Frank H Seay Financial Disclosure Report for 2010

8/3/2019 Frank H Seay Financial Disclosure Report for 2010

1/25

AO I0Rev. 1/2011FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2010Report Required by the Ethics

in Government Act of 1978(5 U.S.C. app. ,~,~ 101-111)

I. Person R epor t ing ( las t name, f i r s t , middle in i t ia l )SE A Y , FR A N K H .

4. Title (Article III judges indicate active or senior s ta tus ;magistrate judges indicate full- or part- time)U.S. DISTRICT JUDGE-SENIOR STATUS

2. Court or Organizat ionU S D I S T R I C T C O U R T S - E A ST E R N

5a. Repor t Type (check appropr ia te q , pe)] N o m i n a t i o n , D a t e[] Initial [] Annual5 b . [ ] A m e n d e d R e p o r t

] Final

7. Chambers or Office AddressEASTERN DISTRICT OF OKLAHOM AUNITED STATES COURTHOUSEMUSKOGEE, OK 74402-0828

3 . D a t e o f R e p o r t04/21/201 I

6. Report ing Pe riod01/01/2010

to12/31/2010

8.On the basis of the information contained in this Report and anymodifications pertaining thereto, it is, in my opinion, in compliancewith applicable |aws and regulations.

Reviewing Office r Date

I M P O R T A N T N O T E S : The ins tructions accompan ying this form m ust be fol lowed C omplete al l par ts ,checking the NON E box for each part where you have no reportable information. Sign on last pag~

I . P O S I T I O N S . m e ~ , o r a , g i , d ~ v l a u , t o ,~ v : . e ~ , ~ , . 9 - i s of filing instructions.)~ N O N E (N o reportableposit ions. )

POSITION

2.

3.

4.5.

N A M E O F O R G A N I Z A T I O N /E N T IT Y

I I. A G R E E M E N T S . ( R e p o , n , g i , m v l a , o t o . t y ; s e e p s . 1 4 - 1 6 of filing instructions.)~ (N o reportable agreements.)O NE

D A T E PARTIES AND TERMS


2/25

FINANCIAL DISCLOSURE REPOR TPage 2 of 8

N a m e o f P e r s o n R e p o r t i n gS E A Y , FR A N K H .

D a t e o f R e p o r ~04/21/201 I

I II . N O N - I N V E S T M E N T I N C O M E . (Reportingindividualandspouse;seepp. IT-24offilinginstructlo.~)A. Fliers Non-lnvestment I n c o m e

~] NONE non - inves tmen t income . )N o reportableD A T E SOURCE AND TYPE

2.

3.

4.

INCOME( you r s , no t s pou s e s )

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - If you were m arrled during any port ion of the report ing year, complete this sect ion.(Dollar a mount not required except for honoraria.)

D (N o reportable income.)O NE non-investmentD A T E S O U R C E A N D T Y P E

1. 2010 STATE OF OKLAHOM A - TEACHERS RETIREMENT SYSTEM2.3.4.

I V . R E I M B U R S E M E N T S - t ranspor ta t ion , lodg ing , food , entertainment.(Includes those to spouse and dependent children: see pp. 25-27 o filling instructions.)

[~ (N o repor tab le re imbursem en ts .)O NES O U R C E DATES L O C A T I O N

1.2.3.4.5.

PURPOSE ITEMS PAID OR PROVIDED


3/25

FINANCIAL DISCLOSURE REPORTP a g e 3 o f 8

N a m e o f P e r so n R e p o r t i n gS E A Y , F R A N K H .

D a t e of Repor t04/21/2011

V . G I F T S . a n c l u d ,~ t h o ~ o , o ~ p o u , a n d d e p e n d e n , children; see p p . 2 8 - 3 1 of filing instructions.)N O N E (No reportable gifis . )

SOURCE DESCRIPTION1 .2.

3.4.

5.

VALUE

V l . L I A B I L 1 T I E S . a n e l ~ d e s t h o s e o / s p o ~ e ~ n d dependent children; see p p . 3 2 - 3 3 of fillng instructions.)N O N E (No reportable liabilities.)

CREDITOR DESCRIPTION1 .2.3.

4.5.

VALUECODE


4/25


N a m e o f P e r s o n R e p o r t i n gSEAY, FRANK H.

Date of R e p o r t04/21/201 I

V II. INVESTMENTS and TRUSTS - i. ....... i . e , tr .....ion$ (IncIudes those of spou se and dependent chi ldren; seepp. 34-60 of Jql ing ins tru ct ions . )N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g t r u s t a s s e t s )

Place "(X)" after each assete x e m p t f r o m p r i o r d i s c l o s u r e

Income d u r i n gr e p o r t i n g p e r i o d

(I) (2)A m o u n t T y p e ( e . g . ,C o d e I di v. , ren t ,

( A -H ) or i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d

(I) (2)V a lu e V a lu e

C o d e 2 M e t h o d( J - P ) C o d e 3( Q - W )

(l)Type (e.g.,b uy, se l l ,

r e d e m p t i o n )

(2) (3) (4) (5 )D a t e Value Gain Identity o f

m m/d d/y y C od e 2 C o d e 1 buyer/seller( J - P ) ( A - H ) ( i f p r i v a t e

t r a n s a c t i o n )

I. I 1 6 4 W l I N O L I P , M C G R I T & D I X O N ,H U G H E S C O U N T Y O K2. 1 /6 4 Wl I N MC C A SLI N #1 #2 ,

S E M I N O L E C O U N T Y , O K3. 1 /2 7 WI I N BO Y D #2 , H U G H E SC O U N T Y , O K4. 1 / 20 WI I N B E # 1 & # 2 , H UGH ES

C O U N T Y , O K5. 1 /3 2 O R R I I N O LI PH A N T #2 , H U G H E SC O U N T Y , O K6. 1 / 2 0 W I I N K A M P E R M A N , H U G H E SC O U N T Y , O K7. 1 /4 0 WI I N E N N I S # I -2 5 , SE MI N O LEC O U N T Y , O K8. 1 /4 0 WI I N H M#1 & #2 , H U G H E SC O U N T Y , O K9. 1 /6 4 WI I N BU LL PA ST U R E , SE MI N O LEC O U N T Y , O K

1 0 . P R O D U C I N G M I N I NT - W I L L A C Y C T ,TX A P P RA I S A L 3- 29 - 89

1 1 . 1 / 6 4 WI I N B UL L # 1 , S EM I N OL EC O U N T Y , O K1 2 . 1 / 6 4 W I I N C O W B O Y # 1 - H U G H E S

C O U N T Y , O K1 3 . 1 / 6 4 W I I N C O W B O Y # 2 - H U G H E SC O U N T Y , O K14 . N O N - P R O D M I N I N T - G A R V I N , P O T ] &SE M C T , O K A PPR A I SA L 3 -2 9 -8 915 . P R O D U C I N G M I N E R A L I NT -S E M I N O L E C O . , O K L A1 6 . 1 / 6 4 WI I N JOH N W # 1 , S EM I N OL EC O U N T Y , O K1 7 . 11124 WI IN NASH 1-26,P O T F A W A T O M I E C O . , O K

C Royal ty

B Royal ty

A Royal ty

A Royal ty

B Royal ty

A Ro y a l t y

N o n e

B Royal ty

N o n e

E Royal ty

B Royal ty

B Royal ty

N o n e

N o n e

C Royal ty

C Royal ty

A Royal ty

J

J

J

J

J

J

J

J

J

J

J

J

J

J

J

J

J

w

w

Ww

w

w

w

w

w

w

w

w

w

w

w

w

w

I . I nc ome Gain C odes : A = $ 1 .000 o r less B = $ 1 ,0O l - $ 2 .5 00 C = $ 2 , 5 01 - $ 5 , 0~0 D =$5,001 - $15,000( S ee C olu mns B I and IM ) F = $ 50.001 - $ 1 00 ,000 G = $1 00.001 - $ 1.000.000 H I = $ 1.000.001 - $5 .000.000 112 =More than $5,000.000

2. Value Cod~ J =515.000 or less K =$15.001 - $50.000 L = 55 0.0~ 1 - 5 1 0~.00~ M = 5 100.001 - $250.000( S ee C olu r nm C I and D3 ) N =$250.001 - $ 5 00.000 O =$5 00.001 - $ 1.00~.000 P I =$ 1.0 ~ 0.0 01 - $ 5 .0 00 .0 00 P 2 =$ 5.0 00 .0 01 - $ 25 .0 00 .0 00

P3 =$25.000.001 - $50.000.000 P4 =More than $50.00~.0003. Va lue M eth o d C o d es Q = App raisa l R = ~ o st (R ea l Esta te O n ly ) S = As,scssm em T ~ C ~ h M a r k c ~[S ee C olu mn C 2 ) O B o o k V a l u e V -Olho" W = Esl im a t cd

E =$15.001 - $50,000


5/25



D a t e o f R e p o r t04/21/201 I

V I I. 1 N V E S T M E N T S a n d T R U S T S - i .... ,, value, tran~actiott~ (Includes those of sp ...... d depende n t ch i ldren ; see pp . 34-60 o f f i l i ng ins t ruc t ions . )N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d[ CI)P l a c e " ( X ) " a f t e r e a c h a s s e t ! A m o u n t T y p e ( e . g .,

e x e m p t f ro m p r i o r d is c l o s u r e C o d e I d i v . , r e n l ,( A - H ) or i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(t) (2)Value Value

C o d e 2 M e th o d( J - P ) C o d e 3( Q -w)

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

(t ) (2) (3) {4) ( 5 )T y p e ( e . g . , D a t e Value G a i n I d e n t i t y o fb u y , s e l l , m m / d d / ~ y C o d e 2 C o d e I b u y e r / s e l l e rr e d e m p t i o n ) ( J - P ) ( A - H ) ( i f p r i v a t et r a n s a c t i o n )

1 8 . 1 /1 24 Wl IN STATE 1 -1 6 , A RoyaltyP O TY A W A TO MI E CO . , O K1 9 . 1 /1 24 Wl IN STOVER. 1 -27 , A RoyaltyPOTFAWATOMIE C O . , O K20 . CDS, SAVINGS & DEMAND DEPOSIT , B InterestB ANCFIRST, SEMINOLE, OK21 . EDWARD D . JONES ACCOUNT

J

J

J

WWT

22 . -EDJ-INTEREST A Interest J T23 . -EDJ-CD-DMB COMMUNITY B ANK A Interest Sold 08/09/10 K24 . -EDJ-CD-MD FINANCIAL B ANK A Interest J25 . -EDJ-VAN KAMPEN EMERGING GRT H None JC L C26 . -EDJ-SONOFI SYNTHELAB O SPON A Di vi de nd J

TT

27 . -EDJ-HARTFOKD EQUITY FUNDS A Div idend J28 . -EDJ-B P-PLC A Distribution J T29 . -EDJ-CHESAPEAKE A Div idend30 . - E D J- H A R T FO R D E Q U I T Y I N C O M E A Di vi de nd31 . M E R R I L L L Y N C H A C C O U N T

J

JTT

32 . M ERRIL L L YNCY- INTEREST A Interest J33. -ML-AMERN INCM FD OF AMER A Div idend J34 . -ML-B OND FUNDO F AMER.ICA B Div idend K

TTT

I . I nc ome Gain C odes : A $1,000 o r l e s s B = $ 1 ,001 - $ 2 ,5 00 C = $ 2 ,5 01 - $ 5 ,000 D = $ 5,001 - $ 15 ,000(ScC olu mn s B I a nd D4) F = $5 0.0 01 . $ 10 0.00 0 G =$100.001 - $1.000.000 I 11 =$ 1 .0 0 0. 00 1 - $5 .0 0 0. 00 0 1 12 =M o re th an $5 .0 00 .0 00

2. Value Codc~ J = $ 1 5 .000 o r Ic~ K = $1 5 .001 - $ 50 .000 L = $ 5 0.001 - $ 100.00~ M = $1 00.001 - $250.000( S c C olu mns C I and D3 ) N =$250.001 - $ 500.000 O =$5 00.001 - $1 .000.000 P I =$ 1.0 00 .0 01 - $ 5 .0 00 .0 00 P 2 =$ 5.0 00 .0 01 - $ 25 .0 00 .0 00

P3 =$25.000.001 - $50.000.000 P4 =More than $50.000.0003 . V a l ue M et h o d Co d es Q =Appraisal R = Co st (R eal Es tate O nly ) S = Ass ess me nt T =C as h M ar ket( S c C olu mn C 2 ] U =B ook V alue V =Other W =Estimated

E = $ 1 5 , 001 - $ 5 0 .000


6/25

FINANCIAL DISCLOSURE REPORTPage 6 of 8


D a t e o f R e p o r t04/21/201 I

V II. INV ESTMENTS and TRUSTS -i .... e , value, tr ....ct lons (Includes those of spo use and dependent chi ldren; see pp . 34-60 of f i l lng ins truct ions . )N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g t r u s t a s s e t s )

P l a c e " I X ) " a f t e r e a c h a s s e texempt from prior disclosure

I n c o m e d u r i n g G r o ss va l u e at e n dre p or t in g per i o d o f re po rt i n g p er i o d

(I) (2 ) (1) (2) (1 ) (2) (3) (4) (5 )A m o u n t T y p e ( e . g ., Value Value T y p e ( e . g ., D a t e Value G a i n I d e n t i t y o fC o d e 1 d i v . , r e n t , C o d e 2 M e th o d b u y , s e l l, m m / d d/ y y C o de 2 C o d e I b u y e r / s e l l e r( A -H ) or i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) (J -P ) (A -H ) ( i f pr iva t e

( Q - W ) t r a n s a c t i o n )

35 . -ML-CD -B ANCO B ILB AO VIZ CAYA Sold 03/1 5 /1 0 K36. -M L-CD-BANKOF AMERICANA So ld 09/23/1 0 K37 . -ML-NEUROCRINE INC None J T38 . - M L - DAVIS NY VENTUR E A Di vi de nd J T39. -ML-FEDERATED KAUFMANN FUND A Div idend J T4 0. - M L - FIDEL ITY AD V DIVERSIFIED A Div idend J T4 1. - M L- M UT U AL SH AR ES A Div idend J T4 2 . - M L -O P EN HE IM E R CA PT IA L None J T43 . M E T L I F E W H O L E P O L I C Y A Div idend J T4 4. 100% INTEREST IN THE~~ E lnt . /Div. M TT R U S T45 .46 .

47 .

I . I nc ome Gain C odes : A = $ 1 ,000 o r less B = $ 1 ,001 - $ 2 .5 00 C = $ 2 , 5 01 - $ 5 .000 D =$5.0OI - $15.000(Se e Co lumn s BI a n d D 4 ) F = $ 50 ,001 - $ 1 00 ,000 G =$1 00.001 - $1 .000,000 It I =$1.000,001 - $5.000.000 1 1 2 ~ M o r e th a n $ 5 . 0 0 0 . 0 < ) 0IS ee C olu mns C I and D3 ) N =$250.001 - $ 500.000 O =$5 00.001 - $1 ,000,000 PI =$1.000.001 - $5.0(~.000 P~ =$5,000,001 - $25.000.00~

P3 =$25.000.001 - $50.000.0~0 P4 =More than $50.000.0~03. Va lue M eth o d C o d es Q = Ap praisa l R = C o s t ( Rea l Es t a t e O n l y ) S =Asscssn~nt T =C as h M ar kc l( S ee C olu mn C 2 ) O = Bo o k V al ue V :O lh c r W -Estim a te d

E = $ 1 5 , 0 0 1 - .$50.000


7/25


Name of Person Repor tingSEAY, FRANK H.

Date of Report04/21 /201 1

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.


8/25


Name o f Pe rson Report ingS E A Y , F R A N K H .

Date of Repor t04/21/2011

IX. CER TIFICATION.[ c e r t i f y t h a t a l l i n fo rm a t i o n g i v e n a b o v e ( i n c l u d i n g i n fo rm a t i o n p e r t a i n i n g t o m y sp o u se a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i sa c c u r a t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f, a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b ec a u s e i t m e t a p p l i c a bl e s t a t u to r yp ro v i s i o n s p e rm i t t i n g n o n - d i sc l o su re .I f u r t h e r c e r ti f y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i n

c o m p l i a n c e w i t h t h e p r o v i s io n s o f 5 U . S .C . a p p . 5 0 1 e t . s e q ., 5 U . S .C . 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t io n s .

Signature: S] FRANK H . SEAY

N O T E : A N Y I N D I VI D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F IE S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LAND CR IM INAL SANCT IONS (5 U.S .C. app. 104 )

C o m m i tt e e o n F in a n c i a l D i s c l o s u r eA d m i n i s t r a t i v e O f f i c e o f t h e U n i t e d S t a t e s C o u r t sS u i t e 2 - 3 0 1One Columbus Circle, N.E.W a s h i n g t o n , D . C . 2 0 5 4 4


9/25

AO 10Rev . 1/2011

FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 2010

Report Required b.;, the Ethicsin Government Act of1978(5 U.S.C. app. 101-111)

I . Person Rep or t ing ( las t name, f i r s t , middle in i t ia l )S EA Y , F R A N K H .

4. T i t l e ( Ar t ic l e I I I j udge s I ndic a t e a c t ive or s e nior s t a tus ;m a g i s t r a t e j u d g e s i n d i c a t e f u l l- o r p a r t - t im e )U.S. DISTRICT JUDGE-SENIOR STATUS

7. Chambers or Office AddressE AST E RN DI ST RI C T OF OKLAHOM AUNI T E D ST ATE S C OURT HOU SEM USKOGE E , OK 74402-0828

2. Court or O r gan i za t ionU S D I S TR I C T C O U R TS -EA S TER N

3. Date of R e p o r t09/06/2011

5a. Report Type (check appropriate type)] N o m i n a t i o n , D a te[] Initial [] Annual [] Final5b. [] Amended Report8. On the basis of the Information contained in this Report and anym o d i f i c a t io n s p e r t a i n i n g t h e r e t o , it i $ , i n m y o p i n i o n , i n c o m p l i a n c ew i t h a p p l i ca b l e l a w s a n d r e g u l a t io n s .

6 . R e p o r t in g P e r i o d01/01/2010

to1 2 / 3 1 / 2 0 1 0

R e v i e w i n g O f f i c e r D a t e

I M P O R T A N T N O T E S : The instructions accompanying this form mast be followed Complete all parts,checking the NONE box for each par t w here you ha ve no repor tab le in format ion . S ign on las tpage .

I . P O S I T I O N S . ~ R e p o r t i n g individual only; see pp. 9-13 of fi ling insrructlonx)[ ~ ] NONE (N o r epor tabl e pos i t ion s .)POSITION

2.

3.

4.

5.

NAME OF ORGANIZATION/ENTITY

I I . A G R E E M E N T S . (Reporting individual only; seepp. 14-16 of filing instructionx)N O N E (N o reportable agreements.)

D A T E1 .2.3.

PARTIES AND TERM S


10/25

FINANCIAL DISCLOSURE REPORTP a g e 2 o f 9 Ia m e o f P e r s o n R e p o r t in gS E A Y , F R A N K H . Date of R e p o r ~09/06/2011

I II . N O N - IN V E S T M E N T I N C O M E . (nepo,~ngindividuatands~ouse:seepp. 17-2#off!linginstructionx)A. Fliers Non-Investment Income

2.3.4.

NONE (No r e p o r t a b l e n o n - i n v e s tm e n t i n c o m e . )D A T E SOURCE AND TYPE INCOME(yours , not spouses)

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - t / y o u were married during any por~ion of the reporting.year, complete this section.(Dol lar amount not r equi r ed e~cep t for honorar ia . )

[] NONE (No r e p o r t a b l e n o n - i n v e s tm e n t i n c o m e . )D A T E

I . 20102.3.4.

SOURCE AND TYPES TA TE O F O K L A H O M A - TEA C H ER S R ETI R EM EN T S Y S TEM

I V . R E I M B U R S E M E N T S -- ,ro .s~ ,o .a ,lo . , Iodgi .g , lood, e . ,er , a l . . . ..( I n c l u d e s th o s e t o s p o u s e a n d d e p e n d e n t c h i l d r e n , " s e e p p . 2 5 -2 7 o f f il i n g i n s t r u c t i o n s . )

~] NONE (No r e po r t ab l e r e i m bur se m e n t s . )

2 .3 .4.5 .

SOURCE D A T E S LOCATION PURPOSE ITEMS PAID OR PROVIDED


11/25

FINANCIAL DISCLOSURE REPORTPage 3 o f 9

N a m e o f P e r s o n Repor t ingS E A Y , F R A N K H .

Dale of Report09/06/2011

V . G I F T S . ( I n c lu d e s t h o s e t o s p o u s e a n d d e p e n d e n t ch i ldren ; see pp . 28 -31 o f f i l ing ins t ruc t lon~. )NONE (No reportable gifts.)

SOURCE DESCR|PTIONI.2.3.4.5.

VALUE

V I . L I A B I L I T I E S . a n e l u dc s ,h o s e o S s p o " se o n d d e p e n d e n , children; see p lx 3 2 - 3 3 of fillng instruction&)NONE (No reportable liabilities.)

CREDITOR DESCRIPTION1 .2.3.

4.5.

VALUE CODE


12/25


N a m e o f P e r s o n R e p o r t in gS E A Y , F R A N K H .

D a t e o f R e p o r ~09/06/2011

V II. INVESTMENTS and TRUSTS - i .... ,, value, tr .....t l o n s l n c l u d t s th o s e o f s p o u s e a n d d e p e n d e n t c h i l d r e n ; s e e p p . 3 4 . .~ 0 of filing instructions. )NONE (No r e po r t ab l e i ncom e , a s s e t s , o r t r ansac t i ons . )

A. B. C. D.D e s c z i p t i o n o f A s s e t s Income during Gross value at end Transactions during reporting i~riod(includ ing trust assets) reporting i~ rlod of rel~ rting Ix fiod

0) (2) (0 (2) O) (2) (3) (4) (5 )P l a c e " ( X ) " a f t e r c a c h a s s e t A m ou n t T y p e ( e . g . , Value Value T y p e ( e . g ., D a t e Value Gain I d e m i t y o fe x e m p t f r o m p r i o r d is c l o s u r e Code I d i v . , r e n t , C o d e 2 M e t ho d buy, se ll, m m /d d/yy C od e 2 Co de I buyer/se ller( A - H ) o r i n t . ) ( J - P ) Code 3 r e d e m p t i o n ) ( J - P ) ( A - H ) ( i f p r i v a t e

( Q - W ) t r a n s a c t i o n )

I. 1 / 6 4 Wl I N OLI P ,M C GRI T & DI XON, C Roya lty J WH U G H ES C O U N TY O K2. 1 / 6 4 WI I N M C C ASLI N # 1 # 2 , B Roya lty J W

S EM I N O L E C O U N TY , O K3. 1 / 27 WI I N BOYD # 2 , HUGHE S A Roya lty J W

C OUNT Y, OK4. 1 / 20 WI I N BE # 1 & # 2 , HUGHE S A Roya lty J WCOUNTY, OK5. 1 / 32 ORRI I N OLI P HANT # 2 , HUGHE S B Roya lty J WC OUNT Y, OK6. 1 / 2 0 Wl I N K A M PER M A N , H U G H ES A Roya lty J WCOUNTY, OK7. 1 /40 W I IN ENN1 S #1 -25, SEM INOLE No n e J WC OUNT Y, OK8. 1 / 40 Wl I N HM # 1 & # 2 , HUGHE S B Roya lty J WC OUNT Y, OK9. 1 / 6 4 WI I N BULL P AST URE , SE M I NOLE No n e J WC OUNT Y, OK

1 0 . P RODUC I NG M I N I NT -WI LLAC Y C T , E Royal ty J WTX APPRAISAL 3-29-89I I . 1 / 6 4 Wl I N BULL # 1 , SE M I NOLE B Royal ty J WC OUNT Y, OK1 2 . 1 / 64 Wl I N C O WB O Y # 1 - H U G H ES B Roya lty J WC OUNT Y, OK1 3 . 1 / 6 4 Wl I N C OWBOY # 2 - HUGHE S No n e J WC OUNT Y, OK1 4 . N O N - PR O D M I N I N T-G A R V I N , PO TI & No n e J WSE M C T , OK AP P R AI SAL 3-29 -891 5 . P R O D U C I N G M I N E R A L I N T - C Roya lty J WS EM I N O L E C O . , O K L A

1 6 . 1 / 6 4 Wl I N JOHN W # 1 , SE M I NOLE C Roya lty J WC OUNT Y, OK

1 7 . 1/124 WI IN NASH 1-26, A Roya lty J W B uyPOTTAWATOMIE CO., OK 10/01/10

I . In co m e Ga in Co d es: A =$1,000 or le~s B = S 1 , 0 0 1 - $ 2 . 5 0 0 C =$2,501 - $5,000 D = $ 5 . 0 0 1 - S I 5 . 0 0 0(See Columns B I and D4) F = $ 5 0 , 0 0 1 - $ 1 0 0 , 0 0 0 G = $ 1 0 0 , 0 0 1 - $ 1 , 0 0 0 . 0 0 0 H I -$ 1,000,001 - 55,000.000 H 2 = M o r e th a n S 5 . 0 0 0 . 0 0 0

2. V alue Cod e~ J = $15,000 or le~ s K = $1 5.~01 - $50.000 L =S50.001 - $100.000 M =SI00.0OI - 5250.0~ O( S~ e Co lum n s C I a nd D3) N = S2 50 ,0 01 - S5 00 ,0 00 O =S500,001 - Sl,O00,O00 P I = S I , O 0 0 , O 0 1 - 5 5 , 0 ~ O , 0 ~ O P 2 = S 5 . 0 O O . 0 0 1 - S 2 5 , 0 0 0 .0 0 0P3 =$25,000.001 - $50,000,000 P4 =M ore than 550,000.0003. Value Method Codes Q =Appraisal R =Cost (Rea l Eslale Only) S = A~ es s ment T = C~ h M ar ket(See Column C2) U =Book Value V =Other W =E st i m a ted

E =SI5,0OI - $ 5 0 , 0 0 0


13/25


N a m e o f Person Report ingS E A Y , F R A N K H .

Date of R e p o r t09/06/2011

V I I . I N V E S T M E N T S a n d T R U S T S - in c o m e . v o l u e . = . . . . . , i o . s ( I n c l u d e s t h o s e of sponse and de pe nde n t chi l dr en; se e pp. 34-60 of f i l i ng i nst r uct i ons . )NONE (No r e po r t ab l e i ncom e , a s s e t s , o r t r ansac t i ons . )

A. B. C. D.D e s c r i p t io n o f A s s e t s I n c o m e d u r in g Gross value at end T r a n s a c t i o n s d u r i n g r e p o r t in g p e r i o d

(including trust assets) r e p o r t i n g p er i o d o f r c p e r t i n g pe r i o d(I) (2 ) (I) (2) (I) (2) (3) (4) (5 )

P l a c e " ( X ) " a f i c r e a c h a s s e t A m o u n t T y p e ( e . g . , Value Value T y p e ( e . g ., D a t e V alue Gain I d e n t i t y o fe x e m p t f r o m p r i o r d i s c lo s u r e Code I d i v . , r e n t , Code 2 M e th o d buy, sell, m r n / d d / y y Code 2 C o d e 1 buyer/seller( A - H ) o r i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) ( J - P ) ( A - H ) ( i f p r i v a t e

( Q - W ) t r a n s a c t i o n )

1 8 . 1 /124 Wl IN STATE 1-16 , A Roya ltyP OI FAWAT OM I E C O. , OK1 9 . I1124 Wl IN STOVER 1-27, A Roya lty

POTTAWATOMIE CO., OK20. C D S , SA V I N G S & D E M A N D D E P O S I T , B In teres tB A N C F I R S T, S EM I N O L E, O K21 . ED WA R D D . J O N ES A C C O U N T

22. -EDJ-INTEREST A In teres t

23. - ED J- C D -D M B C O M M U N I TY B A N K A In teres t24. - ED J -C D - M D F I N A N C I A L B A N K A Interest

25. - ED J - V A N K A M PEN EM ER G I N G G R TH NoneCL C26 . - ED J -S O N O F I S Y N TH EL A B O S PO N A D i v i dend27. - ED J- H A R TF O R D EQ U I TY F U N D S A Dividend28. -EDJ-BP-PLC A Distribution

29 . -EDJ-CHESAPEAKE A D i v i dendi 30 . -E DJ -H A R TF O R D EQ U I TY I N CO M E A Dividend

31. M ER R I L L L Y N C H A C CO U N T

3 2 . M E RRI LL LYNC Y-I NT E RE ST A In teres t

33. - M L -A M ER N I N C M F D O F A M ER A Dividend3 4 . - M L -B O N D F U N D O F A M ER I C A B Dividend

JJ

J

JJJ

JJJJ

J

J

K

W B u y 10/01/10W B u y 10/01/10T

T

So l d

T

T

T

T

T

T

T

T

T

T

J

J

08/09110 K

I. In com e Ga in Cod es: A = $1,000 or less B = $1 ,001 - $2,500 C = $ 2 , 5 0 1 - S S , 0 O 0 D =$5,0OI - $ 1 5 , 0 0 0(See Columns B 1 and D4) F =$50.001 - S 100.000 G = S 1 0 0 . 0 0 1 - S 1 . 0 0 0 . 0 0 0 H I = S 1 . 0 0 0 . 0 0 1 - $ 5 . 0 0 0 . 0 0 0 H 2 =More than 55.000.000

2. Value Codes J = S 1 5 . 0 ~ 0 o r l e s s K = S 1 5 , 0 0 1 - S 5 0 , 0 0 0 L = S 5 0 , 0 0 1 - S 1 0 0 , 0 0 0 M = S 100.001 - S250.000(See Columns CI and D3) N : $ 2 50 . 0 ~ 1 1 - S 5 0 0 . 0 ~ O O =5500.001 - SI ,0~) .000 PI =Sl,O00.001 - S5,0~0,0~O P 2 = S 5 , 0 0 0 , 0 0 1 - 5 2 5 , 0 0 0 , 0 ~ O

P3 =$25.000,001 - $50,000.000 P4 =More than3. V a lue Metho d Co d es Q =Appraisal R = C o ~ t ( R e a l E - ~ i t a le O n l y ) S = A s s ~ m e n l T =Cash Market(See Column C2) U =Book Value V =Other W = E s ~ i m a le d

E =515,0OI - $50,0~30


14/25


N a m e o f P e r s o n R e p o r t in gSEAY, FRANK H.

D a t e o f R e p o r t09/06/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o ~ , e , v a l . e , ,. o . s . e t lo n s ( ln c lud e ~ those o f sp ouse an d d e p e n d e n t children; see pp. 3 4 - 6 0 o f f i l i n g i n s t r u c t i o n s . )[] N O N E ( N o r e p o r t a b l e i n c o m e , a s s e t s , o r t r a n s a c t i o n s . )

35.3 6 .37 .38 .

A. B. C. D.D e s c r i p t io n o f A s s e t s Income during Gross value at end T r a n s a c t i o n s d u r i n g r e p o r t in g p e r i o d

(including trust assets) r e p o r t i n g p e r i o d o f r e p o r t in g i :~ r i o d(I) (2) (I) (2) (I) (2) (3) (4) (5 )

P l a c e " I X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g ., V alue V alue T y p e ( e . g .. D a t e Value Gain I d e n t i t y o fe x e m p t f r o m p r i o r d is c l o s u r e Code I d i v . , r e n t , Code 2 M e th o d buy, sell, m m / d d ! y y Code 2 Code I buyer/se ller(A-H) o r i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) ( J - P ) ( A - H ) ( i f p r i v a t e

( Q - W ) u a n s a c t i o n )

-ML-CD-BANCO BILBAO VIZCAYA Sold 03/15110 K

- M L - C D -B A N K O F A M ER I C A N A S o l d 09/23/10 K-ML-NEUROCRINE INC-M L-DAVIS NY VENT URE

39. " -ML-FEDERATED KAUFMANN FUND

N o n eA DividendA Dividend

J

JJ

T

T

T

40 . -ML-FIDELITY ADV DIVERSIFIED A Dividend

41. -ML-MUTUAL SHARES A Dividend

42. -ML-OPENHEIMER CAPT1AL None

43. METL1FE WHOLE POLICY A Dividend

44 . 100% INTEREST IN THET R U S T "IX)"45. FLCTRUST-BANCFIRST CD"(X)" D I n t e r e s t46 . FLCTRUST-BANCFIRST DEMAND A I n t e r e s tD E P O S I T " I X ) "47. FLC TRUST-EDJ WACHOVIA CD"(X)" C Interest

48. FLC TRUST-EDJ FLUSHING BK CD"(X)" B Interest

49. FLC TRUST-EDJ GE CAPITAL CD"(X)" C Interest

50 . FLC TRUST-EDJ LEHMAN BK CD"(X)" B Interest

51 . FLC TRUST-EDJ DISCOVER BANK"IX)" C Interest

JJ

JJ

LJLLLK

K

TT

TT

T

TT

TT

TT

I . Income Gain Codes: A = $1,000 o r less B = $1,001 - $2,500 C = S2,501 - $5,000 D = $5,001 - SI5.000(See Columns BI and D4) F = S50,001 - SI00,000 G = $1 00,001 - $1,000,0~0 H I = SI,000,0~ l - 55,000,1)00 H2 =Morn than

2. Value Codes J = SI 5,000 o r less K = $1 5,001 - $50,000 L = 550.001 - SI00,000 M = $1 00.001 . $250,000(See Columns CI and D3) N -5250.0OI - $500.000 O = $5 00 ,0 01 - S I, 0 O O ,0 ~ O P I = S l . O O 0 .0 01 - $ 5. 0 00 ,0 O O P2 =S5,000,001 - S25,000,000

P 3 = 5 2 5 . 0 0 0 . 0 0 1 - S 5 0 , 0 ~ O , ( g J O P4 =More than3. Value Method COd~ Q =Appraisal R =Cost (Rea l Estate Only) S =Asst-ssment T =Cash Marke!ISee Column C2) O =Book Value V = O t her W =E st i m a ted

E = $ 1 5 ,0 O I - S 5 0 ,0 0 0


15/25


N a m e o f P e r so n Report ingS E A Y , F R A N K H .

D a t e o f R e p o r t09/06/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a l u e . ,r a n s o c ,i o n s a n c l u d ~ , h o s e o I s p o ~ o n d d e ~ n d e ~ t children; see pp, 3 4 - 6 0 of f i l ing ins truct ions , )N O N E ( N o r e p o r t a b l e i n c o m e , a s s e t s , o r t r a n s a c t i o n s . )

A. B. C. D.D e s c r i p t i o n o f A s s e t s lueom e d urin g Gross value at end T r a n s a c t i o n s d u r i n g r c p o r t in g p e r i o d

(including trust asse ts) rcponing period o f r e p o r t i n g p e r i o d( I ) ( 2 ) ( I ) ( 2 ) (I) ( 2 ) ( 3 ) (4) (5)P l a c e " ( X ) " a f t e r e a c h a s s c t A m o u n t T y p e ( e . g ., V alue V a lue T y p e ( e . g ., D a t e Value Gain I d e n t i t y o f

e x e m p t f r o m p r i o r d i s c lo s u r e Code I d i v . , r e n t , C o d e 2 M e th o d buy, sell, m m ! d d / y y Code 2 Cod e I buyer/se lle r( A - H ) o r i n t . ) ( J - P ) Code 3 r e d e m p t i o n ) ( J - P ) ( A - H ) ( i f p r i v a t e( Q - W ) t r a n s a c t i o n )

5 2 .53.54 .5 5 .5 6 .57 .5 8 .5 9 .

F L C TR U S T- ED J SA L L I E M A E B A N KCD"(X)"F L C TR U S T- ED J C A L ED F A C SBOND" ( X) "F L C TR U S T- ED J G R O S S M O N T B D " ( X ) "FLC TRUST-EDJ PENN ST TKPBOND"(X)"FLC TRUST-EDJ OK AG MECHBOND" ( X) "F L C TR U S T-ED J G R D A O K B O N D " ( X ) "

B Interest

A Interest

A Interest

A In teres t

A Interest

A ln te re st

L

K

K

J

K

K

T

T

T

T

T

T

FLC TRUST-EDJ GE BOND"(X)" A I n t e r e s t K TF L C TR U S T- R EN T H O U S ESEMINOLE, OK "(X); R e n t

I . Income Gain Codes: A =SI,000 or less B = $1,001 - $2,500 C = $2,501 - 55,000 D = $5,001 - SI5,000(See Columns B I and IM) F = S50,001 - S I00,000 G = $100,001 - $1,000,000 H 1 = S 1 , 0 0 0 , 0 0 1 - $ 5 ,0 0 0 , 0 0 0 H2 =More than S5,000,000

2. V a lue Co de~ J = S 15,000 or less K = $ 1 5 , 0 0 1 - S 5 0 . 0 0 0 L = 5 5 0 . 0 0 1 - $ I (X ) . 0 0 0 M = $100.0OI. 5250,000(S~e Columns CI and D3) N : 5 2 50 , 0 0 1 - 5 5 0 @ , 0 (3 0 O : $5 00 ,0 01 - S I, 00 0. 00 0 P I = SI ,0 0~ ,0 01 - S 5, 00 0, 00 0 P2 :S5,000,001 - S25,000.000

P3 =$25,000,001 - $50,000,000 P4 =More than3, Value Method Codes Q =Appraisal R =Cost ( R e a l ~.Male Only) S =A ssessm en t T =Cash Market{See Column C2) U =Bo o k V a l ue V =Other W =E st i m a led

E =SI5.0OI - $50,000


16/25


Name of Person Repor t ingS E A Y , F R A N K H .

Date of Report09/06/20! 1

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. and~ca,e~,o*olr,po*.~O N P A R T V i i. B E G I N n iN G O N L iN E 4 ~ T H IS I S A H E A D E R L IN E F O R T H E T ~ U S T T H A T W A S I N H E R I T E D I N 2 0 1 0 . O N T H EFOLLOWI NG LI NE S 45 T HROUGH 5 9 , T HE NOT AT ION FLC T RUST ST AN TRUST.ON LINE 59 THE APPRA ISAL DATE OF THE RENT HOUSE WAS JANUAR Y 25, 2010.


17/25


Name of Person Repor t ingS E A Y , F R A N K H .

D a { e o f R e p o r t09/06/2011

IX . CERTIFICATION.I c e r ti f y th a t a l l i n f o r m a t i on g i v en ab ov e ( i nc l ud i ng i n f o r m a t i on pe r t a i n i ng t o m y s pou s e and m i nor o r dep ende n t c hi l d r en , i f any ) i sa c c ura t e , t rue , a n d c o m p l e t e t o t h e be s t o f m y k n o w l e d g e a n d be l i e f , a n d t h a t a n y i n fo rm a t i o n n o t r e p o r t e d w a s w i t hh e l d be c a use i t m e t a p p l i c a b l e s t a t ut o rypr ov i s i ons pe r m i t t i ng non- d i s c l os u r e .1 f u r t h e r ce r t i f y t h a t e a r ned i nc om e f r om ou t s i de em pl oy m e n t and h onor a r i a and t h e ac cep t anc e o f g i f t s w hi c h h av e b een r epor t ed a r e i nc om p l i anc e w i t h t h e p r ov i s i ons o f 5 U . S . C . app . 5 0 1 e t . s eq . , 5 U . S . C . 7 3 5 3 , and J u d i ci a l C onf e r en c e r egu l a t i ons .

Signatu re: S[ FRANK H. SEAY

N O T E : A N Y I N D IV I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F I E S O R F A L L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C TI O N S ( 5 U . S . C . app . 10 4 )

Comm ittee on Financial Disc losureAdmin istrative Office of the United States CourtsS u i t e 2 - 3 0 1One Columb us Circle, N.E.W ash ington, D.C. 20544


18/25

AO I0Rev. 1/2011 FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 20 10Report Re quired by the Ethics

in Governme nt Act of1978(5 U.S .C. app. .~.~ I01-111)

I. Pecan Reporting (las t name, firs t , middle ini t ia l) 2 . Cour t o r O rgan iza tion 3. Date of ReportS E A Y , F R A N K H . U S D I S T R I C T C O U R T S - E A S T E R N 06/22/2011

4. Tit le (Art ic le I I I judges ind icate act ive or senior s ta tus;magistrate judges indicate full- or part- time)U . S . D I S T R I C T J U D G E - S E N I O R S T A T U S

7. Chambers or Office AddressEASTERN DISTRICT OF OKLAHOMAUNITED STATES COURTHOUSEMUSKOGEE, OK 74402-0828

5a. Report Type (check appropriate type)] N o m i n a t i o n , D a t e[] Initial [] Annual [] Final5b. [] Amended Report8.On the basis of the information contained in this Report and anymodifications pertaining thereto, it is, in my opinion, in compliance

w i t h a p p l i c a b l e l a w s a n d r e g u l a t i o n s .

Reviewing Off icer Date

I M P O R T A N T N O T E S : The instructions accompanying this form must be followea Complete all parts,checking the NON E box for each part where you have no reportable in format ion . S ign on las t page.

6 . Repor t ing Per iod01/01/2010

to12/31/2010

I . P O S I T I O N S . ~ R e ~ , o r a n g i n d i v i d . u l o . iy ; s e e r p . 9 - 1 3 D i a l i n g instructions.)~] N O N E ( N o reportable positions.)

2.

3.

4.5.

POSITION NAME OF ORGANIZATION/ENTITY

I I . A G R E E M E N T S . m , ~ ,o r , i n g individual onby; see pp. 14-16 of filing instructions.)N O N E (No reportable agreements.)

D A T ~1.2.

3.

PARTIES AND TERM S


19/25



D a t e o f R e p o r t06/22/201 I

I 1 1 . N O N - I N V E S T M E N T I N C O M E . Repo . in~ i .a i, . iaua t a .aspouse : see p~ 1~-~4 o l~l i .g ins~,~c t ion~A. Filers Non-lnvestment Incom e

~] NONE non- inves tment income. )N o reportableD A T E SOURCE AND TYPE

2.

3.

4.

INCOME( y o u r s , n o t s p o u s e s )

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - If you were m arried during any port ion of the r ep o r t i n g y ea r , co mp l e t e this section.(Dollar amount not required e xcept for honoraria.)

D N O N E (No reportable non-investment income.)D A T E S O U R C E A N D T Y P E

I. 2010 S T A T E O F O K L A H O M A - T E A C H E R S R E T IR E M E N T S Y S T E M2.3.4.

I V . R E I M B U R S E M E N T S - - , ra .~rona, io , , , Iod~i , ,g , /ood , e . lenai .~ , . .~(Includes those to spouse and dependent children: see pp. 25-27 of filing instructions.)

~] N O N E (No reportable reimbursements.)

2.3.4.5.

SOURCE D A T E S LOCATION PURPOSE ITEMS PAID OR PROVIDED


20/25


N a m e o f P e r s o n R e p o r t in gSEAY, FRANK H .

D a t e o f R e p o r t06/22/201 I

V . G I F T S . a n c l , ,d e , ,h o s e t o ~ p o u s e a n d d e p e n d e n t c h i l d r e n ; s e e p p . 2 8 - 3 1 of filing instructlon~)N O N E ( N o r epo r tab le g i f t s .)

S O U R C E DESCRIPTIONI.2.

3.4.

5.

VALUE

V I . L I A B I L I T I E S . a n c l , , d e ~ t h o s e o / ,~ , o , ~ e , , n d d e ~ , e n d , n t c h i l d re n ; s e e p p . 3 2 - 3 3 of f i l ing instruct ions.)N O N E (No reportable liabilities.)

CREDITOR DESCRIPTION1.2.3.

4.5.

VALUECODE


21/25



D a t e o f R e p o r t06/22/2011

V II. INVESTM ENTS and TRUSTS - i ....... .alue, transactions (Includes those of spouse and dependent children; see pp. 34-60 of#ling instructions.)N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e ts( i n c l u d i n g t r u s t a s s e ts )

P l a c e " ( X ) " a f t e r e a c h a s s e texempt f rom pr ior d i~losure

I n c o m e du r i n gr e p o r t i n g p e r i o d(I) (2)A m o u n t T y p e ( e . g . ,

i Code I d i v . , r e n t ,( A - H ) o r i n t .)

G r o s s value a t endof repo r t ing pe r iod(1) (2)V alue V alue

C o d e 2 M e th o d( J - P ) C o d e 3

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d(I) (2) (3) (4)T y p e ( e .g . , D a t e Value G a i nb u y , s e l l , m m ! d d ~ C o d e 2 C o d e 1

r e d e m p t io n ) ( J - P ) ( A - H )

(5 )I d e n t i t y o fb u y e r / s e l l e r( i f p r i v a t et r a n s a c t i o n )

2.

3.4.5.6.7.8.9.

1 0 .

1 1 .

1 2 .

1 3 .1 4 .

1 5 .

1 6 .1 7 .

1 /6 4 W l I N O L I P , M C G R I T & D I X O N ,H U G H E S C O U N T Y O K1 /6 4 W I I N M C C A S L I N # 1 # 2 ,S E M I N O L E C O U N T Y , O K1 / 2 7 W l IN B O Y D #2, H U G H E SC O U N T Y , O K1 / 2 0 W l I N B E #1 & #2, H U G H E SC O U N T Y , O K1 /3 2 O R R ! I N O L I P H A N T # 2 , H U G H E SC O U N T Y , O K1 /2 0 W I I N K A M P E R M A N , H U G H E SC O U N T Y , O K1/40 W I IN E NNIS #1-25 , SE MINOL EC O U N T Y , O K1/40 Wl IN HM #1 & #2, H U G H E SC O U N T Y , O K1 /6 4 W l I N B U L L P A S T U R E , S E M I N O L EC O U N T Y , O KP R O D U C I N i 3 M I N I N T - W I L L A C Y C T ,T X A P P R A I S A L 3 - 2 9 - 891 /6 4 W l I N B U L L # 1 , S E M I N O L EC O U N T Y , O K1 /6 4 W I I N C O W B O Y f l l ~ H U G H E SC O U N T Y , O K1 /6 4 W I I N C O W B O Y # 2 - H U G H E SC O U N T Y , O K

N O N - P R O D M I N I N T - G A R V I N , P O T ] " &S E M C T , O K A P P R A I S A L 3 - 2 9 - 8 9P R O D U C I N G M I N E R A L I N T -S E M I N O L E C O . , O K L A1 /6 4 W I I N J O H N W # 1 , S E M I N O L EC O U N T Y , O K1/ 12 4 Wl IN N A S H 1-2 6 ,P O I -I A W A T O M I E C O . , O K

C Royalty J WB Royalty J WA Royalty J WA Royalty J WB Roya l ty J WA Royalty J W

N o n e J WB Royalty J W

N o n e J WE Roya l ty J WB Royalty J WB Royalty J W

N o n e J WN o n e J W

C Roya l ty J WC Royalty J WA Royalty J W Bu y 10/01/10

I. I n c o m e G a in C o d e s: A =$1.00~ or less B =$1,001 - $2.500 C = $2 .5 01 - $ 5 .000 D = $ 5 .001 . $ 15 .000(SeColumn s B 1 and I)4 ) F =$ 50.001 - $ 100.000 G =$100.001 - $ 1.000,000 I I I = $ 1.000.001 - $5 .000.000 1 1 2 = M o r e t h a n $ 5 .0 0 0 . 0 0 0

2 . V a l u e C o d ~ J = $ 15 .000 o r le s s K = $15.C 01 - $5 0.000 L = $ 5 0.001 - $ 100.0~) M =$10~.001 - $250.000( S e e C o l u m t ~ C I a n d D 3 ) N = $2 50.001 - $ 500.000 O = $5 00.001 - $1.0O 0.000 P I = $ 1.000,001 - $ 5 ,000,000 P2 = $5 .000.001 - $2 5,000.000

P3 =$25.000.001 - $50.000,000 P4 =M~e than $50.000,0003 . V a lu e M e tho d C o d e s Q = A p praisa l R ~ ( os t ( R ea l Es t a l e On l y ) S =As s cs s mem T =C as h M ar k e t

( S ee C o l umn C 2) U = Bo o k V a l u e V = O ~her W = E slim atc d

E =$15,0 0 1 - $ 5 0 . 0 0 0


22/25


N a m e o f P e r so n R e p o r t i n gS E A Y , F R A N K H .

Date of R e p o r t06/22/201 I

VI 1. I N V E S T M E N T S a n d T R U S T S -D (No reportable assets , orONE incom e, tra nsa ctions.)

A. B. C.Description of Assets Income dur ing Gross va lue a t end

(including trust assets) rep ortin g pe rio d o f rep ortin g p erio dI (I) (2) (I) (2)

P l a c e " (X)" a f t e r e a c h a s s e t I A m o u n t T y p ~ ( e .g . , V a lu e V a lu eexempt f rom pr ior d i sc losure I C o d e 1 d iv ., ~n t, C o de 2 M e th o d(A-H) o r i n t . ) ( J - P ) Code 3( Q - W )1 8 . 1/124 WI IN STATE 1-16, A R o y a l ty J WP O V I A W A T O M I E C O . , O K1 9 . 1 / 12 4 W 1 I N S T O V E R 1 - 2 7 , A R o y a l ty J WP O T T A W A T O M I E C O . , O K20 . C D S , SA V I N G S & D E M A N D D E P O S IT , B Interes t J T

B A N C F I R S T , S E M I N O L E , O K21 . E D W A R D D . JO N E S A C C O U N T

22 . - E D J - I N T E R E S T A Interes t J T

23 . - E D J- C D - D M B C O M M U N I T Y B A N K A Interes t24 . - E D J - C D - M D F I N A N C I A L B A N K A Interes t J T

25 . - E D J -V A N K A M P E N E M E R G I N G G R T H N o n e J TC L C26 . - E D J -S O N O F I S Y N T H E L A B O S P O N A D i v i d e n d J T27 . - E D J - H A R T F O R D E Q U I T Y F U N D S A D i v i d e n d J T28 . - E D J - B P - P L C A Dis t r ibut ion J T

29 . - E D J - C H E S A P E A K E A D i v i d e n d J T

30 . - E D . I - H A R T F O R D E Q U I T Y I N C O M E A D i v i d e n d J T31 . M E R R I L L L Y N C H A C C O U N T

32 . M E R R I L L L Y N C Y - IN T E R E S T A Interes t J T33 . - M L -A M E R N I N C M F D O F A M E R A D i v i d e n d J T34 . - M L o B O N D F U N D O F A M E R I C A B D i v i d e n d K T

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

(I ) (2) (3) (4) (5 )T y p e ( e .g . , D a t e V a l u e Gain I d e n t i ty o fbu y , se ll , m m /dd/yy C ode 2 C ode I buy er!se lle r

r e d e m p t io n ) ( J - P ) (A-H) ( i f p r i v a t et r a n s a c t i o n )

B u y 10/01/10 J

Bu y 10/01/10 J

S o l d 08/09/10 K

I . I n c o m e G a i n C o d e s : A = $ 1 , 0 0 0 or le s s B = $ 1,0 0 1 - $ 2 .5 0 0 C = $ 2 .5 0 1 - $ 5 ,0 0 0 D = $ 5 .0 0 1 - $ 15 ,0 0 0( S e e Co l u m ns BI a n d D 4 ) F =$ 5 0 .0 0 1 - $ 10 0 .0 0 0 G =$ 10 0 ,0 0 1 - $ 1 .0 0 0 .0 0 0 I I 1 =1 1 . 0 0 0 . 0 0 1 - $ 5 . 0 0 0 , 0 0 0 1 1 2 = M o re t h a n $ 5 . 0 0 0 . 0 0 0

2 . V a l u e C o d e s J = $ 1 5 . 0 0 0 o r l e s s K =$ 15 .0 0 1 - $ 5 0 .0 0 0 L = $ 5 0 .0 0 1 - $ 10 0 .0 0 0 M = $ 1 0 0 . 0 0 1 - $ 2 5 0 . 0 0 0( S ee Co lu mn s C I a nd D 3) N =$ 25 0,0 01 - $ 50 0 .0 00 O = $.~ 00 .0 01 - $1,0 00 ,0 00 P I = $1.~ O0 .0 01 - $5 .0 00 ,0 00 P 2 = $ 5 . 0 0 0 . 0 0 1 - $ 2 5 . 0 0 0 .0 0 0

P 3 = $ 2 5 , 0 0 0 . 0 0 1 - $ 5 0 , 0 0 0 , 0 00 P 4 =M o r e t h a n $ 5 0 . 0 0 ~ . 0 0 03 . V a l u e M c ~ h o d C o d e s Q = A p p r a i s al R = C o s l ( R e a l E s t a t e O n l y ) S = A s s c s s m e n ! T = C a s h M a r k O

( S c c C o l u m n C 2 ) U -Book Value V -~hcr W = E s t i m a te d

E =$ 1 5 . 0 0 1 - $ 5 0 . 0 0 0


23/25


N a m e o f P e n o n R e p o r t in gSEAY, FRANK H .

D a t e o f R e p o r l06 /22/201 I

VII. I N V E S T M E N T S a n d T R U S T S - ~ n c o = e , v a t . e , ~ o ~ o ~ I t n d . ~ e s t h o s e o l s p . . . . . . d dependent children; see pp. 3 4 - 6 0 of.f i llng instructlonx.)~] (No reportable asse ts , orONE i ncome . transactions. )

A. B. C. D.D e s c r ip t io n o f A s se ts I n c o m e d u r in g G r o ss v a lu e a t e n d T ra n s a c t io n s d u r in g re p o r tin g p e r io d

( in c lu d in g tru s t a s s e ts ) re p o r t in g p e r io d o f r e p o r t i n g p e r i o dI


24/25


Na m e o f P e r s o n R e p o r t i n gS E A Y , FR A N K H .

Date of Report06/22/2011

V I I I. A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (lndlcatepartofrepor~)


25/25


Na m e o f P e ~ o n R e p o r t i n gS E A Y , FR A N K H .

Date of Repor t06/22/201 I

IX. CERTIFICATION.I c e r t if y t h a t a l l in f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h il d r e n , i f a n y ) i sa c c u r a t e , t r u e , a n d c o m p l e t e t o t he b e s t o f m y k n o w l e d g e a n d b e l i e f, a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d ~ v a s w i t hh e l d be c a u s e i t m e t a p p l i c a b le s t a t u t o r yp r o v i s i o n s p e r m i t t i n g n o n - d i s c l o s u r e .I f u r t he r c e r l i fy t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s wh ic h h a v e be e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s io n s o f 5 U . S . C . a p p . 5 0 1 e t . s e q , 5 U . S . C . 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

Signatu re: S[ FRANK H . SEAY

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S IF I ES O R F A I LS T O F I L E T H I S R E P O R T M A Y B E S U B JE C T T O C I V ILA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . 10 4 )

C o m m i tt e e o n F i n a n c i a l D i s c lo s u r eA d m i n i st r a ti v e O f f i c e o f t he U n i t e d S t a t e s C o u r t sS u i t e 2 - 3 0 1One Columbus Circle, N.E.W a s hi n g to n , D . C . 2 0 5 4 4

Documents

Frank H Seay Financial Disclosure Report for 2010