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    This article was downloaded by: [139.228.38.243]On: 02 October 2014, At: 02:35Publisher: Taylor & FrancisInforma Ltd Registered in England and Wales Registered Number: 1072954 Registeredoffice: Mortimer House, 37-41 Mortimer Street, London W1T 3JH, UK

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    Dynamic simulation model of vertical

    infiltration of water in soilVALERIJ YURIEVICH GRIGORJEV a& LSZL IRITZ b

    aState Hydrological Institute , 2 Linija 23, SU-199053,

    Leningrad, USSRbDepartment of Hydrology , Uppsala Univeristy , Vstra gatan24, S-753 09, Uppsala, SwedenPublished online: 29 Dec 2009.

    To cite this article:VALERIJ YURIEVICH GRIGORJEV & LSZL IRITZ (1991) Dynamic simulationmodel of vertical infiltration of water in soil, Hydrological Sciences Journal, 36:2, 171-179, DOI:10.1080/02626669109492497

    To link to this article: http://dx.doi.org/10.1080/02626669109492497

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    Hydrological Sciences - Journal - des Sciences Hydrologques, 3 6 ,2, 4/1991

    Dynamic s imulat ion model o f vert ica l

    infiltration of water in soil

    VALERIJ YURIEVICH

    GRIGORJEV

    State Hydrolog ical Institute, 2 Linija 23, SU-199 053 Leningrad, USSR

    LSZLmrrz

    Uppsala

    Univeristy,

    Departm ent of Hydrolog y, Vstra gatan 24,

    S-753 09 Uppsala, Sweden

    Abstract One of the most important problems of hydrological

    forecasting is to obtain a reliable estimation of effective rain.

    Infiltration is one of the variables which greatly influences the

    partitioning of rainfall into surface runoff and subsurface flow.

    This paper presents an infiltration model which describes the

    unsaturated zone as a multi-layer system. For this purpose a

    relationship developed by Denisov (1978) for total hydraulic

    potential versus soil moisture conten t has been used. The model

    contains a system of ordinary differential equations for describing

    soil moisture movement and it can be interpreted as an aggre

    gated simulation model with lumped param eters. Som e basic

    equations and results of simulation runs are presented.

    Modle dynamique de simulation de l'infiltration verticale de l'eau

    dans le sol

    Un des plus importants problmes dans la prvision hydrologique

    est l'estimation fiable des prcipitations efficaces. Dans ce cas

    l'infiltration est considre comme tant un point crucial. Ce

    papier prsente un modle d'infiltration qui dcrit la zone non

    sature comme un systme multicouche. Le modle comport un

    systme d'quations diffrentielles dcrivant le mouvement de

    l'humidit du sol et peut tre considr comme un modle de

    simulation global avec des paramtres globaux. Quelques quations

    de base ainsi que les rsultats des simulations sont prsents.

    INTRODUCTION

    The estimation of infiltration is one of the most difficult problems of

    hydrological forecasting. The infiltration capacity of soil largely influences, in

    the first phase, the amount and temporal partitioning of rainfall into runoff

    and surface storage during a given storm. Infiltration is primarily controlled

    by factors governing water movem ent in the soil. Initial wa ter conten t and

    variations in soil water characteristics near saturation have a very strong

    influence on predicted infiltration. Although the character of the phenomenon

    is complex, sophisticated methods are rarely applied because of the

    Open for discussion until 1 October 1991

    111

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    173

    Dynamic simulation

    m odel of

    vertical infiltration

    rate and includes five varying parameters estimated off-line.

    There are many infiltration equations that have originated

    in

    the analysis

    of field data. Field applications are usually based

    on

    either simplified concepts

    or empirical formulae expressed

    in

    time and some othe r soil parameters. The

    parameters

    for

    such models

    are

    obtained from soil water measurements

    or

    are estimated (Skaggs

    &

    Khaleel, 1982). Num erous empirical formulae have

    been developed attempting

    to

    approximate

    the

    infiltration rate

    of

    water

    through the soil surfaceby decreasingit monotonically with time. Oneofthe

    simplest was proposed by Kostiakov (1932). Ho rton (1939) gaveanempirical

    formula which

    is

    still widely used today.

    Some benefits may be obtained from coupled models which jointhe

    simple methods

    and the

    physics involved

    in the

    Richards equation.

    The

    model proposed

    by

    Pingoud

    &

    Orava (1980)

    is an

    approximate lumped

    type model which uses the conservation equation to derive an analytical

    formula

    for the

    flow rate from

    one

    storage

    to

    another.

    The

    soil

    is

    divided into layers having certain physical soil constants . Each layer

    is

    considered

    to be a

    storage

    for

    moisture.

    The

    flow ra te from

    one

    layer

    to

    the next is assumed to be proportional to the gradient in moisture

    content between layers.

    PROPOSED SIMULATION MODEL

    The lumped parameter model

    of

    the m ulti-layer system described below trie s

    to avoid

    the

    above-mentioned problems because

    it

    does

    not

    require

    the

    complete solution

    of

    the Richards equation,

    but

    the physical meanings

    of

    the

    parameters remain.

    The soil is approximated as several layers each with certain soil

    characteristics

    of

    their own,

    as

    presented

    in

    Fig.

    1. The

    mass conservation

    equationfor each moisture storageof the systemisgiven as:

    df

    i-IT =*/-*/+ C

    1

    )

    where

    P.is the

    porosity; tj>

    (

    .

    is the

    relative m oisture conten t (degree

    of

    pore

    saturation)

    in

    layer

    i

    with thickness A. (which varies

    for

    different layers); and

    q

    i

    is

    the flux

    of

    water through layer

    i

    and across the boundary between layers

    / andi + 1.

    For simplicity the condition:

    - = 0 2)

    is assumed

    for the

    layer

    n.

    Physically, this means that

    the

    level

    of the

    groundwater table

    is

    constant.

    In

    general this restriction

    is

    quite limiting but

    itisacceptablefor the estimationof excess precipitation.

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    Valerij Yurievich Grigorjev Lszl Iritz

    174

    n

    layer

    TABLE LEVEL

    Fig. 1 Multi-layered system of soil in the model: z. is thickness of

    layer i; and q

    i

    is flux of water through the bounda ry between

    layers i and i+1.

    The general formula of the flux can be expressed as:

    ->

    q =

    -K(4>)grad

    i

    _

    1

    ,4>)

    W ) - W

    M

    )

    z z

    ,

    4)

    where K

    {

    is the harmonic mean between the hydraulic conductivities of layers

    (J?

    - 1) and

    i.

    Its value can be computed as has been given by Rees & Sparks

    (1969):

    K:

    2K(0.)

    KW..J

    K .)

    K(4>

    ,-.

    j)

    (5)

    Denisov (1978) proposed to express the hydraulic conductivity of a

    partially saturated soil as:

    * ( * , )= K

    s

    t

    i a - 4>,r

    (6)

    where K

    s

    is the hydraulic conductivity in saturated conditions. A frequently

    used form for the conductivity of a partially saturated soil, developed by

    Irmay (1966), is:

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    175

    Dynamic simulationmodel ofvertical infiltration

    K = K

    i - v

    1 - * ,

    7)

    0 J

    where

    4>

    0

    is the immobile water conten t of the dry sample. The range of

    variation of i/

    0

    is between 0.0 and 0.1. The hydraulic conductivity computed

    by equation (6) for lower saturations approaches half the value given by

    equation (7), and the computed values are close to each other when the

    saturation degree, , is close to 1.

    The total hydraulic potential of soil moisture was expressed by Denisov

    (1978) as:

    m

    t

    )=

    -Z i

    +

    A

    y

    + ( 1 -

    4>i)'

    h

    +A

    2i

    In

    1 + (1 - 0. )

    1 - (1 - * ,)

    Vi

    8)

    where A

    u

    , A

    2i

    and m are hydrophysical characteristics of the soil related

    to the matric and capillary potentials.

    The proposed model includes equations (1), (2), (4), (5), (6) and (8).

    This system of ordinary differential equations has been solved by the

    Adams-Multon algorithm for given initial conditions (initial moisture profile

    of the soil) h = 0,

    iQ

    i e [1,n] and input r(f). The block scheme of

    initial and upper boundary conditions is shown in Fig. 2.

    A,;: A

    2 i

    i m; Z;; P|: K.

    h ; f i o ; r ( t ) ; T

    i ;

    T

    2

    So l u t i o n o f t h e sys t e m

    o f t h e o r d i n a r y d i f f e -

    r e n t i a e q u a t i o n s

    INPUT

    LOGICAL CONDITIONS

    h(t), f(t)

    OUTPUT

    Fig. 2 Block scheme of initial and upper bounda ry co nditions.

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    Valerij Yurievich Grigorjev Lszl Iritz 176

    The rainfall excess is given by:

    h{t) =r(t) - q

    x

    (9)

    where

    r(t)

    is the rainfall rate and

    q

    i

    is the surface infiltration flux into the

    first storage and written as:

    1\

    r(t) if q^>r(f)

    0 ifr{t)= 0

    qy> otherwise

    (10)

    where

    q^

    is given by the model equations . The infiltration into the first layer,

    q

    v

    is a dynamic param eter which depends on the rainfall rate and on the soil

    moisture redistribution between the neighbouring layers. The hydrostatic

    pressure of the ponded water height

    (h

    0) is not taken into account.

    According to Schmid (1989), the errors produced by neglecting this influence

    on rainfall excess are sufficiently small compared to the uncertainty

    introduced by inaccurate soil data.

    Using absolute values under the roots in equation (8) for total hydraulic

    potential versus soil moisture, one can avoid the problems which occur when

    0. is close to 1.0. Physically, that means that the soil has a flexible defor

    mation and that the soil total hydraulic potential function,

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    177 Dynamic simulationm odel ofvertical infiltration

    With a given rainfall rate (Fig. 3: (I)), excess rainfall was simulated on

    unlayered and layered homogeneous soil profiles (Table 1: simulation runs

    ( l ) - (3) ) .

    The infiltration was stabilized at different levels for 1.5 h in all three

    cases but the number/thickness of layers strongly affected the calculated

    volume of excess rainfall (Fig. 3). Excess rainfall appeared first on the profile

    divided into a maximum of ten layers and last on homogeneous soil. The

    excess rain on average for a soil with five layers is twice as high as on the

    unlayered soil, and 2.5 times higher on ten layers of soil than on five.

    mm/hour

    3.0

    hours

    0 -

    /

    /

    /

    , ' /

    / /

    /

    1

    1

    /

    1

    /

    1

    /

    /

    / /

    ^-~~~

    -~

    A n h o

    h o

    1 0 l a y e r s ( 3 )

    5 l a ve r s / 9 1

    mog

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    Valerij Yurievich Grigorjev Lszl Iritz

    178

    within the profile is simulated by movement of the intermediate block

    boundaries (upward and downward) in response to the potential gradient

    between adjacent blocks. This method was further improved by Markar &

    Mein (1987).

    With the rainfall rate (II), excess rainfall was simulated on a homoge

    neous (4) and an inhomogeneous (5) soil profile (Table 1). In the case of the

    inhomogeneous profile, the second layer in the unsaturated zone had low

    conductivity (assuming e.g. clay). The excess rainfall on the inhomogeneous

    profile turned out to be twice as high as on the homogeneous one (Fig. 3).

    Many authors have emphasized that the hydrological importance of the

    topmost layer is extremely large because infiltration depends strongly on its

    actual sta te. Numerical analysis in this study pointed out also that the initial

    water content of the first layer (0 to some 300 mm from the surface) has a

    particularly important role.

    CONCLUSION

    There are many questions in hydrology (e.g. water erosion, pollutant transport,

    aspects of human activities etc.) which require the application of complex

    watershed models. In those models, all the main processes such as

    evaporation, overland flow, infiltration, etc. should be modelled in a more

    complex manner than can be done by simplified methods. The movement of

    water through and within the upper zone of soil has a very high practical

    importance for surface flow generation. At the same time, the character of

    the phenomenon makes the theoretically well-based methods complicated. On

    the other hand, empirical formulae abandon a large part of the physical

    significance. That is the reason why an approximate method was tested

    herein. The model tested does not require the complete solution of the

    Richa rds equation. Relationships developed by Denisov (1978) for hydraulic

    conductivity in unsaturated soil and for total hydraulic potential versus soil

    moisture content have been used in this model.

    The authors of this paper are well aware that the model presented is an

    approximate on e. It may be accurate enough, however, for practical purposes,

    and due to its comparatively simple structure it is well suited for use as a

    component within a complex watershed model.

    Acknow ledgements The authors wish to thank Professor L. Bengtsson and

    Dr H. B. Schmid for their valuable editorial suggestions and Dr R. Saxena

    for language editing.

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    Abbo t M. B., Bathu rst, J. C , Cunge J. A., O'Connell, P. E. & Rasm ussen J. (1986b) An intro-

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    Dynamic simulation

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    Received 30 May

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    accepted 15 November 1990

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