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Hickey et al Page 1 of 27 Combined Alloreactive CTL Cellular Therapy with Prodrug Activator Gene Therapy in a Model of Breast Cancer Metastatic to the Brain Michelle J. Hickey, 1 Colin C. Malone, 1 Kate L. Erickson, 1 Amy Lin, 1* Horacio Soto, 1 Edward T. Ha, 1 Shuichi Kamijima, 2 Akihito Inagaki, 2 Masamichi Takahashi, 2 Yuki Kato, 3 Noriyuki Kasahara, 2,3,** Barbara M. Mueller, 4,** and Carol A. Kruse 1,** 1 Department of Neurosurgery, 2 Department of Medicine, 3 Department of Molecular & Medical Pharmacology, University of California Los Angeles, Los Angeles, CA 90095; 4 Torrey Pines Institute for Molecular Studies, San Diego, CA 92121 Running title: Immuno-Gene Therapy of Breast Metastases to Brain Keywords: breast cancer, brain cancer, metastasis, gene therapy, immunotherapy Financial support: Financial support for the study was supplied in part by USAMRMC W81XWH- 08-1-0734 (CAK), CBCRP 14IB-0114A (BMM), NIH RO1 CA121258 (NK), NIH/NCATS UCLA CTSI Grant Number UL1TR000124 (CAK/NK), the Joan S. Holmes Memorial Research Fund (CAK), the Joan S. Holmes Memorial Postdoctoral Fellowship (MJH), and an unrestricted gift donation from Tocagen, Inc. to the Regents of the University of California. YK is the recipient of a predoctoral fellowship from the Japan Student Services Organization. AI is the recipient of a postdoctoral fellowship from the Susan G. Komen Breast Cancer Foundation. Correspondence to: Carol A. Kruse, PhD UCLA Department of Neurosurgery 695 Charles E. Young Drive, South Gonda 1554B, Mail Code 176122 Los Angeles, CA, 90095 Phone: 310-267-2535 Email: [email protected] *current address: Amy Lin, Ph.D. Tocagen, Inc. Research. on June 1, 2020. © 2013 American Association for Cancer clincancerres.aacrjournals.org Downloaded from Author manuscripts have been peer reviewed and accepted for publication but have not yet been edited. Author Manuscript Published OnlineFirst on June 18, 2013; DOI: 10.1158/1078-0432.CCR-12-3735

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Page 1: Combined Alloreactive CTL Cellular Therapy with Prodrug ... · activator gene, yeast cytosine deaminase (CD) followed by multiple administrations of 5-fluorocytosine (5-FC) prodrug

Hickey et al

Page 1 of 27

Combined Alloreactive CTL Cellular Therapy with Prodrug Activator Gene Therapy in a

Model of Breast Cancer Metastatic to the Brain

Michelle J. Hickey,1 Colin C. Malone,1 Kate L. Erickson,1 Amy Lin,1* Horacio Soto,1 Edward T.

Ha,1 Shuichi Kamijima, 2 Akihito Inagaki, 2 Masamichi Takahashi,2 Yuki Kato,3 Noriyuki

Kasahara,2,3,** Barbara M. Mueller,4,** and Carol A. Kruse1,** 1Department of Neurosurgery, 2Department of Medicine, 3Department of Molecular & Medical

Pharmacology, University of California Los Angeles, Los Angeles, CA 90095; 4Torrey Pines

Institute for Molecular Studies, San Diego, CA 92121

Running title: Immuno-Gene Therapy of Breast Metastases to Brain

Keywords: breast cancer, brain cancer, metastasis, gene therapy, immunotherapy

Financial support: Financial support for the study was supplied in part by USAMRMC W81XWH-

08-1-0734 (CAK), CBCRP 14IB-0114A (BMM), NIH RO1 CA121258 (NK), NIH/NCATS

UCLA CTSI Grant Number UL1TR000124 (CAK/NK), the Joan S. Holmes Memorial Research

Fund (CAK), the Joan S. Holmes Memorial Postdoctoral Fellowship (MJH), and an unrestricted

gift donation from Tocagen, Inc. to the Regents of the University of California. YK is the recipient

of a predoctoral fellowship from the Japan Student Services Organization. AI is the recipient of a

postdoctoral fellowship from the Susan G. Komen Breast Cancer Foundation.

Correspondence to: Carol A. Kruse, PhD

UCLA Department of Neurosurgery

695 Charles E. Young Drive, South

Gonda 1554B, Mail Code 176122

Los Angeles, CA, 90095

Phone: 310-267-2535

Email: [email protected]

*current address: Amy Lin, Ph.D.

Tocagen, Inc.

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3030 Bunker Hill Street, Ste #230

San Diego, CA 92109

[email protected]

**These authors jointly participated in oversight of this research.

Disclosure of Potential Conflicts of Interest: No conflicts to declare by all authors.

Statement of Translational Relevance: 135 Words

Abstract: 245

Word Count: Text 5,395 (Introduction through Results/Discussion inclusive of headers and

references within parentheses); 6 Figures, 3 Supplementary Figures and 3 Supplementary Tables

Abbreviations: 5-fluorocytosine (5-FC); alloreactive cytotoxic T lymphocytes (alloCTL);

alloCTL preparations transduced with RRV (alloCTL/RRV); bromo-deoxyuridine (BrdU);

cytosine deaminase (CD); cytotoxic T lymphocyte (CTL); diaminobenzidine (DAB); Dulbecco’s

modified Eagles medium (DMEM); effector to target (E:T); fetal bovine serum (FBS); green

fluorescent protein (GFP); Hank’s balanced salt solution (HBSS); hematoxylin and eosin (H&E);

human leukocyte antigens (HLA); interferon-gamma (IFNγ); interleukin-2 (IL-2); international

units (IU); intracranial (ic); intraperitoneal (ip); MDA-MB-231 cells (231); 231 variant brain tropic

subline (231BR); 231 variant bone and brain tropic 231 cells (231-1833); mean fluorescence

intensity (MFI); median survival time (MST); mixed lymphocyte reaction (MLR); mixed

lymphocyte tumor reaction (MLTR); peripheral blood mononuclear cells (PBMC); phosphate

buffered saline (PBS); retroviral replicating vector (RRV); responder (R); responder to stimulator

ratio (R:S); standard error of the mean (SEM); stimulator (S); transducing units (TU); vector

producing cells (VPC)

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Statement of Translational Relevance

Metastasis to the central nervous system is common in advanced breast cancer. With limited

treatment options available to patients with metastatic foci, we explored cellular and gene therapy

approaches as potential treatments for breast cancer metastatic to brain. This report describes work

to indicate the individual, and especially the combined immunogene treatment modalities are

effective in vitro, and in in vivo xenograft models. These novel therapies are well tolerated, brain

sparing and provide multiple mechanisms of tumor cell targeted cytotoxicity, including cytotoxic T

lymphocyte effector-mediated and chemotherapeutic-mediated cytolysis with suicide

vector/prodrug that may be further promoted with bystander effects. Preclinical studies of the

individual treatment modalities have warranted their advance to the clinic for treatment of gliomas.

Those data and that within this study support accelerated translation of the therapies for treatment

of brain metastases.

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ABSTRACT

Purpose: Individual or combined strategies of cellular therapy with alloreactive cytotoxic T

lymphocytes (alloCTL) and gene therapy employing retroviral replicating vectors (RRV) encoding

a suicide prodrug activating gene were explored for the treatment of breast tumors metastatic to the

brain.

Experimental Design: AlloCTL, sensitized to the human leukocyte antigens of MDA-MB-231

breast cancer cells, were examined in vitro for anti-tumor functionality toward breast cancer

targets. RRV encoding the yeast cytosine deaminase (CD) gene was tested in vivo for virus spread,

ability to infect, and kill breast cancer targets when exposed to 5-fluorocytosine (5-FC).

Individual and combination treatments were tested in subcutaneous and intracranial xenograft

models with 231BR, a brain tropic variant.

Results: AlloCTL preparations were cytotoxic, proliferated and produced interferon-gamma when

coincubated with target cells displaying relevant HLA. In vivo, intratumorally-placed alloCTL

trafficked through one established intracranial 231BR focus to another in contralateral brain and

induced tumor cell apoptosis. RRV-CD efficiently spread in vivo, infected 231BR and induced

their apoptosis upon 5-FC exposure. Subcutaneous tumor volumes were significantly reduced in

alloCTL and/or gene therapy treated groups compared to control groups. Mice with established

intracranial 231BR tumors treated with combined alloCTL and RRV-CD had a median survival of

97.5 days compared with single modalities (50-83 days); all experimental treatment groups

survived significantly longer than sham-treated groups (median survivals 31.5 or 40 days) and

exhibited good safety/toxicity profiles.

Conclusion: The results indicate combining cellular and suicide gene therapies is a viable strategy

for the treatment of established breast tumors in the brain.

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INTRODUCTION

Breast cancer is the most common malignancy in women in the United States and metastasis is

a major cause of morbidity and mortality in these patients. With improvements in the control of

visceral and bone metastasis, the incidence of brain metastasis is rising (1-3). The progressive

neurological disabilities associated with brain metastasis not only impair the quality of life but also

decrease the survival. The biology of the brain and blood brain barrier, and the fact that brain

metastases can present as multiple lesions often characterized by nests of infiltrating tumor cells

surrounding the larger brain metastases (4, 5) make the management of brain metastases very

challenging. Currently therapeutic approaches include whole brain radiation therapy and

stereotactic radiosurgery usually administered as palliative care (6-8).

Newer approaches include the use of tumor-targeted cytotoxic T lymphocytes for adoptive

immunotherapy. A unique form of adoptive T cell therapy for brain tumors involves the use of

alloreactive cytotoxic T lymphocytes (alloCTL), potent cytotoxic T cell effectors that are trained to

recognize non- or aberrant-self class I and II human leukocyte antigens (HLA). They are generated

by sensitization of peripheral blood mononuclear cells (PBMC), isolated from a healthy donor, to

the HLA of the tumor-bearing host (9-11). The HLA primarily acts as tumor-directed antigen in

the brain, since its expression, especially Class I, is absent on normal neuroglia, i.e., neurons,

oligodendrocytes, and astrocytes (12-14), but is highly expressed on brain tumor cells (13, 15-18).

Another new therapeutic approach is the use of replicating virus vectors for gene therapy or

oncolytic virotherapy. Recently, it has been demonstrated that replicating retroviral vectors

(RRV), unlike their replication-defective counterparts, exhibit sustained transduction in dividing

cancer cells and can efficiently transfer transgenes throughout solid tumors (19-24). Glioma-

bearing rats demonstrate significantly prolonged survival when given RRV coding for the prodrug

activator gene, yeast cytosine deaminase (CD) followed by multiple administrations of 5-

fluorocytosine (5-FC) prodrug (20-22). The lack of detectable spread of the RRV to normal tissues

additionally provides an element of safety in this approach (21, 23, 25).

Both alloCTL adoptive immunotherapy and RRV-mediated prodrug activator gene therapy

have been studied individually in patients with primary brain tumors. Notably, the clinical

feasibility and safety of intratumoral alloCTL treatment was initially tested in a small pilot study (9,

11), in which three recurrent Grade III glioma patients receiving this treatment exhibited survival

longer than expected. These data led to the initiation of a Phase I dose-escalation study at UCLA,

now accruing patients (www.clinicaltrials.gov, NCT01144247). As well, RRV encoding CD for

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prodrug activator gene therapy has advanced to the clinic for recurrent high-grade gliomas

(www.clinicaltrials.gov, NCT 01156584 and NCT 0147094).

Clinically, brain metastases are more common than primary brain tumors (26), and represent a

dire clinical situation in need of effective therapies. Here, we evaluated both of these cellular and

gene therapy approaches, individually and in combination, for the treatment of intracranial breast

tumors. Our results demonstrate that alloCTL generated to the breast tumor cell line MDA-MB-

231 (231) showed cytotoxicity, proliferation, and interferon-gamma (IFNγ) production in response

to coincubation with the parental target cell line, as well as with two metastatic sublines (27, 28).

Intracranially placed alloCTL were capable of migrating from one established intracranial tumor

focus to another in contralateral brain over a relatively short time span (6 hr) in immune-

incompetent mice, and apoptotic tumor cells were observed in proximity to these CTL. Using

subcutaneous and intracranial human breast tumor xenograft models, we found that combining

prodrug activating gene therapy with alloCTL adoptive transfer resulted in improved outcome

compared to the benefit seen with each therapy individually. Our findings thus support clinical

translation of this multi-modal approach.

MATERIALS AND METHODS

Cell lines and HLA expression.

The human breast tumor cell line MDA-MB-231 (231; ATCC, Manassas, VA) was grown in

L15 medium supplemented with 10% fetal bovine serum (FBS; Aleken, Nash, TN). The brain-

seeking 231 subline, 231BR (27), the bone-seeking 231 subline, 231-1833 (28), and 293T human

embryonic kidney cells (ATCC) were maintained in Dulbecco’s modified Eagles medium

(DMEM) supplemented with 10% FBS, sodium pyruvate and penicillin/streptomycin (Sigma, St.

Louis, MO). Class I HLA display was determined on breast cancer cell lines by flow cytometric

analysis using RPE-conjugated mouse anti-human HLA-ABC antibody and a mouse RPE-

conjugated IgG served as isotype control (eBiosciences, San Diego, CA). The percentage of

positive cells and relative antigen density indicated by mean fluorescence intensity (MFI) were

determined (13). Specific HLA-ABC types were determined by low resolution molecular HLA

typing (University of California, San Diego, Torrey Pines Clinical Laboratory, San Diego, CA).

Generation of alloCTL enriched cultures by one-way mixed lymphocyte tumor reaction

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(MLTR).

PBMC were isolated from leukopaks of healthy donors undergoing leukapheresis (UCLA

Institutional Review Board approved protocol) using density gradient centrifugation as previously

described (10). Prior to one-way MLTR, 231 cells underwent 48-hr incubation in culture medium

with 500 IU/ml recombinant human IFNγ (RD Systems Inc., Minneapolis, MN) to upregulate their

HLA expression (13). The stimulator (S) 231 cell monolayers were then washed with phosphate

buffered saline (PBS) and detached with 2 mM EDTA containing 1% BSA, washed and

inactivated with 7000 rad (X-ray Irradiator, Gulmay Medical, Inc., Atlanta, GA). Responder (R)

PBMC were mixed with inactivated S cells at a R:S ratio of 10:1. The cell mixtures were placed

into Aim-V medium (Life Technologies, Inc., Grand Island, NY) containing 5% heat-inactivated

autologous plasma and 60 International Units (IU) of recombinant human interleukin-2 (IL-2)/ml

(Proleukin, Novartis, San Carlos, CA). Growth was monitored daily and cultures were fed and

maintained as previously described (10). AlloCTL preparations were used in assays between 12 to

14 days post-MLTR.

Plasmid constructs and viral vector production.

The pAC3-yCD2 and pAC3-GFP plasmid constructs, encoding amphotropic Moloney murine

leukemia virus (MuLV) carrying expression cassettes consisting of an internal ribosome entry site

(IRES) followed by either CD or green fluorescent protein (GFP) transgenes, respectively, have

been described previously (23, 24).

Viral vector stocks were generated by transfection of 293T cells using the FuGENE6

transfection agent (Roche Molecular Biochemicals, Mannheim, Germany) per manufacturer

instructions (22). Conditioned medium (viral supernatant) was collected 48 hr after transfection

with either the pAC3-GFP or pAC3-yCD2 plasmids (23, 24).

Concentrated viral vector supernates were prepared from 293T stable vector producing cells.

Conditioned medium was harvested after 72-hr incubation, and clarified by centrifugation before

100-fold volume concentration using a Vivaspin-20 (Sartorius Stedim, Gottingen, Germany) per

manufacturer protocol. Control supernatant from nontransduced, non-vector producing 293T cells

was harvested and concentrated in parallel. Concentrated viral titers were approximately 106

transducing units/ml when tested using either 293T or 231BR cells. The titer was determined 48 hr

after adding 50 µM of 3’-azido-deoxythymidine (AZT, Sigma Aldrich, St. Louis, MO) to the

cultured cells to prevent further virus replication as described (20, 29). For subcutaneous (sc)

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tumors, 10 µl of concentrated vector producing or non-vector producing supernatants were

admixed with tumor cells immediately before injection.

Anti-tumor functionality assessments of alloCTL.

Cytotoxicity Assay. Lytic activity of alloCTL was assessed at various effector to target ratios

(E:T) by 51Chromium release cytotoxicity assays at 12-14 days post-MLTR (9). Target cells were

labeled with 100 μCi Na251CrO4 (Amersham, Park Ridge, IL) and the assay was performed as

previously described (Hickey, 2012 #249). Maximal release was obtained from targets incubated

with 0.1 M HCl, and spontaneous release was the radioactivity released from targets in assay

medium alone. The percentage specific release was calculated by the formula: [(51Crexperimental - 51Crspontaneous) / (

51Crmaximal - 51Crspontaneous)] x 100%. Mean specific release ± standard error of the

mean (SEM) was determined from triplicate wells.

Cytokine Production. Human IFNγ concentrations were measured in clarified supernates

collected 48 hr after coincubation of day 12 alloCTL with relevant tumor target cells. Aliquots of

the alloCTL from the same preparation either were or were not restimulated at day 12 post-MLTR

with 231 or sublines, 231-1833 or 231BR, at a R:S of 10:1. Manufacturer instructions were

followed for a Quantikine ELISA kit specific for human IFNγ (R&D Systems, Minneapolis, MN)

with a sensitivity of 2 pg/ml (30).

Immunophenotype and proliferation of restimulated alloCTL. At 12 days post-MLTR alloCTL

were restimulated with 231 cells or sublines for 72 hr at a R:S ratio of 10:1 in culture medium

containing bromodeoxyuridine (BrdU, BD Biosciences, San Jose, CA). GolgiStop (BD

Biosciences) was added to block protein transport during the last 5 hr of culture. Cells were

washed and surface-stained with APC-conjugated anti-CD4, PeCy5-conjugated anti-CD8 for 15

min at 4°C, washed again, fixed and permeabilized according to instructions for the BD BrdU

Flow Kit (BD Biosciences, San Diego, CA). Cells were then intracellularly stained with PE-

conjugated anti-IFNγ and FITC-conjugated anti-BrdU for 30 min at 4°C, washed, resuspended and

immunophenotyped using a BD LSRII flow cytometer running BD-DIVA acquisition software.

Dot blots were analyzed using FlowJo flow cytometric analytic software.

In vivo studies with human 231BR xenografts.

Rag2-/-γc-/- mice were purchased from Taconic Farms (Hudson, NY) (31). All animal

experiments were performed according to institutional guidelines under approved protocols.

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Subcutaneous tumor model. 231BR cells (2 x 106) were coinjected with concentrated RRV-

GFP, RRV-CD, or concentrated non-viral control supernate sc in the right flank of 6-week old

mice. After allowing tumors to establish for 15 days, mice were randomized to treatment groups

(n=4-6). Certain groups were treated with intratumoral alloCTL (1.2 x 107). All mice were treated

with 5-FC (500mg/kg) intraperitoneally (ip) every day from days 21-27. Caliper measurements of

tumor width and length were performed every 3-4 days. Tumor volumes were calculated for

individual animals using the formula: Volume = (4/3)π(width/2)2(length/2) (32). Mean tumor

volumes for each treatment group ± SEM were plotted over time.

Intracranial vector spread. 100% RRV-GFP transduced 231BR (231BR-GFP) cells were

admixed with nontransduced 231BR at 2% or 8% of the total tumor cell inoculum (2 x 105/3 μl).

Cells were then placed into the right side of the brain through a burr hole, 2 mm lateral and 1mm

anterior to the bregma, at a depth of 3 mm. Groups of mice (n=3) were sacrificed on days 7, 14,

and 20 post-tumor instillation, and brains were harvested. Tumor tissue at the injection site was

excised (approximately 5 x 5 x 5 mm3), minced and digested in collagenase/dispase (1mg/ml;

Roche, USA) as described (22). Single cell suspensions were stained with fluorescent APC anti-

HLA-ABC (eBiosciences, San Diego, CA) and flow cytometrically analyzed.

Intracranial alloCTL motility studies. 231BR cells (2 x 105 each) were stereotactically injected

into the above coordinates and its enantiomeric position, such that right and left hemispheric tumor

foci could develop. Tumors were allowed to establish 18 or 21 days before alloCTL (2 x 106) were

injected into the left tumor foci. Mice were sacrificed 6 hr later, and brains were harvested,

placed into 10% buffered formalin, paraffin-embedded, sectioned, and diaminobenzidine

immunostained using rabbit anti-human CD3 (Clone SP7, Genway Biotech Inc., San Diego, CA)

with hematoxylin counterstain and evaluated by light microscopy.

Intracranial efficacy studies. Mice underwent surgery for placement of intracranial cannulas

(Plastics One, Roanoke, VA) that were placed through a burr hole in the right side of the skull at

the above coordinates. The cannulas extended 3 mm into the brain and affixed to the skull with

resin. Six days later, tumor cells (2 x 105 total cells in 3 µl), consisting of either 100% 231BR, or

98% 231BR cells + 2% 231BR-GFP or 2% 231BR–CD cells, were infused through the cannulas

into various treatment groups. AlloCTL or unstimulated PBMC (2 x 106/3 µl) or PBS were infused

through the cannulas into the tumor on days 9 and 16 post-tumor instillation. All groups of mice

(n=9-10) were treated with 3 cycles of 5 daily ip 5-FC (500 mg/kg) injections (per cycle)

beginning on days 12, 26 and 47 post-tumor instillation. Mice were monitored for signs of

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morbidity and weighed every 3-4 days for the duration of the experiment.

Analysis of RRV biodistribution.

To harvest brains, coronal cuts were made at the site of cannula implantation and 4 mm

posterior to that cut. The anterior sections were snap-frozen for quantitative real time polymerase

chain reaction (qRT-PCR) to determine RRV biodistribution; the posterior 4 mm sections were

fixed in formalin, paraffin-embedded and the blocks were sectioned (5 µm) before staining with

hematoxylin and eosin (H&E).

Genomic DNA was extracted using the DNeasy tissue kit (Qiagen, Valencia, CA) from tissues

(liver, spleen, kidney, bone marrow, and brain) of all long-term survivors and representative

animals derived from control and experimental groups that succumbed to tumor after intracranial

treatment with RRV and/or alloCTL. To detect integrated RRV sequences, qRT-PCR amplification

of genomic DNA was carried out in duplicate with TaqMan Universal PCR Master Mix (PE

Applied Biosystems, Foster City, CA) using a My-iQ2 Biorad Thermal Cycler. The primers and

probe were designed to target the 4070A amphotropic env gene (4070A-F, 5’-

GCGGACCCGGACTTTTGA-3’; 4070A-R, 5’-ACCCCGACTTTACGGTATGC-3’; probe,

FAM-CAGGGCACACGTAAAA-NFQ). Human RNase P (hRNase P) and mouse β-actin (mβ-

actin) were also quantified as reference genes using TaqMan RNase P Detection Reagents and

Custom TaqMan Gene Expression Assays (Applied Biosystems), which is designed to target

mouse β-actin gene (β-actin-forward, 5’-GGTCGTACCACAGGCATTGT-3’; β-actin-reverse, 5’-

CTCGTAGATGGGCACAGTGT-3’; probe, FAM-CCCGTCTCCGGAGTCC-NFQ). A standard

curve for copy number was prepared by amplifying serial dilutions of plasmid pAC3-yCD2 in a

background of genomic DNA from nontransduced cells.

Statistical analyses.

GraphPad Prism software (version 4, GraphPad Software, San Diego, CA) was used to analyze

the in vitro and in vivo data. The Student t-test determined significance differences between the

percentage lysis of target tumor cells with and without the addition of anti-HLA; p-values <0.05

were significant. Experimental and control groups for the in vitro restimulation experiments

measuring proliferation, immunophenotype and cytokine production, and the in vivo subcutaneous

tumor volume comparisons at given times were compared using a 2-way ANOVA with Bonferroni

correction and p-values <0.05 divided by the number of comparisons (3) in experiments described

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in Figures 2 and 4 were considered significant. Mean survival times (MST) from the Kaplan Meier

curves were analyzed by nonparametric Log-Rank tests.

RESULTS AND DISCUSSION

HLA Class I on breast tumor cells and upregulation with IFNγ

Flow cytometric analysis showed that nearly all (94-99%) of the cells in the parental 231 line,

as well as 231-1833 and 231BR sublines, expressed HLA Class I and their incubation with IFNγ

resulted in 1.4-1.5 fold increases in MFI (Supplemental Table 1). HLA-ABC expression after

IFNγ induction was highest on the parental 231 cell line (MFI 1402 + 49.7) compared with slightly

lower expression by each of the sublines, thus making the parental 231 cells most desirable as

stimulator cells in a one-way MLTR for alloCTL generation. The low resolution molecular type

of HLA-ABC loci in 231 cells was HLA-A*02, B*41,*40, and C*17,*02 (Supplemental Table 2).

AlloCTL exhibit anti-tumor function in vitro

The standard method for generating alloCTL is by one-way mixed lymphocyte reaction

(MLR) where inactivated stimulator PBMC from the cancer patient are combined with responder

PBMC from healthy donors genetically-distinct from the patient (10). However, because PBMC

are not available from the patient from whom 231 breast tumor cells were derived, to generate

alloCTL we used a one-way MLTR where 231 tumor cells were incubated with IFNγ to upregulate

HLA Class I expression as above, then inactivated and used as stimulator cells with responder

PBMC isolated from HLA-mismatched allogeneic donors (33).

Four different donors provided PBMC that served as sources of precursor alloCTL for these

experiments. All donors were mismatched at 4-5 class I HLA-ABC alleles compared to that

displayed by the 231 stimulator cells (Supplemental Data Table 2). The HLA types of alloCTL

used for in vitro and in vivo experiments are provided and associated with data in particular

Figures. Note these preparations will contain CTL directed to minor tumor associated antigens as

well as HLA, albeit the precursor frequency for CTL within PBMC would be higher to major than

to minor antigens (34-36).

To determine if the alloCTL made by MLTR had anti-tumor function in vitro we performed

cytotoxicity assays on day 14 following one-way MLTR. AlloCTL effector cells were mixed with 51Cr-loaded 231, 231-1833 or 231BR target cells at a range of E:T ratios for 4 hr. As expected, and

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in a dose-dependent manner, the ability of alloCTL to kill each of the three target cell lines was

similar; there were no significant differences in the percentages of lysis obtained at each E:T ratio

(Figure 1). Furthermore, the cytolysis induced by alloCTL to 231 and its sublines is in part HLA-

restricted, as indicated by significant inhibition of cytotoxicity (33.3-41.3% reduction in

percentage lysis of 231 and variants, p<0.006) upon antibody-mediated blockade of HLA. We

replicated the cytotoxicity findings with alloCTL (with and without blocking antibody to HLA)

using two other breast cancer cell lines, BMC Brain2 and MDA-MB-361 (unpublished data).

alloCTL subset proliferation and IFNγ production following restimulation.

The ability of the CD4+ and CD8+ T cell subsets within the alloCTL preparations to

proliferate and produce IFNγ following restimulation with 231, 231-1833, or 231BR target cells

was evaluated. AlloCTL that had been restimulated on day 12 post one-way MLTR for 72 hr at a

10:1 R:S ratio with one of the three relevant cell lines, or left unstimulated, were surface-stained

for CD4 and CD8, and then fixed, permeabilized and stained for proliferation marker (BrdU) and

proinflammatory IFNγ production. Figure 2 shows data obtained from a representative alloCTL

preparation. The percentages of CD8+ T cells that incorporated BrdU upon restimulation and thus

proliferated upon stimulation with relevant target cells were significantly higher (p<0.017)

compared to those that were unstimulated (Figure 2A). Lymphocyte proliferation occurred equally

well with parental 231 cells and the metastatic sublines, 231-1833 or 231BR. In contrast, there

were no significant differences in BrdU incorporation between CD4+ T cells that were

restimulated versus those that were unstimulated (Figure 2A), indicating lack of CD4+ subset

proliferation, regardless of whether restimulation was performed with the parental 231 cells or the

231-1833 or 231BR subline counterparts.

The total percentages of CD8+ T cells were significantly higher (p<0.017) within alloCTL

populations that were restimulated with relevant target cells (51.8-56%) compared to unstimulated

alloCTL (30.9%) (Figure 2B). Because the CD8+ cells proliferated when restimulated with 231,

231-1833, and 231BR cells and the CD4+ cells did not, the total percentages of CD4+ T cells were

significantly reduced (p<0.017) compared to the unstimulated counterpart (Figure 2C). The data

show that restimulation of alloCTL with 231, 231-1833, or 231BR breast cancer cells results in a

significant shift in T cell subsets that make up the alloCTL culture.

Expression of IFNγ following 72 hour restimulation with 231, 231-1833, and 231BR,

compared to unstimulated cells, was also evaluated. Protein transport was blocked during the last 5

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hr of culture to allow intracellular accumulation of IFNγ. Expression of IFNγ was significantly

higher (p<0.017) within CD8+ T cells that were restimulated with 231, 231-1833, or 231BR,

compared to cells that were unstimulated (64.6, 45.1, 43.8 vs. 27.5, respectively; Figure 2D).

Production was more robust when restimulation was performed with the parental cells versus the

sublines, correlating with the relative antigen densities (MFIs) of cell-surface Class I HLA (Suppl

Table 1), suggesting that this parameter may have some influence over response. In contrast,

production of IFNγ in CD4+ T cells was not affected following restimulation with any of the cell

lines (data not shown).

To confirm the above observations, IFNγ secretion by alloCTL at day 12 post-MLTR was

analyzed from supernates collected 48 hr following restimulation with relevant target cells, and

compared with IFNγ secreted by unstimulated alloCTL. The average secretion of IFNγ by

restimulated alloCTL coincubated with 231, 231-1833 and 231BR (17.2 ± 1.2, 16.9 ± 0.50, and

13.2 ± 0.97 ng/ml, respectively) was significantly elevated (p<0.017) compared to that of

unstimulated alloCTL (7.4 ± 0.21 ng/ml).

alloCTL migrate through and to distant tumor foci in vivo and induce apoptosis.

We examined the migratory capacity of alloCTL in the context of multifocal intracranial tumors.

As shown in Figure 3A, bilateral 231BR tumors were established intracranially in the right and

left hemispheres of Rag2-/-γc-/- mice, and allowed to grow for 21 days. AlloCTL specific for 231

HLA were then stereotactically injected into the tumor bed on the right side (Figure 3A), and

coronal sections of brain were prepared 6 hr later and immunostained with a human CD3-specific

antibody (Figures 3B-G). Figure 3B shows a representative low power photomicrograph of a

coronal brain section with bilateral tumor foci. Intermediate power magnification of the tumor

(Figure 3C) in the right side of the brain shows numerous DAB-stained (rust-color) human CD3+

T lymphocytes (black arrows) penetrating the tumor mass at the instillation site. A higher power

magnification photomicrograph (Figure 3D) from the same area shows CD3+ cells (black arrows)

in proximity to a necrotic tumor cell with a fragmented nucleus indicating cell death (white

arrows). Additionally, CD3+ alloCTL have trafficked and localized to established tumor in

contralateral brain (Figures 3E-G). Rust colored CD3+ cells are shown having permeated the

tumor mass (t) on the left side and also appear in perivascular spaces (asterisks), which is a path

for tumor invasion (Figure 3E), while no CD3+ cells are visible in normal brain. Intermediate and

higher power magnification photomicrographs (Figures 3F-G) similarly demonstrate larger,

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activated CD3+ T cell phenotypes (black arrows) in close juxtaposition to apoptotic tumor cells

(white arrows), indicating cytotoxic functionality may be retained by the trafficking alloCTL.

Cellular and gene therapies demonstrate therapeutic benefit in subcutaneous 231BR

xenograft models. To determine if cellular and gene therapy approaches individually or in combination would be

efficacious in vivo, Rag2-/-γc-/- mice were injected subcutaneously with 231BR (initial inoculum 2

x 106 cells) admixed with RRV-GFP, RRV-CD or control non-viral supernatant. Tumors were

allowed to establish for 15 days before some experimental groups were treated with intratumoral

alloCTL (1.2 x 107 cells). All groups (n=4-6) received the suicide gene therapy prodrug, 5-FC (500

mg/kg ip) on days 21-27. Tumor volumes monitored over time showed significant differences

between the control and experimental groups starting from day 25 (p<0.017; Figure 4). The two

control groups that received 231BR with non-therapeutic RRV-GFP or control non-viral naïve 293

cell supernatant at the start of the experiment both exhibited progressive tumor growth in vivo,

with average group tumor volumes at day 28 of 759 + 243 mm3 and 659 + 114 mm3, respectively.

Therapeutic benefit was noted for all experimental treatment groups (groups that received RRV-

CD, alloCTL or a combination of the two) compared to mice that received tumor with

concentrated non-viral supernatant. Tumors treated with RRV-CD alone, without alloCTL

injection, showed significant (p<0.017) tumor growth inhibition upon application of 5-FC prodrug

treatment between days 25 to 27 compared to control groups. Tumors treated with non-viral

supernatant but receiving intratumoral alloCTL also showed significant (p<0.017) tumor growth

inhibition compared to control groups, following cellular therapy, but as expected, did not show

response to prodrug administration. Notably, the greatest reduction in mean tumor volumes was

obtained when intratumoral cellular therapy with alloCTL was combined with prodrug activator

gene therapy with RRV-CD/5-FC (p<0.017). We obtained similarly efficacious findings in a

second tumor model employing subcutaneous U-87MG glioma xenografts (Haga K et al.,

manuscript in preparation). In those experiments, a more clinically-relevant scenario was tested

where tumors were allowed to establish for one-week before infusing with RRV-CD supernatant

and/or alloCTL. This experimental paradigm required an in situ transduction of pre-established

tumor to obtain a beneficial effect from administered prodrug. Again, efficacy was observed for

the individual as well as the combination therapies.

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RRV effectively spreads through intracranial breast tumor xenografts.

RRV can achieve significantly enhanced transduction compared to their replication defective

counterparts (19). RRV exhibit an amplification process that is inherent to the wild type virus life

cycle, so while viral replication kinetics and lag times for exponential growth phase replication can

vary, even a slower replication will allow progressive vector spread within a tumor until prodrug is

given. We have previously demonstrated RRV replication and gene expression in subcutaneous

mammary tumors (29). To evaluate RRV spread in intracranial breast tumors, Rag2-/-γc-/- mice

were intracranially injected with 2 x 105 naïve 231BR cells mixed supplemented with either 2% or

8% RRV-GFP transduced 231BR cells (231BR-GFP). Transduction of the tumor by RRV was

evaluated by flow cytometry on days 7, 14 and 20 post-tumor instillation (Figure 5A and B). To

distinguish the human 231BR tumor cells from mouse brain cells, enzyme-digested tumor tissues

were stained with fluorescently labeled human-specific anti-HLA-ABC and the percentages of

GFP+ cells within this population were quantified. When the initial tumor inoculum contained

either 2% or 8% 231BR-GFP cells, by day 7 post-tumor instillation approximately 57% of the

human Class I HLA-ABC+ tumor cells had been transduced with RRV-GFP. Subsequently, tumor

transduction levels rose to ~75-83% at 20 days following tumor instillation. Figure 5B shows

representative flow cytometric dot-plots from day 14, indicating 71.2 + 3.7% and 78.9 + 1.1% GFP

transduction of HLA-ABC+ human 231BR cells after initial tumor inoculation with 2% and 8%

231BR-GFP cells, respectively.

Individual and combined cellular (alloCTL) and gene (CD) therapies are safe and exhibit

therapeutic benefit in intracranial 231BR xenograft models.

The efficacy of combined cellular alloCTL immunotherapy with RRV prodrug activator gene

therapy was tested in Rag2-/-γc-/- mice bearing established intracranial 231BR tumors. Indwelling

intracranial cannulas were used to establish intracerebral tumors in 7 groups (n=9-10) of mice,

consisting of either 100% 231BR, or 98% 231BR mixed with either 2% 231BR-GFP or 2%

231BR-CD cells (Figure 6). Control groups of mice were injected with non-therapeutic 231BR-

GFP tumor cells instead of 231BR-CD, or were infused with PBS or unstimulated PBMC in place

of alloCTL. On days 9 and 16 post-tumor instillation, effector alloCTL, or control PBMC or PBS

was infused into the established tumor bed through the cannula. All mice were treated with 5-day

cycles of 5-FC (500mg/kg, ip); up to 3 cycles were possible, spaced 2 or 3 weeks apart beginning

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on day 12 post tumor instillation (Figure 6A). Kaplan Meier survival plots and MST for the

control and experimental groups are shown in Figure 6B. The MST of the untreated control group

(no RRV, no alloCTL effector cells, group 1) was 31.5 days, while the MST of the sham-treated

control group given non-therapeutic 231BR-GFP vector producing cells with the tumor inoculum

and unstimulated PBMC was 40 days (group 3). The MSTs for mice treated with individual

experimental modalities ranged from 50 to 83 days. The MSTs of the two groups receiving

alloCTL therapy alone (with RRV-GFP infection, or no RRV infection) were 65 and 83 days

respectively (groups 4 and 2), while the MSTs of the two groups receiving prodrug activator gene

therapy alone (with PBMC or PBS, instead of alloCTL) and up to 3 prodrug cycles were 50 and 57

days, respectively (groups 6 and 5). Statistical significance was reached (p<0.05) for all of the

individual immune or gene therapy treated groups compared to each of the control groups (Figure

6C). The MST of the group receiving the combined intratumoral effector alloCTL and RRV

prodrug activator gene therapies (group 7) was 97.5 days, thus exhibiting a highly statistically

significant survival benefit compared to each of the control groups (Figure 6C). Furthermore, the

group receiving combined immune and gene therapies showed a statistically significant additional

survival advantage compared to those groups receiving gene therapy alone (p<0.0001 and 0.0123,

groups 7 vs. 6 and 5, respectively). The combination treatment also showed a trend toward

statistical significance compared to the groups receiving alloCTL cellular therapy alone (p<0.0511

and 0.6380, groups 7 vs. 4 and 2, respectively).

The individual animal weights of Figure 6 animals were monitored every 3-4 days and plotted

over the duration of the experiment as one indication of treatment toxicity and/or morbidity due to

tumor progression. The plots for the control groups, and the single or combined modality groups

are shown starting on day 12 through 106 with prodrug cycle administration indicated on the

abscissa (Supplemental Figure 1). The plots not only show the extension of survival of animals in

the experimental groups, but as well, indicate the health of the 11 long-term survivors present in

groups 2, 4, 5, and 7. Except in sham-treated control animals (Groups 1 and 3), generally little to

no weight loss occurred during or shortly after the first prodrug cycle and second alloCTL infusion.

Progressive weight loss at later time points was likely associated with higher tumor burden, and

notably, stabilization or reversal of weight loss was observed following prodrug administration

cycles in individual animals in Groups 2, 5, 6, and 7; this was most apparent after the last prodrug

cycle in Groups 2 and 7, and most of those animals went on to thrive as indicated by stable or

increasing weight gains. Thus, treatment with intracranial infusions of alloCTL as well as prodrug

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administration in RRV-CD treated animals both contributed positively to overall clinical response

to therapy as measured by average body weight, and mice treated with combined immunogene

therapy had the highest overall average weight throughout the course of treatment.

Histopathological findings of the brains from the long-term survivors (n=11, from Figure 6

experimental Groups 2, 4, 5 and 7) showed no evidence of tumor in H&E-stained sections,

whereas there was consistent presence of tumor in animals that succumbed before the end of the

survival experiment (Supplemental Figure 2).

To monitor the spread of RRV-GFP or RRV-CD within the brain and to extratumoral sites,

genomic DNA was extracted from brain/brain tumor, lung, liver, spleen, kidney, and bone marrow

tissues, then analyzed by qRT-PCR using primers and probe sequences specific for the 4070A

amphotropic envelope. Data are shown as RRV copy number/5 x 104 cells and calculated as

detailed in Supplemental Table 3. In the long-term survivors from the experimental treatment

groups (Figure 6), there were low or no detectable levels of RRV signals, which correlated with

the apparent absence of tumor by histopathology. In tumor-bearing animals, there were also higher

levels of virus; representative data are shown for one animal in group 7 that succumbed to tumor

on day 90. As expected in immunodeficient animal models, RRV signals indicating extratumoral

vector spread were largely restricted to hematopoietic tissues, and in other tissues, the lymphoid

cell content within them (37).

Overall, our results demonstrate proof-of-concept that a unique combination regimen,

consisting of cellular therapy with alloCTL and gene therapy employing RRV encoding a prodrug

activator gene, represents a promising strategy to treat breast tumors metastatic to the brain. We

postulate that the mechanisms at work benefiting the combined treatment might involve alloCTL

favorably improving the dissemination of RRV to metastatic foci. This could either be by 1)

adsorption of virus particles to the surface of trafficking T cells that then transduce tumor cells, i.e.,

a “hitch-hiking” mechanism without involving actual infection of T cells (38), or 2) a small

percentage of alloCTL that become transduced and then act as motile vector producing cells to

carry the vector to other tumor foci. Suicide gene therapy may also augment the immediate

effects of adoptive cellular therapy, since tumor cell injury (combined apoptosis + lysis) induced

by effector T cells or suicide gene therapy could improve endogenous immune function by

presentation of fragmented tumor cells and antigens to T cells. It is possible that further therapeutic

gains can be realized, particularly in immunodeficient xenograft models, by administering

additional cycles of prodrug, as previously reported (20), and by adjusting the timing and

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sequencing of alloCTL infusion vs. prodrug administration. Although the xenograft model used

in these studies did not allow a determination of the degree of inflammation induced by the viral

vector interacting with endogenous immune cells in the brain, prior studies in a syngeneic animal

model indicate that this is not a problem (21). In fact, recent studies in syngeneic intracranial

glioma models show that an intact endogenous immune system can contribute to complete tumor

eradication after RRV-mediated prodrug activator gene therapy, as well as to restriction of

systemic viral spread to normal tissues (23). Activation of endogenous anti-tumoral immune

responses due to destruction of the immunosuppressive tumor environment and release of

immunostimulatory cytokines from adoptively transferred alloCTL may also contribute to further

therapeutic benefit. As alloCTL and RRV therapies have now individually reached the clinical

testing stage, we can envision the clinical design for combination immunogene therapy of breast

cancer metastatic to brain to be feasible, as shown in Supplemental Figure 3. In summary,

continued preclinical and clinical investigation of combined, local cellular and gene therapy

regimens are warranted for brain metastases.

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ACKNOWLEDGEMENTS

The MDA-MB-231BR and MDA-MB-231-1833 human breast cancer cell lines were kindly

provided by Drs. T. Yoneda (University of Texas Health Science Center, San Antonio, TX) and J.

Massague (Memorial Sloan Kettering Cancer Center, NY, NY), respectively.

GRANT SUPPORT

Financial support for the study was supplied in part by USAMRMC W81XWH-08-1-0734

(CAK), CBCRP 14IB-0114A (BMM), NIH RO1 CA121258 (NK), NIH/NCATS UCLA CTSI

Grant Number UL1TR000124 (CAK/NK), the Joan S. Holmes Memorial Research Fund (CAK),

the Joan S. Holmes Memorial Postdoctoral Fellowship (MJH), and an unrestricted gift donation

from Tocagen, Inc. to the Regents of the University of California. YK is the recipient of a

predoctoral fellowship from the Japan Student Services Organization. AI is the recipient of a

postdoctoral fellowship from the Susan G. Komen Breast Cancer Foundation.

Authors’ Contributions

Conception, design, and study supervision: N. Kasahara, B.M. Mueller, C.A. Kruse

Development of methodology: M.J. Hickey, A. Lin, N. Kasahara, B.M. Mueller, C.A. Kruse

Acquisition of data/technical support, data presentation: C.C. Malone, K.L. Erickson, H. Soto,

E.T. Ha, Y. Kato, S. Kamijima , A. Inagaki, M. Takahashi, A. Lin

Data analysis and interpretation, statistical review and writing: M.J. Hickey, N. Kasahara,

B.M. Mueller, C.A. Kruse

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FIGURE LEGENDS

Figure 1. In vitro cytotoxicity of alloCTL to target cells displaying relevant HLA antigen

with alloreactivity demonstrated by inhibition of lysis with anti-HLA-ABC. 4 hr 51Cr-release

assays show that alloCTL generated following one-way MLTR with irradiated stimulator 231

tumor cells are cytotoxic towards the parental 231 cells (black bars) or to metastatic sublines, 231-

1833 (gray bars) and 231BR (white bars), at various E:T ratios. HLA-restriction of the cytotoxicity

to the three target cell types (231, black angled stripes; 231-1833, gray angled stripes; 231BR,

horizontal stripes) was demonstrated (15:1 E:T) by adding antibody to HLA-ABC. Data shown

are representative of 3 separate experiments; they are averages of the percentage lysis from

triplicate wells + SEM (* p<0.006).

Figure 2. CD4/CD8 T cell subset proliferation (BrdU incorporation) and IFNγ production

following alloCTL restimulation. A) BrdU incorporation by CD8+ and CD4+ T cell subsets

within alloCTL after their restimulation. Unstimulated (angled stripe), 231 (black bar), 231-1833

(gray bar), 231BR (white bar). The percentages of CD8+ T cells that incorporated BrdU were

significantly higher (* p<0.017) in the CD8+ T cells that were restimulated compared to those that

were unstimulated. Representative data from 1 of 3 separate experiments; data are the average

percentage of live cells from triplicate wells + SEM. Flow cytometric plots of alloCTL sensitized

to 231 and stained for B) CD8 or C) CD4 72 hr after restimulation with 231, or 231-1833 or

231BR sublines, with unstimulated cells as a control. Data are representative from 1 of 3

separate experiments. D) Percentage of CD8+/IFNγ+ cells alloCTL after restimulation.

Representative data are shown from triplicate wells of 1 of 3 separate experiments. Expression of

IFNγ was significantly higher (* p<0.017) in CD8+ T cells that were restimulated with 231, 231-

1833 and 231BR compared to cells that were unstimulated.

Figure 3. alloCTL trafficking in vivo through and to tumor foci. Brains were collected 6 hr

after alloCTL injection into a 3-week established 231BR tumor focus as seen by human anti-CD3

positivity in ipsilateral and contralateral tumor foci within immune incompetent mouse brain. A)

Coronal brain section schematic of tumor placement and alloCTL at ipsilateral injection site. B)

Gross coronal brain section that was DAB-immunostained with anti-CD3 that shows two tumor

foci (ipsilateral-red and contralateral-blue boxes, respectively). C) Low power photomicrograph

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of rust-colored CD3+ cells (black arrows) in tumor (t) focus #1 and alloCTL instillation site. D)

Higher power view showing three CD3+ cells in juxtaposition to an apoptotic tumor cell (white

arrow). E-G) Tumor focus #2 in brain contralateral to alloCTL injection. E) Low power

photomicrograph shows abundant CD3+ cells (black arrows) primarily within the tumor mass (t)

but not in normal brain (n) located in the hemisphere opposite to alloCTL instillation. Yellow

asterisks show pockets of tumor cells within Virchow-Robin perivascular spaces. F) Intermediate

and G) High power magnification photomicrographs at that site again show apoptotic tumor cells

(white arrows) in proximity to CD3+ cells (black arrows). The brain sections are counterstained

with hematoxylin. Representative photomicrographs are shown from 1 of 10 mice; two

experiments were analyzed after H&E staining and two experiments after DAB-immunostaining.

Bars = 0.8 mm in B, 30 µm in C, 8 µm in D, 35 µm in E, 15 µm in F, 10 µm in G.

Figure 4. Subcutaneous tumor volumes to evaluate individual or combined cellular and gene

therapy treatment strategies. Rag2-/-γc-/- mice were subcutaneously injected with 2x106

231BR cells with concentrated RRV-GFP (white triangles), RRV-CD or concentrated non-viral

supernate. Tumor growth was allowed to establish for 15 days before some groups received

intratumoral injections of 1.2x107 alloCTL (downward arrow; white circles and white diamonds).

All mice were treated with 500mg/kg 5FC i.p. from days 21-27 post subcutaneous tumor injection

(upward arrows). Data are represented as the average tumor volume + SEM. Asteriks indicate

p<0.017 by two-way ANOVA with Bonferroni post-tests between mice who received MDA-

231BR + concentrated sup (black diamonds) and the following experimental groups: *, MDA-

231BR + concentrated sup + day 15 alloCTL (white diamonds); ** MDA-231BR + RRV-CD +

day 15 alloCTL (white circles); *** MDA-231BR + RRV-CD (black circles). Similar findings

were obtained from two tumor volumetric experiments; one experiment was a Winn-type assay

(n=4 mice/group) and the second experiment shown here was an established tumor assay (n=6

mice/group).

Figure 5. In vivo RRV-GFP spread through intracranial 231BR tumor. Rag2-/-γc-/- mice

were intracranially injected with a total inoculum of 2 x 105 231BR tumor cells containing either

2% or 8% 231BR-GFP vector producing cells. A) Vector spread in nontransduced tumor cells was

evaluated at 7, 14 and 20 days post tumor instillation using enzymatically digested tumor cells that

stained positive for GFP and were also positive for anti-human HLA,ABC. Data are averages of

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GFP+/HLA-ABC+ cells from triplicate wells ± SEM. B) Representative flow cytometric data from

day 14 post tumor instillation demonstrating 71.2 + 3.7% GFP+ cells from the 2% (left), and 78.9

+ 1.1% from the 8% 231BR-GFP (middle) supplemented populations, respectively. Tumor cells

isolated from a mouse intracranially injected with 100% 231BR are shown as a negative control

(right). One experiment; n=3 mice/group/timepoint.

Figure 6. Immunogene treatment schema, control and experimental treatment groups,

Kaplan Meier survival plots with mean survival times. A) The treatment schema along with the

7 control or experimental groups are detailed. Mice were first surgically implanted with cannulas.

Six days later they were intracranially infused with either nontransduced 231BR cells or 2%/98%

mixtures of RRV-transduced/nontransduced 231BR cells. The transduced 231BR cells had RRV

coding for either nontherapeutic GFP marker gene (control) or therapeutic CD gene. alloCTL

(therapeutic cells) or PBMC (unstimulated control cells) were infused into the tumor site on days 9

and 16 post-tumor infusion. All animals received the nontoxic prodrug, 5-FC, which was

intraperitoneally injected daily for 5 days (one cycle; up to 3 cycles were possible spaced 2-3

weeks apart). Groups 1 and 3 were controls for the suicide gene therapy and cellular therapy

treated groups. The experimental groups testing cellular therapy with alloCTL were groups 2 and 4.

The experimental groups testing suicide gene therapy were group 5 and 6. The combination

immunogene therapy was group 7. B) The Kaplan Meier survival plots along with the median

survival times (MST) are shown for all 7 control or experimental groups (n=9-10/group) as

observed to day 112 post-tumor injection. Long-term survivors were obtained for all individual or

combined cellular and gene therapeutic groups. The p values of significance (p<0.05) calculated by

nonparametric Log-Rank (Mantel-Cox) tests were as follows from this singular experiment:

Groups Treatments p value

Groups 1,2 PBS vs alloCTL 0.0011

Groups 1,4 PBS vs GFP+alloCTL 0.0365

Groups 3,2 GFP+PBMC vs alloCTL 0.0038

Groups 3,4 GFP+PBMC vs CD+alloCTL 0.0101

Groups 1,5 PBS vs CD 0.0078

Groups 1,6 PBS vs PBMC +CD 0.0051

Groups 3,5 GFP+PBMC vs CD 0.0093

Groups 3,6 GFP+PBMC vs CD+PBMC 0.0004

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Groups 1,7 PBS vs alloCTL+CD 0.0001

Groups 3,7 GFP+PBMC vs CD+alloCTL 0.0001

Three separate survival experiments were performed; two pilot studies with n=4-6/group gave

similar findings.

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Published OnlineFirst June 18, 2013.Clin Cancer Res   Michelle J Hickey, Colin C Malone, Kate L Erickson, et al.   to the BrainActivator Gene Therapy in a Model of Breast Cancer Metastatic Combined Alloreactive CTL Cellular Therapy with Prodrug

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