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    LTE ADVANCED –LIPA AND SIPTORAJIV GUPTA

    Director, Technology, Aricent

    NUPUR RASTOGI

    Senior Technical Leader, Aricent

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    1LTE Advanced – LIPA and SIPTO

    This paper discusses LIPA and SIPTO with focus on Long Term

    Evolution (LTE) networks. The first part introduces the key features

    of LIPA and SIPTO, and establishes the separate use case for each.

    Although both features provide IP traffic offloading and look similar

    at a glance, each caters to a unique use case. In the second part

    we detail the possible network architectures for these features

    and then provide solutions based on these architectures for LTE

    networks. In this part, the impact on various network elements

    has also been discussed, with particular focus on the EUTRAN–

    the Home eNB (HeNB) and the eNodeB (eNB). LIPA and SIPTO

    are still under evolution in 3GPP, although Release 10 provides

    a complete solution for some network architectures. The third

    part of this whitepaper gives a 3GPP work split and a glimpse

    of the road ahead: Release 11 work items and study items. The

    paper concludes with a brief overview of Aricent offerings for

    LIPA at HeNB and SIPTO at HeNB, and eNB, which is compliant

    with the Release 10 specifications.

    DIFFERENCE BETWEEN LIPA AND SIPTO

    LIPA

    LIPA is primarily for end users to access their local network

    or intranet through a local 3GPP access point (e.g., indoor

    femtocell/picocell). In other words, when a user has a femtocell

    at home or in the office, mobile devices can use LIPA to access

    other devices connected to the local network such as TVs, videos

    INTRODUCTION

    New applications that require higher bandwidth and speed for

    video conferencing, online music, gaming, movie streaming, net

    browsing, social networking, blogging, etc. are now readilyavailable online. The use of these applications and services,

    especially on mobile devices, has picked up in the last few years,

    triggered by both the pervasiveness of smartphones and other

    mobility enabled computing devices like tablets, netbooks, and

    PDAs, and theavailability of cheap data-use tariff plans (e.g., flat-

    rate charging). This has led to network congestion and degradation

    of the user experience. The shift in operator revenue to data-

    centric services, increased competition, and high customer churn

    has forced operators to look at ways to improve the overall user

    experience while keeping the additional Capex and Opex for

    network upgrade low.

    Operators today are looking at cost effective solutions to reduce

    bandwidth and network-capacity limitations. Femtocells help in

    coping with bandwidth limitations at the access stratum by

    ensuring efficient use of radio resources. However, an increased

    capacity is needed at the core network to ensure the increased

    traffic can still be managed with the guaranteed QoS. Features

    like LIPA and SIPTO help resolve this bottleneck at the core network

    by reducing both data on the backhaul and the number of nodes in

    the data path, thereby increasing the speed and reliability. It should

    be noted that only the user traffic–not the signaling load–is off-

    loaded. Also, the specifications do not rule out (even for LIPA)

    user traffic traversing mobile operators’ core networks.

    LTE ADVANCED – LIPA AND SIPTOThe objective of this paper is to detail the Local IP Access (LIPA) and Selected Internet IP Traffic

    Offload (SIPTO) for LTE networks–features introduced in 3GPP Release 10 specifications.

    The LIPA is for residential/enterprise IP networks, and is only valid for indoor femtocells and

    picocells, while the SIPTO is for Internet access in both femtocell and macrocell setups. Both

    features aim at offloading some traffic away from the operator’s core network. This paperprovides an overview of the LIPA and SIPTO features, including impact on network architecture

    and network elements. Because LIPA and SIPTO are spread across multiple 3GPP releases,

    this paper also provides a view for these features in Release 10, Release 11, and beyond, and

    addresses some of the key open issues regarding implementation of LIPA and SIPTO.

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    2LTE Advanced – LIPA and SIPTO

    >  Mobile devices may be able to use Local IP Access while

    roaming, subject to valid agreements between the operators

    Key benefits mobile operators get from LIPA include the following:

    >  Reduced network congestion for Local IP access

    >  Better quality of experience for services delivered through LIPA

    >  Improved revenues due to increased usage of operator networks

    for local access which otherwise would have used WiFi ,

    WLAN, etc

    SIPTO

    SIPTO allows cost-optimized handling of Internet traffic and is

    valid for both femtocell and macrocell. It enables routing of

    selected IP traffic through either the most optimal path in anoperator’s core network or bypassing it completely. It is up to the

    mobile operator to offload only selected IP traffic from a mobile

    device, while IP traffic of the same mobile device associated with

    other defined IP networks is not offloaded. The type of traffic to be

    offloaded is determined by the operator. For example, an operator

    may decide to only offload best-effort services while still supporting

    VOIP calls over its core network.

    The key benefits that mobile devices get from SIPTO include:

    >  Despite SIPTO being a part of 3GPP Release 10 specifications,

    it will be possible to perform Selected IP Traffic Offload forpre-Release 10 mobile devices as well.

    >  Simultaneous support of services via SIPTO and services

    via operators’ core networks is possible.

    >  Selected IP Traffic Offload with no user interaction may

    be performed.

    >  Mobility for offloaded sessions and service continuity are

    possible while moving between the macro network and

    femto cells; between femtocells; and between eNBs.

    >  Mobility and service continuity of offloaded sessions of a

    mobile device may be supported during roaming, subject to

    agreement between the operators.

    The key benefits that mobile operators get from SIPTO are:

    >  Reduced network congestion by offloading certain services

    >  Reduced CAPEX and OPEX with fewer backhaul requirements,

    which are typically leased by most operators

    >  Improved quality of experience for subscribers, hence

    improved consumer satisfaction, leading to better revenues

    In the next section, we discuss LIPA and SIPTO network

    architectures and solutions they support for LTE networks.

    Figure 1: Local IP Access

    and pictures on local computers, etc. over the femtocell or indoor

    picocell. LIPA is subscription-based. With the mobile operator, a

    mobile device can use Local IP Access in its own network as well

    as in a visited network, subject to roaming agreements between

    mobile operators. It is up to the mobile operator to enable or disable

    Local IP Access for user subscriptions, per Closed Subscriber

    Group (CSG) for each LIPA Access Point Name (APN).

    Key benefits that mobile devices get from LIPA include the following :

    >  Even though LIPA is a feature of 3GPP Release 10, pre-Release

    10 mobile devices will be able to use Local IP Access.

    >  Simultaneous access from mobile devices to mobile operators’

    core networks (e.g., browsing sites on the Internet) and Local

    IP Access to local IP networks (e.g., viewing a video on a local

    computer) may be possible.

    >  Mobile devices may be billed differently (at a reduced rate) for

    accessing the local IP network.

    >  The user experience may be improved by offloading the trafficaway from the core network.

    >  It is possible for a mobile device to maintain its IP connectivity

    to the local network when moving between HeNBs within the

    same network.

    >  Mobile devices may be able to maintain IP connectivity from

    a remote network over VPN, which is part of mobility between

    LIPA and Managed Remote Access (MRA) discussed later in

    this paper. For example, when moving from one floor to another

    in a large office served by one femto base station per floor, a

    user may still continue viewing a video on the local computer

    and continue viewing it after leaving the office while maintaining

    Internet connectivity through the user’s mobile device.

    LIPA Traffic

    Mobile

    HeN

    Mobile Operator’s CoreIP Traffic to Core

                         ®

    Residential/Local IP Network

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    3LTE Advanced – LIPA and SIPTO

    IMPACT ON NETWORK ARCHITECTURE ANDNETWORK ELEMENTS FOR LIPA AND SIPTO

    3GPP has proposed two types of breakout architectures for

    traffic offloading [4].

    >  ALTERNATIVE 1: Architectures with breakout “at or above

    Radio Access Network(RAN),” wherein the breakout point

    may still be located in the operator’s core network. In this

    alternative, the end-user experience is improved by one of

    these mechanisms:

    • Bypassing one of the core network nodes (e.g., SGSN in

    3G), thereby reducing the number of hops on the data path

    • Selecting a gateway pair (S-GW, P-GW) close to the UE’s

    point of attachment (in LTE), thereby choosing the most

    optimal data path

    These architectures cover macro and some femtocell SIPTO

    scenarios.

    >  ALTERNATIVE 2: Architectures with breakout “in the residential/

    enterprise IP network.” In this type of breakout, the operator’s

    core network is bypassed and the user traffic is routed through

    a Local Gateway (L-GW) which is located in the residential/

    enterprise IP network. These architectures cover LIPA and

    some femtocell SIPTO scenarios.

    In addition, selected IP traffic offload for the femtocells may

    support the following three deployment scenarios:

    >  Scenario 1: Both the femtocell and backhaul are provided

    by the same operator

    >  Scenario 2: The femtocell and backhaul are provided by

    different operators

    >  Scenario 3: The local breakout point (L-GW) is located in a

    private address domain (e.g., behind a NAT gateway)

    Solutions based on these architecture alternatives are discussed

    in detail for LTE networks in the following sections.

    LOCAL IP ACCESS USING A COLLOCATED L-GW

    Figure 2 shows network architecture for LIPA breakout, when the

    L-GW is collocated with the HeNB. The LIPA solution is based

    on architecture Architecture 2. The 3GPP specifications refer

    the HeNB and the collocated L-GW as the HeNB subsystem.

    This section identifies the function of each network element for

    the LIPA topology in Figure 2, and produces call flows to give a

    comprehensive view of the involvement of various network

    elements.

    Core NetworkS11

    P-GW

    S5

    CN Traffic

    S1-U

    LIPA Traffic

    UE

    RAN

    L-GW

    HeNB

    L-S5

    S-GW

    MME

    Figure 2: LIPA breakout in the residential/enterprise

    network with collocated L-GW

    HeNB Subsystem

    The HeNB Subsystem supports an L-S5 interface with the S-GW

    and SGi interface with the local IP network.

    L-S5 Interface: The L-S5 interface between the L-GW and the

    S-GW is based on the GTP-c protocol. This interface must support

    a restricted set of procedures from the list defined on the S5

    interface (between the S-GW and the P-GW). These procedures

    are described in detail later in the paper.

    SGi Interface: The SGi reference point is between the L-GW

    and the external IP network. From the external IP network’s

    point of view, the L-GW is seen as a normal IP router. The L2

    and L1 layers are operator-specific.

    The HeNB supports the following additional functions for LIPA,

    regardless of the presence of the HeNB GW:

    >  Assignment of an IP address to the L-GW and setup of

    the L-S5 IPSEC tunnel 

    The HeNB assigns an IP address to the L-GW. Because the

    L-GW is collocated, it is possible to assign the same IP

    address (as that of the HeNB) to the L-GW. In this case, the

    S1 IPSEC tunnel may be reused for the L-S5 interface. However,

    if a new IP address is assigned to the L-GW, the HeNB will

    also set up a new IPSEC tunnel for the L-S5 interface.

    >  Transfer of the IP address of the L-GW to the MME

    The MME should not use the gateway selection functions when

    connectivity for a LIPA PDN is requested and should instead

    select the L-GW. To enable this, the HeNB must transfer the

    IP address of the collocated L-GW to the MME at every idle-

    active transition (i.e., in the initial UE message). Similarly, the

    HeNB must transfer the IP address of the collocated L-GW

    to the MME within every Uplink NAS Transport procedure,

    in case the UE is already connected to another PDN, before

    requesting connectivity to a LIPA PDN.

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    4LTE Advanced – LIPA and SIPTO

    >  Management of the internal direct user plane path

    between the HeNB and the L-GW for the offloaded traffic  

    User Plane tunnels between the L-GW and the S-GW are

    set up for LIPA bearers (even though they are used only for

    paging). The S5 PGW Tunnel ID (TEID) is sent by the L-GW to

    the S-GW over the L-S5 interface, and transferred by the S-GW

    to the MME over the S11 interface as part of bearer setup

    (in Create Session Response and Create Bearer Response

    messages). The same TEID is passed by the MME to the

    HeNB in the Initial Context Setup Request and E-RAB Setup

    Request messages, as shown in Figure 3. This parameter

    is used as the Correlation ID by the HeNB. Although the

    specifications do not define a protocol user-plane

    management, the HeNB can manage the internal direct

    L-GW-HeNB user-plane path using a simple mapping of the

    Correlation ID to a PDCP RB-ID.

    >  Release of LIPA bearers before Handout

    Seamless requires an anchor in the data path. Traditionally,

    the S-GW acts as an anchor for intra-LTE handovers without

    changing S-GW, while and P-GW acts an anchor for intra-

    LTE handovers with changes to S-GW and inter-RAT handovers.

    For LIPA breakout with a collocated L-GW, there is no possible

    anchor for the LIPA bearers during handovers. The HeNB

    therefore must trigger the L-GW function to release the

    LIPA PDN connection before handout.

    The collocated L-GW supports the following functions, which

    are a subset of the P-GW functionality:

    >  Assignment of the UE IP Address

    The L-GW is responsible for assigning an IP address to the

    UE at the time of PDN connection to a LIPA PDN. The L-GW

    may use DHCP to get an IP address or assign an IP address

    from a pool of IP addresses belonging to its subnet.

    >  SGI Interface Support

    The L-GW provides support for the SGi interface with the

    residential/enterprise IP network.

    >  L-S5 Interface Support

    The L-GW maintains the L-S5 connection with the S-GW

    and supports the necessary set of procedures on this

    interface like Create Session Request and Response (for

    setup of LIPA PDN connection), Bearer Deactivation (for

    releasing the LIPA bearers during handover on request from

    the HeNB), etc.

    >  DL and UL Data Transfer between the HeNB and Residential/

    Corporate IP Networks

    The L-GW has to manage the internal interface with the HeNB

    user plane. The packets received from SGi for subscribers

    that have a radio connection are sent to the HeNB user

    plane. The packets received from the HeNB user plane are

    sent to the SGi interface.

    >  Trigger Paging for Registered Subscribers with

    No Radio Connection

    When a subscriber does not have a radio connection but

    is registered with the network, any DL packet received

    on the SGi interface will trigger paging. The L-GW supports

    the RAB restoration feature, where it keeps the S5 tunnel

    active even when UE or E-RAB is removed from the HeNB

    user plane and HeNB control plane. This tunnel is used for

    paging. If any downlink packet is received for a dormant

    tunnel, L-GW must to buffer it and send a dummy packet to

    S-GW on the dormant tunnel to initiate paging. The L-GW

    performs in-sequence delivery of buffered and newly arrived

    packets to the UE after establishment of the PDN connection.

    At the time of handout, the HeNB triggers the L-GW to

    deactivate the tunnel.

    >  Enforcement of Quality of Service (QoS)In EPS, per-bearer QoS control is provided. The Policy and

    Charging Resource Function (PCRF) can configure QoS

    policies at the Policy and Charging Enforcement Function

    (PCEF) using the Gx interface to enforce quality of service

    for each bearer of a UE [9]. The PCEF typically resides at

    the P-GW. The L-GW serves as the P-GW for providing LIPA

    PDN connectivity and is responsible for per-UE-policy-based

    packet filtering in the downlink. The L-GW is also responsible

    for Differentiated Services Code Point (DSCP) marking in the

    uplink due to the absence of an S-GW in the data path. The

    collocated L-GW for the architecture in question does not

    support Gx interface with PCRF to receive dynamic Policyand Charging Control (PCC). However, it may support

    static QoS policies.

    >  Lawful Interception

    Several countries mandate that any traffic originating on a

    licensed spectrum has to be sent over an operator’s core

    network and managed by the operator. Technically, this

    includes the traffic originating on EUTRAN. Lawful Interception

    (LI) refers to a network operator providing information to a

    law enforcement monitoring facility. There are two types of

    information provided:

    • Content of Communications (CC), which is based on

    duplication of data traffic without modif ication, with

    some additional headers added

    • Intercept-Related Information (IRI) for UE attachment,

      detachment, etc. For HeNB, this information also

    includes HeNB activation, deactivation, etc.

    Additionally, interceptions must be done in such a way that

    the targets remain unaware, and can be started for ongoing

    sessions [8].

    In EPS, the MME handles the Control Plane, and therefore

    provides the IRI. Interception of CC is applicable only at the

    S-GW and P-GW, while LI in the P-GW is a national option.

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    5LTE Advanced – LIPA and SIPTO

    SGW

    The S-GW performs the following functions:

    >  Initiation of paging toward the MME on receiving dummy

    packet from the L-GW

    >  Maintain the L-S5 interface with the L-GW and support the

    necessary procedures as previously discussed

    Important Call Flows 

    This section shows call flows related to LIPA, and lists the

    important Information Elements (IEs) being exchanged across

    the various network elements.

    In the UE-requested PDN Connection Procedure (Figure 3), the

    S5 PGW TEID is exchanged as Correlation ID for internal user

    path management at the HeNB.

    There is no impact on the S1 release procedure (Figure 4) except

    that in step 4 the HeNB informs the L-GW that the subscriber

    has released the radio connection and the L-GW enables the

    S5 path for paging.

    The LIPA traffic bypasses all the network elements where

    interception of CC is possible. The only alternative where CC

    may be intercepted is the L-GW. However, because LIPA is

    essentially for local access, reporting of communications

    happening directly between subscribers on the same HeNB

    may not be necessary. For reporting IRI, the standard interfaces

    for HeNB may be used (i.e., the MME can do the IRI reporting).

    >  Charging

    Charging information in the EPS network is collected for

    each UE by the S-GWs and P-GWs, serving the UE. The S-GW

    collects charging information for each UE related to the radio

    network usage, while the P-GW collects charging information

    for each UE related to the external data network usage. The

    P-GW maintains Gy and Gz connections with the Online

    Charging System (OCS) and Offline Charging System (OFCS)

    respectively to transfer the collected information for theactual calculations.

    A charging solution for LIPA should consider the fact that

    3GPP has to compete with other technologies like WiFi,

    which may provide similar access free of charge. Hence,

    possible alternatives for LIPA are no charging or flat rate

    charging based on subscription instead of session. No direct

    interface from L-GW to the OCS/OFCS would likely be

    required by the service providers.

    HSS

    The HSS maintains the authorization for subscribers to requestLIPA service for each possible LIPA APN at each Closed Subscriber

    Group (CSG). Subscription information is maintained for HPLMN

    as well as each VPLMN.

    MME 

    The MME supports the following additional functions:

    >  Verification of subscribers’ authorization to request LIPA

    services for the requested APN at this CSG and transfer of the

    received collocated L-GW IP address to the S-GW. S-GW

    uses the IP address for communication with the L-GW to

    establish the L-S5 tunnels.

    >  Transfer of the Correlation ID (i.e., collocated L-GW S5 PGW TEID

    to the HeNB) in the initial context setup procedure and E-RAB

    setup procedure for direct user plane path management

    between the HeNB and L-GW, as explained earlier.

    >  Verification of whether the LIPA PDN connection has been

    released during the handover preparation procedure over

    S1–because the handover of LIPA ERABs is not defined.

    >  Deactivation of the LIPA PDN connection of a registered

    subscriber with no radio connection when the subscriber

    has moved out of the coverage area of the HeNB subsystem.

    UE HeNB L-GW MME Serving GW

    3. Create Session Request

    5. Create Session Response

    (S5 PGW TEID)

    6. Bearer Setup Request (S5 PGWTEID) / PDN Connectivity

    7. RRC ConnectionReconfiguration

    11. PDN Connectivity Complete

    First Uplink Data

    First Uplink Data

    9. Bearer Setup Response

    1. PDN Connectivity Request (Well defines APN or LIPA indication)

    2. Create Session Request

    4. Create Session Response (S5 PGW TEID)

    First Downlink Data

    8. RRC ConnectionReconfigurationComplete

    10. Direct Transfer

    When the UE initiates the service request procedure (Figure 5)

    to enter RRC CONNECTED mode, and there is an activated

    LIPA PDN connection, the MME includes the S5 PGW TEID for

    each E-RAB in the E-RABs to be Setup List in the S1-AP message.

    Figure 3: UE requested PDN Connection to a LIPA PDN

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    6LTE Advanced – LIPA and SIPTO

    The following points are noteworthy for the network-initiated

    service request procedure (Figure 6):

    Step 1: Downlink packets arriving at the L-GW are buffered at

    the L-GW.

    Step 2: L-GW sends a “dummy” packet to the S-GW in order

    to trigger paging.

    Step 7: Once the UE-triggered service request procedure with

    LIPA PDN connection is complete, the serving GW forwards

    the packet on S1-U. The dummy packet is intercepted by the

    HeNB and discarded (step 7a). In parallel, the downlink data

    that was buffered in the L-GW may start flowing on the direct

    path (step 7b).

    SELECTED IP TRAFFIC OFFLOAD ABOVE RAN

    Figure 7 and Figure 8 show solutions for Selected IP Traffic

    Offload at macro network and using HeNBs respectively, where

    the breakout point is located above the RAN. A set of GW (S-GW

    and P-GW) is selected that is topologically close to a UE’s point

    of attachment to ensure the shortest data path for the UE. These

    solutions are based on Architecture Alternative 1. This section

    describes the impact on Network Elements for the solution in

    Figure 7 and Figure 8. Some call flows are also produced toward

    the end to provide an understanding of the role of each Network

    Element and impact on standard procedures. The solution for

    macro as well as femtocell follows the same principles and are

    therefore discussed together.

    eNB/HeNB

    There is no impact on the eNB or the HeNB.

    1. Downlink Data

    3. Downlink DataNotification

    4. Downlink DataNotification Ack

    2. Dummy packet

    5. Paging

    7a. Dummy packet

    7b. Downlink Data

    6. UE-Triggered Service Request Procedure with LIPA PDN Connection

    UE HeNB L-GW MME Serving GW

    Figure 6: Network-triggered service request

    Core Network

    S11

    P-GW

    S5

    CN Traffic

    S1-U

    SIPTO Traffic

    UE

    RAN

    eNB

    S5

    S-GW

    MMEP-GW

    Figure 7: SIPTO Breakout above RAN - macro network

    Figure 4: S1 Release

    3. Release Access Bearers Response

    UE HeNB L-GW MME Serving GW

    4. S1-AP: S1 UE

    Context Release Command

    5. RRC ConnectionRelease

    1. S1-AP: S1 UE Context Release Request

    2. Release Access Bearers Request

    6. S1-AP: S1 UE

    Context Release Complete

    Figure 5: UE-triggered service request

    UE HeNB L-GW MME Serving GW

    1. NAS: Service Request

    4. S1-AP: Initial Context Setup Complete

    5. Modify Bearer Request

    6. Modify Bearer Response

    2. S1-AP: Initial Context Setup Request

    RadioBearerEstablishment

    (S5 PGW TEID)

    3.

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    7LTE Advanced – LIPA and SIPTO

    >  Allows or prohibits SIPTO in a per subscriber and per APN

    basis, using the subscription data received from the HSS.

    The MME applies the GW selection function accordingly to

    choose the S-GW and the P-GW, which are located close to

    the UE’s point of attachment. Additionally, when the UE is

    allowed to use SIPTO, the GW selection for connectivity

    to a non-SIPTO is also performed, using SIPTO policies to

    prevent gateway relocation when the UE later requests a

    SIPTO connection.

    >  The MME makes the decision regarding GW relocation

    because of UE mobility. Additionally, UE mobility may involve

    release of SIPTO bearers with a request to reactivate the

    connection on the same APN, but using a GW that is close to

    the UE’s new point of attachment. When the UE moves out

    of the S-GW’s coverage, the MME re-evaluates whether the

    P-GW needs to be changed and, if a change is needed, initiatesthe “deactivation and reactivation request” procedure for SIPTO

    PDN connections or the “explicit detach followed by a re-attach”

    procedure depending on whether few or all the bearers of the

    UE are being released. The MME ensures mobility and session

    continuity of SIPTO sessions using these procedures.

    S-GW and P-GW 

    There is no impact on the S-GW or P-GW.

    HSS

    The HSS maintains the subscription data, indicating when an

    offload is allowed or prohibited on a per subscriber and per APN

    basis for the HPLMN. Similar subscription information for each

    VPLMN, with appropriate roaming agreements, is also stored

    at the HSS.

    MME

    The MME performs the following additional functions:

    >  Selects a set of appropriate GW (S-GW and P-GW) that is

    topologically close to the UE.

    Core

    Network

    S5

    S5S1-U

    S1-MME

    S1

    S11P-GW

    CN Traffic

    SIPTO Traffic

    UE   RAN

    HeNB   HeNB

    GW

    SeGW

    MME

    S-GW

    P-GW

    Figure 8: SIPTO Breakout above RAN - Femto Cell1

    Figure 9: Tracking area update with S-GW relocation

     1The S-GW and the P-GW may be collocated with the HeNB-GW.

     2

    The eNodeB in all the figures in this section have been replaced with HeNB when SIPTO is performed using a femtocell.

    UE eNodeB

    2. TAU Request

    3. TAU Request

    4. Context Request

    7. Context Acknowledgement

    5. Context Response

    8. Session Request Creation

    1. Trigger to start TAU Procedure

    new MME old MME new S-GW old S-GW P-GW

    9. Bearer Request Modification

    10. Bearer Response Modification

    18. Session Request Deletion

    19. Session Response Deletion

    20. TAU Acceptance

    21. TAU Completion

    11. Session Response Creation

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    8LTE Advanced – LIPA and SIPTO

    Important Call Flows

    In this section, important Call Flows impacted for SIPTO are

    discussed. Only relevant steps are shown with specifications

    that provide a complete understanding of these procedures2.

    In Tracking Area Update with S-GW relocation (Figure 9), if SIPTO

    is allowed for the APN associated with a PDN connection, the

    new MME in Step 8 re-evaluates whether the PGW location is still

    acceptable. If the MME determines that PGW re-location is needed,

    the MME initiates PDN deactivation with reactivation requested

    according to Figure 12 at the end of the tracking area/routing

    area update procedure.

    Figure 10 shows the PDN disconnection procedure, which is also

    used as part of the SIPTO function when the MME determines that

    GW relocation is desirable. In this situation, the MME deactivates

    the PDN connections relevant to SIPTO-allowed APNs using the

    “reactivation requested” cause value in Step 7. The UE should then

    re-establish the PDN connections.

    If the UE is in ECM-IDLE state and the reason for releasing

    PDN connection is “reactivation requested” due, for example,

    to SIPTO, the MME initiates paging via the network-triggered

    service request procedure in order to inform UE of the request.

    LIPA/SIPTO@LN USING A STAND-ALONE L-GW

    Figure 11 shows a solution for traffic offloading with the

    breakout point located within the residential/corporate IP

    network. This solution provides LIPA connectivity to several

    HeNBs in the network by using a stand-alone L-GW. This

    solution is based on Architecture Alternative 2.

    A Local HeNB Network (LHN) is defined by a set of HeNBs

    having IP connectivity for LIPA to local PDNs via one or several

    L-GWs, whereby:

    >  An HeNB only belongs to a single Local HeNB Network

    >  An L-GW only belongs to a single Local HeNB Network

    >  An L-GW can access one or several PDNs, and one PDN can

    be accessed via multiple LHNs

    CoreNetwork

    S5

    S1-U

    S1-MME

    S1

    S5

    S11

    P-GW

    CN Traffic

    SIPTO Traffic

    UE

    RAN

    Sxx

    HeNB   SeGW

    MMEL-GW

    S-GWHeNB

    GW

    Figure 10: PDN Disconnection

    Figure 11: LIPA/SIPTO Breakout at Local Network with stand-alone L-GW

    2. Delete

      SessionRequest

    3. DeleteSession

    Request

    4. DeleteSession

    Response

    6. DeleteSession

    Response

    7. Deactivate

    Bearer

    Request

    8. RRC

    ConnectionReconfiguration

    9a. RRCConnection

    ReconfigurationComplete

    9b. Deactivate

      BearerResponse

    10a. DirectTransfer

    10b. Deactivate

    EPS BearerContext

    Accept

    MMEUE eNodeB Serving GW PDN GW

    1. PDN Disconnection Trigger

    SIPTO@LN or SIPTO at Local Network is the 3GPP terminology

    for SIPTO using L-GW located in a residential/corporate IP

    network. LIPA with stand-alone L-GW and SIPTO@LN are governed

    by the same architectural principles.

    This solution is still under discussion and there are several

    possible alternatives to address each challenge that it poses.

    Therefore, this paper only discusses this solution in brief and

    lists some of the key challenges.

    It may be noted that this solution looks similar to the LIPA solution

    with the collocated L-GW and may reuse some of its principles.

    The separation of the L-GW from the HeNB necessitates the

    definition of a new interface between the two entities. This interface

    is still to be defined and is being referred to as the Sxx interface

    in the specifications.

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    9LTE Advanced – LIPA and SIPTO

    >  Mobility and session continuity for SIPTO bearers between

    HeNBs of different local networks and between HeNBs and

    macro networks are supported by using the “deactivate with

    re-activate requested” procedure as discussed for the “SIPTO

    above RAN” case, with the exact impact on these procedures

    to be studied and defined.

    >  Mechanisms to store the SIPTO and SIPTO@LN permissions

    in the HSS have to be identified

    >  Both SIPTO and SIPTO@LN possible for a UE in hybrid

    cells, with a priority definition for the MME has to be provided

    >  Procedures and network placement of Lawful Interception and

    Charging particularly for SIPTO@LN have to be identified

    The next section describes the work split related to LIPA and

    SIPTO across the 3GPP Releases.

    WORK SPLIT AMONG THE 3GPP RELEASES

    Work related to LIPA and SIPTO is spread across 3GPP Release

    10, Release 11 and beyond. This section gives a Release-wise

    scope for the feature.

    RELEASE 10

    Release 10 has standardized a solution for LIPA with the

    collocated L-GW, which was discussed in section 4.1. The

    limitations of this solution are:

    >  The solution does not offer support for mobility.

    >  The solution neither allows dedicated bearer support for LIPA

    PDNs nor supports multiple LIPA PDNs for a UE.

    >  There are challenges with Charging and Lawful Interception

    associated with offloading the Internet traffic and some

    countries/operators wanting to regulate it. These issues are

    left open in the specifications.

    Potential solutions for these problems were also discussed in

    section 4.1.

    The support for SIPTO in macro and femto networks by locating

    the traffic breakout point above the RAN is part of the Release

    10 specifications and was described in section 4.2. However,

    support for SIPTO in femtocell environments, by locating the

    breakout point within the residential/corporate IP network, is

    not part of the Release 10 specifications.

    Sxx Interface

    The Sxx interface routes the user traffic directly between the

    L-GW and the HeNB. The Sxx interface may define user plane

    only or it may have limited control-plane functionality to set up

    the user-plane tunnels only on the Sxx interface. When the Sxx

    connection implements only the user plane, the control signaling

    is routed via the S1-MME and the S5 interface (between the

    L-GW and the S-GW).

    S5 Interface between the L-GW and the S-GW

    The S5 interface between the L-GW and S-GW is required to

    support a necessary set of procedures from the S5 interface

    between the S-GW and the P-GW, including Paging, Create Session

    Request, etc.

    Other challenges this solution needs to address before the role

    of each Network Element can be identified without ambiguityinclude:

    >  Mechanism to identify an LHN uniquely using an LHN-ID

    within a Public Landline and Mobile Network (PLMN) has to

    be defined.

    >  Method for allocating an IP address to the stand-alone L-GW

    must be defined to inform all the HeNBs in the local network

    as well as to make the core network aware of the same.

    >  Procedures for setting up the S5 interface between the

    L-GW and S-GW, the subset of procedures to be supported

    on this interface, and details of IEs to be included in theexchanged messages have to be defined.

    >  Procedures for setting up the Sxx user-plane tunnels and the

    definition of the Correlation ID to map traffic from the SGi

    interface to the HeNB user plane and vice versa, as defined

    for the collocated L-GW solution.

    >  Mechanisms for the MME to select the correct L-GW based

    on the requested APN, LHN-ID, etc have to be defined

    because a local network may support multiple L-GWs with

    multiple local networks in the scope of an MME.

    >  Handover from one HeNB to another only supported for the

    HeNBs within a local network, so methods that determine

    which HeNBs should be made aware of the neighboring HeNBs

    within a local network have to be identified and exact handover

    procedures have to be defined.

    >  Offloaded bearers deactivated when the UE moves from one

    local network to another in case of LIPA, although other

    causes for deactivation of LIPA bearers and procedures for

    the same must be defined.

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    10LTE Advanced – LIPA and SIPTO

    RAJIV GUPTA

    is Director, Technology at

    Aricent has more than 15

    years of experience in product

    development and software design

    for LTE eNodeB, UMTS Small

    cells and UE, UMTS Data offload

    solutions and carrier grade high-

    availability solutions.

    [email protected]

    NUPUR RASTOGI

    is a Senior Technical Leader at

    Aricent has more than 7 years of

    experience in product development

    and software design for LTE UE and

    eNodeB and UMTS RNC solutions.

    Her expertise includes LTE and

    UMTS based small and macro cells.

    [email protected]

    THE ROAD AHEAD - OVERVIEW OF RELEASE 11 AND BEYOND

    This section gives an overview of both the work and study

    items within Release 11.

    Work Items

    Release 11 work items aim to provide a solution to address the

    limitations of Release 10 solutions for LIPA and SIPTO.

    >  Release 11 will provide support of mobility for LIPA between

    the HeNBs located in the local IP network, and will provide

    support for simultaneous connectivity to multiple LIPA PDNs.

    >  Release 11 will provide support for SIPTO at the local

    network, including mobility.

    >  Release 11 will support service continuity of SIPTO data sessions

    when a UE moves across local networks and macro networks.

    The solution discussed briefly in section 4.3 addressed

    these key requirements.

    Study Items

    The study items of Release 11 are briefly described further:

    >  MRA/LIPA Mobility

    As per [2] Managed Remote Access (MRA) refers to:

    • The HeNB may support remote access for a CSG member

    to the home-based network from a UE via a PLMN in

    order to provide access to IP-capable devices connectedto the home-based network.

    • It will be possible to restrict the access to the home-

    based network on a per-subscriber basis.

    Release 11 is studying the mobil ity aspects between MRA and

    LIPA, where handover of the user between HeNB and eNB

    occur and an ongoing LIPA session needs to be continued as

    an MRA session, and vice versa. Such mobility may help use

    cases like a user moving out of the coverage of LIPA while

    browsing an intranet site and accessing the same using a VPN

    connection through MRA, or vice versa.

    ARICENT OFFERINGS

    Aricent, as part of its IPR, offers LIPA support in its HeNB software

    framework (comprising Layer 2 and Layer 3 with Call Control).

    The LIPA support is offered through implementation of a collocatedL-GW as per section 4.1. Please note that a number of requirements

    arise on the IP backhaul (SGi) interface for support of DSCP,

    QoS and Traffic Shaping (for both outgoing and incoming traffic)

    and NAT support, which the platform transport is expected

    to provide.

    Aricent eNodeB Framework IPR also supports SIPTO requirements

    above RAN with no modifications in the current offerings.

    The upgrade for support of Release 11 advances for LIPA and

    SIPTO@LN with stand-alone L-GW are part of the future Aricent

    IPR roadmap.

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    11LTE Advanced – LIPA and SIPTO

    ABBREVIATIONS

    3G 3rd Generation

    3GPP 3rd Generation Partnership Project

    APN Access Point Name

    CAPEX CApital EXpenditure

    CC Content of Communication

    CSG Closed Subscriber Group

    DHCP Dynamic Host Configuration Protocol

    DSCP Differentiated Services Code Point

    eNB eNodeB

    E-RAB Enhanced Radio Access Bearer

    EPC Evolved Packet Core

    EPS Evolved Packet System

    E-UTRAN Evolved Universal Terrestrial Radio Access Network

    GPRS General Packet Radio Service

    GTP-C GPRS Tunneling Protocol – Control plane

    GTPU GPRS Tunneling Protocol – User plane

    GW GateWay

    HeNB Home eNodeB

    HPLMN Home PLMN

    HSS Home Subscriber Server

    IE Information Element

    IRI Intercept Related Information

    L-GW Local GateWay

    LIPA Local IP Access

    MRA Managed Remote Access

    L1 Layer 1 (Phy)

    L2 Layer 2LHN Local Home eNodeB Network

    LHN-ID LHN IDentity

    LI Lawful Interception

    LTE Long Term Evolution

    MME Mobile Management Entity

    NAT Network Address Translation

    OCS Online Charging System

    OFCS OFfline Charging System

    OPEX OPerational EXpenditure

    PCC Policy and Charging Control

    PCEF Policy and Charging Enforcement Function

    PCRF Policing and Charging Resource FunctionPDN Packet Data Network

    P-GW Packet GateWay

    PLMN Public Landline and Mobile Network

    QoS Quality of Service

    RAN Radio Access Network

    RAT Radio Access Technology

    SGSN Serving GPRS Support Node

    S-GW Serving GateWay

    SIPTO Selected IP Traffic Offload

    SIPTO@LN Selected IP Traffic Offload at Local Network

    TE-ID Tunnel IDentifier

    UE User EquipmentVPLMN Visited PLMN

    WiFi Wireless Fidelity

    WLAN Wireless Local Area Network

    REFERENCES

    [1] 3GPP TR 21.905: “Vocabulary for 3GPP Specifications”

    [2] 3GPP TS 22.220: “Service Requirements for Home

    NodeBs and Home eNodeBs”

    [3] 3GPP TS 22.101: “Service Aspects; Service Principles”

    [4] 3GPP TR 23.829: “Local IP Access and Selected IP

    Traffic Offload (LIPA-SIPTO)”

    [5] 3GPP TR 23.859: “LIPA Mobility and SIPTO at the Local

    Network”

    [6] 3GPP TS 36.300: “Evolved Universal Terrestrial Radio

    Access (E-UTRA) and Evolved Universal Terrestrial Radio

    Access (E-UTRAN); Overall description; Stage 2”

    [7] 3GPP TS 23.401: “General Packet Radio Service (GPRS)

    enhancements for Evolved Universal Terrestrial Radio

    Access Network (E-UTRAN) Access”

    [8] 3GPP TS 33.106: “Lawful Interception Requirements”

    [9] 3GPP TS 23.203: “Policy and Charging Control Architecture”

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    The Aricent Group is a global innovation and technology services

    company that helps clients imagine, commercialize, and evolve

    products and services for the connected world. Bringing together the

    communications technology expertise of Aricent with the creative

    vision and user experience prowess of frog, the Aricent Group

    provides a unique portfolio of innovation capabilities that seamlessly

    combines consumer insights, strategy, design, software engineering,

    and systems integration. The client base includes communications

    service providers, equipment manufacturers, independent software

    vendors, device makers, and many other Fortune 500 brands. Thecompany’s investors are Kohlberg Kravis Roberts & Co., Sequoia

    Capital, The Family Office, Delta Partners, and The Canadian Pension

    Plan Investment Board.

    INNOVATIONSERVICESFOR THECONNECTED

    WORLD

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