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Page 1January 5, 2006
Chris K Mechefske
Machine Condition Monitoring
and
Fault Diagnostics
Page 2January 5, 2006
• Introduction to Machine Condition Monitoringand Condition Based Maintenance
• Basics of Mechanical Vibrations
• Vibration Transducers
• Vibration Signal Measurement and Display
• Machine Vibration Standards and AcceptanceLimits (Condition Monitoring)
• Vibration Signal Frequency Analysis (FFT)
Course Overview
Page 3January 5, 2006
• Machinery Vibration Trouble Shooting
• Fault Diagnostics Based on Forcing Functions
• Fault Diagnostics Based on Specific MachineComponents
• Fault Diagnostics Based on Specific Machine Type
• Automatic Diagnostic Techniques
• Non-Vibration Based Machine Condition Monitoring and Fault Diagnosis Methods
Course Overview
Page 4January 5, 2006
Current Topic
• Introduction to Machine Condition Monitoringand Condition Based Maintenance
• Basics of Mechanical Vibrations
• Vibration Transducers
• Vibration Signal Measurement and Display
• Machine Vibration Standards and AcceptanceLimits (Condition Monitoring)
• Vibration Signal Frequency Analysis (FFT)
Page 5January 5, 2006
Definition
The variation with time of the magnitude of a quantity, which is descriptive of the motion or position of a mechanical system, when the magnitude is alternately greater and smaller than the average value or reference.
Basically – an object oscillates back and forth about an equilibrium point.
Basics of Mechanical Vibration
Page 6January 5, 2006
By Motion:
Simple Harmonic Motion
The simplest form of vibration.
Exact position is predictable from the equation of motion.
Mathematical description:
Classification of Vibration
)sin()( θ+ω= tAtx
2
Page 7January 5, 2006
Terms:
- instantaneous displacement (m)
- maximum amplitude (m)
- angular velocity (Radians/Second)
- phase angle (Radians)
f = frequency,
T = cycle/period,
Simple Harmonic Motion
)sin()( θ+ω= tAtx
)(tx
Aωθ
fπ=ω 2fT /1=
Page 8January 5, 2006
Simple Harmonic Motion
t
T
A
Graphical description of simple harmonic motion
Page 9January 5, 2006
Motion repeats itself in equal time periods.Includes harmonic motion, pulses, etc.
Periodic Motion
0 10 20 30 40 50 60 70 80 90-1
-0.8
-0.6
-0.4
-0.2
0
0.2
0.4
0.6
0.8
1
Time (ms)
Ampl
itude
Page 10January 5, 2006
Motion is not deterministic (That is, not repeatable).
Statistics of motion history may be well defined, but exact location as a function of time is not obtainable.
Vibration signal contains all frequencies in a given band.
Often generated by machine looseness.
Random Motion
Page 11January 5, 2006
Graphical description of Random Motion.
Random Motion
0 10 20 30 40 50 60 70 80 90-1
-0.8
-0.6
-0.4
-0.2
0
0.2
0.4
0.6
0.8
1
Time (ms)
Ampl
itude
Page 12January 5, 2006
Combination of random and periodic motion.
Random and repeatable characteristics combined in a non-linear fashion.
Vibration signal contains all frequencies in a given band but not in equal proportions.
Chaotic Motion
3
Page 13January 5, 2006
Any motion other than the above.
Impulsive in nature, but not regularly repeated.
Transient Motion
Page 14January 5, 2006
Free vibration:Oscillation occurs at natural frequency after an initial force input has disappeared.
Forced vibration:Oscillation occurs at the frequency of a driving force input.
Self-induced vibration:Vibration of a system resulting from conversion of energy within system.Non-oscillatory energy to oscillatory excitation.
Classification of Vibration by Excitation
Page 15January 5, 2006
Single Degree-of-Freedom System Model
Basic Theory of Vibration
K
Mass M
C
F(t)x(t)
Page 16January 5, 2006
The equation of motion comes from the force balance equation,
Basic Theory of Vibration
)()()()( tFtKxtxCtxM =++ &&&
The total solution to the equation of motion has two parts. The transient solution (x1) and the steady state part (x2). We are usually more interested in the steady state solution, but will consider both here for completeness.
Page 17January 5, 2006
Solution to equation of motion.
Transient state solution ( ).
Basic Theory of Vibration
0)( =tF
tsts BeAetx 21)(1 +=
are initial conditions
is the natural frequency,
is the damping ratio,
BA,
0ω MK=ω0
ζ ( )02 ω=ζ MC
[ ] 02
2,1 1ωζζ −±−=S
Page 18January 5, 2006
Basic Theory of Vibration
There are three special cases of transient vibration.
1. Underdamped
2. Critically Damped
3. Overdamped
1<ζ1=ζ
1>ζ
4
Page 19January 5, 2006
Underdamped
Basic Theory of Vibration
1<ζ
[ ] 02
2,1 1 ωζ−±ζ−= jS
)1sin()( 02
10 ϕ+ωζ−′= ζω− teAtx t
Oscillation with frequency
Amplitude decays exponentially0ω
Page 20January 5, 2006
Responses of free vibration versus damping
0 0.5 1 1.5 2 2.5 3-1
-0.5
0
0.5
1
1.5
2
x(t)
Time (s)
Underdamped, ζ=0.15
Page 21January 5, 2006
Critically Damped
Basic Theory of Vibration
Quick restoration to equilibrium state
teBtAtx 0)()(1ω−+=
1=ζ
Page 22January 5, 2006
Responses of free vibration versus damping
0 0.5 1 1.5 2 2.5 3-1
-0.5
0
0.5
1
1.5
2
x(t)
Time (s)
Critically damped, ζ=1.0
Page 23January 5, 2006
Overdamped
Basic Theory of Vibration
Exponential decaying without oscillation
1>ζ
tsts BeAetx 21)(1 +=
Rss ∈21,
Page 24January 5, 2006
Responses of free vibration versus damping
0 0.5 1 1.5 2 2.5 3-1
-0.5
0
0.5
1
1.5
2
x(t)
Time (s)
Overdamped, ζ =3.0
5
Page 25January 5, 2006
Responses of free vibration versus damping
0 0.5 1 1.5 2 2.5 3-1
-0.5
0
0.5
1
1.5
2
x(t)
Time (s)
Underdamped, ζ =0.15Critically damped, ζ=1.0Overdamped, ζ=3.0
Page 26January 5, 2006
Solution to equation of motion.
Steady state solution ( ).
Basic Theory of Vibration
)sin()( 0 tFtF ω=
( ) )sin()( 20
2 φ−ωω−+ω
= tMKC
Ftx
Total solution to equation of motion.
)()()( 21 txtxtx +=
Page 27January 5, 2006
We are primarily interested in the Steady State response of a system due to some continuous forcing function input.
Recall that the equation that describes simple harmonic motion is:
Relationship between Displacement, Velocity and Acceleration
)sin()( θ+ω= tAtx
Page 28January 5, 2006
Velocity (m/s)
- The rate of change of displacement with time
Displacement Velocity
)2
sin()()( π+θ+ωω== tAtxtv &
Page 29January 5, 2006
Acceleration (m/s2)
- The rate of change of velocity with time
Velocity Acceleration
)sin()()( 2 π+θ+ωω== tAtxta &&
Page 30January 5, 2006
Relationship between Displacement, Velocity and Acceleration
0 5 10 15 20 25 30 35 40-0.25
-0.2
-0.15
-0.1
-0.05
0
0.05
0.1
0.15
0.2
0.25
Time (ms)
Ampl
itude
displacementvelocityacceleration
6
Page 31January 5, 2006
Descriptors of Vibration Signals
Mean
Indicates the DC level in the signal and should be subtracted first.
Definition:
∫= dttxT
x )(1
Page 32January 5, 2006
Descriptors of Vibration Signals
Average
Indicates average vibration level of the signal.
Definition:
∫= dttxT
xav )(1
Page 33January 5, 2006
Vibration Descriptors
Amplitude
time
avxMean
Page 34January 5, 2006
Descriptors of Vibration Signals
Peak Value (zero-to-peak)
Indicates peak vibration level of the signal.
Definition:
[ ]xtxx p −= )(max
Page 35January 5, 2006
Vibration Descriptors
Amplitude
time
px
Mean
Page 36January 5, 2006
Descriptors of Vibration Signals
Peak-to-Peak
Indicates total fluctuation in the vibration signal.
Definition:
[ ] [ ])(min)(max txtxx pp −=−
7
Page 37January 5, 2006
Vibration Descriptors
Amplitude
time
ppx −
Mean
Page 38January 5, 2006
Descriptors of Vibration Signals
RMS (root mean square)
Value proportional to the energy in the vibration signal.
Definition:
[ ]∫= dttxT
xRMS2)(1
Page 39January 5, 2006
Vibration Descriptors
Amplitude
time
RMSxMean
Page 40January 5, 2006
Vibration Descriptors
Amplitude
time
px
avx RMSx ppx −
Mean
Page 41January 5, 2006
With respect to A in the original equation of simple harmonic motion:
Descriptors of Vibration Signals
)sin()( θ+ω= tAtx
Ax p =
Ax pp 2=−
Axav 637.0=
AxRMS 707.0=
Page 42January 5, 2006
Note that equations on the last slide are true for simple harmonic motion only. If the vibration signal has a different character the simplification below does not hold.
Descriptors of Vibration Signals
AxRMS 707.0≠
But rather, the RMS value must be calculated from...
[ ]∫= dttxT
xRMS2)(1
8
Page 43January 5, 2006
Time and Frequency Domains
+ =
F1
F2
Page 44January 5, 2006
Time and Frequency Domains
Amplitude Frequency
Time
F2
F1
Page 45January 5, 2006
Time and Frequency Domains
Amplitude
Time
Page 46January 5, 2006
Time and Frequency Domains
Amplitude
FrequencyF1 F2
Page 47January 5, 2006
A measure of vibration amplitude
• Logarithmic scale
• With respect to a reference value
• Effective in displaying small values together with very large values.
Decibel (dB) units
Page 48January 5, 2006
Definition (Mechanical and Acoustics)
Decibel (dB) units
⎥⎦
⎤⎢⎣
⎡=
ref
rms10log20dB
AA
- RMS value of a parameter- Reference value of the parameter
rmsA
refA
Double amplitude corresponds to an increase of 6 dB
9
Page 49January 5, 2006
Decibel (dB) units
Linear Scale
1 100010010
1 10 100 1000
Logarithmic Scale
Page 50January 5, 2006
Standardised reference values (ISO standard)
Decibel (dB) units
m 101 12−× sm9101 −×
g6101 −×
Parameter Displacement Velocity Acceleration
Reference or 2
6101 sm−×
Page 51January 5, 2006
dB increase Linear Multiplication
6 x 210 x 320 x 1030 x 3040 x 10050 x 30060 x 100070 x 3000
Decibel (dB) units
Page 52January 5, 2006
Decibel (dB) units
Page 53January 5, 2006
Using the Single Degree-of-Freedom System Model
What is Mechanical Vibration?
K
Mass M
C
F(t)
y(t) - output
x(t) - input
Page 54January 5, 2006
How mechanical systems respond to forcing function inputs?
Mechanical Vibration is:
Consider an everyday example – the motor vehicle.
A wide range of different inputs can cause vibrations in motor vehicles.
Wind Engine Combustion
Road surface Mechanical Imbalance
Engine Fan Misalignment
10
Page 55January 5, 2006
All vibrations experienced by the driver and other occupants are the result of mechanical dissipation of energy in response to some forcing function input.
Mechanical Vibration
Consider only one source of potential forcing function input – the road surface.
Also consider the vehicles suspension system as a linear single degree-of-freedom system.
Page 56January 5, 2006
Using the single Degree-of-Freedom System model for the suspension system
Mechanical Vibration
K – spring stiffness
Mass of vehicle, M
C – shock damping
F(t)
y(t) – output (vehicle vibration)
x(t) – input (road surface)
Page 57January 5, 2006
Assume unsprung mass (wheel) is small (but not negligible) compared to that of the vehicle.
K is the spring stiffness (linear). Spring stores energy when stretched or compressed and acts to oppose motion proportional to position. Unstretched or uncompressed spring – no force.
C is the damping coefficient of the shock absorber, which is modeled as a viscous damper. The shock absorber dissipates energy rather than storing it and opposes motion proportional to velocity. Zero velocity – zero force.
Mechanical Vibration
Page 58January 5, 2006
Response to System Inputs
Road Input Vehicle Output
Ampl.
Time
Ampl.
Time
Evaluation of these plots reveals two important quantities – gain and phase shift.
Page 59January 5, 2006
Gain is the change in amplitude (often an increase) from input to output (often expressed in decibels).
Gain = Output AmplitudeInput Amplitude
Mechanical Vibration
The phase shift is the change in the position of the output vibration signal relative to the input vibration signal.
The frequency of the output does not change relative to the input.
Page 60January 5, 2006
Response to System Inputs
Road Input Vehicle Output
Ampl.
Time
Ampl.
Time
Gain
Phase Shift
11
Page 61January 5, 2006
Consider now the gain and phase shift of a system over a range of frequencies.
In order to do this we need to introduce what is know as the Transfer Function (TF).
Mechanical Vibration
Gain(dB)
Freq.Gain Plot
Phase(degrees)
Freq.Phase Plot
Page 62January 5, 2006
When considered together the gain and the phase shift plots represent the Transfer Function of a particular mechanical system.
Mechanical Vibration
Gain(dB)
Freq.
Phase(degrees)
Freq.
The Gain and Phase Shift at any particular frequency are found from these plots.
Page 63January 5, 2006
Mechanical Vibration
Gain(dB)
Freq.
Phase(degrees)
Freq.
The gain at low frequencies is one or close to one.
The frequency shift is zero.
Page 64January 5, 2006
Mechanical Vibration
Gain(dB)
Freq.
Phase(degrees)
Freq.
There is little change in the gain as the frequency increases, until the system Natural Frequency is approached where the gain quickly increases with increasing frequency.
The phase shifts towards 90° as the frequency gets close to the Natural Frequency.
Page 65January 5, 2006
Mechanical Vibration
Gain(dB)
Freq.
Phase(degrees)
Freq.
Above the Natural Frequency, the gain decreases at a constant rate (usually rapid).
The frequency shift approaches 180°.
Page 66January 5, 2006
As the frequency increases the gain initially increases (until natural frequency) and then decreases (after natural frequency). Note – there may be more than one natural Frequency.
Mechanical Vibration
While low frequency inputs are passed through the system (gain equals one), high frequency inputs are attenuated.
Such a system is called a low pass filter.
Gain(dB)
Freq.
Phase(degrees)
Freq.
12
Page 67January 5, 2006
All mechanical systems act as low pass filters for two reasons.
High frequencies require higher speeds to reach the same amplitudes as lower frequencies
All machines have a maximum velocity (due to inertia). Once the maximum velocity is reached, higher frequencies can only be reached by reducing the amplitude.
Mechanical Vibration
Page 68January 5, 2006
An increase in gain and dramatic phase shift occur at the frequency of mechanical resonance.
Mechanical Resonance
Many system responses or forcing function frequencies exist at or close to resonance.
It is essential to consider the existence of these resonances when designing new machines and when maintaining existing machines.
Gain(dB)
Freq.
Phase(degrees)
Freq.
Page 69January 5, 2006
Note:
Mechanical Resonance
The gain remains relatively constant at low frequencies.
Systems natural frequency (resonance) occurs when the phase shift is exactly -90o
The peak gain occurs slightly below the system resonance due to damping.
For frequencies above resonance the gain decreases as the phase shift approaches -180o.
Gain(dB)
Freq.
Phase(degrees)
Freq.
Page 70January 5, 2006
As noted earlier – system damping affects the response of the system.
System Damping
Increased damping results in lower peak gain.
Increased damping results in reduced phase shift slope.
Changes in damping result in only minimal changes in gain and phase shift at low and high frequencies.
Gain(dB)
Freq.
Phase(degrees)
Freq.
Page 71January 5, 2006
Typically only outputs can be measured, not inputs.
To complicate this – a different transfer function exists from each vibration forcing function input to the point where the output is measured.
Not all (if any) transfer functions are known due to their complex nature.
As a result – separately analyzing transfer functions and inputs is extremely challenging.
Analysis of Mechanical Vibrations
Page 72January 5, 2006
Damping is usually modeled as linear.Using this model - as velocity slows the damping force goes to zero.This is, of course, not true in real systems.
Non-Linearities
Damping Force
Velocity
In reality, the damping force levels off as velocity approaches zero.
13
Page 73January 5, 2006
Vibration is the mechanical dissipation of energy in response to a mechanical input.
All mechanical systems act as low pass filters of vibration inputs.
Summary
In a simple linear system, the response to a sinusoidal input is a sinusoidal output with the same frequency, but different phase and amplitude.
Page 74January 5, 2006
A system response to vibration input depends on the frequency of the input.
The change in amplitude and phase shift of the output relative to the input is slight at low frequencies, but is dramatic close to the system natural frequency (resonance) and above.
Summary
In vibration analysis it is essential to consider both the specifics of the input and the system characteristics (transfer function) such as resonances and non-linearities.
Page 75January 5, 2006
Next Time
• Introduction to Machine Condition Monitoringand Condition Based Maintenance
• Basics of Mechanical Vibrations
• Vibration Transducers
• Vibration Signal Measurement and Display
• Machine Vibration Standards and AcceptanceLimits (Condition Monitoring)
• Vibration Signal Frequency Analysis (FFT)