Gilbert S Merritt Financial Disclosure Report for 2010

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    AO I0Rev. 1/2011 FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 20 10Report Required by the Ethics

    in Governme nt Act of 1978(5 U.S.C. app. 101-111)

    1 . Person Reporting (last name, firs t , middle init ial)Merr i t t , Gi lber t S .

    4. Ti t le (Art icle I I I judges indica te act ive or senior sta tus;magis t rate judges indicate ful l - or par t - t ime)Senior Ci rcu i t Judge

    7 . Ch ambers o r Off ice Ad d res s3 0 3 C u s to m s H o u s e7 0 1 B r o a d w a yN a s h v i l l e, T N 3 7 2 0 3

    2. Court or OrganizationU . S . C o u r t o f Ap p e a l s f o r t h e S ix th C i r c u i t

    3. Date of Repor t05/1 2/201 1

    $a . Report Type (check appropria te type)

    ] Nominat ion, D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. On t h e b a s i s o f t h e i n fo rm a t i o n co n t a in e d i n t h i s Re p o r t a n d a n ymod if ica t ions perta in ing there to , it i s , in my o pin ion , in compliancewi th a pp l i c a b le l a ws a nd re gu la t ions .

    6 . Re p o r t i n g P e r i o d0 1/ 0 1/ 2 0 10to12/31/2010

    R e v i e w in g O f f i c e r D a t e

    I M P O R T A N T N O T E S : The instructions accompanying this form must be followea~ Complete all parts,checking the NONE box for each part where you have no reportable information. Sign on last page.

    I . P O S I T I O N S . (Reporting individual only; seepp. 9-13 of filing instructions.)[~] N O N E (No reportable positions.)

    1 . P a r tn e r2.3.

    4.5.

    POSITION NAME OF ORGANIZATION/ENTITYSouthern Proper t ies & Co.~!~~ ,i real estate partnership)

    I I . A G R E E M E N T S . (neportlng inai.id.al only; seeps. I4o16 of filing instructions.)~] N O N E (No reportable agreements.)

    DATE PARTIES AND TERMS

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    FINANCIAL DISCLOSURE REPORTPage 2 of 12

    Name of Person ReportingMerr it t , Gilbert S.

    Date of Report05/12/2011

    I II . N O N - I N V E S T M E N T I N C O M E . (~epo. ing individual and spouse; seepp. 17-24 offillng instructions.)A. Filers Non-lnvestment Income

    ~] ( N o r e p o r ta bl e n o n - i n v e s t m e n t i n c o m e . )ONEDATE SOURCE AND TYPE

    2.

    3.

    4.

    INCOME( y o u r s , n o t s p o u s e s )

    B . S p o u s e s N o n - I n v es t m e n t I n co m e - if you were married during anyportion of the reporting year, complete this section.(D ollar amou nt not requ ired except for h onoraria .)

    N O ~ N E ( N o reportable no n-investment income.)DATE SOURCE AND TYPE

    1.

    2.

    3.

    4.

    IV.R E I S I B U R S E M E N T S - transportation, Iodglng, food, entertainment.(Inclu des th ose to spou se and dependent ch i ldren; see pp . 25- 27 o f i l l ing instru ct ions .)

    N O N E ( N o reportable reimbursements.)SOURCE DATES LOCATION

    I.2.

    3.

    4.5.

    PURPOSE ITEMS PAID OR PROVIDE

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    FINANCIAL DISCLOSURE REPORTPage 3 of 12

    N a m e o f P e r so n R e p o r t in gMerritt, Gilbert S.

    Date of Report05/12/2011

    . ~J llP g Oo (Includes those to spouse and dependent children; see pp. 2 8-31 of filing instructions.)N O N E ( N o reportable g ifts.)

    SOURCE DESCRIPTION1.

    2.3.

    4.5.

    VALUE

    V I . L I A B I L I T I E S . a n c t u d e s t h o s e o l sp o u s e u n d d e p e n d e n t children; s e e p p . 3 2 - 3 3 of filing instructions.)N O N E ( N o reportable liabilities.)

    2.

    3.

    4.5.

    CREDITORUnion Planters Bank, Nashville, TN

    DESCRIPTIONM o r t g a g e o n C o o k e v i l l e C o m m o n s S h o p p i n g C e n t e r

    (Se e VII , l i ne 7 )

    VALUE CODEPI

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    FINANCIAL DISCLOSURE REPORTPage 4 of 12

    Name of Person ReportingMerrit t , Gilbert S.

    Date of Report05/12/2011

    V I I . I N V E S T M E N T S a n d T R U S T S - i .c o m e , v a l a e , transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)[~] N O N E (No reportable income, assets, or transactions.)

    A. B. C.D e s c r i p t io n o f A s s e t s I n c o m e d u r i n g G r o s s v a l u e a t e n d( in c lu d in g tr u s t a s s e ts ) r e p o r tin g p e r io d o f r e p o r t i n g p e r i o d

    (l) (2 ) (1) (2) (1 )Place "(X)" after each asset A m o u n t Type (e.g., Value V a l u e Type (e.g.,exempt from prior disclosure C o d e 1 d i v ., r e n t , C o d e 2 M e th o d b u y , s e l l ,( A - H ) o r i n t . ) (J-P) C o d e 3 r e d e m p t i o n )

    ( Q- W)

    I. Southern Propert ies & Co. (See below)

    2. (A) Westgate Shopping Center, Nashville,

    3. (B) W hite Castle, Nashville, TN

    4. (C) 3 rental hous es, Nashvi lle, TN

    5. (D) Cash -- interest bearing, SunTrus t,Nashv ille, TN6. Check & savings acct . SunTrust , Nashvil le,

    7. Cookev ille Comm ons Shop. Ctr.,Cookeville, TN8. Art collection -- paintings

    9. Airplane

    1 0 . SunTrust Bank Account

    1 1 . Berksh ire H athaway

    1 2 . Heartland Express

    1 3 . S i g ma A l d r i c h1 4 . S y s c o C o r p .1 5 . Tech D a ta C o r p .1 6 . U.S. Treas. B ills

    1 7 . Nashville Bank & Trust

    T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

    (2) (3) (4) (5 )D a t e Value Gain Identity of

    m m / d d / y y Code 2 - Code 1 bu y e r / se l l e r(J-P) (A-H) (if private

    t r a n sa c t i o n )

    GE

    Rent P 1 W

    Rent N W

    E Rent N W

    D I n t e r e s t M T

    A I n t e r e s t L T

    G Rent PI W

    N o n e M W

    N o n e M W Sold 01 /20/1 0

    A N o n e M T

    A D i v i d e n d M T

    A D i v i d e n d M T

    A Dividend L T

    C D i v i d e n d M TA Dividend M T Sold 11/05/10(pa r t )C Interes t N T

    B l n t e r e s t K T

    M A Chuck Armstrong

    A

    1 . Inc om e Gai n Codes : A = $ 1 , 000 or l ess B =$1,001 - $2,500 C =$2,501 - $5,000(See Col u m ns B I and D4 ) F = $50,001 - $ 100,000 G =$1 00,001 - $ 1,000 ,000 H 1 = $1,000,001 - $5,000,000

    2. Value Co des J = $ 15,000 o r le ss K = $1 5,001 - $50,000 L = $50,001 - $ 100,000( Se e C olumns C I a nd D 3 ) N = $250,001 - $500,000 O = $500,001 ~ $1,000,000 P I = $ 1 ,000,001 - $ 5,000,000

    P 3 -$25,000,001 - $ 50.000.000 P 4 = M o re th an $50,000,0003. V al u e Met hod Codes Q =Appraisal R = Cost (Rea l Es t a t e O nl y ) S =As s e s s me nt(See Col u m n C2) U =Book Va lue V = O t h e r W =Es t ima te d

    D =$5,0 0 1- $15,0 0 0H2 =M or e tha n $5,0 0 0 ,0 0 0M = $ | 0 0 ,0 0 1 - $ 2 5 0 ,0 0 0P2 =$5,000,001- $25,000,000T = C a s h M a r k c t

    E =$15,0 0 1- $50 ,0 0 0

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    FINANCIAL DISCLOSURE REPORTPage 5 of 12

    Name of Person ReportingMerr i t t , Gi lber t S .

    Date of Report05/1 2/201 1

    V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , ~ u l u e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of fillng instructions.)N O N E (No reportable income, assets, or transactions.)

    A. B. C. D.Descr ipt ion of Assets Inc om e du r i ng Gross va lue a t end Transact ions dur ing repor t ing per iod( inc luding t rust assets) reporting period of repor t ing per iod

    ( 1 ) ( 2 ) (1) (2) ( 1 ) (2) (3) (4) (5 )Place " (X)" a f t e r each asse t A mount Type (e .g ., Va lu e Va lu e Type (e.g., D a t e V a lu e Gain Ident i ty ofexempt f rom pr ior di sc losure C o d e I div., rent, Code 2 Method buy, se l l , mm/dd/yy Code 2 Code 1 buyer/se l ler(A-H) o r i n t . ) (J-P) Code 3 redempt ion) (J-P) (A -H) (if private

    (Q-W) t t ransact ion)

    1 8 . Vanguard Fund D I n t e r e s t O T Vanguard Fund19 . NB T H o ld i ng s A None K W

    20 . U.S. Treasury Bills and Notes/see attached+21 .22 .23 .24 .

    1. Incom e Gain Codes : A = $ 1.000 or less B = $ 1 ,001 - $ 2,500 C = $ 2.501 - $5,000 D = $ 5,001 - $1 5.000(See Colu m ns B I a nd D 4) F = $50,001 - $ 100,000 G = $100,001 - $ 1,000 ,000 H 1 = $1,000,001 - $5,000,000 H 2 = M o re tha n $ 5,000 ,0002. V al u e Codes J = $15,000 or les s K =$15,001 - $ 50,000 L = $50,001 - $ 100 ,000 M =$ 100,001 - $ 250,000( S e e C o l u m n s C I a n d D 3 ) N = $ 250,001 - $500,000 O = $500.001 - $1,000 ,000 P I = $1 ,000,001 - $ 5,000 ,000 P 2 = $ 5,000,001 - $ 25,000.000

    P 3 =$ 25.000,001 - $50.000,000 P 4 ~ M o re than $ 50,000.0003. V al u e Met hod Codes Q = A ppra i sa l R = Cost (Rea l Es t a t e O nl y ) S =As s e s s me nt T = C a s h M a r k e t(See Col u m n C2) U =Book Va lue V = O t h e r W =Es t ima te d

    E = $15,0 0 1- $50 ,00 0

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    FINANCIAL DISCLOSURE REPORTPage 6 of 12

    Name of Person Reportin gMerritt, Gilbert S.

    D a t e o f Re p o r t05/12/2011

    V I I I . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (Indicate part of report.)VII . Inves tmen t s and Trus t s

    Line 20 . Nine sa les and purchases by Shayne & Company for my account throughout t h e y e a r f o r a p r o f i t orE in t h e t o t a l amount o f H 1 .

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    FINANCIAL DISCLOSURE REPORTP a g e 7 o f 1 2

    N a m e o f P e rs o n R e p o r t in gM e r r i t t , G i l b e r t S .

    Date of Report05/1 2/201 1

    V II I. A D D I TI O N A L I N F O R M A T IO N O R E X P L A N A T I O N S . (lndicate part of report.)

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    FINANCIAL DISCLOSURE REPORTPage 8 of 12

    Name of Pe r son Repor t ingM e r r i t t , G i l b e r t S .

    D a t e o f Re p o r t05/17/2011

    V II I. A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (lndicatepgrtofreport.)

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    FINANCIAL DISCLOSURE REPORTPage 9 of 12

    N a m e o f P e r s o n R e p o r t in gMerr i t t , Gi lber t S .

    Date of Report05/12/2011

    V I I I . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (lndicate part of report.)

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    FINANCIAL DISCLOSURE REPORTPage 10 of 12

    Name of Pe r son Repo r t ingM e r r i t t , G i l b e r t S .

    Date o f Repor t05/12/2011

    V II I. A D D I T IO N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (lndlcaterartofreport.)

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    FINANCIAL DISCLOSURE REPORTPage 11 of 12

    N a me o f Pe rs on R e por t ingMerritt, Gilbert S.

    Da te o f R e por t05 /1 2/201 1

    V II I. A D D I T IO N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (lndicate part of report.)

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    FINANCIAL DISCLOSURE REPORTPage 12 of 12

    Na m e o f P e r so n R e p o r t in gMerritt, Gilbert S.

    Da te o f R e por t05 /1 2/201 1

    IX. CERTIFICATION.I c e r ti f y t h a t a ll i n f o r m a t i o n g i v e n a b o v e ( i n c lu d i n g i n f o r m a t i o n p e r t a i n in g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i sa c c u r a t e , t r u e , a n d c o m p l e t e to t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b le s t a t u t o ryp r o v i s i o n s p e r m i t ti n g n o n - d i s c l o s u r e .I f u r th e r c e r t if y t h a t e a rn e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U .S .C. a p p . 5 0 1 e t . s e q ., 5 U .S .C. 7 3 5 3 , a n d J ud i c i a l Co n f e r e n c e r e g u l a t i o n s .

    Signature: S[ Gilbert S. Merr itt

    N O T E : A N Y I N D I V ID U A L W H O K N O W IN G L Y A N D W IL F U L L Y F A L S I F I E S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B JE C T T O C IV ILA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . 1 0 4 )

    C o m m i t t e e o n F i n a n c i a l D i s c l o s u r eA d m i n i s t ra t i ve O f f i c e o f the U n i t e d S t a te s Cour t sSui te 2-301O n e C o l u m b u s C i r c le , N . E .W a s h i n g t o n , D . C . 2 0 54 4

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    A O 10Rev. 1/2011 FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 20 10Report Required by the Ethics

    in Government Act of 1978(5 U.S.C. app. I01-111)

    1. Person R epor ting ( las t name, f ir s t , middle init ial)Merri t t , Gilbert S.

    "4. Title (Ar ticle I l l judges indicate active or senior s tatus;magistrate judges indicate full- or part-time)

    Sen io r Ci rcu i t Jud g e

    7. Chambers or Office Address303 Customs House7 0 1 B ro a d wa yNashvi l le , TN 37203

    2. Court or OrganizationU.S. Cour t o f Appeals fo r the S ix th Circui t

    5a. Repor t Type (check appropr iate type)

    ] Nom ination, D ate[] Initial [] Annual [] Final5b. [] Amended Report8. O n lhe bas i s o f the in f or m at ion conta ined I n th i s Repor t and anymodif ications per taining thereto, i t is , in my opinion, in com pliancewith appl icable laws and regula t ions.

    3. Date o f R e p o r t05/12/2011

    6. Repor ting Per iod

    01/01/2010to12/31/2010

    Reviewing Off icer D a te

    1 M P O R T A N T N O T E S : The instructions accompanying this form must be followed. Complete all parts,checking the NO NE box for each pa rt where you have no reportable informatiot~ Sign on last page.

    I . P 0 S I T I 0 N S . ( R e p o r t i , ~ i , d lv l a , , t o , ly ; , e e p p . 9 - 1 3 o S ~ U , ~ i , , tr u c t i o ,s . )L--q N O N E (No reportable positions.)

    1 . Partne r2.3.

    4.5.

    POSITION N A M E O F O R G A N I Z A T IO N /E N T I T YS o u t h e r n P r o p e r t i e s & C o ~ ] ~ r e a l e s t a t e p a r t n e r s h i p )

    I I . A G R E E M E N T S . (Reporting individual only; seepp. 14-16 offiling instructions.)~] N O N E (No reportable agreements.)

    DATE PARTIES AND TERMS

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    FINANCIAL DISCLOSURE REPORTPage 2 of 12

    N a m e o f P e r s o n R e p o r t in gMerrit t , Gilbert S .

    Date of Report05/12 /2011

    I II . N O N - I N V E S T M E N T I N C O M E . (Reporting indivldualandspouse; seepp. 17-24 of filing lnstructions.)A. Filers Nan-Investment Income

    ~ (No reportable non- inves tment income.)ONEDATE SOURCE AND TYPE

    2.3.

    4.

    INCOME( y o u r s , n o t sp o u s e s )

    B . S p o u s e s N o n - l n v e s tm e n t I n c o m e - If you were married during any portion of the reporting year, complete this section.(Dollar amount not required except for honoraria.)

    N O N E (No reportable non-investment income.)DATE SOURCE AND TYPE

    I.

    2.

    3.

    4.

    I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertainment.(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

    N O N E (No reportable reimburseme nts.)SOURCE DATES LOCATION

    I.2.

    3.4.5.

    PURPOSE ITEMS PAID OR PROVIDE

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    Name of Person ReportingMerritt, Gilbert S.

    Date of Report05/12/2011

    V . G I F T S . a , c l , d c s t h o s e t o s p o u s e a n d d e p e n d e n t children; see p p . 2 8 - 3 1 of fil ing instruct ion s.)[~] N O N E ( N o reportable gif ts . )

    SOURCE DESCRIPTION!.2.3.4.5.

    VALUE

    V I . L I A B I L I T I E S . a . c l . d e s t h o s e o l s p o , s e a n d d e p e . d e n t children; see p p . 3 2 - 3 3 of filing instructions.)[] NONE (No reportable liabilities.)

    2.3.4.5.

    CREDITORUnion Planters Ban k, Nashville, TN

    DESCRIPTIONMortgage on Cookeville Comm ons Shopping Center

    (See V II, line 7)

    VALUE CODEP1

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    N a m e o f P e r s o n R e p o r t i n gMe rr i t t, Gi lber t S .

    Date of Report05/12/2011

    V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a l u e , transactions (Includes those of spouse and dependent children; seepp. 34-60 of fillng instructions.)N O N E ( N o reportable income, assets, or transactions.)

    A. B. C. D.Description of Assets Incom e during Gross value at end Transactions during reporting period

    (including trust asse ts) reporting period of reporting period( 1 ) ( 2 ) (1) (2) (1) (2) (3) (4) (5 )

    Place "(X )" after each asset A m ount Type (e.g., Va l ue Value Type (e.g., D a t e Value Gain Identity ofexempt from prior disclosure Code 1 div., rent, Code 2 Method buy, sell , m m/d d/yy Co de 2 Code 1 buyer/seller(A-H) o r i n t . ) (J-P) Code 3 redem ption) (J-P) (A-H) (if private

    ( Q - W ) transaction)

    1 . Southern Proper t ies & Co. (See below)2. (A) W estgate Shopping Center, Nashvi l le ,3. (B) W hi te Cast le , Nashvi l le , TN4. (C) 3 ren ta l houses, Nashv i l le , TN5. (D) Cash - - in terest bearing , SunTrust ,Nashvi l le , TN6. Check & savings acct . SunTrust , Nash vi l le ,7. Cookevi l le Common s Shop . Ctr . ,Cookevi l le , TN8. Art co l lect ion - - pa in t ings9. Airp lane1 0 . SunTrus t Bank Accountil. Berksh i re Ha thaway1 2 . Hear t land Express1 3 . S ig m a A ld r ich1 4 . Sysco Corp.15 . Te ch D a t a Co r p .16 . U.S. Treas . Bills17 . Nashvi l le Bank & Trust

    G Rent P 1 W

    E Rent N W

    E Rent N WD Interest M T

    A Interest L T

    G Rent PI WNone M W

    None M W Sold 01/20/10A None M T

    A Dividend M TA Dividend M TA Dividend L TC Dividend M TA Dividend M T Sold 11/05/10( p a r t )C Interest N T

    B Interest K T

    M A C hu ck Ar m s t ro n g

    A

    I. Income Gain Codes: A =$ 1 ,000 o r l e s s B = $1,001 - $2,500 C = $2,501 - $5 ,000 D =$5,001 - $15,000(See Columns B 1 and 1)4) F =$ 50.001 - $ 100,000 G =$ 100,001 - $ 1,000,000 H 1 = $ 1,000,001 - $ 5,000,000 H2 =More than $5,000.000

    2. Value Codes J =$15,000 or less K =$15 ,001 - $ 50 ,000 L =$50,001 ~ $100,000 M =$100,001 - $250,000(See Columns CI and D3) N =$ 250.001 - $500,000 O =$500,001 - $1,000,000 PI =$1,000,001 - $5,000,000 P2 =$5,000,001 o $25,000,000P3 -$25 .000,001 - $ 50,000,000 P4 = More th an $ 50,000,0003. Value Method Codes Q =Appra isa l R =Cost (Real E s ta te Only ) S =Assessment T =Cash Market(See Colum n C2) U = B oo k V alue V = O t h e r W = E s t im a t e d

    E =$15 ,001 - $50 ,000

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    N a m e o f P e r s o n R e p o r t i n gMerr i t t , Gi lber t S .

    Date of Report05/12/2011

    V I I . I N V E S T M E N T S a n d T R U S T S - i n c o , .e , v a t a e , transactions ( I n c l u d e s those of spouse and dependent children; see pp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

    D e s c r i p ti o n o f A s s e t s( inc luding t rus t asse t s )

    B. C. D.Incom e during Gross value at end Transactions during reporting period

    reporting period of reporting period(1 ) (2 ) (1) (2) (1 1 (2) (3) (4) (5 )Place "(X)" at~er each assel Amoun t Type (e.g., V alu e Va l ue Type (e.g., D a t e Value Gain Identity of

    exempt from prior disclosure Code 1 div., rent, Code 2 M e t h o d buy, sell , m m /d d/yy Co de 2 Code l buyer/se lle r{A -H ) o r i n t . ) ( J - P ) Code 3 redem ption) (J-P) (A-H) (if private( Q - W ) transaction)

    1 8 .1 9 .

    20 .2 1 .22 .123.24 .

    Vanguard FundNBT HoldingsU.S. Treasu ry Bills and Notes/see attach ed+

    D

    AInterest

    None

    0 T

    K W

    Vanguard Fund

    I. Income Gain Codes: A =$1,000 or less B =$1,001 - $2,500 C =$2,501 - $5,000 D =$5 ,001 - $15 ,000(See Columns 131 and D4) F =$50,001 - $I00,000 G =$ 100,001 - $ 1,000,000 H I = $1,000,001 - $5 ,000,000 H 2 =M ore th an $5,000,000

    2. V alue Codes J =$ 15 ,000 o r less K =$ 15 ,001 - $50,000 L =$50,001 - $ 100,000 M =$ 100,001 - $250,000(See Columns CI and D 3) N = $ 250,00I o $ 5 0 0 , 0 0 0 0 =$500,001 - $ 1,000,000 PI -$t,O00,O01 - $5,000,000 P2 =$5,000,001 - $25,000.000P3 -$25 ,000,001 - $50,000,000 P4 =M ore th an $ 50,000,0003. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market(See Column C2) U =Book Value V = O t he r W = E s t i m a te d

    E =$15 ,001 - $50 ,000

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    N am e of P e r s on Repor t ingMerritt, Gilbert S.

    Da t e o f R e po r t05/! 2/201 I

    V I II . A D D I T I O N A L I N FO R M A T I O N O R E X P L A N A T I O N S . (lndlcatepart of report.)VII . Investments and Trusts

    Line 20. Nine sa les and purchases by Shay ne & Company fo r m y account through out the year fo r a p ro f i t o f E in the to ta l amount o f HI .

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    FINANCIAL DISCLOSURE REPORTP a g e 7 o f 1 2

    Name of Person Repor t ingMer ri t t , Gi lbert S .

    Date of Report05/I 2 /2011

    VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

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    Name of Person Repor t ingMer ri t t , Gi lbert S .

    Da t e o f R e po r t05/12 /2011

    V I II . A D D I T I O N A L I N FO R M A T I O N O R E X P L A N A T I O N S . (lndlcatepart of report.)

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    N am e of P e r s on Repor t ingMerritt, Gilbert S.

    Date of Report05 /12 /2 01 I

    V I II . A D D I T IO N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (Indlcate part of report.)

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    FINANCIAL DISCLOSURE REPORTP a g e 1 0 o f 1 2

    Name of Person Repor t ingMerri t t , Gi lbert S .

    Date o f Repor t05/12/2011

    V III . A D D ITION A L IN FOR MA TION O R E X PL A N A TION S . (lndlcate part of report.)

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    FINANCIAL DISCLOSURE REPORTPage 11 of 12

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    V III . A D D ITION A L IN FOR MA TION OR E X PL A N A TION S . (ln,licate part of report.)

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    Date of Repor t05/12/201 l

    IX. CERTIFICATION.1 ce r t i fy tha t a l l in fo rm a t i on g i v e n a b ov e ( i nc l u d i ng i n fo rma t i on pe r t a i n i ng t o my spou se a n d m i nor o r de pe nd e n t ch i l d re n , if a ny ) i sa ccu ra t e , tru e , a nd com pl e t e t o t he b e s t o f my kn owl e dg e a nd b e l i e f , a nd t ha t a ny i n fo rm a t i on no t r e por t e d wa s wi t hhe l d b e ca u se i t me t a pp l i ca bl e s t a tu t o ryp r o v i s io n s p e r m i t tin g n o n *d i s c lo s u r e .I f u r t h e r c e rt if y t h a t e a r n e d i n c o m e f r o m o u t s id e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t ed a r e i nc o m p l ian c e w i th t h e p r o v i s io n s o f 5 U . S . C. ap p . 5 0 1 e t . s eq . , 5 U . S . C . 7 3 5 3 , an d Jud ic ia l C o n f e r en c e r eg u la t io n s .

    Sign atu re: S/Gilbert S. M erritt

    N O T E : A N Y I N D I V I D U A L W H O K N O W I N G LY A N D W I LF U L LY F A L SI FI E S O R F A I L S TO F IL E T H I S R E P O R T M A Y B E S U B JE C T T O C I V ILAND C RI M I NAL S AN C TI O NS ( 5 U . S . C. a p p . 1 04 )

    Commit tee on F inanc ia l D isc losu r eA dm in i s tra t ive O f f ice o f t he Uni ted S ta te s Cour tsSui te 2-301O ne Columbus Ci rc le , N . E .W a s h i n g to n , D . C . 2 0 5 4 4