16
3. AOJO Rev. 11011 Report Required by the Ethics FINANCIAL DISCLOSURE REPORT in Goverment Act of 1978 FOR CALENDAR YEAR 2010 (5 USC app. §§JOI-I I I) I. Person Reporting (last name, first, middle initial) CAUTHRON, ROBIN J. 2. Court or Organization WESTERN DISTRICT OF OKLAHOMA 3. Date of Report 04/08/2011 4. Title (Article Ill judges indicate active or senior status; magistrate judges indicate fll- or par-time) U. S. DISTRICT JUDGE (ACTIVE) Sa. Report Type (check appropriate type) D Nomination, Date D Initial [ Annual D Sb. D Amended Report Final 6. Reporting Period 01/01/2010 to 12/31/2010 7. Chambers or Ofice Address 4001 U.S. COURTHOUSE 200 N.W. 4TH STREET OKLAHOMA CITY, OK 73102 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date IMPORTANT NOTES: The instructions accompanying this form must be followed Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page. J. POSITIONS. (Reporting individual only; see pp. 9-13 of fling instructions.) D NONE (o reportable positions.) POSITION NAME OF ORGANIZATION/ENTITY I. Board of Directors Oklahoma Special Olympics 2. 4. 5. II. AGREEMENTS. (Reporting individual only; see pp. 14-16 of fling instructions.) [ NONE (No reportable agreements.) PARTIES AND TERMS I. 2. 3. Cauthron, Robin J.

Cauthron, Robin J - Judicial Watch · CAUTHRON, ROBIN J. 04/08/2011 . VIll. ADDITIONAL INFORMATION OR EXPLANATIONS. lndicatepartofreport.) PART VII. Investments and Trusts Line 3

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Page 1: Cauthron, Robin J - Judicial Watch · CAUTHRON, ROBIN J. 04/08/2011 . VIll. ADDITIONAL INFORMATION OR EXPLANATIONS. lndicatepartofreport.) PART VII. Investments and Trusts Line 3

3.

AOJO Rev. 112011

Report Required by the Ethics FINANCIAL DISCLOSURE REPORT in Government Act of 1978

FOR CALENDAR YEAR 2010 (5 U.S.C. app. §§JOI-I I I)

I. Person Reporting (last name, first, middle initial)

CAUTHRON, ROBIN J.

2. Court or Organization

WESTERN DISTRICT OF OKLAHOMA

3. Date of Report

04/08/2011

4. Title (Article Ill judges indicate active or senior status;

magistrate judges indicate full- or part-time)

U. S. DISTRICT JUDGE (ACTIVE)

Sa. Report Type (check appropriate type)

D Nomination, Date

D Initial [l] Annual D Sb. D Amended Report

Final

6. Reporting Period

01/01/2010

to

12/31/2010

7. Chambers or Office Address

4001 U.S. COURTHOUSE 200 N.W. 4TH STREET OKLAHOMA CITY, OK 73102

8. On the basis of the information contained in this Report and any

modifications pertaining thereto, it is, in my opinion, in compliance

with applicable laws and regulations.

Reviewing Officer Date

IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page.

J. POSITIONS. (Reporting individual only; see pp. 9-13 of filing instructions.)

D NONE (No reportable positions.)

POSITION NAME OF ORGANIZATION/ENTITY

I. Board of Directors Oklahoma Special Olympics

2.

4.

5.

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 of filing instructions.)

[{] NONE (No reportable agreements.)

PARTIES AND TERMS

I.

2.

3.

Cauthron, Robin J.

Page 2: Cauthron, Robin J - Judicial Watch · CAUTHRON, ROBIN J. 04/08/2011 . VIll. ADDITIONAL INFORMATION OR EXPLANATIONS. lndicatepartofreport.) PART VII. Investments and Trusts Line 3

FINANCIAL DISCLOSURE REPORT

Page 2 of8

Name of Person Reporting

CAUTHRON, ROBIN J.

Date of Report

04/08/2011

Ill. N 0 N-INVES TMENT IN CO ME. (Reporting individual and spouse; see pp. 17-14 of filing instructions.)

A. Filer's Non-Investment Income

[{] NONE (No reportable non-investment income.)

SOURCE AND TYPE INCOME (yours, not spouse's)

I.

2.

3.

4.

B. Spouse's Non-Investment Income - If you were married during any portion of the reporting year, complete this section.

(Dollar amount not required except for honoraria.)

D NONE (No reportable non-investment income.)

SOURCE AND TYPE

I. 2010 Self-employed lawyer

2.

3.

4.

IV. REIMBURSEMENTS - transportation, lodging.food, entertainment

(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

D NONE (No reportable reimbursements.)

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

I. Okla. Ass'n of Defense Counsel

6/17-6/19/2010 Irving, Texas Panelist Summer Meeting of OADC

2.

3.

4.

S.

Page 3: Cauthron, Robin J - Judicial Watch · CAUTHRON, ROBIN J. 04/08/2011 . VIll. ADDITIONAL INFORMATION OR EXPLANATIONS. lndicatepartofreport.) PART VII. Investments and Trusts Line 3

I.

3.

2.

4.

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Page 3 of8 CAUTHRON, ROBIN J. 04/08/2011

V, GIFTS, (Includes those to spouse and dependent children; see pp. 28-31 of filing instructions.)

[{] NONE (No reportable gifts.)

SOURCE DESCRIPTION VALUE

2.

4.

5.

VI. LIABILITIES. (Includes those of spouse and dependent children; see pp. 32-33 of filing instructions.)

[{] NONE (No reportable liabilities.)

CREDITOR DESCRIPTION VALUE CODE

I.

3.

5.

Page 4: Cauthron, Robin J - Judicial Watch · CAUTHRON, ROBIN J. 04/08/2011 . VIll. ADDITIONAL INFORMATION OR EXPLANATIONS. lndicatepartofreport.) PART VII. Investments and Trusts Line 3

B.

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Page 4 of8 CAUTHRON, ROBIN J. 04/08/2011

VII. INVESTMENTS and TRUSTS incrm1e, •·a111e, transactions (Includes those of spouse and dependent children; see PP· 34-60 of filing instructions.; -

D NONE (No reportable income, assets, or transactions.)

A. c. D.

Description of Assets Income during Gross value at end Transactions during reporting period

(including trust assets) reporting period of reporting period

(I) (2) (I ) (2) (I) (2) (3) (4) (5) Place "(X)" af\er each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code3 redemption) (J-P) (A-H) (if private

(Q-W) transaction)

I. Allegiance Credit Union Oklahoma City, A Interest K T OK

2. Legg Mason Partners: Appreciation Fund A Dividend 1 T (mutual fund)

3. John Powell, Ltd. Partnership Tulsa County, None K R See VIII, Explanations OK realest.

4. Winston Oil Co. 1981-1982 Ltd. None 1 w Partnership, Marion, OH

5. Dage Oil Co., Ltd. Partnership Oklahoma None 1 w City, OK

6. Mineral interest in Woods County, OK A Royalty 1 w

7. Persuasive Strategies, LLC A Interest K T

8. BROKERAGE ACCOUNT #1

9. -American Fund: American Balanced Fund A Dividend 1 T C (mutual fund)

10. -American F und: Capital Income Builder A Dividend 1 T Fund (mutual fund)

11. -Amer. fund: Capital World Growth & A Dividend 1 T Income Fund C (mut fund)

12. -Income Fund of America C (mutual fund) A Dividend 1 T

13. -Chesapeake Energy Corp (common stock) A Dividend J T

14. -Superior Energy Services, Inc. (common A Dividend 1 T stock)

15. -Janus Forty Fund A Dividend 1 T

16. -Mainstay Lg Cap Growth Fund A Dividend J T

17. -Blackrock Eq Dividend Fd A Dividend 1 T

I. Income Gain Codes: A •$1.000 or less B 0$1.001 -$2,500 c =$2,501 -$5,000 D =$5,001 -$15,000 E =$15,00 I -$50,000

(Sec Columns DI and D4) f =$50,001 -$100,000 G =$100,001-$1.000,000 HI =$1,000,001 -$5,000,000 H2 ·More than $5,000,000

2. V;iluc Co<lc!' J -$15,000orlcss K ... $15,00 I -$50,000 L =$50,00 I -$100,000 M =$100,00 I -$250,000

(Sec Columns Cl ant.I 03) N ·$250.(lOI -$500.000 0 = $500,00 I -$1,000,000 PI =$1,000,00 I -$5,000,000 P2 =$5,000,00 I - $25,000,000

PJ =$25.000.001 - $50.000.000 P4 =More than $50,000,000

3. Value Method Codes Q =Appraisal K -. Co t (Kcal htatc Only) S =Assessment T =Cash Market

(Sec Column Cl) U ::-IJook Value v Othi:r W =Estim<itcd

Page 5: Cauthron, Robin J - Judicial Watch · CAUTHRON, ROBIN J. 04/08/2011 . VIll. ADDITIONAL INFORMATION OR EXPLANATIONS. lndicatepartofreport.) PART VII. Investments and Trusts Line 3

(I) (5)

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Page 5of8 CAUTHRON, ROBIN J. 04/08/2011

VII. INVESTMENTS and TRUSTS income, vatue, transactions r1nc1udes those of spouse and dependent children; see PP· 34-60 of filing instructions.) -

D NONE (No reportable income, assets, or transactions.)

A. B. c. D.

Description of Assets Income during Gross value at end Transactions during reporting period

(including trust assets) reporting period of reporting period

(1) (2) (1) (2) (2) (3) (4) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code 1 div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private

transaction)(Q-W)

18. -Seligman Lg Cap Value Fd A Dividend J T

19. -Alger Small Cap Growth Fd A Dividend J T

20. -TCW Small Cap Growth Fd A Dividend J T

21. -Perkins Small Cap Value A Dividend J T

22. -Royce Premier Fund A Dividend J T

23. -AIM Developing Mkts Fd A Dividend J T

24. -Lazard Emerging Markets A Dividend J T

25. -Henderson lnt'I Opp Fund A Dividend J T

26. -Nuveen Trwds Int'! Val Fd A Dividend J T

27. -Thornburg Int'! Value Fd A Dividend J T

28. New York Life Ins. (whole life) A Interest K T

29. IRA ACCOUNT# I

30. -American Funds: Growth Fund of America (mutual fund)

A Dividend Sold I 0/18/10 J A

31. -American Funds: Investment Co. of America (mutual fund)

A Dividend Sold 10/18/IO K B

32. -Langston University bonds A Interest Matured 08/02/10 J A

33. -Oklahoma City Municipal Bonds A Interest Matured 11/01/10 J A

34. -Citigroup A Dividend Sold 02/19/10 J A

I. Income Gain Codes: A =$1.000 or less B =$1,001 -$2,500 c =$2,501 -$5,000 D =$5,00 I - $15,000 E=$15,00l -$50,000

(Sec Columns Bl and D ) F =$50.001 -$100,000 G =$100,00 I -$1,000,000 HI =$1,000,001 -$5,000,000 H2 =More than $5,000,000

2. Value Codes J $15,000orkss K =$15,00 I -$50,000 L =$50,001 -$100,000 M =$100,00 I - $250,000

(Sec Columns CI and DJ) N "$250.00 I • $500,000 0 =$500,001 -$1,000,000 PI =$1,000,00 I -$5,000,000 P2 =$5,000,001 -$25,000,000

PJ $25,tlOO.fltl I • $50.000.000 P4 =More than $50,000,000

J. Value Method Codc-s Q 0·Appnii..;:1l R =Cost (Real Estate Only) S =Assessment T =Cash Market

(Sec Column C2) U ... Book V;lluc V =Other W =Estimated

Page 6: Cauthron, Robin J - Judicial Watch · CAUTHRON, ROBIN J. 04/08/2011 . VIll. ADDITIONAL INFORMATION OR EXPLANATIONS. lndicatepartofreport.) PART VII. Investments and Trusts Line 3

(I) (I) (5)

FINANCIAL DISCLOSURE REPORT

Page 6 of8

Name of Person Reporting

CAUTHRON, ROBIN J.

Date of Report

04/08/2011

VII. INVESTMENTS and TRUSTS income, vatue, transactions r1nc1udes those of spouse and dependent children; see PP· 34-60 of filing instructions.) -

D NONE (No reportable income, assets, or transactions.)

A. B. c. D.

Description of Assets Income during Gross value at end Transactions during reporting period

(including trost assets) reporting period ofreporting period

(2) (I) (2) (2) (4)(3) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private

(Q-W) transaction)

35. -Continental Resources Inc. (common stock) A Dividend J T

36. -General Electric Co. (see Part VIJI) A Dividend J T

37. -Netflix (common) Buy I O/I 8/ I O K

38. Sold 12/17/10 K B

39. -China Green Agriculture (common) Buy 12/21/10 J

40. -Microsoft (common) Buy 12/03/10 J

41. -Walmart (common) Buy 12/10/10 J

42. -Yongye International (common) Buy 12/17/10 J

43. Stock Exchange Bank, Woodward, OK A Interest K T

44. BROKERAGE ACCT #2

45. -Berkshire Hathaway A A Dividend L T

46. -Langston Universiy bonds c Interest L T

47. -Oklahoma City Municipal Bonds A Interest Matured 11/01/10 J A

48. -Sandridge Energy Co. (common) A Dividend K T Buy 08/1I/I0 J (add'!)

49. - Microsoft (common) Buy 12/03/IO J

50. -Walmart (common) Buy 12/I O/IO J

I. Income Gain Codes: A =$I ,000 or less ll =$1.001 -$2,500 C =$2,50 I -$5,000 0 =$5,00 I • $15,000 E =$15,00 I -$50.000

(Sec Columns Bl and 04) F=$50,001-SIOO,OOO G =$I 00,00 I -$1,00o.ooo HI =$1,0oo,oo I -$5,ooo,ooo H2 =More than $5,000,000

2. Value Codes J =$15,000 or less K =$15,001 -$50.000 L =$50.00 I - $I 00,000 M =$100,001 -$250,000

(Sec Columns CJ and 03) N =$250.001 -$500.000 () =$500.001 -$1,000,000 PI =$1,000,00 I -$5,000,000 P2 =$5,000,00I -$25,000,000

P3 =$25.000.001 -$50.000.00[J P4 =More than $50,000,000

J. Value Method Codes Q '°'Apprnisal R 'Cost (Real Estate Only) S =A sscssmcnt T =Cash Market

(S1:c Column C2) U cBouk Vuluc V Other W =Estimated

Page 7: Cauthron, Robin J - Judicial Watch · CAUTHRON, ROBIN J. 04/08/2011 . VIll. ADDITIONAL INFORMATION OR EXPLANATIONS. lndicatepartofreport.) PART VII. Investments and Trusts Line 3

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Page 7 of8 CAUTHRON, ROBIN J. 04/08/2011

VIll. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicatepartofreport.)

PART VII. Investments and Trusts

Line 3 - John Powell Limited Partnership was purchased in 1973 for $26,000.

Line 36 - In previoius years, this item has been inadvertently listed under Brokerage Account #2, rather than IRA# I

Page 8: Cauthron, Robin J - Judicial Watch · CAUTHRON, ROBIN J. 04/08/2011 . VIll. ADDITIONAL INFORMATION OR EXPLANATIONS. lndicatepartofreport.) PART VII. Investments and Trusts Line 3

FINANCIAL DISCLOSURE REPORT

Page 8of8

Name of Person Reporting Date of Report

CAUTHRON, ROBIN J. 04/08/2011

IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is

accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance \vith the provisions of S U.S.C. app. § SOI et. seq., S U.S.C. § 7353, and Judicial Conference regulations.

Signature: s/ ROBIN J. CAUTHRON

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL

AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

Committee on Financial Disclosure

Administrative Office of the United States Courts

Suite 2-301

One Columbus Circle, N.E.

Washington, D.C. 20544

Page 9: Cauthron, Robin J - Judicial Watch · CAUTHRON, ROBIN J. 04/08/2011 . VIll. ADDITIONAL INFORMATION OR EXPLANATIONS. lndicatepartofreport.) PART VII. Investments and Trusts Line 3

5.

I.

3.

AO JO Rev. 112011

Report Required by the Ethics FINANCIAL DISCLOSURE REPORT in Government Act of 1978

FOR CALENDAR YEAR 2010 (5 U.S.C. app. §§ 101-111)

1. Person Reporting (last name, first, middle initial)

CAUTHRON, ROBIN J.

2. Court or Organization

WESTERN DISTRICT OF OKLAHOMA

3. Date of Report

08/I5/201 I

4. Title (Article Ill judges indicate active or senior status; magistrate judges indicate full- or part-time)

U. S. DISTRICT JUDGE (ACTIVE)

Sa. Report Type (check appropriate type)

D Nomination, Date

D Initial [{] Annual D Sb. [{] Amended Report

Final

6. Reporting Period

Ol/OI /2010

to

12/31/2010

7. Chambers or Office Address

4001 U.S. COURTHOUSE

200 N.W. 4TH STREET OKLAHOMA CITY, OK 73102

8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.

Reviewing Officer Date

IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. (Reporting individual only; see pp. 9-13 of filing ins/ructions.)

D NONE (No reportable positions.)

POSITION NAME OF ORGANIZATION/ENTITY

I. Board of Directors Oklahom a Special Olympics

2.

3.

4.

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 of filing instructions.)

[{] NONE (No reportable agreements.)

PARTIES AND TERMS

2.

Cauthron, Robin J. A

Page 10: Cauthron, Robin J - Judicial Watch · CAUTHRON, ROBIN J. 04/08/2011 . VIll. ADDITIONAL INFORMATION OR EXPLANATIONS. lndicatepartofreport.) PART VII. Investments and Trusts Line 3

FINANCIAL DISCLOSURE REPORT

Page 2 of8

Name of Person Reporting

CAUTHRON, ROBIN J.

Date of Report

08/15/2011

Ill. N 0 N-INVESTMENT IN CO ME. (Reporting individual and spouse; see pp. 17-14 of filing instructions.)

A. Filer's Non-Investment Income

[{] NONE (No reportable non-investment income.)

SOURCE AND TYPE

I.

INCO ME (yours, not spouse's)

2.

3.

4.

B. Spouse's Non-Investment Income - If you were married during any portion of the reporting year, complete this section.

(Dollar amount not required except for honoraria.)

D NONE (No reportable non-investment income.)

SOURCE AND TYPE

I. 2010 Self-employed lawyer

2.

3.

4.

IV. REIMBURSEMENTS - transportation, lodging.food, entertainmenL

(Includes those to spouse and dependent children; see pp. 25-27 ojjiling instructions.)

D NONE (No reportable reimbursements.)

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

I. Okla. Ass'n of Defense

Counsel

6/17-6/ 19/20 I 0 Irving, Texas Panelist Summer Meeting ofOADC

2.

3.

4.

5.

Page 11: Cauthron, Robin J - Judicial Watch · CAUTHRON, ROBIN J. 04/08/2011 . VIll. ADDITIONAL INFORMATION OR EXPLANATIONS. lndicatepartofreport.) PART VII. Investments and Trusts Line 3

4.

FINANCIAL DISCLOSURE REPORT

Page 3 of8

Name of Person Reporting

CAUTHRON, ROBIN J.

Date of Report

08/15/2011

V. GIFTS. (Includes those to spouse anti dependent c/riltlren; see pp. 28-31 of filing instructions.)

[{] NONE (No reportable gifts.)

SOURCE DESCRIPTION VALUE

I.

2.

3.

4.

5.

VI. LIABILITIES. (Includes those of spouse anti dependent children; see pp. 32-33 of filing instructions.)

[{] NONE (No reportable liabilities.)

CREDITOR DESCRIPTION VALUE CODE

I.

2.

3.

5.

Page 12: Cauthron, Robin J - Judicial Watch · CAUTHRON, ROBIN J. 04/08/2011 . VIll. ADDITIONAL INFORMATION OR EXPLANATIONS. lndicatepartofreport.) PART VII. Investments and Trusts Line 3

(2)

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Page 4 of8 CAUTHRON, ROBIN J. 08/15/2011

VII. INVESTMENTS and TRUSTS inl'Ome, vatue, transactions r1nc1udes those of spouse and dependent children; see PP· 34-60 of filing instructions.) -

D NONE (No reportable income, assets, or transactions.)

A. B. c. D.

Description of Assets Income during Gross value at end Transactions during reporting period

(including trust assets) reporting period of reporting period

(I) (I) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (i f private

(Q-W) transaction)

I . Allegiance Credit Union Oklahoma City, A Interest K T OK

2. Legg Mason Partners: Appreciation Fund A Dividend J T (mutual fund)

3. John Powell, Ltd. Partnership Tulsa County, None K R See VIII, Explanations OK real est.

4. Winston Oil Co. 1981-1982 Ltd. None J w Partnership, Marion, OH

5. Dage Oil Co., Ltd. Partnership Oklahoma None J w City, OK

6. Mineral interest in Woods County, OK A Royalty J w

7. Persuasive Strategies, LLC A Interest K T

8. BROKERAGE ACCOUNT #I

9. -American Fund: American Balanced Fund A Dividend J T C (mutual fund)

10. -American Fund: Capital Income Builder A Dividend J T Fund (mutual fund)

11. -Amer. Fund: Capital World Growth & A Dividend J T Income Fund C (mut fund)

12. -Income Fund of America C (mutual fund) A Dividend J T

13. -Chesapeake Energy Corp (common stock) A Dividend J T

14. -Superior Energy Services, Inc. (common A Dividend J T stock)

15. -Janus Forty Fund A Dividend J T

16. -Mainstay Lg Cap Growth Fund A Dividend J T

17. -Blackrock Eq Dividend Fd A Dividend J T

I. Income Gain Code:;: A =$1.000 or less B =$1,00 I • $2,500 C =$2,50 I - $5,000 D =$5,001 • $15,000 E 415,00 I • $50,000

(Sec Columns Bl an<l 04) F =$50,001 • $100,000 G =$100,001 • $1,000,000 Ht =$1,000,001 • $5,000,000 H2 =More 1han $5,000,000

2. Value (mks J =$15,000 or less K •$15,001 • $50,000 L =$50,001. $100,000 M =$100,001 -$250,000

(Sec Columns Cl and 03) N =$250,00 I • $500,000 () =$500,001. $1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,00I • $25,000,000

P3 =$25,000,001 • $50.000,000 P4 =More lhan $50,000,000

3. Value Method Codes Q = Appra isol R =-Co:-.t (Real E tatc Only) S =Assessment T =Cash Market

(Sec Column C2) U =[look Vulw: V, Other W =Estimated

Page 13: Cauthron, Robin J - Judicial Watch · CAUTHRON, ROBIN J. 04/08/2011 . VIll. ADDITIONAL INFORMATION OR EXPLANATIONS. lndicatepartofreport.) PART VII. Investments and Trusts Line 3

(I) (2) (2)

FINANCIAL DISCLOSURE REPORT

Page 5of8

Name of Person Reporting

CAUTHRON, ROBIN J.

Date of Report

08/15/2011

VII. INVESTMENTS and TRUSTS income, vatue, transactions r1nc1udes t110se of spouse and dependent children; see PP· J4-6o of filing instructions.) -

D NONE (No reportable income, assets, or transactions.)

A. B. c. D. Description of Assets Income during Gross value at end Transactions during reporting period

( including trust assets) reporting period of reporting period

(!) (2) (I) (3) (4) (5) Place "'(X)"' after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private

(Q-W) transaction)

18. -Seligman Lg Cap Value Fd A Dividend J T

19. -Alger Small Cap Growth Fd A Dividend J T

20. -TCW Small Cap Growth Fd A Dividend J T

21. -Perkins Small Cap Value A Dividend J T

22. -Royce Premier Fund A Dividend J T

23. -AIM Developing Mkts Fd A Dividend J T

24. -Lazard Emerging Markets A Dividend J T

25. -Henderson Int'! Opp Fund A Dividend J T

26. -Nuveen Trwds Int'I Val Fd A Dividend J T

27. -Thornburg Int'! Value Fd A Dividend J T

28. New York Life Ins. (whole life) A Interest K T

29. IRA ACCOUNT #I

30. -American Funds: Growth Fund of America A Dividend Sold 10/18/10 J A (mutual fund)

31. -American Funds: Investment Co. of A Dividend Sold 10/18/10 K B America (mutual fund)

32. -Langston University bonds A Interest Matured 08/02/10 J A

33. -Oklahoma City Municipal Bonds A Interest Matured 11/01/10 J A

34. -Citigroup A Dividend Sold 02/19/10 J A

I. Income Gain Codes: A =$1.000 or less B =$1.00I -$2,500 C =$2.50 I -$5,000 D =$5,00 I -$15,000 E =$15,00 I - $50.000

(Sec Columns BI and 04) F =$50,00 I -$ I00,000 G =$100,001 • Sl.000,000 HI =$1,000,00 I - $5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or less K =$15.001 -$50,000 L =$50,001 -$100,000 M =$100,001 -$250,000

(Sec Columns Cl and DJ) N =$250,001 -$500,000 0 =$500.001 -$1,000,000 PI =$1,000,00 I -$5,000,000 P2 =$5,000,00 I -$25,000,000

PJ =$25.000,00 I • $50,000,000 P4 =More than $50,000,000

3. Value Method Cod1:s Q =Appraisal R =Co>t (Real Estate Only) S =Assessment T =Cash Market

(Sec Column C2) U = noo k Value V =Other W =Estimated

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FINANCIAL DISCLOSURE REPORT

Page 6 of8

Name of Person Reporting

CAUTHRON, ROBIN J.

Date of Report

08/15/2011

VII. INVESTMENTS and TRUSTS - income, vatue, transactions r1nc1udes those of spouse and dependent children; see PP· J4-6o of filing instructions.)

D NONE (No reportable income, assets, or transactions.)

A. B. c. D.

Description of Assets Income during Gross value at end Transactions during reporting period

(including trust assets) reporting period of reporting period

(I) (2) (I) (2) (I) (2) (3) (4) (5)

Place '"(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private

(Q-W) transaction)

35. -Continental Resources Inc. (common stock) A Dividend J T

36. -General Electric Co. (see Part VIII) A Dividend J T

37. -Netflix (common) Buy 10/18/10 K

38. Sold 12/17/10 K B

39. -China Green Agriculture (common) None J T Buy 12/21/10 J

40. -Microsoft (common) None J T Buy 12/03/10 J

41. -Walmart (common) None J T Buy 12/I Oil 0 J

42. -Yongye International (common) None J T Buy 12/17/10 J

43. Stock Exchange Bank, Woodward, OK A Interest K T

44. BROKERAGE ACCT #2

45. -Berkshire Hathaway A A Dividend L T

46. -Langston Universiy bonds c Interest L T

47. -Oklahoma City Municipal Bonds A Interest Matured 11/01/10 J A

48. -Sandridge Energy Co. (common) A Dividend K T Buy 08/11/10 J (add'I)

49. - Microsoft(common) None J T Buy 12/03/10 J

50. -Walmart (common) None J T Buy 12/10/10 J

I. Income Gain Codes: A =$ 1,000 or less [I =$1,001 -$2,500 C =$2,50 I -$5,000 D =$5,001 -$15,000 E =$15,001-$50,000

(Sec Columns BI and 04) F =$50,001 - SI00,000 G =$100,001 - Sl,000,000 HI =$1,000,00 I -$5,000,000 H2 =More than $5,000,000

2. Value Co<li.:s J =$15,000 or less K =$15,001 -$50,000 L =$50,00 I - $ I00,000 M =$100,00 I -$250,000

(Sec Columns CI and DJ) N =$250,00 I - $500.000 0 = $500,00 I -$ 1,000,000 Pl =$1,000,001 -$5,000,000 Pl =$5,000,00 I -$25,000,000

PJ =$25,000,00 I - $50,000.000 P4 =More than $50,000,000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S ""Asscs<:o;mcnt T =Cash Market

(Sec Column C2) U =[look Value V 00thcr W =Estimated

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Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Page 7 of8 CAUTHRON, ROBIN J. 08/15/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicate partofreport.)

PART VII. Investments and Trusts

Line 3 John Powell Limited Partnership was purchased in 1973 for $26,000.-

Line 36 - In previoius years, this item has been inadvertently listed under Brokerage Account #2, rather than IRA# I

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FINANCIAL DISCLOSURE REPORT

Page 8of8

Name of Person Reporting

CAUTHRON, ROBIN J.

Date of Report

08/15/2011

IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is

accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory

provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in

compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signature: s/ ROBIN J. CAUTHRON

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL

AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

Committee on Financial Disclosure

Administrative Office of the United States Courts

Suite 2-301 One Columbus Circle, N.E.

Washington, D.C. 20544