation 22
. There was also no change in percentage of body fat,
body weight, or lean fat mass, however several factors may have contributed to the negative
findings. Two-thirds of trials had durations of ≤6 months, with one-third lasting ≤3months,
and only half of all included trials supplemented ≥2,000 IU/ day of vitamin D. Also, of the
seventeen trials, seven included participants who were not vitamin D deficient
(25(OH)D >50nmol/L), 3 trials included participants with borderline deficiency (25(OH)D=
45-50nmol/L) and only 3 trials included participants with 25(OH)D <30nmol/L.
Overall, the review on the impact of vitamin D on BMI is limited by significant heterogeneity
in study design, participant characteristics, and cut-off points defining vitamin D deficiency
as well as inadequate dosages and durations of vitamin D therapy22
. In support of this, a
subsequent RCT combined caloric restriction and exercise with vitamin D supplementation of
2,000IU/day for 1 year, and found that only those who became replete (25(OH)D ≥80nmol/L)
had lost more weight (-8.8kg versus -5.6kg; P = 0.05), and had a reduced waist circumference
8
(-6.6cm versus -2.5cm; P = 0.02), and percentage body fat (-4.7 versus -2.6, P = 0.04),
compared to the diet and exercise only group 23
. Despite the apparently consistent
relationship between vitamin D and obesity in observational studies, results from randomised
trials remain equivocal, and further trials using higher vitamin D doses and longer follow-up
periods are needed to confirm the extent and direction of this association. Overall,
particularly given the results of the recent Mendelian randomisation study 21
, the evidence
favours obesity being a determinant of vitamin D deficiency, rather than vitamin D status
altering risk of developing obesity.
3. Vitamin D and Type 2 Diabetes Risk:
Observational Studies
Type 2 diabetes is characterised by an inadequate response to insulin known as insulin
resistance and relative or absolute insulin deficiency. It has reached epidemic proportions due
to the increasing prevalence of obesity and is a leading cause of morbidity and mortality
mainly due to diabetes complications including CVD 24
. The prevalence of diabetes in 2013
was 382 million people worldwide with type 2 diabetes accounting for approximately 85% of
cases 25
. Recent studies have linked low vitamin D levels with type 2 diabetes risk factors and
type 2 diabetes itself 26
.
Cross-sectional studies show that people with type 2 diabetes have on average lower plasma
25(OH)D concentrations compared to healthy people 27
, and low plasma 25(OH)D has been
associated with higher fasting serum glucose 28-30
and higher haemoglobin A1c (HbA1c) 31, 32
as well as insulin resistance 30, 33
, and decreased first and second phase insulin secretion 34, 35
.
In prospective studies, low serum 25(OH)D levels have been associated with the
development of insulin resistance 29
and incident type 2 diabetes 36
. A recent meta-analysis of
9
21 prospective studies by Song et al.36
reported that decreased plasma 25(OH)D
concentrations were associated with a higher incidence of type 2 diabetes, irrespective of sex,
duration of follow-up, sample size, diabetes diagnostic criteria, or 25(OH)D assay method.
Each 10 nmol/L increment in 25(OH)D levels was linearly associated with a 4% lower risk of
developing type 2 diabetes 36
.
Mendelian randomisation analyses of the association between vitamin D and type 2 diabetes
risk are not consistent. A study by Ye et al. 37
found that two single nucleotide
polymorphisms (SNPs) responsible for 25(OH)D metabolism were not associated with
fasting or 2 hour glucose, fasting insulin, or HBA1c, but two other SNPs responsible for
25(OH)D synthesis had a significant causal association with fasting insulin; however none
were associated with type 2 diabetes risk. Another Mendelian analysis found that genetic
variation in the DHCR7 gene (responsible for endogenous vitamin D production in the skin)
was significantly associated with an increased risk of type 2 diabetes (P=0.04), but variation
in CYP2R1 (responsible for liver conversion of vitamin D to 25(OH)D) was not 38
.
Conversely, Buijsse et al.39
found that both synthesis and metabolism allele scores were not
related to type 2 diabetes risk. A limitation of these studies is that the SNP effects on
circulating 25(OH)D are relatively small, thus large sample sizes are needed to detect effects
with sufficient accuracy 39
. Overall, observational studies appear to support an association
between vitamin D and diabetes risk, but the results of genetic studies are conflicting.
Intervention Studies
A recent meta-analysis conducted by Seida et al.40
identified 35 randomised trials ranging
between 4 weeks to 7 years duration, 200 IU/day to 450,000 IU/year of vitamin D3
supplementation, and totalling 43,407 study participants including healthy, pre-diabetic, and
type 2 diabetic individuals. The meta-analysis found no effect for vitamin D on HbA1c,
10
fasting glucose, insulin resistance (homeostatic model assessment for insulin resistance:
HOMA-IR), insulin secretion (HOMA of β-cell function), or progression to diabetes.
However, once the studies administering large single doses were omitted, vitamin D
supplementation improved insulin resistance in patients with type 2 diabetes but not in
individuals without diabetes. Importantly, Seida et al.40
also excluded trials that used the
hyperinsulinaemic-euglycaemic clamp, the gold-standard method for measuring insulin
sensitivity 40
. Additionally, vitamin D levels of participants in the included trials were also
not specified; hence it was not clear if participants were vitamin D deficient at baseline.
Furthermore, 3 trials included in the meta-analysis supplemented only ≤800 IU/day of
vitamin D, which is unlikely to sufficiently raise vitamin D levels 41-43
. As such, the lack of
findings in trials examining vitamin D and type 2 diabetes may be attributable to considerable
heterogeneity between trials, not restricting participant inclusion criteria to vitamin D
deficient individuals, and/or providing vitamin D doses which were insufficient in raising
plasma 25(OH)D to optimal levels to demonstrate any effects. It is clear that good quality
intervention trials with gold standard measures of glucose metabolism are vital to address
these key knowledge gaps.
4. Vitamin D and Polycystic Ovary Syndrome:
Observational Studies
Polycystic ovary syndrome (PCOS) is the most common endocrinopathy in women of
reproductive age and is underpinned by insulin resistance and hyperandrogenism with key
clinical reproductive and metabolic features 44
. Insulin resistance has an important role in the
aetiology of PCOS as it drives development of other PCOS features including
hyperandrogenism, obesity, glucose intolerance, type 2 diabetes, and it increases
11
cardiovascular risk factors and diseases 44
. Lower levels of vitamin D have been reported in
women with PCOS compared to controls even after adjustment for BMI and age 45, 46
. In a
study in Scotland, the prevalence of severe vitamin D deficiency (25OHD <25 nmol/L) was
44.0% in women with PCOS compared to 11.2% in women without PCOS 47
. However,
observational studies on vitamin D levels in women with PCOS compared with non-PCOS
women have yielded inconsistent results 48
. In a study of 206 women with PCOS, 72.8% had
vitamin D levels below 74.88 nmol/L, and women with combined PCOS and metabolic
syndrome had lower vitamin D levels compared to women with PCOS without metabolic
syndrome (43.2 versus 64.4 nmol/L respectively) 49
. Vitamin D was also associated with
features of metabolic syndrome in PCOS women 49
. Some studies have shown that obese
women with PCOS also have lower vitamin D levels compared with lean women with PCOS
50-52, whereas others found no difference in vitamin D levels between obese versus lean
women with PCOS 53
.
Similar to findings from general populations, a significant correlation has been demonstrated
between low vitamin D levels and insulin resistance in women with PCOS 47, 49, 50, 52, 54
. The
association between 25(OH)D level and insulin resistance measured by HOMA-IR and
quantitative insulin sensitivity check index (QUICKI) remained significant after adjustment
for BMI and WHR 47, 49, 54, 55
. A recent systematic review which included 18 studies (1,893
women with PCOS and 717 control women) reported a negative association between
25(OH)D levels and HOMA-IR in both women with PCOS and controls with 0.27 and 0.19
lower HOMA-IR in women with PCOS and controls, respectively, for every 10nmol/L higher
serum 25(OH)D 56
. An uncontrolled study evaluating the association of vitamin D deficiency
with insulin sensitivity by the gold-standard hyperinsulinaemic-euglycaemic clamp and body
composition measured by Dual-energy X-ray absorptiometry (DEXA) in 38 women with
12
PCOS found a positive correlation between 25(OH)D levels and insulin sensitivity but this
was not significant after adjusting for adiposity 51
.
Another study by Mazloumi et al 45
, involving 103 women with PCOS and 103 controls,
found a positive relationship between vitamin D, calcium, and adiponectin concentrations.
Low levels of adiponectin, previously documented in PCOS 57
, are associated with insulin
resistance 58
. However, the association between PCOS and low adiponectin levels in the
study by Mazloomi et al. 45
was not significant after adjustment for vitamin D level. Authors
proposed that the hypoadiponectinaemia might be secondary to vitamin D deficiency.
Studies investigating the correlation between vitamin D and hyperandrogenism in PCOS have
also reported inconsistent results. Vitamin D deficiency has been associated with lower sex
hormone binding globulin (SHBG) and higher free androgen index, testosterone and
dehydroepiandrosterone sulfate (DHEAS) levels in women with PCOS 47, 50, 52
. Some studies
however found no association between vitamin D and androgens or gonadotropins 53
.
Vitamin D levels have also been found to be lower in PCOS associated with hirsutism
compared to PCOS without hirsutism 49
.
There is also accumulating evidence on the effect of vitamin D on ovarian function and
reproduction. The VDR is found in ovaries, endometrium and placenta, and low vitamin D
has been associated with decreased ovarian reserve 46
. In one study for example, women with
ovulatory dysfunction and PCOS had lower vitamin D levels than women with other causes
of infertility and this was independent of BMI 59
.
Intervention Studies
Two double-blinded placebo controlled randomised clinical trials (RCTs) have been
conducted to date, and they both showed no change in insulin sensitivity in non-diabetic
13
women with PCOS following vitamin D supplementation 60, 61
. One of these RCTs
investigated the effect of a large dose of vitamin D (12,000 IU/day) for 12 weeks 60
, and the
other provided 50,000 IU vitamin D every 20 days for 2 months 61
. Most participants in the
former trial and all in the latter had vitamin D deficiency (25(OH)D <50nmol/L). There was
no significant change in QUICKI, insulin sensitivity index, HOMA-IR, fasting glucose or
insulin levels 60
.
Similarly, a single arm open label trial involving overweight women with PCOS and vitamin
D deficiency also demonstrated no change in insulin sensitivity after 3 months of calcium
(530mg/d) and vitamin D (daily dose of 3533 IU for the first five participants, increased to
8533 IU for the other seven participants) 62
. The relatively short duration of these trials could
be the reason for not finding an effect on insulin sensitivity following vitamin D
supplementation. However, one single arm trial with a single oral dose of 300,000 IU vitamin
D resulted in a significant reduction of HOMA-IR in obese women with PCOS after three
weeks 63
. Decrease in fasting and stimulated glucose levels post oral glucose tolerance test
was reported following weekly 20,000 IU of vitamin D for six months in another
uncontrolled study, however HOMA-IR remained unchanged 64
.
Despite some evidence indicating increased endometrial thickness 65
and improved
menstruation 64, 66
and follicle maturation 66
from vitamin D supplementation, there is no
evidence of improved pregnancy rate spontaneously or after intra uterine insemination
following vitamin D supplementation alone or in combination with calcium in PCOS 65, 66
.
One uncontrolled study involving 13 women with PCOS and chronic anovulation (nine with
amenorrhea/ oligomenorrhea) reported normal menstruations for 7 out of 9 women within 2
months of calcium and vitamin D replacement, while another 4 women maintained their usual
menstruation 67
.
14
Evidence of the effect of vitamin D supplementation on androgen and lipid levels mainly
comes from non-randomised, single arm trials on overweight and obese women with PCOS,
and the few RCTs that have been conducted so far are limited by small sample sizes and short
durations with no RCT lasting longer than 6 months. Findings from one single-arm open
label trial involving 12 overweight and vitamin D deficient women with PCOS showed a
reduction in total testosterone and androstenedione levels after calcium and vitamin D
supplementation for 3 months62
, whereas other studies have found no effect of vitamin D
supplementation on androgen levels in women with PCOS 60, 63, 64
. For example, a high daily
dose of vitamin D supplementation (12,000 IU/day) for 12 weeks in a double blinded
placebo-controlled RCT involving 11 women with PCOS and 11 controls showed no
significant change of total and free testosterone 60
.
There is some evidence indicating the effect of vitamin D supplementation to reduce
triglycerides (TG)64, 68, 69
and total cholesterol 64, 68, 70
in women with PCOS. One double
blinded placebo-controlled RCT showed a significant reduction of total cholesterol, TG and
very low-density lipoprotein (VLDL), but no change of high-density lipoprotein (HDL) or
low-density lipoprotein (LDL) following vitamin D supplementation (50000 IU every 20
days) for two months 68
. Another RCT showed no change of lipid levels after high doses of
vitamin D supplementation (12,000 IU daily) for three months 60
.
Overall, the data across a range of endpoints is inconclusive in this heterogeneous high
metabolic risk group and further research with larger sample sizes and longer durations are
needed to establish the role of vitamin D in PCOS.
5. Vitamin D and Cardiovascular Disease Risk:
15
Observational Studies:
Several large nationally representative cross-sectional studies including the NHANES 71
and
the Tromsø Study72
have examined the relationship between vitamin D levels and blood
pressure (BP) and/or hypertension, and found that vitamin D deficiency was associated with
an increased prevalence of hypertension or pre-hypertension. A recent review conducted by
Carbone et al.73
identified 35 cross-sectional studies, of which only seven found no
association between vitamin D and BP or hypertension. Importantly, five of these seven
studies included participants who were not vitamin D deficient (≥50nmol), and one was
borderline (median =48nmol/L). It has been suggested that cardiovascular risk factors may be
more prominent in vitamin D deficient subjects. This is supported by a cross-sectional study
by Burgaz et al. 74
, which found that men with 25(OH)D levels below 37.5nmol/L had a
three-fold increased prevalence of confirmed hypertension74
, while another study of 381
vitamin D deficient men and women (25(OH)D = 31.0±12.5 nmol/L) found a significant
inverse association between low 25(OH)D values and the prevalence of pre-hypertension 75
.
Pittas et al.76
performed a meta-analysis on 4 prospective studies ranging between 7 and 10
years follow up, in which one study used self-reported vitamin D intake, while three
measured plasma vitamin D concentrations. All four studies reported hypertension by self-
report. A significant inverse association between low vitamin D levels and incident
hypertension after 7-8 years was reported when comparing the lowest and highest vitamin D
concentrations (<37 to 50nmol/L versus >75-80nmol, respectively) 76
. A more recent meta-
analysis of 11 prospective studies, 4 of which assessed dietary vitamin D intake and the
remaining seven assessed blood 25(OH)D concentrations, found that subjects in higher
vitamin D concentration tertiles had a 30% lower risk of developing hypertension compared
to those in lower tertiles (risk ratio=0.70, P<0.05)77
. A pooled dose–response analysis of five
studies also found that each 32 nmol/L increase in 25(OH)D levels was associated with a
16
12% lower risk of hypertension77
. These findings are supported by Mendelian randomization
analyses examining genes responsible for 25(OH)D synthesis or substrate availability
(CYP2R1 and DHCR7) in large samples (n >140,000) 78
. These analyses found that each
25(OH)D-increasing allele of the synthesis score was associated with a -0.10 mm Hg and -
0.08 mm Hg in systolic and diastolic BP, respectively (P <0.05), and reduced odds of
hypertension (OR per allele, 0·98; P=0.001) 78
.
Both cross-sectional and prospective studies investigating the effect of vitamin D on lipid
profiles have had divergent results. While some studies found positive relationships between
vitamin D and HDL75, 79-85
, and an inverse relationship between vitamin D and total
cholesterol and TG 34, 81
, others have not 30, 86-90
.
Prospective studies investigating vitamin D and overall CVD risk were recently reviewed in a
meta-analysis of 19 studies conducted between 2005 and 2012, with 6,123 CVD cases in
65,994 participants 91
. Low 25(OH)D levels (<60nmol/L) were associated with increased
CVD risk , specifically with increased total and CVD mortality. The increased CVD risk
seemed to plateau when vitamin D levels reached 60nmol/L, thus suggesting that while
vitamin D deficiency may increase CVD risk, higher levels may not further decrease risk.
Collectively, existing observational data suggests that CVD risk is increased only when
25(OH)D levels are low (<60 nmol/L).
Links between vitamin D and CVD risk have also been explored in Mendelian randomisation
studies, with some conflicting results. One study examining genetic variants in DHCR7 and
CYP2R1 found that genetically low 25(OH)D concentrations were not associated with
increased cardiovascular mortality 92
, and another study found that neither genotype score nor
the 4 SNPs examined were related to risk of myocardial infarction or overall CVD risk 93
.
However, Levin et al. 94
found a SNP within the VDR which significantly altered the
17
association between low 25(OH)D and CVD outcomes, and thus identified subgroups of
individuals with genotypes that make them more or less susceptible to CVD risk when their
vitamin D levels are low. Current genetic studies are however lacking, and until well-
designed large-scale studies and RCTs are conducted, such associations cannot be confirmed
nor denied.
Intervention Studies:
Few randomised trials have been conducted to investigate the effect of vitamin D
supplementation on cardiovascular risk markers or CVD incidence. However, several large-
scale trials are currently underway which include cardiovascular risk factors and CVD
development or CVD event incidence as primary outcomes, including the VITAL trial in the
United States, FIND trial in Finland, D-Health Study in Australia, and the ViDA trial in New
Zealand 95
.
A meta-analysis by Pittas et al. 76
of 10 RCTs concluded that there was no effect of vitamin D
supplementation on CVD risk factors including BP or incident hypertension. A more recent
review by Kunutsor et al. 96
found 16 trials comprising 1,879 participants, and ranging from 5
weeks to 12 months duration, with 800-1,870 IU/day of vitamin D supplementation.
Following meta-analysis, the authors found similar results to those of the Pittas group 76
, but
a significant reduction in diastolic BP (-1.3mmHg, P<0.05) was observed in six trials of
participants with pre-existing cardiometabolic disease.
Importantly, a limited number of the reviewed trials investigated BP as a primary outcome,
and only few studies focused on vitamin D-deficient individuals. In one study that did not
initially find significant changes in BP following supplementation of 3,000 IU/day vitamin D
for 20 weeks, subgroup analysis of only the vitamin D-deficient subjects did show decreased
systolic and diastolic BP by 4/3 mm Hg(P=0.05/0.01) in the vitamin D group as compared to
18
placebo 97
. This is supported by one of the largest RCTs of hypertensive patients (n = 283)
with vitamin D deficiency that supplemented 1000-4000IU/day of vitamin D for 3 months,
and found that for each 2.5nmol/L increase in plasma 25(OH)D, there was a 0.2 mmHg
reduction in systolic BP (P=0.02) 98
.
With regards to vitamin D supplementation and dyslipidemia, a systematic review conducted
by Jorde and Grimnes identified 10 placebo-controlled randomised trials investigating
vitamin D and lipids, and found that some trials showed positive, while others showed
negative effects of vitamin D supplementation on HDL, LDL, total cholesterol, and TG 99
.
Only one trial in 165 healthy, overweight and vitamin D deficient participants (mean= 30
nmol/L) showed significant results with an 8% increase in LDL and a 16% decrease in TG in
the vitamin D group (3,320 IU /day for 1yr) compared to placebo 100
.
Few randomised trials have examined the effect of vitamin D on the incidence of CVD or
CVD-related events. A systematic review conducted by Elamin et al.101
found 51 trials, of
which 30 trials reported effects of vitamin D supplementation on CVD-related mortality, but
only 6 on myocardial infarction, 6 on stroke, and 5 on peripheral vascular disease. Meta-
analyses showed no effect of vitamin D on any of these outcomes, although a non-significant
reduction in mortality was observed in those receiving vitamin D (risk ratio= 0.96, P= 0.08).
Importantly, many of the included trials were not designed to evaluate cardiovascular
outcomes and were thus likely underpowered. Also, 6 of the trials included participants who
were not vitamin D deficient, while another 12 trials did not report or were unclear on
baseline vitamin D status. This is of relevance as participants without vitamin D deficiency
are less likely to benefit from vitamin D supplementation 101
.
Potential cardiovascular benefits of vitamin D may also be obscured due to confounding
baseline characteristics that were unaccounted for such as diet, exercise and smoking status,
19
or due to the co-administration of calcium in many of these trials which may have masked
any benefits of vitamin D, and perhaps even had a detrimental cardiovascular effect 102
. This
is supported by a more recent review where Zitterman et al.4 concluded that vitamin D
supplementation is not likely to reduce CVD risk by more than 15%, a level that may not be
detectable in current data. The general consensus reached by these and previous reviews 76, 96
is that existing trials are of poor to moderate quality at best, and although the role of vitamin
D in CVD prevention is promising, higher quality randomised trials are needed to adequately
test its potential 76, 96, 99
.
6. Proposed Inter-relationships and Mechanisms for Vitamin D in the Pathophysiology
of Cardiometabolic Risk Factors & Disease:
Several hypotheses have been proposed around the inter-relationships between obesity and
vitamin D and the potential mechanisms by which vitamin D may affect the development and
progression of cardiometabolic risk factors and disease [Figure 1].
Vitamin D and Obesity:
A simple explanation for the relationship between vitamin D and obesity can be attributed to
lifestyle and behavioural differences. Low dietary intake of both calcium and vitamin D have
been reported in obese individuals 103
. Obese individuals may also be less likely to engage in
outdoor activities, and those who do spend time outdoors tend to expose less skin to the sun
than non-obese individuals. Both these aspects result in less exposure to sunlight and
decreased vitamin D synthesis in the skin 22
. However, the differences in sun exposure though
difficult to measure do not fully explain the variance in vitamin D concentrations between
obese and non-obese individuals 104
. Another possible mechanism of vitamin D deficiency in
obesity is that sequestration of the fat-soluble vitamin in adipose tissue mass and/or a slower
20
rate of synthesis of 25(OH)D by the steatotic liver in obese individuals, may result in
decreased bioavailability and thus lower vitamin D levels 104
. Others have also found
impairments in 25(OH)D hydroxylation in obesity 17
.
A more indirect mechanism by which vitamin D may affect obesity is via its regulation of
parathyroid hormone (PTH) and calcium. Low vitamin D levels result in increased PTH,
which in turn stimulates the influx of calcium into adipocytes. Intracellular calcium in these
cells can enhance lipogenesis and thus excess PTH may promote weight gain 104, 105
.
Consistent with this notion, a positive association between PTH and BMI, and a reduction in
PTH following weight loss have been reported 106, 107
.
Vitamin D and Type 2 Diabetes:
In vitro studies have proposed that vitamin D affects both insulin sensitivity and secretion 108-
110. With regards to insulin sensitivity, vitamin D increases transcriptional activation and
expression of the insulin receptor gene, thereby improving insulin sensitivity via facilitating
both basal- and insulin- mediated glucose transport and oxidation 108-110
.
Vitamin D actions on PTH are also thought to be indirectly involved in the development of
insulin resistance, metabolic syndrome, and diabetes. As mentioned, low vitamin D levels
result in high PTH levels, and this excess PTH in some studies has been linked to decreased
insulin sensitivity111
, while Reis et al.90
suggest that clinical investigations have consistently
associated hyperparathyroidism with a two- to four-fold increased risk of diabetes. Proposed
mechanisms suggest that PTH may interfere with both insulin secretion and insulin action.
PTH has been suggested to decrease insulin mediated glucose uptake by liver, muscle, and
adipose cells by reducing the number of glucose transporters (both GLUT1 and GLUT4)
available in cell membranes, while PTH has also been shown to suppress insulin release 112
.
21
Collectively, current data suggests that vitamin D deficiency, and the subsequent excess in
PTH may inhibit insulin signalling and exert negative effects on insulin sensitivity, however
more mechanistic studies are needed to further clarify these biological pathways in humans.
Extra and intracellular calcium levels, which are regulated by vitamin D, have been shown to
influence both insulin sensitivity and secretion. Vitamin D enhances insulin action and signal
transduction by regulating extracellular calcium to ensure normal calcium influx through cell
membranes 27
. This in turn prevents interference with normal insulin release, given that
insulin secretion is a calcium-dependent process 27
. Vitamin D also increases β-cell insulin
secretion by elevating intracellular calcium, which is an essential mechanism involved in β-
cell glycolysis and the signalling of circulating glucose 113
.
The vitamin D binding protein (DBP) and the VDR, which are present in pancreatic islets,
influence the bioavailability and the distribution of vitamin D in tissues 114, 115
. The DBP and
VDR have been suggested to play a role in β-cell function 114, 115
. Genomic effects of vitamin
D via the VDR have been proposed, whereby increased expression of the VDR has been
linked to stimulation of insulin release in pancreatic β-cells, and enhanced insulin
responsiveness for glucose transport 114
.
Chronic low-grade inflammation is an important risk factor for cardiometabolic diseases,
particularly because cytokine-mediated β-cell apoptosis is a central feature in the
development and progression of type 2 diabetes 116
. Vitamin D influences inflammatory
responses through multiple mechanisms. Vitamin D modulates cytokine secretion by
inhibition of the proliferation and stimulatory abilities of T-cells and monocytes 117
. In fact,
vitamin D has been shown to down-regulate pro-inflammatory cytokines, including CRP,
tumor necrosis factor–alpha (TNF-α), interleukin (IL)-6, IL-1, and IL-8, and up-regulate anti-
22
inflammatory cytokines such as IL-10 118
. This is supported by a clinical trial where vitamin
D supplementation for one year reduced circulating IL-6 concentrations in obese subjects 119
.
Interestingly, vitamin D has also been associated with increased circulating adiponectin, a
peptide hormone with favourable effects on chronic low-grade inflammation, and glucose and
lipid metabolism. This action of vitamin D is thought to occur partly via down-regulating IL-
6 since IL-6 has been shown to inhibit adiponectin gene expression 119, 120
.
In vitro data show that the VDR is present in most inflammatory cells, supporting the role of
vitamin D in inflammatory responses 10
. Absence of the VDR also seems to be associated
with increased nuclear factor- kappa B (NFB) activity, a transcription factor which has a
key role in regulating immune responses to infection and that has been implicated in the
pathophysiology of insulin resistance and type 2 diabetes 121
. Conversely, NFB translocation
appears to be arrested, and its activity weakened by vitamin D 121
.
Vitamin D also up-regulates osteocalcin, a protein secreted by osteoblasts that is important
for bone mineralisation, but has also been implicated in the regulation of glucose metabolism
via effects on both insulin sensitivity and secretion 122, 123
. Osteocalcin stimulates adiponectin
expression and release of adiponectin from adipose tissue 120
, but also has effects on insulin
secretion via increases in GLP-1 122, 123
.
Advanced glycation end products (AGEs), a key factor in the pathogenesis of diabetes
complications, have been recently implicated in the pathophysiology of insulin resistance 124,
125. Harmful effects of AGEs include increases in inflammation and oxidative stress as well
as direct effects on β-cells, all of which are important risk factors for the development and
progression of diabetes 124-126
. In vitro studies suggest that the addition of vitamin D to
various cells, including endothelial cells, appeared to hamper AGEs-induced NFB activity
23
121, 127, 128. In addition, vitamin D was also found to exert protective effects by increasing the
circulating soluble receptor for AGEs (sRAGE), thereby reducing AGEs 129
.
Vitamin D and PCOS
Obesity, insulin resistance and chronic low-grade inflammation have important roles in the
development of PCOS and progression of its complications. As such, the mechanisms by
which vitamin D impacts on obesity, insulin resistance and chronic inflammation that have
been discussed above, also apply to PCOS.
In addition to these, PCOS is characterised by hyperandrogenism and oligo/anovulation. One
indirect mechanism proposed for the role of vitamin D deficiency in PCOS is by reducing
SHBG and thereby increasing free androgen levels. However, the association between
vitamin D and SHBG is not significant in most studies after adjusting for BMI 130
.
Furthermore, vitamin D deficiency is linked to hyperandrogenism through increasing PTH
which has been positively associated with testosterone level independent of BMI in women
with PCOS 131
. A role for calcium has also been established in relation to oocyte maturation
and the initial phase of egg development at fertilisation in both animal and human studies.
Abnormalities in calcium homeostasis and PTH levels secondary to vitamin D deficiency
may thus be responsible for arrested follicular development and menstrual dysfunction in
women with PCOS 67
.
Gene polymorphisms in the VDR are also proposed to have a role in the development of
PCOS with some genotypes being associated with more insulin resistance or
hyperandrogenism 46
. VDR-null mutant mice have been shown to have uterine hypoplasia
and impaired folliculogenesis suggesting a role for VDR in reproduction 132
. In addition,
AGEs and anti-Mullerian hormone (AMH) are elevated in women with PCOS, the latter
being due to abnormal ovarian folliculogenesis 129, 133
. It has been shown that both AGEs and
24
AMH levels are higher in anovulatory compared to ovulatory PCOS. As such, they may
interact in the anovulatory mechanisms in women with PCOS 133
. Vitamin D reduces AGEs
129, as has been mentioned earlier, but it has also been shown to normalise serum AMH in
women with PCOS and vitamin D deficiency 134
.
Despite the above proposed mechanisms, there remains a clear need for further research in
this unique insulin resistant disorder to clearly establish the mechanisms and potential
therapeutic benefit of vitamin D in PCOS.
Vitamin D and Cardiovascular Disease
Low vitamin D has been implicated as having an important role in development of CVD risk
factors via several mechanisms. Vitamin D has been shown to induce genes that are
protective against atherosclerosis and myocardial damage 135, 136
, and it also appears to
suppress cardiac hypertrophy 137, 138
. Another suggested mechanism is an increased activation
of the renin-angiotensin-aldosterone system (RAAS). Low vitamin D has been associated
with increased circulating angiotensin-II concentrations 137
, and blunted renal plasma flow
response to angiotensin-II infusion in normotensive subjects 73
. Vitamin D is therefore
believed to improve cardiac function and reduce blood pressure, primarily by down-
regulating the RAAS and reducing plasma levels of angiotensin II, which decreases
angiotensin II-induced vasoconstriction, and reduces renin via calcium regulation 139
. This is
supported by randomised trials where improved blood pressure was observed in individuals
following vitamin D supplementation, however this was restricted only to individuals with
baseline vitamin D deficiency 97, 98.
High renin concentrations have also been independently
associated with the progression of thrombosis and left ventricular hypertrophy, along with
having an independent effect on CVD-related morbidity and mortality 140
.
25
Additional mechanisms contributing to the protective effects of vitamin D against
atherosclerosis are increased production of a matrix protein which inhibits cellular vascular
calcification73
, enhances expression of anticoagulant glycoproteins, while down-regulating
expression of critical coagulation factors, and prevents foam cell formation and LDL
cholesterol uptake by macrophages 141
. Vitamin D has also been shown to directly promote
HDL particle formation and regulate serum apolipoprotein A-1 levels, both of which
contribute to increased cholesterol transport and overall improved lipid profiles 81
. In addition,
higher vitamin D and thus higher calcium levels are proposed to reduce hepatic triglyceride
formation and secretion 99
. Calcium acts to form insoluble soaps to prevent absorption of
dietary fat and binds to bile acids, which increases the hepatic conversion of cholesterol to
bile acids, thus reducing overall cholesterol levels 142
.
Vitamin D deficiency also elevates PTH levels as mentioned earlier, and this has been
associated with low HDL cholesterol as well as impaired endothelial function, arterial
stiffness and hypertension 73,90
. Suggested mechanisms for these actions include increased
aldosterone secretion via direct stimulation of sympathetic activity by PTH, and the indirect
mechanism of PTH whereby it alters calcium transport in various tissues, including vascular
smooth muscle, which may contribute to hypertension, among other CVD risks 73,90
.
In vitro activation of the VDR has also been shown to stimulate nitric oxide production in
endothelial cells and improve angiogenic features of endothelial progenitor cells, while
regulating the proliferation, migration, mineralization, and thrombogenic protein expression
of vascular smooth muscle cells 73
. Similarly, the VDR also improves lipid metabolism by
reducing acetylated LDL cholesterol uptake 79
. VDR polymorphisms have been associated
with an increased genetic susceptibility to CVD risks including hypertension73
.
26
Given the presence of the VDR in inflammatory cells, vitamin D also appears to exert
protective features against CVD via inflammatory and oxidative stress pathways. Chronic
low-grade inflammation and advanced glycation have both been suggested to play important
roles in the pathogenesis of CVD 4, 143
. Vitamin D reduces both chronic low-grade
inflammation and AGEs as discussed earlier. In addition, human in vitro studies have found
that vitamin D reduces the effect of AGEs on endothelial cells, thereby decreasing arterial
stiffness and endothelial dysfunction 128
. Consistent with this, AGEs and NFB activity has
been associated with diastolic pressure and pulse pressure in healthy normotensive adults 126,
143. Collectively, present data show promising explanations of mechanisms involved in the
effects of vitamin D on cardiovascular risk factors, however further research is needed to
clarify the extent by which vitamin D may be a protective agent against CVD risk factors and
disease.
7. Limitations of the Current Literature
Current knowledge around the benefits of vitamin D in relation to cardiometabolic health
remains contentious. Equivocal findings from both observational and interventional studies
are affected by several factors including the lack of defined knowledge around appropriate
dosages or optimal concentrations of vitamin D, and the duration of supplementation
necessary to appreciate any cardiometabolic effects. It is also unclear whether vitamin D is
only effective in certain subgroups, and whether a certain threshold exists at which vitamin D
ceases to incur additional benefits. However, it has been postulated that vitamin D
supplementation only exhibits beneficial effects in those who are deficient (25(OH)D <50
nmol/L), and only if supplemented in adequate dosages (>2000 IU /day) and for sufficient
durations for development of the outcome, all of which are factors needing proper
consideration in the design and execution of future trials in this field of research 76, 96, 99
.
27
Previous trials have been limited by poor participant compliance, insufficient dosages, and
small sample sizes, many of which included participants who were not vitamin D deficient.
The relatively short durations of these trials have also not allowed sufficient time to observe
development of these chronic diseases. Many trials have also co-administered vitamin D with
calcium, and since high calcium levels are now known to increase CVD risk, this may have
masked any potential benefits of vitamin D 4. Thus while existing research outlines a
potential role for vitamin D in improving cardiometabolic health, more conclusive evidence
is needed to confirm the true effects of vitamin D and to determine the mechanistic pathways
by which it can work as a protective agent against these diseases.
8. Conclusions and Future Directions
Cardiometabolic risk factors and diseases including obesity, PCOS, type 2 diabetes, and CVD
are associated with significant morbidity and mortality, as well as increasing healthcare costs.
Most importantly, they are preventable conditions, but while lifestyle interventions for
treatment of obesity and other cardiometabolic risk factors are an important part of
preventative strategies, they are expensive, difficult to implement, and unlikely to succeed on
their own. Therefore, alongside existing lifestyle interventions, there is an urgent need to
identify and test safe and effective interventions that can be easily implemented at a
population level to prevent these conditions and reduce their complications.
In recent years, vitamin D deficiency has attracted significant attention as a potential
contributing factor to the development of cardiometabolic diseases. Vitamin D deficiency is
now pandemic across most populations, given the shift to sedentary, indoor lifestyles, and sun
safety concerns. However, with the use of supplements, vitamin D deficiency can be easily
28
treated on a population-wide level. Despite current research suggesting the involvement of
vitamin D in the pathogenesis of obesity, type 2 diabetes, PCOS, and CVD; there remains
unanswered questions and continued debate regarding the potential use of vitamin D
supplementation as a wide-scale prevention strategy. Large, well-designed, and robust
interventional trials in vitamin D deficient individuals with sufficient vitamin D doses are
necessary to clarify the role of vitamin D in mitigating the current burden of chronic disease.
If such trials establish a protective role for vitamin D in cardiometabolic health, treating
vitamin D deficiency via population-wide strategies could be a feasible and cost-effective
means of successfully preventing and treating type 2 diabetes, PCOS, and CVD on a global
scale.
9. Author Contributions
AyaMousa, Negar Naderpoor, and Barbora de Courten drafted the manuscript. Helena Teede,
Maximilian de Courten, and Robert Scragg contributed to reviewing and editing the
manuscript. All authors read and approved the final manuscript.
29
10. Abbreviations
RCT = Randomised controlled trial
BMI = Body mass index
CVD = Cardiovascular disease
PCOS = Polycystic ovary syndrome
OGTT = Oral glucose tolerance test
IVGTT = Intravenous glucose tolerance test
HOMA-IR = Homeostasis model assessment for insulin resistance
QUICKI = Quanititative insulin sensitivity check index
BP = Blood pressure
HDL/ LDL = High- / Low- density lipoprotein cholesterol
TG = Triglycerides
RAAS = Renin-angiotensin-aldosterone system
VDR = Vitamin D receptor
PTH = Parathyroid hormone
HbA1c = Haemoglobin A1c
IU = International units
CRP = C-reactive protein
MIF = Macrophage migration inhibitory factor
IL = Interleukin
MCP-1 = Monocyte chemotactic protein-1
NFB = Nuclear factor kappa-B
TNF-α = Tumour necrose factor-alpha
AGEs = Advanced glycation end products
AMH = Anti-mullerian hormone
SHBG = Sex hormone binding globulin
DHEAS = Dehydroepiandrosterone sulfate
25(OH)D = 25-hydroxy vitamin D
NHMRC = National Health and Medical Research Council
SPHPM = School of Public Health and Preventive Medicine
MUHREC = Monash University Human Research Ethics Committee
30
MCHRI = Monash Centre for Health Research and Implementation
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Titles of Figures
Figure 1. Proposed mechanisms of vitamin D deficiency in cardiometabolic diseases:
Diagram illustrating the suggested mechanistic pathways by which vitamin D can affect
risk factors associated with the development of cardiometabolic conditions including
PCOS, diabetes and cardiovascular disease.