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Case report
A combined stage 1 and 2 repair for hypoplastic leftheart syndrome: anaesthetic considerations
MATTHIAS MULLER M DM D*, HAKAN AKINTURK M DM D†,
EHRENFRIED SCHINDLER M DM D*, MICHAEL BRAU M DM D*,
STEFAN SCHOLZ M DM D*, KLAUS VALESKE M DM D†, INA
MICHEL-BEHNKE M DM D‡, JOSEF THUL M DM D‡,6 DIETMAR
SCHRANZ M DM D‡ AND GUNTER HEMPELMANN M DM D*
Departments of *Anaesthesiology, Intensive Care, Pain Therapy, †Cardiac and Pediatric CardiacSurgery and ‡Pediatric Cardiology, University Hospital Giessen, Germany
SummaryTherapy of hypoplastic left heart syndrome (HLHS) consists of the
staged Norwood procedure or cardiac transplantation. Stenting the
ductus arteriosus and subsequent banding of the pulmonary arteries
allows the combination of neoaortic reconstruction with the estab-
lishment of a bidirectional cavopulmonary connection (combined
stage 1 and 2 procedure) in a later session. We report the anaesthetic
management in eight infants ranging from 107 to 195 days undergoing
a combined stage 1 and 2 procedure. Nonselective pulmonary
vasodilators and nitric oxide were needed in all cases to improve
oxygen saturation in the postbypass period. Phosphodiesterase inhib-
itors and epinephrine were required in all patients for inotropic
support during and after weaning off cardiopulmonary bypass. The
procedure was successful in seven patients. One patient died intra-
operatively because of right heart failure. The physiological changes of
this new surgical strategy for palliation of HLHS offers a challenge for
the anaesthetist primarily in the early postbypass period.
Keywords: hypoplastic left heart syndrome; cardiac surgery;
Norwood procedure; anaesthesia
Introduction
Therapy of hypoplastic left heart syndrome (HLHS)
consists of the staged Norwood procedure or cardiac
transplantation (HTX2 ). Outcome of patients planned
for HTX primarily depends on the availability of a
donor heart. In our institution the mean waiting time
for infants is 50 days for a donor heart (1), therefore
many infants die while waiting for an organ. The
outcome of the Norwood procedure is mainly
influenced by a successful first stage operation (2).
A significant number of patients die, however,
before the second stage of the Norwood procedure
can be performed (3,4). Stenting the ductus arterio-
sus in combination with pulmonary artery banding
and atrial septostomy offers a new approach to
Correspondence to: Dr Matthias Muller, Department of Anaes-thesiology, Intensive Care, Pain Therapy, University HospitalGiessen, Rudolf-Buchheim-Str. 7, 35392 Giessen, Germany (email:[email protected]).
Paediatric Anaesthesia 2003 13: 360–365
360 � 2003 Blackwell Publishing Ltd
palliation of HLHS (5). Neoaortic reconstruction and
establishment of a bidirectional cavopulmonary
connection (BCPC) can then be performed during a
single operation (combined stage 1 and 2 proce-
dure). The technical details have been described
recently (6).
The anaesthetic management in patients under-
going a combined stage 1 and 2 procedure for HLHS
has not been described. In this report we review our
experiences in eight infants undergoing this novel
surgical technique from the anaesthetic point of
view.
Methods and results
The charts of eight patients with different forms of
HLHS (Table 1) undergoing a combined stage 1 and
2 procedure were reviewed retrospectively. At the
time of the combined stage 1 and 2 procedure the
median age of the patients was 151 days, ranging
from 107 to 195 days (Table 1).
Preoperative cardiac catheterizationand pulmonary artery banding
Our patients were having conventional intravenous
prostaglandin E1 therapy until a ‘Peripheral Jo-stent’
(Jomed, Ramendingen, Germany) or a ‘Saxx-stent’
(Devon, Hamburg, Germany) with a length of 12, 17
or 20 mm was placed in the ductus arteriosus.
Additionally, gradual balloon dilation atrial septos-
tomy was performed in patients who did not have
unrestricted blood flow through a large atrial septal
defect. Balloon catheters with final diameters of 10
and 12 mm were used. One to three days following
this interventional procedure bilateral pulmonary
artery banding was performed to reduce systolic
pulmonary artery pressure to less than half systolic
systemic arterial pressure and to decrease arterial
oxygen saturation in room air to 80 ± 5%. Before
discharge 8–21 days after pulmonary artery banding
haemodynamics were reevaluated by further cardiac
catheterization. Reevaluation of the clinical course,
echocardiography and electrocardiography was
performed every 1–2 weeks on an outpatient basis.
To plan the combined stage 1 and 2 procedure, a
preoperative cardiac catheterization was routinely
performed 3–5 months after pulmonary artery band-
ing. The courses of pulmonary artery pressure,
cardiac filling pressures and oxygen saturation are
presented in Table 2.
Anaesthesia and monitoring
All infants were unpremedicated and had a small
intravenous cannula in situ. Anaesthesia was
induced with fentanyl 15 lgÆkg)1 and pancuronium
0.4 mgÆkg)1. The lungs were ventilated with an FiO2
of 0.21–0.5 to maintain an SpO2 of approximately
85%. After arterial cannulation and nasotracheal
intubation, a five French double-lumen central
venous catheter was inserted via the jugular or
subclavian vein into the superior vena cava and
another catheter was placed via the femoral vein into
the inferior vena cava. Besides measuring arterial,
central venous and pulmonary artery pressure (after
construction of the BCPC via the vena caval superior
catheter), further perioperative monitoring consisted
of pulse oximetry, endtidal CO2, temperature (oeso-
phageal and rectal), urine output and blood gas
Table 1
Biometric data, diagnosis,preanaesthetic drug treatmentand outcome
Treatment beforeanaesthesia
Patientnumber Diagnosis
Age(days)
Weight(kg)
Height(cm) Ventilated Drugs Outcome
1 MS/AS 142 5.6 64 ) Pentobarbital Alive2 MA/AA 117 4.2 61 ) Catecholamines Dead3 MS/AS 178 5.2 59 ) – Alive4 MS/AA 107 5.5 61 ) – Alive5 MS/AS 117 4.8 58 ) – Alive6 L-TGA/AA 195 5.3 65 + – Alive7 MS/AS 159 5.8 66 ) – Alive8 MS/AS 180 5.7 70 ) – Alive
MS, mitral stenosis; AS, aortic stenosis; MA, mitral atresia; AA, aortic atresia; L-TGA, correctedtransposition of the great arteries.
COMBINED STAGE 1 AND 2 REPAIR FOR HLHS 361
� 2003 Blackwell Publishing Ltd, Paediatric Anaesthesia, 13, 360–365
analyses. Anaesthesia was maintained with fentanyl
25–50 lg every 45–60 min (total dose ranging from
150 to 300 lgÆkg)1) and midazolam (0.2 mgÆkg)1)
after starting cardiopulmonary bypass (CPB) and
repeated when necessary before weaning from CPB
(total dose ranging from 0.7 to 2.7 mgÆkg)1). Before
deep hypothermic circulatory arrest (DHCA) all
infants received a repeat dose of pancuronium,
pentobarbital 100 mg and dexamethasone 1 mgÆkg)1
for cerebral protection.
Cardiopulmonary bypass
The median duration of CPB and DHCA was
322 min (ranging from 279 to 440 min) and 75 min
(ranging from 63 to 90 min), respectively.
The CPB was performed using nonpulsatile per-
fusion (2.4 lÆmin)1m)2) with a membrane oxygenator
(Lilliput 2; Dideco, Torino, Italy). Priming of the
extracorporeal circuit consisted of 325 ml Ringer’s
solution, 150 ml 20% albumin solution and 35 ml of
8.4% bicarbonate. One unit of packed red cells
(300 ml) and mannitol (0.45 gÆkg)1) were added to
the circuit before onset of CPB. No steroids were
added to the priming solution and no vasodilators
were given during CPB. A haemofilter was incor-
porated into the CPB circuit to concentrate blood in
the CPB equipment without loss of plasma fraction
whenever possible (7). Prior to the onset of CPB, a
loading dose of heparin (300 UÆkg)1) was adminis-
tered for anticoagulation followed by a 50% loading
dose every hour. The arterial cannula was placed in
the pulmonary trunk and for venous drainage a
bicaval cannulation technique was used. During
hypothermic CPB perfusion, flow rate was reduced
to achieve a continuously measured venous SvO2
>70%. As DHCA was used in all cases , the infants
were cooled down to a rectal temperature of 18�C.
Additionally ice-packs were placed around the head
for topical cooling. During cooling and rewarming, a
maximum temperature gradient of 10�C between
patients rectal temperature and perfusate was
accepted. The acid–base management followed the
a-stat methodology. During CPB the packed cell
Table 2
Haemodynamic parameters and oxygen saturation from preoperative cardiac catheterizations and postoperatively before discharge toPICU
At admission After PA banding Before stage 1 and 2 After stage 1and 2
Median Range Median Range Median Range Median Range
SpO2 (%) 90 78–97 80 75–85 78 76–91 61 51–71MAP (mmHg) 53 40–64 57 47–71 64 45–79 51 46–57MPAP (mmHg) 50 45–58 14a 10–19 13a 12–25 18 12–25dRVP (mmHg) 11 5–11 9 3–15 9 3–12 11b 8–16
PA banding, pulmonary artery banding; SpO2, arterial oxygen saturation; MAP, mean arterial pressure; MPAP, mean pulmonary arterypressure; dRVP, diastolic right ventricular pressure; ameasurement distal to the PA banding; bcentral venous pressure.
Table 37
Drug therapy during and afterweaning off bypass
Patient number 1 2 3 4 5 6 7 8
CatecholaminesDobutamine (5–10 lgÆkg)1Æmin)1) ) + + + + + ) )Epinephrine (0.1–1.5 lgÆkg)1Æmin)1) + + + + + + + +Norepinephrine (0.1–1.0 lgÆkg)1Æmin)1) + ) ) ) ) ) ) )
PDE-III inhibitorsMilrinone (1.0 lgÆkg)1Æmin)1) ) ) ) + + + + +Enoximone (10 lgÆkg)1Æmin)1) + + + ) ) ) ) )
VasodilatorsNitroglycerine (5 lgÆkg)1Æmin)1) + + + + + + + +Nitroprusside (0.5–10 lgÆkg)1Æmin)1) ) + ) + ) ) ) )Prostaglandin E1 (0.05–0.25 lgÆkg)1Æmin)1) + + ) + + + + )NO (15–20 p.p.m.) + + + + + + + +
PDE, phosphodiesterase inhibitor; NO, nitric oxide.
362 M. MULLER ET AL.
� 2003 Blackwell Publishing Ltd, Paediatric Anaesthesia, 13, 360–365
volume was maintained (depending on patient
temperature) between 20 and 30%. Weaning off
CPB was started when the rectal temperature
reached 36�C. After successful weaning from CPB,
protamine was given in a 1 : 1 ratio to the total
amount of heparin. Blood products (packed red
cells, fresh frozen plasma and platelets) were given
as necessary in the postbypass period.
Drugs
One patient received catecholamines preoperatively
(Table 1). This patient could not be weaned success-
fully from CPB and died because of refractory right
heart failure.
Drug therapy during weaning from CPB and in
the postbypass period is summarized in Table 3.
Routinely, nitroglycerine and a phosphodiesterase
(PDE)-III inhibitor were started before weaning from
CPB. The contractility of the heart was assessed by
direct visualization and dobutamine was given
when necessary, if the heart rate was <170 bÆmin)1.
Adrenaline was used as third-line inotropic drug.
Vasopressor support was indicated, when mean
arterial pressure (MAP) was lower than 45 mmHg
despite optimal preload (3 CVP 8–12 mmHg). Norad-
renaline was used in one infant and nitroprusside in
two infants to reduce ventricular afterload. To
decrease pulmonary vascular resistance and to
improve oxygenation, all patients received intraven-
ous nitroglycerine, additionally prostaglandin E1
and thereafter inhaled nitric oxide (iNO) were used
when oxygen saturation was less than 70%.
Alkalization was performed and 100% oxygen
was given during weaning from CPB. The course of
SpO2 after successful weaning from CPB is demon-
strated in Figure 1. Inhaled NO increased signifi-
cantly median SpO2 from 48% (range 40–63%) to
61% (range 51–71%, P ¼ 0.015, Wilcoxon matched
pairs test). However, a trend towards a lower mean
pulmonary artery pressure could be observed in
response to iNO (median, 20 mmHg; range 12–
32 mmHg vs median, 18 mmHg; range 12–
25 mmHg, P ¼ 0.687, Wilcoxon matched pairs test).
During the postbypass period the median haemo-
globin was 8.8 gÆdl)1 (range 8.1–10.3 gÆdl)1) and
median pH was 7.46 (range 7.39–7.56). The median
diuresis in this period was 14.5 mlÆh)1 (range 1.4–
32.6 mlÆh)1).
Postoperative care
All infants apart from infant no. 2, who died in the
OR4 , were discharged to the paediatric intensive care
unit (PICU). During the postoperative stay an
interventional stent placement was necessary in
three patients because of stenosis of the left pul-
monary artery or coarctation of the aorta. The
diagnosis was first made by Doppler echocardiog-
raphy and than verified by cardiac catheterization.
The patients were ventilated for 7–11 days (median,
8 days). The total duration of PICU and hospital stay
ranged between 10 and 22 days (median, 16 days),
and between 21 and 59 days (median, 24 days),
respectively. At the time of discharge from the
paediatric department the median SpO2 of the
remaining seven patients was 81% (range 76–83%).
Discussion
The most critical period of the procedure is the
weaning from CPB and early postbypass period. It
has been reported that an increased pulmonary
vascular resistance (PVR), either directly or as a result
of the systemic inflammatory response after CPB,
has a significant effect on postoperative recovery of
infants after cardiac surgery (8). Impaired endothe-
lium-dependent vasodilatation is present in children
with high pulmonary flow and pressure (9) which
might be exacerbated by CPB (10). As the effective
pulmonary flow after BCPC depends on a low PVR,
decreasing PVR is a main target in the postoperative
management of these patients. It has been shown in
Inhaled nitric oxide (iNO)
Without iNO With iNO0
10
20
30
40
50
60
70
80
90
Oxy
gen
satu
ratio
n (%
)
Figure 1
Individual postcardiopulmonary bypass course of oxygen satura-tion in the seven survivors.
COMBINED STAGE 1 AND 2 REPAIR FOR HLHS 363
� 2003 Blackwell Publishing Ltd, Paediatric Anaesthesia, 13, 360–365
patients undergoing Fontan-type operations that
even minor increases in PVR can result in severe
impairment of pulmonary perfusion (11). Therefore
nonselective pulmonary vasodilators including
nitroglycerine and prostaglandin were infused in all
patients to decrease pulmonary vascular resistance.
Furthermore iNO was added in all patients to
improve arterial oxygen saturation after weaning
from CPB. As we observed only a trend towards
lower mean pulmonary artery pressures after iNO,
we speculate that an improved ventilation–perfusion
matching may additionally explain the increase in
oxygen saturation after iNO. Improved oxygenation
after iNO therapy has been reported in children and
adults with acute respiratory failure without pul-
monary hypertension (12,13). However, an increase
in oxygen saturation together with a decrease in
pulmonary artery pressure after iNO in children
with BCPC has been reported by other groups (14,15).
Despite its acceptance as an effective palliative
procedure, there is reluctance to perform a BCPC in
very young infants because of an elevated or labile
pulmonary vascular resistance. The influence of age
on the outcome of elective BCPC as a primary or
secondary palliative procedure has been analysed by
Reddy et al. They found no difference in outcome in
infants <6 months compared with older infants or
children (16). In our patients a low mean pulmonary
artery pressure distal to the banding preoperatively,
together with an adequate oxygen saturation, and no
echocardiographic signs of excessive pressure or
volume load on the systemic ventricle indicates an
effective pulmonary artery banding as a good basis
for the BCPC.
In contrast with a standard BCPC which can be
performed without circulatory arrest, the combined
stage 1 and 2 procedure leads to ventricular dys-
function because of myocardial ischaemia and rep-
erfusion. Inotropic support was necessary in all
patients, and (PDE)-III inhibitors (enoximone or
milrinone) were used as first-line agents because of
their pulmonary vasodilating and inotropic effects
(17,18). Catecholamines were required, although they
can be associated with a deterioration of the diastolic
ventricular function (19). Moreover, epinephrine and
norepinephrine possess vasoconstrictive effects,
which are not favourable in a BCPC physiology.
Using this inotropic support we found no evidence of
a reduced cardiac output in the survivors with
respect to acidosis and diuresis. The large dose range
for epinephrine and norepinephrine results mainly
from the patient who could not be weaned from CPB
despite high doses of inotropic and vasopressor
support. This infant developed a low cardiac output
preoperatively at home, because of stenosis of the
aortic part of the ductus arteriosus. Right heart failure
persisted despite emergency balloon dilatation. The
parents refused HTX, so reconstructive surgery was
performed as a rescue approach.
Coarctation of the aorta and an extrinsic pulmon-
ary artery stenosis were seen in three of the first four
patients. Both major complications are strongly
associated with the surgical procedure. The initial
surgical technique, placement of an allograft tube
from the proximal divided main pulmonary artery
to the arch and proximal descending aorta, was
abandoned in the subsequent patients (6). No patient
has yet come to completion of the Fontan procedure.
Although this last step to Fontan completion is
associated with low mortality (20), these data are
necessary to assess the overall mortality and mor-
bidity of our strategy for the treatment of HLHS.
In conclusion, we present the perioperative man-
agement for palliation of infants with HLHS with a
stent in the ductus arteriosus and pulmonary artery
banding with subsequent combined stage 1 and 2
surgical repair. This strategy may be an alternative
to the conventional treatment options in patients
with HLHS. However, more experience is necessary
to optimize the anaesthetic and intensive care
management of this particular patient population.
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Accepted 20 November 2002
COMBINED STAGE 1 AND 2 REPAIR FOR HLHS 365
� 2003 Blackwell Publishing Ltd, Paediatric Anaesthesia, 13, 360–365