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Is Anarchism closer to Liberalism or to Socialism?
Within the overall ideology of anarchism there are important differences both between
individualist and social anarchism and within these broad theoretical categories while
some anarchist theorists such as William Godwin cannot be easily categorised at all. Thesimilarities and differences between anarchism, liberalism and socialism may be analysed
terms of the main inter-related core elements of each ideology: analyses of human nature,
individual liberty, the state and the capitalist system.
Liberals, socialists and anarchists share the optimistic view that individuals are potentially rational and to a considerable extent the best judges of their own best
interests. However in classical and neo-liberal ideologies individuals are seen as primarily egoistic and atomistic following their own narrow self-interest rather than
attempting to recognise the broad interests of the community while the invisible hand of
the market mechanism is assumed to ensure that the pursuit of self interest secures theeconomic interests of society as a whole. Contrastingly social liberals argued for a more
communitarian form of rational self-interest and this is extended in socialist thought
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where individuals are seen as potentially rational but also potentially cooperative and
community spirited once their apparent selfish competitiveness has been eroded via the
reform or abolition of capitalism.
Anarchist attitudes to human nature vary very considerably. At one extreme Max Stirner
argues that individual self-development demands that individuals follow their ownnarrow, egoistic self- interest as fully as possible recognising only the constraints that
they face other powerful self-interested egoists attempting to do the same thing and
thereby creating the potential for serious conflict. Anarcho-capitalists argue for theabolition of the state and for the organisation of the entire economy in accordance with
the principles of laissez faire thereby implying a view of human nature similar to that of
classical and neo-liberals. The individualist anarchists Warren and Tucker proposed
economic arrangements involving the abolition of the profit motive but the continuationof some economic inequality to sustain economic incentives thereby suggesting attitudes
to human nature intermediate between liberalism and moderate socialism.
The views of human nature of the social anarchists Bakunin [the collectivist anarchist]and Kropotkin [the anarcho- communists] overlap considerably with those of radical
socialists. For them individual competitiveness is not inborn but the result of living in acompetitive capitalist society; the communal ownership of the means of production will
encourage community spirit; according to Kropotkin the allocation of goods and services
according to need will not destroy incentives because individuals will be prepared towork for the good of the community while Bakunin, although he supports the allocation
of goods and services according to work done rejects the massive economic inequalities
which are inevitably generated in capitalist societies.
According to liberals because individuals are potentially rational they must be allowed
the liberty to act in their own best interests except if they are likely to harm others.
Minimum night watchman states are seen as necessary to guarantee the social order which is itself a pre-requisite for individual liberty but individuals must also be free [in
the negative sense] from excessive state interference. Classical and neo-liberals argue
further that economic inequality is inevitable and desirable in a capitalist economy andthat it is also indicative of the freedom of talented individuals to make the best of their
talents.
However social liberals added the notion that the social welfare functions of the stateshould be extended to provide the positive freedoms for all individuals to develop their
talents to the full. Socialists in turn have argued that far greater economic equality is
necessary if all individuals are to enjoy liberty and that a much extended state will beessential if both equality and individual liberty are to be achieved although in the Marxist
theory the state should wither away once pure communism has been achieved.
Anarchists support maximum possible levels of individual liberty and claim that states,
far from protecting individual liberty via the safeguarding of the social order as liberals
claim actually destroy the capacities of individuals to create their own social order.
Neither can extended socialist states be relied upon to promote greater equality and
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thereby to promote greater liberty. In relation to the USSR the anarchists predicted that
the statist version of socialism introduced by Lenin and the Bolsheviks would actually
restrict individual liberty without significantly increasing economic equality and so it hasturned out to be.
Assuming that the state is to be abolished there are also important disputes amonganarchists as to what types of organisations should replace the state. For example the
individualist anarchists Warren and Tucker argue for small scale communities of
individual producers whose independence is protected by their ownership of their ownmeans of production and where community regulations are strictly limited so as to
maximise individual liberty. Against this the social anarchists Bakunin and Kropotkin
argue for the communal ownership of the means of production and hope that individuals
will come to experience higher levels of liberty in their decisions freely to cooperate withothers. Here is illustrated the anarchist support for individual liberty combined with
divisions within anarchism as to the actual nature of liberty and the best means of
achieving it.
In arguing for the abolition for the state as a means of securing individual liberty
anarchists are closer to the liberalistic acceptance of the minimum state than to thesocialist theory of the extended state but once we have considered anarchist attitudes to
capitalism we shall see that some social anarchists still define themselves as socialists
despite their desire to abolish the state.
Both classical and neo-liberals are strong supporters of laissez faire combined with a
limited night-watchman state to secure the social order. Liberal support for laissez faire
was under-pinned by the economic theories outlined by Adam Smith in his study “TheWealth of Nations” [1776] in which he argued that the competitive capitalist economy
based upon private profit and individual self-interest could via the so-called “invisible
hand” of the market mechanism secure the best possible living standards for all membersof society. The economic inequalities produced by capitalism are justified since they
provide the incentives necessary to promote economic growth and are not seen as
restricting either individual liberty or equality of opportunity.
These arguments are rejected totally by radical socialists for whom unregulated free
market capitalism results in a serious misallocation of resources because it is based on
production for profit rather than production for need. Furthermore capitalism is seen asunjust, exploitative and dehumanizing and its inevitable economic inequality and poverty
completely obliterate any possibility of individual liberty and equality of opportunity.
Once again anarchist attitudes to capitalism vary considerably. At one end of the anarchist
spectrum anarcho-capitalists sympathise with the free market liberal defence of laissez
faire and wish even to extend laissez faire principles into the production of services suchas legal institutions, the police and the military which are currently produced by the state.
At the other extreme social anarchists such as Bakunin and especially Kropotkin would
accept in its entirety the radical socialist critique of free market capitalism without of
course accepting the socialist remedy of extended state activity. The individualist
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anarchists Warren and Tucker and the mutualist social anarchist Proudhon might be seen
as located at intermediate positions on this political spectrum.
In summary it might be argued that anarcho-capitalists in their support for free market
principles and the abolition of the state are far closer to liberals who in the interests of
both economic efficiency and liberty support free market principles combined with alimited state than to socialists who are critical of the unregulated capitalist free market
and support substantial and possibly total government control of the economy. By
contrast although the desired abolition of the state by the social anarchists Bakunin andKropotkin [and by Godwin] links them to some extent with the liberal support for the
limited state, their rejection of free market capitalism combined with their beliefs that
true liberty can be achieved only in communally based equal societies identifies them not
with liberalism but with a radical but stateless and libertarian form of socialism..
The individualist anarchists Warren and Tucker and the mutualist social anarchist
Proudhon occupy intermediate positions between liberalism and socialism. Their support
for limited amounts of private property and limited inequality as well as their fears thatcommunal living could undermine individual liberty links them to liberalism whereas
their rejection of the profit motive and of extreme inequality helps to explain DavidMiller’s description of Warren and Tucker as “market socialists” while Ian Adams has
pointed to the intermediate position occupied by Proudhon as follows,” “Proudhon’s ideal
world was a world of small independent producers- peasant farmers and craftsmen whoassociated and made contracts with each other freely for their mutual benefit and for
whom a centralised coercive state was an unnecessary evil. We can certainly see elements
of socialism in Proudhon’s rejection of large inequalities of wealth and income and of the
profit motive but in his rejection of the central state and his support for self-governingcommunities, individual ownership of possessions and acceptance of a measure of
economic inequality we can also see important links to liberal ideology.
It is perhaps fair to say that the contemporary anarchist movement is influenced more
strongly nowadays by social anarchists who in their support for the anti-globalisation and
anti-capitalist movements are also rejecting the economic principles of neo-liberalism.Yet in their belief that social and economic equality and individual liberty can only be
achieved via the abolition of the state the influence of liberalism is still apparent.
Meanwhile so-called life style anarchists may be focusing on exercising their own
personal liberties in small non-hierarchical, non-authoritarian groups and in their own personal lifestyle choices. This is not to say that individuals cannot be both life style and
social anarchists.
Introduction
Anarchism literally means “without rule” or “without government”. It has
traditionally been associated with chaos, social disorder, destruction,
violence and even terrorism. For example in the latter stages of the French
Revolution the so-called Enrages who were critical of the Jacobin
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government for their failure to do more to help the poor and the
disadvantaged were described by the government as “anarchists” in this
pejorative sense and since then the word “anarchist” has often been used,
particularly by moderates as a term of political abuse. However increasingly
from the late C18th political theorists building on long standing political
criticisms of authority developed an altogether more positive interpretation
of the term anarchism.
The case for Anarchism has come to rest essentially on the idea that political
arguments in support of political authority and particularly arguments in
support of the state are flawed. In the anarchist view the state does not
guarantee social order, nor protect individual liberty, nor create the
economic conditions for the improvement of working class life as
conservatives, liberals and non-anarchist socialists would argue: rather the
state constrains the individual and creates social disorder. Conversely theanarchists claim it is only individual freedom and the abolition of the state
which will result in real human self-development and social harmony. To
see this let us discuss the Anarchist logo.
We must recognise that although the ideology of Anarchism contains
important core elements there are also major divergences within this
ideology. Anarchists are committed to the cause of individual liberty. They
believe that individuals are the best judges of their own best interests and
that they should therefore possess the high degree of liberty necessary to
enable them to think and act as they see fit. The exercise of individual liberty
will result also in social order and social harmony whereas if individuals are
constrained by other individuals and organisations and especially if they are
constrained by the State the result will be social disorder and social
disharmony.
All anarchists of all types are united in their opposition to authority and in
particular to the authority of the State. Whereas Liberals, Conservatives and
non-Anarchist Socialists advance various justifications for the existence of
the State Anarchists argue that States destroy individual liberty and in doingso undermine social order and harmony. However there are also disputes
within Anarchism surrounding the nature of human nature itself, the nature
of individual liberty, the nature of the State, the nature of capitalism, the
methods by which the transition to anarchist society is to be achieved and
the desired characteristics of future anarchist societies.
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We may to some extent analyse some of the controversies within Anarchism
via the consideration of the broad distinction between individualist and
social anarchism according to which Godwin, Stirner, Warren, Tucker and
the anarcho-capitalists are usually described as individualist anarchists and
Proudhon, Bakunin and Kropotkin are usually described as social anarchists.
It will be necessary to outline the possible differences between these two
broad types of anarchism while at the same time recognising the limitations
of this broad distinction. In this respect you may be interested in the
following email communication from Peter Marshall…perhaps the major
UK expert on Anarchism.
Anarchists and Human Nature
It is useful to begin our analysis of Anarchism with a consideration of anarchist views of human nature for such views help also to explain several
other elements of anarchist thought. Although William Godwin is usually
described as an individualist anarchist and Pierre Joseph Proudhon, Michael
Bakunin, and Peter Kropotkin are described as social anarchists all of these
writers provide a similar optimistic view of human nature. Thus they all
argue that human beings are born with the capacity for selfish and altruistic
behaviour but that societies can be organised so as to promote the
development of altruistic behaviour. There is nothing inherently self-
interested in human nature and Kropotkin indeed argues that it is social
cooperation rather than competition which is likely to foster the survival of
animal species and of human beings all of which leads him to oppose the
social Darwinist ideas of liberals such as Herbert Spencer. Whereas Godwin
and Kropotkin argued for the allocation of goods and services according to
social need, both Proudhon and Bakunin supported a measure of inequality
according to work done which perhaps hints at some differences their
attitude to human nature.
The views of Godwin, Proudhon, Bakunin and Kropotkin differ very
substantially from those of the individualist Max Stirner who rejects allconcepts such as equality and social justice as essentially meaningless and
argues instead that individuals should vigorously develop their own
individuality and pursue their own self-interest even when this individual
self-interest runs counter to the interests of others all of which suggests that
Stirner has a positive view of the human capacity for self-development but
also that individuals have it in their nature to be extremely selfish. Notice
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that Godwin’s view of human nature is much closer to those of the social
anarchists Proudhon, Bakunin and Kropotkin than to the individualist
Stirner.
Finally we may consider the views of American individualist anarchists such
as Josiah Warren and Benjamin Tucker and of the anarcho-capitalists such
as Ayn Rand, Murray Rothbard, Robert Nozick and David Friedman. Josiah
Warren and Benjamin Tucker are described by David Miller [Anarchism
1984] as “ market socialists “in the sense that they envisaged and economic
system in which prices were determined by their costs of production [mainly
by their labour costs] with zero profit and hence zero exploitation of labour.
This of itself would suggest an optimistic view of human nature but both
Warren and Tucker feared that communal living could result in the denial of
individuality and both also supported the ownership of a limited amount of
property as a means of protecting individual independence and liberty whileTucker believed also in the value of economic competition and some
economic inequality which would generate incentives and allow individuals
to enjoy the benefits of their own hard work. Anarchism was “consistent
Manchesterism”, he said which pointed to his support for a modified form of
laissez faire which could result in some economic inequality. Anarcho-
capitalists support an extreme version of neo-liberal ideology in which the
state will be abolished and the entire economy is organised in accordance
with the principles of unregulated laissez faire. This implies that human
beings are able rationally to assess their own self- interest and that if they act
in accordance with it the market mechanism will provide good living
standards for all: individuals are self-interested but their self-interest results
in the common good because of the efficiency of the market mechanism.
More on laissez faire later.
We may argue that social anarchism is the most significant current within
anarchism and that supporters of social anarchism do indeed have an
optimistic view of human nature. However once we investigate other forms
of anarchism we see more variation in anarchist attitudes to human nature.
Anarchists and Individual Liberty
Anarchist views of individual liberty derive partly from their views
concerning human nature and partly from their views of the possible
relationships between individual liberty and the social institutions with
which individuals interact.
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• William Godwin, although he did not describe himself as an anarchist,
certainly addressed many of he key issues subsequently analysed by
later anarchists. [Peter Marshall calls him “the grandfather of
anarchism.”] He may be described as an individualist anarchist in thesense that he feared that all forms of social organisation could in
principle restrict individual freedom and thereby restrict the
opportunities for individuals to develop their capacities for individual
judgment. However he also distinguished between liberty and licence
arguing that individuals, although born neither good nor bad, could in
favourable anarchist circumstances learn to take independent
decisions which would nevertheless be in the interests of their fellow
human beings. Thus according to Peter Marshall “one of Godwin’s
greatest strengths is the way in which he reconciles the claims of
personal autonomy and the demands of social life.”• The views of Michael Bakunin and Peter Kropotkin are rather similar
in that they to argue that a high degree of individual freedom can be
reconciled with taking decisions in accordance with social justice and
the needs of the community as a whole. They may be seen as closer to
social anarchism than Godwin, however, because they had greater
confidence that social communal living could be organised without
the reduction in individual autonomy while Godwin was more
sceptical of this. [see also Peter Marshall’s Email!]
• Anarchist views surrounding individual liberty are related also to their views about private property. Whereas Godwin and Kropotkin
supported allocation of goods and services according to need and
Bakunin supported collective ownership but allocation of goods and
services according to work done other anarchists have been more
sympathetic to the ownership of private property. Proudhon famously
stated that property is theft but he did in fact support individual
ownership of limited amounts of land and working implements as a
means of protecting workers’ individual freedom and in this respect
his views are similar to the views of Warren and Tucker. Anarcho-
capitalists also see ownership of private property as essential for the
maintenance of individual freedom.
• It would be fair to say that Max Stirner’s approach to individual
freedom differs very significantly to that of other anarchists. Stirner
mounts an extremely powerful critique of the state but also rejects
concepts of equality and social justice as essentially meaningless and
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argues instead for a stateless society of individualist “egoists”
following their own self- interest but recognising that they face other
highly developed individual egoists well able to defend their own
interests so that a state of social balance could prevail although his
critics have argued that this is far from certain. If the egoist Hitler
faced the egoist Stalin there could be trouble ahead…. but what would
happen if Jeremy Paxman, Jose Mourinho, Madonna and Lady
Thatcher met up? Do not refer to this hypothetical example in your
examination!
• We shall be considering the relationships between anarchism and
other ideologies later in these notes but you might at this point
consider how anarchist analyses of individual liberty differ from
liberal analyses of individual liberty.
Anarchists and the State
According to Andrew Heywood, “the state can most simply be described as
a political association that establishes sovereign jurisdiction within defined
territorial borders and exercises authority through asset of permanent
institutions". All anarchists oppose all forms of the State. They obviously
reject dictatorships as tyrannical but they also reject liberal democratic states
and the theories which seek to justify them and they are perhaps particularly
critical of so-called state socialist states which according to anarchists have perverted the aims of anarchist libertarian socialism.
Anarchists criticise liberal democratic states on the following grounds.
• Liberal democratic states, like all states, interfere with individual
freedom which is essential to promote human self-development and
social order.
• Constitutional governments have evolved over several generations but
there is no logical reason why members of the present generation
should have their political freedoms restricted by the decisions of past
generations. The liberal claim that limited states protect our freedom
is a myth which helps to legitimise governments and hide the fact that
they govern in their own interests and not in the interests of the
citizens. Liberals such as John Locke argued in the C17th that states
were necessary to maintain the social order without which individual
liberty would be impossible but also that individuals should be free [in
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a negative sense] from excessive state intervention and that they also
had the right to rebel against the state and to remove tyrannical
governments. Anarchists reject such theories on the grounds that even
limited liberal “night watchman” restrict individual freedom and
undermine opportunities for personal self-development through the
use of individual judgement.
• C17th Century liberals were not especially committed to liberal
democracy based upon universal suffrage but Anarchists are critical
also of the liberal democratic state which is also seen as restricting
individual freedoms in various ways such that as Pierre Joseph
Proudhon expressed it, “Universal suffrage is the counter–revolution”
or as we hear sometimes in everyday conversation, “Don’t vote: it
only encourages them.” Anarchists criticise liberal democratic states
on the following grounds.
• Conservative and non-anarchist socialist arguments in support of thestate are also invalid
• We cannot rely on parliamentary representatives to govern in our
interests since they will be corrupted quickly by their proximity to
state power and in any case we can develop our individuality to the
full only by participating personally in politics and relying on our own
judgement, not by relying on the judgement of others.
• Political parties cannot be trusted: they over-simplify issues and rely
on misleading political slogans and demagoguery thereby misleading
people and preventing them from thinking for themselves.• Even in a highly participatory democracy if decisions are taken on the
basis of majority voting there are dangers involved in the possibility
of the tyranny of the majority as some early liberal theorists also
recognised. Decisions taken on the basis of majority voting are not
necessarily correct decisions and anarchists argue that it is entirely
justifiable for individuals to rely upon their own individual judgement
and to disobey laws with which they disagree. [ In anarchist societies
to be discussed below it is hoped that communal decisions can be
made on the basis of a social consensus constructed through rational discussion rather than on the basis of majority voting.]
• Anarchists may also use arguments influenced by radical socialism
[and possibly Marxism] to claim that even apparently democratically
elected governments govern in the interests of the rich and powerful.
Thus not only is our own freedom restricted when governments pass
laws which we are forced either to obey or to risk punishment for non-
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compliance but these laws also defend the interests of the rich via the
perpetuation of exploitation, economic inequality and poverty.
• Exactly similar arguments apply to government taxation and
spending: taxation takes away our freedom to spend our own money
while the government spends money in accordance with the interestsof the rich and /or in accordance with its own interests.
• States are involved in economic competition with other states which
may lead to wars in which citizens are misled by spurious appeals to
nationalism into killing and maiming in the interests of the state.
• Whereas social anarchists argue that the state is to be abolished partly
because it is an instrument of capitalist oppression, anarcho-capitalists
argue that the state is to be abolished because it inhibits the operation
of laissez-faire capitalism which alone can protect individual freedom
and generate rising living standards for all. In this respect anarcho-
capitalism may be regarded as an extreme variant of neo-liberalism
but its defence of economic inequality leads some social anarchists to
deny that it is to be regarded as a form of anarchism. Again, more on
anarcho-capitalism later.
Anarchism and Other Forms of Authority
Anarchists are likely to oppose other forms of authority as well as the
authority of the state. Thus for example patriarchal family structures mayinhibit individual freedom of women and children; schools may encourage
an unthinking respect for authority among children which encourages them
to accept monotonous and poorly paid work in later life without complaint;
religion may encourage a fatalistic acceptance of economic inequality rather
than a readiness to rebel against it and all forms of authority prevent
individuals from developing their own individual judgement which alone
can provide a basis for social harmony in anarchy.
As we shall see in more detail later the issue of authority does present some
problems for anarchists.
• Should they accept the authority of experts?
• If they set up communes will it be necessary to choose representatives
who, in some ways use their authority to undermine the individual
freedom of the rest of the members?