Frank H Seay Financial Disclosure Report for 2009

8/3/2019 Frank H Seay Financial Disclosure Report for 2009

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aa to FINANCIAL DISCLOSURE REPORT R e p o r t R e q u i r e d b y t h e E t h i c sin Government Act of1978R o y . J / 2 0 1 o FOR CALENDAR YEAR 2009 ( 5 u . s .c , a p p . 1 0 1 - 1 1 1 )I . P e r s o n R e p o r t i n g ( l a s t n a m e . f i r s t , m i d d l e i n i t ia l ) 2. Court or Organization 3. I D a t e of R e p o r tSEAY, FRANK H. US DISTRICT COURT-EASTERN 04,21/20|0

4 . T i t l e ( A r t i c l e l I 1 j u d g e s i n d i c a t e a c t i v e o r s e n i o r s t a t u s ; 5 a . R e p o r ~ T y p e ( c h e c k a p p r o p r i a t e ty p e ) 6. Reparling Periodm a g i s t r a t e j u d g e s i n d i c a t e f u l l - o r p a r t - t i m e ) [] Nominat ion. D a t e 01/01/2009U.S . DISTRICT JUDGE -SE NIOR STATUS [] Initial ~ ~ A n n u a l [] Final to12/31/2009

5b , [ ] Amended Re po r t7 . Chambers or Office Ad dre s~ 8 . On the basis of the in formation contained in th is Report alld anym o d i f i c a ti o n s . n e r ~ a i n i n g t h e r e t o , it i s , i n m y o p i n i o n , i n c o m p l i a n c eEASTERN DISTRICT OF OKLAHOMA with applicable laws and regu lations.UNITE D STATE S COURTHOUSEMUSKOGEE, OK 7 4~02-0828 Reviewing Officer D a t e

I M P O R T A N T N O T E S : T h e i n s tr u c t i o n s accompanying this form must be fidlowecL Complete all part~,checking the NONE box for each part where you have no reportable information~ Sign on los t pag~

i~] N O N E (No repo rtable positions.)P OS IT IO N N A M E O F O Rg A N IZA T IO N /ENT IT Y

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I I . A G R E E M E N T S . ~ g e ~ o ~ , ~ individual only; see pp. 14.16 of filing instruclion~) 7"~," ~ ~ []~ NONE (No reportable agreements.) c.= :.. ~ ~.:..~"


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FINANCIAL DISCLOSURE REPORT ] Name of Person RepoS ing Date of ReportP a g e 2 o f 8[ SEAY, FRANK H.

04/21 /2010

IlL N O N - I N V E S T M E N T I N C O M E . ~ R e ~ o . ~ . g ~ . a i ~ ia ~ a t o ~ . p o ~ , e ; ,~ . ~ ~ p . 1 7 - 2 4 of filingA. Filers Non-lnvestment Incom e

NONE ~o reportable non-investment i~come.)~OURCE AND TYPE

(you~, not s~u~s)

l.

2.3.

4.

B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - t/you were married during any portion of the reporting.year, complete this sectior~(Dollar amount not req uired e, vcept for honoraria.)D NONE (No reportable non-investment income.)

D A TE S O U R C E A N D T Y P EIo 2009 STATE OF OKLAHOMA - TEACHERS RETIREMENT SYSTEM

2.

3.

4.

I V . R E I M B U R S E M E N T S - ~ ,. .~ p o .o ~ i o ~ , ~od~i.g,/oo~, e. ,e.~i .~e.~(Includes t~e to s~)~e and de ~n~nt child~n; see pp. 23-27 qffiling inst~ctio~.)

N O N E (No reportable reimbursements.)~ ~ LO~ATI ON pu~o~g I T E M ~ P A I D O R P R O V I D E D

I,2.3.

4.

5.


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FINANCIAL DISCLOSURE REPORT! N a m e o f P e r s o n R e p o r t in g t

D a , e o f R e p o r tPage 3 of 8 SEAY, F R A N K H . 0 4 / 2 1 / 2 0 1 0

~ N O N E (No reporcable g~s.)~ DgSCRIPTION VAL~

1.2.3.

5.

V I . L I A B I L I T I E S . a ~ a n a e s t h o s e o . r , p o u s eN O N E (No re portable l iabil i ties.)

CREDITOR DESCRIPTION VALUE ~ODE1.2.3.4.5.


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FINANCIAL DISCLOSURE REPORT [ N a m e ~ f P e r s o n R e p o r t in g D a t e o f R e p o r tP a g e 4 o f 8] SEAY, FRANK H.

0 4 1 2 1 / 2 0 1 0

V I I . I N V E S T M E N T S a n d T R U S T S - i ,, c o , ,, ~ , v , a , , e , r,., ,,acno., t.a.d~ Ih os. q st~us, o.d dependent children; see p p . 3 4 - 6 0 o/filingt instructions.)F-"] N O N E ( N o reportable income, assets, or transactions.)

D e s c r i p ti o n o f A s s e t s I n c o m e d u r i n g G ro s s va l u e at e n d I T r a n s a e t i o u s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g t r u s t a s s e t s ) r po rt i n g p er i o d o f r e po rt i n g p er i o d !

~ernptfromlxiordislosure CodelI div.,rent, Code2 i Method [ buy, sell, mmldd,yylCode2 Iodel| buyer/selleri (AH) ! orint.) 0"P) I Code3 ! redenaption) I (l-P) I(A-H) i (ifprivai

1 . 1764 W I IN OLIP, MCGIRT & DIXON, C Royalty .I I WHUGHE S COUNTY, OK2. 1/64 W I IN MccA~LIN # I & #2, B Royalty J WSEMINOLE COUNTY, OK3. 1/27 WI IN BOYD #2, HUGHES A Royalb J WCOUNTY, OK4. 1/20 WI 1N BE #1 &~2, HUGHES A Royalty J WCOUNIY, OK5. 1/32 ORRI IN OLIPHANT #2, HUGHES B Royalty J WCOUNTY, OK

: 6 . 1120 Wl IN KAMPERMAN, HUGHES A Royalty .1 WCOUNTY, OK7, t140 WI IN ENNIS # 1 -25, SEMINOLE None J WCOUNTY, OK

i8 . 1 i 40 W I IN HM #1 & #2 , HUGHES B Royalty J WCOUNTY, OK9. 1/64 W I IN BULL PASTURE, SEMINOLE None J WCOUNTY, OK

1 0 , PRODUCING MIN [NT-W ILLACY CT, E Royalty J WTX APPRAISAL 3-29-891 I. 1164 W I IN BULL #I, SEMINOLE B Royalty J WCOUNTY, OK1 2 . 1 / 64 W [ 1N COW BOY #1 -HUGHES , A Royalty J WCOUNTY, OKI3. 1 / 64 Wl IN COW B OY #2 - HUGHE S, None J WCOUNTY, OK1 4 . NON-PROD MIN INT-GARVIN, POTT & None J WSEM CT,OK APP RAISAL 3-29-891 5 . PRODUCING M INE RAL INT- A Royalty J WSEMINOLE CO., OKLA1 6 . 1/64 W l IN JOHN W #1, SEMINOLE B Royalty .I WCOUNTY, OK1 7 . CDS, SAVINGS & DE M AND DE POSIT , B Interest J TBANCFIRST, SEMINOLE

1. Inl Gale Co~-l: t l 4 1 , 0 0 0 o r I ts * it :$1,00i - $l,~i00 ........ :lLS0i- I~,~0 ...........................................= $ L ~ l - $ 1 5 . 0 0 0 E = 1 i 5 , 0 0 1 -( S e e C o t u m m B I a n d D 4 ) F = $ 5 0 . 0 0 1 - $ 1 0 0 , 0 0 0 O = $ 1 0 0 , l ~ l - I t ,0 0 0 , 0 0 0 i l l : $ ! . 0 0 ~ , 0 0 ! - $ 5 ,0 0 0 . 0 0 0 1 1 2 - M o r e th a n2. Valu e Cod e s J ~$15.000 or le s s K =~,15.001 - $50,000 L =$50.001 - $ I00,000 M 4 100 ,00 i - 1250 ,0~0

IS~ Columm 1.71 and !)3) N = $250,001 - 1 500,0 00 O = $500,001 - $ 1,000,0~ 0 PI = $1,000,00t - ~5.000,000 P2 =$5,000,001 - $25,000,000P 3 ~ $ 2 5 . 0 0 0 , 0 0 1 - $ 5 0 . 0 0 0 , 0 0 0 P 4 = M o r e t h an $ 5 0 , 0 0 0 . 0 0 03 . V a ! u e M e l h o d C o d ~ s Q =Appra i sa l R = C o s t (Real Estate Only) $ = A s s e s s m e n t T - C ~ s htS e e C o lu m n C 2 ) U ~ B o o k V a lu e V = O t ! ~ er W = E s t i m a te d ]


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FINANCIAL DISCLOSURE REPORT r ~ a m e o f P , r , o n R e p o r t i n g t ) a t e o f ~ , t , o r tPage 5 of 8 SEAY, F R A N K H o 0 4 1 2 1 1 2 0 1 0

V I I . I N V E S T M E N T S a n d T R U S T S - ~ , , ~ o ~ , ~ , , ~ , t ,. o , = , a ~ o ~ a . a , .~ , ~ ~ o s , ~ o [ ~ w ~ , ~ , ,, ,d a ~ . p . , ,, ~ . t o ~ , u , ~ , ., ,; ~,, pp..~o o.t.#~#V-] N O N E (No rep ortable income, assetL or tran.sactions.)

A. i B. C. D .D e s c r i p ti o n o f A s s e t s ! I n c o m e d u r i n g G ro s s v a lu e a t e n d T m n ~ c t i o n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g t r u s t a s s e t s ) r e po rt i n g p e ri o d o f r e p o rt i n g p e r i o dP l a c e " I X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g . , Value ! Value T y p e l e . g . Date i Vah t e G a i n [ I d e n t i ty o fe x e m p t f r o m p r i o r d i s c l o s u r e C o d e I d i v . , r e n t , C o d e 2 , M e th o d b u y , s e l l , mm]dd/yy Code 2 C o d e I ! b u y e r / s e l l e r

t (A-I|) o r in t . ) ( J - P ) ! C o d e 3 r e d e m pt i o n ) I (.Lp) ( A - H ) ( i f p r i v a t e1 ( Q .W ~ I t r a ns a c t1 8 . SAV,qq GS ACCOUNT, B ANK OF THE None Closed 01/01/09 JW E S T1 9 . E DWARD D. JONE S ACCOUNT

2 0 . - EDJ-INTEREST B Interest J T2 1 . -E DJ-CD-DMB COMMU NITY B ANK B u y 01/01 /09 J22. -EDJ-CD-MD FINANCIAL BANK B u y 01/01/09 J2 3 . - E DJ-VAN KAMP E N E ME RGING GRTH None J TCL C24. - E DJ-SONOFI SYNTHE L AB O SPON A Div idend J T2 5 . -E DJ- HARTFORD E QUITY FUNDS A Div idend J T2 6 . - EDJ-BPPLC A Div idend J T27 . - EDJ-CHESAPEAKE A Div idend J T

2 8 . -EDJ-HARTFORD EQUITY INCOM E A Div idend J T Bu y 04/30/09 J(add l)29. MERRILL LYNCH ACCOUNT

3 0 . MERRILL LYNCH-INTEREST B Interest J T3 1 . -ML -AME RN INCM FD OF AME R A Div idend J T3 2 . -ML -B OND FUND OF AM E RICA B Div idend K T3 3 . -ML-CD-CAPITAL ONE NA MCLEAN Sold 03/05/09 K34 . -M L-CD -B A NC(~ P O P P UE RT O RIO C Sold 09!17/09 K

t . ln c o ~ a e G a in C od * s : A = $1 .0 0 0 o r le s s B w $ 1 . 0 0 t - $ 2 , 5 0 0 C = $ 2 .5 0 t - $ 5 ,0 0 0 D = $ 5 .0 0 t - $ 1 5 .0 0 0


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FINANCIAL Name of Person Reporting Date of ReportDISCLOSURE REPORT[ SEAY, FRANK H.

04/21/2010a g e 6 o f 8

N O N E (No rep ortable income, a~sets, or transactions.)~ption of A~~ ~ I n c o m e du r i n g [ Gross va lu~ a t end [ T~ns~tions du~ng re,fling ~riod

P]a~ " (X)" a~er each as~z Amount ~ T~ (e.g ., Value Value T~ (e.g., Date [ Value Gain Identi~ ofexempI~om~ordiscl~u~ C o d e ~ div.,.nL C~e2 [ Met,~ I buy . s e l l . m~d~ Code2 ~ C~1 b~yer / s e l l e r( A -H ) ~ orint) (J-P) C~e3 r~dempt ion) [ 0-P)

35 . -ML-CD-BANCO B1LBAO VIZCAYA [ Bu y 03/04 /09I

36 . -ML-CD-BANK OF AMBR1CA NA Buy 09/15/09

37 . -ML-N~U~OCRIN~ ~C None J T

3 8 . - ML-DAVIS NY VENTURE A Dividend J T3 9 , - ML-DREYFUS PREMIER INTL Sold 09!24/09 J40 . - M L-FEDERATi~D K AUFMANN FUND N o n e J T41 . - ML-FIDELITY ADV DIVERSIFIED A Div idend J T4 2. - M L- MU T UA L S HA RE S A Dividend ~ T43 . - ML-OPPENHEIMER CAPITA[. None J T4 4 . METLIFE WH OLE LIFE POLICY A Div idend J T

, 1. lacon~ Gain Codes: A = $ 1 , 0 0 0 o r l e ss B =$1.0OI - $2,5~ C =$2,501 - $5,~ D ~ $5,~ 1 - $1 5,~ E = $1S ,~ l - S50,~

P3 =$25.0~.~1 - $50.~0.~ P 4 = M o r e th a n(S~ Column C2) U = ~k Va lu e V ~ W =Est i~ t~


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FINANCIAL DISCLOSURE REPORT s~=, of Person Reporting D,te Of R e po r tP a g e 7 o f 8 S E A r , F R A N K H . 0 4 / 2 1 t 2 0 1 0VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.


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N a m e o f P e r s o n R e p o r t i n g D a t e o f R e p o r tFIN~ICIAL DISCLOSURE REPORT I SEAr, F~N~ ~,Page 8 of 8 0 4 / 2 1 / 2 o ~ oIX. CERTIFICATION.

! c e r t i f y tha t a l l i n f orma tion g iv e n above ( in c lu d in g i n f o rma tion p e r ta in in g to my s pou s e and minor o r d e p e n d e n t ch i l d r e n , i f a n y) i sa ccu ra te , tru e , a nd comp le t e to th e be s t o f my know le dg e and be l i e f , a n d tha t a ny in f o rma t ion no t r e po r t e d w a s w i thhe ld be cau s e i t me t app l i cab le s tatu toryp rov i s ion s p e rmi t t i n g non - d i s c losu re .I f u r th e r c e r t i f y tha t e arn e d in come f rom ou t s id e emp loymen t and honora r ia and th e a cce p tan ce o f g i f t s wh ich hav e be e n r e po r t e d a re i ncompliance w ith the p rov is ions of 5 U.S .C. app , 501 e t . seq, , 5 U.S .C. 7353, and Jud ic ia l Confe renc e regu lations .

NOTE: ANY INDIVIDUAL W HO KNOW INGLY AND WILFULLY FALSIF[ ~UBJECT TO CIVILAND CRIMINAL SANCTIONS [5 U.S .C. app . 104)

F I L IN G I N S T R U C T I O N SMai l s i gn ed o r i g i n a l and 3 ad d i t iona l cop i e s to:

Commit tee on Fin anc ia l Disc losu r eAdmin i s t r at i ve Of f i ce o f t he U ni t ed S tat e s Cour t sSu i t e 2-301O n e C o l u m bu s C i r c l e , N . E .W ash ing ton , D .C . 20544

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Frank H Seay Financial Disclosure Report for 2009