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Specialists in Materials Characterization
David A. ColeEvans Analytical Group
East Windsor, NJ
Application of Surface Analysis for Root Cause Failure Analysis
AIMCAL - Oct 21, 2008 © Copyright 2008 Evans Analytical Group LLC 2
• Introduction
• X-Ray Photoelectron Spectroscopy/ Electron Spectroscopy for Chemical Analysis (XPS/ESCA)
– Additive Migration
– Adhesion Failure
• Time-of-Flight Secondary Ion Mass Spectrometry(TOF-SIMS)
– Backside Transfer
– Ghost Image
• Summary
Outline
AIMCAL - Oct 21, 2008 © Copyright 2008 Evans Analytical Group LLC 3
• Techniques provide both organic and inorganic information to varying extents.
• Techniques are unique in providing direct chemical bonding information.
• With hundreds of thousands of organic compounds, this information can be very important for problem solving or evaluation.
• One thing to remember about any organic analysis method: these techniques only evaluate the existing chemistry of the sample.
Introduction
AIMCAL - Oct 21, 2008 © Copyright 2008 Evans Analytical Group LLC 4
X-ray
Sample~10 μm
XPS Process
e-e-
e-
Photoelectrons characteristic of sample surface
SamplingDepth1 -10 nm
AIMCAL - Oct 21, 2008 © Copyright 2008 Evans Analytical Group LLC 5
• Measure kinetic energy (KE) of photoelectrons ejected from sample
• Calculate photoelectron binding energy (BE) in electron volts, eV
BE = hν – KE – φ + δhν = excitation x-ray energy (fixed energy)φ = electron spectrometer work functionδ = net surface charge
• Survey spectrum: identifies elements at surface
• High resolution spectrum: identifies chemical state from peak position and peak shape
XPS Technique
AIMCAL - Oct 21, 2008 © Copyright 2008 Evans Analytical Group LLC 6
X-Ray Photoelectron Spectrometer
X-ray Source Electron Analyzer
Quartz CrystalMonochromator
X-rays
HemisphericalEnergy Analyzer
ElectronDetector
Al Anode Sample
ElectronSource Ultra-High Vacuum Chamber
AIMCAL - Oct 21, 2008 © Copyright 2008 Evans Analytical Group LLC 7
• Background:
– Sporadic adhesion failure was observed with a polypropylene film.
– Film contained erucamide• C22H43NO
• C = 91.7atom%,
• N = O = 4.2 atom%
• Questions:
– What is the surface concentration of erucamide as a function of storage conditions?
Additive Migration
NH2
XPS
AIMCAL - Oct 21, 2008 © Copyright 2008 Evans Analytical Group LLC 8
Additive Migration
Film aged 23 days at room temperature
Binding Energy (eV)
XPS
AIMCAL - Oct 21, 2008 © Copyright 2008 Evans Analytical Group LLC 9
Additive Migration
Film aged 9 days at 120°F
Binding Energy (eV)
XPS
AIMCAL - Oct 21, 2008 © Copyright 2008 Evans Analytical Group LLC 10
Additive Migration
0 5 10 15 20 250
1
2
3
RT
120°F
Nitr
ogen
Con
cent
ratio
n (a
tom
%)
Storage Time (days)
XPS
AIMCAL - Oct 21, 2008 © Copyright 2008 Evans Analytical Group LLC 11
• Conclusions:
– Surface erucamide concentrations are higher than the bulk film as produced.
– At room temperature migration is slow
• increasing 60% after 23 days.
– Migration is rapid at 120°F
• Increasing 450% in 1.5 days
• Erucamide layer is ~2 nm thick!
Additive MigrationXPS
AIMCAL - Oct 21, 2008 © Copyright 2008 Evans Analytical Group LLC 12
Adhesion Failure
• Background:– Metalized PVC film passed 610 tape pull test
– But fully processed label appeared to fail between PVC film and Al layer
• Questions:– What is the locus of failure?
– What is the cause of failure?
InkAluminum
Clear PVC Film
AdhesiveRelease Liner
Clear PVC Top Coat
XPS
AIMCAL - Oct 21, 2008 © Copyright 2008 Evans Analytical Group LLC 13
Adhesion Failure
Bad sample Good sample
Adhesive backed PVC film
Metallized top coat
XPS
AIMCAL - Oct 21, 2008 © Copyright 2008 Evans Analytical Group LLC 14
Adhesion Failure
Concentration (Atom%)
Bad sample: Adhesive failure at PVC - Al interface
Good sample: Cohesive failure at PVC - Al interphase
XPS
Sample C Cl O Al Sn N NaBad - PVC Film 68.5 28.9 2.5 - <0.1 - <0.1Bad - Top Coat 26.0 3.5 38.4 31.4 0.1 0.2 0.3
Good - PVC Film 71.8 25.5 2.7 - <0.1 <0.1 -Good - Top Coat 55.3 10.0 22.7 11.3 <0.1 0.7 -
PVC - theory 66.7 33.3 - - - - -
AIMCAL - Oct 21, 2008 © Copyright 2008 Evans Analytical Group LLC 15
294 292 290 288 286 284 282 280
Nor
mal
ized
Inte
nsity
Binding Energy (eV)
Top Coat
Adhesion FailureCarbon 1s spectra
C-C, C-O, & O-C=O bonds due to plasticizerC-O & C=O bonds due to plasma treatment
PVC Film
C-C & C-Cl bonds due to PVC
C-CC-O
O-C
=O C=O
C-C
l
C-C
O-C
=O
C-C
C-C
l
XPS
Sample C Cl O
Bad 68.5 28.9 2.5
Good 71.8 25.5 2.7
Sample C Cl O Al
Bad 26.0 3.5 38.4 31.4
Good 55.3 10.0 22.7 11.3
294 292 290 288 286 284 282 280
Nor
mal
ized
Inte
nsity
Binding Energy (eV)
BadGood
BadGood
AIMCAL - Oct 21, 2008 © Copyright 2008 Evans Analytical Group LLC 16
• Conclusions:– Good sample has mixed mode failure
• Within the PVC – Al interphase• Within the top coat
– C-O & C=O bonds in good sample are evidence of plasma treatment
– Bad sample exhibited adhesive failure at PVC - Al interface• Interface contains plasticizer• Little evidence of plasma treatment
– Tin stabilizer detected but probably not a significant cause of failure
– Review of plasma modification records revealed the power was ~5X too low for bad sample
Adhesion FailureXPS
AIMCAL - Oct 21, 2008 © Copyright 2008 Evans Analytical Group LLC 17
XPS can detect and quantify all elements except for H and He, and provide chemical state information; making it a powerful survey analysis technique
XPS/ESCA Summary
AIMCAL - Oct 21, 2008 © Copyright 2008 Evans Analytical Group LLC 18
Dynamic SIMS Static SIMS
• Material removal• Elemental analysis• Profiling
• Ultra surface analysis• Elemental or molecular analysis• Analysis complete beforesignificant fraction of moleculesdestroyed
Analytical Modes of SIMS
AIMCAL - Oct 21, 2008 © Copyright 2008 Evans Analytical Group LLC 19
Sample
3kV
Pulsed Primary Ion Source
Detector
Secondary Ions
Measure spectrum in flight time: t2 = ½ m l2 / q V
Convert time axis to mass: m = at2 + b
KE = q V = ½ mv2 = ½ m l2 / t2
Light ions arrive at the detector first, with sequentially heavier ions following later in time. Each pulse of primary ions produces a full mass spectrum of secondary ions
Time-of-Flight SIMS: Basic Principles
Ultra High Vacuum Chamber
Tube length = l
AIMCAL - Oct 21, 2008 © Copyright 2008 Evans Analytical Group LLC 20
Primary Ion Beam
Sample
m/z
Total Area SpectrumTotal Ion Image
Chemical Map 2
Chemical Map 1
m/z
Region 2 Spectrum
m/z
Region 1 Spectrum
Spectra & Images
Typical TOF-SIMS Data
AIMCAL - Oct 21, 2008 © Copyright 2008 Evans Analytical Group LLC 21
• Background:– Adhesion failure when coating a metallized
polyolefin film.
• Questions:– What caused failure?
– What was the source?
Backside TransferTOF-SIMS
Layer with Irganox® 1010Al metallization
Layer without Irganox® 1010
AIMCAL - Oct 21, 2008 © Copyright 2008 Evans Analytical Group LLC 22
Backside TransferTOF-SIMS
M = C73H108O12 = 1176.78 amu
M-H = 1175.81
H
M-H = 1175.78 m/zM-C14H23O = 969.61 m/z
C14H23OM-C17H25O2 = 915.60 m/z
C17H25O2
M-C14H23O
M-C17H25O2
M-H
Irganox® 1010
AIMCAL - Oct 21, 2008 © Copyright 2008 Evans Analytical Group LLC 23
• Conclusions:
– Irganox® 1010 was detected on both sides of the metallized film.
– Irganox® 1010 migrated to the surface of the polymer layer during processing.
– Irganox® 1010 transferred to the metallized surface during reroll/storage.
Backside TransferTOF-SIMS
AIMCAL - Oct 21, 2008 © Copyright 2008 Evans Analytical Group LLC 24
• Background:
– Refrigerated food package exhibited ghost printing due to water condensation
– Film was stated to be a polyolefin
• Questions:– What caused water condensation?
Ghost Image
AIMCAL - Oct 21, 2008 © Copyright 2008 Evans Analytical Group LLC 25
Ghost Image
Survey Spectra
XPS
Atomic Concentration of ElementsArea C O N SiControl 84.8 15.2 - -Ghost 89.8 8.5 0.6 1.2
Control Area
Oxy
gen Car
bon
Binding Energy (eV)
1200 1000 800 600 400 200 0
Nitr
ogen
Silic
on
Ghost Area
Oxy
gen
Car
bon
Binding Energy (eV)
1200 1000 800 600 400 200 0
AIMCAL - Oct 21, 2008 © Copyright 2008 Evans Analytical Group LLC 26
Ghost Image
High Resolution Spectra
Carbon Functional Groups (atom%)
XPS
Binding Energy (eV)
Silicon
silic
one
Ghost Area
112 110 108 106 104 102 100 98 96
Area C-(C,H,Si) C-(O,N) O-C=OControl 67.3 14.8 2.6Ghost 83.1 5.7 0.9
Binding Energy (eV)
Nitrogen
408 406 404 402 400 398 396 394
Ghost Area
C-N
292 290 288 286 284 282Binding Energy (eV)
Carbon
Control AreaGhost Area
C-(C
,H,S
i)C-(O
,N)
O-C
=O
AIMCAL - Oct 21, 2008 © Copyright 2008 Evans Analytical Group LLC 27
Ghost Image
Control area is covered with glycerol monooleate
TOF-SIMS
Control AreaGMO-OH
GDO-OH
GM
O-C
H3O
2
GM
O-C
3H7O
3
100 200 300 400 500 600
AIMCAL - Oct 21, 2008 © Copyright 2008 Evans Analytical Group LLC 28
Ghost Image
Ghost area also contains polydimethyl siloxane and stearamide
TOF-SIMS
Ghost AreaPDMS
Stearamide +H
100 200 300 400 500 600
PDMS GMO-OH
GDO-OH
AIMCAL - Oct 21, 2008 © Copyright 2008 Evans Analytical Group LLC 29
• XPS results:– Film surface was covered with a compound containing
C-O and O-C=O groups.– Contaminants in the ghost area were silicones and
amines/amides.
• TOF-SIMS results:– Film coating as glycerol monooleate– Contaminants as polydimethyl siloxane and
stearamide.– Stearamide is localized to specific areas.
• Contaminants are from printing inks transferred during reroll/storage.
Ghost Image
AIMCAL - Oct 21, 2008 © Copyright 2008 Evans Analytical Group LLC 30
TOF-SIMS is a very surface sensitive technique providing fullElemental and molecular analysis with excellent detection limits.
TOF-SIMS Summary
AIMCAL - Oct 21, 2008 © Copyright 2008 Evans Analytical Group LLC 31
• XPS:– Quantitative elemental and chemical bonding analyses
– Sampling depth 1 to 10 nm (3 to 30 monolayers)
– Analysis of any vacuum compatible sample
– Often the first look technique for organic materials
• TOF-SIMS:– Compound identification
– Sampling depth ~1 nm (~3 monolayers)
– ppm detection of elemental surface composition
– Analysis of any vacuum compatible sample that is reasonably flat
– Rapid imaging with sub-micron spatial resolution
Summary