BO TAI CHINH CONG HOA ,CA HOI flit NGHiA VIKT NAM SO GIAO NCH CHUNG KHOAN TP.HCM De 1p - Tu. do - Hunh phtic

Sa: 403 /QD-SGDHCM

Thanh phe Ha Chi Minh, ngay 12 tilting 03 nam 2020

QUYET DINH Chatp thu4n niem yet chiing quyen c6 bao dam

TONG GIANT DOC SO GIAO DICH CF1UNG ICEMAN THANH P116 HO CHI 1V1INH

Can dr that Ching khoan so 70/2006/QH11 ngay 29 thang 06 nAm 2006 cim Qutic hOi va Luat sàa dM ba sung mOt sa dieu cüa Luat Chung khoan sa 62/2010/QH12 ngay 24 thang 11 'Yam 2010;

Can cfr Nghi dinh s6 58/2012/ND-CP ngay 20 than 07 nam 2012 cita Chinh pha quy dinh chi tiet va huong clan thi hanh met s6 dieu cita Luat chimg khoan vã Luat sin

b6 sung met sa dieu cita Luat Chimg khoan vã Nghi dinh sa 60/2015/ND-CP ngay 26 thang 06 nam 2015 sin dai, bã sung met sa dieu cüa Nghi dinh 58/2012/ND-CP;

Can dr Thang tu sa 107/2016/TT-BTC ngay 29 thang 06 nam 2016 dm BO truang BO Tai chinh hueng clAn chao ban va giao dich chimg quyen c6 bao dam;

an dr Quyet dinh s6 2399/QD-BTC ngay 21 thang 11 narn 2017 ciia BO truong BO Tai chinh ban hanh Dieu 1 t6 chirc va hoat dOng cüa SO. Giao dich Ching khoan Thanh phi) Ha CM Minh;

Can c* Quyet dinh s6 69/QD-SGDHCM ngay 02 thang 03 nam 2018 cilia Tang Giam Mc SO Giao dich Ching khoan Thanh ph6 Ha CM Minh ve viec ban hanh Quy che niem yet va tong b6 thong tin dai v6i chung quyen c6 bao dam tai Ser Giao dich Chung khoan Thanh pha Ha CM Minh;

Can c* H6 sa dang k9 niem yet chung quyen c6 bao dam cna Cling ty Co phan Chfrng khoan SSI;

Theo d8 nghi cüa Giam dac Phang Q'ttan 19 vã Tham dinh Niem yet,

QUYET DINH:

Dieu 1. Chap thuari d'ang ky niem yet chi:mg quy'en c6 bao dam do C6ng ty CO phan Chung Ichodn'SSI phat hanh:

Ten t6 chile phat hanh: Ging ty CO phAn Chirng khofin SSI Ten viet tdt: SSI

Gidy phep thanh lap va hoat dOng c6ng ty chung khoan sa: 03/GPHDKD do fly ban Chang khoan Nha nu& cdp ngay 05 thang 04 nam 2000

Van dieu le: 5.200.636.840.000 clang (Nam ngan hai tram tj, sau tram ba mu-al sau trieu tam tram ben ?meal nghin clang)

HOSE_BM-7.31/1-BH1-04/2018 Trang 1/2

Dia chi tri sar chinh: 72 NguyEn Hue, Phueing Ben Nghe, Qua). 1, Thanh pho HO Chi Minh

Dien thoth: 028 3824 2897 Fax: 028 3824 2997

Dieu 2. Chung quyen có bao dam do Cong ty CO phan Ching khoan SSI phat hanh dugc niem y6t ti Se( Giao dich Ching khoin Thanh ph6 Ha Chi Minh theo ck n'Oi dung sau:

Loai chimg khoan : Ch'ing quyen co Ho dam Ten clueing quyen : Chirng quyen MWG/4M/SSUC/EU/Cash-03 MA chimg quy8n : CMWG2004 MA ISIN : VNOCMWG20044 ma chimg khoan co se : MWG Ten t6 eh& phat hart chimg Ichoan co ser. CTCP DAu ttr The giai Di deng Loth cluing quyen : Mua Kieu chthig quyen : Chau Au Phucmg thirc time hien quyen: Bing tien Theri Nan : 4 thang Ngay dao han : 15/06/2020 TS/ le chuyen del : 1:1 Gia thuc hien : 105.000 doing SO lugng chimg quyen them yet: 1.000.000 chting quyen (M'Ot trieu chzing

quyin);

Ngay chinh thirc giao dich: 13/03/2020

Dieu 3. Citing ty C6 phAn Chang khoan SSI phai tuan S phop Met Via Nam, cac quy dinh ye chUng Ichoan va thi truemg chUng khoin, ck quy dinh cna Quyet dirt nay.

Dieu 4. Quyet dinh nay có hien bye icE ta ngay kY.

Dieu 5. Giarn dee PhOng QuaniST va ThAm dirt niem yEt, Gam doc PhOng Quan Thanh vien, Giam dee Ph6ng Gam sat (Mao dich, Giam dee PhOng Thong tin TM

truemg va Cong ty C6 phkn Ching khoan SSI cap trach nhiem thi hart Quyet dinh nay./isg

Noi - Nhu dikt 5; - UBCKNN, TTLKCK;„, - Ltru: VT, NY (08)Or

9 - C ,

Pa • • G 0E0 , CHONG KHOAN 0

THANH PHO. % H6 CHI MINH

TP

Lim DOc JAM DOC

n Anh Dan

HOSE_BM-7.31/1-BH1-04/2018 Trang 2/2

BO TAT CHNH CONG HOA xA HQI CHU NGITTA VICT NAM so GIAO DICH CHUNG ICHOAN TP.HCM Dc Igp - Tv do - Hunh phtic

S6: 404 /QD-SGDHCM

Thanh phe Ha Chi Minh, ngay 12 thong 03 ntim 2020

QUYET EIPTH Chgp thugn niem yet chting quyen có bao dam

TONG GIAM DOC SO GIAO DICH CH(YNG KHOAN TRAM! PRO HO CHI MINI!

Can cir Luat Chung Ichoan s6 70/2006/QH11 ngay 29 thang 06 nam 2006 cita Qu6c hei va Lua:t sfra d6i b6 sung mOt s6 dieu cUa Lust Chung Ichoan só 62/2010/QH12 ngay 24 thang 11 nam 2010;

Can cur Nghi clinh s6 58/2012/ND-CP ngay 20 Mang 07 nam 2012 dm Chinh phü quy dinh chi fiat va huOng clan thi hanh mOt s6 dieu dm Lust cluing khoan va Luat sfra d6i, b6 sung mOt s6 dieu cáa Luat Ching khoan va Nghi dinh s6 60/2015/ND-CP ngay 26 thang 06 nam 2015 sira d6i, b6 sung met sa dieu cüa NgIn dinh 58/2012/ND-CP;

Can cir Th6ng tu s6 107/2016/TT-BTC ngay 29 thang 06 narn 2016 caa BO tmeng BO Tai chinh huong clan chao ban va giao dich chimg quy'en có bao dam;

Can dr Quyet clinh s6 2399/QD-BTC ngay 21 thang 11 nam 2017 cua BO truang BO Tai chinh ban hanh Dieu le t6 chirc va. hog Ong dia S& Giao dich Chung khoan Thanh pho HO CM Minh;

Can cir Quyet dinh s6 69/QD-SGDHCM ngay 02 thang 03 nam 2018 coa T6ng Giam Mc So Giao dich ChUng lchonn Thanh ph6 H6 CM Minh ve viec ban hanh Quy che niem yet va cong b6 thong tin cloi vai chung quyen có bac) dam tsi SO Giao dich Chung lchoan Thanh ph6 HS Chi Minh;

Can dr H6 sa dang lcY Mem yet chfing quyen cO bao dam cila Cong ty C6 phan Ching khoan SSI;

Theo a nghi cüa Giam Mc PhOng Quart 1 vã Tham dinh Niem yet,

QUYET DIN!!:

Dieu 1. Chap the dang Icy niem yet chung quyen có bao dam do Clang ty C6 phan Chfrng khoan SSI phat ha:TM:

Ten t6 chirc phat hanh: Cling ty a phgn Chain khofin SSI Ten viet tat: SSI

Giay phep thanh lap va host Ong ding ty chi:mg khoan só: 03/GPHDICD do ty ban Chung khoan NM nuerc cap ngay 05 thang 04 nam 2000

V6n dieu le: 5.200.636.840.000 Ong (Nam ngan hai tram t) sciu tram ba mtrai sau trieu tam tram bon meat nghin cldng)

HOSE_BM-7.31/1-BH1-04/2018 Trang 1/2

Dia chi try sec chinh: 72 Nguyen Hue, Phtrang Ben Nghe, Quan 1, Thanh ph6 H6 Chi Minh

Dien thoai: 028 3824 2897 Fax: 028 3824 2997

Dieu 2. Chang quy'en có bao dam do Cling ty C6 phan Chung khoan SSI phat hanh duce Mem yet tai SO Giao dich Climg khoan Thanh ph6 H6 Chi Minh theo ck noi dung sau:

Loai chlmg Ichoan : Chiang quyen c6 bio dam Ten chung guy& : Chfittg quyen TCB/3M/SSI/C/EU/Cash-03 Ma chirng quyan : CTCB2002 Ma ISM : VNOCTCB20026 Ma chimg khoan ca set : TCB Ten te chic pit hanh chimg khoan co ser: Nen hang TMCP KST Thinmg V41 Nam Loai chimg quyan : Mua Kieu chung quyen : Chau Au Phucmg thirc thuc hien quyen: Bing tien Thad han : 3 thing Ngay ciao him : 14/05/2020 TY le chuyen del : 1:1 Gia thuc hien : 22.000 ding SO luong chimg quyen niem yet: 3.000.000 chleng quyen (Ba trieu chang

quyen);

Ngay chinh thin giao dich: 13/03/2020

Dieu 3. C'Ong ty CO phan Ching khoan SSI phai tuan thu phip luat Via Nam, cac quy clinh ye chimg Ichoin vi thi truOng chUng khodn, cac quy dinh câa Quyet dinh nay.

Dieu 4. Quyet dinh nay có hien lye ke tü ngay kY.

Dieu 5. Giam doe Phong Quan1y va Tham dinh niem yet, Gam dee PhOng Quin Thanh vien, Gam dee PhOng (ham sat Giao dich, Giam doe PhOng Thong tin TM

fruong vã Cong ty CO pan Ching khoan SSI cao trach nhiem thi hanh Quyet dinh

Noi nhOn: - Nhu dieu 5; - UBCKNN, TTLKCK; - Luu: VT, NY (08)ç/

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130 TAI CHINE CONG BOA XA HOI CH1J NGHLA VIeT NAM SO GIAO INCH CHUNG ICEMAN TP.HCM Dc lap - Ti do - Ranh pink

SO: /105 /QD-SGDHCM

Thanh pho Ha Chi Mink ngay 12 thang 03 nam 2020

QUYET DINE Chap thuan niem yet chting quyen co bao dam

TONG GIAM DOC SO CIAO DICE CHUNG ICEIOAN THANH PII6 HO CHI MINE

Can cir Luat Chfrng khoan so 70/2006/QH11 ngay 29 thang 06 nam 2006 cita Qu6c va Luat sfra d6i bit\ sung mOt s6 diet' cita Luat Ching khoan s6 62/2010/QH12 ngay 24 thang 11 nam 2010;

Can dr Ngh1 dinh s6 58/2012/ND-CP ngay 20 thang 07 nam 2012 caa Chinh phil quy dinh chi Eat va huOng clan thi hanh mOt so dieu cUa Luat chfrng khoan va Tat stia d6i, bti sung meg s6 dieu cIa brat Ching khoan va Nghi dinh so 60/2015/NB-CP ngay 26 thang 06 Warn 2015 sfra dOi, bo sung mOt s6 dieu cuaNghi dinh 58/2012/ND-CP;

Ca'n cfr Thong ttr s6 107/2016/TT-BTC ngay 29 thang 06 nam 2016 du BO truamg BO TM chinh huong dan chao ban va giao dich chimg quyen có bao dam;

Can dr Quyet dinh s6 2399/QD-BIC ngay 21 thang 11 nam 2017 dm BO truamg 130 Tai chinh ban harth Dieu le tO chirc va hoat dOng cila Sä Giao dich Ching khoan Minh phO HO CM Minh;

Can dr Quyet clinh s6 69/QD-SGDHCM ngay 02 thang 03 nam 2018 du TOng Giam doe Sâ Giao dich Chung khoan Thanh phO HO CM Minh ve viec ban hanh Quy cher' them yet va c6ng b6 thong tin desi vari chirng quyen có bao dam tai Sâ Giao dich Clrang khoan Thanh phO HO Chi Minh;

Can dr HO so dang lcy them yet chung quyen có bao dthn cIa Cong ty CO !than Ching khan SSI;

Theo a nghi cita Giam dirk Phong Quan ly va Tham dinh Niem yet,

QUYET DINH:

Dieu 1. Chap thuan clang Icy them yet chimg quyan co bao dam do COng ty CO phan Chung khoan SSI phat

Ten t6 Chirc Phat hanh: COng ty CO plan Chang khoan SSI

Ten viet tat: SSI

Gity phep thanh lap Ira hog dOng cong ty chirng khoan s6: 03/GPHDKD do f.Ty ban Chung khoan Nha nuot cap ngay 05 thang 04 nam 2000

Ven dieu le: 5.200.636.840.000 ding Warn ngan hai tram tf; salt tram ha mwai sciu trieu tam tram bon meal nghin clang)

HOSE J3M-7.31/1-BI-11-04/2018 Trang 1/2

tei •

IAM DOC D6c

c.0

Nal nhtin: - Nhu dieu 5; - UBCKNN, TTLKCK; - Luu: VT, NY (08SL7

4IX4rg CHONG KHOAN THANH PRO.

H6 CHI MINH

Dia chi try sec chinh: 72 Nguyen Hue, Phtremg Ben Nghe, Quan 1, Thanh pho Ha Chi Minh

Dien thoai: 028 3824 2897 Fax: 028 3824 2997

Dieu 2. Chimg quyen c6 bao dam do C8ng ty C6 phan Chung khoan SSI phat hanh duce niem yet tai S6 Giao dich Chung khoin Thanh ph6 116 Chi Minh theo ck nal dung sau:

Loth chung lchoan : Chung quyen c6 bao dam Ten chimg guy& : Chirng quyen 11PG/4M/SSI/C/EU/Cash-03 ma chung quyen : CHPG2004 ma ISIN : VNOCHPG20048 Ma chi:mg Ichoan ca : HPG Ten t6 chile phat hanh chung Ichoan w sec Cling ty CO phan Tap doin Him Phat Loai chimg quyen : Mua Mau chting quyen : Chau Au Phucmg thirc thuc hien quyen: Bang tien Thai han : 4 thang Ngay dao han : 15/06/2020 TS, le chuy'en : 1:1 Gia thgc hien : 23.500 ding S6 lacing chirng quyen them yet: 5.000.000 cluing quyen (Ndm trieu dying

quyEn);

Ngay chinh thire giao dich: 13/03/2020

Dieu 3. Cong ty C6 pith' Chung Ichoan SSI phai tuan thit phap luat Via Nam, de quy dinh ye chUng khoin va thi throng chUng khok, ck quy dinh cita. Quyat dinh nay.

Dieu 4. Quyet dinh nay c6 hieu lac Ice tir ngaykl).

Dieu 5. Giam Mc Ph6ng Quan 1S7 va Tham dinh them yet, Giam Mc PhOng Quan ly Thanh vien, Giam dee Pheng Giant sat Giao dich, Giam Mc PhOng Th8ng tin Thi trueng va amg ty CO phan Chimg khoan SSI 06 tech nhiem thi hanh Quyet dinh nay./pli

TP -1 Anh Oho

HOSE_BM-7.31/1-BH1-04/2018 Trang 2/2

BO TAI CHiNH CQNG HOA XA HQI CHU NGHIA V4T NAM sO GIAO DICH CHONG ICEMAN TP.HCM Dc Ip - Ty do -113nh phoc

S6: A06 /QD-SGDHCM

Thanh phj Hti Chi Minh, ;Tay 12 thcing 03 neim 2020

QUYET DINH ChAp thuOn niem yet chting quyen c6 bao dam

TONG CLAM DOC SO GIAO DICH CHUNG KHOAN THANH PRO H6 CHI MINE

Can dr Luat Chimg khoan só 70/2006/QH11 ngay 29 thang 06 nam 2006 cita QuOc hOi va Lust sfra d6i b6 sung met sO dieu cfta LuSt ChUng khoan so 62/2010/QH12 ngay 24 thang 11 narn 2010;

Can cir Nghi dinh só 58/2012/ND-CP ngay 20 thang 07 nam 2012 caa Chinh pha quy dinh chi tiet va hi/Ong dan thi hanh met s6 dieu cM Luat chung khoan va LIS sirs 46i, b6 sung mOt so dieu cua that Chung khoan va Nghi dinh so 60/2015/ND-CP ngay 26 thang 06 nam 2015 sfra dei, b6 sung mot so dieu caa Nghi dinh 58/2012/ND-CP;

Can dr Thong tu so 107/2016/TT-BTC ngay 29 thang 06 narn 2016 du BO trueing BO Tai chinh huOng dan chao ban va giao dich chung quyen c6 bao dam;

Can cir Quyet dinh sO 2399/QD-BTC ngay 21 thang 11 nam 2017 dm BO trueng BO Tai chinh ban hanh Dieu te tO chirc va boat dOng cM SO Giao dich Ching khoan Thanh ph6 HO Chi Minh;

Can cd Quyet dinh s6 69/QD-SGDHCM ngay 02 thang 03 nam 2018 cua Teng Giam dtic SO Giao dich ChUng khoan Thanh phO HO Chi Minh ve viec ban hanh Quy che niem ye't va c8ng b6 th8ng tin dOi yeti chimg quyen c6 bao dam tai SO Giao dich Chung khoan Thanh pho 116 CM Minh;

Can dr HO so (tang Icy niem yet chirng quyen c6 bac, dam cas Cong ty CO phan Ching khoan SSI;

Theo de nghi cila Clam dOc PhOng Quin 1 va Thant dinh Niem yet,

QUYET DINH:

Dieu 1. Chdp thuan dang niem yet chi:mg quyen c6 bao dam do Cong ty CO Olen Chung khoan SSI phat hanh:

Ten tO chtrc phat hanh: COng ty CO phAn Chung khoan SSI Ten viet tit: SSI GiAy phep thanh lap va hoat dOng c6ng ty chung khoan s6: 03/GPHDKD do

tiy ban Ching khoan NM nuac cAp ngay 05 thang 04 nam 2000 Ven dieu le: 5.200.636.840.000 thing (Nam ngan hai tram tji sau tram ba

nutai sau trieu tam tram ban mtrai nghin eldng)

HOSE_BM-7.31/1-B1-11-04/2018 Trang 1/2

Dia chi try. so chinh: 72 Nguy7en Hue, Phuong Ben Nghe, Quan 1, Thanh pho HA Chi Minh

Di'en thoai: 028 3824 2897 Fax: 028 3824 2997

Dieu 2. Ching quyen co bao dam do C6ng ty CO pit Chung khoan SSI phat hanh dugc niem yet tai SO (Mao dich Chung khaki math phi') HA Chi Minh theo ck nOi dung sau:

Loai chung lchoan : Chtimg quyen có bin dim Ten chimg quyen : Chuang quyen HDB/3M/SSI/C/EU/Cash-03 ma chirng guy& : C111DB2004 MA ISIN : VN0CHDB20045 MA chimg khoan ca se• : HDB Ten te eh& phat ha) ah chfing khoan ca sac Ngfin hing TMCP Phit trien TP.HCM Loai chirng quyen : Mua Kik.' chung quyen : Chau Au Phuong thfrc thtm hien quyen: Bang tan Th6i han : 3 thing Ngay dio han : 14/05/2020 Ty le chuyen dOi :1:1 Gia thuc hien : 28.500 deng So Krung chimg quyen niem yet: 3.000.000 chung quyen (Ba trier" chtirig

quldn);

Ngay chinh tit giao dich: 13/03/2020

Dieu 3. C8ng ty CO phin Ching Ichoin SSI phai tuan tha phap luit Viet Nam, cac quy dinh v chUng khoin vi thi tracing chfrng khoin, ck quy dinh cim Quyet dinh nay.

Dieu 4. Quyet dinh nay c6 hieu hie lce tO ngay k.

Dieu 5. Giam dec PhOng Quin ly vi Thiml dirth them yet, Giam doe PhOng Quan Thanh vitt, Giam dAc PhOng Gam Mt Giao (Itch, Giam dOc PhOng Th8ng tin Thi

tru6ng vi Gong ty CA phin ChUng lchoan SSI c6 tech nhiem thi hanh Quyet dirt nay.fr7

Noi nh(in: - Mu' Mu 5; - UBCKNN, TTLKCK; - Luu: VT, NY (08)

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BO TAI CHINH CONG HOA xx HOI CHiJ NGHIA VI;ET NAM SO GIAO BICH CHUNG 1CHOAN TP.HCM DOc lap - Ty. do - Hanh ph&

SO: AOT /QD-SGDHCM

Thanh pha HO Chi Minh, ngay 12 thcing 03 nam 2020

QINET MINH Chsap thuan niem y& thing quyen có bao dam

TONG GIAM DOC SO GIAO DICH CHONG ICHOAN THANII PII0 HO CHI MINH

Can dr Luat Ching Ichoan s6 70/2006/QH11 ngay 29 thing 06 nam 2006 cua Qu6c hed va Lust sira dOi b6 sung mOt so dieu cüa Luat Chung khoan sO 62/2010/QH12 ngay 24 thang 11 nam 2010;

Can dr Nght clinh s6 58/2012/ND-CP ngay 20 thang 07 nam 2012 clia Chinh phn quy dinh chi tiet va huong dan thi hanh met s6 dieu cna Luat chimg lchoan va Luat süa doi, be sung met s6 dieu cUa that Chung Iciloan va Ngln dinh s6 60/2015/ND-CP ngay 26 thang 06 dam 2015 sira d6i, b6 sung melt so dieu cirta Ng14 dinh 58/2012/ND-CP;

Can dr Thang tu se 107/2016/TT-BTC ngay 29 thang 06 nam 2016 cila BO truang BO Tai chfith huong d'an chao ban va giao dich chimg quyen cep bao dam;

Can dr Quyet dinh s6 2399/QD-BTC ngay 21 thang 11 narn 2017 cAa BO trifling BO Tai chinh ban hanh Dieu le t6 chic va hoat dong cna Sc Giao dich Ching Ichoan Thanh pho HO Chi Minh;

Can cü Quy'et dinh so 69/QD-SGDHCM ngay 02 thang 03 nam 2018 cila Ding Giam doe SO Giao dich Ching lchoan Thanh phi; HO CM Mirth ye viec ban hanh Quy the niem yet và c8ng be thong tin dOi vai chimg quyen cif) bao dam tai SO Giao dich Ching khoan Thanh ph6 HO Chi Minh;

Can cir HO so dang IcY niem yet chfrng quyen có bao dam cna Cong ty CO phan Chung khoan SSI;

Theo de ngln dm Giant dee PhOng Quart 1 va Tham djnh Niem yet,

QUYET DINH:

Dieu 1. Chap thuan 'tang Icy niem yet chung quyen co bao dam do Cong ty CO phan ChAng Ichoart SSLphat hanh:

Ten tO civic phat hanh: Cling ty C6 Olen Chfrng khoin SSI Ten viet tat: SSI Giay pile]) thanh lap va hoat dOng c8ng ty chimg Ichoan so: 03/GPI1DICD do

Uy ban Ching khoan Nha nu& cap ngay 05 thang 04 nam 2000 Von dieu le': 5.200.636.840.000 &tong (Nam ngan hai tram tY sau tram ba

muai sciu trieu tam tram ban mitai nghin tang)

HOSE_BM-7.31/1-BH1-04/2018 Trang 1/2

• (IT 1.

CHONG KHOAN THANH PH6

H6 CHI MINH

Dia chi tru so. chinh: 72 Nguyetn Hue, Phuang Ben Nghe, QuAn 1, Thanh phe H6 Chi Minh

Dien thoal: 028 3824 2897 Fax: 028 3824 2997

Dieu 2. Chung quyen c6 bao dam do C8ng ty C6 phan ChUng khoan SSI phat hanh dugc niem yet tai SO( Giao dich Chung khoin Thanh ph6 H6 Chi Minh theo cac nOi dung sau:

Loai chUng khoan : Chtimg quyen ea bao dam Ten chi:mg quyen :Chfrng quyen VPB/3M/SSI/C/EU/Cash-03 MA chimg quyen : CVPB2004 ma ISIN : VNOCVPB20040 Ma chung khoan co sec : VPB Ten t6 chile phat hanh chimg khoan co sac Ngfin hang TMCP Viet Nam Thinh vinyng Loai chimg quyen : Mua Kitu chfing quyen : Chau Au Phucmg tithe thire hien quyen: Bing tin T1thi han : 3 thing Ngay dao han : 14/05/2020 Tflchuyndi : 1:1 Gia thuc hien : 24.000 ding St lutng chUng quyen them yet: 3.000.000 cluing quyen (Ba trieu chthig

quyen);

Ngly chinh thuc giao dich: 13/03/2020

Dieu 3. C8ng ty a phan Chimg khoan SSI phâi tuan thñ phap 14t Via Nam, ck quy dinh v chimg lchoan va thi truang chimg khoin, ck quy dinh eüa Quyet dinh thy.

Dieu 4. Quyet dinh nay c6 hieu Luc ke ta ngay

Dieu 5. Giam d6c Pheng Quin 15, va Thim dinh them yet, Giam d6c PhOng Quan 132 Thanh vien, Giam dec PhOng Giam sat Giao dich, Giam de Phong Th8ng tin TN trueng va C8ng ty C6 phan Chung khoon SSI c61rach nhiem thi hanh Quyet dinh nay.)(

Noi nkin: - Nhtr dieu 5;

UBCKNN, TTLKCK; Ltru: VT, NY (08) (P,'

HOSE_BM-7.31/1-BH1-04/2018 Trang 2/2