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    Modeling and Analysis of Circuit Performance ofBallistic CNFET

    Bipul C Paul, Shinobu Fujita, Masaki Okajima, and Thomas Lee

    Center for Integrated SystemsStanford University

    420 Via PalouStanford, CA 94305-4070

    Toshiba America Research Inc.2590 Orchard ParkwaySan Jose, CA 95131

    Email: [email protected]

    ABSTRACTWith the advent of carbon nanotube technology, evaluating circuitand system performance using these devices is becomingextremely important. In this paper, we propose a quasi-analyticaldevice model for intrinsic ballistic CNFET, which can be used inany conventional circuit simulator like SPICE. This simple quasi-analytical model is seen to be effective in a wide variety ofCNFET structures as well as for a wide range of operating

    conditions in the digital circuit application domain. We alsoprovide an insight how the parasitic fringe capacitance in state-of-the-art CNFET geometries impacts the overall performance ofCNFET circuits. We show that unless the device width can besignificantly reduced, the effective gate capacitance of CNFETwill be strongly dominated by the parasitic fringe capacitancesand the superior performance of intrinsic CNFET over siliconMOSFET cannot be achieved in circuit.

    Categories and Subject DescriptorsI.6.5 [Simulation and Modeling]: Model Development modelingmethodologies.

    General Terms Design, Performance.

    KeywordsBallistic carbon nanotube FET (CNFET), circuit compatiblemodel, parasitic capacitance, circuit performance.

    1. INTRODUCTIONAs silicon technology is approaching to its limit, several emergingdevices are studied to find a suitable alternative to silicon. Carbonnanotube FETs (CNFET) are shown to have potential of takingthis place in the post silicon era. Its interesting structural andelectrostatic properties (e.g., near ballistic transport) make itattractive for the future integrated circuit applications [1].Consequently, interests have grown to predict the performance ofthese devices in circuits and systems [2-6]. However, circuit

    simulation using CNFET at present is a difficult task, becausemost of the developed device models are numerical [2, 7], whichconventional circuit simulators like SPICE can not handle. Agood analytical model to express the electrostatic properties (e.g.,I-V and C-V characteristics) of these devices is thus extremelynecessary for circuit simulation.A recent attempt has been made to achieve empirical analyticalexpressions to represent electrostatic properties of CNFET [6].

    However, because of its underlying assumptions, this modelcannot accurately predict the device characteristics at all operatingconditions.In this paper, we propose a circuit compatible quasi-analyticaldevice model, which can be used for different semiconductingCNFET structures at all operating conditions in the digital circuitapplication domain. This compact model will greatly facilitate thecircuit simulation using any conventional simulator like SPICE.The model is developed assuming the ballistic transport ofCNFET [2] and shown to have close agreement with physicalmodel.We further provide in this paper, a quantitative analysis on thegeometry dependent parasitic capacitances of state-of-the-artCNFET structures and their impact on the circuit performance.Because of its high drive current (due to ballistic transport) the

    intrinsic performance of CNFET has been predicted to be as highas in the range of Terahertz [3, 8, 9]. The effective circuit

    performance in reality, is however, governed by the effective gatecapacitance of the device, which includes both (1) the intrinsicand (2) extrinsic (parasitic) capacitances. While the intrinsiccapacitance of CNFET has theoretically been shown to be only afew atto-farads [8-11], the parasitic capacitance, however, is astrong function of the device geometry. We show that the

    performance of CNFET is limited by the process (the currenttechnique to fabricate CNFET) and that the device width needs to

    be significantly reduced, in order to achieve the superiorperformance of intrinsic CNFET over silicon MOSFET in circuits.This analysis not only provides a realistic estimation of the

    performance of CNFET circuits but also draws a very effectiveguideline to device design and optimization as well as processdevelopment.The rest of the paper is organized as follows. In section 2 wedescribe the proposed compact model of CNFET for circuitsimulation. Section 3 discuses the parasitic capacitances in state-of-the-art CNFET structures and its impact on circuit performancefollowed by a conclusion in section 4.

    2. COMPACT MODEL OF CNFETFor circuit simulation using conventional simulator like SPICEwe need an analytical expression for device (e.g., I-Vand C-V)

    Permission to make digital or hard copies of all or part of this work forpersonal or classroom use is granted without fee provided that copies

    are not made or distributed for profit or commercial advantage and thatcopies bear this notice and the full citation on the first page. To copyotherwise, or republish, to post on servers or to redistribute to lists,

    requires prior specific permission and/or a fee.DAC 2006, July 2428, 2006, San Francisco, California, USA.Copyright 2006 ACM 1-59593-381-6/06/0007$5.00.

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    characteristics in terms of applied terminal voltages (e.g., Vgs, Vds:see Fig. 1). However, it is impossible to obtain exact closed formexpressions directly by solving self consistent device equations [2,7]. We therefore, employ appropriate approximations toanalytically solve the device equations. We assume ballistictransport in MOSFET like single-walled CNFET with one-dimensional (1D) electrostatics [12]. Short channel MOSFET like

    CNFETs are of particular interest because they are shown toprovide near ballistic current, thereby indicating maximumperformance [13, 14]. The carrier density for any sub-band (pth)of such nanotube transistor can be expressed as [2],

    [ ]dEEfEfED

    n dsE

    p

    ppc

    )()(2

    )(

    ,

    +=

    (1)

    where )(ds is the source (drain) Fermi level, pcE , be the

    conduction band minimum for the pth sub-band, )(Ef is theprobability that a state with energy E is occupied and )(ED is the

    nanotube density-of-states, which can be approximated as2

    ,

    2

    0 || pcEEED for low bias [15]. )3/(80 bVD = , where

    V and b are respectively, the carbon-carbon bonding energy and

    the distance. Normalizing all energies and voltages by

    ( qTkB ) and substituting22

    ,2 zpc = ( E= ), Eq. (1)

    can be written as,

    2,

    1

    00

    ,0 )(

    0 2,

    2

    DN

    e

    dzNn

    dsiispcvvv

    vzp

    =

    +

    = =

    +

    (2)

    wheres

    ( s ), vs and vd are the normalized surface, source

    and drain potentials, respectively. Though solving Eq. (2)analytically is not possible, an approximate closed from solutioncan be obtained by dividing the operating condition into two parts.

    ForTs < (below threshold), when 1

    2

    ,

    2>>+ spcz (for

    all z: 0 ), Eq. (2) can be approximated to calculate thecharge as,

    ( ) sdspc eedzeqNQ vp

    z

    CNT

    +

    +

    = 100

    2,

    2

    se +

    = 0 (3)

    We consider the source potential as the reference potential and Vdsis the drain potential with respect to source. It is observed that

    2/, = qE pcT is a good choice for the above

    approximation. The integral of Eq. (3) can be precomputed

    numerically and 0 can be analytically obtained for any drainvoltage. For qE pcsT /, , though a similar approximate solution can beachieved following the above approach with carefully expandingin series, we however, observed that Eq. (5) also efficiently

    predicts the charge. Fig. 2 shows QCNTverses s obtained fromphysics model [numerical solution of Eq. (2)] and the aboveapproximate analytical model [Eq. (3) and (5)]. It can be seen that

    the analytical models (with [Eq. (5)] and without correctionfactors [polynomial of order 4]) closely match with physics modelin both below [Fig. 2(a)] and above threshold [Fig. 2(b)].QCNTis further related to terminal voltage, Vgs (neglecting the flat-

    band voltage; see Fig. 1(a)) as,

    INS

    CNTgsINSgss

    C

    QVVV == (6)

    whereINS

    C is the insulator capacitance. SubstitutingCNTQ in (6) an

    analytical closed form expression forVg- s can be obtained as

    =

    + )/( 01

    gs

    V

    INS

    gss eC

    lambertwV

    forTgs

    VV

    [ ]

    22

    21

    022

    2

    11

    22

    11

    2

    )]([4)(

    2

    )(

    TgsINSINS

    INS

    Ts

    VCC

    C

    ++

    +=

    forTgs VV >

    (7)

    s, QCNT

    Vgs

    CNT Channel

    VINSIds

    Gate

    Cgd

    Drain

    Source

    Rd

    Cgs Rs

    VFB

    (a) (b)

    Figure 1. (a) Schematic of a carbon nanotube transistor;

    (b) Equivalent circuit of a ballistic one dimensional CNFETfor circuit simulation. Rs andRd are the source and drain

    contact resistance, respectively.

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    where VT is the gate voltage (threshold voltage) corresponding to

    T and can be obtained from Eqs. (3) and (6) with Ts = .

    Knowings in terms of the terminal voltages the drain current,

    Ids and gate input capacitance, CG (Fig. 1) can be easily obtainedas follows [6].

    [ ] ++=p

    Bds

    ds eeh

    TqkI )1ln()1ln(

    4

    and

    gs

    CNTG

    V

    QC

    =

    (8)

    whereTk

    qVEqB

    ipcsi

    = , ( dsi ,= ) and h is the Plancks

    constant. Further, typical values forRs andRd(Fig. 1) can be usedbased on the experimental results for circuit simulation.Fig. 3 shows theI-V(Id-Vg andId-Vd) characteristics of a CNFETwith 2nm diameter and 48.3 pF/m insulator capacitance. It can beseen from the figure that while the model proposed in [6] does notmatch with the physical model for large bias conditions, our

    proposed model matches closely for a wide range of biasconditions. Also note that since we did not make any abruptapproximation in our model, no discontinuity arises around thethreshold. We also verified our model for different nanotubediameters (1, 1.6, 1.7, 2 and 3nm) and obtained close match with

    physical model in all cases. Note that we used physical model

    with numerical solutions to compare our model due to theunavailability of adequate experimentally measured data withdifferent nanotube dimensions.Fig. 4 shows the SPICE simulation result of a two input NANDgate driving three identical gates [CNT: diameter=2nm andLch=20nm (Vdd= 0.9V)]. We used one nanotube for PCNFET andtwo parallel nanotubes for series connected NCNFETs. As can beseen from the figure, a considerably fast response time (2.52ps)was obtained using the intrinsic devices compared to theconventional ITRS 45nm CMOS technology prediction.

    0 0.5 1 1.510

    10

    105

    Vgs

    (Volts)

    Ids

    (A/tube)

    Physical

    Analytical (prev.)

    Proposed

    Vds

    =50mV

    Vds

    =0.5V

    (a)

    0 0.1 0.2 0.3 0.4 0.50

    1

    2

    3

    4

    5

    6

    Vds

    (Volts)

    Ids

    (A/tube)

    Physical

    Analytical (prev.)

    Proposed

    Vgs=0.25V

    Vgs=0.5V

    Vgs=0.35V

    Vgs=1V

    (b)

    Figure 3.I-Vcharacteristics of CNFET with diameter =

    2nm and CINS= 48.3 pF/m, VT=0.3V (T=300oK); (a)Ids-Vgs

    for different Vds; (b)Ids-Vds for different Vgs.

    0 0.05 0.1 0.15 0.2 0.25-34

    -32

    -30

    -28

    -26

    -24

    -22

    s(volts)

    ln(QCNT)

    (Coulomb)

    Physical [Eq. (2)]

    Analytical [Eq. (3)]

    T

    0.15 0.2 0.250

    1

    2

    3

    4

    s(volts)

    QCNT

    (x10-11Coulomb)

    Physical [Eq. (2)]

    Analytical (a)

    Analytical (b)

    (a) (b)

    Figure 2. Charge vs. channel potential of a ballistic carbon nanotube FET. Physical model represents the numerical solution of

    Eq. (2). (a)Ts

    < ; (b)Ts

    > ; the curve Analytical (a) represents the charge obtained from Eq. (5) (with correctionfactors), and Analytical (b) is the charge obtained from the polynomial expression of order 4 without using any empirical

    parameter.

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    3. IMPACT OF PARASITICS ON CIRCUIT

    PERFORMANCEIn this section we analyze the impact of parasitic capacitances onthe CNFET circuit performance. We first describe the effectivegeometry dependent parasitic components in state-of-the-artCNFET structures followed by a discussion on the overall circuit

    performance with parasitics.

    3.1 Geometry Dependent Parasitic

    CapacitanceFig. 5(a) shows the schematic cross-section of a state-of-the-arttop gated CNFET structure [16, 17]. In this self aligned processthe gate electrode metal (height, Tg) is separated from the

    source/drain (length, Lsd) metal approximately by sdox HT in

    the vertical direction (Tox: oxide thickness,Hsd: source/drain metalthickness) and by the thin oxide (Lun) in the horizontal direction,that is used to isolate the gate metal during source/drain metaldeposition. The cross-sectional view of the electrostatic geometryof the device can be represented as shown in Fig. 5(b). The

    parasitic capacitance in this structure, hence, consists of mainlythe gate/source and gate/drain fringe capacitances. The othercomponents such as gate to substrate and source/drain to substratecapacitances are expected to be very small (due to large SiO2thickness) and hence, are neglected in this analysis. The fringecapacitance (Cfr) of this geometry can be analytically calculatedusing the following equation [18].

    dsgun

    dsgun

    TL

    TL

    dsgun

    dsgun

    gdsggungdsg

    fr

    eTL

    WWk

    TL

    TTTLTTWC

    /,

    /,

    2

    /,

    2

    /,

    /,22

    /,

    ln

    2)(ln

    2

    +

    ++

    +

    ++++=

    (6)

    Wheresdgdsggununsd

    LTTTLLL /,

    22 2exp +++= and

    sdoxdsg HTT =/, . is the permittivity of medium, W is the

    device width and kand are constants. A detail descriptionabout the above formulation can be found in [18]. In this analysis,we used SiO2 as the medium outside the device.

    3.2 Analysis of Fringe CapacitanceFig. 6 shows the variation in Cfr with Tg (gate height) and Tox(oxide thickness). Cfr has two components; outer (Cof) and inner

    (Cif) fringe capacitances. Unlike conventional MOSFET, inCNFET both Cofand Cif will substantially contribute to the totalfringe capacitance due to very narrow channel region (typicallyone nanotube in one micrometer width). Cofand Cfrare calculatedfollowing Eq. (6). It can be seen from the figure that for a typicalgeometry (Tg~30nm, Tox~8nm, Lun~1nm, Lsd~250nm, Hsd~7nm),Cfr is about two orders of magnitude larger than the typical deviceintrinsic capacitance (~1.5aF for 50nm gate [8]). The typicalwidth (W) of a state-of-the-art CNFET device is about 1m. Thisis necessary to ensure the nanotube channel under the gate. Hence,the circuit performance will be dominated by the parasitic fringecapacitances and the effectiveness of very low intrinsiccapacitance of CNFET can not be utilized in reality. Further, dueto the logarithmic dependency, Cfr is not a very sensitive functionofTg [Fig. 6(a)]. Tgalso can not be very thin since it increases thegate resistance drastically [18]. Cfr has a similar dependency onLsddue to the geometric symmetry and hence, varyingLsdwill notimpact Cfr significantly [Fig. 6(b)]. Cfr however, has a strongdependency on the gate oxide thickness (Tox) of the transistor. Itcan be seen from Fig. 6(c) that Cfr reduces steeply with theincrease in Tox around 8nm. This is because the electric fluxstrongly depends on the nearest distance between the electrodes.This implies that the use of high-K gate oxide will lead to lowereffective gate capacitance by employing larger Tox while stillhaving good gate control. Separating source and drain from thegate has also been tried by means of doping the nanotube outside

    of gate region [19]. We studied the impact of this structure(analogous to underlap device) on Cfrby varyingLun. Though Cfrcan be reduced significantly by increasing Lun, it still remainssignificantly higher than intrinsic device capacitance [Fig. 6(d)]. Itis hence, evident from Fig. 6 that Cfr can not be reduced to theorder of intrinsic device capacitance by optimizing Tg, Tox,LsdandLun. One way to effectively reduce Cfris to reduce the width of thedevice (W). However, this not only calls for the improvement inthe control of nanotube fabrication but also requires improvementin lithography process. With present lithography equipmentachieving such small W(order of 10nm) is extremely difficult.

    Si-substrate

    SiO2

    SOURCE DRAIN

    Insulator

    GATE

    CNT

    (a)

    Cof

    Cif

    Si-substrate

    SiO2

    SOURCE DRAIN

    Insulator

    GATE

    CNT

    (a)

    Si-substrate

    SiO2

    SOURCE DRAIN

    Insulator

    GATE

    CNTSi-substrate

    SiO2

    SOURCE DRAIN

    Insulator

    GATE

    CNT

    (a)

    Cof

    Cof

    CifCif

    Gatemetal(T

    g)

    S/D metal (Lsd

    )

    Electric field

    Tox-Hsd

    Lun

    (b)

    Gatemetal(T

    g)

    S/D metal (Lsd

    )

    Electric field

    Tox-Hsd

    Lun

    (b)

    Al

    Back gate

    S D

    SiO2

    CNT Al2O3

    Al

    Back gate

    S D

    SiO2

    CNT Al2O3

    SOURCE D

    RAIN

    CNT

    GATE

    SOURCE D

    RAIN

    SOURCE D

    RAIN

    CNT

    GATE

    (c) (d)

    Figure 5. (a) Schematic of a self-aligned top gated carbonnanotube transistor. (b) Electrostatic geometry for the

    fringing field of the device. (c) Schematic of a dual-gate

    (bottom) CNFET. (d) Schematic of a multiple FIN

    CNFET equivalent to five parallel CNT channel.

    Voltage(V)

    0

    1

    0.6

    0.2

    0.8

    0.4

    11090 100 120Time (ps)

    Output

    Input

    Delay=2.52ps

    Voltage(V)

    0

    1

    0.6

    0.2

    0.8

    0.4

    11090 100 120Time (ps)

    Output

    InputVoltage(V)

    0

    1

    0.6

    0.2

    0.8

    0.4

    11090 100 120Time (ps)

    Output

    Input

    Delay=2.52ps

    Figure 4. Input/Output waveform of a 2 input NAND

    driving three identical gates.

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    A dual (bottom) gate CNFET structure is also recently proposedfor improved performance [8, 20], in which the active gate isdeposited on top of the back SiO2 gate (below the nanotubechannel) and separated from the source and drain by a largedistance [Fig. 5(c)]. In this structure though the gate tosource/drain parasitic capacitances are expected to reduceconsiderably, the parasitic capacitance between the active and the

    back gates is however, expected to be large if the back gate iscontrolled independently. It will consist of both overlap and fringecapacitances as shown in Fig. 5(c). For a typical structure withgate length 50nm and height 20nm, the parasitic capacitance wasfound to be 2.8x10-16 F with 1m width, which is much largerthan the intrinsic capacitance. On the other hand, if the back gateswitches with the active gate, though the capacitance between

    them will be negligible, the overlap and fringe capacitancesbetween back gate and source/drain will be significantly high.

    Efforts have also been put into increasing the transistor drivecurrent by introducing multiple nanotubes between the source anddrain (parallel nanotube channels). One such geometry has been

    proposed in [16] (see Fig. 5(d)). In this self-aligned process onenanotube acts as multiple channels between the source and drain.We analyzed one such structure to understand its effectiveness inimproving the circuit performance. In a typical process, the gate

    0 20 40 60600

    650

    700

    750

    800

    Tg

    (nm)

    Cfr

    [aF/m(

    width)]

    Lsd=250nmHsd

    =7nm

    Lun

    =1nm

    Tox

    =8nm

    0 100 200 300 400702

    704

    706

    708

    710

    712

    714

    Lsd

    (nm)

    Cfr

    [aF/m(

    width)]

    Tg=30nm

    Hsd

    =7nm

    Lun

    =1nm

    Tox

    =8nm

    (a) (b)

    5 10 15 20300

    400

    500

    600

    700

    800

    Tox

    (nm)

    Cfr

    [aF/m(w

    idth)]

    Tg=30nm

    Hsd

    =7nm

    Lun

    =1nm

    Lsd

    =250nm

    0 10 20 30 40 500

    200

    400

    600

    800

    Lun

    (nm)

    Cfr

    [aF/m(w

    idth)]

    Tg=30nm

    Hsd

    =7nm

    Tox

    =9nm

    Lsd

    =250nm

    (c) (d)

    Figure 6. Variation in fringe capacitance with device geometry; (a) with gate metal thickness, (b) with source/drain length, (c)

    with oxide thickness and (d) with underlap.

    Voltage(V)

    0

    1

    0.6

    0.2

    0.8

    0.4

    500100 300 700

    Time (ps)

    1000

    Intrinsic

    CNFET

    With parasitic CNFET

    Si CMOS (45nm)

    Voltage(V)

    0

    1

    0.6

    0.2

    0.8

    0.4

    500100 300 700

    Time (ps)

    1000

    Intrinsic

    CNFET

    With parasitic CNFET

    Si CMOS (45nm)

    Figure 7. Input/Output waveform of a 2 input NAND gatewith fanout 3 using CNFET (20nm gate length) and CMOS

    BPTM 45nm technology.

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    FINs are separated by approximately 250nm and hence, besideseach individual gate FIN, the gate metal connecting the FINs alsocontributes to the total fringe capacitance. Hence, theimprovement in drive current will be masked by the increase incapacitance degrading the overall performance.To further analyze the impact of parasitic capacitance wesimulated a 2 input CNFET (20nm gate length) NAND gate

    driving 3 identical gates and compared the same with siliconBPTM 45nm technology. The circuit simulation with CNFET wasperformed with the developed compact model discussed in section2. It can be seen from Fig. 7 that while the intrinsic delay ofCNFET NAND gate is very small (2.52ps) the delay with

    parasitics (344ps) is much larger than silicon CMOS delay(165ps). This is because in 45nm technology the minimumtransistor size (NMOS transistor width=240nm in 2-input NAND)was much smaller than CNFET width (~1m). Further, thejunction capacitance was not considered in Si CMOS transistors.The above result confirms that the performance will be indeeddominated by the fringe capacitance, which is also expected todominate the effective gate capacitance in silicon [18].In the above analysis we have not taken interconnect into account.Interconnect may further limit the performance of CNFET circuits.

    However, a quantitative analysis of performance withinterconnect, we feel, is too abstract at this point when there is toolittle information available about CNFET circuit layoutconfiguration.

    4. CONCLUSIONSIn this paper, we provided a quasi-analytical circuit compatiblemodel for intrinsic ballistic CNFET. This model is seen to be veryeffective for various CNFET structures with a wide range of biasconditions, which can be used in conventional circuit simulators.We also provided a quantitative analysis on the parasiticcapacitance of state-of-the-art CNFET structures. We show thatthe parasitic capacitance cannot be significantly reduced byoptimizing gate metal thickness, gate oxide thickness orsource/drain length and that it can be effectively reduced only bydecreasing the width.

    5. ACKNOWLEDGEMENTWe would like to thank Arijit Raychowdhury of PurdueUniversity and Jie Ding and Arash Hazeghi of StanfordUniversity for valuable discussions.

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