中華民國 105 年 2 月 29 日刊印

104年度年報

(原名：元大寶來證券股份有限公司)

一、發言人、代理發言人姓名、職稱、聯絡電話及電子郵件信箱 發 言 人 代 理 發 言 人

姓 名 職 稱 邱文卿資深副總經理 廖月榮副總經理

聯 絡 電 話 (02)2718-1234#5850 (02)2718-1234#5501

電 子 郵 件 信 箱 WhitneyChiu@yuanta.com SabinaLiao@yuanta.com

二、總公司、分公司之地址、電話及網址

公 司 名 稱 址地

網 址 電 話

元大證券股份有限公司 台北市中山區南京東路三段 225 號 13、14 樓

http://www.yuanta.com.tw (02)2718-1234

元 大 證 券 各 分 公 司 詳第 440~443 頁

三、股票過戶機構之名稱、地址、網址及電話

名稱 元大證券股份有限公司股務代理部 電話 (02)2586-5859

網址 http://www.yuanta.com.tw 地址 台北市承德路三段 210 號地下一樓

四、最近年度財務報告簽證會計師姓名、事務所名稱、地址、網址及電話

簽證會計師姓名 郭柏如會計師、周建宏會計師 電話 (02)2729-6666

事 務 所 名 稱 資誠聯合會計師事務所 地址 台北市基隆路一段 333 號 27 樓

網 址 http://www.pwc.tw

五、海外有價證券掛牌買賣之交易場所名稱及查詢該海外有價證券資訊之方式：無。 六、信用評等機構

信 用 評 等 機 構 地 址 電 話 網 址

中 華 信 用 評 等 公 司 台北市信義路五段 7 號 49 樓 （台北 101 大樓） (02)8722-5800 http://www.taiwanratings.com

澳洲商惠譽國際信用評等

股份有限公司台灣分公司 台北市敦化北路 205 號 13 樓1306 室 (02)8175-7600 http://fitchratings.com.tw/zh

103 1

105 2 104 2,805 103 10.6%

104 0.75% 103 3.92% 3.17% 80.87%

3 4 11 7

103 9,307 104 4 28

10,014 8 24 7,203

2,811 28.07% 8 15

8,338 969 10.41% (-14.35%)

(9.07%) (-7.16%) (2.40%)

(9.43%) 104 1,168.17 103

1,198.79 30.62 2.55% 104 27.23

103 29.57 2.34 7.91%

104 260 103

313 53 ( 16.93%) 30

104 98.37 3.8

37.83%

104 :

� 11.85% 3.71%

� 16.24% 20.12% 1.7

� ( ) 495.69 3,569

1

16.87% 13.57%

� 700 23.15%

2.3

� 11.89%

� 16.72% 1.6

� 36.42% 2.1

� 14.01% 3.06%

103

- 104

APP-

104

417% (150%) 2.78

2

104

� -

� - -

� - - -

- ETF-E -

� - -

- - - -

- - - � 2015 - -

� 2015 - - - -

- - - -

(Asiamoney)

� (Best Domestic Debt House in Taiwan)

(No. 1 for Best Local Brokerage in Taiwan) (No. 1 for Best

Overall Country Research in Taiwan) (No. 1 for Best

Overall Sales Services in Taiwan) (No. 1 for Best Execution in

Taiwan) (No. 1 for Best in Sales Trading in Taiwan)

12 (No. 1 for Most Improved Brokerage over the last 12

Months in Taiwan) (No. 1 for Best Events and/or

Conferences) (No. 1 for Best Roadshows and

Company Visits in Taiwan)

(The Asset)

� (Top Bank Arranger - Investors' Choice for Primary

Issues in Asian Currency Bonds - Corporate Bonds)

(No. 2 for Top Banks in the Secondary Market in Asian Currency Bonds – Corporate

3

Bonds) (No. 3 for Top Banks in the Secondary

Market in Asian Currency Bonds – Government Bonds)

(Best Corporate and Institutional Bank in Taiwan) (Best

Equity House in Taiwan) (Best Brokerage House in Taiwan)

(FinanceAsia)

� (Best Broker in Taiwan) (Best

Investment Bank in Taiwan)

104 8 15

10%

105 4

4

3.0

100% (FinTech)

105

105 69

( 2.0%) 1.47% 104

APP

4

�

�

�

�

� ETF

�

� APP

�

24 19

25

� APP

5

�

( )

105

6

85 6 1,000,000 8

86 8 9332,000

1,332,000 10

87 1 2 2,668,0004,000,000

5 68 9 10

11

88 1 8 1011

89 3 4924,015 4,924,015

7 8358,985 5,283,000

90 1 6 9327,000

600,000 6,210,000 1112

91 1 23 9 257,0145,952,986 10 1,000,000

6,952,986 12

92 4 6 7

93 1 2 31,000,000 7,952,986 4

5 6

7

8 9 460,0008,412,986 10 12

600,000

94 4 489,952 8,902,938 89 10

11

95 1 1,500,00010,402,938 3 7

10

96 6 9696.79 160

536.79 11

149 145

97 2 3 37 100 436.79

9(1 ) (8 ) (9 ) 5 140

( ) 4 (BVI)6 100%

98 4 ( )50,000 708,132 5

NB TDR 7(FinanceAsia)2009 9

10 (Asiamoney) 1990-2008

99 2 141 5IML( ) 6 327,374

469.53 10

100 1 6 Kim Eng Holdings LimitedAseam Credit Sdn Bhd 10 11

12101 4 1

101 448 189 202.19

671.73 9 120 551.73 1011 2

190

8

5

9

( ) 5 ( )7 ( ) 11

102 (1 ) (5 )(6 ) (8 ) (10 )

(11 ) (12 ) 176

6 ( )

103

1 3 4 (OSU)

1 ( ) 2 ( ) 4 ( ) 6 () 7 ( ) 8 ( ) 10 ()— 103 162

2 6( )

9 PT AmCapital Indonesia11 ( )

104 7 Yuanta Securities Co., Ltd.

5 ( )— 161

4 ( ) PT AmCapital Indonesia(PT Yuanta Securities Indonesia PT AMCI Manajemen Investasi

Indonesia( PT Yuanta Asset Management ) ( )7 ( ) ( ) 10

YT

9

10

11

( )

()

12

13

105

229

(

)

()

10

3.06

.26

10

3.06

.26

()

5,51

7,28

3,54

0

100%

()

5,51

7,28

3,54

0

100%

—

—

—

——

—

()

10

2.06

.01

10

1.04

.01

——

—

—

(

)

()

()

()

()

—

—

—

()

10

2.06

.01

96

.6.2

9—

——

—

——

—

14

(

)

()

10

2.06

.01

96

.06.

29

()

5,51

7,28

3,54

0

100%

()

5,51

7,28

3,54

0

100%

——

—

—

——

—

()

10

4.04

.15

10

4.04

.15

——

—

—

——

—

()

10

2.06

.01

96

.09.

23

——

—

—

(

)

——

—

()

10

3.09

.16

10

3.09

.16

——

—

—

()

—

—

—

15

(

)

()

10

2.06

.01

96

.09.

23

()

5,51

7,28

3,54

0

100%

()

5,51

7,28

3,54

0

100%

——

—

—

()

(

)

(

)

Gul

f Tec

hnol

ogy

(B.V

.I.) C

o., L

td.

——

—

()

10

2.06

.01

10

1.04

.01

——

—

—

——

—

()

10

2.06

.01

96

.09.

23—

——

—

——

—

16

(

)

()

10

2.06

.01

10

1.04

.01

()

5,51

7,28

3,54

0

100%

()

5,51

7,28

3,54

0

100%

——

—

—

—

—

—

()

10

2.06

.01

96

.09.

23—

——

—

——

—

110

26

110

26

110

55

31

210

44

1510

55

3110

46

26

17

104 9 14

3.77% 3.29% 2.77% 2.71%

( ) 2.69%

2.27% 2.22%

( ) 2.13% 1.67%

1.64%104.9.14

105 2 29

19.69% 19.84% 18.36% 18.92% 10.23%

8.27% 4.69%

45.88% 33.74% 15.38%

5.00%

44.38% 19.00% 18.69% 9.96%

5.01% 2.96%

100%

( )

100%

45.79% 37.14% 14.02% 2.58%

0.47%

18

( )

19

105 2 29

1 2 3 4 5 6 7 8 9 10

� � � � � � � � � 0

� � � � � � � � � � � 0

� � � � � � � � � � � � 2

� � � � � � � � � � 0

� � � � � � � � � � � 2

� � � � � � � � 0

� � � � � � � � � 0

� � � � � � � � � � 0

� � � � � � � � � � 0

� � � � � � � � � � 0

� � � � � � � � � � 0

� � � � � � � � � � 0 “�”

1 2 (

) 3

4 5

6

7

8 9 30 10 27

20

105

229

1

()

()

(2)

1

04.0

7.16

- -

- -

- -

(

)

1

02.0

3.28

- -

- -

- -

1

03.1

1.08

- -

- -

- -

TA

N PEI-

SAN

103.

12.0

1-

- -

- -

-

()

PT

Yua

nta

Secu

ritie

s Ind

ones

ia

Com

mis

sion

er

()

1

04.0

4.01

- -

- -

- -

21

1

()

()

(2)

1

04.0

7.01

- -

- -

- -

PT Y

uant

a Sec

uriti

es In

done

sia

Com

miss

ione

r

()

()

22

1

()

()

(2)

1

04.0

8.01

- -

- -

- -

1

04.0

8.01

- -

- -

- -

1

04.0

8.01

- -

- -

- -

1

01.0

4.01

- -

- -

- -

101

.04.

01-

- -

- -

-

102

.12.

02-

- -

- -

-

104

.03.

01-

- -

- -

-

101

.08.

10-

- -

- -

-

(

)

103

.05.

08-

- -

- -

-

103

.05.

08-

- -

- -

-

103

.05.

08-

- -

- -

-

101

.04.

01-

- -

- -

-

101

.04.

01-

- -

- -

-

23

1

()

()

(2)

102

.05.

02-

- -

- -

-

(

)

103

.04.

16-

- -

- -

-

103

.04.

16-

- -

- -

-

103

.04.

16-

- -

- -

-

103

.04.

16-

- -

- -

-

101

.04.

01-

- -

- -

-

102

.10.

01-

- -

- -

-

102

.08.

01-

- -

- -

-

103

.04.

16-

- -

- -

-

103

.04.

16-

- -

- -

-

103

.04.

16-

- -

- -

-

105

.02.

16-

- -

- -

-

101

.04.

01-

- -

- -

-

101

.04.

01-

- -

- -

-

102

.05.

01-

- -

- -

-

24

1

()

()

(2)

104

.01.

01-

- -

- -

-

96

.09.

23-

- -

- -

-

103

.05.

08-

- -

- -

-

103

.04.

16-

- -

- -

-

101

.04.

01-

- -

- -

-

101

.04.

01-

- -

- -

-

103

.04.

16-

- -

- -

-

103

.10.

16-

- -

- -

-

104

.04.

01-

- -

- -

-

104

.04.

01-

- -

- -

-

104

.04.

01-

- -

- -

-

104

.04.

01-

- -

- -

-

104

.04.

01-

- -

- -

-

105

.02.

01-

- -

- -

-

()

104

.04.

01-

- -

- -

-

25

1

()

()

(2)

104

.06.

03-

- -

- -

-

104

.10.

01-

- -

- -

-

103

.04.

16-

- -

- -

-

TSEN

G KU

O-JUA

N 10

2.04

.01

- -

- -

- -

(

)

103

.07.

01-

- -

- -

-

104

.01.

16-

- -

- -

-

104

.09.

04-

- -

- -

-

104

.08.

01-

- -

- -

-

101

.04.

01-

- -

- -

-

104

.05.

11-

- -

- -

-

103

.04.

16-

- -

- -

-

104

.02.

16-

- -

- -

-

104

.10.

16-

- -

- -

-

104

.03.

01-

- -

- -

-

103

.12.

01-

- -

- -

-

26

1

()

()

(2)

104

.03.

01-

- -

- -

-

104

.07.

01-

- -

- -

-

(

)

(B.V

.I.)

104

.10.

01-

- -

- -

-

()

100

.04.

01-

- -

- -

-

101

.04.

01-

- -

- -

-

101

.04.

01-

- -

- -

-

105

.01.

01-

- -

- -

-

102

.05.

01-

- -

- -

-

104

.03.

01-

- -

- -

-

104

.02.

16-

- -

- -

-

103

.12.

01-

- -

- -

-

105

.01.

01-

- -

- -

-

103

.05.

08-

- -

- -

-

27

1

()

()

(2)

104

.02.

16-

- -

- -

-

103

.09.

01-

- -

- -

-

104

.03.

02-

- -

- -

-

103

.09.

01-

- -

- -

-

104

.02.

16-

- -

- -

-

104

.06.

01-

- -

- -

-

101

.04.

01-

- -

- -

-

101

.04.

01-

- -

- -

-

103

.04.

16-

- -

- -

-

103

.08.

16-

- -

- -

-

104

.02.

16-

- -

- -

-

104

.02.

16-

- -

- -

-

101

.04.

01-

- -

- -

-

102

.05.

01-

- -

- -

-

28

1

()

()

(2)

102

.07.

01-

- -

- -

-

103

.07.

01-

- -

- -

-

104

.02.

16-

- -

- -

-

103

.04.

16-

- -

- -

-

101

.04.

01-

- -

- -

-

(BVI

)

104

.02.

16-

- -

- -

-

103

.04.

16-

- -

- -

-

104

.02.

16-

- -

- -

-

103

.04.

01-

- -

- -

-

103

.10.

01-

- -

- -

-

104

.08.

01-

- -

- -

-

103

.04.

01-

- -

- -

-

104

.08.

01-

- -

- -

-

29

1

()

()

(2)

1

03.0

4.01

- -

- -

- -

1

03.0

4.01

- -

- -

- -

1

03.0

4.16

- -

- -

- -

98

.08.

01-

- -

- -

-

104

.03.

01-

- -

- -

-

104

.04.

01-

- -

- -

-

()

1

01.0

1.01

- -

- -

- -

1

01.0

1.01

- -

- -

- -

1

01.0

1.01

- -

- -

- -

1

01.0

1.01

- -

- -

- -

1

01.0

4.01

- -

- -

- -

1

01.0

4.01

- -

- -

- -

1

01.0

4.01

- -

- -

- -

30

1

()

()

(2)

1

01.0

4.01

- -

- -

- -

1

01.0

4.01

- -

- -

- -

102

.05.

16-

- -

- -

-

104

.04.

01-

- -

- -

-

104

.07.

16-

- -

- -

-

104

.09.

01-

- -

- -

-

103

.09.

01-

- -

- -

-

102

.05.

16-

- -

- -

-

104

.07.

16-

- -

- -

-

102

.04.

01-

- -

- -

-

104

.07.

16-

- -

- -

-

104

.08.

01-

- -

- -

-

103

.11.

14-

- -

- -

-

102

.05.

16-

- -

- -

-

103

.05.

08-

- -

- -

-

31

1

()

()

(2)

103

.11.

14-

- -

- -

-

103

.06.

01-

- -

- -

-

104

.04.

01-

- -

- -

-

103

.05.

08-

- -

- -

-

104

.01.

01-

- -

- -

-

101

.04.

01-

- -

- -

-

103

.11.

14-

- -

- -

-

102

.07.

01-

- -

- -

-

101

.01.

01-

- -

- -

-

104

.09.

01-

- -

- -

-

104

.07.

16-

- -

- -

-

104

.12.

16-

- -

- -

-

102

.01.

01-

- -

- -

-

104

.07.

16-

- -

- -

-

103

.11.

14-

- -

- -

-

32

1

()

()

(2)

104

.04.

01-

- -

- -

-

103

.06.

01-

- -

- -

-

103

.01.

01-

- -

- -

-

103

.06.

01-

- -

- -

-

104

.10.

16-

- -

- -

-

102

.07.

01-

- -

- -

-

104

.09.

01-

- -

- -

-

102

.05.

16-

- -

- -

-

103

.11.

14-

- -

- -

-

102

.07.

01-

- -

- -

-

104

.08.

01-

- -

- -

-

102

.04.

01-

- -

- -

-

102

.07.

01-

- -

- -

-

102

.05.

16-

- -

- -

-

104

.04.

01-

- -

- -

-

33

1

()

()

(2)

102

.04.

01-

- -

- -

-

104

.04.

01-

- -

- -

-

104

.04.

01-

- -

- -

-

103

.11.

14-

- -

- -

-

102

.03.

16-

- -

- -

-

104

.08.

01-

- -

- -

-

104

.07.

16-

- -

- -

-

103

.11.

14-

- -

- -

-

103

.12.

01-

- -

- -

-

104

.03.

01-

- -

- -

-

102

.05.

16-

- -

- -

-

104

.04.

01-

- -

- -

-

103

.09.

01-

- -

- -

-

103

.09.

01-

- -

- -

-

101

.01.

01-

- -

- -

-

34

1

()

()

(2)

102

.07.

01-

- -

- -

-

104

.05.

08-

- -

- -

-

104

.03.

01-

- -

- -

-

103

.06.

01-

- -

- -

-

103

.12.

01-

- -

- -

-

102

.01.

01-

- -

- -

-

102

.05.

16-

- -

- -

-

104

.04.

01-

- -

- -

-

104

.11.

16-

- -

- -

-

105

.02.

01-

- -

- -

-

103

.05.

08-

- -

- -

-

101

.11.

11-

- -

- -

-

103

.11.

14-

- -

- -

-

101

.05.

01-

- -

- -

-

103

.11.

14-

- -

- -

-

35

1

()

()

(2)

105

.02.

01-

- -

- -

-

104

.07.

16-

- -

- -

-

104

.09.

01-

- -

- -

-

103

.06.

01-

- -

- -

-

102

.07.

01-

- -

- -

-

104

.07.

16-

- -

- -

-

104

.04.

01-

- -

- -

-

104

.04.

01-

- -

- -

-

102

.12.

23-

- -

- -

-

104

.01.

01-

- -

- -

-

104

.08.

01-

- -

- -

-

104

.04.

01-

- -

- -

-

103

.03.

01-

- -

- -

-

104

.08.

01-

- -

- -

-

36

1

()

()

(2)

103

.11.

14-

- -

- -

-

102

.01.

01-

- -

- -

-

104

.03.

01-

- -

- -

-

104

.07.

16-

- -

- -

-

103

.06.

01-

- -

- -

-

104

.10.

16-

- -

- -

-

103

.11.

14-

- -

- -

-

103

.03.

01-

- -

- -

-

104

.07.

16-

- -

- -

-

104

.01.

01-

- -

- -

-

104

.07.

16-

- -

- -

-

104

.07.

16-

- -

- -

-

101

.04.

16-

- -

- -

-

104

.04.

01-

- -

- -

-

102

.01.

01-

- -

- -

-

37

1

()

()

(2)

102

.05.

16-

- -

- -

-

103

.11.

14-

- -

- -

-

102

.05.

16-

- -

- -

-

104

.07.

16-

- -

- -

-

104

.04.

01-

- -

- -

-

102

.05.

16-

- -

- -

-

102

.01.

01-

- -

- -

-

103

.05.

08-

- -

- -

-

104

.08.

01-

- -

- -

-

104

.07.

16-

- -

- -

-

104

.01.

01-

- -

- -

-

103

.03.

01-

- -

- -

-

100

.08.

01-

- -

- -

-

103

.05.

08-

- -

- -

-

104

.04.

01-

- -

- -

-

38

1

()

()

(2)

103

.03.

01-

- -

- -

-

101

.12.

01-

- -

- -

-

103

.03.

01-

- -

- -

-

104

.12.

16-

- -

- -

-

104

.04.

01-

- -

- -

-

104

.07.

16-

- -

- -

-

99

.08.

01-

- -

- -

-

103

.03.

01-

- -

- -

-

102

.12.

01-

- -

- -

-

102

.05.

16-

- -

- -

-

104

.07.

16-

- -

- -

-

103

.11.

14-

- -

- -

-

104

.07.

16-

- -

- -

-

10

2.05

.16

- -

- -

- -

103

.11.

14-

- -

- -

-

39

1

()

()

(2)

102

.01.

01-

- -

- -

-

103

.09.

01-

- -

- -

-

102

.05.

16-

- -

- -

-

100

.08.

01-

- -

- -

-

103

.03.

01-

- -

- -

-

103

.11.

14-

- -

- -

-

104

.01.

01-

- -

- -

-

103

.06.

01-

- -

- -

-

103

.03.

01-

- -

- -

-

104

.07.

16-

- -

- -

-

103

.11.

14-

- -

- -

-

104

.07.

16-

- -

- -

-

104

.04.

01-

- -

- -

-

105

.02.

01-

- -

- -

-

103

.11.

14-

- -

- -

-

40

1

()

()

(2)

100

.08.

01-

- -

- -

-

104

.07.

16-

- -

- -

-

102

.05.

16-

- -

- -

-

102

.12.

01-

- -

- -

-

102

.01.

01-

- -

- -

-

104

.01.

01-

- -

- -

-

104

.04.

01-

- -

- -

-

102

.10.

01-

- -

- -

-

104

.07.

16-

- -

- -

-

102

.05.

16-

- -

- -

-

104

.04.

01-

- -

- -

-

104

.07.

16-

- -

- -

-

104

.07.

16-

- -

- -

-

103

.11.

14-

- -

- -

-

1

2

41

()

1(

)

104

A

BC

D

A

BC

DE

FG

(A

) (B

) (C

) (D

) (E

)

(F)

(G

)(4)

(H

) (I)

(

)

32,5

79 3

2,57

9 0

0 0

0 2,

950

2,95

00.

36%

0.36

%22

,478

22,4

78

0 0

490

490

00

00

0.59

%0.

59%

24

3

(

)

()

(

)

()

(

) (3)

(

)

(

)

(

)

(

)

(

)

(

)

(

)

(

) (3)

1

2

3

4

42

(A+B

+C+D

) (A

+B+C

+D+E

+F+G

)

2,00

0

2,00

0(

)~5,

000

()

5,00

0(

)~10

,000

()

10,0

00(

)~15

,000

()

15,0

00(

)~30

,000

()

30,0

00(

)~50

,000

()

50,0

00(

)~10

0,00

0(

)

100,

000

35

,529

35

,529

58

,056

58

,299

43

2

104

(A)

(B)

(C)

(D)

(4

AB

CD

148,

018

172,

640

5,58

55,

585

421,

570

427,

874

2,44

80

2,44

80

5.91

%6.

22%

0 0

00

4,10

7

TAN

PEI-S

AN

44

(A)

(B)

(C)

(D)

(4

AB

CD

45

(A)

(B)

(C)

(D)

(4

AB

CD

46

(A)

(B)

(C)

(D)

(4

AB

CD

47

(A)

(B)

(C)

(D)

(4

AB

CD

(3)

(3)

(3)

(3)

(3)

48

(A)

(B)

(C)

(D)

(4

AB

CD

(3)

(3)

(3)

(3)

(3)

1

2

3

4

49

2,00

0

2,00

0(

)~5,

000

()

TA

N

PE

I-S

AN

5,00

0(

)~10

,000

()

10

,000

()~

15,0

00(

)

15

,000

()~

30,0

00(

)

TAN

PEI

-SA

N

30,0

00(

)~50

,000

()

50,0

00(

)~10

0,00

0(

)

100,

000

57

7,62

1 61

2,43

8

50

3 105 02 29

0 6,344 6,344 0.20

TAN PEI-SAN

51

TSENG KUO-JUAN

52

53

54

55

56

57

58

103 10,396,448 33,192 0.32% 0 0% 544,322 5.24%

104 9,779,037 35,529 0.36% 0 0% 577,621 5.91%

2

59

12

( )( ) ( )

% /

( ) 10 2 83%

( ) 12 0 100%

( ) 11 1 92%

( ) 12 0 100%

( ) 8 1 89% 104.04.15

9

( ) 12 0 100%

( ) 11 0 92%

( ) 11 1 92%

( ) 12 0 100%

( ) 11 1 92%

( ) 12 0 100%

( ) 12 0 100%

( ) 3 0 100% 104.04.15

3

( ) 4 2 67% 104.06.26

6

14 3

( ) 104 1 29

1 100%

2

60

3

4

( ) 104 2 25 1

2

( ) 104 3 26

1 1,665

2

3

61

4 )

( ) 104 5 7

1

2

3

4

5

( ) 104 5 28

1

62

2

3

4

5

( ) 104 6 25

1

2

3

63

4

5

6

7

8

9

10

( ) 104 7 30

64

1

2

3

4

5

( ) 104 8 25 1

2

3

65

4

( ) 104 9 29

1

2

3

4

5

66

6

7

( ) 104 11 5 1

2

3

4

5

67

6

7 99% PT Yuanta Securities Indonesia

( )

( ) 104 11 26 1

2

3

4

5

68

6

7

8

9

( ) 104 12 29 1

2

69

3

4

5

6

45

70

16 ( )

( )

(%) /

( ) 14 2 88%

( ) 15 1 94%

( ) 11 1 92% 104.04.15

12

( ) 3 1 75% 104.04.15

4

14 5

104 1 20

104 2 25 1

2

104 3 17 1

71

2

3

104 4 21 1

2

3

4

72

104 5 19 1

2

3

4

104 6 16 1

2

73

3

4

5

6

7

104 7 21 1

74

2

3

4

104 8 18 1

2

3

75

4

104 9 15 1

2

3

4

5

76

6

7

104 10 20 1

2

3

4

5

77

104 11 17 1

2

3

4

5

6

78

7

104 12 15

1

2

3

4

79

5

6

(%)

80

2. 105 2 29

1 2 3 4 5 6 7 8 9 10

� � � � � � � � � � � � 2

� � � � � � � � � � 0

� � � � � � � � � � � 2 “�”

(1) (2) (

) (3) (4) (5)

(6)

(7)

(8) (9) 30 (10) 27

81

3. 6

(1) (2) (3)

(4) (5) (6) (7) (8) (9) (10) (11) (12) (13) (14) (15) (16)

(17)

82

105

2

1.

2.w

ww

.yua

nta.

com

.tw

(

)

(

)

(

)

()

()

()1

00%

()

()

: 1.

2.

45

(

)C

M-1

5100

(

) (

)

83

(

)

(

)

(

)

()

()

968

100

8

()A

.

B

.

1.

2.

96.0

8.21

10

0%

(

)

()

ww

w.y

uant

a.co

m.tw

84

(

)

()A

.

B.

http

://w

ww

.yua

nta.

com

/eng

lish/

C

.

D.

1.

2.96

.08.

21

3.

4.

(1

)

(2)

(3

)

(4

)

5.

(1)

85

(2

)

(3

)96

.08.

21

6.

104

CG

6010

(201

5)-

: 1.

:

2.

:

3.

:

4.

:

:

1.:

A.

()

B

.

2.:

A.

86

B

.

C.

D

.

E.

F.

3.:

A.

B

.

C

.

4.:

A. (

)

B.

()

87

C.

:

88

2.

104

11

104

1231

()

10

3.06

.26

104.

04.2

3 10

4.04

.23

3 6

104.

07.1

5 10

4.07

.15

3

10

2.06

.01

104.

07.1

5 10

4.07

.15

3 6

104.

10.1

4 10

4.10

.14

3

10

2.06

.01

104.

05.2

7 10

4.05

.27

3 6

104.

07.1

5 10

4.07

.15

3

10

2.06

.01

104.

04.0

8 10

4.04

.08

3 6

104.

04.2

3 10

4.04

.23

3

10

4.04

.15

104.

07.1

5 10

4.07

.15

3 6

104.

10.1

4 10

4.10

.14

3

10

2.06

.01

104.

04.2

3 10

4.04

.23

3 6

104.

07.1

5 10

4.07

.15

3

89

()

10

3.09

.16

104.

04.2

3 10

4.04

.23

3 6

104.

10.1

4 10

4.10

.14

3

10

2.06

.01

104.

10.2

8 10

4.10

.28

10

4

3

6 10

4.12

.04

104.

12.0

4

-

3

10

2.06

.01

104.

02.0

6 10

4.02

.06

IF

RSs

3

6 10

4.04

.23

104.

04.2

3

3

10

2.06

.01

104.

09.2

4 10

4.09

.24

3 6

104.

12.1

1 10

4.12

.11

C

SR

3

10

2.06

.01

104.

04.2

3 10

4.04

.23

3 6

104.

07.1

5 10

4.07

.15

3

10

2.06

.01

104.

04.2

3 10

4.04

.23

3 6

104.

07.1

5 10

4.07

.15

3

90

99.09.30

1. 105 2 29

1

2

1 2 3 4 5 6 7 8

� � � � � � � � 1

� � � � � � � � � � 2

� � � � � � � � � 2

1 2 “�”

(1) (2)

(3)

(4) (5)

(6)

(7)

(8) 30

2.

(1) 3

(2) 102 6 1 105 5 31 3( )

( )

(%)

/

2 1 67%

3 0 100%

2 0 100% 104.5.7 2

1 0 100% 104.4.151

91

3.

4 (1) (2) (3) (4) (5) (6)

92

()

()

()

(

)A.

9910

2612

28

B

.10

1923

100

822

1000

0281

0710

010

25

C.

99

102

924

(

)

(

)A.

499

1230

103

819

93

()

B

.

(

)

()

()

()

A

.

B.

C

.10

4

()

105

ISO

104

11 ISO

140

0110

54

BSI

105

1IS

O 1

4064

-110

55

BSI

A

.

B.

94

C

.

D.

a.

b.

104

c.

a)

b)

c)

26C

d)

e)

OA

f)

95

()

g)

h)

i)LE

D

j)

()

104

108

105

1(C

arbo

n D

iscl

osur

e Pr

ojec

t, C

DP)

()

()

()

(

)A.

B

.

96

()

()

()

(

)

16

(

)A.

B

.

C

.

D.

(

)A.

104

97

()

B

.

C

.104

2,52

619

3,04

127

5,63

23,

800

(

)A.

B

.

a.

02-2

173-

6054

b.

02

-277

2-28

62

c.

Hot

line.

fhc@

yuan

ta.c

om

d.

C

.

a.

02-2

718-

5886

b.

W

ebm

aste

r@yu

anta

.com

c.

98

()

(

)

()

(

)

()A

.

100

104

103

B

.10

26

C

.10

411

546

92%

(

)

99

(

)

�

10

310

45

(BSI

)A

A10

00 A

S:20

08G

RI

G4

�

G

RI G

4A

A10

00 T

ype

I B

SI

�

: ht

tp://

ww

w.yu

anta

.com

/tw/IR

02/IR

0112

/ h

ttp://

ww

w.yu

anta

.com

.tw

100

()

(

)

()

()

A

.

B.

(

)A.

B

.

C

.

(

)A.

B

.

101

(

)

()

(

)

()

()

()A

.

B

.

102

(

)

(

)

(

)

103

1.

2. http://www.yuanta.com.tw

1. (1)

(2)

A. B. C. D. E. F. G.

(3) A.

B.

(4)

2. (1)

(2)

A.

B.

(3) A. B. C. D. E. F. G.

104

(4)

3. (1)

(2)

(3)

A. B. C.

(4)

A. a. b. c. d. e. f. g. h. i.

B.

105

1 .

105 2 25104

(

1. 2. 3. 4. 5.

104 12 31

105 2 25 12 0

106

2 .

18 2 4 10 22 65

(104.11.20 10400486711 1040048671)

A. B.C.

1. (1) 100% (2)

(3)

(4)

2. (1) 100% 99%

PT AmCapital Indonesia (2)

(3)

3. (1) (2) 1,665 (3)

4. (1) (2) 792 (3)

5. (1) (2) (3) (4)

107

(5)

6. (1) (2)

7. (1)

(2)

8. (1)

(2)

9. (1) (2)

(3) 99% PT Yuanta Securities Indonesia

( )

10. (1)

(2)

(3)

11. (1) (2)

( )

105 2 29

103/07/07 104/06/26

- 103/01/15 104/08/01

108

104 1 1 104 12 31

1 2,000 2 2,000 4,000 3 4,000 6,000 5,185 4 6,000 8,000 7,780 5 8,000 10,000 6 10,000 12,965

7,780 0 0 60 5,125 5,185 V

104/1/1~ 104/12/31

109

( 1) 104 105 2 29

( )

( )

( )

( )

( ) -

- - - -

( ) -

( ) -

( ) -

( ) -

( ) -

( ) ( ) -

( ) -

( ) -

( ) -

( ) -

( ) -

- - - -

- - - -

- - - -

TAN PEI-SAN - - - -

- - - -

- - - -

- - - -

- - - -

- - - -

- - - - - - - - - - - -

- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -

- - - - - - - - - - - - - - - - - - - - - - - - - - - -

110

( 1) 104 105 2 29

( )

( )

( )

( )

- - - - - - - - - - - - - - - - - - - - - - - - - - - -

- - - - - - - - - - - - - - - -

- - - - - - - -

- - - - - - - -

- - - - - - - -

- - - - - - - -

- - - - - - - -

TSENG KUO-JUAN - - - - - - - - - - - - - - - -

- - - - - - - -

- - - -

- - - - - - - - - - - -

- - - - - - - -

- - - - - - - -

- - - - - - - - - - - - - - - - - - - -

- - - - - - - -

- - - - - - - -

- - - - - - - -

- - - -

111

( 1) 104 105 2 29

( )

( )

( )

( )

- - - - - - - -

- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -

- - - - - - - - - - - -

- - - - - - - -

- - - - - - - - - - - -

- - - - - - - -

- - - - - - - -

- - - - - - - - - - - -

- - - - - - - - - - - -

- - - - - - - - - - - -

- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -

- - - - - - - - - - - -

- - - - - - - -

- - - -

112

( 1) 104 105 2 29

( )

( )

( )

( )

- - - - - - - -

- - - - - - - - - - - - - - - - - - - -

- - - - - - - -

- - - - - - - - - - - -

- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -

- - - - - - - -

- - - - - - - -

- - - - - - - - - - - -

- - - - - - - -

- - - - - - - -

- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -

113

( 1) 104 105 2 29

( )

( )

( )

( )

- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -

- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -

- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -

- - - - - - - - - - - - - - - - - - - -

- - - - - - - -

- - - - - - - - - - - - - - - - - - - - - - - -

114

( 1) 104 105 2 29

( )

( )

( )

( )

- - - - - - - -

- - - - - - - -

- - - - - - - - - - - -

- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -

- - - - - - - -

- - - - - - - -

- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -

- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -

115

( 1) 104 105 2 29

( )

( )

( )

( )

- - - - - - - - - - - - - - - - - - - - - - - -

- - - - - - - - - - - - - - - - - - - - - - - - - - - -

- - - -

( ) - - - - 1 2

105 2 29

( )

( ) 5,517,283,540 100% - - - - - - -

% 105 2 29

1

( ) (%) ( ) (%) ( ) (%)

( ) 500 100 500 100 1,000 100 1,000 100

190,909 100 190,909 100( ) 42,545 6.44 42,545 6.44( ) 15,918 5.36 15,918 5.36

( ) 2,553 0.74 2,553 0.74( ) 10,442 2.61 10,442 2.61

17 0.07 17 0.071

116

1.

105 2 29

( ) ( )

1014 $10 6,720,000,000 67,200,000,000 6,717,283,540 67,172,835,400 2,021,970,222

1

1018 $10 6,720,000,000 67,200,000,000 5,517,283,540 55,172,835,400 120 2

1 101.01.03 1000063844 101.05.28 10101094840 2 101.07.26 1010033329 101.09.17 10101189970

2. 105 2 29

5,517,283,540 1,202,716,460 6,720,000,000 -

105 2 29

0 1 0 0 0 1

0 5,517,283,540 0 0 0 5,517,283,540

0 100% 0 0 0 100%

10 105 2 29

1,000,001 1 5,517,283,540 100%

1 5,517,283,540 100%

105 2 29

5,517,283,540 100%

117

104 ( 1) 103

105 2 29

18.36 16.65 17.14 16.36

( 5,517,283 5,517,283 1.77 1.88 1.77 1.88

1.2235 0.2930

1 104 105 3 24

1.

2. 6,750,493,874

( )

118

1.

(

)

2.

3.

(1) 38,500,639

0 (2)

4.

104 5 28 (

)37,984,457 0

188,276

119

103 1 103 11 18

3.5 3.6

105 11 18 106 11 18

1.

2.

( )

120

121

1. A. B. C. D. E. F. G. H. I. J. K. L. M.

2.

104 103

(%) (%) 9,787,892 57.27% 11,058,445 68.85% 6,135,815 35.90% 3,829,751 23.84% 1,167,046 6.83% 1,174,902 7.31% 17,090,753 100.00% 16,063,098 100.00%

3. ( )

122

4. ( )

1. 104

Global Insight104 2.6% 11

221 99 5 1 11 10.3%104 12 7

104 0.75%

3.92%

104 8 15

3

507.87 104 1,161 1031,192 2.60% 103 9,307.26

104 8,338.06 10.41% (-2.23%)(9.07%) (-7.16%) (2.40%) (-14.35%)

103 29.57 104 27.23 7.91%104 260 17%

2898.37

37.8% 3.8 105

(Fed)104 12 16 1 107

1 10105 105

105 1.47% 104 0.75% 105 105

1200~1300105 2.0

123

2.

3. (1)

(2) 104

124

(3)

(4)

8.1% 19.0% 19.6% 15.4% 15.4%

9.0% ETFs* 10.0%

* ETFs 5050 2 50 2X 2X 13 ETFs

(5) 104 GDP ; ;

IPO/SPO227 1,133 55

127 103 105 21%2014 9.9% 11.24%

125

104 65 104 12 31284

31%

104 IPO (6488)

100GTI GWJ 3

IPO 20.3140.86 12.73 73.9

SPO 104 SPO 173

24 13.9% (219 ) ( 77 )

104Dekra

Motovario S.p.A.ASH Auto Server

IPO SPO FA

104 FinanceAsia Best Investment Bank (Taiwan)

(6) 104 FED

104 2

104104 12

103 (OSU)

104/

Intel

104

126

(PGN)

105FED

(7)

103 7

A 104A E

104 6 1

10% 104 3,569496

104

104

104

(8) 100 3

PGN ELN

127

101

20 172000

AUM 102 103 104 20,312 27,563 27,530 5,469 6,642 8,458 3,035 10,393 7,346 8 3,306 4,665 0 10 4,202 30,911 52,664 64,553

102 103 104 59,102 80,117 96,382 11,266 16,604 21,659 6,969 13,404 20,768 4,667 8,964 11,865 0 378 11,209 85,107 132,921 190,089

102 5

104371

128

AUM 102 103 104 5 1,826 17,825 7,738 12,294 16,086 8,615 10,712 11,638 - 5 8,497 - 1,630 1,310

18,005 29,254 59,542

(9)

(10)

(11)

98

103 11 104

129

IPO …

104 11.89% 10.39% 7.12%

6.16% 5.85%

(12) 104 4.4

105

130

1. (1)

(2)

(3) ( )

2.

(1)

(2)

(3)

(4)

(5) QFII

(6)

1. 104

161

(OSU)

( )

( )

OSU

131

IPO

( )

103

AMCI ()99%

( )

2. 104 ( : )

98.37

25.9515.57 15.47 13.51

132

104

104

104

11.85%

8.14%

5.22% 4.81% 4.40%

16.24%

9.48%

7.05% 6.61% 6.10%

20.12%

11.22%8.37% 7.81% 7.60%

133

104

104

104

36.42%

17.75%13.34%

11.17%8.99%

16.87%

14.27%11.99%

8.90%7.60%

23.15%

9.93% 8.99%6.81% 6.43%

134

104

104

104

31.54%

17.33%

12.54%

8.40%6.30%

11.89%10.39%

7.12%6.16% 5.85%

14.01%

10.95%9.30%

3.77%2.61%

135

3. 104

1039,307.26 104 8,338.06 10.41% (-2.23%)

(9.07%) (-7.16%) (2.40%) (-14.35%)103 29.57 104 27.23 7.91%

104 8 15

105

104GI IMF 2016 2.8% 3.4%105

105 1.47%104 0.75%

1052.0

3.0

100%

4. (1)

136

(2)

A.

B.

C.

D. ( )

E. ETF

F.

(3)

A.

B.

(4)

A.

B.

C. 3.0APP

D.

137

E.

F.

G. ETF

APP

138

103 104 105 2 29 5,031 4,999 5,032 42.83 43.28 43.33 13.09 13.55 13.71

3 1 1 541 575 593 3,686 3,660 3,671 786 746 745 15 17 22

1.

�

�

�

�

�

�

�

�

�

�

�

�

139

2.

104 105 ( )

17,362,898 14,858,350 11,107 10,783

916 / 756 / 1 2 105

(1)

(2)

(3)

(4) �

�

�

3.

4.

140

104 1 1104 12 31

105 1 1105 12 31

104 12 7

66 1~5 868 1

105

141

( 1) 105

100 101 102 103 104

173,700,338 179,537,345 381,345,601 495,589,344 6,713,405 6,741,821 7,146,323 6,677,506 4,966,126 14,173,671 15,644,917 14,771,620 25,287,957 13,971,898 32,474,636 28,548,245 210,667,826 214,424,735 436,611,477 545,586,715

113,340,498 120,917,894 310,273,239 416,843,784 115,577,250 123,595,738 311,889,599 2 1,552,565 2,132,075 22,177,963 15,041,015

114,893,063 123,049,969 332,451,202 431,884,799 117,129,815 125,727,813 334,067,562 2

55,172,835 55,172,835 55,172,835 55,172,835 25,799,676 19,801,191 11,814,265 12,113,301

14,847,843 15,990,022 23,680,490 31,719,488 12,611,091 13,312,178 22,064,130 2 (45,591) 410,718 1,204,210 2,288,393 0 0 12,288,475 12,407,899

95,744,763 91,374,766 104,160,275 113,701,916 93,538,011 88,696,922 102,543,915 2

1 2 104 ( )

142

( 1) 105

100 101 102 103 104

154,088,831 156,939,668 180,638,884 243,173,733 6,677,920 6,662,488 5,260,613 4,881,238 4,966,126 14,163,375 13,448,931 12,949,585 41,877,315 31,822,086 37,570,246 36,873,308 207,610,192 209,587,617 236,918,674 297,877,864

110,282,789 116,100,723 137,449,646 190,363,162 112,519,541 118,778,567 139,066,006 2 1,552,640 2,112,128 7,597,228 6,220,685

111,835,429 118,212,851 145,046,874 196,583,847 114,072,181 120,890,695 146,663,234 2

55,172,835 55,172,835 55,172,835 55,172,835 25,799,676 19,801,191 11,814,265 12,113,301

14,847,843 15,990,022 23,680,490 31,719,488 12,611,091 13,312,178 22,064,130 2 (45,591) 410,718 1,204,210 2,288,393

95,774,763 91,374,766 91,871,800 101,294,017 93,538,011 88,696,922 90,255,440 2

1 2 104 ( )

143

( 1)

100 101 102 103 104

16,513,056 14,950,987 23,701,654 31,709,499 (13,396,453) (12,199,723) (20,745,112) (26,527,088) 3,116,603 2,751,264 2,956,542 5,182,411 1,426,150 1,132,889 7,542,628 5,814,087 4,542,753 3,884,153 10,499,170 10,996,498 3,982,583 3,582,926 9,952,538 10,537,071

36,817 266,467 939,483 304,044

4,019,400 3,849,393 10,892,021 10,841,115

3,159,920 3,582,926 10,396,448 9,779,037

697,337 0 0 0

125,326 0 (443,910) 758,034

3,134,598 3,849,393 11,161,804 10,739,541

672,310 0 0 0

212,492 0 (269,783) 101,574

0.61 0.65 1.88 1.77 1

144

( 1) 105

100 101 102 103 104

14,307,037 13,998,101 16,063,098 17,090,753 (11,487,217) (11,376,226) (12,308,869) (12,393,499) 2,819,820 2,621,875 3,754,229 4,697,254 1,507,790 1,298,004 7,095,613 5,846,451 4,327,610 3,919,879 10,849,842 10,543,705

( ) 3,857,257 3,582,926 10,396,448 9,779,037

( ) (50,349) 266,467 765,356 960,504

3,806,908 3,849,393 11,161,804 10,739,541

( ) 0.61 0.65 1.88 1.77

145

( 1)

100 ( 2) 101 102 103 104

135,833,499 125,724,795 30,640,481 23,143,606 8,699,793 6,737,419 16,660,431 14,887,405 7,206,121 7,200,666 547,145 333,851 199,587,470 178,027,742

86,231,658 82,472,017 94,052,629 84,708,769 0 0 1,865,656 1,774,033

88,097,314 84,246,050 95,918,285 86,482,802

46,953,133 55,172,835 1,499,782 25,829,341

19,159,619 14,360,485 11,338,648 12,123,733 (210,766) (78,288) (775,046) (1,502,681) 44,863,434 0

111,490,156 93,781,692 103,669,185 91,544,940

1 2

146

1

100 ( 2) 101 102 103 104 19,180,239 19,830,735 (15,158,836) (17,117,449) 4,021,403 2,713,286 8,521,433 1,632,974 (687,781) (208,692) 11,855,055 4,137,568 11,128,824 3,689,762

( ) ( 3) 2.14 0.59 1 2

3

1 101 ( )

2 102 ( )

100

101 ( 1)

102 ( 2)

103

104

147

( 2)

1 105

100 101 102 103 104

55 57 76 79

1,427 1,356 1,711 1,837

153 148 123 119

153 148 123 119

13 13 6 4

2.14 2.22 3.41 4.59

0.07 0.07 0.07 0.06

2 2 4 3

4 4 10 10

6 5 5 9

8 7 19 20

24 24 42 33

0.61 0.65 1.88 1.77

13 2 4

248 272 324 226

9 1 9

1.14 1.14 3.93 3.48

( )

( ) 19 18 12 16

( ) 120 135 319 380

( ) 3 3 2 1

148

20

1 33%

2 35%

3 25%

4 80%

5 21%

6 30%

7 33%

8 50%

149

( 2)

1 105

100 101 102 103 104

54 56 61 66

1,434 1,371 1,843 2,141

140 135 131 128

140 135 131 128

13 13 27 15

2.14 2.10 2.69 3.37

0.07 0.07 0.07 0.06

2 2 5 4

4 4 11 10

5 5 7 9

8 7 20 19

27 26 65 57

0.61 0.65 1.88 1.77

11 2 1 3

216 221 226 244

5 1 4

1.15 1.15 1.12 1.19

( ) 514 499 449 417

( ) 20 19 23 27

( ) 117 129 158 194

( ) 4 4 3 2

150

20

1 44%

2 25%

3 20%

4 29%

5 200%

6 23%

7 33%

1 2

1. (1) (2)

2. (1) (2) (3)

3. (1) ( ) (

) (2) 365 (3) (4) ( ) (

) (5) 365 (6) (7)

4. (1) × (2) (3) (4)

5. (1) (2) ( ) (3) ( ) (

) 6.

(1) ( ) (2) ( )

7. (1) ( + - ) (

+ + ) (2) (3) (4)

151

1

100 ( 2) 101 102 103 104

44 47

1,282 1,392

158 152

157 152

23 12

2 3

0.10 0.11

7 2

13 4

9 5

25 7

58 19

2.14 0.59

31 14

247 209

24 4

1.11 1.03

( ) 596 514

( ) 21 14

( ) 79 90

( ) 4 4 1 2

152

153

( : )

104 103

( 000980)

225 13 14

(02)2718-1234

154

155

156

157

158

159

160

161

162

163

164

165

166

167

168

169

170

171

172

173

174

175

176

177

178

179

180

181

182

183

184

185

186

187

188

189

190

191

192

193

194

195

196

197

198

199

200

201

202

203

204

205

206

207

208

209

210

211

212

213

214

215

216

217

218

219

220

221

222

223

224

225

226

227

228

229

twAAA ~ twBBB-twBB+ ~ twBBtwBB- ~ twC

D

230

231

232

233

234

235

236

237

238

239

240

241

242

243

244

245

246

104/12 103/12

247

248

249

250

251

252

253

254

255

256

257

258

259

260

261

262

263

264

265

266

267

268

269

270

271

272

1

273

274

275

276

277

278

279

280

281

282

283

284

285

286

287

288

289

290

291

292

293

294

295

296

297

298

299

300

301

302

303

304

305

306

307

308

309

310

311

312

313

314

315

316

317

318

319

320

321

322

323

324

325

326

327

328

329

330

331

332

333

334

335

336

337

338

339

340

341

342

343

344

345

346

347

348

349

350

351

352

353

354

355

356

357

358

359

(

)

186,

909,

602

14

,785

,243

253,

286,

322

12

,930

,375

7,03

1,18

6

3,40

7,40

1

7

47

8,35

0,13

6

39.0

7%3.

09%

52.9

5%2.

70%

1.47

%0.

71%

0.00

%10

0.00

%

_

360

-

361

362

363

twAAA~twBBB AAA~BBB- AAA~BBB-twBB+~twBB BB+~BB BB+~BBtwBB-~twC BB-~C BB-~C

D D D

364

365

366

367

33

121

55

4,

539,

217

22,7

45,2

28

1,02

7,25

9-

-

28

,311

,704

-

1,

649,

844

-

-

-

1,64

9,84

4

8,84

3,19

2

34

,342

,358

14

,973

,551

27,8

43,0

1330

7,25

986

,309

,373

4,

320,

619

34,0

59,7

3814

,526

,489

25,7

74,2

48-

78

,681

,094

4,

522,

573

282,

620

447,

062

2,06

8,76

530

7,25

97,

628,

279

30

,238

,857

60

,333

,522

38

,119

,646

14,5

44,4

011,

177,

831

144,

414,

257

6,

037,

474

71,8

46

-

-

-

6,

109,

320

6,

613,

416

-

-

-

-

6,61

3,41

6

12,3

50,9

32

67,6

48

-

-

-

12

,418

,580

57

3,55

4

316,

518

76

4,77

81,

947,

830

431,

657

4,03

4,33

7

20,1

05,0

18

11,0

91,9

78

488,

935

66,9

7086

,451

31,8

39,3

52

20,0

88,9

97

8,09

2,87

9

-

-

-

28

,181

,876

16,0

212,

999,

099

488,

935

66,9

7086

,451

3,65

7,47

6

3,

854,

262

387,

554

-

-

-

4,

241,

816

4,

446,

534

11,7

99,7

22

23,9

38,6

0748

,324

,539

9,50

0,69

898

,010

,100

97,6

02,4

56

142,

806,

218

79,3

12,7

7692

,726

,753

11,5

03,8

9642

3,95

2,09

923

.02%

33.6

8%18

.71%

21.8

7%2.

71%

100.

00%

()

368

33

121

55

-

7,

450,

625

1,79

9,98

4-

-

9,

250,

609

-

10

,726

,692

1,13

3,79

6-

-

11

,860

,488

9,

281,

042

25,3

21,8

3816

,655

,968

23,7

57,7

914,

267,

422

79,2

84,0

61

4,

860,

351

24,7

29,3

7614

,196

,767

22,3

22,7

74-

66

,109

,268

4,

420,

691

592,

462

2,45

9,20

11,

435,

017

4,26

7,42

213

,174

,793

26

,308

,732

27,3

11,9

2916

,502

,487

9,97

0,33

487

9,37

380

,972

,855

6,

178,

692

219,

189

-

-

-

6,39

7,88

1

7,18

8,51

0-

-

-

-

7,

188,

510

9,

135,

580

-

-

-

-

9,13

5,58

0

597,

993

301,

087

804,

991

1,77

5,37

941

0,61

43,

890,

064

19

,473

,348

8,73

7,76

212

7,79

237

,295

700,

207

29,0

76,4

04

19,3

51,6

496,

026,

000

302

125

-

25,3

78,0

76

121,

699

2,71

1,76

212

7,49

037

,170

700,

207

3,69

8,32

8

85

4,43

623

9,34

8-

-

4,

274

1,09

8,05

8

4,96

7,07

98,

137,

451

22,9

38,8

0244

,070

,641

9,54

0,16

789

,654

,140

83,9

85,4

1288

,445

,921

59,9

63,8

2079

,611

,440

15,8

02,0

5732

7,80

8,65

025

.62%

26.9

8%18

.29%

24.2

9%4.

82%

100.

00%

()

369

33

121

55

20

,070

,147

15,5

27,4

33

6,

489,

667

-

3,35

7,27

4

45,4

44,5

21

88,3

19,1

48

23

,370

,310

53,5

78,1

36

95,8

66,2

80

13

,020

,714

274,

154,

588

78,8

28,8

64

15

,289

,667

34,8

12,8

23

49,8

02,8

48

5,

528,

558

18

4,26

2,76

0

9,

490,

284

8,

080,

643

18

,765

,313

46

,063

,432

7,49

2,15

6

89,8

91,8

28

25,1

04,3

69

-

-

-

-

25

,104

,369

4,

393,

237

-

-

-

437,

917

4,83

1,15

4

1,

496,

805

-

-

-

-

1,

496,

805

24,1

23,9

78

45

,595

,630

19,7

67,5

17

206,

112

392,

632

90,0

85,8

69

24,0

83,0

82

6,

272,

222

32

2,64

0

13

2,74

9

29

8,88

2

31

,109

,575

40

,896

31

9,65

3

80

8,07

3

73

,363

93

,750

1,

335,

735

-

39

,003

,755

18,6

36,8

04

-

-

57,6

40,5

59

18,8

29

-

-

-

-

18,8

29

6,17

7,43

2

2,35

2,26

3

2,14

7,45

1

37,0

53

3,42

2,19

8

14,1

36,3

97-

-

-

-

18

,117

18,1

17

2,52

5,79

4

267,

269

1,72

4,47

7

31,0

71,5

59

19

,284

,574

54,8

73,6

73-

11

3,55

7

409,

654

77

5,19

9

2,66

1

1,

301,

071

93

,458

11

,847

34

7

116,

147

2,50

6,62

6

2,72

8,42

5

17

2,32

3,19

7

87

,238

,309

84

,117

,249

12

8,07

2,35

0

42

,442

,713

51

4,19

3,81

8

97,6

02,4

56

142,

806,

218

79,3

12,7

76

92,7

26,7

53

11,5

03,8

96

423,

952,

099

(

)74

,720

,741

-55,

567,

909

4,80

4,47

335

,345

,597

30,9

38,8

1790

,241

,719

()

370

33

121

55

16

,651

,482

20,5

52,1

555,

582,

602

-

-

42,7

86,2

39

58,7

82,8

4715

,659

,220

38,3

19,7

9285

,014

,251

11,7

12,2

8620

9,48

8,39

6

56

,520

,229

8,68

3,38

719

,858

,835

47,9

17,4

515,

056,

073

138,

035,

975

2,

262,

618

6,97

5,83

318

,460

,957

37,0

96,8

006,

656,

213

71,4

52,4

21

17,6

43,2

07-

-

-

-

17

,643

,207

1,

399,

653

-

-

-

2,61

0,96

54,

010,

618

67

6,58

5-

-

-

-

67

6,58

5

22,7

59,3

1140

,393

,170

21,4

72,1

2618

1,82

537

4,78

785

,181

,219

22

,277

,565

4,27

7,72

243

9,13

311

8,07

030

7,86

627

,420

,356

48

1,69

124

9,16

03,

414

63,7

5566

,921

864,

941

55

35,8

66,2

8821

,029

,579

-

-

56,8

95,9

22

15,1

30-

-

-

-

15

,130

3,

017,

850

1,70

3,56

61,

880,

908

413,

057

2,66

9,51

99,

684,

900

2,

572,

058

64,0

8326

2,82

09,

620,

205

10,2

34,3

9822

,753

,564

-

510,

825

212,

767

1,23

8,70

267

,388

2,02

9,68

2

-

5,81

315

324

3,93

02,

841,

219

3,09

1,11

5

12

3,51

8,12

378

,888

,832

67,7

31,1

6896

,711

,970

30,5

10,5

6239

7,36

0,65

5

83,9

85,4

12

88,4

45,9

2159

,963

,820

79,6

11,4

4015

,802

,057

327,

808,

650

(

)39

,532

,711

(9,5

57,0

89)

7,76

7,34

817

,100

,530

14,7

08,5

0569

,552

,005

()

371

2.

(stresstesting)

372

373

374

375

376

377

378

379

380

104/12/31 103/12/31

986.65 902.52295.10 291.52152.83 151.68538.72 459.3112.77 5.35

12.77 5.35- -- -

538.72 459.31

20.43 22.4224.59 25.5184.21 54.30129.23 102.23417% 449%

381

( )

( )

104/12/31 103/12/31

551.73 551.73121.13 118.14219.40 132.98

(3.41) (4.28)97.79 103.94

986.65 902.52

104/12/31 103/12/31

129.50 134.490.69 0.41

267.68 256.00

( ) 10.31 15.36

3.36 5.09

32.52 21.1712.54 13.33

- 1.70 1.392.39 1.32

460.70 448.55

104/12/31 103/12/31

43.22 22.3532.92 28.847.86 3.080.20 0.0284.21 54.30

382

104/12/31 103/12/31

( ) 8.21 10.48

5.12 3.526.97 8.420.14 0.00

20.43 22.42

383

384

385

386

387

388

389

390

391

392

393

394

395

396

397

398

399

400

401

402

403

404

405

406

407

408

409

410

1

411

412

413

414

104 103

%

495,589,344 381,345,601 114,243,743 30%

6,677,506 7,146,323 (468,817) -7%

14,771,620 15,644,917 (873,297) -6%

28,548,245 32,474,636 (3,926,391) -12%

545,586,715 436,611,477 108,975,238 25%

416,843,784 310,273,239 106,570,545 34%

15,041,015 22,177,963 (7,136,948) -32%

431,884,799 332,451,202 99,433,597 30%

55,172,835 55,172,835 0 0%

12,113,301 11,814,265 299,036 3%

31,719,488 23,680,490 8,038,998 34%

113,701,916 104,160,275 9,541,641 9%

1

1 30%- -

2 25% 3 34%

-

4 32% 5 30% 6 34%

2

1 34%-

2 73.1

415

104 103

%

243,173,733 180,638,884 62,534,849 35%

4,881,238 5,260,613 (379,375) -7%

12,949,585 13,448,931 (499,346) -4%

36,873,308 37,570,246 (696,938) -2%

297,877,864 236,918,674 60,959,190 26%

190,363,162 137,449,646 52,913,516 38%

6,220,685 7,597,228 (1,376,543) -18%

196,583,847 145,046,874 51,536,973 36%

55,172,835 55,172,835 0 0%

12,113,301 11,814,265 299,036 3%

31,719,488 23,680,490 8,028,998 34%

101,294,017 91,871,800 9,422,998 10%

1

1 35% - -

2 26% 3 38%

- 4 36% 5 34%

2

1 38%

- 2 18.11

416

104 103 ( )

31,709,499 23,701,654 8,007,845 34% (26,527,088) (20,745,112) (5,781,976) 28%

5,182,411 2,956,542 2,225,869 75% 5,814,087 7,542,628 (1,782,541) -23%

10,996,498 10,499,170 497,328 5% (459,427) (546,632) 87,205 -16%

10,537,071 9,952,538 584,533 6% 1

1 34% 2 28% ( )

3 75% 4 23% 103 ( )

103 104 5 16%

2

3

1. 2.

417

104 103 ( )

17,090,753 16,063,098 1,027,655 6% (12,393,499) (12,308,869) (84,630) 1%

4,697,254 3,754,229 943,025 25% 5,846,451 7,095,613 (1,249,162) -18%

10,543,705 10,849,842 (306,137) -3% (764,668) (453,394) (311,274) 69%

9,779,037 10,396,448 (617,411) -6% 1

1 25% -

2 18% 103 ( )103

104 3 69%

2

3

1. 2.

418

42,786,239 (9,867,642) 12,525,924 45,444,521

1.

(1) 99 105 204

(2) 125 65 60

2.

(1)

\ 104 103

(%) - 4 -4

(%) 226 324 -98

(%) - 9 -9

1

(2)

45,444,521 9,067,888 8,201,647 62,714,056

419

19,884,829 4,952,420 (6,227,594) 18,609,655

1.

(1) 50 77 27

(2) 62 52 114

2.

(1)

\ 104 103

(%) 3 1 2

(%) 244 226 18

(%) 4 - 4

18%

(2)

18,609,655 6,316,385 (3,401,331) 21,524,709

420

105

105 $229,907 $229,907

105 $123,000 $123,000

1. :

2. :

104 12 31

8,511,808 26,768,273

1041,115,552

5,550 252,581

104242,001

10,000 4,452

104881

1.

421

2.

3.

1. 2.

1

2

422

1.

2.

3.

4.

5.

6.

7.

8. 104 6 1 10%

9.

10.

11.

12.

13.

14.

15. (OSU)30% 50%

16.

17. (QFII)

18.

423

twAA AA-(twn)

99 10

424

86

17,500,248

86 9 �

�

102 5 22

�17,500,248

6,940,181 �

( )

39,769,051

102 6

�

�

102 6 2525,718,846 104

6 30 40,310,002104 8 12

39,769,051

56,468,100,000

1052 95 (

)

425

MG KFCC(

)128

56,468,100,000

104 VaR (99% )

104

104/12/31 VaR VaR VaR

257,786 300,688 203,766 434,08459,521 52,858 29,428 102,85219,279 11,463 4,857 31,812

6,526 4,185 238 9,835343,112 369,194 (72,128) (79,717) 270,984 289,477 210,294 438,433

426

1.105 2 29

1 2 Yuanta Asset Management 0.004%

( )100%

( )100% 100%

100%

100%

100%

PT Yuanta Securities Indonesia

99%

( )100%

100% ( )

100%

PT Yuanta Asset Management

99.996%( 2)

100%

Heng Xin Asia

90.13% 100% 54.20% ( )

100%

( )

( )( )

100%

( )100%

( )100%

100%

( )100%

( )100%

(BVI)100%

100%

50%

427

2.

105 2 29

90.07.05 3 225 61 NT$5,000

95.06.05 69 7 NT$10,000

85.06.11 Clarendon House 2 Church Street Hamilton HM11, Bermuda US$190,909

( ) 81.10.22 23F, Tower 1, Admiralty Centre, 18 Harcourt Road, Hong Kong HK$2,268,133

(BVI) 91.11.06 Tropic Isle Building P.O.Box 438, Road Town, Tortola, British Virgin Islands

US$10

86.04.04 P.O.Box 957,Offshore Incorporations Centre, Road Town, Tortola, British Virgin Islands

US$2,000

( ) 93.06.04

50 Raffles Place, #15-05/06 Singapore Land Tower, Singapore 048623

US$330

( ) 85.11.05 4F, Willow House, Cricket Square, PO Box 2804, Grand Cayman KY1-1112, Cayman Islands

US$10,074

( ) 83.01.14 4F, Willow House, Cricket Square, PO Box 2804, Grand Cayman KY1-1112, Cayman Islands

US$2,500

( ) 82.07.08 23F, Tower 1, Admiralty Centre, 18 Harcourt Road, Hong Kong HK$9,910

( ) 89.04.12 Room E, 6th floor, Eastern Commercial Centre, 395-399 Hennessy Road, Hong Kong

HK$0.002

( ) ( ) 90.09.10

13812 A, B RMB$4,138

( ) 102.06.17 6 4510 100080 RMB$18,428

103.4.10 P.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, British Virgin Islands

US$30,000

51.06.04 Yuanta Securities Bldg. #76, Euljiro (Euljiro 2-ga), Jung-gu, Seoul, Korea

KRW$1,062,448,235

78.04.22 12F, #76 Euljiro (Euljiro 2-ga), Jung-gu, Seoul, Korea KRW$32,003,805

428

( ) 98.04.29 #2107, 21F, Hutchison House, 10 Harcourt Road, Central, Hong Kong HKD$189,540

Heng Xin Asia 100.06.03 #2107, 21F, Hutchison House, 10 Harcourt Road, Central, Hong Kong USD$1,692

( ) 99.02.24 138, 2F, Paragon Bldg., Norodom Blvd, Phnom Penh, Cambodia USD$12,500

100.10.12 9F, Huadu Plaza, #838 Zhangyang Road, Pudong New District, Shanghai, China

RMB$10,423

PT Yuanta Securities Indonesia 78.11.22 Wisma GKBI, 5th Floor, Suite 501 Jalan Jend. Sudirman No. 28, Jakarta 10210 Indonesia.

IDR$478,816,000

PT Yuanta Asset Management 100.02.02 Wisma GKBI 9th Floor, Suite 903, Jalan Jend. Sudirman No. 28 , Jakarta 10210 Indonesia.

IDR$25,000,000

103.12.31 23F, Tower 1, Admiralty Centre, 18 Harcourt Road, Hong Kong HKD$50,000

104.01.12 23F, Tower 1, Admiralty Centre, 18 Harcourt Road, Hong Kong HKD$50,000

( ) 104.4.27 Suite 615, 107 Cheapside, London, EC2V 6DN GBP$2,000

93.08.10

12337 705A 706A 200120

92.11.26

72 17 1722 100005

( ) 98.09.16

1681103

1 2

429

3. 105 2 29

( )

500 100%

1,000 100%

190,909 100%

( )

2,268,133 100%

50,000 100%

50,000 100%

(B.V.I.)

10 100%

1,000

50%

( )

Phua Kay Choon James

250 50%[ 1]

( )

10,074 100%

( )

9,910 100%

( )

2,500 100%

( ) ( ) - - - 100%

( ) - - 0.002 100%

430

( ) ( )

-

100%

30,000 100%

( )

CEO

Giles Walsh Sharon Sim

Giles Walsh

2,000 100%

Myung Suk SUH ( )

Sung Hyeok HONG ( ) Seong Cheol GWEON( ) Woo Kyu PARK ( ) Won Choon HWANG ( ) Jhin Young SHIN ( ) Myung Suk SUH ( )

108,163 54.20%

Sang Woon Hwang Jong Il HONG Guen Woo LEE Joon Sanf YOO Ki Seok YANG Sang Eun LEE Sang Woon Hwang

3,470

54.20%[ 2]

( ) Sang Eun LEE 10,273

54.20%[ 3]

Hen