CONG TY CO PHANCH(fNG KHoAN VNDIRECT

CONG HOA xX HOI CHU NGHiA Vl¢T NAMDQe l~p - Tl}'do - Hanh phuc

S6: v~-~12020IBC-VNDlRECT Ha N(ji, ngay.l.vthang 01 nam 2020

BAo cAo TiNH HiNH QuAN TRJ CONG TY NIEM YET(Nam 2020)

Klnh girl: - Dy ban Chung khoan Nha mroc- SO-Giao djch Chung khoan Ha NQi- SO-Giao djch Chung khoan TP. Ha Chi Minh

Ten cong ty niem y~t: Cong ty C6 phan Chung khoan VNDlRECT

Dia chi tru sa chinh: S6 1 Nguyen Thuong Hi€n, Nguyen Du, Hai Ba Trung, Ha NQi

Di~n thoai: 024 397245687 Fax: 02439724600 Email: cbtt@vndirect.com.vn

V6n di€u l~: 2.204.301.690.000 VND

Ma clnrng khoan: VND

I. Hoat dQng ciia D\li hQidang e6 dong (DHDCD)

Thong tin v€ cac cuoc hop va Nghi quyet/Quyet dinh cua DHDCD:

STT S6 Nghi quyet Ngay NQi dung

- Thong qua cac bao cao, to trinh cua HDQT, Ban T6ng Giamd6c va Ban kiem scat

- Thong qua Bao cao tai chinh nam 2018 da duoc kiem toan cuaCong ty.

- Thong qua vi~c lua chon t6 clnrc ki€m toano

- Thong qua viec chi tra thu lao cho HDQT va BKS.

- Thong qua chinh sach thirong va b6 sung luang kinh doanhcho Ban di€u hanh va can bQchu ch6t nam 2019.

185/20191 - Thong qua vi~c phan ph6i IQ'inhu~ nam 2018 cua Cong ty.1 18/4/2019NQ-DHDCD - PM chuc1nvi~c Chu tich HDQT kiem nhi~m T6ng giam d6c.

- Thong qua vi~c chao ban c6 phi~u ra cong chung.

- Thong qua vi~c phat hanh c6 phi~u theo chuang trinh h;rach(;mcho nguoi lao dQng

- Thong qua vi~c phat hanh trai phi~u chuy@nd6i rieng Ie

- Thong qua vi~c chao ban c6 phi~u rieng Ie

- Thong qua vi~c chao ban chUng quy€n c6 bao dam

- Thong qua vi~c mi~n nhi~m, b~u b6 sung thanh vien HDQT.

II. HQidang Quan tri (HDQT)

1. Thong tin v~ thanh vien HDQT

Ngay bit S8 bu8i Lydo

STT Thanh vien HDQT Clnrc v\ld§u/khong hQp Ty l~ tham khongcon la TV HDQT dV hop thamHDQT tham dV dV

1. Pham Minh Huang Chu tich02/5/2012 04 100%

HDQT

2. Vii HienThanh vien

02/5/2012 04 100%HDQT

3. Nguyen Hoang Thanh vien 02/5/2012 04 100%Giang HDQT

Christopher 29/5/2017 Bi4. Bertram Thanh vien 03 75% .;t

HDQT Mi~n nhiern mienBrinkebom Beselin 18/4/2019 nhiem

Pekka Mikael Thanh vien BAub6 sungBau

5. 1 25% b6Nastamo HDQT tir 18/4/2019 sung

6. Pham te Nh~t Thanh vien27/4/2016 04 100%

Quang HDQT

2. Hoat dqng giam sat cua HDQT d8i vOiBan di~u hanh

Nam 2019, HDQT VNDlRECT tiSp tuc nang eao hoat dQnggiam sat, huang dfuI,chi dao d6ivoi Ban T6ng giam d6e nham bao dam triSnkhai dung va dAydu viec thuc hien cacNghi quyet,quyet dinh cua DHDCD va HDQT. HDQT cling da danh nhieu thai gian trao d6i, thao Iuan voiBan T6ng giam d6e de thuc d~y hoat dQngkinh doanh cua Cong ty tren co sa thirc hien dungDieu l~,Quy ehSva cac quy dinh phap luat co lien quan.

3. Ho~t dqng cua cac ti~u ban thuqc HDQT

Ban KiSm toan nQibQ:Danh gia mQteach dQel~p ve S\l phil hQ'Pva tuan thu cae ehinh sachphap lu~t, Dieu l~, cae quySt dinh cua DHDCD, cae quySt dinh/quy ehS eua HDQT; kiSmtra,danh gia vi~e tuan thu eua hOi;\tdQngkinh doanh d6i vai cae ehinh sach, quy ehSva quy trinhnQibQ;kiem tra, danh gia vi~e tuan thu cae quy dinh phap lu~t, kiem soat cac bi~n phap baodam an toan tai san; kiSmtra, xem xet va danh gia S\l day du, hi~u qua va hi~u l\le cua h~ th6ngkiSmsoat nQibQtr\le thuQeBan T6ng giam d6e; tham muu thiSt l~p cae chinh saeh va quy trinhnQibQ;kiSm tra, danh gia quy trinh xac dinh, danh gia va quan 1yrui ro kinh doanh; kiem tra,danh gia hi~u qua eua cae hOi;\tdQng;danh gia vi~e tuan thu cae cam kSt trong hQ'Pd6ng; kiSmtra, dieu tra cae vi phi;\ffitrong nQibQeong ty; th\lc hi~n cae eong vi~e khae lien quan dSnkiSmsoat tuan thu, kiSm toan nQibQeong ty (g6m cit eong ty con) thee quy dinh cua phap 1u~t,Dieu1~va Quy ehS do HDQT ban hanh.

BQph~ Quan tri rui ro: Nghien elm, phat triSn, ban hanh chiSn luge va chinh sach, quy ehS,quy trinh qUIDtri rui ro eua Cong ty thee tUng thai ky; Phe duy~t va ban hanh cae quy dinh,quy t~e, bQtieu chi, phan quyen quan 1yva phe duy~t rui ro, eac tham s6 va mo hinh quan trirui ro eua cae san phb eua Cong ty; Xae dinh chinh sach th\le thi va mue dQch~pnh~ rui ro

~t-/

C\

2

cua Cong ty; Xac dinh phuong phap nhan dien va do luang rui ro; Giam sat, ngan ngira, phathien va xu ly rui ro; Bao cao tlnrc thi quan tri rui ro cua Cong ty.

HQi d6ng nhan su: Tham muu cho HDQT v€ cac vdn d€ lien quan dSn heat dQng quan tri nhansir cua Cong ty; Quyet dinh cac chien hroc nhan su trong tung thai ky; phe duyet cac ch~ dQchinh sach nhan sir, co chS luong thuong, phuc loi danh cho can bQnhan vien cua Cong ty; Pheduyet cac chuong trinh nham phat trien nguon hrc cua Cong ty; thay m~t HDQT quyet dinh viectuyen dung, b6 nhiem, mi~n nhiem, ky lu~t cac can bQquan ly thuoc tham quyen cua HDQT vahoac Chu tich HDQT (cac can bQquy dinh t~i Di€u 23 Quy chS Qmin tri Cong ty; thvc hi~n cacquy€n h~ va nhi~m V\l khac thea quy dinh t~i Di€u l~ va Nghi quyStiQuy ch~ do HDQT banhanh.

HQi d6ng d~u tu: Phan tich tinh hinh tai chinh, m\lC tieu d~u tu, tham muu cho HDQT v€ cacvdn d€ lien quan dSn ho~t dQng d~u tu cua Cong ty; QuySt dinh phan b6 tai san d~u tu cua congty trong ph~ vi thb quy€n; Quan ly ban hanh chinh sach va pM duy~t h~n muc d~u tu, danhm\lc ch(mg khoan d~u tu ngful h~ va/ho~c dai h~ cua Cong ty; QuySt dinh phuong an, khoand~u tu khong nfun trong k~ ho~ch kinh doanh va ngan sach da duQ'cHDQT phe duy~t thea tUngtruang hQ'P;QuySt dinh vi~c g6p v6n ho~c mua ban phk v6n g6p t~i cac doanh nghi~p, muaban ch(mg khoan niem ySt (khong bao g6m ho~t dQng tv doanh ngful h~); Thvc hi~n cac khoanbao dam b6i thuang, nghi~p V\l bao lanh phat hanh; thvc hi~n cac quy€n h~n va nhi~m V\l khacthea quy dinh t~i Di€u l~ va Nghi quyStiQuy chS do HDQT ban hanh.

HQi d6ng ALCO: Nghien Clm va d€ ra cac chiSn luQ'cd6i v6i co du Bang can d6i Tai san (canQi va ngo~i bang) nhfun d~t m\lc tieu lQ'inhu~ trong m6i tuong quan v6i rui ro (t6i da h6a lQ'inhu~, t6i thi~u h6a rui ro); PM duy~t cac chinh sach quan tri rui ro tren Bang can d6i Tai sanphil hQ'Pv6i chi~n luQ'ckinh doanh va m\lc tieu lQ'inhu~, dinh ky ki~m tra muc dQtuan thu cuacac h~ muc rui ro; Quan ly rui ro thanh khoan va cac yeu du luu chuy~n ti€n t~ cuaVNDlRECT mQt cach lien t\lC, c6 tinh d~n luu chuy~n ti€n t~ cQng d6n tiI lQ'inhu~ va luuchuy~n ti€n t~ dv bao, phat sinh tiI tang truemg ti€n gui, cho vay, cac ho~t dQng d~u tu dv kiSn;Quan ly rui ro lai suit cua VNDlRECT phat sinh do sv chenh l~ch gifra Tai san C6 va Tai sanNQ'c6 nh~y cam v6i lai sudt; Quan ly rui ro thi truang d6i v6i cac biSn dQng vS gia c6 phiSu,trai phiSu, ty gia va lai sudt; Chi d~o vi~c xay d\l'llg, phe duy~t va tri~n khai cac chinh sach, dambao thuc d~y hi~u qua kinh doanh cho cac Don vi, cai thi~n vi~c quan tri kha nang sinh lai theasan phb, Kh6i Kinh doanh va Khach hang, xac dinh thai h~n va muc dQthay d6i lai sudt d6iv6i cac san phb huy dQng va cho vay cua VNDlRECT; Ki~m tra, ki~m soat va giam sat vi~ctuan thu cac quy dinhl quy trinh lien quan t6i ho~t dQng kinh doanh cua Kh6i kinh doanh dambao an toan, hi~u qua t6i uu va tuan thu cac quy dinh cua VNDlRECT cling nhu cua UBCKNNva cac bQnganh c6 lien quan.

HQi d6ng ky lu~t: Ki~m tra, diSu tra, dcinh gia d6i v6i cac vi ph~m trong nQi bQcong ty; Dua racac quySt dinh ap d\lng hinh thuc ky lu~t tuong (mg v6i tinh chdt, muc dQcua hanh vi vi ph~m;Ban hanh qUYStdinh xu ly vi ph~m ky lu~t d6i v6i nguai c6 hanh vi vi ph~m; Thvc hi~n caccong vi~c cong vi~c khac lien quan d~n vi~c xac dinh vi ph~ va xu ly cac hanh vi vi ph~ cuacan bQnhan vien Cong ty.

4. Cae Nghi quy~t/Quy~t dinh eua HDQT

Trong nam 2019, HDQT, Chu tich HDQT cua Cong ty da ban hanh cac Nghi quy~t, Quy~t dinhsau day:

',./

TT sA van ban Ngay Nqi dung

3

1. 63-2/20 19/QD- HDQT 10/1/2018 Quyet dinh vS viec bao m~t thong tin va bao v~quyen sa hiiu tri tu~ tai VNDlRECT

2. 42-2/20 19INQ-HDQT 22/112019 Thong qua cac hQ"Pd6n~ dich vu cung cApchoCong ty CP T~p doan Dau tu I.P.A

Thong qua viec thay d6i ten va dia di~m Phong3. 111/20191NQ-HDQT 0813/2019 giao dich Hoan Kiem, t6 chirc DHDCD thirong

nien 2019

4. 138-2/2019INQ-HDQT 29/3/2019 Thong qua BC cua Ban TGD vS ket qua hoatdong nam 2018 va ke hoach nam 2019.

Thong qua viec phe duyet va giao mot s&cong5. 138-3/20 19INQ-HDQT 29/3/2019 viec thucc tham quyen cua HDQT cho Chu tich

HDQT.

6. 15812019/QD-HDQT 09/4/2019 Mi~n nhiem Giam d&cDiSu hanh v~ hanh

243/2019/QD-HDQT 2815/2019Tra c6 nrc cho c6 dong.7.

253120 19/QD- HDQT 04/6/2019

Ban hanh quy che t6 chirc va heat dong cua cac8. 588-2/2019/QD-HDQT 25/10/2019 HOi d6ng, Ban thuoc HDQT cua Cong ty CP

Chung khoan VNDlRECT

9. 84/20 19/QD-HDQT 28/10/2019 Mi~n nhiem giam d&c Chi nhanh TP H6 ChiMinh.

10. 85/20 19/QD-HDQT 28110/2019 B6 nhiem Quyen giam d&c chi nhanh H6 ChiMinh.

11. 608/20 19/QD- 07/1112019 Thanh l~p va chirc nang nhiem vu ctia BanVNDlRECT Giam sat tuan thti.

Thay d6i dia di~m POD Vincom thanh POD

12. 625/QD- HDQT 18/1112019 SALA t~i 151 Nguy~n Co Tr~ch, PhuOng AnLqi Dong, Qu~n 2, TP HCM ( Theo OD s&8811QD-UBCK cApngay 16110/2018).

13. 635/QD-HDQT 20111/2019 Thay d6i dia di~m chi nhanh Da N~ng

14. 669INQ-HDQT 05112/2019 Phat hanh rieng Ie trai phieu cong ty Dqt 3-2019

15. 670INQ-HDQT 0511212019 Phat hanh rieng Ie trai phieu cong ty Dqt 4-2019

71112019/QD- Ky ket cac HQ"Pd6ng, giao dich lien quan dSn16.

VNDlRECT 25/12/2019 vi~c mua ban tai san vui Cong ty CP Ong Trunguang.

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III. Ban Ki~m soat (BKS)

1. Thong tin v~ thanh VieDBKS

4

Ngay bit s.( b A. Lydoo UOITyl~

diu/khong hop lam khongSTT Thanh vien BKS Chrrcvy. tham dl}'

con la TV vi~c cua hQptham dl}'

BKS BKS hQp

1 Hoang Thuy NgaTruong 21/412013

09 100%BKS

2Huynh Thanh Binh

Thanh vien28/4/2012

09 100%Minh

3 Nguyen Thi Minh H~ Thanh vien 23/4/2015 09 100%

2. Hoat dQng giam sat ciia BKS d8i VOl HDQT, Ban T6ng Giam d8c va c6 dong

BKS thirc hien hoat dQng giam sat, daub gia viec thirc hien k~ hoach kinh doanh ciing nhu sirtuan thu cua Cong ty d6i voi quy dinh phap lu~t, Di@ul~ Cong ty va Nghi quyet cua DHDCD.Ngoai cac phien hop dinh ky cua BKS trong qua trinh thuc hien chirc nang cua minh, BKS condanh thai gian tham gia cac phien hop cua HDQT, Ban diSu hanh cua Cong ty nham nang caohoat dQng giam sat, d6ng thai, dong gop y kien khi cAnthiet.

3. Sl}'ph8i hQ1>hoat dQng gifra BKS d8i VOl hoat dQng cua HDQT, Ban T6ng Giam d8c vacac can bQ quan Iy khac

Trong cac dqt ki~m tra, daub gia tf\l'c ti~p CllaBKS d6i v6i tinh hinh tri~n khai k~ ho~ch kinhdoanh Clla Cong ty, BKS thuang xuyen ph6i hgp, dua ra cac yeu du cung dp h6 sO',tai li~uho(lc t6 chuc lam vi~c tr\lc ti~p v6i Ban T6ng Giam d6c, cac can bQ qu<inly Cong ty nh~m codAydll thong tin, dfr li~u dn thi~t d~ th\lc hi~n cong vi~c.

4. Ho~t dQng khac clla BKS

BKS Cong ty ciing danh thai gian quan sat, danh gia cac ho~t dQng khac CllaCong ty trong nam2019, d(lc bi~t la cac chi~n dich kinh doanh, chuang trinh tim ki~m gi<iiphap, d\l an phat tri~nclla Cong ty.

IV. Dao t~o v~ qmin tri cong ty

V6i chinh sach chu trQng t6i ho~t dQng quan tri Cong ty nh~ xay d\1'llgva phat tri~n Cong tyngay cang vfrng m~nh, thanh vien HDQT, thanh vien diSu hanh va cac can bQquan ly khac CllaCong ty duQ'ckhuy~n khich tham gia cac chuang trinh dao t~o vS quan tri cong ty. MQt s6 thanhvien HDQT, BKS va can bQ quan ly dll duQ'c dp ChUng chi dao t~o v@quan tri cong ty doTrung tam Nghien CUuKhoa hQc va Dao t~o ChUng khoan - Uy ban ChUng khoan Nha nu6c(SRTC) t6 chuc nhu:

Ba Ph~ Minh Huang - Chll tich HDQT

ang Vii HiSn - Thanh vien HDQT

Ba Hoang Thuy Nga - TruOng Ban ki~m soat

Ba Nguyen Thi Hi Ninh - K~ toan tru6ng

Ba Le Thi Huang Mai - Giam d6c Nhan S\l

V. Danh sach v~ ngU'01 co lien quan Clla Cong ty theo quy dinh t~i khoan 34 Di~u 6 Lu,tChUng khmin va giao dich clla ngU'01co lien quan Clla cong ty VOl chinh Cong ty

-Cl

5

1. Danh sach v~ nguoi co lien quan cua Cong ty: Phu luc I dinh kern Bao cao nay.

2. Giao dich gitra Cong ty voi nguoi co lien quan cua Cong ty; hoac gifra cong ty voi c6 dong Ion,nguoi nQi bQ, nguoi co lien quan cua ngiroi nQibQ: Khong co.

3. Giao dich gitra ngiroi nQibQCong ty, ngiroi co lien quan cua nguoi nQibQvoi cong ty con, congty do Cong ty nam quyen kiem soat: Khong co

4. Giao dich gifra cong ty voi cac d6i tUQ11gkhac4.1. Giao dich gitra cong ty voi cong ty rna thanh vien HDQT, thanh vien Ban Ki€rn soat, T6ng

Giam d6c di~u hanh dffva dang la thanh vien sang l~p hoac thanh vien HDQT, T6ng Giarn d6cdi~u hanh trong thai gian ba (03) nam tro lai day (tinh tai thai di€rn l~p bao cao):

T~ang 1/2019, Cong ty ky k~t cac Hgp d6ng dich V\1 cung cftp c~o Cong ty c6 phAn T~p doanDau tu IPA (giao dich nay dff dUQ'cthong qua thea Nghi quyet so 42-2/20 19INQ-HDQT ngay22/1/2019). Thang 12/2019 Cong ty dffco giao dich rnua ban tai san vai Cong ty CP Ong Trung{fang (giao dich nay dff duQ'c thong qua thea Quy~t dinh s6 711/2019/QD-VNDlRECT ngay25/12/2019).

4.2. Giao dich gifra cong ty vOi cong ty rna nguai co lien quan cua thanh vien HDQT, thanh vienBan Ki€rn soat, T6ng Giam d6c di~u hanh la thanh vien HDQT, T6ng Giarn d6c di~u hanh:Khong co

4.3. Cac giao dich khac cua cong ty (n~u co) co th€ rnang ll;lilqi ich v~t chit hoi,ic phi v~t ch~t d6ivOi thanh vien HDQT, thanh vien Ban Ki€rn soat, T6ng Giarn d6c di~u hanh: Khong co

VI. Giao dieh e8 phi~u ella ngU'Oini}i hi}va ngU'Oilien quan ella ngU'Oini}i hi} :

1. Danh sach nguai nQi bQva nguai co lien quan cua nguai nQi bQ: Ph\1l\1c II kern Bao cao nay.

2. Giao dich cua nguai nQi bQva nguai co lien quan d6i vai c6 phi~u cua cong ty niern y~t: Khongco

VII. Cae v~n d~ ein Ill'll y khae: Khong co ..-,J

.jl

F

6

Phu luc I

Danb sach NgU'irico lien quan ciia Cdng ty

Thoi diem b~tThai di~m

SIT Ten t6 chirc/ca nhanTai khoan giao dich Chirc vu tai S6 Gifry NSH*, ngay Dia chi tru sa chinh/ Dia chi lien h~ dAulangum

khong con la Ly dochirng khoan (n€u co) cong ty (neu co) cAp,naicAp nguoi co lien

co lien quan quan

1 Pham Minh HuangCM tich Hf>QTT6ng Giam d6c

2 Vii Hi~n TV Hf>QT

3 Nguyen Hoang Giang TV Hf>QT

4Christopher Bertram TV Hf>QT 18/4/2019Brinkebom Beselin

5Pekka Mikael TV Hf>QT 18/4/2019

Nastamo

6 Pham Le Nhat Quang TV Hf>QT

7 Hoang Thuy Nga Truong BKS

8Huynh Thanh Binh TVBKSMinh

9 Nguysn Thi Minh TVBKSHanh

10 Nguyen Thi Ha Ninh K€ toan tnrong

11 Vii Nam HuangGiam doc Tai

chinhTruong Ban

12 Dieu Ngoc Tufrn Kiem toan NQibQ

7

Phu luc II

Danh sach Ngl101 nQi bQ va ngl101 e61ien quan ella Ngl101 nQi bQ

TKgiao Chuc v\I s6 CPsaTylfsahfru CP

STT HQten djch CK t~i Cong ty CMNDIHQ chi@u, ngay cAp, noi cAp Dja chi hfru cu6i cu6iky Ghi chu

(n@uco) (n@uco) ky(%,)

1 Pham Minh Hueng CTHDQT 6.414.459 2,91

TGD

2 D6 Thi Nhung 0 0

3 Vii Hi€n TVHDQT 180 0,0008

4 Pham Minh Quy 0 0

5 Pham Minh Hang 0 0

6 Vii Hi~n TVHDQT 180 0,0008

7 Phan Thi Minh 0 0

8 Pham Minh Huang CTHDQT 6.414.459 2,91

TGD9 Vii Hoang Kien 0 0

10 Vii Mai Lan 0 0

II Vii Thanh Xuan 0 0

12 Nguy~n Hoang Giang TVHDQT 0 0

13 Vii Mai Lan 0 0

14 Nguyen Huyen Trang 0 0

8

4,\ '.\ ... i ",... bo~ _. i "."

TKgiao Chuc v\I S6 CPsaTyl~sahfru CP

STT Ho tsn djch CK t\li Cong ty CMNDIHQchi~u, ngay c§p, not c§p Dja chi hfru cU6i cu6i ky Ghi chu

(n~u co) (n~u co) ky(%)

15 Dao Vi~tNga 0 0

16 Nguy~nDao MyAnh 0 0

17 Pekka Mikael TVHDQT 0 0Nastamo

18 OUiPekkaNastamo 0 0

19 Sonja Camilla 0 0Nastamo

20 Maria Stefanie 0 0Nastamo

21 Markus Sebastian 0 0Nastamo

22 Pham Le Nhi-t Quang TVHDQT 0 0

23 Pham Nhat Nam 0 0

24 LeDi~uHa 0 0

25 Pham te Ha Thu 0 0

26 te Thj Thanh Van 0 0

27 Pham Le Thuc An 0 0

28 Hoang ThOyNga TVBKS 0 0

29 HoangVan Chau 0 0

30 Pham Thi Hang 0 0

9

TKgiao Clnrc v\I Sll CP sO'Tyl~sO'hfru CP

STT HQten dichCK ttli Cong ty CMNDIH{}chi~u, ngay cip, nol cip Dia chi hfru culli culli ky Ghi chu

(n~u co) (n~u co) ky(%)

31 Hoang Thanh Phuong 0 0

32 Hoang Thj Thanh 0 0ThUy

33 Hoang Thu Thuy 0 0

34 Nguy~n Thi Minh TVBKS 0 0Htlnh

35 Nguysn Van 1mb 0 0

36 Pham Th]Minh Hien 0 0

37 Nguyen Minh Tu 0 0

38 Hoang Van Hi6u 0 0

39 Huynh Thanh Binh TVBKS 0 0Minh

40 Huynh Thanh Binh 0 0

41 Nguy~nThj M~ 0 0

42 Vii TrongNgrua 0 0

43 Vii HuynhMai Huang 0 0

44 Nguy@nThi Ha Ninh K~ toan 25.597 0,0116tnrong

45 Nguyen Van Dinh 0 0

46 Kheng Thi Urn 0 0

10

TKgiao Chu-c vy S6 CP sciTyl~scihiiu CP

STT H9 ten djch CK t\li Cong ty CMNDIHQ chi~u, ngay cAp, not cAp Bja chi hiiu cu6i cu6i ky Ghi chii

(n~u co) (n~u co) ky(%)

47 Cao S<YIlHlli 0 0

48 Cao Nguyen Khanh 0 0

49 Cao Khanh Nguyen 0 0

50 Nguysn Cong Minh 0 0

51 Nguyen Van Dinh 0 0

52 Nguy€n Thi Hu~ 0 0

53 Vii Nam Huong Giam doc 130.000 0,059Tai chfnh

54 Vii Ngoc Nam 0 0

55 Cao Van DU<YIlg 0 0

56 Cao Minh Vii 0 0

57 Cao Vii Binh 0 0

58 Vii Anh Tufu1 0 0

59 Bieu Ng9c TuinTruong 20.000 0,0091

BanKi~mtoan NQi bQ-NDUQCBTT

60 Dieu Ngoc PhAm 0 0

61 Nguy€n Thi Phuc 0 0

62 Phan Thi Hlli Anh 0 0

11

sa CP saTyl~scY

TKgiao Clnre v\I hfru CPSTT HC}ten djch CK ~i Cdng ty CMNDIHQ chiSu, ngay cip, noi cAp f)ja chi hfru cuai cuAiky Ghi chu

(nSu co) (nSu co) ky(%)

63 Dieu Tu~ Duc 0 0

64 Dieu Tue Dan 0 0

6S Dieu Thj Tuyet Mai 0 0

66 Dieu Ti~n ThQ 0 0

67 Dieu NgQCHoa 0 0

12