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8/7/2019 History and Theories of Nationalism by Rob Kevlihan
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History and Theories of
Nationalism
By Rob KevlihanPresented at Billim Summer School on Nationalism and Teaching History, Almaty,
Kazakhstan, July 2007
8/7/2019 History and Theories of Nationalism by Rob Kevlihan
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Participative Exercise
What just happened in sociological terms?
What relevance does this exercise have todiscussions on identity and nationalism?
Is it a useful tool?
8/7/2019 History and Theories of Nationalism by Rob Kevlihan
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Analysis: Participative Exercise
What just happened?
Category formation (Charles Tilly, Durable
Inequality)Ascribed status versus achieved characteristics
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Analysis: Participative Exercise
Is it relevant?
Simplistic: Identities as social arrangements reinforcedby socially constructed and continuously re-negotiated
storieslocated not inside human bodies but in tiesamongst persons (Tilly, Stories, Identities and PoliticalChange)
The role of power in defining which characteristics aresalient for the purposes of category formation (c.f. The
political salience of difference: Why Chewas andTumbukas are Allies in Zambia and Adversaries inMalawi (Posner, APSR, 2004, 98, 4, pp529-545)
Is it useful????
8/7/2019 History and Theories of Nationalism by Rob Kevlihan
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Defining Nationalism
Negative connotations of nationalism
Relationship between a community and the
stateThat community often (but not always)
compromises a particular ethnic group
Politicization of identityNation-state
8/7/2019 History and Theories of Nationalism by Rob Kevlihan
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Theories of Nationalism
Primordialism
A people have always existed in a particular place and
after many years of struggle have established / will
establish an independent stateLargely viewed as a straw man in the literature but it
can reflect popular views of the state, particularly if
promulgated through the educational system, official
media etc.Can be contrasted with theories that argue that
nationalism is a purely modern phenomenon
8/7/2019 History and Theories of Nationalism by Rob Kevlihan
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Theories of Nationalism
Nationalism and industrialization / modernization
Industrial revolution in western Europe in 19th century
led to mass urbanization and new forms of associational
life (Tnnies: Gemeinschaft und Gesellschaft)Also led to a massive expansion of state capacity and
penetration of societye.g. through educational system
(Gellner, Hobsbawn)
While the scale of associative activity within states alsoincreased through communicative action (Deutsch)
The Invention of Tradition (Hobsbawn & Ranger)
8/7/2019 History and Theories of Nationalism by Rob Kevlihan
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Theories of Nationalism
Imagined Communities (Anderson)
Also a function of modernity, but origins earlierfrom
invention of the printing press
Nationalism developed in different ways in differentplaces (linguistic, official and creole nationalisms)
Creole the first form in the Americas; official and
linguistic first arose in Europe
Largely a socially constructed and modern phenomenon imagined communities
8/7/2019 History and Theories of Nationalism by Rob Kevlihan
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Theories of Nationalism
Ethno Symbolism (Smith)
Middle roadidea of ethnie
Recognizes the importance of modernprocesses but
Symbols and artifacts of an ethnic group are
importantcontent matters
Element of continuity but not primordialist
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Theories of Nationalism
Territorial-Civic (Individualistic) versus
Ethno-cultural nationalism (Shared cultural
characteristics) (Hans Kohn)Variations of civic nationalism
UnitaryUSA: E pluribus unum
- France:Libert, galit, FraternitConsociational (Lijphart)France, Belgium,
Northern Ireland
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Critiques of Nationalist Canon
Danger of any dominant meta narrative
Gender based critique
Relational AnalysisNationalism as a form of contentious
politics
Cosmopolitanism
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Critiques of Nationalist Canon
Dangers of any meta-narrativethe
subaltern critique (Chatterjee) Fragmentsof nationalism multiple stories and
imaginings instead of one all powerful
hegemonic nationalism in any given locale
8/7/2019 History and Theories of Nationalism by Rob Kevlihan
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Critiques of Nationalist canon
Gender based critique (Enloe)
Inherently genderized and indeed, male, originsand influences on nationalism;
but (Yuval-Davis) the role of women in passing
on values between generations and use of
womanhood to support nationalist discourse.
8/7/2019 History and Theories of Nationalism by Rob Kevlihan
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Critiques of Nationalist Canon
Relational analysis at the inter-state level
Brubakertriangle between governing state,alternative nationalism of minority within that
state and nationalism of neighboring state that
has affinity with the minority
Typology: Minority, homeland andnationalizing nationalisms
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Critiques of Nationalist Canon
Nationalism as a form of contentious
politics
Nationalism as an outcomeone not alwaysintended at the outset
Importance of political mobilization (Mc
Adam, Tarrow and Tilly, Dynamics of
Contention), including Opportunity Spirals,Identity Shift, Competition and Brokerage)
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History and Nationalism
Historical hagiography
How history is written and taughtdominance
of primordialism?
Historians as organic intellectuals of the state?
All narratives are informed by theory
either implicitly or explicitly
e.g. Marxist stages of development
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History and Nationalism
Method
Value / Fact distinction (Weber)
The importance of inconvenient facts (Weber)
Self awareness
Subject
Nationalism as outcome of contentious politics (e.g.
Tarrow, Tilly and McAdam)Nationalism as long term socio-political process
Nationalism as false conciousness?
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History and Nationalism
Distinctive Strengths of Historians
The importance of empirics
Making sense out of sometimes chaoticsituations
Identifying weaknesses in (western derived)
theory
8/7/2019 History and Theories of Nationalism by Rob Kevlihan
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Relevance to Central Asia
Modern origins of state boundaries as a result of
Soviet nationality policies
Dominance of titular nationalities in each of the
states but presence of other ethnic groups
State building policies of new stateslanguage
policies, state symbolism, nationality requirements
and continued use of ethnic markers (e.g. IDcards)
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Relevance to Central Asia
Massimo dAzeglio We have made Italy;
now it is time to make Italians
Role of historical hagiography in stateformation and legitimation
Historical revisionism
Social movements of a nationalist characterThe dangers of meta narrativessqueezing out
the possibility of pluralistic states?