History and Theories of Nationalism by Rob Kevlihan

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    History and Theories of

    Nationalism

    By Rob KevlihanPresented at Billim Summer School on Nationalism and Teaching History, Almaty,

    Kazakhstan, July 2007

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    Participative Exercise

    What just happened in sociological terms?

    What relevance does this exercise have todiscussions on identity and nationalism?

    Is it a useful tool?

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    Analysis: Participative Exercise

    What just happened?

    Category formation (Charles Tilly, Durable

    Inequality)Ascribed status versus achieved characteristics

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    Analysis: Participative Exercise

    Is it relevant?

    Simplistic: Identities as social arrangements reinforcedby socially constructed and continuously re-negotiated

    storieslocated not inside human bodies but in tiesamongst persons (Tilly, Stories, Identities and PoliticalChange)

    The role of power in defining which characteristics aresalient for the purposes of category formation (c.f. The

    political salience of difference: Why Chewas andTumbukas are Allies in Zambia and Adversaries inMalawi (Posner, APSR, 2004, 98, 4, pp529-545)

    Is it useful????

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    Defining Nationalism

    Negative connotations of nationalism

    Relationship between a community and the

    stateThat community often (but not always)

    compromises a particular ethnic group

    Politicization of identityNation-state

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    Theories of Nationalism

    Primordialism

    A people have always existed in a particular place and

    after many years of struggle have established / will

    establish an independent stateLargely viewed as a straw man in the literature but it

    can reflect popular views of the state, particularly if

    promulgated through the educational system, official

    media etc.Can be contrasted with theories that argue that

    nationalism is a purely modern phenomenon

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    Theories of Nationalism

    Nationalism and industrialization / modernization

    Industrial revolution in western Europe in 19th century

    led to mass urbanization and new forms of associational

    life (Tnnies: Gemeinschaft und Gesellschaft)Also led to a massive expansion of state capacity and

    penetration of societye.g. through educational system

    (Gellner, Hobsbawn)

    While the scale of associative activity within states alsoincreased through communicative action (Deutsch)

    The Invention of Tradition (Hobsbawn & Ranger)

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    Theories of Nationalism

    Imagined Communities (Anderson)

    Also a function of modernity, but origins earlierfrom

    invention of the printing press

    Nationalism developed in different ways in differentplaces (linguistic, official and creole nationalisms)

    Creole the first form in the Americas; official and

    linguistic first arose in Europe

    Largely a socially constructed and modern phenomenon imagined communities

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    Theories of Nationalism

    Ethno Symbolism (Smith)

    Middle roadidea of ethnie

    Recognizes the importance of modernprocesses but

    Symbols and artifacts of an ethnic group are

    importantcontent matters

    Element of continuity but not primordialist

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    Theories of Nationalism

    Territorial-Civic (Individualistic) versus

    Ethno-cultural nationalism (Shared cultural

    characteristics) (Hans Kohn)Variations of civic nationalism

    UnitaryUSA: E pluribus unum

    - France:Libert, galit, FraternitConsociational (Lijphart)France, Belgium,

    Northern Ireland

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    Critiques of Nationalist Canon

    Danger of any dominant meta narrative

    Gender based critique

    Relational AnalysisNationalism as a form of contentious

    politics

    Cosmopolitanism

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    Critiques of Nationalist Canon

    Dangers of any meta-narrativethe

    subaltern critique (Chatterjee) Fragmentsof nationalism multiple stories and

    imaginings instead of one all powerful

    hegemonic nationalism in any given locale

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    Critiques of Nationalist canon

    Gender based critique (Enloe)

    Inherently genderized and indeed, male, originsand influences on nationalism;

    but (Yuval-Davis) the role of women in passing

    on values between generations and use of

    womanhood to support nationalist discourse.

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    Critiques of Nationalist Canon

    Relational analysis at the inter-state level

    Brubakertriangle between governing state,alternative nationalism of minority within that

    state and nationalism of neighboring state that

    has affinity with the minority

    Typology: Minority, homeland andnationalizing nationalisms

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    Critiques of Nationalist Canon

    Nationalism as a form of contentious

    politics

    Nationalism as an outcomeone not alwaysintended at the outset

    Importance of political mobilization (Mc

    Adam, Tarrow and Tilly, Dynamics of

    Contention), including Opportunity Spirals,Identity Shift, Competition and Brokerage)

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    History and Nationalism

    Historical hagiography

    How history is written and taughtdominance

    of primordialism?

    Historians as organic intellectuals of the state?

    All narratives are informed by theory

    either implicitly or explicitly

    e.g. Marxist stages of development

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    History and Nationalism

    Method

    Value / Fact distinction (Weber)

    The importance of inconvenient facts (Weber)

    Self awareness

    Subject

    Nationalism as outcome of contentious politics (e.g.

    Tarrow, Tilly and McAdam)Nationalism as long term socio-political process

    Nationalism as false conciousness?

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    History and Nationalism

    Distinctive Strengths of Historians

    The importance of empirics

    Making sense out of sometimes chaoticsituations

    Identifying weaknesses in (western derived)

    theory

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    Relevance to Central Asia

    Modern origins of state boundaries as a result of

    Soviet nationality policies

    Dominance of titular nationalities in each of the

    states but presence of other ethnic groups

    State building policies of new stateslanguage

    policies, state symbolism, nationality requirements

    and continued use of ethnic markers (e.g. IDcards)

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    Relevance to Central Asia

    Massimo dAzeglio We have made Italy;

    now it is time to make Italians

    Role of historical hagiography in stateformation and legitimation

    Historical revisionism

    Social movements of a nationalist characterThe dangers of meta narrativessqueezing out

    the possibility of pluralistic states?