11
D POSITION NME OF ORGANIZATION/NTITY PARTIES . . ' , ,-Ñ Report Req11i1n/ by 1he E1hic.f FINANCIAL DISCLOSURE REPORT AOJO in Gm·ert1me/l/ Ac/ of 1978 Rev. 11010 FOR CALENDAR YEAR 2009 (5 USC app. §§JOI-JI J) 3. Date or Report J. Person Reporting (last name. first. rr.iddle initial) 2. Court or Organizution 0-106!010 F.a.,tern District of Pennsylvania Slomsky. Joel H. 6. Reporting Period 5a Report Typ (check appropriate typ) 4. Tille (Aride Ill judg inc.icate a1tive ur senit)r status; magistrate judges indicate fulor parHime) D 0110112009 Nominaiion, Date 10 District Judge-active Initial Anuual Final D 0 D 12/3 tn009 5b. AmenJed Rcprl 7. C.'amhr or Or1e Address 8. On the bais of the infrmation contained in this Report and anø· modifCations pertaining thereto, it is, in my opinion. in tomplianre with applicable laws and regulations. United States Counhouse 601 Market Street Philadelphia, Pennsyh·ania 19106 Rnie'f·ing Ofcer _ Date lPORTNT NOTES: The instructions accompa1ying this form must be followed. Complete all parts, checking the NONE box for each par where you have no reportable illformalion. Sign on last page. I. POSITIONS. (Reporing i1dividual only; st6 pp. 9-1 J of filing imtmctions.) [ NONE (No reportable positions.) I. 2. 3. 4. 5. 3. ,, e> c..; (/) (-J Ì . - I -o :.; _., C> - II. A GREEIIENTS. (Rtponini i1dfidua only; ... pp. 1-1-16 of fling instmction>.) ,.) :f e N .=·/ C 0 NONE (No reportable agreements.) 1•1:g 0 : } h '"1": -,I AND TERS -q Q $I 0 0 f I. '09 Joel Harvey Slom>ky Individual Retirement Account (IRA), control c Slomsky, Joel H. 2.

D Nominaiion, Date D · j I ! I I ! I I I -Lt!epotiK1 peeio _ d (2) i ' I FINANCIAL DISCLOSURE REPORT Page 5 of 11 Name or Pusan Reorting Slosky, Joel H. Date of Reo1 04/0612010 VII

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Page 1: D Nominaiion, Date D · j I ! I I ! I I I -Lt!epotiK1 peeio _ d (2) i ' I FINANCIAL DISCLOSURE REPORT Page 5 of 11 Name or Pusan Reorting Slosky, Joel H. Date of Reo1 04/0612010 VII

D

POSITION NAME OF ORGANIZATION/ENTITY

PARTIES

. . '

,

,-

Report Req11i1n/ by 1he E1hic.f FINANCIAL DISCLOSURE REPORT AOJO in Gm·ert1me/l/ Ac/ of 1978 Rev. 112010 FOR CALENDAR YEAR 2009 (5 USC. app. §§JOI-JI J)

3. Date or ReportJ. Person Reporting (last name. first. rr.iddle initial) 2. Court or Organiz.ution

0-4106!2010F..a.,tern District of PennsylvaniaSlomsky. Joel H.

6. Reporting Period 5a. Report Type (check appropriate type) 4. Tille (Artide- Ill judg inc..licate a1.:tive ur senit)r status; magistrate judges indicate full· or parHime)

D 0110112009Nominaiion, Date

10District Judge-active Initial Anuual FinalD 0 D 12/3 tn009

5b. AmenJed Rcporl

7. C.'hamh<ers or Orr1<e Address 8. On the basis of the information contained in this Report and an · modifiC'ations pertaining thereto, it is, in my opinion. in tomplianre with applicable laws and regulations. United States Counhouse

601 Market Street Philadelphia, Pennsyh·ania 19106

Rnie-'ff·ing Officer __ Date

llv/PORTA.NT NOTES: The instructions accompa11ying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable illformalion. Sign on last page.

I. POSITIONS. (Reporting i11dividual only; st6 pp. 9-1 J of filing imtmctions.)

[ZJ NONE (No reportable positions.)

I.

2.

3.

4.

5.

3.

,_,e-:> c..;(/)

(-J .. -I -o

::...;;_.,C> -

II. A GREEIVIENTS. (Rtponini:i11dfridual only; ... pp. 1-1-16 of filing instmction>.) ,_,..) : N

=· C)

0 NONE (No reportable agreements.) 1•1::-. 0 ::;:> }> '"1"'": -,,I

AND TERMS -q Q I

0 0 fT\I. '.!009 Joel Harvey Slom>ky Individual Retirement Account (IRA), control co

Slomsky, Joel H.

2.

Page 2: D Nominaiion, Date D · j I ! I I ! I I I -Lt!epotiK1 peeio _ d (2) i ' I FINANCIAL DISCLOSURE REPORT Page 5 of 11 Name or Pusan Reorting Slosky, Joel H. Date of Reo1 04/0612010 VII

of JHing

SOURCE AND TYPE

SOURCE AND TYPE

SOURCE LOCATION

INCOME

OR PROVIDED

FINANCIAL DISCLOSURE REPORT

Page 2 of 11

Name or Person Reporting

Slomsky, Joel H.

III. NON-INVESTMENT INCOME. (Reporting individual and spouse; ... pp. 17-U instructions.)

Date of Report

04/06/2010

A. Filer's Non-Investment Income

D NONE (No reportable non-inl'esrment income.)

1. 2009

2.

Joel Harvey Slomsky. Esquire--Law Firm

(yours, not spouse's)

$1,288.00

3.

4.

B. Spouse's Non-Investment Income ·If you wert marritd during any portion ofthe reporting year, complete this section.

(Dollar ammmr nut req14ired e:rcl'ptfor honoraria.)

D NONE (No reportable non-investment income.)

I. 2009 alary

2.

3.

4.

JV. REIMBURSEMENTS - transportation, lodging.food, entertainmmt.

( b1d1ules thme IO SJ>Ouse 11n.d depen.da1t chiltlrc'11; .\Upp. 25-27 of filing inJtmctions.)

D NONE (No reportable reimbursements.)

I. New York Intellectual Property Lawyers Assn.

3/27-28/2009 New York. New York

PURPOSE

Annual Event to Honor Federal Judges

ITEMS PAID

llolel, food. Transportation. Seminar

3.

4.

5.

Page 3: D Nominaiion, Date D · j I ! I I ! I I I -Lt!epotiK1 peeio _ d (2) i ' I FINANCIAL DISCLOSURE REPORT Page 5 of 11 Name or Pusan Reorting Slosky, Joel H. Date of Reo1 04/0612010 VII

SOURCE DESCRIPTION

CREDITOR DESCRIPTION

VALUE

VALUE COPE

FINANCIAL DISCLOSURE REPORT

Page 3of11

Name or Person Reporting

Slomsky, Joel H.

Dato or Rrport

04/0612010

V• G JFTS. (Includes those to spouse and dependf'nl children; ue pp. 18-31 of filing instructions.)

[ZJ NONE (No reportable gijis.)

l.

2.

3.

4.

5.

VJ. LIABILITIES, (ltrc/udes tho.re of>pouu and dependent chlldren; sre pp. 32-JJ of filing instructions.}

[ZJ NONE (No reportable liabilities.)

l.

2.

3.

4.

5.

Page 4: D Nominaiion, Date D · j I ! I I ! I I I -Lt!epotiK1 peeio _ d (2) i ' I FINANCIAL DISCLOSURE REPORT Page 5 of 11 Name or Pusan Reorting Slosky, Joel H. Date of Reo1 04/0612010 VII

I

I I:!.

I !

I 1

! I

111. I

Gross e cnd- ,

.

(l)

J

i

T

T

__ L_ __

i

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FINANCIAL DISCLOSURE REPORT Page 4 of ll

Name or Person Reporting

Slomsky, Joel H.

Dale or Report

04/06/2010

VII. INVESTMENTS and TRUSTS -- income, value, transactions 11nctudes those ofsp•use and dependen1children; see PP· 14-600/fili"g im1ruc1ivns.J

D NONE (No reportable income, assets, or transactions.)

I.

3.

4.

s.

6.

7.

8.

9.

10.

i 'II.

I 12.

13.

I 14.

115. 16.

A. Description of Assel< (including trust assets)

Place "(X)" after each a"er exempt from prior disdosure

IRA#l

--Vanguard Wellington Fund

-Vanguard Star Fund

--Vanguard Bond Index Fund-Intermediate Tenn

--Vanguard Bond Index Fund-Intermediate Tenn

IRA#2

--First Merchants Bank NA (CD)

--Morgan Stanley Bank (CD)

--Fidelity Money Market Account

IRA#3

--Ivy Asset Strategy Fund

--Vanguard Wellington Fund

--Vanguard Star Fund

--Vanguard Bond Index Fund-lntenncdiatc Tenn

--U.S. Treasury Strip

--Israel State Bond

--Banrn Popular (CD)

1 .

lncomL· Gain Cod :

(Sec: ColumnA Bl and ().I) 2. Value Coe

(S<e Columns Ct and 03)

A .:::.Sl,000 or less. f' "450.001 -SI00.000 J =SIS.OCO or k-ss N =$250.001 -$500.000

B. Income <luring

reponing period f-

of rep<1rting periud

(I) (2)Amount Type (e.g.,

: Code l l dl\ . rent,(A· )

J

_ or int.'i

B Dividend

B Interest

F lnt./Div.

B =SJ.00 I - $2.5r.>O

Value Code:!

(J-Pi

K

Pl

G "4IOO,Otll -$l.OOO.OOO

K "415.00t -$50.000

0 =SlOO,iJOI -$1,000.000

1 (2) {I) Type (e.g.,

buy, sell, redemption)

Value Method

Code 3 \Q-W)

T

Sold

Sold

Buy

Sold

Sold

SD Id

Sold

Sold

Matured

Matured

C =$2,501 · SS.000 Il l =$1.000.001 - $5.000,000

L=S50,001-$100.000

3. Value Method Codes (Sec Column C2)

P3 =$25.000,001 - S5ll.tXXJ.<XlO Q:::Appmi§af R =Co ! {Rt"al Estate Only)

V :;:()rhcr

Pl =Sl,000.001 · $5.00),000 P4 =Mure 1h.m $50,0tlO,OOO S =As!<.es. mcnt W=fatimutcdL'=Book Va.Jue

D. Tran a1.:rion during re(X>ning period

-(21- 1 --(3) __ .! -(4) - r ·

Date 1 Value ,. Gain I mm/dd/yy . Code Z Code I

.1 I 1J-P) (A-H)

03/02/09 K

03/02/09 K

03/02109 L

06/05/09 L

03/02109 K

03/02/09 K

0310210? K

06/08/09 K

02117/09 L

11/23/09 J

: I

A

A

A

A

A

B

c

A

D =SS.DOI -$15.0(X) H2 =More than SS.ocn.roo M =SIOO.OOt -$ 50.000 P2 5.000,001 - $2.1.000,1,()()

T ;,Cash Markel

(5)Identity of

buyer/seller (if private

1ransaction)

I: =lt5.(<JI. S"J.000

Page 5: D Nominaiion, Date D · j I ! I I ! I I I -Lt!epotiK1 peeio _ d (2) i ' I FINANCIAL DISCLOSURE REPORT Page 5 of 11 Name or Pusan Reorting Slosky, Joel H. Date of Reo1 04/0612010 VII

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- t!eporti 1 pe_io_d

(2)

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FINANCIAL DISCLOSURE REPORT Page 5 of 11

Name or Pusan Reporting

Slomsky, Joel H.

Date of Repor1

04/0612010

VII. INVESTMENTS and TRUSTS -- income, value, tramactio11s (lnc/1tdtS those of spouse and dtpmdent children; Set pp. 34-60 of fi/i11g instructioris.)

0 NONE (No reportable income, assets, or transactions.)1----- ------ -· ---·-

A. Description of Assets

(including trust assets)

Place "(X)" after each a";et exempt fmm prior disclosure

L...__

18. --Banco Popular (CD)

19. --Bank of the Ozarks (CD)

20. --Cleveland State Bank (CD)

i 21. --Discover Bank (CD)

! 22. --East West Bank (CD)

' 23. --Fanners and Merchants Bank (CDJ

24. --Foundations Bank (CD)

! 25. --First National Bank (CD)

' . 26. --Magnet Bank (CD)

27. --Paragon National Bank (CD)

: 28. --Fiddity Money Market Ac<.:ount

29. --Bank Clark County (CD)

i JO. --Mcrcani ilc Bank (CD)

31. --Mercantile Bank {CD)

32. --Capital One Bank llSA (CD)

33. --First Merchants Bank NA (CD)

34. --Morgan Stanley Bank NA (CD)

I. lncomC' Gain Codes: A;;:$ J,OCX> or less

1'Sce Column BI and D4} I 2. Value coo

(See Columns Cl and 03)

f :$50.001 -$t00.IX)()J =S 15.IXlO oTlcss N =$250.001 - SSC(),000

B. c. Income during

reporting period

Gross value at end --+-- --. -··· (I)

Amount Code I (A-II)

(I) (2) (I) T)pe (e.g .. div., renc,

or int.l

B =$1,001 - $2.100

Value

Co<lc 2 0-Pl

G 1100.0IJt - $!.IXXl,OOJK =St 5.{JO 1 - S50,[)(JO0 =$500.001 - s 1,000.000

Value Type (e.g.• Method buy. <ell. Code 3 redemption) CQ-W) _ L_ __ _

Matured

!Vlatured

Matured

Matured

Matured

Matured

Matured

Matured

Closed

Matured

Merged (with line 30)

C =$2.501 - S5.00<J

1t1 =Sl.000.001 -15.[)(J(),000L =S50,001 - SlOIJ.000

). Value Method Co.Jc, PJ =$25.000.001 - Sl0.000.IXlO Q =Apprai<al R =Cosr (Re'11 E,<,tale OnJyJ

V =Ottier

Pl =Sl.000.001-S5.IJOO,OOO P4 =Mure lhan $50,000.000

S =A c. sment W=Estimared(See Column C2} U =Book Value

D. Trans.actio;,s during reporting period

(2) (3) (4)

I Date ! Value ' Gain

mrnldd/yy 1 Code 2 , Code I l , tJ-P) i CA·H)

03113109

05/26/09

02/26/09

12114/09

01/23/09

01130109

02/10/09

127/09

01/30109

02/02/09

I - _j

K A

L B

K A

L c

L A

L B

K A

L B

M A

K A

D =$5.00t - S15.000

H2 =More than $5,000.000 M =$ 100.001 - $250.00J P2 =$5.000.001 • $25.000.00J

(5)Identily of

buyer/seller (if private

transaction)

E =Sl5,UOI · $50,0l J

I

Page 6: D Nominaiion, Date D · j I ! I I ! I I I -Lt!epotiK1 peeio _ d (2) i ' I FINANCIAL DISCLOSURE REPORT Page 5 of 11 Name or Pusan Reorting Slosky, Joel H. Date of Reo1 04/0612010 VII

I

I

I I

! !

I I

I

I

35.

36.

37.

'38.

39.

'40.

41.

42.

43.

44.

45.

46.

47.

I 48,

49.

A.

Description of Assets

(including trusc assets)

Place "(X)" after each asset

exempt from prior disclosure

--First Commercial Bank FL (CD)

--First Commercial Bank fl fCV)

--GMAC Bank (CD)

--America Fund-Capital Income Builder

--Concord Bank (CD)

--Cowlitz Bank (CD)

--Discover Bank (CD)

--Di,cover Bank (CD)

--First National Bank (CD)

--Magnet Bank (CD)

--Fidelity Money Market Account

--Bank North (CD)

--First Chicago Bank and Trust (CD)

--Legacy Texas Bank (CDJ

--Legacy Bank of Texas (CD)

I 50. --Bank of the Commonwealth of Virginia (CD)

51. --Merrick Bank (CD)

I J. Income Gain Codes:

(See Columns Bl and 0.t)

2. Value Codes

1Sce C'olumns Cl and 03)

A=Sl.OCt>llJless I' :$50,001 -SI00,000

J :S 15.{XXl or lc.'i.11: N =12.10.001 - SSOC1.00l

B. Income during

reporting period - , · -- -

(l l

I (2)

I Amount Type (e.g.,

I Code I div., rent. ' IA-H) ; orint.)

I C. Gross vulue al end of reponing period

r V 1e - - v e-· --Ty 1:cg, Code 2 MethoJ buy, sell, (}-Pl Code 3 redemrtion)

(Q-W)

Merged (with line 35)

Sold

Matured

Matured

Matured

Matured

Matured

Closed

Buy

Buy

Buy

Buy

Buy

B=Sl.00!-SZ.500

G=SI00.00! -Sl.000.000

K =Si HXl I - $5ll.UOO

c =$2,501 - $5,000Hi :$1.!Xlll.001-SS.!nl.OOO

L =$50.001 - $100,000 0 :.l51JO.OO I - $1.!l!Xl .000

). Value Method (\le.ks (Sec Co[umn C2)

PJ 425,000.00I - $50.000.000

Q=Apprni"I R =Cost (R al Otue Only) V =Olher

Pl :$1,0l0.001 - $5.000,000 P4 :;..Marc than .S50,000.000

S =A. scssmcnt

U :::oBook V11lue W =ts1im 1cd

D. Trnm.<.ictio:is during reporting period

m i <31 I D.itc '. Value

Imm/dd/yy f. Code 2

I (J-P)

03/09/09 K

02/06/09 K

02106109 K

03123/09 J

01/30/09 J

02/10/0'I L

01/30/09 J

02106/09 K

02/06/09 J

02/06/09 K

tl2/06/09 K

02/06/09 K

D =$5,001 - $15.000

(4) Guin

Code I I (A-Iii

A

A

A

A

A

A

A

H2 ;;-More than S5,D00.CX)()

M :$100.001-$250.0iXJ

P2 =S\000,001 - S S.rol,001

T ea.. h Mark.ct

(5)Identity of

buycr/sdler (if rriva(e

tram.action)

E :$15.001 · $50,000

!

i

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FINANCIAL DISCLOSURE REPORT Page 6 of 11

Name or Person Reporting

Slomsky. Joel H.

Date or Report

04/06/2010

VII. INVESTMENTS and TRUSTS -- income, .. atue, 1ransar1ions 11nc111r1es 1hos• of spouse and deprnden1 chi/d,.n; ... pp. 14-600/filing im1ruc1ions.J

D NONE (No reportable income, assets, or transactions.)

Page 7: D Nominaiion, Date D · j I ! I I ! I I I -Lt!epotiK1 peeio _ d (2) i ' I FINANCIAL DISCLOSURE REPORT Page 5 of 11 Name or Pusan Reorting Slosky, Joel H. Date of Reo1 04/0612010 VII

\ I 1 55.

-, (2) (ll

l (2) (I)

i I.

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FINANCIAL DISCLOSURE REPORT Page 7of11

Name of Person Reporting

Slomsky, Joel H.

Dale of Report

04/0612010

VII. INVEST1\1ENTS and TRUSTS .. income, .aru., 1ranwc1iuns t1nc1udes 1hose •l'P""" and dependent r11i/dren; see pp. J.J-6oof filing im1ruc1ions.>

D NONE (No reportable income, assets, or transactions.)

52.

53.

54_

1 56.

57.

58.

i 59.

60. i! / 61.

62.

63.

i 64.

65.

66.

'67.

68.

A.

Description of Assets

(including truo;;t as..'\Cts)

Place "(X)" ufter each asset

exempt from prior disclosure

--Georgia Bank and Trust Co. cCD)

--Bank Union (CD)

·-Bank Union (CDJ

--Cit Bank (CD)

--Cit Bank (CD)

--Mid Carolina Bank (CD)

--Charter Bank (CD)

--Charter Bank (CD)

--Macon Bank (CD)

--DMB Community Bank (CD)

--DMB Community Dank (CD)

--First Jackson Bank !CD)

--first Commericial Bank (Jackson, MS)(CD)

--American Bank CD)

--Commerce Bank (CD)

--Commerce Bank (CD

--Crescent Bank (CDi

I. Jncolli( G.iin Code5: A ;$ 1,000 or lcs,, (See Column& Bl and 04)

2. Value Codcl (Se Columl'\s Cl and 03)

I' =Sl0,00 I - SI 00,000

J =S 15.(XX) or Jess N =$250.00t • $500.000

B. Income during

i reporting period Gross value at end

of reporting period

I Ol ' !Amount /1 Code I I (A-H) I

i I

Type (e.g .. tliv., rent,

or int.)

B =Sl.IJOI • $2,500

Value Code 2 (l-Pl

G =SIOO.OOt - Sl.000,000

K =Sll,OOt -$50,000 0 =$500,00 I • $1.000.000

Value Type (e.g., Method buy, 'ell,

Code3 redi.!mption)

(Q-W)

Buy

Buy

Buy

Buy

Buy

Buy

Buy

Buy

Buy

Buy

Buy

Buy

Buy

Buy

Buy

Buy

Buy

C =S2.50 I - $5.IXlO

HI =Sl.OOO.OOl -S5,Q10.0<Xl

L =$50.00 I - S 100.000

3. Value 1'.krhod Codes tS...•e Column C2)

PJ =$25.000.00 t • $50.000.000 Q =Appraisal R-CoM fRc:al l:.\t.Hc Only)

V=Ckher

Pl =$1,()()().001 -Sl.000.000

P4 =Mnrc th:sn SS0.000,000

S ;A. .<.cssmcnt U=Book Vnh..-e W =-Estimated

D. Transactions during rcponing period

1 · (2) (3)I Dare ' ValueJ rmn/ddlyy : Code 2

I (J-P)

02/06f09 K

02/26/09 K

02/26/09 K

02/26/09 L

02/26/09 K

OY.!.6/09 K

02n6/09 K

02/26/09 K

03/05/0'J K

03105109 L

03/05/09 K

03/05/09 K

03/05/09 K

03/05/09 L

OJ/05/09 L

03/05/09 K

03105109 L

0=$5.l JI -$15.000

- :C , .. Code 1 , (A-fl)

H2 =Mo"' thsn Sl.000,000

M =SI00.001-$250.000

P1 =Sl.000.001 - $25.000.000

T =Cash Market

(5) Identity of

buyer/seller

(if private

transaction)

I

Page 8: D Nominaiion, Date D · j I ! I I ! I I I -Lt!epotiK1 peeio _ d (2) i ' I FINANCIAL DISCLOSURE REPORT Page 5 of 11 Name or Pusan Reorting Slosky, Joel H. Date of Reo1 04/0612010 VII

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FINANCIAL DISCLOSURE REPORT Page 8 of 11

Name or Person Reporting

Slomsky,Joel H.

Date of Report

04/06/2010

VII. INVESTMENTS and TRUSTS -- incom•. ,.,i1u-. 1ransac1iuns rrnc1udes rho.. of •pouse and depend•ntrhildrm; ,., PP· J -60 of filing ins1ruc1ions.J

D NONE (No reportable income, assets, or transactions.)

69.

70.

71.

n.

173.

74.

75.

76.

77.

78.

: 79.

80.

81.

82.

A. Description of Asscls (including trust as.<;.ets)

Place "(X)" after each asset e>.empl from prior disclosure

--Sallie Mac Bank (CD)

--Sallie Mae Bank {CD)

--Great Southern Bank (CD)

--Pacific Continental Bartle (CD)

--General Electric Capital (Bond)

--Goldman Sachs Group Inc. (Bond)

--Genworth Financial Inc. (Bond)

--Citigroup Inc. (Bond)

--Prudential Fin;rncial Inc. (Bond)

--American International Group (Bond)

--Vanguard Wellington

--Vanguard Total Brmd Markel Index Fund

--Fidelity Money Market Account

IRA#4

B. Income during

reporting period-

(I) - '-· (2)!Amount ; Type (e g ..

ICode I div. rent, (A-HJ 1 or rnt)

_l__ -

A Di,idcnd

I c.I Gro" value at end

i _

of reporting period

(I) (2)Value Value

CLlJC" '..! kthoJ (J·Pl Code 3

' (Q-W)

J T

D. Tnmsactions <luring reporting period

t'- Ty 1:e.g., -, ;e 1 V� e I :; I- - ldei; :y of

buy, sell, 1mm/dd/yy I Code I Code I buyer/;dl<r

redemption) i (J-P) 1 (A-H) (ifprivate

_ __ L _ _l_ _ _. _ _J__ __ .. __ _

Buy 03n6t09 K

Buy 03/26/09 K

Buy 05/08/09 L

Buy 06/09/09 J

Buy 06/02109 K

Buy 06/02/09 K

Buy 12/30/09 J

Buy 12/30/09 J

Buy 12/30/09 K

Buy 12130/09 J

Buy 06/08/09 L

Buy 03/10/09 L

183. --Vanguard Target Retirement 2045 Fund

I 84. Flexible Annuity Plan

85, --Mutual of America ConservativeAllocation Fund

I. Income Gain Codes: (See CcJlwnn BJ and D4)

2. Value Codes (S<e Cohunns CI 3nJ l}j)

}. \'aluc Method Code.\ {Sec Column C2}

A =$1.00J or less I' =150.001- $100.000

J =S 15,000 or less N =S2.50.00I - SSOO.fXlO P3 =$25.000,001 -$50.000,000

Q Appraisal U =Book Value

c lnt./Div. L

B =SI.OJI - S1,:>00 G =l 100.()(lt - S IJ'OO.()(Xl K •$15.001 - S>0.000 0 :$500,001 - s 1,000.000

R =Co t(Rcal Esu1c On!)) V =Other

T

C =12.501-$5.tx>O

HI =SUXJ0.001 - $5.000.000 L=$50.001-SI00.000

Pl =I 1.<J00.001 - SS.000.0IXJ P4 =More than $50.000,IXJO S •A.c; ssmenf W b1imarl"C.J

D =$5.001-$15,u<JIJ

U2 ;More dun SS,OOJ.OCI() M =SI00.001-$250.000 1'2 =55.000,001 - 125.000.000

E =SIS.Olli - $50.000

'

Page 9: D Nominaiion, Date D · j I ! I I ! I I I -Lt!epotiK1 peeio _ d (2) i ' I FINANCIAL DISCLOSURE REPORT Page 5 of 11 Name or Pusan Reorting Slosky, Joel H. Date of Reo1 04/0612010 VII

!

i

! 1

J

m OJ

L..

I

! !

Date of ReportFINANCIAL DISCLOSURE REPORT Namt of Ptrson Reporting

04/0612010Slomsky, Joel H. Page 9 of 11

VII. INVESTMENTS and TRUSTS -- income, va1ue, 1ransar1in11s 11nc1udes those of spouse and depe11denz chi/dun; see rr- 1-1-60 of filini: ins1mctio11s.J

NONE (No reportable income, assets, or transactions.)

A. Descriprion of Assets va e at enJ l:om�un:- ··1--·-: >ss

(including trust assets) reporting period of reporting period

(11 ( ) (I)i / 2 2!Amount Value Value Type (e.g., Place "(X) .. after each asM:t Code I

Type (e.g .. l 0i 1 buy, st!!,div., rent. Code MethoJexempt from prior disclosure ( )i (A-11)

, (J-P). _;_ - _:•mptio:_ int.)or

L_ I L

D.

Tranl)actiun during n:porting periud

I (4) (5)Date Value 1 ldcmity of J Gain

mm/ud/yy Code buyer/sellerCode 2 I {ifpri.vateI {A-HlI (J-P)

transacrion)

86.

87.

88.

89.

90.

91.

92.

93.

94.

--Mutual of America Mid-Tenn Bond fund

--Mutual of America Moderate Allocation Fund

--Mutual of America General Account

Tax Deferred Annuity

--Mutual of America Conservative Allocation Fund

--Mutual of America Mid-Tenn Bond Fund

--Mutual of America Moderate Allocation Fund

--Mutual of America Interest Accumulatinn Account

PNC Bank Money Market Account

D

A

Buy

Sold

lnt./Div. N T

Buy

Sold

Interest L T

95. Citizens Bank Select Money Market B Interest K T Account

96. Citjzcns Bank Checking Account None T

03102109 K

03/02{09 J

03/0 /09 L

03/02/09 L

I

A =$1,0CO or les,. B =Sl.001 -Sl.SfiO C =S2,501 • $5.000 -J. Income Gain Codes: I) :$5.001 • $15.000 E=!IS.001 SS0.000F =$50.00I • S100.000 (Sec Columns BI and D4) G :$ l()tJ.001 - S 1.000.000 Ht :$).(Xl0,001 -Sl.000.000 112 =More than $5.000,0C(} J =$15.UOO or le$S2. Value Cod K =115.()(ll - SS0,000 l.=SSO.llOl -$100.000 M :$100.00 I • $150,().XJ

($!'.('Columns CJ anJ DJ) O=SSrxl.OOl -SUnl,000 Pl =Sl,000.001 -15.000.0C.O N =$250.001 - $500,00:1 f'l =SS.000.00t . $25.000.000 PJ :125.000,001 - SSO.OW.!X>O P4 ::;Mure: thaa $50,000,000

;\.Value Mc1hoJ Codes Q =Appraisal R ==Co t (!<cal Es.rate Only) (Sec Cclumn C2)

S =As..o;r-ssmcn1U =Book Value V;:::()1her W :::Estimated

Page 10: D Nominaiion, Date D · j I ! I I ! I I I -Lt!epotiK1 peeio _ d (2) i ' I FINANCIAL DISCLOSURE REPORT Page 5 of 11 Name or Pusan Reorting Slosky, Joel H. Date of Reo1 04/0612010 VII

FINANCIAL DISCLOSURE REPORT

Page 10of11

Name of Person Reporting

Slomsky, .Joel II.

Dale of Report

04/06/2010

VIII. ADDITIONAL INFORl\tlATION OR EXPLANATIONS. (lndirot•partofR•porl.)

Part VII. Investments and Trusts: The Joel Harvey Slornsky, Esquire, 40l(k) Profit-Sharing Plan and the Joel Harvey Slomsky. Esquire. Defined Benefit Pensi on Plan. reported on the financial Disclosure Form for 2008, were terminated as of Dcccmhcr 3 L, 2008 and the assets of the Plans were rolled over in 2009 into a new Joel H. Slomsk y Individual Retirement Account (IRAl. which is listed in this Form as IRA #3 Clines IO to 81). IRA #I, referred to on lines I to 5, held at Vanguard Mutual Funds was terminated in 2009 and the assets were also rolled over into the Joel 11. Siomskv Individual Retirement Account (IRA). which is listed . in this Form at IRA #3 (lines 10 to 81). The a.<Sets in the Vanguard Wellington Account (line 79) were purc hasecl in both the IR.'\ #1 and IRA #3 on various dates in 2009, beginning on 618109, and are consolidated in line 79. The assets in the Vanguard Total Fland Market Index Fund (line RO) were purchased and sold on various dates in 2009, beginning on 3/10109. an d are consolidated in line 80. The a"ets in the Vanguard Bond Index Fund-Intermediate Term (line 14) were also purchased and sold on various dates in 2009. beginning on 3/2/09. and finally sold on 6/8/09.

Ill. Non-ln\'cstment Income: In 2009, I received a foe in a ca.'e in which I had been appointed hy the Third Circuit Court of Appeal.> to represent an Appellant in nn appeal of a criminal conviction and sentence. I was compensated for my services on the appeal only for the time I worked on the case when I was still in private practice in 2008. I bacamc a federal judge on October 8, 2008. The income listed as Non-Investment Income (line l) is the income reported on a Schedule C (net profits) reported on my 2009 federal tax return.

Page 11: D Nominaiion, Date D · j I ! I I ! I I I -Lt!epotiK1 peeio _ d (2) i ' I FINANCIAL DISCLOSURE REPORT Page 5 of 11 Name or Pusan Reorting Slosky, Joel H. Date of Reo1 04/0612010 VII

Dale of Re1K>rt Name of Person Reporting FINANCIAL DISCLOSURE REPORT

Page 11 of 11 04/06/2010Slomsky,Joel H.

IX. CERTIFICATION.

I ccrtifJ that all information given ahove (including infomiation pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my kno,.Jcdge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income f'rom outside employment and honoraria and the acceptance of gifts which have hcen reported arc in compliance "ilh the provisions of 5 U.S.C. app. § 501 ct. seq., 5 U.S.C. § 7J53, and Judicial Conference regulations.

Signature

NOTE: ANY INDIVIDUAL WHO KNO\VINGLY AND WILFULLY FALSIFIES OR FAILS TO l'ILE THIS REPORT l\IAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544