In… · XLS file · Web view · 2016-01-112/3/2014. 20. 50. 25. 5. 30. 10. 30. 10. 10. 5. 20. 45. 10. 25. 10. 10. 10. 10. 10. 10. 20. 10. 10. 10. 10. 50. 10. 25. 25. 10. 10. 10

Feb 03, 2014

Individual Equities List

Symbol Description

ONT.AX 1300 SMILES LTD Australia 20 No YesFLWS.OQ 1-800-fLOWERS US 50 No Yes(SPA.L) 1SPATIAL PLC Small cap & Aim 25 No YesFOX.AX 21ST CENTURY FOX Australia 5 Yes Yes(TTRL.L) 32RED PLC Small cap & Aim 30 No YesTGP.AX 360 CAPITAL GROUP Australia 10 No YesDDD.N 3D SYSTEMS CORP US 30 No YesIII.L 3I UK 10 Yes Yes3IN.L 3I INFRSTTR UK 10 No YesMMM.N 3M CO US 5 Yes YesJOBS.OQ 51JOB INC US 20 Yes Yes(SIXH.L) 600 GROUP Small cap & Aim 45 No Yes888.L 888 HLDGS Small Cap & Aim 10 Yes Yes(MKLW.L) A & J MUCKLOW COMMON STOCK Small Cap & Aim 25 Yes YesBAG.L A.G. BARR PLC UK 10 Yes YesAOS.N A.O SMITH CORP US 10 Yes YesA2.MI A2A SPA Italy 10 Yes YesAALB.AS AALBERTS INDUSTR Netherlands 10 Yes YesARLG.DE AAREAL BANK Germany 10 Yes YesAAN.N AARON'S INC US 10 Yes YesABS.PA AB SCIENCE SA France 20 No YesABP.AX ABACUS PROP Australia 10 Yes YesABB.ST ABB Sweden 10 Yes YesABBN.VX ABB LTD Switzerland 10 Yes YesABB.N ABB LTD US 10 Yes Yes(ABBY.L) ABBEY PLC Small Cap & Aim 50 Yes YesABT.N ABBOTT LABORATORIES US 10 Yes YesABCA.L ABCAM PLC Small Cap & Aim 25 Yes Yes(ANW.L) ABDN NEW THAI INV Small Cap & Aim 25 No YesABG.MC ABENGOA Spain 10 No YesANF.N ABERC FITCH A US 10 Yes YesADN.L ABERDEEN ASSET MANAGEMENT UK 10 Yes YesASL.L ABERFORTH SMALLER COMPANIES TST UK 10 Yes YesABE.MC ABERTIS Spain 10 Yes YesASC.OL ABG Sundal Collier ASA Norway 30 No YesABIO.PA ABLIOMA France 10 Yes YesACTG.OQ ACACIA RESEARCH US 30 No YesACHC.OQ ACADIA HEALTHCARE US 10 No Yes(ACL.L) ACAL PLC Small cap & Aim 25 No YesACCG.AS ACCELL Netherlands 10 No YesACN.N ACCENTURE PLC US 20 Yes Yes(ACSO.L) ACCESSO TECH Small Cap & Aim 35 Yes YesANA.MC ACCIONA SA Spain 10 Yes YesACCP.PA ACCOR France 10 Yes YesACCS.L ACCSYS TECHNOLOGIES Small Cap & Aim 25 Yes Yes(ACM.L) ACCUMULI PLC Small cap & Aim 25 No YesACW.N ACCURIDE CORP US 50 Yes YesACE.N ACE LTD US 10 Yes YesACX.MC ACERINOX Spain 10 Yes Yes(ACHN.OQ) ACHILLON PHARMACEUTICALS US 30 Yes YesACKB.BR ACKERMANS V.HAAR Belgium 10 Yes Yes(ACMG.L) ACM SHIPPING Small cap & Aim 30 No YesACR.AX ACRUX LTD Australia 10 Yes YesACS.MC ACS CONS Y SERV Spain 10 No Yes(ACTAq.L) ACTA SPA Small cap & Aim 30 No YesACT.N ACTAVIS INC US 10 Yes YesATLN.VX ACTELION HLDG Switzerland 10 Yes Yes(XX8SPAREst35.L) ACTION HOTELS Small cap & Aim 35 Yes YesATVI.OQ ACTIVISION INC NEW US 5 Yes YesATU.N ACTUANT CORP US 10 Yes YesADEN.VX ADECCO Switzerland 10 Yes YesABC.AX ADEL BRTN Australia 10 Yes YesADEP.OQ ADEPT TECHNOLOGY US 50 No Yes

CountryETF

Sector

IM Factor (Margin

Requirement %)

Shorting allowed?

New positions allowed?

Symbol DescriptionCountry

ETFSector

IM Factor (Margin

Requirement %)

Shorting allowed?


(ADT.L) ADEPT TELECOM Small cap & Aim 35 No YesADSGn.DE ADIDAS SALOMON Germany 10 Yes YesABY.AX ADITYA BIRLA Australia 10 No YesADML.L ADMIRAL GROUP UK 10 Yes YesADY.AX ADMIRALITY RESOURCES NL Australia 10 No YesADBE.OQ ADOBE SYS INC US 5 Yes YesADT.N ADT CORP US 10 Yes YesADTN.O ADTRAN INC US 10 Yes Yes(AMSU.L) ADV MEDICAL SLTNS Small cap & Aim 25 No YesAMD.N ADV MICRO DEVICE US 10 Yes YesAAP.N ADVANCE AUTO PARTS INC US 10 Yes Yes(ASWA.L) ADVANCED COMPUTER SOFTWARE Small Cap & Aim 25 No YesAEIS.OQ ADVANCED ENERGY US 50 Yes Yes(AVO.L) ADVANCED ONCO Small cap & Aim 45 No YesACM.N AECOM TECH US 10 Yes Yes(ANW.N) AEGEAN MARINE PETROLEUM US 40 No YesAEGN.AS AEGON Netherlands 10 Yes Yes(AERL.L) AER LINGUS GROUP PLC Small Cap & Aim 25 Yes YesADP.PA AEROPORTS PARIS France 10 Yes YesARO.N AEROPOSTALE US 10 Yes YesAES.N AES CORP US 10 Yes YesAET.N AETNA INC US 10 Yes YesAFGRA.OL AF Gruppen ASA Norway 50 No YesAJAX.AS AFC AJAX Netherlands 10 No Yes(AFEN.L) AFC ENERGY PLC Small Cap & Aim 45 Yes YesBTPP.PA AFFINE France 10 Yes Yes(SSAq.L) AFK SISTEMA OAO ADR 10 Yes YesAFL.N AFLAC INC US 10 Yes YesAFON.PA AFONE France 10 No YesAFRE.L AFREN PLC UK 10 Yes Yes(AFRIA.L) AFRIAG Small cap & Aim 30 No YesABGL.L AFRICAN BARRICK GOLD PLC UK 10 Yes Yes(AFCR.L) AFRICAN CONSOLIDATED RES Small cap & Aim 45 No Yes(ACU.L) AFRICAN COPPER Small Cap & Aim 45 Yes YesAMIq.L AFRICAN MINERALS Small Cap & Aim 35 Yes Yes(AOIC.ST) AFRICAN OIL CORP Sweden 25 Yes YesARIJ.J AFRICAN RAINBOW MINERALS South Africa 10 Yes YesAGA.L AGA RANGEMASTER GROUP PLC Small Cap & Aim 10 Yes YesAGAH.OL AGASTI HOLDING ASA Norway 50 No YesAGCO.N AGCO CORP US 10 Yes YesAGES.BR AGEAS Belgium 10 Yes YesAGFB.BR AGFA-GEVAERT Belgium 10 Yes YesAGGK.L AGGREKO UK 10 Yes YesA.N AGILENT TECH US 10 Yes YesAGIO.OQ AGIOS PHARMA US 30 No YesAGK.AX AGL ENERGY Australia 10 Yes YesGAS.N AGL RESOURCES US 10 Yes YesAEM.N AGNICO-EAGLE MINES LTD US 10 No YesAGOP.WA AGORA Poland 25 No YesAGRV.VI AGRANA Austria 10 Yes Yes1288.HK AGRICULTURAL BANK OF CHINA Hong Kong 10 Yes YesAGU.N AGRIUM INC US 10 Yes YesAHLN.AS AHOLD KON Netherlands 10 Yes Yes1299.HK AIA GROUP Hong Kong 10 Yes YesAPW.AX AIMS PROPERTY Australia 10 No YesAIRF.PA AIR FRANCE - KLM France 10 Yes YesAIRP.PA AIR LIQUIDE France 10 Yes YesAIZ.AX AIR NEW ZEALAND Australia 10 No Yes(AIP.L) AIR PARTNER PLC Small Cap & Aim 25 No YesAPD.N AIR PRODS & CHEM US 10 Yes YesATSG.OQ AIR TRANSPORT SERVICE US 50 Yes YesAIRG.DE AIRBUS GROUP Germany 10 No YesAIR.PA AIRBUS GROUP France 10 Yes YesARG.N AIRGAS INC US 10 Yes YesAIXGn.DE AIXTRON Germany 10 Yes YesAJL.AX AJ LUCAS GROUP Australia 10 No Yes


ETFSector

IM Factor (Margin

Requirement %)

Shorting allowed?


AKS.N AK STEEL HOLDING CORP US 20 No YesAKAM.OQ AKAMAI TECHNOLOGIES INC US 10 Yes YesAKER.OL Aker ASA Norway 15 Yes YesAKSO.OL AKER KVAERNER Norway 15 Yes Yes(AKR.L) AKERS BIOSCIENCES INC Small Cap & Aim 45 Yes YesAKRX.OQ AKORN INC US 10 Yes YesAKZO.AS AKZO NOBEL Netherlands 10 Yes YesANHA.L AL NOOR HOSPITALS GRP Small cap & Aim 25 No YesAQG.AX ALACER GOLD CORP Australia 10 Yes YesALK.N ALASKA AIR GRP US 10 Yes YesALBH.L ALBEMARLE & BOND Small Cap & Aim 25 Yes YesALB.N ALBEMARLE CORP US 30 Yes YesALUA.PA ALCATEL France 10 Yes YesALU.N ALCATEL-LUCENT ADR ADR 20 Yes YesAA.N ALCOA US 5 Yes YesAYN.AX ALCYONE RESOURCES LTD Australia 30 No YesLEP.AX ALE PROPERTY Australia 10 No YesALNT.L ALENT CLOSE ONLY UK 25 No No(AMLP.P) ALERIAN MLP ETF 10 No YesALPHY.PA ALES GROUPE France 10 Yes YesALXN.OQ ALEXION PHARMACEUTICALS US 10 Yes YesALFA.ST ALFA LAVAL Sweden 10 Yes YesALGETA.OL Algeta ASA Norway 15 Yes Yes(ALGN.OQ) ALIGN TECH US 15 Yes YesANYB.BU ALLAMI NYOMEDA NYRT Hungary 25 No YesATI.N ALLEGHENY TECH US 10 Yes YesALLE.N ALLEGION CLOSE ONLY US 10 No NoAGN.N ALLERGAN INC US 10 Yes Yes(AGY.L) ALLERGY THERAPEUTICS Small cap & Aim 35 Yes YesADS.N ALLIANCE DATA SYSTEMS CORP US 10 Yes YesAFOP.OQ ALLIANCE FIBER OPTIC US 50 No YesAGS.AX ALLIANCE RSC Australia 10 No YesATST.L ALLIANCE TRUST PLC ORD SHS 25P UK 10 Yes YesALVG.DE ALLIANZ AG Germany 10 Yes YesAHZ.AX ALLIED HEALTHCARE Australia 30 No Yes(ALLA.L) ALLOCATE SFTWARE Small Cap & Aim 25 Yes YesMDRX.OQ ALLSCRIPTS HEALTH US 10 Yes YesALL.N ALLSTATE CORPORATION US 10 Yes YesALJ.N ALON USA ENERGY US 30 Yes YesANR.N ALPHA NATURAL RESOURCES US 10 Yes Yes(ALPH.L) ALPHA PYRENEES COMMON STOCK Small Cap & Aim 25 Yes Yes(ARTL.L) ALPHA REAL TRUST INC Small cap & Aim 35 No YesALQ.AX ALS LTD Australia 10 No YesALSO.PA ALSTOM France 10 Yes YesLTEN.PA ALTEN France 10 Yes YesALTR.OQ ALTERA CORP US 5 Yes YesALTAN.L ALTERNATIVE NETWORKS Small Cap & Aim 45 No YesALTT.PA ALTRAN TECH France 10 No YesALSS.LS ALTRI SGPS Portugal 10 Yes YesMO.N ALTRIA GROUP US 10 Yes YesAWC.AX ALUMINA LIMITED Australia 10 Yes Yes2600.HK ALUMINIUM CORP OF CHINA LTD Hong Kong 10 Yes Yes(ACH.N) ALUMINUM CORP OF CHINA ADR 30 Yes YesAMA.MC AMADEUS IT HOLDING SA Spain 10 Yes YesAHD.AX AMALGAMATED HLD Australia 10 No YesAMARA.L AMARA MINING Small Cap & Aim 45 No YesAMRN.OQ AMARIN CORP US 30 Yes Yes(MINIAMZN.OQ) AMAZON US 5 Yes YesAMZN.OQ AMAZON COM INC US 5 Yes YesAMBA.OQ AMBARELLA INC US 50 No YesABEV.P AMBEV-PRF ADR ADR 10 Yes YesAMCX.OQ AMC NETWORKS-A US 10 No YesAMC.AX AMCOR LIMITED Australia 5 Yes YesDOX.OQ AMDOCS LTD US 10 Yes YesAMEC.L AMEC UK 10 Yes YesAXL.N AMER AXLE & MFG US 30 Yes Yes


ETFSector

IM Factor (Margin

Requirement %)

Shorting allowed?


AFG.N AMER FINL GRP US 10 Yes YesAMEAS.HE AMER SPORTS A Finland 10 Yes YesAMT.N AMER TOWER CORP US 10 Yes YesAEE.N AMEREN CORP US 10 Yes YesAMX.N AMERICA MOVIL US 10 Yes YesAAL.OQ AMERICAN AIRLINES US 30 No YesACC.N AMERICAN CAMPUS US 10 Yes YesACAS.OQ AMERICAN CAPITAL US 10 No YesAEO.N AMERICAN EAGLE OUTFITTERS US 30 Yes YesAEP.N AMERICAN ELECTRIC US 10 Yes YesAXP.N AMERICAN EXPRESS US 5 Yes YesAMH.P AMERICAN HMS 2 RNT US 10 No YesAIG.N AMERICAN INTL GROUP US 10 Yes YesAPEI.OQ AMERICAN PUBLIC EDUCATION US 50 No YesAWK.N AMERICAN WATER W US 10 Yes YesAMP.N AMERIPRISE FINCL US 10 Yes YesABC.N AMERISOURCEBERGN US 10 Yes YesAMER.L AMERISUR RES Small Cap & Aim 25 Yes YesAME.N AMETEK INC US 10 No YesAMPF.MI AMFLIFON Italy 10 Yes YesAMG.AS AMG Netherlands 10 No YesAMGN.OQ AMGEN INC US 5 Yes Yes(AMNX.L) AMINEX PLC Small Cap & Aim 25 Yes YesAML.L AMLIN UK 10 Yes YesAMP.AX AMP LIMITED Australia 5 Yes YesAPH.N AMPHENOL CORP US 10 Yes Yes(AMAMP.L) AMPHION INNOVATIONS Small Cap & Aim 45 Yes YesARBN.AS AMSTERDAM COMMOD Netherlands 10 No YesA7L.L AMUR MINERALS CORP Small Cap & Aim 45 Yes YesAPC.N ANADARKO PETRO US 10 Yes YesADI.O ANALOG DEVICES US 10 Yes Yes(ANTE.L) ANDOR TECH Small Cap & Aim 25 Yes YesANDR.VI ANDRITZ AG Austria 10 Yes YesACNF.PA ANF IMMOBILIER France 10 Yes Yes0347.HK ANGANG STEEL CO LTD-H Hong Kong 30 No YesANGI.OQ ANGIES LIST US 30 Yes Yes(AGLE.L) ANGLE PLC Small Cap & Aim 45 No Yes(AYM.L) ANGLESEY MINING PLC Small Cap & Aim 30 Yes YesAAL.L ANGLO AMERICAN UK 5 Yes YesAGLJ.J ANGLO AMERICAN PLC South Africa 10 Yes Yes(AAZ.L) ANGLO ASIAN MINING Small Cap & Aim 45 Yes YesAGG.AX ANGLO GOLD CDI Australia 5 No YesAPF.L ANGLO PACIFIC Small Cap & Aim 25 Yes YesAMSJ.J ANGLO PLATINUM South Africa 10 Yes YesANGJ.J ANGLOGOLD ASHANTI South Africa 10 Yes YesBUD.N ANHEUSER BUSCH US 10 Yes Yes0914.HK ANHUI CONCH CEMENT Hong Kong 10 Yes YesANIP.OQ ANI PHARMACEUTICALS US 50 No YesAIE.L ANITE COMMON STOCK Small Cap & Aim 25 Yes Yes(ANP.L) ANPARIO PLC Small cap & Aim 35 No YesSTS.MI ANSALDO STS S.P.A. Italy 10 No YesANN.AX ANSELL LIMITED Australia 10 Yes YesAZZ.AX ANTARES ENERGY Australia 30 Yes YesADO.AX ANTEO DIAGNOSTICS Australia 30 No YesAR.N ANTERO RES CORP US 15 Yes YesANTO.L ANTOFAGASTA UK 5 Yes Yes(AEY.L) ANTRIM ENERGY INC Small Cap & Aim 45 Yes YesAOL.N AOL INC US 10 Yes YesAON.N AON CORP US 10 Yes YesAPE.AX AP EAGERS Australia 10 No YesAPA.AX APA GROUP Australia 10 Yes YesAPA.N APACHE CORP US 10 Yes YesAPAM.AS APERAM (EUR) Netherlands 10 No YesxAPEMY.PKx APERAM (US) US 10 No Yes(API.L) API GROUP PLC Small cap & Aim 25 No YesAPN.AX APN NEWS & MEDIA LIMITED Australia 10 Yes Yes


ETFSector

IM Factor (Margin

Requirement %)

Shorting allowed?


APD.AX APN PROP Australia 10 No YesAPO.N APOLLO GLB MAN US 10 Yes YesAPOL.OQ APOLLO GROUP INC US 5 Yes YesAPPB.BU APPENNIN HOLDING Hungary 65 No YesAAPL.OQ APPLE COMPUTER INC US 5 Yes YesAMAT.OQ APPLIED MATLS INC US 5 Yes Yes(APREN.L) APR ENERGY Small Cap & Aim 25 Yes YesAPRL.PA APRIL France 10 No YesAIV.N APT INV MANAGE US 10 Yes YesWTR.N AQUA AMERICA INC US 10 Yes YesAQP.AX AQUARIUS PLAT Australia 10 No YesAQP.L AQUARIUS PLATINUM UK 10 Yes YesAQA.AX AQUILA Australia 10 Yes YesARP.AX ARB CORP Australia 10 No Yes(ARBB.L) ARBUTHNOT BANKING Small cap & Aim 35 No YesARDS.AS ARCADIS Netherlands 10 No YesISPA.AS ARCELORMITTAL Netherlands 10 Yes YesACLJ.J ARCELORMITTAL South Africa 10 Yes YesMT.N ARCELORMITTAL US 20 Yes YesMTS.MC ARCELORMITTAL Spain 10 Yes YesACI.N ARCH COAL INC US 10 Yes YesARCHER.OL Archer Ltd Norway 30 No YesADM.N ARCHER-DANIELS MID US 10 Yes YesARCH.PA ARCHOS France 10 No YesAAD.AX ARDENT LEISURE Australia 10 No YesARNA.OQ ARENA PHARMACEUTICALS US 30 Yes YesARCC.OQ ARES CAPITAL US 10 Yes YesAREVA.PA AREVA CI France 10 Yes YesARG.AX ARGO INV Australia 10 No Yes(ARGR.L) ARGOS RESOURCES LTD Small Cap & Aim 25 Yes YesARIA.OQ ARIAD PHARMACEUTICALS US 30 Yes Yes(AGQ.L) ARIAN SILVER CORP Small Cap & Aim 45 Yes YesALL.AX ARISTOCRAT LEISURE LIMITED Australia 10 Yes Yes(AKT.L) ARK THERAPEUTICS COMMON STOCK Small Cap & Aim 25 Yes YesAKE.PA ARKEMA France 10 Yes YesARMH.OQ ARM HLDGS US 10 Yes YesARM.L ARM HOLDINGS UK 10 Yes Yes(ACPA.L) ARMDALE CAPITAL Small cap & Aim 100 No YesARR.N ARMOUR RES REIT US 30 Yes YesARRS.OQ ARRIS GROUP INC. US 30 Yes YesARI.AX ARRIUM LIMITED Australia 10 Yes Yes(ARWA.L) ARROW GLOBAL Small cap & Aim 25 Yes YesAJG.N ARTHUR J GALL US 10 Yes Yes(ARTA.L) ARTILIUM PLC Small Cap & Aim 45 Yes YesARTF.PA ARTPRICE.COM SA France 30 No YesARUN.OQ ARUBA NETWORKS US 10 Yes YesABG.N ASBURY AUTO GRP US 30 Yes Yes(ASCR.L) ASCENT RESOURCES Small Cap & Aim 25 Yes YesAIO.AX ASCIANO Australia 10 Yes Yes(ASPL.L) ASEANA PROPERTIES Small Cap & Aim 35 Yes Yes(ARPR.L) ASHCOURT ROWAN Small Cap & Aim 25 Yes YesASH.N ASHLAND INC US 10 Yes Yes(ASH.L) ASHLEY HOUSE Small Cap & Aim 25 Yes YesASHM.L ASHMORE UK 10 Yes YesAHT.L ASHTEAD GROUP UK 10 Yes YesARMS.L ASIA RESOURCE UK 10 Yes Yes(ACHLA.L) ASIAN CITRUS HLD Small Cap & Aim 25 Yes Yes(PALA.L) ASIAN PLANTATIONS LTD Small Cap & Aim 35 No YesASMI.AS ASM INTERNATIONAL Netherlands 10 No YesASML.AS ASML HOLDING Netherlands 10 Yes YesASOS.L ASOS PLC Small Cap & Aim 25 Yes YesAPZ.AX ASPEN GROUP Australia 10 No YesAZPN.OQ ASPEN TECH US 10 Yes YesAKM.AX ASPIRE MINING Australia 30 No YesASSAb.ST ASSA ABLOY Sweden 10 Yes YesACPP.WA ASSECOPOL Poland 25 No Yes


ETFSector

IM Factor (Margin

Requirement %)

Shorting allowed?


ABF.L ASSOC.BR.FOODS UK 10 Yes YesASRJ.J ASSORE LTD South Africa 10 No YesAGRP.L ASSURA GROUP Small Cap & Aim 10 Yes YesAIZ.N ASSURANT US 10 Yes YesAGO.N ASSURED GUARANTY US 30 Yes YesASY.PA ASSYSTEM France 10 Yes YesAST.MI ASTALDI Italy 30 Yes YesAZN.ST ASTRA ZENECA Sweden 10 Yes YesAZN.L ASTRAZENECA UK 5 Yes YesAJA.AX ASTRO JAPAN PROPERTY GROUP Australia 10 No YesATR.AX ASTRON Australia 10 No YesATRO.OQ ASTRONICS CORP US 30 No YesT.N AT&T US 5 Yes YesATAR.PA ATARI France 10 No YesATEA.OL Atea ASA Norway 25 Yes Yes(ATHN.OQ) athenahealth, Inc. US 10 Yes YesATL.MI ATLANTIA Italy 10 Yes Yes(ATCP.L) ATLANTIC COAL PLC Small Cap & Aim 45 No YesATCOa.ST ATLAS COPCO A Sweden 10 Yes YesATCOb.ST ATLAS COPCO B Sweden 10 Yes YesAGO.AX ATLAS IRON LTD Australia 10 No YesATML.OQ ATMEL CORP US 30 Yes YesATOS.PA ATOS France 10 Yes YesA3M.MC ATRESMEDIA CORP Spain 10 No YesATRS.VI ATRIUM EUROPEAN REAL ESTATE Austria 10 Yes YesATW.N ATWOOD OCEANICS US 10 Yes YesDYE.AX AU DYESOL LTD Australia 10 No YesAIA.AX AUCKLAND INTL AIRPORT Australia 10 No YesDIKA.PA AUDIKA France 10 Yes YesAUK.AX AUGUR RESOURCES LIMITED Australia 30 Yes Yes(AUE.L) AUREUS MINING INC PHONE ONLY Small Cap & Aim 25 Yes Yes(AURIM.ST) AURIANT MINING Sweden 50 Yes Yes(AUQ.N) AURICO GOLD US 20 Yes YesAZJ.AX AURIZON HOLDINGS Australia 10 Yes YesAUT.AX AURORA OIL & GAS LTD Australia 10 No Yes(AURR.L) AURORA RUSSIA Small Cap & Aim 25 Yes YesNAFG.DE AURUBIS AG Germany 10 Yes YesAAC.AX AUS AGRICUL Australia 10 No YesASL.AX AUSDRILL Australia 10 No YesAAX.AX AUSENCO Australia 10 No YesAEU.AX AUST EDU Australia 10 No YesAFI.AX AUST FOUNDATION Australia 10 No YesAIX.AX AUST INFRA FUND Australia 10 Yes YesAPI.AX AUST PHARMA Australia 10 No YesAUI.AX AUST UTD INV Australia 10 No YesASB.AX AUSTAL LTD Australia 10 No YesAUB.AX AUSTBROKERS HLDG Australia 10 No YesAUSS.OL Austevoil Seafood ASA Norway 25 No YesANG.AX AUSTIN ENGINEERING LTD Australia 10 No YesACK.AX AUSTOCK GROUP Australia 10 No YesALZ.AX AUSTRALAND PRO-STA Australia 10 Yes YesANZ.AX AUSTRALIA & NZ BANKING GRP LTD Australia 5 Yes YesARH.AX AUSTRALIAN RESOURCES Australia 10 No YesASX.AX AUSTRALIAN STOCK EXCHANGE LTD Australia 5 Yes YesAVG.AX AUSTRALIAN VINTAGE Australia 10 No YesADP.OQ AUTO DATA PROCESS US 5 Yes YesAHE.AX AUTO HOLDNG Australia 10 No YesADSK.OQ AUTODESK INC US 10 Yes YesAGL.MI AUTOGRILL Italy 10 No YesALV.N AUTOLIV INC US 10 Yes YesAN.N AUTONATION INC US 10 Yes YesAZO.N AUTOZONE INC US 10 Yes YesAVGO.OQ AVAGO TECHNOLOGIES US 10 Yes YesAVB.N AVALONBAY COMM US 10 Yes YesAVNR.OQ AVANIR PHARMA US 50 No YesAVQ.PA AVANQUEST SOFTWARE France 10 No Yes


ETFSector

IM Factor (Margin

Requirement %)

Shorting allowed?


AVN.L AVANTI COMMUNICATIONS Small Cap & Aim 25 Yes Yes(AVAP.L) AVATION PLC Small cap & Aim 25 No YesAEGJ.J AVENG South Africa 10 Yes YesAVOM.PA AVENIR TELECOM France 10 No YesAOG.AX AVEO GROUP Australia 10 Yes YesAVY.N AVERY DENNISON US 10 Yes Yes(AVS.L) AVESCO GROUP Small cap & Aim 35 No YesAVV.L AVEVA GROUP UK 10 Yes YesAVX.AX AVEXA LTD Australia 10 No YesAVG.N AVG TECH US 50 No Yes(AVG.L) AVINGTRANS PLC Small cap & Aim 25 No YesCAR.OQ AVIS BUDGET GRP US 10 Yes YesAV.L AVIVA UK 10 Yes YesAVJ.AX AVJENNINGS Australia 10 No YesAVM.L AVOCET MINING UK 25 Yes YesAVP.N AVON PRODUCTS US 10 Yes Yes(AVON.L) AVON RUBBER Small Cap & Aim 25 No YesAWE.AX AWE LTD Australia 10 Yes YesAXAF.PA AXA France 10 Yes Yes(APT.L) AXA PROPERTY TRUST Small cap & Aim 25 No YesSPRGn.DE AXEL SPRINGER AG Germany 10 Yes YesAXS.N AXIS CAPITAL US 10 Yes YesAXW.PA AXWAY SOFTWARE CLOSE ONLY France 10 Yes NoAZEM.L AZ ELECTRMAT REG UK 10 Yes YesAZMT.MI AZIMUT HOLDING SPA Italy 10 Yes Yes(RIA.L) AZONTO PETROLEUM Small cap & Aim 25 Yes YesBES.LS B ESPIRITO SANTO Portugal 10 No YesBMPS.MI B M. PASHI SIENA Italy 10 Yes YesPMII.MI B P MILANO Italy 10 Yes YesBCP.LS B.COM PORTUGUES Portugal 10 No YesBEAV.OQ B/E AEROSPACE IN US 10 Yes YesBWC.N BABCOCK & WILCOX US 10 Yes YesBAB.L BABCOCK INTERNATIONAL UK 10 Yes YesBAES.L BAE SYSTEMS UK 10 Yes YesBPCB.L BAHAMAS PETROL Small Cap & Aim 25 Yes YesBIDU.OQ BAIDU.COM ADR 5 Yes Yes(BGFD.L) BAILLE G JPN TRST Small cap & Aim 25 Yes YesBAIN.PA BAINS DE MER France 10 No YesBHI.N BAKER HUGHES US 10 Yes YesBALF.L BALFOUR BEATTY UK 10 Yes YesBLL.N BALL CORP US 10 Yes YesBLDP.OQ BALLARD POWER SYSTEMS INC US 20 Yes YesBALNc.AS BALLAST NEDAM Netherlands 10 No YesBALN.VX BALOISE HLD Switzerland 10 Yes YesBAMN.AS BAM GROEP KON Netherlands 10 No YesCRGI.MI BANCA CARIGE SPA Italy 10 No YesBPSI.MI BANCA POPLAIRE DELL EMILIA ROMAGNA Italy 10 No YesBBPI.LS BANCO BPI Portugal 10 Yes YesBBD.N BANCO BRADESCO ADR ADR 10 Yes YesBAPO.MI BANCO POPOLARE Italy 10 No YesSANq.L BANCO SANTANDER Small cap & Aim 25 No YesSAN.MC BANCO SANTANDER Spain 10 Yes YesBSBR.N BANCO SANTANDER BRAZIL ADR ADR 10 Yes YesBSAC.N BANCO SANTANDER CHILE ADR ADR 10 No YesBND.AX BANDANNA ENERGY LTD Australia 30 No Yes(BGO.L) BANGO PLC Small Cap & Aim 25 No YesMILP.WA BANK MILLENIUM SA Poland 25 No YesBAC.N BANK OF AMERICA US 5 Yes Yes3988.HK BANK OF CHINA LTD Hong Kong 10 Yes Yes0023.HK BANK OF EAST ASIA Hong Kong 10 Yes Yes(BGEO.L) BANK OF GEORGIA UK 100 No Yes(BGEO.L)^ BANK OF GEORGIA UK 25 Yes YesBKIR.L BANK OF IRELAND Small Cap & Aim 10 No YesBK.N BANK OF NEW YORK US 10 Yes Yes3328.HK BANKCOMM Hong Kong 10 No YesBNKR.L BANKERS INVESTMENT TRUST UK 10 Yes Yes


ETFSector

IM Factor (Margin

Requirement %)

Shorting allowed?


BKIA.MC BANKIA SA Spain 10 No YesBKT.MC BANKINTER CLOSE ONLY Spain 10 Yes NoBMN.AX BANNERMAN RSC Australia 10 No Yes(BAO.L) BAOBAB RESOURCES PLC Small Cap & Aim 25 Yes YesBKP.AX BARAKA ENERGY & RES Australia 30 No YesBCS.N BARCLAYS US 10 No YesBARC.L BARCLAYS UK 5 Yes YesBGAJ.J BARCLAYS AFRICA GROUP South Africa 10 Yes YesBAR.BR BARCO Belgium 10 Yes Yes(BEE.L) BARING EMERGING Small Cap & Aim 25 No YesBAWJ.J BARLOWORLD South Africa 10 Yes YesBDEV.L BARRATT DEVELOPMENTS UK 10 Yes YesABX.N BARRICK GOLD CORP US 10 Yes YesBASFn.DE BASF AG Germany 10 Yes YesBTBN.AS BATENBURG Netherlands 10 No YesBRL.AX BATHURST RESOURCES LTD Australia 10 Yes YesBVC.L BATM ADV COMMS COMMON STOCK Small Cap & Aim 25 Yes Yes(BAVA.CO) BAVARIAN NORDIC Denmark 10 Yes YesBAX.N BAXTER INTL US 10 Yes YesBMWG.DE BAY MOT WERKE Germany 10 Yes YesBAYGn.DE BAYER AG Germany 10 Yes YesBION.S BB BIOTECH AG Switzerland 10 Yes YesBBT.N BB&T CORP US 10 Yes YesBBA.L BBA GROUP UK 10 Yes YesBBVA.MC BBVA Spain 10 Yes YesBFR.N BBVA BANCO FRANCES SA ADR ADR 30 Yes YesBCI.AX BC IRON LTD Australia 10 No YesSABE.MC BCO DE SABADELL Spain 10 Yes YesBESI.AS BE SEMICOND Netherlands 10 No YesBPT.AX BEACH ENERGY LTD Australia 10 Yes YesBHRB.L BEACON HILL RESOURCES Small Cap & Aim 25 Yes Yes(BECN.OQ) BEACON ROOFING US 30 Yes YesBDR.AX BEADELL RES LTD Australia 10 Yes YesBEAM.K BEAM INC US 10 Yes YesBEZG.L BEAZLEY GROUP UK 10 Yes YesBDX.N BECTON DICKINSN US 10 Yes YesBBBY.OQ BED BATH & BEYOND INC US 5 Yes YesBEG.L BEGBIES TRAYNOR GROUP PLC Small Cap & Aim 25 Yes YesBEIG.DE BEIERSDORF Germany 10 Yes YesBEKB.BR BEKAERT Belgium 10 Yes YesBCOM.BR BELGACOM Belgium 10 Yes YesBFG.AX BELL FINANCIAL GROUP Australia 10 No Yes(BXE.P) BELLATRIX EXPLR US 30 No Yes1880.HK BELLE INTERNATIONAL HOLDINGS Hong Kong 10 Yes YesBWY.L BELLWAY UK 10 Yes YesBZM.L BELLZONE MINING PLC Small Cap & Aim 25 Yes YesBEVD.PA BELVEDERE SA France 10 No YesBMS.N BEMIS COMPANY US 10 Yes YesBEN.AX BENDIGO BK Australia 10 Yes Yes(BNFT.OQ) BENEFITFOCUS INC US 30 No YesCHBE.PA BENETEAU France 10 Yes YesBNSI.PA BENI STABILI SPA France 10 No Yes(BEM.L) BEOWULF MINING Small Cap & Aim 25 Yes YesBRSN.L BERENDSEN PLC UK 10 Yes YesBKGH.L BERKELEY GROUP HOLDINGS UNITS UK 10 Yes Yes(BMRB.L) BERKELEY MINERAL RES. Small Cap & Aim 25 Yes YesBKY.AX BERKELEY RESOURCES LTD Australia 30 No Yes(BKY.L) BERKELEY RESOURCES LTD Small cap & Aim 25 No YesBRKb.N BERKSHIRE HATHAWAY CL B US 10 Yes YesBBY.N BEST BUY US 10 Yes YesBETR.AS BETER BED Netherlands 10 No YesBETF.L BETFAIR GROUP PLC UK 10 Yes Yes(BZT.L) BEZANT RESOURCES PLC Small Cap & Aim 45 Yes YesBG.L BG GROUP UK 5 Yes Yes(BGCP.OQ) BGC PARTNERS INC US 50 Yes Yes(BGBL.L) BGLOBAL PLC Small Cap & Aim 45 Yes Yes


ETFSector

IM Factor (Margin

Requirement %)

Shorting allowed?


BHGG.L BH GLOBAL LTD UK 10 Yes YesBHGGu.L BH GLOBAL USD UK 10 Yes YesBHMG.L BH MACRO LIMITED UK 10 Yes YesBHMGx.L BH MACRO LIMITED EUR UK 10 Yes YesBHMGu.L BH MACRO USD UK 10 Yes YesBILJ.J BHP BILLITON South Africa 10 Yes YesBLT.L BHP BILLITON UK 5 Yes YesBHP.AX BHP BILLITON LIMITED Australia 5 Yes YesBHP.N BHP BILLITON LTD ADR ADR 20 Yes YesBVTJ.J BIDVEST GROUP South Africa 10 Yes YesBIG.N BIG LOTS INC US 10 Yes YesBYG.L BIG YELLOW GROUP UK 10 Yes YesGBFG.DE BILFINGER & BERG Germany 10 Yes Yes(BBG.N) BILL BARRETT CORP US 30 No YesBBG.AX BILLABONG INTERNATIONAL LIMITED Australia 10 Yes Yes(B4S.L) BILLING SERVICES Small Cap & Aim 25 Yes YesBINCK.AS BINCK Netherlands 10 No YesBCRX.OQ BIOCRYST PHAR. INC US 50 Yes YesBIIB.OQ BIOGEN IDEC INC US 5 Yes Yes(BMRN.OQ) BIOMARIN PHARMACEUTICAL INC US 10 Yes YesBMR.N BIOMED REALTY TR US 10 Yes YesBIOX.PA BIOMERIEUX France 10 Yes YesBRLI.OQ BIO-REFERENCE LABATORIES US 30 No YesBIOP.WA BIOTON Poland 25 No YesBITA.N BITAUTO HOLDING US 30 No YesBOQ.AX BK OF QUEENSLAND Australia 10 Yes YesPOP.MC BK POPULAR Spain 10 Yes YesBKI.AX BKI INVESTMENT CO Australia 10 No Yes(BKSA.L) BLACK SEA PROPERTY FUND LTD Small Cap & Aim 75 No YesBBRY.OQ BLACKBERRY US 10 Yes YesBKL.AX BLACKMORES LAB Australia 10 No Yes(BRGE.L) BLACKROCK EUROPE Small cap & Aim 25 No YesBLK.N BLACKROCK INC US 10 Yes YesBRSC.L BLACKROCK SMALLER COMMON STOCK Small Cap & Aim 25 Yes YesBRWM.L BLACKROCK WORLD MINING TRUST PLC UK 10 Yes YesBX.N BLACKSTONE GROUP LP US 30 Yes YesBTR.AX BLACKTHORN RESOURCES Australia 30 No YesBYM.N BLCKRCK MUN INC US 50 No YesBLNX.L BLINKX Small Cap & Aim 25 Yes YesBBN.N BLKRCK BLD AM BND US 30 No YesCII.N BLKRK EN CAP & INC US 50 No Yes(BLPU.L) BLOOMSBURY PUBLISHING Small Cap & Aim 35 Yes YesBABS.L BLUECREST ALLBLUE FUND LTD UK 10 Yes YesBSL.AX BLUESCOPE STEEL LIMITED Australia 10 Yes YesBLUM.SI BLUMONT GRP Singapore 30 No Yes(BTH.N) BLYTH INC US 15 No YesBNPP.PA BNP PARIBAS France 10 Yes YesBLY.AX BOART LONGYEAR Australia 10 Yes Yes2388.HK BOC HONG KONG Hong Kong 10 Yes YesBOY.L BODYCOTE UK 10 Yes YesBA.N BOEING CO US 5 Yes YesBOIR.PA BOIRON France 10 Yes YesBOL.ST BOLIDEN Sweden 10 Yes YesBOLL.PA BOLLORE France 10 Yes YesBME.MC BOLSAS Y MER ESP CLOSE ONLY Spain 10 No No(BDI.L) BOND INT SOFTWARE Small Cap & Aim 65 Yes YesBOND.PA BONDUELLE France 10 Yes YesBONG.PA BONGRAIN France 10 Yes YesBON.OL Bonheur ASA Norway 50 No YesBOK.L BOOKER GROUP UK 10 Yes YesBOL.AX BOOM LOGISTICS Australia 10 No YesBLD.AX BORAL LIMITED Australia 10 Yes YesBSTH.L BORDERS & SOUTH Small Cap & Aim 25 Yes YesBWA.N BORGWARNER INC US 30 Yes YesBOSN.AS BOSKALIS WESTMIN Netherlands 10 Yes YesBXP.N BOSTON PPTY US 10 Yes Yes


ETFSector

IM Factor (Margin

Requirement %)

Shorting allowed?


BSX.N BOSTON SCIEN CP US 10 Yes YesBOC.AX BOUGAINVILLE Australia 10 No YesBGD.AX BOULDER STEEL Australia 10 No YesGPBN.PA BOURBON France 10 Yes YesFMTX.PA BOURSORAMA France 10 Yes YesBOUY.PA BOUYGUES France 10 Yes YesBVS.L BOVIS HOMES UK 10 Yes YesBLVN.L BOWLEVEN PLC Small Cap & Aim 25 Yes YesBP.L BP UK 5 Yes YesBKN.AX BRADKEN LTD Australia 10 Yes Yes(BRDY.L) BRADY PLC Small cap & Aim 25 No Yes(BRMS.L) BRAEMAR SHIPPING COMMON STOCK Small Cap & Aim 35 Yes YesBXB.AX BRAMBLES Australia 5 Yes YesBRAM.L BRAMMER PLC COMMON STOCK Small Cap & Aim 25 Yes Yes(BRFS.N) BRAZIL FOODS ADR ADR 10 No YesMBK.WA BRE Poland 25 No Yes(BRE.N) BRE Properties US 20 Yes YesBRBI.MI BREMBO Italy 30 Yes YesBNRGn.DE BRENNTAG AG Germany 10 No YesBRG.AX BREVILLE GROUP LTD Australia 10 Yes YesBRW.L BREWIN DOLPHIN HOLDING PLC UK 10 Yes YesBKW.AX BRICKWORKS Australia 10 Yes YesALBRI.PA BRICORAMA France 10 No YesBCOV.OQ BRIGHTCOVE INC US 50 Yes Yes(BRT.L) BRIGHTSIDE GROUP Small Cap & Aim 25 Yes YesBRIL.AS BRILL Netherlands 10 No YesBMY.N BRISTOL-MYER SQUIIB US 10 Yes YesBTI.P BRIT AMER TOBACCO ADR US 10 No YesBATS.L BRITISH AMERICAN TOBACCO UK 5 Yes YesBSET.L BRITISH ASSETS TRUST UK 10 Yes YesBTEM.L BRITISH EMPIRE TRUST UK 10 Yes YesBLND.L BRITISH LAND UK 10 Yes YesBRPI.L BRITISH POLYTHENE IND Small Cap & Aim 25 Yes YesBVIC.L BRITVIC UK 10 Yes YesBRCM.OQ BROADCOM CORP US 5 Yes YesBR.N BROADRIDGE FINL US 10 Yes YesBRCD.OQ BROCADE COMMUNICATIONS SYSYEMS INC US 30 Yes YesBKD.N BROOKDALE SR US 15 Yes YesBPA.AX BROOKFIELD-PP Australia 10 No YesBFb.N BROWN FORMAN B US 10 Yes YesBWNG.L BROWN GROUP UK 10 Yes YesBRKR.OQ BRUKER CORP US 10 Yes YesBRUN.AS BRUNEL Netherlands 10 No YesBC.N BRUNSWICK CORP US 10 Yes YesBSY.L BSKYB UK 10 Yes YesBT.L BT GROUP UK 10 Yes YesBTT.AX BT INVESTMENT MGMT LTD Australia 10 No YesBTG.L BTG PLC UK 10 Yes YesBWLD.OQ BUFFALO WILD WINGS INC US 30 Yes YesBUL.PA BULL France 10 Yes Yes(BGLB.L) BULLABULLING GOLD Small Cap & Aim 45 Yes YesBG.N BUNGE LTD US 10 Yes YesBWP.AX BUNNINGS WHSE Australia 10 Yes YesBNZL.L BUNZL UK 10 Yes YesBRBY.L BURBERRY UK 10 Yes YesBVI.PA BUREAU VERITAS France 10 No Yes(BURF.L) BURFORD CAPITAL Small Cap & Aim 25 Yes YesBKW.N BURGER KING WLD US 10 Yes YesBRU.AX BURU ENERGY Australia 30 No Yes(BMNB.L) BUSHVELD Small cap & Aim 45 No YesBZU.MI BUZZI UNICEM Italy 10 No YesBWO.OL BW Offshore Ltd Norway 30 No YesBWG.OL BWG Homes Norway 30 No YesBPTY.L BWIN.PARTY DIGITAL UK 10 Yes YesBWTV.VI BWT AG Austria 10 Yes Yes1211.HK BYD CO LTD-H Hong Kong 30 No Yes


ETFSector

IM Factor (Margin

Requirement %)

Shorting allowed?


(BYOT.L) BYOTROL PLC Small Cap & Aim 50 Yes YesBZW.WA BZWBK Poland 25 No YesCHRW.OQ C H ROBINSON WORLDWIDE INC US 5 Yes YesBCR.N C R BARD US 10 Yes YesGCC.L C&C GROUP Small Cap & Aim 10 Yes YesCAIV.VI CA IMMOBILIEN ANLAGEN Austria 10 Yes YesCA.OQ CA INC US 5 Yes YesCAB.AX CABCHARGE AUST Australia 10 No YesCWC.L CABLE AND WIRELESS COMM UK 10 Yes YesCVC.N CABLEVISION SYSTEMS US 10 Yes YesCCMP.OQ CABOT MICROELECTRONICS CORPORATION US 30 Yes YesCOG.N CABOT OIL & GAS CORP US 10 Yes YesCDNS.OQ CADENCE DESIGN SYSTEM INC US 10 Yes Yes(CDZI.OQ) CADIZ INC US 50 No Yes(CADP.L) CADOGAN PETROLEUM Small cap & Aim 30 Yes Yes(CAE.TO) CAE INC Canada 15 Yes Yes(CAFO.PA) CAFOM SA France 100 No YesCNE.L CAIRN ENERGY UK 10 Yes YesCABK.MC CAIXABANK Spain 10 Yes YesCLDN.L CALEDONIA INVESTMENT UK 10 Yes Yes(CALq.L) CALEDONIA MIN Small Cap & Aim 45 No YesCPN.N CALPINE CORP US 10 Yes YesCTX.AX CALTEX AUSTRALIA LIMITED Australia 5 Yes YesCLMT.OQ CALUMET SPEC PRODUCTS US 10 No YesCZD.AX CALZADA Australia 10 No YesCBM.N CAMBREX CORP US 50 No Yes(CAMBA.L) CAMBRIA AUTOMOBILE Small Cap & Aim 45 No YesCPT.N CAMDEN PROP TR US 10 Yes YesCCJ.N CAMECO CORP US 10 Yes Yes(CAME.L) CAMELLIA COMMON STOCK Small Cap & Aim 25 Yes YesCAM.N CAMERON INTERNATIONAL US 10 Yes YesCPB.N CAMPBELL SOUP US 10 Yes Yes(CNMI.L) CAMPER & NICHOLSONS Small cap & Aim 65 No YesCM.N CAN IMPL BK COMM US 10 Yes YesCNI.N CAN NATL RAILWAY US 10 Yes Yes(CNQ.N) CANADIAN NATURAL RES US 10 Yes YesCP.N CANADIAN PACIFIC US 10 Yes YesCSIQ.OQ CANADIAN SOLAR US 30 Yes YesCNLP.PA CANAL PLUS France 10 Yes YesCNB.AX CANBERRA INV Australia 10 No YesCND.AX CANDLE AUST Australia 10 No YesCDI.L CANDOVER INVESTMENT Small Cap & Aim 10 Yes YesCAJ.N CANON ADR 10 Yes YesCAPP.PA CAP GEMINI France 10 Yes YesCIU.L CAPE PLC UK 10 Yes YesCPI.L CAPITA GROUP UK 10 Yes YesCAPCC.L CAPITAL & COUNTIES UK 10 Yes YesCAL.L CAPITAL AND REGIONAL Small Cap & Aim 10 Yes Yes(CAPD.L) CAPITAL DRILLING LTD Small Cap & Aim 25 No YesCOF.N CAPITAL ONE US 10 Yes YesCATL.SI CAPITALAND Singapore 10 Yes YesCMLT.SI CAPITAMALL TRUST Singapore 10 Yes YesCAA.AX CAPRAL ALUM- Australia 10 No Yes(CRCL.L) CARACAL ENERGY Small cap & Aim 25 Yes YesCRR.N CARBO CERAMICS US 20 Yes YesC1Y.L CARCLO PLC Small Cap & Aim 25 Yes YesCAH.N CARDINAL HEALTH US 10 Yes YesCDD.AX CARDNO Australia 10 No YesCFN.N CAREFUSION CORP US 10 Yes YesCTH.L CARETECH HLDG (NO SHORTING) Small Cap & Aim 25 No YesCGCBV.HE CARGOTEC CORP Finland 10 Yes YesCLLN.L CARILLION UK 10 Yes YesCDP.AX CARINDALE Australia 10 No Yes(AFXG.DE) CARL ZEISS ME-BR Germany 30 Yes YesCARLb.CO CARLSBERG B Denmark 10 No YesCIN.AX CARLTON INV Australia 10 No Yes


ETFSector

IM Factor (Margin

Requirement %)

Shorting allowed?


CG.OQ CARLYLE GROUP LP US 30 No YesKMX.N CARMAX US 10 Yes YesCVN.AX CARNARVON PETROLEUM Australia 10 Yes YesCCL.N CARNIVAL CORP US 10 Yes YesCCL.L CARNIVAL CORPORATION UK 10 Yes YesCATVU.L CARPETRIGHT UK 10 Yes YesCPW.L CARPHONE WAREHOUSE Small Cap & Aim 10 Yes YesCARRA.MI CARRARO SPA Italy 50 No YesCARR.PA CARREFOUR France 10 Yes YesCRZ.AX CARSALES.COM LTD Australia 10 Yes YesCRI.N CARTER US 10 Yes YesCCV.AX CASH CONVERTERS Australia 10 No YesCASP.PA CASINO France 10 No YesCTRX.OQ CATAMARAN CORP US 10 No YesCAT.N CATERPILLAR US 5 Yes Yes0293.HK CATHAY PACIFIC AIR Hong Kong 10 Yes YesCGL.L CATLIN GROUP UK 10 Yes YesCAV1V.HE CAVERION CLOSE ONLY Finland 10 Yes No(CAZA.L) CAZA OIL & GAS Small Cap & Aim 45 Yes YesCBG.N CB RICHARDS ELLIS US 10 Yes YesCBOE.OQ CBOE HLDG INC US 10 Yes YesCBS.N CBS CORP CL B US 10 No YesCDR.N CEDAR REALTY TRUST US 50 Yes YesCWP.AX CEDAR WOODS PROP Australia 10 No YesCGDM.PA CEGEDIM France 10 No YesCGR.PA CEGEREAL France 10 Yes YesCEGI.PA CEGID France 10 Yes YesCLSGn.DE CELESIO Germany 10 Yes YesCELG.OQ CELGENE CORP US 5 Yes YesCTIC.MI CELL THERAPEUTICS Italy 50 Yes YesCLDX.OQ CELLDEX THERA US 30 No YesCLSN.OQ CELSION CORP US 50 No YesCX.N CEMEX SAB- ADR (NO SHORT-SELLING) US 10 Yes Yes(CNKS.L) CENKOS SECURITIES Small cap & Aim 25 No YesCEY.L CENTAMIN EGYPT UK 10 Yes Yes(CAU.L) CENTAUR MEDIA PLC Small cap & Aim 25 Yes YesCNC.N CENTENE CORP US 10 Yes YesCNP.N CENTERPOINT US 10 Yes Yes(CAML.L) CENTRAL ASIA METALS PLC Small cap & Aim 25 No YesCEF.P CENTRAL FUND OF CANADA ETF 10 No YesCRND.L CENTRAL RAND GOL COMMON STOCK Small Cap & Aim 25 Yes YesCNA.L CENTRICA UK 10 Yes YesCNI.AX CENTURIA Australia 10 No YesCENX.OQ Century Aluminum Co US 30 Yes YesCTL.N CENTURYLINK INC US 10 Yes YesCFU.AX CERAMIC FUEL Australia 10 No Yes(CFU.L) CERAMIC FUEL Small Cap & Aim 25 Yes YesALCER.PA CEREP France 10 No YesCWR.L CERES POWER HOLDINGS (NO SHORTING) Small Cap & Aim 25 No YesCEQ.OL Cermaq ASA Norway 15 Yes YesCERN.OQ CERNER CORP US 10 Yes YesCEZ.WA CEZ Poland 25 No YesCF.N CF INDUSTRIES US 10 Yes YesCFAO.PA CFAO SA France 10 Yes YesCFX.AX CFS RETAIL PRPTY Australia 10 Yes YesGEPH.PA CGG France 10 Yes YesCGH.L CHAARAT GOLD Small Cap & Aim 45 Yes YesCDI.AX CHALLENGER DIV Australia 10 No YesCGF.AX CHALLENGER LTD Australia 10 Yes Yes0682.HK CHAODA MODERN AGRICULTURE Hong Kong 30 Yes Yes(CCT.L) CHARACTER GROUP PLC Small Cap & Aim 35 Yes YesCRIP.PA CHARGEURS France 10 No YesCHARC.L CHARIOT OIL & GAS Small Cap & Aim 20 Yes Yes(CHAR.L) CHARLEMAGNE CAP Small Cap & Aim 25 Yes YesSCHW.N CHARLES SCHWAB US 10 Yes Yes(CAY.L) CHARLES STANLEY COMMON STOCK Small Cap & Aim 25 Yes Yes


ETFSector

IM Factor (Margin

Requirement %)

Shorting allowed?


CHC.AX CHARTER HALL Australia 10 No YesCQR.AX CHARTER HALL RETAIL Australia 10 Yes YesCHKP.OQ CHECK POINT SOFTWARE TECH LT US 5 Yes YesCHTP.OQ CHELSEA THRP INT US 50 Yes YesCHE.N CHEMED CORP US 30 Yes YesCHG.L CHEMRING UK 10 Yes YesLNG.P CHENIERE ENERGY ETF 10 Yes YesCHK.N CHESAPEAKE ENER US 10 Yes Yes(CSN.L) CHESNARA PLC Small cap & Aim 25 No Yes0001.HK CHEUNG KONG Hong Kong 10 Yes YesCVX.N CHEVRON US 5 Yes YesCBI.N CHICAGO BR & IRN US 10 Yes YesCME.OQ CHICAGO MERCANTL US 5 Yes Yes(CHW.L) CHIME COMMUNICATIONS Small Cap & Aim 25 Yes YesCIM.N CHIMERA INVESTMENT CORP US 10 Yes Yes1898.HK CHINA COAL ENERGY Hong Kong 10 Yes Yes1800.HK CHINA COMMUNICATIONS CONST-H Hong Kong 10 No Yes0939.HK CHINA CONSTRUCTION BANK Hong Kong 10 Yes Yes1919.HK CHINA COSCO HOLDINGS-H Hong Kong 10 No YesSTV.N CHINA DIG TV HLD ADR 10 No Yes0257.HK CHINA EVERBRIGHT INTL LTD Hong Kong 30 No YesCHN.N CHINA FUND INC US 10 Yes Yes0384.HK CHINA GAS HOLDINGS LTD Hong Kong 30 Yes YesCGA.P CHINA GREEN AGRICULTURE US 50 No Yes2628.HK CHINA LIFE INSURANCE Hong Kong 10 Yes Yes2319.HK CHINA MENGNIU DAIRY CO Hong Kong 10 Yes Yes0144.HK CHINA MER HOLD Hong Kong 10 Yes Yes3968.HK CHINA MERCHANTS BANK Hong Kong 10 Yes Yes1988.HK CHINA MINSHENG BANKING Hong Kong 10 Yes Yes0941.HK CHINA MOBILE LTD Hong Kong 10 Yes YesCHL.N CHINA MOBILE LTD ADR ADR 20 Yes Yes3323.HK CHINA NATIONAL BUILDING MA-H Hong Kong 30 No Yes(CNGC.L) CHINA NONFERR Small Cap & Aim 25 Yes Yes0688.HK CHINA OVERSEAS LAND Hong Kong 10 Yes Yes2601.HK CHINA PACIFIC INSURANCE Hong Kong 10 Yes YesSNP.N CHINA PETROLEUM & CHEMICAL CORP US 10 No Yes2133.HK CHINA POLYMETALIIC MINING Hong Kong 50 Yes Yes1186.HK CHINA RAILWAY CONSTRUCTION-H Hong Kong 10 Yes Yes0390.HK CHINA RAILWAY GROUP LTD-H Hong Kong 10 No Yes0291.HK CHINA RESOURCES Hong Kong 10 Yes Yes1109.HK CHINA RESOURCES LAND Hong Kong 10 Yes Yes0836.HK CHINA RESOURCES POWER HOLDING Hong Kong 10 Yes Yes1088.HK CHINA SHENHUA Hong Kong 10 Yes Yes2866.HK CHINA SHIPPING CONTAINER-H Hong Kong 30 No Yes1138.HK CHINA SHIPPING DEVELOPMENT-H Hong Kong 10 Yes Yes0728.HK CHINA TELECOM Hong Kong 10 Yes Yes0762.HK CHINA UNICOM LTD Hong Kong 10 Yes YesCMG.N CHIPOTLE MEXICAN GRILL US 10 Yes YesDIOR.PA CHRISTIAN DIOR France 10 Yes YesCB.N CHUBB CORP US 10 Yes YesCHD.N CHURCH & DWIGHT US 10 Yes Yes(CHLL.L) CHURCHILL MIN Small Cap & Aim 25 Yes YesCDAF.PA CIE DES ALSPES France 10 No YesCIEN.N CIENA US 10 Yes YesCIGP.BU CIG PANNONIA Hungary 65 No YesCI.N CIGNA CORP US 10 Yes YesXEC.N CIMAREX ENERGY CO US 30 Yes YesCPR.LS CIMPOR CIMENTOS Portugal 10 Yes YesCINF.OQ CINCINNATI FIN US 10 Yes YesCNK.N CINEMARK HLDG US 10 No Yes(CINE.L) CINEWORLD COMMON STOCK Small Cap & Aim 25 Yes YesCTAS.OQ CINTAS CORP US 5 Yes Yes(CIRC.L) CIRCLE HLDGS Small cap & Aim 45 No Yes(COPU.L) CIRCLE OIL - PHONE ONLY Small Cap & Aim 25 Yes YesCIRX.MI CIR-COMPAGNIE INDUSTRIALI RIUNITE S.P.A. Italy 10 Yes YesCRUS.OQ CIRRUS LOGIC INC US 30 Yes Yes


ETFSector

IM Factor (Margin

Requirement %)

Shorting allowed?


CSCO.OQ CISCO SYS INC US 5 Yes Yes0267.HK CITIC PACIFIC LTD Hong Kong 10 No YesCTO.AX CITIGOLD CORP Australia 10 No YesC.N CITIGROUP US 10 Yes YesCTXS.OQ CITRIX SYS INC US 5 Yes YesCTDM.SI CITY DEVELOPMENTS Singapore 10 Yes Yes(CYNL.L) CITY NATURAL RESOURCES Small Cap & Aim 25 Yes YesCLIG.L CITY OF LON INVS Small Cap & Aim 25 Yes YesCTY.L CITY OF LONDON INVESTMENT TRUST UK 10 Yes Yes1038.HK CKI HOLDINGS Hong Kong 10 Yes YesCLN.VX CLARIANT Switzerland 10 Yes Yes(CKN.L) CLARKSON COMMON STOCK Small Cap & Aim 25 Yes Yes(CAPC.L) CLEAN AIR POWER Small cap & Aim 45 Yes YesCDTI.OQ CLEAN DIESEL TECH US 10 No YesCLF.N CLIFFS NATURAL RESOURCE US 10 Yes Yes(CLINC.L) CLINIGEN GROUP PLC Small cap & Aim 25 No YesCUV.AX CLINUVEL PHRM Australia 10 No YesCLX.N CLOROX CO US 10 Yes YesCBRO.L CLOSE BROTHERS UK 10 Yes Yes(CBUY.L) CLOUDBUY Small cap & Aim 25 No Yes0002.HK CLP HOLDINGS Hong Kong 10 Yes YesCLSH.L CLS HOLDINGS Small Cap & Aim 10 Yes YesCMIP.PA CLUB MED France 10 No YesCMB.BR CMB Belgium 10 Yes YesCMI.AX CMI LTD Australia 30 Yes Yes(CML.L) CML MICROSYSTEM Small cap & Aim 35 No YesCMS.N CMS ENERGY CORP US 10 Yes YesCNIM.PA CNIM France 10 No Yes0883.HK CNOOC LTD Hong Kong 10 Yes YesCNPP.PA CNP ASSURANCES France 10 Yes YesVLRS.N CNTRL VUL COM DE AVC US 30 No YesCOZ.AX CO2 GROUP LTD Australia 30 No YesCOH.N COACH US 10 Yes YesCZA.AX COAL OF AFRICA Australia 10 No YesCZA.L COAL OF AFRICA Small Cap & Aim 25 Yes YesCRES.L COALFIELD RESOURCES Small Cap & Aim 10 Yes YesCPL.AX COALSPUR MINES LTD Australia 10 Yes YesCIE.N COBALT INT ENERGY US 30 Yes YesCCU.AX COBAR CONSOLIDATED Australia 10 No YesCOB.L COBHAM UK 10 Yes YesCCE.N COCA COLA ENT US 10 Yes YesCCH.L COCA COLA HOLDINGS LONDON 10 Yes YesCCL.AX COCA-COLA AMATIL LIMITED Australia 5 Yes YesKO.N COCA-COLA CO US 5 Yes YesCOH.AX COCHLEAR LIMITED Australia 10 Yes YesCOK.AX COCKATOO COAL Australia 10 No YesED.N COCNSOL EDISON US 10 Yes YesCDA.AX CODAN Australia 10 No Yes(CDE.N) COEUR D'ALENE MINES US 30 Yes YesCOF.AX COFFEY INTL Australia 10 No YesCOFB.BR COFINIMMO Belgium 10 Yes YesCTSH.OQ COGNIZANT TECHNOLOGY SOLUTIO US 5 Yes YesCNS.N COHEN AND STEERS US 30 Yes Yes(CHRT.L) COHORT Small cap & Aim 25 No YesCCIX.OQ COLEMAN CABLE INC US 50 No YesCFX.N COLFAX CORP US 10 No YesCL.N COLGATE-PALMO US 10 Yes YesCOLOb.CO COLOPLAST Denmark 10 No YesCOLR.BR COLRUYT Belgium 10 Yes YesCOLT.L COLT GROUP UK 10 Yes YesCMCSA.OQ COMCAST CORP NEW US 5 Yes YesCMA.N COMERICA INC US 10 Yes YesCMDG.SI COMFORTDELGRO CORP LTD Singapore 10 Yes YesCBKG.DE COMMERZBANK AG Germany 10 Yes YesCBA.AX COMMONWEALTH BANK OF AUSTRALIA Australia 5 Yes YesCPA.AX COMMONWEALTH PROP OFFICE FUND Australia 10 Yes Yes


ETFSector

IM Factor (Margin

Requirement %)

Shorting allowed?


CMS.L COMMUNISIS PLC UK 25 No YesCYH.N COMMUNITY HEALTH US 10 Yes YesCVLT.OQ COMMVAULT SYSTEM US 30 No Yes(SID.N) COMP. SIDERURGICA US 20 Yes YesCIG.N COMPANIA ENERGETICA ADR ADR 10 Yes YesCPG.L COMPASS GROUP UK 10 Yes YesCCC.L COMPUTACENTER UK 10 Yes YesCSC.N COMPUTER SCIENCES US 10 Yes YesCPU.AX COMPUTERSHARE LIMITED Australia 5 Yes YesCPWR.OQ COMPUWARE CORP US 10 Yes Yes(AMAN.L) COMS PLC Small cap & Aim 45 No YesCAG.N CONAGRA FOODS US 10 Yes Yes(CHA.L) CONCHA PLC Small cap & Aim 100 No Yes(CNCT.L) CONCURRENT TECH Small Cap & Aim 25 Yes Yes(CNDR.L) CONDOR RESOURCES PLC Small Cap & Aim 45 Yes YesCGYGk.DE CONERGY KNV Germany 10 No YesCOP.N CONOCO PHILLIPS US 10 Yes YesCNX.N CONSOL ENERGY US 10 Yes Yes(CSRT.L) CONSORT MEDICAL COMMON STOCK Small Cap & Aim 25 Yes YesSTZ.N CONSTELLATION A US 10 Yes Yes(TCS.N) CONTAINER STORE GROUP US 30 No YesCONG.DE CONTINENTAL AG Germany 10 Yes YesCCC.AX CONTINENTAL COAL LTD Australia 30 No YesCVG.N CONVERGYS CP US 10 Yes Yes(CVRC.L) CONVIVALITY RETAIL Small cap & Aim 50 No YesCONW.VI CONWERT IMMO SE Austria 10 Yes Yes(CIC.L) CONYGAR INVESTMENT Small cap & Aim 25 Yes YesCOE.AX COOPER ENERGY Australia 10 No Yes(CTB.N) COOPER TIRE & RUBBER CO US 20 Yes YesCOPE.OL Copenica ASA Norway 30 No Yes(CDCP.L) COPPER DEVELOPMENT CORP Small Cap & Aim 45 Yes Yes(CRAU.L) CORAC GROUP Small cap & Aim 25 No YesCORB.AS CORBION Netherlands 10 Yes YesCLGX.N CORELOGIC INC US 10 Yes YesCOR.AS CORIO Netherlands 10 Yes YesGLW.N CORNING INC US 10 Yes YesCXW.N CORRECTIONS CORP US 10 Yes YesCOSC.SI COSCO CORP Singapore 10 No Yes1199.HK COSCO PACIFIC Hong Kong 10 Yes YesCOSG.L COSTAIN GRP Small Cap & Aim 10 No YesCOST.OQ COSTCO WHSL CORP NEW US 5 Yes YesCWD.L COUNTRYWIDE PLC Small cap & Aim 10 Yes YesCVD.N COVANCE INC US 10 Yes YesCVA.N COVANTA HLDG US 10 Yes YesCYG.AX COVENTRY GRP Australia 10 No YesCOV.N COVIDIEN LTD US 10 Yes YesCPL.N CPFL ENERGIA S.A. ADR 10 No YesCPPG.L CPP GROUP PLC Small Cap & Aim 10 Yes YesCWK.L CRANSWICK PLC UK 10 Yes YesCAGR.PA CREDIT AGRICOLE France 10 Yes YesCCP.AX CREDIT CORP Australia 10 No YesCSGN.VX CREDIT SUISSE Switzerland 10 Yes YesCS.N CREDIT SUISSE US 10 Yes YesCREE.OQ CREE INC US 30 Yes YesCRST.L CREST NICHOLSON UK 20 Yes Yes(CRCRE.L) CRESTON PLC Small Cap & Aim 25 Yes YesCRH.L CRH UK 10 Yes Yes(CRTO.O) CRITEO ADR 20 Yes YesCROX.OQ CROCS US 10 Yes YesCRDA.L CRODA UK 10 Yes YesCMW.AX CROMWELL PROPERTY Australia 10 No YesCRH.AX CROWE HORWATH Australia 10 No YesCWN.AX CROWN Australia 5 Yes YesCCI.N CROWN CASTLE INT US 10 Yes YesCCK.N CROWN HLDGS US 10 Yes YesCVGNc.AS CROWN V GELDER Netherlands 10 No Yes


ETFSector

IM Factor (Margin

Requirement %)

Shorting allowed?


SIGF.PA CS COMM ET SYST. France 10 Yes YesCSV.AX CSG LTD Australia 10 No YesCSL.AX CSL LIMITED Australia 5 Yes YesCSR.L CSR UK 10 Yes YesCSR.AX CSR LIMITED Australia 10 Yes YesCSX.N CSX CORP US 10 Yes YesCTAN.AS CTAC Netherlands 10 No YesCTCM.OQ CTC MEDIA INC US 10 Yes YesCTRP.OQ CTRIP.COM INTERNATIONAL ADR 20 No Yes(CBSTZ.OQ) CUBIST PHARMA RGTS US 75 No YesCBST.OQ CUBIST PHARMACEUTICALS US 10 Yes YesCDU.AX CUDECO Australia 10 No YesCUE.AX CUE ENERGY RES Australia 10 No YesCMI.N CUMMINS INC US 10 Yes YesCUP.L CUPID PLC Small Cap & Aim 25 Yes YesCVC.AX CVC LTD Australia 10 No YesCVS.N CVS CORP US 10 Yes Yes(CVSG.L) CVS GROUP Small Cap & Aim 25 Yes YesCPS.WA CYFRPLSAT Poland 25 No YesCYT.N CYTEC INDS US 10 No Yes(CYTK.OQ) CYTOKINETICS INC US 50 No Yes(CYTX.OQ) CYTORI THERAPEUTICS US 50 No YesCYTN.S CYTOS BIOTECH Switzerland 10 No YesCYTR.OQ CYTRX CORP US 50 No YesDJS.AX D JONES LTD Australia 10 Yes YesDHI.N D.R. HORTON INC US 10 Yes YesDNORD.CO D/S NORDEN Denmark 10 Yes YesDJAN.L DAEJAN HOLDINGS PLC UK 50 Yes YesDMGOa.L DAILY MAIL UK 10 Yes YesDAIGn.DE DAIMLER CHRYSLER Germany 10 Yes YesDCG.L DAIRY CREST UK 10 Yes YesDAY.L DAISY GROUP PLC Small Cap & Aim 25 Yes YesALDAR.PA DAMARTEX France 10 No YesDAN.N DANA HOLDING US 10 No YesDHR.N DANAHER US 10 Yes Yes(DANG.N) Dangdang Inc US 20 No Yes(DAN.L) DANIEL STEWART SEC Small cap & Aim 100 Yes YesDANO.PA DANONE France 10 Yes YesDANSKE.CO DANSKE BANK Denmark 10 No YesDQ.N DAQO NEW ENERGY CORP US 50 No YesDRI.N DARDEN REST US 10 Yes YesDAR.N DARLING INTL US 10 Yes YesDTE.AX DART ENERGY LTD Australia 10 Yes YesDTG.L DART GROUP Small Cap & Aim 25 Yes YesDRTY.L DARTY UK 10 Yes YesDAST.PA DASSAULT SYSTEM France 10 Yes Yes0991.HK DATANG INTL POWER GEN CO-H Hong Kong 10 No YesCPRI.MI DAVIDE CAMPARI-MILANO SPA Italy 10 Yes YesDVA.N DAVITA INC US 10 Yes YesDBSM.SI DBS GROUP HLDG Singapore 10 Yes YesDCC.L DCC PLC Small Cap & Aim 10 Yes YesKSC.AX DE Australia 10 No YesDLAR.L DE LA RUE UK 10 Yes YesDF.N DEAN FOODS CO US 10 Yes YesDEB.L DEBENHAMS UK 10 Yes YesDECP.L DECHRA PHARMA UK 10 Yes YesDECK.OQ DECKERS OUTDOOR CORP US 30 Yes YesDCG.AX DECMIL GROUP LTD Australia 10 Yes YesDESSC.OL Deep Sea Supply PLC Norway 30 No YesDYL.AX DEEP YELLOW Australia 10 No YesDE.N DEERE & CO US 10 Yes Yes(DLC.L) DELCAM PLC Small Cap & Aim 45 Yes YesDELB.BR DELHAIZE Belgium 10 Yes YesDLG.MI DE'LONGHI Italy 10 No YesDLPH.N DELPHI AUTOMOTIVE US 30 Yes YesDAL.N DELTA AIRLINES US 10 Yes Yes


ETFSector

IM Factor (Margin

Requirement %)

Shorting allowed?


DLL.AS DELTA LLOYD Netherlands 10 Yes Yes(DEMG.L) DELTEX MEDICAL GROUP Small cap & Aim 25 Yes YesDNR.N DENBURY RESOURCES US 10 Yes YesDNDN.OQ DENDREON CORP US 30 No YesGNDP.PA DENTRSSANGLE France 10 Yes YesXRAY.OQ DENTSPLY INTL INC NEW US 10 Yes YesDBG.PA DERICHEBOURG France 10 Yes YesDLN.L DERWENT LONDON UK 10 Yes YesDETNOR.OL Det Norske Oljeselskap ASA Norway 25 Yes Yes(DGC.TO) DETOUR GOLD Canada 35 No YesDB.N DEUTSCHE BANK US 20 No YesDBKGn.DE DEUTSCHE BANK Germany 10 Yes YesDPWGn.DE DEUTSCHE POST Germany 10 Yes Yes(DWNG.DE) DEUTSCHE WOHNEN AG Germany 10 No YesDEZG.DE DEUTZ Germany 10 No YesDDR.N DEVELOP DIVER US 10 Yes Yes(DSC.L) DEVELOPMENT SECS COMMON STOCK Small Cap & Aim 25 Yes YesDVN.AX DEVINE LTD Australia 10 No YesDVN.N DEVON ENERGY US 10 Yes YesDVTM.PA DEVOTEAM France 10 No YesDVO.L DEVRO PLC COMMON STOCK UK 25 Yes YesDV.N DEVRY INC US 10 Yes YesDEXI.BR DEXIA Belgium 10 Yes YesDAB.L DEXION ABSOLUTE LD UK 10 Yes YesDXS.AX DEXUS PROPERTY GROUP Australia 10 Yes YesDGE.L DIAGEO UK 10 Yes YesDEO.N DIAGEO PLC US 10 Yes YesDIAL.L DIALIGHT PLC Small Cap & Aim 45 Yes YesDLGS.DE DIALOG SEMICON Germany 10 No Yes(DCP.L) DIAMOND CORP Small Cap & Aim 45 No YesDO.N DIAMOND OFFSHORE US 10 Yes Yes(DSX.N) DIANA SHIPPING US 30 Yes YesDIAS.MI DIASORIN SPA Italy 10 Yes YesDKS.N DICK'S SPORTING GOODS INC US 30 Yes YesDGLY.OQ DIGITAL ALLY INC US 50 No Yes(DGS.L) DIGITAL GLOBE Small cap & Aim 35 No Yes(DLR.N) DIGITAL REALTY TRUST US 10 Yes YesDTY.L DIGNITY UK 10 Yes YesDDS.N DILLARD CL A US 10 Yes YesDPLM.L DIPLOMA PLC UK 10 Yes YesTMV.P DIR. DAILY 20+YR TREAS. BEAR 3X ETF 50 No YesDLGD.L DIRECT LINE UK 10 No YesDTV.OQ DIRECTV US 10 Yes YesEDZ.P DIREXION DAILY EMERGING MARKETS BEAR 3X SHARES ETF 10 No YesEDC.P DIREXION DAILY EMERGING MARKETS BULL 3X SHARES ETF 10 No YesFAZ.P DIREXION DAILY FINANCIAL BEAR 3X SHARES ETF 10 No YesFAS.P DIREXION DAILY FINANCIAL BULL 3X SHARES ETF 10 No YesNUGT.P DIREXION DAILY GLD MIN BULL 3x ETF 50 No YesDUST.P DIREXION DAILY GOLD BEAR 3X ETF ETF 50 No YesSPXS.P DIREXION DAILY LARGE CAP BEAR 3X SHARES ETF 10 No YesSPXL.P DIREXION DAILY LARGE CAP BULL 3X SHARES ETF 10 No YesDRV.P DIREXION DAILY REAL ESTATE BEAR 3X SHARES ETF 10 No YesDRN.P DIREXION DAILY REAL ESTATE BULL 3X SHARES ETF 10 No YesTZA.P DIREXION DAILY SMALL CAP BEAR 3X SHARES ETF 10 No YesTNA.P DIREXION DAILY SMALL CAP BULL 3X SHARES ETF 10 No YesDFS.N DISCOVER FINANCL US 10 Yes YesDISCA.OQ DISCOVERY HOLDING CO US 5 Yes YesDSCO.OQ Discovery Lab. Inc US 50 No YesDML.AX DISCOVERY METALS LTD Australia 10 Yes YesDISH.OQ DISH NETWORK CORP US 10 Yes YesDIS.N DISNEY (WALT) US 5 Yes YesDIDA.MC DISTRIBUIDORA INT (CLOSE ONLY) Spain 10 No NoDIVI.L DIVERSE INCOME TRUST PLC Small cap & Aim 25 Yes YesDUI.AX DIVERSE UNIT Australia 10 No YesDXNS.L DIXONS RETAIL UK 10 Yes YesDJW.AX DJERRIWARRAH INV Australia 10 No Yes


ETFSector

IM Factor (Margin

Requirement %)

Shorting allowed?


GILG.DE DMG MORI SEIKI Germany 10 No YesDNB.OL DNBNOR Norway 15 Yes YesDNO.OL DNO Norway 10 Yes YesDOCO.VI DO & CO REST & CAT Austria 30 Yes YesDOCD.AS DOCDATA Netherlands 10 No YesDOF.OL DOF Norway 25 No YesDG.N DOLLAR GENERAL US 10 Yes YesDLTR.OQ DOLLAR TREE INC US 10 Yes Yes(DOLC.L) DOLPHIN CAP INV Small Cap & Aim 25 Yes YesD.N DOMINION RES US 10 Yes YesDOPR.L DOMINO PRINTING SCIENCES PLC UK 10 Yes YesDMP.AX DOMINOS PIZZA Australia 10 No YesDOM.L DOMINOS PIZZA UK 10 Yes YesDPZ.N DOMINO'S PIZZA US 10 Yes Yes0489.HK DONGFENG MOTOR GRP CO LTD-H Hong Kong 30 Yes Yes(DOR.L) DORIEMUS Small cap & Aim 100 No Yes(DOTD.L) DOTDIGITAL GROUP Small cap & Aim 30 No YesDEI.N DOUGLAS EMMETT US 10 Yes YesDOV.N DOVER CORP US 10 Yes YesDOW.N DOW CHEMICAL US 10 Yes YesDOW.AX DOWNER EDI LIMITED Australia 10 Yes Yes(DPP.L) DP POLAND PLC Small Cap & Aim 25 Yes YesDPA.AS DPA Netherlands 10 No YesDPS.N DR PEPPER SNAPLE US 10 Yes YesRDY.N DR REDDY ADR 20 Yes YesDGO.L DRAGON OIL Small Cap & Aim 10 Yes YesDUPD.L DRAGON-UK PROP Small Cap & Aim 25 Yes YesDRX.L DRAX UK 10 Yes YesDWA.OQ DREAMWORKS ANIMATION US 20 Yes YesDRC.N DRESSER-RAND GR US 10 Yes YesDRIG.DE DRILLISCH Germany 30 No Yes(DRV.L) DRIVER GRP Small cap & Aim 25 No YesDRYS.OQ DRYSHIPS US 10 No YesSMDS.L DS SMITH UK 10 Yes YesDSV.CO DSV Denmark 10 No YesDB1Gn.DE DT BOERSE Germany 10 Yes YesLHAG.DE DT LUFTHANSA Germany 10 Yes YesDTEGn.DE DT TELEKOM Germany 10 Yes YesDTE.N DTE ENERGY US 10 Yes YesDD.N DU PONT (EI) US 5 Yes YesDUEG.DE DUERR AG Germany 30 No YesDUE.AX DUET GROUP Australia 10 Yes YesDUK.N DUKE ENERGY US 10 Yes YesDLX.AX DULUX GROUP Australia 10 No YesDNB.N DUN & BRADSTREET CORP US 10 Yes Yes(DUNE.L) DUNEDIN ENTERPRISE INV TR Small Cap & Aim 35 No YesDNLM.L DUNELM GROUP PLC UK 10 Yes YesDNKN.OQ DUNKIN DONUTS US 20 Yes YesMDF.MC DURO FELGUERA Spain 50 Yes YesDWS.AX DWS ADV BUS SOL Australia 10 No YesDYN.N DYNEGY INC US 10 No YesETFC.O E*TRADE FINCL CP US 10 Yes YesEONGn.DE E.ON AG Germany 10 Yes Yes(E2V.L) E2V TECHNOLOGIES Small cap & Aim 25 Yes YesEGBN.OQ EAGLE BANCORP US 50 No YesEGLE.OQ EAGLE BULK ENERGY CORP US 50 Yes Yes(EPO.L) EARTHPORT Small Cap & Aim 25 Yes YesEER.AX EAST ENERGY RESOURCES Australia 30 No Yes(EWR.L) EAST WEST RESOURCES Small Cap & Aim 25 Yes Yes(ECX.V) EASTCOAL CLOSE ONLY Canadian 55 No No(ELRq.L) EASTERN PLATINUM Small Cap & Aim 45 Yes YesEMN.N EASTMAN CHEM US 10 Yes YesEZJ.L EASYJET UK 10 Yes YesETN.N EATON US 10 Yes YesEV.N EATON VANCE CORP US 10 Yes Yes(MINIEBAY.OQ) EBAY US 5 Yes Yes


ETFSector

IM Factor (Margin

Requirement %)

Shorting allowed?


EBAY.OQ EBAY INC US 5 Yes YesEBRO.MC EBRO PULEVA SA Spain 10 Yes YesEGP.AX ECHO ENTERTAINMENT GROUP LTD Australia 10 Yes YesECH.WA ECHO INVESTMENT SA Poland 25 No Yes(ECK.L) ECKOH PLC Small cap & Aim 20 No YesEBIV.VI ECO BUSINESS IMM Austria 10 No YesECW.L ECOFIN WATER & POWER Small Cap & Aim 25 Yes YesECL.N ECOLAB INC US 10 Yes YesEC.N ECOPETROL SA ADR ADR 10 Yes Yes(ECRE.L) ECR MINERALS PLC Small cap & Aim 50 No YesEVRY.OL EDB Business Partner ASA/EVRY Norway 30 No YesEDEN.PA EDENRED France 10 Yes Yes(EDLE.L) EDENVILLE ENERGY PLC Small Cap & Aim 45 Yes YesEDF.PA EDF France 10 Yes YesEDDR.L EDINBURGH DRAGON TRUST PLC UK 10 Yes YesEDIN.L EDINBURGH INVESTMENT TRUST UK 10 Yes YesEIX.N EDISON INTL US 10 Yes YesEDP.LS EDP Portugal 10 Yes YesEW.N EDWARDS LIFESCIENCES US 10 Yes Yes(ECON.P) EG EMRG MKT CONS ETF 30 No YesEJ.N E-HOUSE CHINA HLDGS US 30 Yes YesFOUG.PA EIFFAGE France 10 Yes YesEKO.OL Ekornes ASA Norway 25 No YesEPB.N EL PASO PIPELINE US 10 No Yes(ELA.L) ELAND OIL & GAS UK 30 No YesESLT.OQ ELBIT SYSTEMS US 50 Yes YesELD.AX ELDERS LIMITED Australia 10 Yes YesEGO.N ELDORADO GOLD US 30 Yes YesELTA.L ELECTRA PRIVATE EQUITY UK 10 Yes YesECM.L ELECTROCOMPONENTS UK 10 Yes YesELUXb.ST ELECTROLUX B Sweden 10 Yes YesEMGS.OL Electromagnetic Geoservices Norway 30 Yes YesEA.O ELECTRONIC ARTS INC US 10 Yes YesELM.AX ELEMENTAL MINERALS Australia 30 No YesELM.L ELEMENTIS COMMON STOCK UK 10 Yes YesLLY.N ELI LILLY AND CO US 10 Yes YesELI1V.HE ELIISA CORPORAT. Finland 10 Yes YesZILGn.DE ELRINGKLINGER Germany 10 Yes YesELTEK.OL Eltek ASA Norway 30 No Yes(EBLZ.L) EMBLAZE LTD Small cap & Aim 25 Yes YesEMC.N EMC CORP/MASS US 10 Yes YesEHL.AX EMECO HLDG Australia 10 Yes YesEMED.L EMED *CLOSING ONLY* Small Cap & Aim 50 Yes NoEMR.AX EMERLAD OIL & GAS NL Australia 30 No YesEMR.N EMERSON ELEC US 10 Yes YesEMISG.L EMIS GROUP Small Cap & Aim 25 Yes YesEGO.AX EMPIRE OIL & GAS NL Australia 30 Yes YesICA.N EMPRESAS ICA-ADR (NO SHORT-SELLING) US 10 Yes Yes(EMEL.L) EMPYREAN ENERGY PLC Small Cap & Aim 65 Yes YesENAG.MC ENAGAS Spain 10 Yes Yes(ENTA.OQ) ENANTA PHARMA US 50 No YesENB.N ENBRIDGE INC US 10 Yes YesECA.N ENCANA CORP US 10 Yes YesENC.MC ENCE ENERGIA Y C Spain 50 Yes YesEOC.N ENDESA CHILE ADR ADR 10 Yes YesELE.MC ENDESA SA Spain 10 Yes Yes(ENDP.OQ) ENDO HEALTH SOLUTIONS US 10 Yes YesENAE.WA ENEA SA Poland 25 No Yes(ENEG.L) ENEGI OIL PLC Small Cap & Aim 45 Yes YesENEI.MI ENEL Italy 10 Yes YesEGPW.MI ENEL GREEN POWER SPA Italy 10 Yes YesENR.N ENERGIZER HLDGS US 10 Yes Yes(EASE.L) ENERGY ASSETS GROUP Small cap & Aim 25 No YesENE.AX ENERGY DEVS Australia 10 No YesERA.AX ENERGY RES Australia 10 Yes YesETE.N ENERGY TRANSFER US 10 No Yes


ETFSector

IM Factor (Margin

Requirement %)

Shorting allowed?


EWC.AX ENERGY WRLD CORP Australia 10 No Yes(EXXI.OQ) ENERGY XXI (BERMUDA) US 30 Yes YesENOC.OQ ENERNOC INC US 50 Yes YesEGG.AX ENERO GROUP Australia 10 No YesENI.N ENERSIS S.A. ADR ADR 10 Yes YesEGN.AX ENGENCO Australia 10 No YesENI.MI ENI Italy 10 Yes YesE.N ENI SPA US 10 No YesENRO.ST ENIRO Sweden 10 Yes YesENQ.L ENQUEST PLC UK 10 Yes YesESV.N ENSCO PLC ADR 10 Yes YesETE.AX ENTEK ENERGY LTD Australia 30 No YesETR.N ENTERGY CORP US 10 Yes YesETRM.OQ ENTEROMEDICS US 50 No YesETI.L ENTERPRISE INNS Small Cap & Aim 10 Yes Yes(ETO.L) ENTERTAINMENT ONE Small Cap & Aim 25 Yes YesENV.AX ENVESTRA Australia 10 Yes Yes(ENRE.L) ENVIRO RECYCLING TECH Small Cap & Aim 45 Yes YesENVI.OQ ENVIVIO INC US 50 No YesEOCL.OL EOC Ltd Norway 50 No YesEOG.N EOG RESOURCES US 10 Yes YesEPAM.N EPAM SYSTEMS INC US 30 Yes YesEQR.N EQ RESIDENT US 10 Yes YesEQT.N EQT CORP US 10 Yes Yes(PALO.L) EQUATORIAL PALM OIL Small Cap & Aim 45 Yes YesEQX.AX EQUATORIAL RESOURCES LTD Australia 30 No YesEFX.N EQUIFAX INC US 10 Yes YesEQIX.OQ EQUINIX INC US 30 Yes YesEQT.AX EQUITY TRUSTEES Australia 10 No YesERMT.PA ERAMET France 10 Yes YesERG.MI ERG Italy 10 Yes YesERICb.ST ERICSSON B Sweden 10 Yes YesERIC.OQ ERICSSON L M TEL CO US 10 Yes Yes(EROS.N) EROS US 25 Yes YesERST.VI ERSTE BANK Austria 10 No Yes0330.HK ESPRIT HOLDINGS Hong Kong 10 Yes YesESSR.L ESSAR ENERGY PLC UK 10 Yes YesESNT.N ESSENT GR US 10 No YesESNT.L ESSENTRA PLC UK 10 Yes Yes(ESS.N) ESSEX PROPERTY TRUST US 10 Yes YesESSI.PA ESSILOR INTERNAT France 10 Yes YesESSF.PA ESSO France 10 Yes YesESTM.BU EST MEDIA Hungary 25 No YesENEFI.BU E-STAR ALTERNATIVE ENERGY Hungary 65 No YesEL.N ESTEE LAUDER US 10 Yes YesESUR.L ESURE GROUP PLC UK 30 No Yes(ETLNGq.L) ETALON GROUP GDR Small Cap & Aim 10 Yes YesTAM.PA ETAM DEVELOP France 10 Yes Yes(LOIL.MI) ETFS COM. SECURITIES Italy 50 Yes YesSGOL.P ETFS GOLD TRUST ETF 10 Yes Yes(LOIL.L) ETFS LEVERAGED CRUDE OIL UK ETF 25 Yes Yes(LSIL.L) ETFS LEVERAGED SILVER UK ETF 50 No Yes(SUK2.L) ETFX FTSE 100 SUPER SHORT 2X UK ETF 100 No Yes(MINISUK2.L) ETFX FTSE 100 SUPER SHORT 2X UK ETF 100 No YesELER.PA EULER HERMES France 10 Yes YesEURA.PA EURAZEO CLOSE ONLY France 10 No NoEDLP.PA EURO DISNEY France 10 No YesEURR.PA EURO RESSOURCES France 10 No YesEUFI.PA EURO SCIENTIFIC France 10 Yes Yes(EIIB.L) EURO. ISLAMIC BANK Small cap & Aim 40 No YesEUR.WA EUROCASH SA Poland 25 No YesSIPFc.AS EUROCOMMERCIAL Netherlands 10 No YesERM.L EUROMONEY UK 10 Yes Yes(EOG.L) EUROPA OIL & GAS Small Cap & Aim 45 Yes Yes(EUNZ.L) EUROPEAN ASSETS TRUST Small Cap & Aim 35 Yes Yes(ERET_p.L) EUROPEAN REAL EST INV Small Cap & Aim 20 Yes Yes


ETFSector

IM Factor (Margin

Requirement %)

Shorting allowed?


(ERIIC.L) EUROPEAN RESIDUAL INCOME INV Small Cap & Aim 25 No YesEZL.AX EUROZ Australia 10 No YesETL.PA EUTELSAT COMM France 10 Yes YesEVNV.VI EVN AG Austria 10 Yes YesEVN.AX EVOLUTION MINING LTD Australia 10 Yes Yes(EVTG.DE) EVOTEC AG Germany 30 Yes YesEVRE.L EVRAZ PLC UK 10 Yes YesEVSB.BR EVS ROADC.EQU Belgium 10 No YesEXAH.AS EXACT Netherlands 10 No YesEXEP.PA EXEL INDUSTRIES France 10 Yes YesXLS.N EXELIS INC US 10 No YesEXEL.OQ EXELIXIS US 30 Yes YesEXC.N EXELON CORP US 10 Yes YesEXIL.L EXILLON ENERGY UK 10 Yes YesEXOR.MI EXOR S.P.A Italy 10 No Yes(XPS.L) EXPANSYS PLC Small Cap & Aim 45 Yes YesEXPE.OQ EXPEDIA US 5 Yes YesEXPD.OQ EXPEDITORS INTL WASH INC US 5 Yes YesEXPN.L EXPERIAN GRP UK 10 Yes YesESRX.OQ EXPRESS SCRIPTS INC US 5 Yes Yes(EXH.N) EXTERRAN HOLDING INC US 30 Yes YesEXR.N EXTRA SPACE STOR US 10 No YesEXTR.OQ EXTREME NETWORKS US 20 Yes YesEXXJ.J EXXARO RESOURCES South Africa 10 Yes YesXOM.N EXXON MOBIL US 5 Yes YesFCAM.L F&C ASSET MANAGEMENT UK 10 Yes YesFCPTL.L F&C COMM PROP TRUST LTD UK 10 Yes Yes(FCRE.L) F&C UK REAL EST Small Cap & Aim 25 No YesFFIV.OQ F5 NETWORKS INC US 10 Yes YesFU.P FAB UNIVERSAL US 50 No YesFB.OQ FACEBOOK (USD) US 10 Yes YesFAE.MC FAES FARMA Spain 50 Yes YesFXJ.AX FAIRFAX (JOHN) HOLDINGS LIMITED Australia 10 Yes Yes(FRPG.L) FAIRPOINT GROUP PLC Small cap & Aim 25 No YesFAIP.PA FAIVELEY TRANSPORT France 10 Yes Yes(FLXFA.L) FALANX GRP Small cap & Aim 100 No Yes(AA4.MI) FALCK RENEWABLES Italy 50 Yes Yes(FOG.L) FALCON OIL & GAS Small cap & Aim 50 No Yes(FKL.L) FALKLAND ISLANDS Small Cap & Aim 25 Yes YesFOGL.L FALKLAND OIL&GAS Small Cap & Aim 25 Yes YesFDO.N FAMILY DLR STRS US 10 Yes YesFAN.AX FANTSASTIC HLDGS Australia 10 No YesFPM.L FAROE PETROLEUM Small Cap & Aim 25 Yes YesFAR.OL Farstad Shipping Norway 50 No YesFAST.OQ FASTENAL CO US 10 Yes Yes(FJET.L) FASTJET PLC Small cap & Aim 45 No Yes(FASTF.L) FASTNET OIL & GAS Small Cap & Aim 45 No YesEPED.PA FAURECIA France 10 Yes Yes(FBH.L) FBD HOLDINGS Small Cap & Aim 65 Yes Yes(FCS.L) FCS GLOBAL SMALLER COMPANIES Small cap & Aim 25 No YesFII.N FED INVESTORS US 10 No Yes(HYDRq.L) FEDERAL HYDROGENERATING-ADR Small Cap & Aim 25 Yes YesFDC.AX FEDERATION CENTRES Australia 10 No YesFDX.N FEDEX CORP US 10 Yes YesFENR.L FENNER PLC UK 10 Yes YesFXPO.L FERREXPO UK 10 Yes YesFOE.N FERRO CORP US 50 No YesFER.MC FERROVIAL SA Spain 10 Yes YesFRS.MC FERSA Spain 50 No YesFHBK.BU FHB JELZALOGBANK NYRT Hungary 25 No YesFIA.MI FIAT Italy 10 Yes YesFBR.N FIBRA CELULOSA ADR ADR 10 Yes YesFCSS.L FIDELITY CHINA UK 10 Yes YesFEV.L FIDELITY EUROPEAN UK 10 Yes YesFNF.N FIDELITY NATL FIN US 10 Yes YesFIS.N FIDELITY NATL IN US 10 Yes Yes


ETFSector

IM Factor (Margin

Requirement %)

Shorting allowed?


FSV.L FIDELITY SPECIAL VALUES PLC Small Cap & Aim 10 Yes YesFDSA.L FIDESSA GROUP PLC UK 10 Yes YesFNP.N FIFTH & PACIFIC US 10 Yes YesFITB.OQ FIFTH THIRD BK US 5 Yes Yes(FTC.L) FILTRONIC PLC Small Cap & Aim 25 Yes YesLBCP.PA FIMALAC France 10 Yes Yes(FNGN.OQ) FINANCIAL ENGINES US 10 Yes YesEPMF.PA FINANCIERE ODET France 10 Yes YesFDL.L FINDEL Small Cap & Aim 10 Yes YesFNSR.OQ FINISAR US 30 Yes YesFNSR.OQ FINISAR US 30 Yes YesSIFI.MI FINMECCANICA Italy 10 No Yes(FAMF.L) FINNAUST MINING Small Cap & Aim 100 No Yes(FIF.L) FINSBURY FOOD GRP Small cap & Aim 30 No Yes(FGT.L) FINSBURY G&I TR Small Cap & Aim 25 No YesFDI.L Phone Only FIRESTONE DIAMOND Small Cap & Aim 25 Yes YesFAF.N FIRST AM FIN US 10 Yes Yes(FRST.L) FIRST DERIVATIVES Small cap & Aim 35 No YesFE.N FIRST ENERGY US 10 Yes YesFHN.N FIRST HORIZON NTL US 10 Yes YesAG.N FIRST MAJESTIC SILVER US 25 No Yes(FSTP.L) FIRST PROPERTY GROUP Small Cap & Aim 25 No YesFQM.L FIRST QUANTUM MINERALS LTD Small Cap & Aim 30 Yes YesFSLR.O FIRST SOLAR US 10 Yes YesFDN.P FIRST TRST ETF ETF 30 No Yes(FCG.P) FIRST TRUST ISE REV ETF 50 No YesFGP.L FIRSTGROUP UK 10 Yes YesFSRJ.J FIRSTRAND South Africa 10 Yes YesFISV.OQ FISERV INC US 5 Yes YesFPH.AX FISHER &PAYKEL HEALTHCARE CORP Australia 10 Yes Yes(FIVE.OQ) FIVE BELOW US 30 Yes YesFLT.N FLEETCOR TECH US 10 No YesFLTX.N FLEETMATICS GROUP US 30 No YesFWD.AX FLEETWOOD Australia 10 Yes YesFBU.AX FLETCHER BUILDING Australia 10 Yes YesFLMI.PA FLEURY MICHON France 10 Yes YesFXL.AX FLEXIGROUP Australia 10 No YesFLEX.OQ FLEXTRONICS INTL LTD US 10 Yes YesFLT.AX FLIGHT CENTRE Australia 10 Yes YesFMS.AX FLINDERS MINES Australia 10 No YesFLIR.OQ FLIR SYSTEMS US 10 Yes YesGFLO.PA FLO GROUPE France 10 Yes YesFLO.N FLOWERS FOODS US 10 Yes Yes(FLOWF.L) FLOWGROUP PLC Small Cap & Aim 45 No YesFLS.N FLOWSERVE CORP US 10 Yes YesFLS.CO FLSMIDTH & CO Denmark 10 No YesVIEV.VI FLUGHAFEN Austria 10 Yes YesFLR.N FLUOR CORP US 10 Yes YesFLYB.L FLYBE GROUP PLC Small Cap & Aim 25 Yes YesFMC.N FMC CORP US 10 Yes YesFTI.N FMC TECHNOLOGIES INC US 10 Yes YesFCC.MC FOMENTO DE CONST Spain 10 No YesFMX.N FOMENTO ECON US 10 Yes YesFDR.PA FONC DES REGIONS France 10 Yes YesFONC.PA FONCIERE 6 France 10 Yes YesFL.N FOOT LOCKER US 30 Yes Yes(FBT.L) FORBIDDEN TECH Small cap & Aim 25 No YesF.N FORD MOTOR CO US 5 Yes YesFRCL.L FOREIGN AND COLONIAL INV TRUST UK 10 Yes YesFRX.N FOREST LABS US 10 Yes YesFST.N FOREST OIL CORP US 30 Yes YesFGE.AX FORGE GROUP LTD Australia 10 No Yes(FTEFE.L) FORTE ENERGY Small Cap & Aim 45 Yes Yes(FORE.SI) FORTERRA TRUST Singapore 25 Yes YesFMG.AX FORTESCUE METALS Australia 5 Yes YesFUM1V.HE FORTUM OYJ Finland 10 Yes Yes


ETFSector

IM Factor (Margin

Requirement %)

Shorting allowed?


FBHS.N FORTUNE BRANDS H&S US 30 Yes YesFOOI.L FORTUNE OIL PLC Small Cap & Aim 45 Yes YesFET.N FORUM ENERGY TEC US 10 No YesFOSL.OQ FOSSIL INC US 30 Yes YesFWLT.OQ FOSTER WHEELER US 10 Yes YesFXR.AX FOX RESOURCES Australia 10 No Yes2038.HK FOXCONN INTL HLDG Hong Kong 10 No YesFOXT.L FOXTONS Small cap & Aim 30 No YesBEN.N FRANKLIN RES US 10 Yes YesFRAG.DE FRAPORT Germany 10 Yes YesFRNM.SI FRASER & NEAVE LTD Singapore 10 Yes YesFOE.OL FRED OLSEN ENERG Norway 25 Yes YesFNP.AX FREEDOM FOODS GROUP Australia 30 No YesFNTGn.DE FREENET Germany 10 Yes YesFCX.N FREEPORT MCM US 10 Yes Yes(FCCN.L) FRENCH CONNECTION GROUP Small Cap & Aim 45 Yes YesFMEG.DE FRESENIUS MEDI Germany 10 Yes YesFREG.DE FRESENIUS SE Germany 10 Yes YesFDP.N FRESH DEL MONTE PRODUCE US 10 Yes YesFRES.L FRESNILLO PLC UK 10 Yes Yes(FRR.L) FRONTERA RESOURCES CORP Small Cap & Aim 45 Yes YesFTR.OQ FRONTIER COMMUNICATIONS CORP US 10 Yes YesFMLq.L FRONTIER MINING Small Cap & Aim 45 Yes YesFRO.OL FRONTLINE LTD Norway 50 No YesFPEG.DE FUCHS PETROLUB Germany 20 No YesFPEG_p.DE FUCHS PETROLUB AG Germany 20 Yes YesFUGRc.AS FUGRO Netherlands 10 Yes YesFSTA.L FULLER SMITH & TURNER Small Cap & Aim 25 Yes YesFUN.AX FUNTASTIC Australia 10 No Yes(FIP.L) FUSION IP Small cap & Aim 35 No YesFIO.N FUSION-IO US 10 No Yes(FUM.L) FUTURA MEDICAL Small Cap & Aim 25 Yes Yes(FFY.L) FYFFES PLC Small Cap & Aim 25 Yes YesESPI.MI G ED LESPRESSO Italy 10 No YesGUD.AX G.U.D. HLDS Australia 10 Yes YesGFS.L G4S PLC UK 10 Yes YesGEM.AX G8 EDUCATION LTD Australia 30 Yes Yes(GAH.L) GABLE HOLDINGS Small cap & Aim 25 No YesGFJG.DE GAGFAH SA Germany 10 No Yes(GALT.OQ) GALECTIN THERAPEUTICS US 30 Yes YesGALE.OQ GALENA BIOPHARMA US 50 No YesGJT.AX GALILEO JAPAN Australia 10 No Yes(GLR.L) GALILEO RESOURCES PLC Small Cap & Aim 45 No YesGFRD.L GALLIFORD TRY UK 10 Yes YesGALP.LS GALP ENERGIA Portugal 10 Yes YesGLFT.PA GAMELOFT France 10 Yes Yes(GAW.L) GAMES WORKSHOP Small Cap & Aim 35 No YesGAM.MC GAMESA Spain 10 Yes YesGME.N GAMESTOP CORP US 10 Yes Yes(GMRG.L) GAMING REALMS (CLOSE ONLY) Small Cap & Aim 100 No NoGCI.N GANNETT CO INC US 10 Yes YesGPS.N GAP.INC US 10 Yes YesGRMN.OQ GARMIN LTD US 10 Yes YesIT.N GARTNER INC US 10 Yes YesGAS.MC GAS NATURAL Spain 10 Yes YesGASP.PA GASCOGNE France 10 No Yes(GASL.L) GASOL Small cap & Aim 50 No YesGST.P GASTAR EXPLORATION US 50 No YesGAUM.PA GAUMONT France 10 Yes YesGZL.AX GAZAL CORP Australia 10 No YesGAZPq.L GAZPROM Small Cap & Aim 10 No Yes(SIBNq.L) GAZPROM NEFT Small Cap & Aim 20 No Yes(GBGP.L) GB GROUP Small Cap & Aim 25 Yes YesGBLB.BR GBL Belgium 10 Yes Yes(GCM.L) GCM RESOURCES PLC Small Cap & Aim 45 Yes Yes(GCPI.L) GCP INFASTRUCTURE INV Small cap & Aim 25 No Yes


ETFSector

IM Factor (Margin

Requirement %)

Shorting allowed?


GSZ.PA GDF SUEZ France 10 Yes YesG1AG.DE GEA GROUP Germany 10 Yes YesGEBN.VX GEBERIT AG Switzerland 10 Yes YesGFCP.PA GECINA France 10 Yes Yes(GCLq.L) GEIGER COUNTER Small Cap & Aim 25 No YesGEMD.L GEM DIAMONDS UK 10 Yes YesGTO.AS GEMALTO Netherlands 10 Yes YesGEM.L GEMFIELDS PLC Small Cap & Aim 30 No YesGENL.L GENEL ENERGY Small Cap & Aim 25 Yes YesGNRC.N GENERAC HOLDINGS US 30 Yes YesGD.N GENERAL DYNAM US 10 Yes YesGE.N GENERAL ELECTR US 5 Yes YesGIS.N GENERAL MILLS US 10 Yes YesGM.N GENERAL MOTORS CO US 10 Yes YesGDSF.PA GENERAL SANTE (NO SHORTING) France 10 No YesGASI.MI GENERALI ASS Italy 10 Yes YesGWR.N GENESEE & WYOMIN US 10 Yes YesGENE.L GENESIS EMF UK 10 Yes YesGNE.N GENIE ENERGY US 50 No YesGEN.CO GENMAB Denmark 10 No YesGNTX.OQ GENTEX CORP US 10 Yes YesGENS.SI GENTING INTERNATIONAL Singapore 10 No YesGPC.N GENUINE PARTS CO US 10 Yes YesGENS.L GENUS UK 10 Yes YesGNW.N GENWORTH FINL US 10 Yes YesGDY.AX GEODYNAMICS Australia 10 No Yes(GPK.L) GEOPARK HOLDING Small Cap & Aim 35 Yes YesGEO.MI GEOX S.P.A. Italy 10 No YesGGB.N GERDAU SA ADR ADR 10 Yes YesGERN.OQ Geron Corp US 50 Yes Yes(GXIG.DE) GERRESHEIMER AG Germany 10 Yes YesTL5.MC GEST TELECINCO Spain 10 Yes Yes(GTC.L) GETECH GROUP PLC Small cap & Aim 25 Yes YesGTN.WA GETIN Poland 25 No YesGFIP.PA GFI INFORMATIQUE France 10 Yes YesGILD.OQ GILEAD SCIENCES INC US 5 Yes YesGBG.AX GINDALBIE METALS Australia 10 No YesGIVN.VX GIVAUDAN Switzerland 10 Yes YesGJFS.OL Gjensidige Forsikring Aksjeselskap Norway 15 Yes YesGKN.L GKN UK 10 Yes YesGLTN.PA GL EVENTS France 10 Yes Yes(GL9.L) GLANBIA PLC Small Cap & Aim 35 Yes YesGSK.N GLAXOSMITHKLEIN ADR ADR 20 No YesGSK.L GLAXOSMITHKLINE UK 5 Yes YesGREK.P GLB X FTSE GREECE 20 ETF ETF 50 No YesSOCL.P GLB X SOCIAL MEDIA ETF 50 No YesGLEN.L GLENCORE INTERNATIONAL UK 10 Yes Yes(GBLE.L) GLOBAL ENERGY DEVELOPMENT PLC Small Cap & Aim 35 Yes Yes(GFIR.L) GLOBAL FX INC Small Cap & Aim 25 Yes YesGPN.N GLOBAL PAYMENTS US 10 Yes Yes(GBPq.L) GLOBAL PETROLEUM Small Cap & Aim 45 Yes YesQCEG.DE Close Only GLOBAL PVQ CLOSE ONLY Germany 10 No No(GLTRq.L) GLOBALTRANS INVESTMENT Small cap & Aim 25 Yes YesGBE.AX GLOBE METALS & MINING LTD Australia 30 No YesGBOG.L GLOBO PLC Small Cap & Aim 25 Yes YesGN.CO GN STORE NORD Denmark 10 Yes YesGOG.L GO-AHEAD GROUP UK 10 Yes Yes(GOAL.L) GOALS SOCCER CENTRES Small Cap & Aim 25 Yes YesGOL.N GOL LINHAS AEREAS ADR ADR 10 Yes YesGFIJ.J GOLD FIELDS South Africa 10 Yes YesGFI.N GOLD FIELDS LTD ADR ADR 20 Yes Yes(GBGR.L) GOLDBRIDGES GLOBAL Small Cap & Aim 45 Yes YesGG.N GOLDCORP INC US 10 No YesGAGR.SI GOLDEN AGRI-RESOURCES LTD Singapore 10 Yes YesGOGL.OL GOLDEN OCEAN Norway 30 Yes YesGSS.P GOLDEN STAR RESOURCES US 50 No Yes


ETFSector

IM Factor (Margin

Requirement %)

Shorting allowed?


GWR.AX GOLDEN WEST RESOURCES Australia 10 No Yes(GPRT.L) GOLDENPORT HLDGS UK 50 Yes YesGS.N GOLDMAN SACHS GROUP US 10 Yes Yes(GLDP.L) GOLDPLAT PLC Small Cap & Aim 25 Yes Yes(GRL.L) GOLDSTONE RESOURCES Small Cap & Aim 45 Yes Yes0493.HK GOME ELECTRICAL APPLIANCES Hong Kong 30 Yes Yes(GHH.L) GOOCH & HOUSEGO Small cap & Aim 25 Yes YesGMG.AX GOODMAN Australia 10 Yes YesGFF.AX GOODMAN FIELDER LIMITED Australia 10 Yes YesGDP.N GOODRICH PETROLEUM US 30 Yes Yes(GDWN.L) GOODWIN PLC Small cap & Aim 25 No YesGT.OQ GOODYEAR TIRE US 10 Yes YesGOOG.OQ GOOGLE INC US 5 Yes YesGOW.AX GOWING BROS Australia 10 No YesGPT.AX GPT GROUP Australia 5 Yes Yes(GRAG.L) GRAFENIA Small Cap & Aim 50 No Yes(GRF_u.L) GRAFTON GROUP PLC Small Cap & Aim 35 Yes YesGHC.N GRAHAM HOLDINGS US 10 Yes YesGNC.AX GRAINCORP Australia 10 Yes YesGRI.L GRAINGER TRUST UK 10 Yes Yes(GTE.P) GRAN TIERRA ENERGY US 10 No YesLOPE.OQ GRAND CANYON ED US 10 No YesGRR.AX GRANGE RESOURCES Australia 10 No Yes(GRPHG.L) GRAPHENE NANOCHEM Small cap & Aim 45 No YesGPOR.L GREAT PORTLAND ESTATES UK 10 Yes Yes(GWMO.L) GREAT WESTERN MINING CORP Small cap & Aim 100 No Yes(GDG.L) GREEN DRAGON Small cap & Aim 20 Yes Yes(0979.HK) GREEN ENERGY Hong Kong 50 No YesGMCR.OQ GREEN MOUNTAIN COFFEE ROASTERS US 10 Yes YesGRNG.L GREEN REIT Small cap & Aim 35 No YesGNC.L GREENCORE GROUP PLC Small Cap & Aim 25 Yes YesGNK.L GREENE KING UK 10 Yes YesGXL.AX GREENGROSS LTD Australia 20 No Yes(GKO.L) GREENKO Small cap & Aim 25 No YesGGG.AX GREENLAND MINERALS AND ENERGY Australia 30 No YesGRG.L GREGGS UK 10 Yes YesGDL.L GREKA DRILLING Small Cap & Aim 25 Yes Yes(GHT.L) GRESHAM COM Small cap & Aim 25 No Yes(GFM.L) GRIFFIN MINING Small Cap & Aim 25 Yes YesGRLS.MC GRIFOLS Spain 10 No YesGRONc.AS GRONTMIJ Netherlands 10 No YesGPI.N GROUP 1 AUTOMOTI US 20 No YesCITT.PA GROUPE CRIT France 10 Yes YesGETP.PA GROUPE EUROTUNNEL France 10 Yes YesFNAC.PA GROUPE FNAC France 30 No YesOPEN.PA GROUPE OPEN France 10 Yes YesTERI.PA GROUPE STERIA France 10 Yes YesVIA.PA GROUPE VIAL France 10 Yes YesPARP.PA GROUPES PARTOUCHE France 10 Yes YesGRPN.OQ GROUPON US 30 No YesGMK.N GRUMA SAB-ADR (NO SHORT-SELLING) US 10 No YesASR.N GRUPO AEROPORTUARIO SUR-ADR (NO SHORT-SELLING) US 10 Yes YesEZEN.MC GRUPO EZENTIS SA Spain 50 No YesBSMX.N GRUPO F SA-ADR B US 10 No YesSCOAE.LS GRUPO SOARES Portugal 10 No YesTVX.MC GRUPO TAVEX SA Spain 50 No Yes(LSRGq.L) GRUPPA LSR OAO US 50 Yes YesGRY.AX GRYPHON RESOURCES Australia 30 Yes YesGTAT.OQ GT ADVANCED TECHNOLOGIES US 30 Yes YesGTCP.WA GTC Poland 25 No YesGTCH.MI GTECH Italy 10 No Yes2777.HK GUANGZHOU R&F PROPERTIES-H Hong Kong 30 No YesGRBT.PA GUERBET France 10 Yes YesGES.N GUESS? INC US 30 Yes YesTAN.P GUGGENHEIM SOLAR ETF 20 No YesGNM.AX GUJARAT NRE COKING COAL Australia 10 No Yes


ETFSector

IM Factor (Margin

Requirement %)

Shorting allowed?


GKP.L GULF KEYSTONE PETROLEUM LTD Small Cap & Aim 10 Yes YesGPOR.OQ GULFPORT ENERGY US 30 No YesGPX.L GULFSANDS PETROLEUM Small Cap & Aim 25 Yes YesGUN.AX GUNSON RESOURCES LTD Australia 30 No Yes(GVC.L) GVC HOLDINGS Small Cap & Aim 25 Yes YesGWP.L GW PHARMACEUTICALS PLC Small Cap & Aim 25 Yes YesGWA.AX GWA GROUP Australia 10 Yes YesHRB.N H & R BLOCK INC US 10 Yes YesLUN.CO H LUNDBECK Denmark 10 No YesHTGR.L H&T GROUP PLC Small cap & Aim 25 Yes Yes(HAIK.L) HAIKE CHEMICAL GROUP Small Cap & Aim 45 Yes YesHLAN.AS HAL TRUST UNIT Netherlands 10 No YesHFD.L HALFORDS GROUP UK 10 Yes YesHAL.N HALLIBURTON CO US 10 Yes YesHLMA.L HALMA UK 10 Yes YesHHFGn.DE HAMBURGER HAFEN Germany 10 Yes YesHMSO.L HAMMERSON UK 10 Yes YesHBI.N HANESBRANDS INC US 10 Yes Yes0101.HK HANG LUNG PPT Hong Kong 10 Yes Yes0011.HK HANG SENG BANK Hong Kong 10 Yes Yes(HGR8.L) HANGAR 8 PLC Small cap & Aim 35 No YesHNRGn.DE HANNOVER RUECK Germany 10 Yes Yes(HSD.L) HANSARD GLOBAL COMMON STOCK Small Cap & Aim 25 Yes YesHSTN.L HANSTEEN HLDG UK 25 Yes Yes1133.HK HARBIN POWER EQUIP LTD Hong Kong 50 No YesHAOG.L HARDY OIL COMMON STOCK Small Cap & Aim 25 Yes YesHRGV.L HARGREAVES UK 10 Yes YesHASE.L HARGREAVES SERVICES Small Cap & Aim 25 Yes YesHOG.N HARLEY-DAVIDSON US 10 Yes YesHAR.N HARMAN INTL INDS US 10 Yes YesHARJ.J HARMONY GOLD MINING South Africa 10 Yes YesHMY.N HARMONY GOLD MNG US 10 Yes YesHRS.N HARRIS CORP US 10 Yes Yes(HSC.N) HARSCO CORP US 10 No YesHIG.N HARTFORD FINL US 10 Yes Yes(HARV.L) HARVEY NASH GROUP Small Cap & Aim 25 Yes YesHVN.AX HARVEY NORMAN HOLDINGS LIMITED Australia 10 Yes YesHAS.O HASBRO INC US 10 Yes YesPYHE.PA HAULOTTE GROUPE France 10 Yes YesEURC.PA HAVAS France 10 No Yes(HA.OQ) HAWAIIAN HOLDINGS US 40 Yes YesHAYS.L HAYS UK 10 Yes Yes(HAYT.L) HAYWARD TYLER GROUP Small cap & Aim 25 No Yes(HCA.N) HCA Holdings Inc US 10 Yes YesHCC.N HCC INSURANCE US 10 Yes YesHCI.N HCI GROUP INC US 50 No YesHCP.N HCP INC US 10 Yes YesHDB.N HDFC BANK ADR 20 Yes YesHEAD.L HEADLAM GROUP Small Cap & Aim 10 Yes YesHCN.N HEALTH CARE REIT INC US 10 Yes YesHL.N HECLA MINING US 30 Yes YesHDDG.DE HEIDELBERG Germany 10 No YesHEIG.DE HEIDELBERGCEMENT Germany 10 Yes YesHEIJ.AS HEIJMANS Netherlands 10 No YesHEIN.AS HEINEKEN Netherlands 10 Yes YesHLCL.L HELICAL BAR Small Cap & Aim 10 Yes YesHLX.AX HELIX RESOURCES LTD Australia 30 No Yes(HTY.L) HELLERMANNTYTON GRP Small cap & Aim 25 No YesHLO.AX HELLOWORLD LTD Australia 10 No YesHP.N HELMERICH & PAYNE US 10 Yes YesHHR.L HELPHIRE GROUP Small Cap & Aim 25 Yes Yes(HFEL.L) HENDERSON F.E INC. Small cap & Aim 25 No YesHGGH.L HENDERSON GROUP UK 10 Yes YesHGG.AX HENDERSON GROUP PLC Australia 10 Yes Yes0012.HK HENDERSON LAND Hong Kong 10 Yes YesHSL.L HENDERSON SML CO COMMON STOCK Small Cap & Aim 25 Yes Yes


ETFSector

IM Factor (Margin

Requirement %)

Shorting allowed?


1044.HK HENGAN INTL GROUP LTD-H Hong Kong 10 Yes YesHNKG_p.DE HENKEL HGAA VZ Germany 10 Yes YesHMb.ST HENNES & MAURITZ Sweden 10 Yes YesHSIC.OQ HENRY SCHEIN US 10 Yes YesHRI.L HERALD INV TR COMMON STOCK UK 10 Yes YesHLF.N HERBALIFE US 30 Yes Yes(HERS.L) HERENCIA RESOURCES PLC Small Cap & Aim 45 Yes YesHOIL.L HERITAGE OIL LTD UK 10 Yes YesHRMS.PA HERMES INTERNATIONAL France 10 Yes YesHRR.AX HERON RESOURCES Australia 10 No YesHSY.N HERSHEY CO US 10 Yes YesHTZ.N HERTZ GLOBAL HOL US 30 Yes YesHESA.AS HES Netherlands 10 No YesHES.N HESS CORP US 10 Yes YesHPQ.N HEWLETT-PACK US 5 Yes YesHEX.OL Hexagon Composites ASA Norway 50 No YesHFA.AX HFA HLDNGS Australia 10 No YesHGT.L HGCAPITAL TRUST Small cap & Aim 35 Yes YesHIBB.OQ HIBBET SPORTS US 30 Yes YesHBRN.L HIBERNIA REIT Small cap & Aim 30 No YesHICL.L HICL INFRASTRUCTURE CO LTD UK 10 Yes YesHIGH.PA HIGHCO France 10 Yes YesHGM.L HIGHLAND GOLD MINING Small Cap & Aim 45 Yes YesHIG.AX HIGHLANDS PAC Australia 10 No YesHIK.L HIKMA PHARMACEUTICALS UK 10 Yes Yes(HILS.L) HILL & SMITH Small cap & Aim 25 Yes YesHIL.AX HILLS HOLIDINGS Australia 10 Yes YesHSH.N HILLSHIRE BRANDS US 10 Yes YesHFG.L HILTON FOOD Small Cap & Aim 25 Yes YesHLT.N HILTON WORLDWIDE US 30 No Yes(HIMX.OQ) HIMAX TECH INC US 20 No YesHIMD.PA HI-MEDIA France 10 No Yes(HRCO.L) HIRCO Small Cap & Aim 25 Yes YesHSX.L HISCOX UK 10 Yes Yes0003.HK HK & CHINA GAS Hong Kong 10 Yes YesHOCM.L HOCHSCHILD MIN UK 10 Yes YesHOTG.DE HOCHTIEF Germany 10 Yes Yes(HRG.L) HOGG ROBINSON COMMON STOCK Small Cap & Aim 25 Yes YesHOLN.VX HOLCIM Switzerland 10 Yes YesHOLCO.AS HOLLAND COL Netherlands 10 No YesHFC.N HOLLYFRONTIER CO US 10 Yes YesHOLX.OQ HOLOGIC INC US 10 Yes YesHOMB.OQ HOME BANCSHARES US 30 No YesHD.N HOME DEPOT US 5 Yes YesHOME.L HOME RETAIL GROUP UK 10 Yes YesHSV.L HOMESERVE UK 10 Yes YesHMC.N HONDA ADR 10 Yes YesHON.N HONEYWELL INTL US 10 Yes Yes0388.HK HONG KONG EXCHANGES Hong Kong 10 Yes YesHKLD.SI HONG KONG LAND HLDG Singapore 10 No YesHZN.AX HORIZON OIL LTD Australia 10 No Yes(HZM.L) HORIZONTE MINERALS PLC Small Cap & Aim 45 Yes YesHRL.N HORMEL FOODS CORP US 10 Yes Yes(HRN.L) HORNBY COMMON STOCK Small Cap & Aim 25 Yes YesHSP.N HOSPIRA US 10 Yes YesHST.N HOST HOTELS & RES US 10 Yes YesHOV.N HOVNANIAN ENTER US 10 No YesHWDN.L HOWDEN JOIN GP UK 10 Yes YesHSBA.L HSBC HOLDINGS UK 5 Yes Yes0005.HK HSBC HOLDINGS PLC Hong Kong 10 Yes Yes0902.HK HUANENG POWER INTERNATIONAL Hong Kong 10 Yes YesHBWO.PA HUBWOO France 10 No YesHCBK.OQ HUDSON CITY BCP US 10 Yes YesBOSSn.DE HUGO BOSS Germany 10 No YesHUM.N HUMANA INC US 10 Yes Yes(HUMR.L) HUMMING BIRD RESOURCES PLC Small Cap & Aim 25 Yes Yes


ETFSector

IM Factor (Margin

Requirement %)

Shorting allowed?


HUDN.AS HUNTER DOUGLAS Netherlands 10 No YesHHL.AX HUNTER HALL INTL Australia 10 No YesHBAN.OQ HUNTGTN BKSHR US 10 Yes YesHTG.L HUNTING UK 10 Yes YesHUN.N HUNTSMAN CORP US 10 Yes Yes(HNTS.L) HUNTSWORTH PLC Small cap & Aim 25 No YesHURT.OL Hurtigruten ASA Norway 30 No Yes0013.HK HUTCHINSON Hong Kong 10 Yes YesHTA.AX HUTCHINSON TEL Australia 10 No Yes(HYC.L) HYDER CONSULTING Small cap & Aim 25 Yes YesHYDRA.AS HYDRATEC INDUSTRIES NV Netherlands 10 No YesIBE.MC IBERDROLA Spain 10 Yes YesIBM.N IBM US 5 Yes YesICAG.L IC AIRLINES GROUP (IAG) UK 10 Yes YesICAD.PA ICADE France 10 Yes YesIAP.L ICAP UK 10 Yes Yes1398.HK ICBC Hong Kong 10 Yes YesIBN.N ICICI BANK ADR 20 No YesICON.OQ ICONIX BRAND GROUP US 30 Yes YesICTA.AS ICT Netherlands 10 No Yes(ICUI.OQ) ICU MEDICAL INC US 20 Yes YesIDRA.OQ IDERA PHARMA US 50 No Yes(IDOX.L) IDOX Small Cap & Aim 25 Yes Yes(IFP.L) IFG GROUP Small Cap & Aim 65 Yes YesIGG.L IG GROUP HOLDINGS UK 10 Yes YesIGAS.L IGAS ENERGY PLC Small Cap & Aim 25 Yes YesIIN.AX IINET Australia 10 No YesIKBG.F Close Only IKB DT.IND BK CLOSE ONLY Germany 10 No NoILD.PA ILIAD France 10 Yes Yes(IKA.L) ILIKA Small cap & Aim 25 No YesITW.N ILLINOIS TOOL WK R US 10 Yes YesILMN.OQ ILLUMINA INC US 10 Yes YesILU.AX ILUKA RESOURCES LIMITED Australia 10 Yes YesIMG.L IMAGINATION TECHNOLOGIES GROUP PLC UK 10 Yes YesIMAX.K IMAX CORPORATION US 30 Yes YesIMD.AX IMDEX LTD Australia 10 No YesIMTP.PA IMERYS France 10 Yes YesIMI.L IMI UK 10 Yes YesIMMR.OQ IMMERSION CORP US 50 No YesIMFI.VI IMMOFINANZ Austria 10 No YesIMUC.P IMMUNOCELLULAR THP US 50 No Yes(IDH.L) IMMUNODIAGNOSTIC SYSTEMS HLD Small Cap & Aim 25 Yes Yes(IMM.L) IMMUPHARMA PLC Small cap & Aim 25 Yes YesIMPJ.J IMPALA PLATINUM HLDG South Africa 10 Yes YesIMPX.L IMPAX ENVIRONMENTAL MARKETS PLC Small Cap & Aim 10 Yes Yes(IPEL.L) IMPELLAM GROUP PLC Small Cap & Aim 65 Yes YesIPLJ.J IMPERIAL HLDG South Africa 10 Yes YesIMT.L IMPERIAL TOBACCO UK 10 Yes YesIMPA.LS IMPRESA SGPS Portugal 10 No YesABI.BR INBEV Belgium 10 Yes YesINCH.L INCHCAPE UK 10 Yes YesIPL.AX INCITEC PIVOT Australia 10 Yes YesINCY.OQ INCYTE CORP US 30 No YesIGO.AX INDEPENDENCE GRP Australia 10 Yes Yes(INME.L) INDEPENDENT NEWS & MEDIA PLC Small Cap & Aim 25 Yes YesIND.MI INDESIT CO Italy 30 Yes YesITX.MC INDITEX Spain 10 Yes YesIRN.AX INDOPHIL RSC Australia 10 No YesIDR.MC INDRA SISTEMAS Spain 10 Yes YesIBA.N INDUSTRIAS BACHOCO SAB-ADR (NO SHORT-SELLING) US 10 Yes YesIFXGn.DE INFINEON TECH Germany 10 Yes YesINFII.L INFINITY ENERGY Small cap & Aim 30 No YesIFM.AX INFOMEDIA Australia 10 No YesINF.L INFORMA UK 10 Yes YesINFA.OQ INFORMATICA CORP US 30 Yes YesINFY.K INFOSY TECH ADR ADR 5 No Yes


ETFSector

IM Factor (Margin

Requirement %)

Shorting allowed?


INFAT.L INFRASTRATA PLC (NO SHORTING) Small Cap & Aim 25 No YesING.AS ING GROEP Netherlands 10 Yes YesINA.AX ING REAL EST Australia 10 No YesINGC.PA INGENICO France 10 Yes Yes(IMAC.L) INGENIOUS MEDIA ACTIVE Small cap & Aim 50 Yes YesIR.N INGERSOLL RAND US 10 Yes YesIM.N INGRAM MICRO INC US 10 Yes YesINGR.N INGREDION INC US 10 Yes Yes(ILND.L) INLAND HOMES PLC Small cap & Aim 25 No YesISA.L INMARSAT UK 10 Yes YesCOL.MC INMOB COLONIAL Spain 10 No YesTIG.L INNOVATION GROUP Small Cap & Aim 25 Yes YesINO.P INOVIO PHARMACEUTICALS US 50 No Yes(INC.L) INSETCO PLC Small Cap & Aim 25 Yes Yes(INSP.L) INSPIRIT ENERGY HLDG US 45 No YesIAG.AX INSURANCE AUSTRALIA GROUP LTD Australia 10 Yes YesIRI.AX INTEGRATED RESEARCH Australia 30 No YesTEG.N INTEGRYS ENERGY US 10 Yes YesINTC.OQ INTEL CORP US 5 Yes YesIPAR.PA INTER PARFUMS France 10 Yes Yes(IGP.L) INTERCEDE GROUP PLC Small Cap & Aim 45 Yes Yes(ICPT.OQ) INTERCEPT PHARMACEUTICALS US 20 Yes YesIHG.L INTERCONTINENTAL HOTELS GROUP UK 10 Yes YesICE.N INTERCONTINTLEX US 10 Yes YesIDCC.OQ INTERDIGITAL INC US 10 Yes Yes(ISG.L) INTERIOR SERVICES GROUP Small Cap & Aim 35 Yes YesICP.L INTERMEDIATE CAPITAL GROUP UK 10 Yes YesIQE.L INTERNATIONAL QUANTUM EPITAXY Small Cap & Aim 25 Yes YesIIJI.O INTERNET I JAPAN ADR 10 Yes Yes(INTQ.L) INTERNETQ PLC Small cap & Aim 25 Yes YesIOC.N INTEROIL CORPORATION US 20 Yes YesIPG.N INTERPUBLIC GRP US 10 Yes YesIRV.L INTERSERVE UK 10 Yes YesISIL.OQ INTERSIL CORP US 20 Yes YesITRK.L INTERTEK TESTING SERVICES UK 10 Yes Yes(INXN.N) INTERXION HOLDINGS US 10 No YesISP.MI INTESA SANPAOLO CLOSE ONLY Italy 10 No NoICAG.MC INTL CONSOLIDATED AIR Spain 10 Yes YesIFL.L INTL FERRO METALS Small Cap & Aim 10 Yes YesIFF.N INTL FLAV & FRAG US 10 Yes YesIGT.N INTL GAME TECH US 10 Yes YesIP.N INTL PAPER CO US 10 Yes YesIPF.L INTL PRSNL FIN UK 10 Yes YesINPP.L INTL PUBLIC PARTNERSHIP LTD UK 10 Yes YesIAU.AX INTREPID MINES LTD Australia 10 No YesXON.N INTREXON CORP US 30 No YesITUJ.J INTU PROPERTIES South Africa 10 Yes YesINTUP.L INTU PROPERTIES UK 10 Yes YesINTU.OQ INTUIT US 5 Yes YesISRG.OQ INTUITIVE SURGICAL INC US 5 Yes YesINVN.N INVENSENSE INC US 30 No YesINVER.AS INVERKO Netherlands 10 No YesIVZ.N INVESCO LTD US 10 Yes YesIOF.AX INVESTA OFFICE FUND Australia 10 Yes YesINVP.L INVESTEC UK 10 Yes YesINLJ.J INVESTEC BANK South Africa 10 Yes YesINPJ.J INVESTEC PLC South Africa 10 Yes YesITG.N INVESTMENT TECH US 50 Yes YesINVEb.ST INVESTOR Sweden 10 Yes Yes(ICTAa.L) INVESTORS CAPITAL TRUST Small Cap & Aim 35 No Yes(IERE.L) INVISTA EUROPEAN REAL Small Cap & Aim 25 Yes Yes(IERE_p.L) INVISTA EURPEAN REAL Small cap & Aim 45 Yes YesIVC.AX INVOCARE Australia 10 Yes YesIOFI.L IOFINA Small Cap & Aim 25 Yes YesIOMG.L IOMART GROUP PLC Small Cap & Aim 25 Yes YesIFL.AX IOOF HLDG Australia 10 Yes Yes


ETFSector

IM Factor (Margin

Requirement %)

Shorting allowed?


(IPO.L) IP GROUP UK 25 Yes YesJJN.P IPATH DJ AIG NICKEL ETF 20 No YesVXX.P IPATH S&P 500 VIX ETF ETF 30 Yes YesIPGP.OQ IPG PHOTONICS US 30 No YesIPN.PA IPSEN France 10 Yes YesISOS.PA IPSOS France 10 Yes YesQAI.P IQ HEDGE MULTI-STRATEGY TRACKER ETF (NO SHORTING) ETF 50 No YesIRE.AX IRESS MRKT TECH Australia 10 Yes YesIRDM.OQ IRIDIUM COMMUNIC US 50 No Yes(ICG_u.L) IRISH CONTINENTAL GRP Small Cap & Aim 50 Yes YesIRBT.OQ IROBOT CORP US 30 No YesIRM.N IRON MOUNTAIN INC US 10 Yes YesIOH.AX IRON ORE HOLDINGS LTD Australia 30 No Yes(IRONI.L) IRONVELD PLC Small Cap & Aim 75 No YesEWG.P ISHARE MSCI GERMANY ETF 10 No YesSHY.P ISHARES 1-3 YR ETF 10 No YesEWA.P ISHARES AUSTRALIA ETF ETF 10 Yes YesIEF.P ISHARES BARCLAY ETF 10 Yes YesTLT.P ISHARES BARCLAYS 20+ YEAR TREASURT BOND ETF 10 No YesIEI.P ISHARES BARCLAYS 3-7 YEAR ETF 30 No YesTIP.P ISHARES BARCLAYS TIPS BOND ETF 10 No YesEWZ.P ISHARES BRAZIL INDEX ETF ETF 20 No YesAGG.P ISHARES CR TOTAL US BOND ETF ETF 20 Yes YesIYT.P ISHARES DJ TRANSPORT AVG ETF ETF 50 No YesITB.P ISHARES DJ US HOME CONSTRUCTION ETF 30 No YesIYR.P ISHARES DOW JONES US REAL EST ETF ETF 20 No Yes(IMID.L) ISHARES FTSE 250 Hedge 15 Yes YesFXI.P ISHARES FTSE CHINA 25 ETF ETF 20 No Yes(IUKP.L) ISHARES FTSE EPRA/NAREIT Small cap & Aim 25 No YesHYG.P ISHARES H/Y BOND ETF 10 Yes YesLQD.P ISHARES INV G BOND ETF 10 Yes Yes(IFFF.L) ISHARES MSCI AC FA|R EAST Small cap & Aim 10 No YesACWI.OQ ISHARES MSCI ACWI US 10 No YesECH.P ISHARES MSCI CHILE INV ETF 30 No YesEFA.P ISHARES MSCI EAFE INDEX ETF ETF 20 No YesEEM.P ISHARES MSCI EMG MARKETS ETF ETF 20 No Yes(EUFN.OQ) ISHARES MSCI EUROPE FINANCIAL ETF 35 No YesEWQ.P ISHARES MSCI FRANCE ETF 50 No Yes(IEEM.L) ISHARES MSCI IEMM ETF 25 Yes YesEWI.P ISHARES MSCI ITALY US 50 No Yes(EWJ.P) ISHARES MSCI JAPAN ETF 10 Yes YesEWW.P ISHARES MSCI MEXICO ETF 20 No YesEPP.P ISHARES MSCI PAC X-JP ETF ETF 20 No YesEPU.P ISHARES MSCI PERU ETF 50 No YesEWP.P ISHARES MSCI SPAIN ETF 50 No YesTHD.P ISHARES MSCI THAILAND INVEST MKT INDEX ETF 20 No YesTUR.P ISHARES MSCI TURKEY INVEST MKT INDEX ETF 20 No YesEWU.P iSHARES MSCI UK ETF 30 No YesIBB.OQ ISHARES NASDAQ BIOTECH ETF ETF 20 Yes Yes(ISF.L) ISHARES PLC UK ETF 10 Yes YesIWO.P ISHARES RUSSELL 2000 GROWTH ETF ETF 10 No YesIWM.P ISHARES RUSSELL ETF ETF 10 No YesIJH.P ISHARES S&P 400 ETF ETF 10 No YesIVV.P ISHARES S&P 500 ETF ETF 20 No YesIXC.P ISHARES S&P GLOBAL ENRGY ETF ETF 20 No YesGSG.P ISHARES S&P GSCI COMMOD ETF ETF 20 No YesSLV.P ISHARES SILVER TRUST ETF ETF 20 Yes YesEWY.P ISHARES SOUTH KOREA INDEX ETF ETF 20 No YesEWT.P ISHARES TAIWAN INDEX ETF ETF 20 No YesIYW.P ISHARES TRST DJ US TECH ETF 30 No YesIDU.P ISHARES TRUST DJ US ETF 30 No YesDVY.P ISHARES-DJ DIV ETF 10 No YesEWH.P ISHARES-HONGKONG ETF 10 No YesIVE.P ISHARES-SP500 VL ETF 10 No Yes(ILF.P) ISHRS LTN AMR 40 ETF 30 Yes YesREM.P ISHRS MRTG RL EST US 30 No Yes


ETFSector

IM Factor (Margin

Requirement %)

Shorting allowed?


(IHF.P) ISHRS US HLTHCR PROVIDERS ETF 50 No YesISIS.OQ ISIS PHARMACEUTICALS US 30 Yes YesITAI.MI ITALCEMENTI Italy 10 No YesITUB.N ITAU UNIBANCO HOLDING SA ADR ADR 10 Yes YesITE.L ITE GROUP PLC UK 10 Yes YesIAE.L ITHACA ENERGY INC Small Cap & Aim 22 Yes Yes(ITM.L) ITM POWER PLC Small Cap & Aim 25 Yes YesITRI.OQ ITRON INC US 10 Yes YesITT.N ITT CORP US 10 Yes YesESI.N ITT EDUCATIONAL SERVICES US 50 No YesITV.L ITV UK 10 Yes YesIVGG.DE IVG IMMOB Germany 10 Yes YesJCP.N J C PENNEY CO US 10 Yes YesJMT.LS J MARTINS Portugal 10 Yes Yes(JPEL_p.L) J.P MORGAN PRI. EQ Small Cap & Aim 25 No YesJASO.OQ JA SOLAR HLD US 10 Yes YesJBL.N JABIL CIRCUIT US 10 Yes Yes(JKA.AX) JACKA RESOURCES LTD Australia 50 Yes YesJEC.N JACOBS ENGINEER US 10 Yes YesJCQ.PA JACQUET METAL SC France 10 Yes YesJHD.L JAMES HALSTEAD Small Cap & Aim 25 Yes YesJHX.AX JAMES HARDIE INDUSTRIES SE Australia 10 Yes YesJNS.N JANUS CAPITAL US 10 Yes YesJRIC.L JAPAN RESIDENTIAL INV UK 25 No Yes(JAH.N) JARDEN US 10 Yes YesJCYC.SI JARDINE CYCLE & CARRIAGE Singapore 10 Yes YesJLT.L JARDINE LLOYD UK 10 Yes YesJARD.SI JARDINE MATHESON HLDGS LTD Singapore 10 Yes YesJSH.SI JARDINE STRATEGIC HLDG Singapore 10 No YesJAZZ.OQ JAZZ PHARMACEUTI US 10 Yes YesJAZ.MC JAZZTEL Spain 30 Yes YesJBH.AX JB HI-FI Australia 10 Yes YesJCDX.PA JCDECEAUX France 10 Yes YesJD.L JD SPORTS FASHI COMMON STOCK UK 10 Yes YesJDSU.O JDS UNIPHASE CORP US 10 Yes Yes(JENG.DE) JENOPTIK Germany 50 No YesJBLU.OQ JET BLUE US 10 Yes Yes0358.HK JIANGXI COPPER CO LTD-H Hong Kong 10 No YesJINS.OL Jinhui Shipping & Transportation Norway 50 No YesJKS.N JINKOSOLAR HLDG US 30 No YesJKX.L JKX OIL & GAS Small Cap & Aim 10 Yes YesSJM.N JM SMUCKER CO US 20 Yes YesJLIF.L JOHN LAING INFRA FUND UK 10 Yes YesMNZS.L JOHN MENZIES UK 10 Yes YesWG.L JOHN WOOD GROUP UK 10 Yes YesJCI.N JOHNSON CONTROLS US 10 Yes YesJMAT.L JOHNSON MATTHEY UK 10 Yes Yes(JSG.L) JOHNSON SERVICE Small cap & Aim 25 No YesJNJ.N JOHNSON&JOHNSON US 5 Yes YesJPR.L JOHNSTON PRESS Small Cap & Aim 10 Yes YesJLL.N JONES LANG LASALLE US 10 No YesJOY.N JOY GLOBAL INC US 10 Yes YesJAI.L JP MORGAN ASIAN INVESTMENT TRUST UK 10 Yes YesJPM.N JP MORGAN CHASE US 5 Yes YesJMG.L JP MORGAN EMERGIN UK 10 Yes YesJII.L JP MORGAN INDIAN INVESTMENT TRST UK 10 Yes YesJETx.L JPM EUROPEAN INV GRW Small Cap & Aim 10 Yes Yes(JPS.L) JPM JPN SML CO TRS Small cap & Aim 25 No YesJMI.L JPM SML CO IT COMMON STOCK Small Cap & Aim 35 Yes YesJAM.L JPMORGAN AMERICAN INVESTMENT TRUST PLC UK 10 Yes YesJESC.L JPMORGAN EUR SMALLER COMPANIES Small Cap & Aim 10 Yes YesJRS.L JPMORGAN RUSSIAN COMMON STOCK Small Cap & Aim 25 Yes Yes(JLP.L) JUBILEE PLATINUM Small Cap & Aim 25 Yes Yes(JDG.L) JUDGES SCIENTIFIC Small Cap & Aim 65 No YesBAER.VX JULIUS BAER Switzerland 10 Yes YesJIN.AX JUMBO INTERACTIVE LTD Australia 30 No Yes


ETFSector

IM Factor (Margin

Requirement %)

Shorting allowed?


JNPR.N JUNIPER NETWORKS INC US 10 Yes YesJUP.L JUPITER FUND MGMT UK 10 Yes Yes(JIL.L) JURIDICA INVESTMENTS LTD Small Cap & Aim 25 Yes Yes(JRG.L) JUST RETIREMENT GRP Small cap & Aim 25 No YesSDFGn.DE K+S AG Germany 10 Yes Yes(KBT.L) K3 Business Systems Small cap & Aim 25 Yes YesKGM.AX KALNORTH GOLD MI Australia 10 No YesKNDI.OQ KANDI TECH US 50 No YesKSU.N KANSAS CITY SOUTHERN US 30 Yes YesKARD.AS KARDAN NV Netherlands 10 Yes YesKAR.AX KAROON GAS AUS Australia 10 Yes YesKASNc.AS KAS BANK Netherlands 10 No Yes(KAS.AX) KASBAH RESOURCES LTD Australia 30 No YesKOF.PA KAUFMAN BROAD France 10 Yes YesKAZ.L KAZAKHMYS UK 10 Yes YesKBH.N KB HOME US 10 Yes YesKBC.BR KBC Belgium 10 Yes Yes(KBCAT.L) KBC ADVANCED TECH Small cap & Aim 35 No YesKCOM.L KCOM GROUP COMMON STOCK UK 25 Yes Yes(KEA.L) KEA PETROLEUM Small Cap & Aim 45 Yes Yes(KEFI.L) KEFI MINERALS PLC Small Cap & Aim 45 No YesKLR.L KELLER GROUP Small Cap & Aim 10 Yes YesK.N KELLOGG CO. US 10 Yes YesSVEL.AS KENDRION Netherlands 10 No YesJEV.L KENMARE RES. UK 10 Yes YesKMT.N KENNAMETAL INC US 10 Yes YesKENZ.L KENTZ CORP LTD UK 25 Yes YesKPLM.SI KEPPEL CORP LTD Singapore 10 Yes YesKLAN.SI KEPPEL LAND Singapore 10 Yes YesPRTP.PA KERING France 10 Yes YesKER.WA KERNEL HOLDING SA Poland 25 No Yes(KYGa.L) KERRY GROUP PLC Small Cap & Aim 25 Yes YesKESBV.HE KESKO Finland 10 No YesKBC.AX KEYBRIDGE CAPITAL Australia 10 No YesKEY.N KEYCORP NEW US 10 Yes Yes(KWS.L) KEYWORDS STUDIOS Small cap & Aim 25 No YesKGH.WA KGHM Poland 25 No YesKIE.L KIER GROUP UK 10 Yes YesKRC.N KILROY REALTY US 10 Yes YesKMB.N KIMBERLY CLARK US 10 Yes YesKIM.N KIMCO REALTY US 10 Yes YesKMI.N KINDER MORGAN INC US 10 Yes YesKMR.N KINDER MORGAN MANAGEMENT US 10 Yes Yes0148.HK KINGBOARD CHEMICAL HOLDINGS LTD Hong Kong 30 Yes YesKGF.L KINGFISHER UK 10 Yes YesKRM.AX KINGROSE MINING LTD Australia 30 No YesKCN.AX KINGSGATE CONSOL Australia 10 Yes YesKSP.L KINGSPAN GROUP Small Cap & Aim 10 Yes YesKGC.N KINROSS GOLD US 20 Yes YesKKR.N KKR & CO US 10 No YesKLAC.OQ KLA-TENCOR CORP US 5 Yes YesLOIM.PA KLEPIERRE France 10 Yes YesKCOGn.DE KLOECKNER Germany 10 Yes YesKFX.L KOFAX COMMON STOCK Small Cap & Aim 10 Yes YesKSS.N KOHLS CORP US 10 Yes YesKNEBV.HE KONE CORPORATION Finland 10 No YesKCR1V.HE KONECRANES Finland 10 No YesKOA.OL Kongsberg Automotive Holding ASA Norway 50 No YesDSMN.AS KONINKLIJKE DSM Netherlands 10 Yes Yes(KBCG.DE) KONTRON Germany 10 Yes YesKORI.PA KORIAN CLOSE ONLY France 10 No NoKPN.AS KPN KON Netherlands 10 Yes YesKRFT.OQ KRAFT FOODS US 10 Yes YesKR.N KROGER CO US 10 Yes Yes(KMK.L) KROMEK GROUP Small cap & Aim 45 No YesKRNG.DE KRONES Germany 10 Yes Yes


ETFSector

IM Factor (Margin

Requirement %)

Shorting allowed?


KU2G.DE KUKA Germany 10 Yes YesKIOJ.J KUMBA IRON ORE South Africa 10 Yes YesKVAER.OL Kvaerner ASA Norway 30 Yes YesKYO.N KYOCERA ADR 10 Yes YesOREP.PA L OREAL France 10 Yes YesLLEN.OQ L&L ENERGY US 50 No YesLVMH.PA L.V.M.H. France 10 Yes YesLLL.N L3 COMMS HLDGS US 10 Yes YesLH.N LABORATORY CORP OF AMER US 10 Yes YesLAD.L LADBROKES UK 10 Yes YesLAFP.PA LAFARGE France 10 Yes YesLAFU.PA LAFUMA France 10 No YesLAGA.PA LAGARDERE S.C.A. France 10 Yes YesLRD.L LAIRD GROUP UK 10 Yes YesLRCX.OQ LAM RESEARCH CORP US 5 Yes YesLAM.L LAMPRELL PLC UK 10 Yes YesLFL.N LAN AIRLINES S.A. ADR 35 No YesLRE.L LANCASHIRE HOLDINGS LTD UK 10 No YesLAND.L LAND SECURITIES UK 10 Yes Yes(LND.L) LANDORE Small Cap & Aim 25 Yes Yes(LOGP.L) LANSDOWNE OIL & GAS Small Cap & Aim 45 Yes YesLAN.PA LANSON-BCC France 10 No YesLTN.AX LANTERN HOTEL GROUP Australia 10 No YesLXSG.DE LANXESS Germany 10 Yes YesLVS.N LAS VEGAS SANDS US 10 Yes YesLAEP.PA LATECOERE France 10 Yes YesxLATBS.PAx LATECOERE WRT (CLOSING ONLY) France 10 No NoLPER.PA LAURENT PERRIERE France 10 No Yes(LVD.L) LAVENDON GROUP COMMON STOCK Small Cap & Aim 25 Yes YesLVIDE.AS LAVIDE HOLDINGS Netherlands 10 No YesLWDB.L LAW DEBENTURE CORP PLC/FUND UK 10 Yes YesLAZ.N LAZARD LTD US 10 Yes YesLDK.N LDK SOLAR CO US 10 No YesLEAP.OQ LEAP WIRELESS INTL US 10 Yes YesLEA.N LEAR CORP US 10 Yes YesLECS.PA LECTRA France 10 No Yes(LDP.L) LEED PETROLEUM PLC Small Cap & Aim 25 Yes YesLCY.AX LEGACY IRON ORE LTD Australia 30 No YesLGEN.L LEGAL & GENERAL UK 10 Yes YesLM.N LEGG MASON INC US 10 Yes YesLEG.N LEGGETT & PLATT US 10 Yes YesLEGD.PA LEGRAND France 10 Yes YesLDOS.N LEIDOS HOLDINGS US 10 Yes YesLEI.AX LEIGHTON HOLDINGS LIMITED Australia 5 Yes Yes(LEK.L) LEKOIL LTD Small cap & Aim 25 No YesLLC.AX LEND LEASE GROUP Australia 10 Yes YesLEN.N LENNAR US 10 Yes YesLII.N LENNOX INTL INC US 10 Yes Yes0992.HK LENOVO GROUP LTD Hong Kong 30 Yes YesLENV.VI LENZING AG Austria 30 No YesLEOGn.DE LEONI AG Germany 10 Yes YesLSG.OL Leroy Seafood Group ASA Norway 25 No YesGOW.MC LETS GOWEX Spain 50 No YesLUK.N LEUCADIA NATL US 10 Yes YesLVLT.K LEVEL 3 COMMS US 10 No YesLXK.N LEXMARK INTL US 10 Yes Yes(LRL.L) LEYSHON RESOURCES Small Cap & Aim 45 Yes YesLPL.N LG DISPLAY US 10 Yes Yes0494.HK LI & FUNG LTD Hong Kong 10 Yes YesLBTYA.OQ LIBERTY GLOBAL A US 10 Yes YesLBTYK.OQ LIBERTY GLOBAL C US 10 No YesLINTA.OQ LIBERTY MEDIA INTER US 10 Yes Yes(LID.L) LIDCO GROUP Small Cap & Aim 25 Yes YesLIFE.OQ LIFE TECH CORP US 5 Yes YesLOCK.N LIFELOCK INC US 30 No YesLB.N LIMITED BRANDS US 10 Yes Yes


ETFSector

IM Factor (Margin

Requirement %)

Shorting allowed?


LNC.N LINCOLN NATL US 10 Yes YesLING.DE LINDE Germany 10 Yes YesLNN.N LINDSAY CORP US 10 Yes YesLLTC.OQ LINEAR TECHNOLOGY CORP US 5 Yes YesLDSV.PA LINEDATA SERVICE France 10 Yes YesLNKD.N LINKEDIN US 10 Yes Yes(LIO.L) LIONTRUSH ASS. MAN. Small Cap & Aim 35 No YesGFII.PA LISI France 10 Yes YesLAD.N LITHIA MOTORS-A US 30 No YesLPSN.OQ LIVEPERSON INC US 50 Yes Yes(AUIV.L) LIVERMORE INV GR Small Cap & Aim 25 Yes YesLKQ.OQ LKQ CORP US 10 Yes YesLLOY.L LLOYDS BANKING GRP UK 5 Yes YesLDCP.PA LMABERT DUR CHAN France 10 Yes YesLMS.L LMS CAPITAL Small Cap & Aim 25 No YesLOCI.PA LOCINDUS France 10 Yes YesLMT.N LOCKHEED MARTIN US 10 Yes YesL.N LOEWS CORP US 10 Yes YesLOGN.S LOGITECH Switzerland 10 No YesLOGI.OQ LOGITECH INTL US 10 No Yes(LOK.L) LOK N STORE GRP Small cap & Aim 25 Yes Yes(LMMT.L) LOMBARD MEDICAL Small Cap & Aim 65 No Yes(LCG.L) LONDON CAPITAL GROUP Small cap & Aim 45 No YesLOND.L LONDON MINING PLC Small Cap & Aim 25 Yes YesLSE.L LONDON STOCK EXCHANGE UK 10 Yes YesLMPL.L LONDONMETRIC UK 10 Yes YesLNR.AX LONESTAR RESOURCES Australia 10 No YesLMI.L LONMIN UK 10 Yes YesLONJ.J LONMIN PLC South Africa 10 Yes YesLONN.VX LONZA GRP Switzerland 10 Yes YesLOOK.L LOOKERS COMMON STOCK Small Cap & Aim 25 Yes YesLO.N LORILLARD INC US 10 Yes YesLTSP.WA LOTOS Poland 25 No YesLPX.N LOUISIANA-PACIFI US 30 Yes Yes(LWB.L) LOW AND BONAR Small Cap & Aim 25 Yes YesLOW.N LOWES COMPANIES INC US 10 Yes Yes(LWI.L) LOWLAND INVESTMENT Small cap & Aim 30 No YesLSI.OQ LSI CORPORATION US 10 Yes Yes(LSL.L) LSL PROPERTY Small cap & Aim 20 Yes YesLTXC.OQ LTX-CREDENCE CORP US 20 Yes YesLKOHyq.L LUKOIL ADR 10 No YesLULU.OQ LULULEMON ATHLETICA US 10 Yes Yes(LUMIsdb.ST) LUNDIN MINING Sweden 15 Yes YesLUPE.ST LUNDIN PETROLEUM Sweden 10 Yes YesLUX.MI LUXOTTICA Italy 10 Yes YesLXB.L LXB RETAIL PROPERTIES Small Cap & Aim 25 Yes YesLYC.AX LYNAS CORP Australia 10 Yes YesLYB.N LYONDELLBASELL US 10 No Yes(LGRE.PA) LYX ETF ATHEX 20 France 30 No YesCRB.PA LYXOR-ETF CMD-AD France 10 No YesMTB.N M&T BANK CORP US 10 Yes YesMPE.L M.P EVANS GROUP Small Cap & Aim 25 Yes YesMMTP.PA M6 METROPOLE France 10 Yes YesMAC.N MACERICH CO US 30 Yes Yes(MACF.L) MACFARLANE GRP Small cap & Aim 25 No YesMCIN.AS MACINTOSH RET Netherlands 10 No YesMAH.AX MACMAHON HLDG Australia 10 Yes YesMQA.AX MACQUARIE ATLAS ROADS GROUP Australia 10 Yes YesMQG.AX MACQUARIE GROUP Australia 5 Yes YesM.N MACYS INC US 10 Yes Yes(MOIL.L) MADAGASCAR OIL Small cap & Aim 45 No YesMFG.AX MAGELLAN FINANCIAL GR Australia 10 No YesMGA.N MAGNA INTERNATIONAL INC. US 10 Yes Yes(MGNTq.L) MAGNIT OAO GDR Small Cap & Aim 10 Yes Yes(MAGNq.L) MAGNITOGORS-SPON GDR Small Cap & Aim 25 Yes Yes(MAGP.L) MAGNOLIA PETROLEUM Small Cap & Aim 45 No Yes


ETFSector

IM Factor (Margin

Requirement %)

Shorting allowed?


MTEL.BU MAGYAR TELEKOM TELECOMMUNICATIONS Hungary 25 No Yes(MAILRq.L) MAIL.RU GROUP-GDR REGS Small Cap & Aim 10 Yes YesMFCP.PA MAISONS FRANCE France 10 Yes YesMJW.L MAJESTIC WINE Small Cap & Aim 25 Yes YesMANG.DE MAN AG Germany 10 Yes YesEMG.L MAN GROUP UK 10 Yes YesMANU.N MANCHESTER UNITED US 30 No YesMANP.PA MANITOU France 10 Yes YesMTW.N MANITOWOC CO. US 10 Yes YesMAN.N MANPOWER INC US 10 Yes YesMANT.OQ MANTECH INTERNATIONAL US 30 Yes YesMFC.N MANULIFE FIN US 10 Yes YesMATP.PA MANULTAN France 10 Yes YesMAP.MC MAPFRE Spain 10 Yes YesMRO.N MARATHON OIL US 10 Yes YesMPC.N MARATHON PETROLEUM CORP US 10 Yes Yes(MRRE.L) MARIANA RESOURCES LTD Small Cap & Aim 25 Yes YesMHG.OL MARINE HARVEST Norway 15 Yes YesMAE.AX MARION ENERGY Australia 10 No YesKOL.P MARKET VECTORS COAL ETF 20 No YesGDX.P MARKET VECTORS ETF ETF 10 No YesHYD.P MARKET VECTORS MUNI ETF ETF 50 No YesSLX.P MARKET VECTORS STEEL INDEX ETF 20 No YesMKTX.OQ MARKETAXESS HOLDINGS US 30 Yes YesMKS.L MARKS & SPENCER GROUP UK 10 Yes YesMAR.OQ MARRIOTT INTL US 10 Yes YesMMC.N MARSH & MCLENNAN US 10 Yes YesMSLH.L MARSHALLS Small Cap & Aim 10 Yes YesMARS.L MARSTONS UK 10 Yes YesMRVL.OQ MARVELL TECHNOLOGY GROUP LTD US 5 Yes Yes(MRWN.L) MARWYN VALUE INVESTORS Small cap & Aim 25 No YesMAS.N MASCO CORP US 10 Yes YesMA.N MASTERCARD CL A US 10 Yes YesMTDR.N MATADOR RES US 30 No Yes(MTEC.L) MATCHTECH GROUP Small Cap & Aim 25 Yes Yes(MPTR.L) MATRA PETROLEUM Small Cap & Aim 45 Yes YesMCE.AX MATRIX COMPOSITES Australia 10 No YesMAT.O MATTEL INC US 10 Yes YesMKEA.PA MAUNA KEA TECH SAS France 30 No YesMPNG.PA MAUREL & PROM NIGERIA France 10 Yes YesMAUP.PA MAUREL PROM France 10 Yes YesMAD.AX MAVERICK DRILLING Australia 30 Yes YesMXP.L MAX PETROLEUM Small Cap & Aim 25 Yes Yes(MAXP.L) MAX PROPERTY GROUP Small Cap & Aim 25 Yes YesMXIM.OQ MAXIM INTEG PROD INC US 5 Yes YesMMKV.VI MAYR MELNHOF Austria 10 Yes YesMZOR.OQ MAZOR ROBOTICS US 50 No YesMBI.N MBIA INC US 10 Yes Yes(MUBL.L) MBL GROUP Small Cap & Aim 25 Yes YesMKC.N MCCORMICK & CO US 10 Yes YesMCD.N MCDONALDS US 5 Yes YesMHFI.N MCGRAW-HILL US 10 Yes Yes(MCKS.L) MCKAY SECURITIES COMMON STOCK Small Cap & Aim 25 No YesMCK.N MCKESSON CORP US 10 Yes YesMMS.AX MCMILLAN SHAKESP Australia 10 No YesMCP.AX MCPHERSONS Australia 10 No YesMJN.N MEAD JOHNSON NUTRITION US 10 Yes YesMWV.N MEAD WESTVACO US 10 Yes YesMERG.L MEARS GROUP Small Cap & Aim 25 Yes Yes(MEC.L) MECOM GROUP COMMON STOCK Small Cap & Aim 25 Yes YesMCOX.OQ MECOX LANE LTD US 50 No Yes(MEDAa.ST) MEDA AB Sweden 10 Yes Yes(MDGN.P) MEDGENICS INC US 50 No YesMED6.PA MEDIA 6 France 10 No Yes(ALMDT.PA) MEDIAN TECHNOLOGIES France 100 No YesMS.MI MEDIASET Italy 10 Yes Yes


ETFSector

IM Factor (Margin

Requirement %)

Shorting allowed?


MVP.AX MEDICAL DEV. INT Australia 30 No YesMDBI.MI MEDIOBANCA Italy 10 Yes YesMED.MI MEDIOLANUM Italy 10 No Yes(MOG.L) MEDITERRANEAN OIL & GAS PLC Small Cap & Aim 45 No YesMDVN.OQ MEDIVATION INC US 30 Yes YesMDT.N MEDTRONIC US 10 Yes YesMML.AX MEDUSA MINING Australia 10 No YesMML.L MEDUSA MINING Small Cap & Aim 45 Yes Yes(MFONq.L) MEGAFON GDR ADR 10 No YesMGGT.L MEGGITT UK 10 Yes YesMLB.AX MELBOURNE IT Australia 10 No YesMPEL.OQ MELCO CROWN US 30 No YesMLNX.OQ MELLANOX TECH US 30 No YesMEO.AX MEO AUSTRALIA Australia 10 No Yes(MELI.OQ) MERCADOLIBRE INC US 30 No YesMRCM.L MERCANTILE INVESTMENT TRUST PLC UK 10 Yes YesMRCH.L MERCHANTS TRUST UK 10 Yes YesMERY.PA MERCIALYS France 10 Yes YesMRK.N MERCK & CO US 5 Yes YesMRCG.DE MERCK KGAA Germany 10 Yes YesMDP.N MEREDITH CORP US 10 Yes YesMTH.N MERITAGE HOMES CORP US 50 Yes YesMERL.L MERLIN ENTERTAINMENT UK 30 No YesMRM.AX MERMAID MARINE AUSTRALIA Australia 10 No YesMACK.OQ MERRIMACK PHARMACEUTICALS US 50 No YesCBLP.PA MERSEN(EXCARBONL France 10 Yes YesMSB.AX MESOBLAST Australia 10 No YesMETEX.PA METABOLIC EXPLORER SA France 10 Yes YesMBLX.OQ METABOLIX INC US 50 No YesMLM.AX METALLICA MINERALS LTD Australia 30 No YesMLS.AX METALS AUSTRALIA Australia 30 No YesMLX.AX METALS X Australia 10 No YesMTS.AX METCASH LIMITED Australia 10 Yes YesMET.N METLIFE INC US 10 Yes Yes(MNC.L) METMINCO LIMITED Small Cap & Aim 45 Yes YesMNC.AX METMINCO LTD Australia 30 No YesMEOG.DE METRO AG Germany 10 Yes YesMTE.AX METROCOAL Australia 30 No YesMETSB.HE METSA BOARD CORPORATION Finland 10 Yes YesMEO1V.HE METSO Finland 10 Yes YesMBTN.S MEYER BURGER Switzerland 50 No YesMIL.N MFC INDUSTRIAL US 10 No YesMTG.N MGIC INV US 10 Yes YesMGM.N MGM RESORTS INTL US 10 Yes YesMHM.AX MHM METALS LTD Australia 30 No YesKORS.N MICHAEL KORS HOLDINGS US 30 Yes YesMPI.L MICHAEL PAGE UK 10 Yes YesMICP.PA MICHELIN France 10 Yes Yes(MBH.L) MICHELMERSE BRICK HLDGS Small cap & Aim 25 No YesMCRO.L MICRO FOCUS UK 10 Yes YesMCHP.OQ MICROCHIP TECHNOLOGY INC US 5 Yes YesMU.OQ MICRON TECH US 10 Yes YesMASN.S MICRONAS Switzerland 10 No YesMSFT.OQ MICROSOFT CORP US 5 Yes YesMIDD.OQ MIDDLEBY CORP US 30 Yes Yes(MPO.N) MIDSTATES PETROLEUM COMPANY US 50 No YesMLC.L MILLENNIUM & COPTHORNE UK 10 Yes YesMLT.AX MILTON CORP Australia 10 No YesBVN.N MINAS BUENAVENTURA ADR ADR 10 Yes YesMCR.AX MINCOR RES Australia 10 Yes YesMAK.AX MINEMAKERS LTD Australia 10 No Yes(MIRL.L) MINERA IRL Small Cap & Aim 25 No YesMDL.AX MINERAL DEPOSITS Australia 10 No YesMIN.AX MINERAL RESOURCE Australia 10 Yes Yes(MINIMA.N) MINI MASTERCARD US 10 Yes Yes(MIN.L) MINOAN GRP Small cap & Aim 45 No Yes


ETFSector

IM Factor (Margin

Requirement %)

Shorting allowed?


MLI.AX MINTAILS Australia 10 No YesMBN.AX MIRABELA NICKEL Australia 10 No YesMIR.AX MIRRABOOKA INV Australia 10 No YesMGR.AX MIRVAC GROUP Australia 10 Yes YesMIX.AX MIRVAC IND Australia 10 No YesMSV.AX MITCHELL SERVICES Australia 30 Yes YesMAB.L MITCHELLS & BUTLERS UK 10 Yes YesMTO.L MITIE GROUP UK 10 Yes YesMTU.N MITS UFJ FINANCIAL GRP ADR 10 Yes YesMITSY.O MITSUI CORP ADR 10 No YesMFG.N MIZUHO ADR 10 Yes Yes(GLEG.L) MJ GLEESON GROUP Small Cap & Aim 35 Yes Yes(MOO.P) MKT VEC AGRIBUSIN ETF 10 Yes YesOIH.P MKT VECT OIL SVCS ETF 30 Yes YesGDXJ.P MKT VECT. JUN GOLD ETF 10 No Yes(SMH.P) MKT VECTORS SEMICONDUCTOR ETF 10 Yes Yes(NKELyq.L) MMC NORILSK NICKEL JSC-ADR Small Cap & Aim 10 Yes YesMBE.AX MOBILE EMBRACE Australia 30 No Yes(MOSE.L) MOBILE STREAMS PLC Small Cap & Aim 45 No YesMSTAR.BR MOBISTAR Belgium 10 Yes Yes(MWG.L) MODERN WATER PLC Small Cap & Aim 35 Yes YesMAERSKa.CO MOELLER MAERSK A Denmark 10 Yes YesMAERSKb.CO MOELLER MAERSK B Denmark 10 Yes YesMHK.N MOHAWK INDS US 10 Yes YesMOLB.BU MOL HUNGARIAN OIL & GAS NYRT Hungary 25 No Yes(MLIN.L) MOLINS PLC Small cap & Aim 35 No YesTAP.N MOLSON COORS US 10 No YesMOL.AX MOLY MINES Australia 10 No YesMCP.N MOLYCORP INC US 30 Yes YesMND.AX MONADELPHOUS Australia 10 Yes YesMNDI.L MOND UK 10 Yes YesMOED.MI MONDADORI Italy 10 No YesMDLZ.OQ MONDELEZ INTL US 5 Yes YesMNDJ.J MONDI LTD South Africa 10 No YesMGI.OQ MONEYGRAM INT. US 30 No YesMONY.L MONEYSUPRMKT UK 10 Yes YesMONI.L MONITISE Small Cap & Aim 25 Yes YesMNKS.L MONKS INVESTMENT TRUST UK 10 Yes YesMON.N MONSANTO CO US 10 Yes YesMNST.OQ MONSTER BEV CORP US 10 Yes YesMWW.N MONSTER WORLDWIDE INC US 10 Yes YesMONT.L MONTANARO EURO Small cap & Aim 35 No YesMTU.L MONTANARO UK SML COMMON STOCK Small Cap & Aim 35 Yes YesMNTP.PA MONTUPET France 10 Yes YesMCO.N MOODY'S US 10 Yes YesMGAMM.L MORGAN ADVANCED UK 10 Yes YesMGNS.L MORGAN SINDALL GROUP Small Cap & Aim 10 Yes YesMS.N MORGAN STANLEY US 10 Yes YesMORG.DE MORPHOSYS Germany 10 No YesMOC.AX MORTGAGE CHOICE Australia 10 No YesMOS.N MOSAIC COMPANY US 10 Yes Yes(MOSB.L) MOSS BROS GRP Small cap & Aim 25 No YesMOTA.LS MOTA ENGIL Portugal 10 No YesMTC.L MOTHERCARE PLC Small Cap & Aim 10 Yes YesMPAA.OQ MOTORCAR PRTS AMERICA US 50 Yes YesMSI.N MOTOROLA SOLUTIONS US 10 Yes Yes(MOGP.L) MOUNTFIELD GRP Small cap & Aim 100 No YesMBRI.PA MR BRICOLAGE France 10 No YesMPCJ.J MR PRICE GROUP South Africa 10 Yes YesMRC.N MRC GLOBAL INC US 10 No Yes(MRIC.OB) MRI INTERVENTIONS US 100 No YesMGX.AX MT GIBSON IRON Australia 10 Yes YesMTNJ.J MTN GROUP South Africa 10 Yes Yes0066.HK MTR CORPORATION Hong Kong 10 Yes YesMTXGn.DE MTU AERO ENG Germany 10 Yes YesMTY.AS MTY HOLDINGS Netherlands 10 No Yes


ETFSector

IM Factor (Margin

Requirement %)

Shorting allowed?


MUVGn.DE MUENCH. RUECK Germany 10 Yes YesMUL.L MULBERRY GROUP Small Cap & Aim 25 Yes YesMGAM.OQ MULTIMEDIA GAMES HLDG US 30 No YesMUE.AX MULTIPLEX EUROPEAN PROPERTY FUND Australia 10 No YesMMX.AX MURCHISON METALS Australia 10 No YesMUR.N MURPHY OIL CORP US 10 Yes YesMURJ.J MURRAY AND ROBERTS HOLDINGS South Africa 10 Yes YesMUT.L MURRAY INCOME INV TRUST UK 10 Yes YesMYI.L MURRAY INTERNATIONAL TRUST UK 10 Yes YesSCIF.P MV INDIA SML CAP INDEX ETF ETF 50 No YesMWA.L MWANA AFRICA Small Cap & Aim 25 Yes YesMYR.AX MYER HOLDINGS Australia 10 Yes YesMYL.OQ MYLAN INC US 5 Yes Yes(MYT.L) MYTRAH ENERGY Small cap & Aim 25 Yes YesNBR.N NABORS INDS US 10 Yes Yes(NBUN.L) NAIBU GLOBAL INT Small cap & Aim 45 No YesNANON.L NANOCO GROUP PLC Small Cap & Aim 25 No YesNDAQ.OQ NASDAQ OMX GROUP US 20 Yes YesNPNJn.J NASPERS South Africa 10 Yes YesNAB.AX NATIONAL AUSTRALIA BANK LIMITED Australia 5 Yes YesNEX.L NATIONAL EXPRESS UK 10 Yes YesNG.L NATIONAL GRID UK 10 Yes YesNNN.N NATIONAL RETAIL US 10 Yes YesNSM.N NATIONSTAR MORTGAGE HLDGS US 30 No YesCNAT.PA NATIXIS France 10 Yes YesNATE.MC NATRACEUTICAL Spain 50 No Yes(NGRP.L) NATURE GROUP PLC Small Cap & Aim 25 Yes YesNML.AX NAVARRE MINERALS LTD Australia 50 No YesNAV.AX NAVIGATOR RESOURCES Australia 10 No YesNVT.AX NAVITAS Australia 10 No YesNBLS.L NB GLOBAL FLOATING RATE INC UK 10 Yes YesNCCG.L NCC GROUP PLC Small Cap & Aim 25 Yes Yes(NCCL.L) NCONDEZI COAL CO Small Cap & Aim 25 Yes YesNCR.N NCR CORP US 10 Yes YesNEDP.AS NEDAP Netherlands 10 No YesNEDJ.J NEDBANK GROUP South Africa 10 Yes YesNEDSE.AS NEDSENSE ENTERPRISES NV Netherlands 10 No YesNPOS.PA NEOPOST France 10 Yes YesNMS.AX NEPTUNE MARINE SERVICES Australia 10 No YesNEPS.SI NEPTUNE ORIENT LINES Singapore 10 Yes YesNES1V.HE NESTE OIL Finland 10 Yes YesNESN.VX NESTLE AG Switzerland 10 Yes Yes(NETC.L) NETCALL PLC Small cap & Aim 25 Yes YesNTCJ.J NETCARE LTD South Africa 10 Yes Yes(NETD.L) NETDIMENSIONS HLDG Small cap & Aim 35 No YesNTES.OQ NETEASE.COM ADR 20 Yes YesNFLX.OQ NETFLIX INC US 30 Yes YesETGM.PA NETGEM France 10 No YesNET.WA NETIA SA Poland 25 No Yes(NPT.L) NETPLAY Small cap & Aim 25 No YesNTAP.OQ NETWORK APPLIANCE INC US 5 Yes Yes(NWKI.L) NETWORKERS INT Small cap & Aim 25 No YesCUR.P NEURALSTEM INC US 50 No YesNEU.AX NEUREN PHARMACEITICALS Australia 30 No Yes(NBPO.L) NEW BRITISH PALM OIL LTD Small Cap & Aim 25 Yes Yes(NGD.P) NEW GOLD US 20 Yes YesNGE.AX NEW GUINEA ENERGY LIMITED Australia 30 No YesNHC.AX NEW HOPE Australia 10 Yes YesMRON.L NEW MELROSE UK 10 Yes YesNSE.AX NEW STANDARD ENERGY Australia 30 Yes Yes0017.HK NEW WORLD DEV Hong Kong 10 Yes YesNWRR.L NEW WORLD RESOURCES UK 45 Yes Yes(NEW.L) NEW WRLD OIL & GAS Small cap & Aim 100 Yes YesNYT.N NEW YORK TIMES US 10 Yes YesNZO.AX NEW ZEALAND OIL & GAS Australia 10 No YesNEWN.AS NEWAYS Netherlands 10 No Yes


ETFSector

IM Factor (Margin

Requirement %)

Shorting allowed?


NCM.AX NEWCREST MINING LIMITED Australia 5 Yes YesNWL.N NEWELL RUBBER US 10 Yes YesNFX.N NEWFIELD EXPLORATION CO US 10 Yes YesNEM.N NEWMONT MINING US 10 Yes Yes(NRRT.L) NEWRIVER RETAIL Small cap & Aim 25 No YesNWSA.OQ NEWS CORP US 5 Yes YesNWS.OQ NEWS CORPORATION US 10 Yes YesNEXS.PA NEXANS France 10 Yes YesNEXI.PA NEXITY France 10 Yes YesNXT.L NEXT UK 10 Yes YesNEE.N NEXTERA ENERGY INC US 10 Yes YesNXTV.PA NEXTRADIOTV France 10 Yes YesNXS.AX NEXUS ENERGY Australia 10 No YesNHH.MC NH HOTELES SA Spain 50 No YesNI.N NI SOURCE INC US 10 Yes YesNHF.AX NIB HOLDINGS Australia 10 No YesNICE.OQ NICE SYSTEM-ADR US 10 Yes YesNICL.L NICHOLS PLC Small Cap & Aim 25 Yes YesNCK.AX NICK SCALI LTD Australia 10 No YesNCOX.PA NICOX France 10 No YesNDO.AX NIDO PETROLEUM Australia 10 No YesNLSN.N NIELSEN HLDGS US 10 No YesNSTEc.AS NIEUWE STEEN INV Netherlands 10 No YesNGTE.L NIGHTHAWK ENERGY Small Cap & Aim 25 Yes YesNIHD.OQ NII HLDGS INC US 10 Yes YesNKE.N NIKE INC CL B US 10 Yes Yes2689.HK NINE DRAGONS PAPER HOLDINGS Hong Kong 30 Yes YesNTT.N NIPPON TELEGRAPH ADR 10 Yes Yes(ROSNq.L) NK ROSNEFT GDR Small Cap & Aim 25 Yes YesNKT.CO NKT HOLDING Denmark 10 No YesNMC.L NMC HEALTH PLC UK 10 Yes YesNOBN.S NOBEL BIO Switzerland 10 Yes YesNE.N NOBLE CORP US 10 Yes YesNBL.N NOBLE ENERGY US 10 Yes YesNOBG.SI NOBLE GROUP Singapore 10 No YesNMG.AX NOBLE MINERAL RESOURCES LIMITED Australia 30 No YesNOK1V.HE NOKIA Finland 10 Yes YesNOKI.ST NOKIA Sweden 10 Yes YesNOK.N NOKIA CORP ADR 10 Yes YesNRE1V.HE NOKIAN RENKAAT Finland 10 Yes YesNOD.AX NOMAD BLDG SOL Australia 30 No Yes(NMOSq.L) NOMOS BANK GDR Small Cap & Aim 10 Yes YesNMR.N NOMURA HOLDINGS ADR 10 No Yes(NXR.L) NORCROSS Small cap & Aim 25 No YesNDA.CO NORDEA BANK Denmark 10 Yes YesNDA1V.HE NORDEA BANK Finland 10 Yes YesNDA.ST NORDEA BANK Sweden 10 Yes YesNDXG.DE NORDEX Germany 10 No YesNOD.OL Nordic Semiconductor Norway 30 No YesJWN.N NORDSTROM INC US 10 Yes YesNSC.N NORFOLK SOUTHERN US 10 Yes YesNEC.OL Norse Energy Corp ASA Norway 50 No YesNHY.OL NORSK HYDRO Norway 15 Yes YesNSG.OL NORSKE SKOGSIN A Norway 50 Yes Yes(NTA.L) NORTHACRE PLC Small Cap & Aim 35 Yes Yes(NCTN.L) NORTHCOTE ENERGY Small cap & Aim 100 No YesNU.N NORTHEAST UTILITIES US 10 Yes YesNFE.AX NORTHERN IRON Australia 10 No YesNOF.OL Northern Offhore Ltd Norway 50 No YesNOP.L NORTHERN PETROLEUM PLC Small Cap & Aim 25 Yes YesNST.AX NORTHERN STAR RESOURCES Australia 30 Yes YesNTI.N NORTHERN TIER EN US 30 No YesNTRS.OQ NORTHERN TRUST US 5 Yes YesNTG.L NORTHGATE UK 10 Yes YesNAUR.OL Northland Resources Inc Norway 50 No YesNOC.N NORTHROP GRUMMAN US 10 Yes Yes


ETFSector

IM Factor (Margin

Requirement %)

Shorting allowed?


NWBO.OQ NORTHWEST BIOTHERAPEUTICS US 50 No YesNWC.OL Norwegian Air Shuttle ASA Norway 30 Yes YesNOR.OL Norwegian Energy Co AS Norway 30 No YesNPRO.OL Norwegian Property ASA Norway 25 Yes Yes(NOGNq.L) NOSTRUM OIL & GAS Small cap & Aim 25 No Yes(NVA.L) NOVAE GROUP PLC Small Cap & Aim 25 Yes YesNOVN.VX NOVARTIS Switzerland 10 Yes YesNVS.N NOVARTIS AG US 10 Yes Yes(NVTKq.L) NOVATEK OAO GDR Small Cap & Aim 10 Yes YesNOVOb.CO NOVO NORDISK Denmark 10 Yes YesNRT.AX NOVOGEN Australia 10 No Yes(NLMKq.L) NOVOLIPET STEEL GDR Small Cap & Aim 10 No YesNZYMb.CO NOVOZYMES B Denmark 10 No YesNQ.N NQ MOBILE INC US 50 No YesNRG.N NRG ENERGY INC US 10 Yes YesSONO.PA NRJ GROUP France 10 Yes Yes(NBI.L) NRTHBDGE IND SVS Small cap & Aim 45 Yes YesNWH.AX NRW HOLDINGS Australia 10 No YesNOV.N NTL OILWELL VARC US 10 Yes YesDCM.N NTT DOCOMO ADR 10 Yes YesNUS.N NU SKIN ENTERPRISES US 30 Yes YesNUAN.OQ NUANCE COMMUNICATIONS US 10 Yes YesNUE.N NUCOR US 10 Yes YesNUF.AX NUFARM LTD Australia 10 Yes YesNUM.L NUMIS CORPORATION Small Cap & Aim 25 Yes YesNPX.AX NUPLEX INDUSTRIES Australia 10 No YesNS.N NUSTAR ENERGY US 10 Yes YesNUO.AS NUTRECO Netherlands 10 Yes YesNTRI.OQ NUTRISYSTEMS US 10 Yes YesNVDA.OQ NVIDIA CORP US 10 Yes YesNXPI.OQ NXP SEMICONDUCTORS US 30 Yes YesNYCB.N NY COM. BANCORP US 10 Yes Yes(NYO.L) NYOTA MINERALS Small Cap & Aim 45 Yes YesNYR.BR NYRSTAR Belgium 10 Yes YesOKN.AX OAKTON Australia 10 Yes YesOAS.N OASIS PETROLEUM US 10 No YesOHL.MC OBRASCON HUARTE LAIN SA Spain 10 Yes Yes(OBT.L) OBTALA RESOURCES Small Cap & Aim 25 Yes YesOCDO.L OCADO UK 10 Yes YesOXY.N OCCIDENTAL PETRO US 10 Yes YesOGC.AX OCEANAGOLD Australia 10 No YesOII.N OCEANERRING INTERNATIONAL US 30 Yes YesOCP.AX OCEANIA CAPITAL PARTNERS Australia 30 No YesOCN.N OCWEN FINANCIAL US 10 Yes YesODF.OL Odfjell SE-A SHS Norway 30 No YesODFB.OL Odfjell SE-B SHS Norway 30 No YesOERL.S OERLIKON CORP AG Switzerland 10 No YesPOST.VI OESTERREICGISCHE POST Austria 10 Yes YesODP.N OFFICE DEPOT US 10 Yes Yes(OFF.L) OFFICE2OFFICE LTD Small cap & Aim 45 Yes YesOSH.AX OIL SEARCH LIMITED Australia 10 Yes YesOIS.N OIL STATES INTL US 30 Yes YesOEX.AX OILEX LTD Australia 10 No Yes(OEX.L) OILEX LTD Small Cap & Aim 45 Yes YesOLAM.SI OLAM INTERNATIONAL Singapore 10 No YesODFL.OQ OLD DOMINION FRT US 10 Yes YesOML.L OLD MUTUAL UK 10 Yes YesOMLJ.J OLD MUTUAL PLC South Africa 10 Yes YesORI.N OLD REPUB INTL US 10 Yes YesOMH.AX OM HOLDINGS Australia 10 Yes YesOHI.N OMEGA HEALTHCARE US 10 Yes YesOMER.OQ OMEROS CORP US 50 No Yes(OMG1.L) OMG PLC Small Cap & Aim 45 Yes YesOCR.N OMNICARE INC US 10 Yes YesOMC.N OMNICOM GP INC US 10 Yes YesOMVV.VI OMV AG Austria 10 Yes Yes


ETFSector

IM Factor (Margin

Requirement %)

Shorting allowed?


OKE.N ONEOK INC US 10 Yes YesOPERA.OL Opera Software ASA Norway 25 No Yes(OPG.L) OPG POWER VENTURES Small cap & Aim 25 No YesOPHR.L OPHIR ENERGY UK 10 Yes YesOPK.N OPKO HEALTH US 30 No YesOPAY.L OPTIMAL PAYMENTS Small Cap & Aim 25 Yes Yes(OPTS.L) OPTOS PLC Small Cap & Aim 25 Yes Yes(ORCP.L) ORACLE COALFIELDS PLC Small Cap & Aim 45 No YesORCL.N ORACLE CORP US 5 Yes YesORAN.PA ORANGE France 10 Yes YesOPL.WA ORANGE POLSKA Poland 25 No YesORANW.AS ORANJEWOUD Netherlands 10 No YesOTMTq.L ORASCOM TELECOM GDR 30 No Yes(ORCO.PA) ORCO PROPERTY GROUP France 30 No YesORDN.AS ORDINA Netherlands 10 No YesORLY.OQ OREILLY AUTOMOTIVE INC US 5 Yes YesONVO.P ORGANOVO HLDGS US 50 Yes YesORI.AX ORICA LIMITED Australia 5 Yes YesOEH.N ORIENT EXPRESS HOTELS US 25 Yes YesORIsdb.ST ORIFLAME Sweden 10 Yes YesORG.AX ORIGIN ENERGY LIMITED Australia 5 Yes YesORK.OL ORKLA A Norway 15 Yes Yes(ORM.L) ORMONDE MINING PLC Small cap & Aim 25 Yes YesORE.AX OROCOBRE LTD. Australia 30 No YesORL.AX OROTON GROUP LTD Australia 20 Yes YesORP.PA ORPEA France 10 Yes Yes(OSUq.L) ORSU METALS CORP Small Cap & Aim 45 No YesOSK.N OSHKOSH CORP US 10 Yes Yes(OSIS.OQ) OSI SYSTEMS US 30 Yes YesOSRn.DE OSRAM LICHT Germany 10 Yes YesOTPB.BU OT BANK NYRT Hungary 25 No YesOTEL.OQ OTELCO INC US 50 No YesOEL.AX OTTO ENERGY Australia 30 No YesOUTR.OQ OUTERWALL US 30 No YesOUT1V.HE OUTOKUMPU OYJ Finland 10 Yes YesOTE1V.HE OUTOREC Finland 10 Yes YesOCBC.SI OVERSEA CHINESE BANKING CORP Singapore 10 Yes YesOC.N OWENS CORNING US 10 Yes YesOI.N OWENS-ILLINOIS INC US 10 Yes Yes(OXA.L) OXFORD ADVANCED SURFACES Small Cap & Aim 25 Yes Yes(OXB.L) OXFORD BIOMEDICA (NO SHORTING) Small Cap & Aim 10 No YesOXIG.L OXFORD INSTRUMENTS PLC UK 10 Yes Yes(OXP.L) OXFORD PHARMASCIENCE Small cap & Aim 25 No Yes(OXS.L) OXUS GOLD Small Cap & Aim 50 No YesOZL.AX OZ MINERALS DEF Australia 10 Yes YesPCAR.OQ PACCAR INC US 5 Yes YesPIC.L PACE PLC Small Cap & Aim 10 Yes Yes(PACL.L) PACIFIC ALLIANCE CHINA Small Cap & Aim 25 Yes YesPBG.AX PACIFIC BRANDS Australia 10 Yes YesPKG.N PACKAGING CORP US 10 Yes YesPACT.OQ PACTERA TECHNOLOGY US 50 No YesPAP.L PADDY POWER Small Cap & Aim 10 Yes YesPDN.AX PALADIN RES Australia 10 Yes YesPALF.VI PALFINGER Austria 10 Yes YesPLL.N PALL CORP US 10 Yes YesPAFR.L PAN AFRICAN RESOURCES Small Cap & Aim 45 Yes YesPAAS.OQ PAN AMERICAN SILVER CORP US 20 Yes YesPNA.AX PAN AUST RSC Australia 5 Yes Yes(PCL.AX) PANCONTINENTAL OIL & GAS Australia 30 No YesP.N PANDORA US 30 No YesPNRA.OQ PANERA BREAD COMPANY US 20 Yes YesPANP.BU PANNERGY Hungary 25 No YesPAN.AX PANORAMIC RESOURCES LTD Australia 10 Yes YesPANI.L PANTHEON RES Small cap & Aim 35 Yes YesPPX.AX PAPERLINX LIMITED Australia 10 Yes YesPIR.AX PAPILLON RESOURCES LTD Australia 30 Yes Yes


ETFSector

IM Factor (Margin

Requirement %)

Shorting allowed?


PRG.L PARAGON DIAMONDS LTD Small Cap & Aim 45 Yes YesPARA.L PARAGON GROUP UK 10 Yes YesPRXL.OQ PAREXEL INTL US 20 No Yes(PTY.L) PARITY GRP Small cap & Aim 25 No Yes(PRKG.L) PARK GROUP Small Cap & Aim 25 No YesPH.N PARKERHANNIFIN US 10 Yes Yes(PMG.L) PARKMEAD GROUP PLC Small Cap & Aim 35 No YesPLT.MI PARMALAT Italy 10 Yes YesPARRO.PA PARROT France 10 Yes Yes(PA.L) PARTNERSHIP ASS. GRP Small cap & Aim 25 Yes YesPGD.L PATAGONIA GOLD Small Cap & Aim 45 Yes YesPDCO.OQ PATTERSON COMPANIES INC US 10 Yes YesPTEN.OQ PATTERSON UTI ENERGY INC US 10 Yes YesPFL.AX PATTIES FOODS Australia 10 No YesPAYX.OQ PAYCHEX INC US 5 Yes YesPAYP.L PAYPOINT UK 10 Yes YesPBGG.WA PBG Poland 35 No Yes0008.HK PCCW LTD Hong Kong 10 No YesBTU.N PEABODY ENERGY US 10 Yes YesPEK.AX PEAK RESOURCES LTD Australia 30 Yes YesPSON.L PEARSON UK 10 Yes YesPPC.AX PEET Australia 10 No YesPEO.WA PEKAO Poland 25 No YesPDG.L PENDRAGON Small Cap & Aim 10 Yes YesPEN.AX PENINSULA ENERGY LTD Australia 30 No Yes(PENG.L) PENINSULAR GOLD Small Cap & Aim 45 Yes YesPENN.OQ PENN NATL GAMING US 30 No YesPWE.N PENN WEST PETROLEUM US 10 Yes YesPNN.L PENNON UK 10 Yes YesPMT.N PENNYMAC MORTGAG US 30 Yes YesPNR.N PENTAIR US 10 Yes YesPBCT.OQ PEOPLES UNITED FINANCIAL US 5 Yes YesPOM.N PEPCO HOLDINGS US 10 Yes YesPEP.N PEPSICO US 10 Yes YesPPHM.OQ PEREGRINE PHARMA US 50 Yes Yes(PSMI.OQ) PEREGRINE SEMICONDUCTOR CORP US 30 No YesPWRD.OQ PERFECT WORLD ADR ADR 20 Yes YesPER.L PERFORM GROUP UK 10 Yes YesPERI.OQ PERION NTWRK US 50 No YesPKI.N PERKINELMER US 10 Yes YesPERP.PA PERNOD RICARD France 10 Yes YesPLI.L PERPETUAL INC & GROWTH UK 10 Yes YesPPT.AX PERPETUAL LIMITED Australia 10 Yes YesPRGO.N PERRIGO CO US 10 Yes YesPRU.AX PERSEUS MINING Australia 10 No YesPSN.L PERSIMMON UK 10 Yes YesPVA.MC PESCANOVA SA Spain 50 Yes YesPDL.L PETRA DIAMONDS LIMITED UK 25 Yes Yes(MATD.L) PETRO MATAD LIMITED Small Cap & Aim 45 Yes YesPZE.N PETROBRAS ARGENTINA ADR ADR 10 Yes YesPCI.L PETROCELTIC INTERNATIONAL Small Cap & Aim 25 Yes Yes0857.HK PETROCHINA Hong Kong 10 Yes YesPTR.N PETROCHINA ADR ADR 10 Yes YesPFC.L PETROFAC LD UK 10 Yes YesPGS.OL PETROL GEO-SERV Norway 15 Yes YesPBR.N PETROLEO BRAS US 10 Yes Yes(PTR.L) PETRONEFT RESOURCES -PHONE ONLY Small Cap & Aim 25 Yes YesPOG.L PETROPAVLOVSK PLC UK 10 Yes YesPSA.AX PETSEC ENERGY Australia 10 No YesPETM.OQ PETSMART INC US 10 Yes YesPEUP.PA PEUGEOT France 10 Yes YesPV.DE PFEIFFER VACUUM Germany 10 Yes YesPFE.N PFIZER US 5 Yes YesPCG.N PG&E CORP US 10 Yes YesPGE.WA PGE POLSKA Poland 25 No YesPGN.WA PGNIG Poland 25 No Yes


ETFSector

IM Factor (Margin

Requirement %)

Shorting allowed?


(PCYC.OQ) PHARMACYCLICS US 30 No YesPHAI.PA PHARMAGEST INT. France 10 No YesPXS.AX PHARMAXIS Australia 10 No YesPHAR.AS PHARMING Netherlands 10 No YesPHH.N PHH CORP US 30 Yes YesPM.N PHILIP MORRIS INTL US 10 Yes YesPHG.AS PHILIPS KON Netherlands 10 Yes YesPSX.N PHILLIPS 66 US 10 Yes Yes(PXG.AX) PHOENIX GOLD Australia 10 No YesPHNX.L PHOENIX GROUP UK 10 Yes YesFENG.N PHOENIX NEW MEDIA US 30 No YesPS4G.DE PHOENIX SOLAR (NO SHORTING) Germany 20 No Yes(PHRM.L) PHORM INC Small Cap & Aim 25 Yes YesPOH.AX PHOSPHAGENICS Australia 10 No YesPHTM.L PHOTO-ME INTERNATIONAL Small Cap & Aim 25 No YesPYC.AX PHYLOGICA LTD Australia 50 No Yes2328.HK PICC PROPERTY & CASUALTY-H Hong Kong 30 No Yes(PCTN.L) PICTON PROPERTY Small Cap & Aim 25 Yes YesPIR.N PIER 1 IMPORTS US 10 No YesPVAC.PA PIERRE VACANCES France 10 Yes Yes(PILM.L) PILAT MEDIA GLOBAL Small Cap & Aim 35 No YesPTY.N PIMCO CRP & INCOME US 30 No Yes2318.HK PING AN INSURANCE Hong Kong 10 Yes YesPNW.N PINNACLE WEST US 10 Yes YesPXD.N PIONEER NATURAL US 10 Yes YesPJC.N PIPER JAFFRAY CO US 20 Yes YesPECI.MI PIRELLI & C Italy 10 Yes YesALPDX.PA PISC DESJOYAUX France 10 Yes YesPBI.N PITNEY BOWES INC US 10 No YesPKN.WA PKNORLEN Poland 25 No YesPKO.WA PKOBP Poland 25 No YesPAA.N PLAINS ALL AMER US 10 Yes Yes(PHC.L) PLANT HEALTH CARE Small Cap & Aim 25 No YesPLOF.PA PLASTIC OMNIUM France 10 Yes Yes(PLA.L) PLASTICS CAPITAL Small Cap & Aim 45 No YesPMC.AX PLATINUM Australia 10 No YesPTM.AX PLATINUM ASSET MGMT Australia 10 Yes YesPTEC.L PLAYTECH LTD Small Cap & Aim 25 Yes Yes(PLAZ.L) PLAZA CENTRE NV Small Cap & Aim 45 Yes Yes(PLE.L) PLETHORA Small Cap & Aim 30 Yes YesPLEX.L PLEXUS HOLDINGS Small Cap & Aim 35 No YesPLUG.OQ PLUG POWER US 50 No YesPCL.N PLUM CREEK TIMB US 10 Yes Yes(PLUSP.L) PLUS500 Small cap & Aim 45 No YesPMP.AX PMP LTD Australia 10 No YesPNC.N PNC FIN SERV US 10 Yes YesPVE.AX PO VALLEY EGY Australia 10 No YesPCT.L POLAR CAPITAL TECHNOLOGY UK 10 Yes YesPLCS.OL Polarcus Norway 30 No YesPII.N POLARIS INDUSTRIES INC US 30 Yes YesPXMP.WA POLIMEXMS Poland 25 No YesRL.N POLO RALPH LAUR US 10 Yes YesPOLO.L POLO RESOURCES Small Cap & Aim 25 Yes YesPOLYP.L POLYMETAL INTERNATIONAL UK 10 Yes YesPLKI.OQ POPEYES LOUISIANA KITCHEN US 30 No YesBPOP.OQ POPULAR INC US 10 Yes YesPRCF.AS PORCELEYNE FLES Netherlands 10 No YesPSHG_p.DE PORSCHE Germany 10 Yes Yes(PTCM.L) Porta Communcation Small Cap & Aim 45 No YesPRAA.OQ PORTFOLIO RECOVERY US 10 Yes YesPOR.N PORTLAND GENERAL US 10 Yes YesPTI.LS PORTUCEL Portugal 10 No YesPTC.LS PORTUGAL TELECOM Portugal 10 Yes Yes(PORV.L) Porvair PLC Small Cap & Aim 25 Yes YesPTNL.AS POSTNL Netherlands 10 Yes YesPOT.N POTASH US 10 Yes Yes


ETFSector

IM Factor (Margin

Requirement %)

Shorting allowed?


0006.HK POWER ASSETS Hong Kong 10 Yes YesDBC.P POWER SHARES DB COMMODITY INDEX TRACKING FUND ETF 10 No YesDGP.P POWERSHARES DB GOLD DOUBLE LONG ETF 10 No YesDZZ.P POWERSHARES DB GOLD DOUBLE SHORT ETF 10 No YesEQQQ.L POWERSHARES EQQQ UK ETF 35 No YesPIO.P POWERSHARES GLOBAL WATER ETF ETF 20 Yes YesQQQ.OQ POWERSHARES QQQ ETF ETF 20 Yes YesIDHQ.P POWERSHARES S&P INTL DEV ETF 20 No Yes(PHO.N) POWERSHARES WATER RES ETF 30 No YesPPG.N PPG INDUSTRIES US 10 Yes Yes(PPH.L) PPHE HOTEL Small Cap & Aim 25 No YesPPL.N PPL CORP US 10 Yes YesPDZ.AX PRAIRIE DOWNS METALS LTD Australia 30 No YesPRAG.DE PRAKTIKER Germany 10 Yes YesPBT.AX PRANA BIOTECH Australia 30 No YesPX.N PRAXAIR INC US 10 Yes YesPCP.N PRECISION CAST US 10 Yes YesPFL.L PREMIER FARNELL UK 10 Yes YesPFD.L PREMIER FOODS Small Cap & Aim 10 Yes YesPMV.AX PREMIER INV Australia 10 No YesPMO.L PREMIER OIL UK 10 Yes YesPPTC.L PRESIDENT ENERGY Small Cap & Aim 25 No Yes(PRES.L) PRESSURE TECH Small cap & Aim 20 No YesPPCJ.J PRETORIA PORTLAND CEMENT CO South Africa 10 Yes Yes(PRZ.L) PREZZO PLC Small cap & Aim 25 No YesPCLN.OQ PRICELINE.COM INC US 10 Yes YesPRY.AX PRIMARY HEALTH Australia 5 Yes Yes(PHP.L) PRIMARY HEALTH COMMON STOCK Small Cap & Aim 25 Yes YesPFG.AX PRIME FINANCIAL Australia 10 No YesPRT.AX PRIME TELE Australia 10 No YesPFG.N PRINCIPAL FIN US 10 Yes YesPRS.MC PRISA - A Spain 50 No YesSVXY.P PRO S SHORT VIX ST ETF 50 No Yes(SH.P) Pro Shares Short S&P500 ETF 15 No YesPSMGn.DE PRO SIEBEN Germany 10 Yes Yes(PBTY.L) PROBABILITY PLC Small Cap & Aim 35 No YesPG.N PROCTER &GAMB US 5 Yes YesPGL.AX PROGEN INDS Australia 10 No YesPRG.AX PROGRAMMED MAIN Australia 10 Yes YesPLD.N PROLOGIS US 10 Yes YesPPG.AX PRO-PAC PACKAGING LTD Australia 30 No YesPRSO.OL PROSAFE Norway 15 Yes YesPSG.MC PROSEGUR COMPANIA DE SEGURIDAD Spain 30 Yes YesTBX.P PROSHARES SRT 7-10 TRY ETF 50 No YesAGQ.P PROSHARES TRUST II: ULTRA SILVER ETF 10 No YesGLL.P PROSHARES TRUST II: ULTRASHORT GOLD ETF 50 No YesZSL.P PROSHARES TRUST II: ULTRASHORT SILVER ETF 10 No YesYCS.P PROSHARES TRUST II: ULTRASHORT YEN ETF 10 Yes YesUBT.P PROSHARES ULTRA 20+ YEAR TREASURY ETF ETF 10 No YesUCO.P PROSHARES ULTRA DJ-UBS CRUDE OIL ETF 10 No YesUGL.P PROSHARES ULTRA GOLD ETF ETF 30 No YesQLD.P PROSHARES ULTRA QQQ ETF ETF 10 No YesURE.P PROSHARES ULTRA REAL ESTATE ETF 50 No YesUWM.P PROSHARES ULTRA RUSSELL 2000 ETF 10 No YesSSO.P PROSHARES ULTRA S&P 500 ETF 10 No YesUVXY.P PROSHARES ULTRA VIX SHORT-TERM FUTURES ETF 30 No YesUDOW.P PROSHARES ULTRAPRO DOW30 ETF 10 No YesSDOW.P PROSHARES ULTRAPRO SHORT DOW30 ETF 10 No Yes(SQQQ.P) ProShares UltraPro Short QQQ ETF US 45 Yes YesTBT.P PROSHARES ULTRASHORT 20+ YEAR TREASURY ETF ETF 10 No YesSCO.P PROSHARES ULTRASHORT DJ-UBS CRUDE OIL ETF 10 No YesQID.P PROSHARES ULTRASHORT QQQ ETF ETF 10 No YesTWM.P PROSHARES ULTRASHORT RUSSELL 2000 ETF 10 No YesSDS.P PROSHARES ULTRASHORT S&P 500 ETF 10 No YesVIXY.P PROSHRS ST FUT VIX US 30 No YesPRM.L PROTEOME (NO SHORTING) Small Cap & Aim 45 No Yes


ETFSector

IM Factor (Margin

Requirement %)

Shorting allowed?


PRTA.OQ PROTHENA CORP CLOSE ONLY US 10 No NoPRLB.N PROTO LABS INC US 30 Yes YesNTR.L PROVEXIS PLC Small Cap & Aim 45 Yes Yes(PRR.L) PROVIDENCE RESOURCES Small Cap & Aim 50 Yes YesPFG.L PROVIDENT FINANCIAL UK 10 Yes Yes(PROXP.L) PROXAMA PLC Small cap & Aim 45 No YesPRU.L PRUDENTIAL UK 10 Yes YesPRU.N PRUDENTIAL FIN US 10 Yes YesPRY.MI PRYSMIAN Italy 10 Yes YesPSBP.PA PSB INDUSTRIES France 10 Yes YesPTCT.OQ PTC THERAPEUTIC US 50 No YesPEG.N PUBL SVC ENTER US 10 Yes Yes(PSPI.L) PUBLIC SERVICE PROPERTIES INVESTMENTS LT Small Cap & Aim 25 Yes YesPSA.N PUBLIC STG MLD US 10 Yes YesPUBP.PA PUBLICIS GROUPE France 10 Yes Yes(PTO.L) PUBLISHING TECHNOLOGY Small cap & Aim 45 No YesPHM.N PULTE GROUP INC US 10 Yes YesPUMG.DE PUMA Germany 10 Yes YesPUB.L PUNCH TAVERNS Small Cap & Aim 10 Yes Yes(PUR.L) PURE WAFER Small cap & Aim 50 No Yes(PURE.L) PURECIRCLE Small cap & Aim 25 No YesPVCS.L PV CRYSTALOX Small Cap & Aim 10 Yes YesPVH.N PVH CORP US 30 Yes Yes(PGJ.P) PWR SHRS GLDN DRG ETF 50 No Yes(PCY.P) PWRSHRS EMRG MKT SOV DEBT ETF 10 Yes YesDBA.P PWRSHS DB AGRI FD ETF 10 No YesPZC.L PZ CUSSONS UK 10 Yes YesPZU.WA PZU Poland 25 No YesQAN.AX QANTAS AIRWAYS LIMITED Australia 5 Yes YesQBE.AX QBE INSURANCE GROUP LIMITED Australia 5 Yes YesQEP.N QEP RESOURCES US 10 Yes YesQFR.OL Q-Free ASA Norway 30 No YesQGEN.DE QIAGEN Germany 10 Yes YesQGEN.OQ QIAGEN NV US 10 Yes YesQIHU.N QIHOO 360 TECH CO US 15 No YesQQ.L QINETIQ UK 10 Yes Yes(QIWI.OQ) QIWI PLC ADR ADR 30 Yes YesQLGC.OQ QLOGIC CORP US 10 Yes YesQSCG.DE QSC Germany 10 No YesQBT.MC QUABIT INMOBILIA Spain 50 No Yes(QFI.L) QUADRISE FUELS INT. PLC Small Cap & Aim 45 Yes YesQCOM.OQ QUALCOMM INC US 5 Yes YesQSII.OQ Quality Systems US 30 No YesPWR.N QUANTA SERVICES INC US 10 Yes YesQTM.N QUANTUM CORP US 50 No YesQUB.AX QUBE LOGISTICS Australia 10 No YesDGX.N QUEST DIAG US 10 Yes YesSTR.N QUESTAR CORP US 10 Yes YesQCOR.OQ QUESTCOR PHAR. US 30 Yes YesQEC.OL Questerre Energy Corp Norway 30 No YesQUIK.OQ QUICKLOGIC CORP US 50 No YesKWK.N QUICKSILVER RSCS US 10 No YesZQK.N QUIKSILVER INC US 30 Yes YesQPP.L QUINDELL PORTFOLIO Small Cap & Aim 25 Yes YesQED.L QUINTAIN ESTATE Small Cap & Aim 10 Yes Yes(REAH.L) R.E.A HOLDINGS Small Cap & Aim 45 Yes YesRENE.LS R.E.N Portugal 10 No YesRABA.BU RABA Hungary 25 No YesRAX.N RACKSPACE HOSTING INC US 30 Yes YesRADP.PA RADIALL France 10 No YesRSH.N RADIOSHACK US 10 Yes YesRDWR.OQ RADWARE LTD US 50 Yes YesRBIV.VI RAIFFEISEN BANK Austria 10 No YesGENC.PA RALLYE France 10 Yes Yes(RMM.L) RAMBLER METALS & MINING Small Cap & Aim 25 Yes YesRMBS.OQ RAMBUS INC US 10 Yes Yes


ETFSector

IM Factor (Margin

Requirement %)

Shorting allowed?


RMS.AX RAMELIUS RESOURCES Australia 10 No YesRHC.AX RAMSAY HEALTHCARE Australia 10 Yes Yes(RQIH.L) RANDALL & QUILTER Small Cap & Aim 25 Yes YesRRS.L RANDGOLD RESOURCES UK 10 Yes YesGOLD.O RANDGOLD RESOURCES US 10 Yes YesRAND.AS RANDSTAD Netherlands 10 Yes YesRRC.N RANGE RESOURCES US 10 Yes YesRRS.AX RANGE RESOURCES Australia 30 Yes YesRGRS.L RANGE RESOURCES LIMITED Small Cap & Aim 45 Yes YesRNK.L RANK GROUP UK 10 Yes Yes(RPTP.OQ) RAPTOR PHARMACEUTICAL CORP US 30 No YesREMP.L RARE EARTH MINERALS Small cap & Aim 75 No YesRAT.L RATHBONE BROS UK 10 Yes YesRAAG.DE RATIONAL AG Germany 20 Yes YesRTRKS.HE RAUTARUUKKI Finland 10 Yes Yes(RUS_p.L) RAVEN RUSS PREF Small Cap & Aim 25 No Yes(RUS.L) RAVEN RUSSIA LTD Small Cap & Aim 25 Yes YesRYN.N RAYONIER INC US 10 No YesRTN.N RAYTHEON CO US 10 Yes Yes(RCG.L) RCG HOLDINGS LIMITED Small Cap & Aim 25 Yes YesRCR.AX RCR TOMLINSON Australia 10 No Yes(RCSM.MI) RCS MEDIAGROUP Italy 30 No YesREA.AX REA GROUP Australia 10 Yes Yes(RECIV_p.L) REAL EST CREDIT PREF Small Cap & Aim 25 No YesRLIA.MC REALIA BUSINESS Spain 50 No YesRLGY.N REALOGY HOLDINGS US 10 No YesO.N REALTY INCOME US 10 Yes YesREC.OL REC SILICON Norway 30 Yes Yes(RCPT.OQ) RECEPTOS US 50 No YesRB.L RECKITT BENCKISER UK 10 Yes Yes(RECL.L) RECORD PLC Small Cap & Aim 25 No YesRECI.MI RECORDATI Italy 10 Yes YesRXPA.PA RECYLEX France 10 Yes YesREE.MC RED ELECTRICA Spain 10 Yes YesRMP.AX RED EMPEROR RESOURCES Australia 30 No YesRMPq.L RED EMPEROR RESOURCES Small Cap & Aim 25 Yes YesRFE.AX RED FORK ENERGY Australia 40 Yes YesRHT.N RED HAT INC US 10 Yes YesRLH.N RED LION HOTELS US 50 No YesRRR.L RED ROCK RESOURCES Small Cap & Aim 45 Yes YesRDI.L REDEFINE INTL Small Cap & Aim 25 No YesRDF.AX REDFLEX HLD Australia 10 No Yes(RHL.L) REDHALL GROUP PLC Small Cap & Aim 35 Yes YesRDW.L REDROW UK 10 Yes YesREH.AX REECE AUSTRALIA Australia 10 No YesELSN.AS REED ELSEVIER Netherlands 10 Yes YesREL.L REED ELSEVIER UK 10 Yes YesRCT.AX REEF CASINO Australia 10 No YesRPT.L REGAL PETROLEUM Small Cap & Aim 50 Yes YesREGN.OQ REGENERON PHAR. US 30 Yes Yes(RGS.L) REGENERSIS PLC Small cap & Aim 25 No YesREX.AX REGIONAL EXP Australia 10 No YesRF.N REGIONS FIN US 10 Yes YesRRL.AX REGIS RESOURCES LTD Australia 10 Yes YesRGU.L REGUS GROUP UK 10 Yes YesRS.N RELIANCE STL & AL US 10 Yes YesREMJ.J REMGRO South Africa 10 Yes YesRCOP.PA REMY COINTREAU France 10 Yes YesRENA.PA RENAULT France 10 Yes Yes(RQE.L) RENEURON GROUP PLC Small Cap & Aim 25 Yes Yes(RNWH.L) RENEW HLDGS Small cap & Aim 25 No YesRSW.L RENISHAW UK 10 Yes YesRDM.MC RENO DE MEDICI Spain 50 No Yes(RNO.L) RENOLD PLC Small Cap & Aim 25 Yes Yes(RNVO.L) RENOVO GROUP COMMON STOCK Small Cap & Aim 25 Yes YesRENN.N RENREN INC ADR ADR 30 No Yes


ETFSector

IM Factor (Margin

Requirement %)

Shorting allowed?


RCII.OQ Rent-A-Center US 15 Yes YesRTO.L RENTOKIL INITIAL UK 10 Yes YesREP.MC REPSOL YPF Spain 10 Yes YesRSG.N REPUBLIC SERVICES INC US 10 Yes YesRMD.N RESMED INC US 10 Yes YesRMD.AX RESMED INC. Australia 10 Yes YesRSG.AX RESOLUTE MINING Australia 10 No YesRSL.L RESOLUTION UK 10 Yes YesRES.AX RESOURCE GENERATION LTD Australia 30 No Yes(RHMI.L) RESOURCE HLDG Small Cap & Aim 45 No YesRTN.L RESTAURANT GROUP UK 10 Yes Yes(RSTP.L) RESTORE PLC Small cap & Aim 35 No Yes(RVG.L) RETROSCREEN Small cap & Aim 35 No YesREF.AX REVERSE CORP Australia 10 No YesRXM.AX REX MINERALS LTD Australia 10 No YesREX.L REXAM UK 10 Yes YesRXL.PA REXEL France 10 Yes YesRAI.N REYNOLDS AMRICAN US 10 Yes YesRFMD.OQ RF MICRO DEV US 10 Yes YesRHMG.DE RHEINMETALL Germany 10 Yes YesRHIV.VI RHI AG Austria 10 Yes YesRHKG.DE RHOEN KLINIKUM Germany 10 Yes YesCFR.VX RICHEMONT Switzerland 10 Yes Yes(RLDR.L) RICHLAND RESOURCES Small Cap & Aim 45 Yes YesGDRB.BU RICHTER GEDEON NYRT Hungary 25 No YesRIC.AX RIDLEY CORP Australia 10 No YesRMV.L RIGHTMOVE UK 10 Yes YesRIO.L RIO TINTO UK 5 Yes YesRIO.AX RIO TINTO LIMITED Australia 5 Yes YesRIO.N RIO TINTO PLC ADR ADR 20 Yes YesRCP.L RIT CAPITAL UK 10 Yes YesRVBD.OQ RIVERBED TECHNOLOGY INC US 30 Yes Yes(RSER.L) RIVERSTONE ENERGY Small cap & Aim 30 No Yes(RM2.L) RM2 INTERNATIONAL SA Small cap & Aim 30 No YesRMHJ.J RMB HOLDINGS South Africa 10 Yes YesRNY.AX RNY PROPERTY TRUST Australia 10 No YesRHI.N ROBERT HALF INTL US 10 Yes Yes(RWA.L) ROBERT WALTERS Small cap & Aim 25 Yes YesROBF.PA ROBERTET France 10 No Yes(RBSN.L) ROBINSON PLC Small cap & Aim 55 Yes YesROC.AX ROC OIL CO LTD Australia 10 Yes YesROG.VX ROCHE HLDG Switzerland 10 Yes YesRKT.N ROCK TENN CO-A US 10 Yes YesRKH.L ROCKHOPPER EXPLORATION PLC Small Cap & Aim 25 Yes YesCOL.N ROCKWE COLL US 10 Yes YesROK.N ROCKWELL AUTOMAT US 10 Yes YesRDGP.PA RODRIGUEZ GROUP France 10 No YesRSTI.F ROFIN SINAR TECH Germany 10 No YesRCI.N ROGERS COMMUNICATIONS INC US 10 Yes YesRR.L ROLLS-ROYCE UK 10 Yes YesROON.AS ROODMICROTEC Netherlands 10 No YesROP.N ROPER INDUSTRIES INC US 10 Yes Yes(ROSE.OQ) ROSETTA RESOURCES INC US 10 No YesROST.OQ ROSS STORES INC US 5 Yes Yes(ROSyq.L) ROSTELECOM ADR Small Cap & Aim 10 No YesRSDB.AS ROTO SMEETS Netherlands 10 No YesROR.L ROTORK UK 10 Yes Yes(RROS.ST) ROTTNEROS AB Sweden 50 No YesRSE.WA ROVESE Poland 25 No YesRDC.N ROWAN CO INC US 10 Yes Yes(RXP.L) ROXI PETROLEUM PLC Small Cap & Aim 75 Yes YesRBS.L ROYAL BANK OF SCOTLAND UK 5 Yes YesRCL.N ROYAL CARIBBEAN US 10 Yes YesRCL.OL Royal Carribean Cruises Norway 15 No YesRDSa.L ROYAL DUTCH SHELL A UK 5 Yes YesRDSa.AS ROYAL DUTCH SHELL A SHR Netherlands 10 Yes Yes


ETFSector

IM Factor (Margin

Requirement %)

Shorting allowed?


RDSb.AS ROYAL DUTCH SHELL B Netherlands 10 Yes YesRDSb.L ROYAL DUTCH SHELL B UK 5 Yes YesRGLD.OQ ROYAL GOLD INC US 10 Yes YesIMUN.AS ROYAL IMTECH Netherlands 10 Yes YesRMG.L ROYAL MAIL UK 10 Yes YesRPC.L RPC GROUP PLC COMMON STOCK UK 10 Yes YesRES.N RPC INC US 30 Yes YesRPS.L RPS GROUP UK 10 Yes YesRRD.OQ RR DONNELLEY & SONS US 10 Yes YesRSA.L RSA INSURANCE GROUP UK 10 Yes YesRUBF.PA RUBIS France 10 Yes YesRHL.AX RURALCO HOLDINGS Australia 10 No YesRPO.L RUSPETRO PLC UK 30 No YesRWEG.DE RWE ST A Germany 10 Yes YesRWS.L RWS HOLDINGS PLC Small Cap & Aim 25 Yes YesRYA.L RYANAIR HLDG. Small Cap & Aim 10 Yes YesR.N RYDER SYSTEM INC US 10 Yes YesFXY.P RYDEX CURRENCY JAP YEN ETF 50 No Yes(RYL.N) RYLAND US 30 Yes YesRHP.N RYMAN HOSP. PROP US 10 No Yes(SPLV.P) S&P LOW VOLATILITY ETF 10 No Yes(SUS.L) S&U PLC Small cap & Aim 65 No YesSEBa.ST S.E.B Sweden 10 Yes YesSBS.N SABESP-ADR US 10 No Yes(SNT.L) SABIEN TECHNOLOGY Small cap & Aim 45 No Yes(SBLM.L) SABLE MINING Small Cap & Aim 25 Yes YesSAB.L SABMILLER UK 5 Yes YesSABJ.J SABMILLER PLC South Africa 10 Yes Yes(SACS.L) SACOIL HOLDING LTD Small Cap & Aim 45 No YesSCYR.MC SACYR SA Spain 10 No YesSAFE.L SAFESTORE HLD Small Cap & Aim 10 Yes Yes(SFES.L) SAFESTYLE Small cap & Aim 35 No YesSWY.N SAFEWAY INC US 10 Yes YesSAF.PA SAFRAN France 10 Yes YesS1A.PA SAFT GROUPE France 10 Yes YesSGE.L SAGE GROUP UK 10 Yes YesSAI.AX SAI GLOBAL Australia 10 No YesSBRY.L SAINSBURY UK 10 Yes YesSGOB.PA SAINT-GOBAIN France 10 Yes YesSPMI.MI SAIPEM Italy 10 Yes YesSMDR.L SALAMANDER ENERGY PLC UK 10 Yes YesCRM.N SALESFORCE COM US 10 Yes YesSALI.MI SALINI IMPREGLIO Italy 10 Yes YesSALM.OL Salmar Norway 25 No YesSLM.AX SALMAT Australia 10 No YesSFER.MI SALVATORE FERRAGAMO SPA Italy 10 Yes YesSZGG.DE SALZGITTER Germany 10 Yes YesSAMAS.HE SAMPO PLC Finland 10 Yes YesSAMS.PA SAMSE France 10 No YesSSN.AX SAMSON OIL & GAS LTD Australia 30 No Yes0593xq.L SAMSUNG ELECTRONICS CO LTD GDR ADR 10 Yes YesSLEN.L SAN LEON ENERGY Small Cap & Aim 45 Yes YesSFR.AX SANDFIRE RESOURCES Australia 10 Yes YesSNDK.OQ SANDISK CORP US 5 Yes YesSD.N SANDRIDGE ENERGY US 30 Yes YesSAND.P SANDSTORM GOLD ETF 30 Yes YesSAND.ST SANDVIK Sweden 10 Yes YesSLMJ.J SANLAM South Africa 10 Yes YesSASY.PA SANOFI France 10 Yes YesSNY.N SANOFI US 10 Yes YesSAA1V.HE SANOMA-CORP Finland 10 Yes YesSTO.AX SANTOS LIMITED Australia 5 Yes YesSAPG.DE SAP AG Germany 10 Yes YesSAP.N SAP AG-SPONSORED ADR ADR 10 No YesSAPJ.J SAPPI South Africa 10 Yes YesSAR.AX SARACEN MINERAL HLDGS Australia 10 No Yes


ETFSector

IM Factor (Margin

Requirement %)

Shorting allowed?


SRS.MI SARAS SPA Italy 10 No Yes(SAR.L) SAREUM MINERALS PLC Small Cap & Aim 45 Yes Yes(SRC.L) SAROSSA CAPITAL Small Cap & Aim 25 Yes YesSOLJ.J SASOL South Africa 10 Yes YesSAV.AX SAVCOR GROUP Australia 10 No YesSVS.L SAVILLS UK 10 Yes YesSBAC.OQ SBA COMMUNICATIONS US 10 Yes YesSBNCyq.L SBERBANK UK 10 Yes YesSBMO.AS SBM OFFSHORE Netherlands 10 Yes YesSCG.N SCANA CORP US 10 Yes YesSCAI.OL Scana Industrier ASA Norway 50 No YesSCVb.ST SCANIA B Sweden 10 No Yes(SCPA.L) SCAPA GROUP Small cap & Aim 30 No YesSBST.OL Schibsted ASA Norway 15 Yes YesSLB.N SCHLUMBERGER LTD US 10 Yes YesSCHN.PA SCHNEIDER ELECTR France 10 Yes YesSBOE.VI SCHOELLER-BLECK Austria 10 Yes YesSDP.L SCHRODER ASIAPAC COMMON STOCK Small Cap & Aim 10 Yes Yes(SJG.L) SCHRODER JPN GRWTH Small cap & Aim 25 No YesSREI.L SCHRODER REAL ESTATE Small Cap & Aim 10 Yes Yes(SDU.L) SCHRODER UK Small cap & Aim 30 No YesSCP.L SCHRODER UK MID COMMON STOCK Small Cap & Aim 25 Yes YesSDR.L SCHRODERS UK 10 Yes YesSDRt.L SCHRODERS UK 10 Yes YesSCOR.PA SCOR France 10 Yes YesSCIN.L SCOTTISH INVESTMENT TRUST UK 10 Yes YesSMT.L SCOTTISH MORTGAGE INV TRUST UK 10 Yes YesSNI.N SCRIPPS NETWORKS US 10 Yes YesSDL.L SDL PLC UK 10 Yes YesSDRL.OL SEADRILL Norway 15 Yes YesSDRL.N SEADRILL LTD US 10 Yes Yes(SEAE.L) SEAENERGY PLC Small cap & Aim 45 No YesSTX.OQ SEAGATE TECH US 5 Yes YesSEE.N SEALED AIR US 10 Yes YesSHLD.OQ SEARS HLDGS CORP US 10 Yes YesPGIT.MI SEAT PAG GIALLE Italy 10 No YesSGEN.OQ SEATTLE GENETICS US 50 Yes YesSEBF.PA SEB France 10 Yes YesCCHE.PA SECHE ENVIRON France 10 Yes YesXLI.P SECTOR SPDR TRUST ETF 10 No YesSECUb.ST SECURITAS B Sweden 10 Yes YesSDM.AX SEDGMAN Australia 10 No Yes(M2Z.L) SEEING MACHINES Small cap & Aim 25 Yes YesSEK.AX SEEK LTD Australia 10 Yes Yes(SER.L) SEFTON RESOURCES INC Small Cap & Aim 45 Yes YesSGRO.L SEGRO UK 10 Yes YesXLE.P SELCT SCTR SPDR FD ETF 10 Yes YesSCSS.OQ SELECT COMFORT C US 30 Yes YesSHV.AX SELECT HARVEST Australia 10 No YesXLU.P SELECT SECTORS UTILITIES ETF 10 No YesXLK.P SELECT SPDR TRUST ETF 30 No YesSEM.LS SEMAPA Portugal 10 No YesSCIL.SI SEMBCORP INDUSTRIES Singapore 10 Yes YesSCMN.SI SEMBCORP MARINE Singapore 10 Yes YesSMI.P SEMICONDUCTOR US 30 No YesSMPV.VI SEMPERIT HLDG Austria 10 Yes YesSRE.N SEMPRA ENERGY US 10 Yes YesSEN.AX SENETAS CORP Australia 10 No YesSXY.AX SENEX ENERGY Australia 10 Yes YesSNR.L SENIOR COMMON STOCK UK 25 Yes YesST.N SENSATA TECH US 10 No Yes(SEPU.L) SEPURA PLC Small Cap & Aim 25 Yes YesSEQ.PA SEQUANA CAPITAL France 10 Yes Yes(SRB.L) SERABI GOLD Small cap & Aim 25 No YesSRP.L SERCO UK 10 Yes YesSQZ.L SERICA ENERGY Small Cap & Aim 25 Yes Yes


ETFSector

IM Factor (Margin

Requirement %)

Shorting allowed?


SRV.AX SERVCORP Australia 10 No Yes(SERV.L) SERVELEC GROUP Small cap & Aim 30 No YesSPSL.MC SERVICE POINT Spain 50 No YesSSM.AX SERVICE STREAM Australia 10 No YesSESFd.PA SES GLOBAL France 10 Yes YesSEVAN.OL Sevan Marine ASA Norway 50 No YesSVW.AX SEVEN GROUP HOLINGS Australia 10 No YesSWM.AX SEVEN WEST FPO Australia 10 No YesSFR.L SEVERFIELD ROWEN Small Cap & Aim 10 Yes YesSVT.L SEVERN TRENT UK 10 Yes Yes(CHMFq.L) SEVERSTAL - GDR REG S Small Cap & Aim 10 Yes Yes(BX4.PA) SGAM ETF XBEAR France 10 No YesSGCG.DE SGL CARBON Germany 10 Yes YesSGSN.VX SGS SA Switzerland 10 Yes Yes(SHFT.L) SHAFT SINKERS PLC Small Cap & Aim 35 Yes YesSHB.L SHAFTESBURY UK 10 Yes YesSKS.L SHANKS UK 10 Yes Yes(SHAN.L) SHANTA GOLD Small Cap & Aim 25 Yes YesSHW.N SHERWINWILLIAMS US 10 Yes YesSHP.L SHIRE UK 10 Yes Yes0016.HK SHK PPT Hong Kong 10 Yes YesSCP.AX SHOPPING CENTRES CLOSE ONLY Australia 10 No NoSHPJ.J SHOPRITE HOLDINGS South Africa 10 No Yes(SGRS.L) SHORE CAPITAL GROUP Small Cap & Aim 25 Yes YesSIAE.SI SIA ENGINEERING Singapore 10 Yes YesSBGL.N SIBANYE GOLD CLOSING ONLY US 10 No NoSIOFF.OL Siem Offshore Inc Norway 25 No YesSIEGn.DE SIEMENS Germany 10 Yes Yes(SRXR.L) SIERRA RUTILE Small Cap & Aim 45 Yes YesSWIR.OQ SIERRA WIRELESS US 50 No YesSIFY.OQ SIFY TECHNOLOGIES ADR 20 No YesSHI.L SIG UK 10 Yes YesSIAL.OQ SIGMA ALDRICH US 10 Yes Yes(SISGM.L) SIGMA CAPITAL GROUP Small cap & Aim 45 No YesSIP.AX SIGMA PHARMACEUTICALS LTD Australia 10 No Yes(SIG.L) SIGNET JEWELERS Small cap & Aim 25 No YesSIG.N SIGNET JEWELERS US 10 Yes YesIISP.PA SII France 10 Yes YesIMMB.PA SIIC DE PARIS France 10 No YesSLN.L SILENCE THERAP (NO SHORTING) Small Cap & Aim 25 No YesSLX.AX SILEX SYS Australia 10 Yes YesSLR.AX SILVER LAKE RESOURCES Australia 10 Yes Yes(SSNI.N) SILVER SPRING NETWORKS US 30 No YesSSRI.OQ SILVER STANDARD US 10 Yes YesSLW.N SILVER WHEATON CORP US 20 Yes YesSIMAC.AS SIMAC TECHNIEK Netherlands 10 No YesSPG.N SIMON PROP GRP US 10 Yes YesSGM.AX SIMS GROUP LIMITED Australia 10 Yes YesSINA.OQ SINA CORP US 20 Yes Yes(SPH.L) SINCLAIR IS PHARMA PLC Small Cap & Aim 25 Yes YesSIAL.SI SINGAPORE AIRLINES Singapore 10 Yes YesSGXL.SI SINGAPORE EXCHANGE Singapore 10 Yes YesSPRM.SI SINGAPORE PRESS HLDG Singapore 10 Yes YesSTEG.SI SINGAPORE TECH CLOSE ONLY Singapore 10 No NoSGT.AX SINGAPORE TELE Australia 5 Yes YesSTEL.SI SINGTEL Singapore 10 Yes Yes0083.HK SINO LAND CO LTD Hong Kong 10 Yes Yes0386.HK SINOPEC CORP Hong Kong 10 Yes YesSXX.L SIRIUS MINERALS PLC Small Cap & Aim 25 Yes Yes(SRET.L) SIRIUS REAL ESTATE LTD Small Cap & Aim 25 Yes YesSIR.AX SIRIUS RESOURCES Australia 30 No YesSIRI.OQ SIRIUS SATELLITE RADIO INC US 10 Yes YesSRX.AX SIRTEX MEDICAL Australia 10 No YesSIX.N SIX FLAGS ENTERT US 10 No YesSKM.N SK TELECOM US 10 Yes YesSKAb.ST SKANSKA B Sweden 10 Yes Yes


ETFSector

IM Factor (Margin

Requirement %)

Shorting allowed?


SKFb.ST SKF B Sweden 10 Yes YesSKE.AX SKILLED GROUP Australia 10 No YesSKC.AX SKY CITY ENTERTAINMENT GROUP Australia 10 No YesSKYDn.DE SKY DEUTSCHLAND Germany 10 Yes YesSKT.AX SKY NETWORK TELEVISION Australia 10 No YesSWKS.OQ SKYWORKS SOLUTIONS INC US 30 Yes YesSLG.N SL GREEN REALTY CORP US 30 Yes YesSGH.AX SLATER & GORDON LTD Australia 10 No YesSLM.O SLM CORPORATION US 10 Yes YesSM.N SM ENERGY CO US 30 Yes YesS92G.DE SMA SOLAR TECH Germany 10 No Yes(SMSS.L) SMART METERING SYS Small cap & Aim 25 No YesSWHC.OQ SMITH & WESSON US 30 Yes YesSN.L SMITH AND NEPHEW UK 10 Yes Yes(SNWS.L) SMITH NEWS PLC Small cap & Aim 25 Yes YesSMIN.L SMITHS GROUP UK 10 Yes YesSMRT.SI SMRT CORP LTD Singapore 10 Yes YesSMX.AX SMS MANAGE&TECH Australia 10 Yes YesSKG.L SMURFIT KAPPA GROUP PLC Small Cap & Aim 25 Yes YesSRG.MI SNAM RETE GAS Italy 10 Yes YesSNA.N SNAPON INC US 10 Yes Yes(ZZZ.L) SNOOZEBOX HOLDINGS PLC Small cap & Aim 45 No YesSNOW.AS SNOWWORLD Netherlands 10 No YesCMFP.PA SOC CIMENT FRANC France 10 Yes YesSQM.N SOC QUIMICA ADR ADR 10 Yes YesBICP.PA SOCIETE BIC France 10 Yes YesSOGN.PA SOCIETE GENERALE France 10 Yes YesSIA.L SOCO INTERNATIONAL UK 10 Yes YesSODA.OQ SODASTREAM INT US 30 Yes YesEXHO.PA SODEXHO ALLIANCE France 10 Yes YesSOWG.DE SOFTWARE Germany 10 Yes Yes(SORA.L) SOFTWARE RADIO TECH PLC Small Cap & Aim 45 Yes YesSOHU.OQ SOHU COM INC US 10 Yes YesSOIT.PA SOITEC France 10 Yes YesSCTY.OQ SOLARCITY CORP US 10 No YesSWI.N SOLARWINDS INC US 10 Yes YesSWVG.DE Close Only SOLARWORLD Germany 10 No YesLOCAL.PA SOLOCAL GROUP France 10 Yes Yes(SOLG.L) SOLOMON GOLD Small Cap & Aim 45 No YesSOFF.OL Solstad Offshore ASA Norway 50 No YesSOLB.BR SOLVAY Belgium 10 Yes Yes(SOM.L) SOMERO ENTERPRISES Small cap & Aim 25 No YesYSO.LS SONAE Portugal 10 No YesSONI.LS SONAE INDUSTRIA Portugal 10 No YesSNC.LS SONAECOM Portugal 10 No YesSONG.OL Songa Offshore Norway 30 No YesSBDE.L SONGBIRD ESTATES Small Cap & Aim 25 Yes YesSONC.OQ SONIC CORP US 50 Yes YesSHL.AX SONIC HEALTHCARE LIMITED Australia 10 Yes YesSONS.OQ SONUS NETWORKS US 10 Yes YesSNE.N SONY ADR 10 Yes YesSOPH.AS SOPHEON PLC Netherlands 10 No YesSOPR.PA SOPRA GROUP France 10 Yes Yes(SORB.L) SORBIC INTERNATIONAL Small Cap & Aim 45 Yes YesSFUN.N SOUFUN HOLDINGS US 30 No YesSOL.AX SOUL PATTINSON Australia 10 No Yes(SOU.L) SOUND OIL PLC Small Cap & Aim 45 Yes Yes(SBSC.L) SOURCE BIOSCIENCE PLC Small Cap & Aim 45 Yes YesSTB.AX SOUTH BOULDER MINES Australia 30 No YesSO.N SOUTHERN CO US 10 Yes YesSCCO.K SOUTHERN COPPER US 10 No YesSXE.AX SOUTHERN CROSS ELECTRICAL ENGINEERING Australia 10 No YesSXL.AX SOUTHERN CROSS MEDIA GROUP LTD Australia 10 Yes Yes(1878.HK) SOUTHGOBI RESOURCES Hong Kong 50 No YesSWN.N SOUTHWESTERN ENERGY US 10 Yes YesSVM.AX SOVEREIGN METALS LTD Australia 50 No Yes


ETFSector

IM Factor (Margin

Requirement %)

Shorting allowed?


(SMAS.L) SOVEREIGN MINES OF AFRICA Small Cap & Aim 45 Yes YesSPN.AX SP AUSNET STAPLE Australia 10 Yes Yes(SPK.L) SPARK VENTURES Small Cap & Aim 25 Yes YesSKI.AX SPARK-IRS UNT Australia 10 Yes YesSPAR.OQ SPARTAN MOTORS US 10 Yes YesJNK.P SPDR BARC. CAP. HIGH YIELD ETF ETF 10 No YesDIA.P SPDR DJIA ETF TRUST ETF 20 No YesGLD.P SPDR GOLD TRUST ETF 10 Yes YesXLB.P SPDR MATERIALS ETF ETF 10 No YesXME.P SPDR METALS & MINING ETF 20 No YesSPY.P SPDR S&P 500 ETF TRUST ETF 10 Yes Yes(KBE.P) SPDR S&P BANK ETF ETF 10 No YesXHB.P SPDR S&P HOMEBUILDERS ETF ETF 30 No Yes(XOP.P) SPDR S&P OIL & GAS EXP ETF 30 No Yes(KRE.P) SPDR S&P REG BNK ETF 10 No Yes(XRT.P) SPDR S&P RETAIL ETF 10 No YesSTW.AX SPDR S&P/ASX 200 Australia 10 No YesXLY.P SPDR-CONS DISCR ETF 10 Yes YesXLP.P SPDR-CONS STAPLE ETF 10 No YesXLF.P SPDR-FINL SELECT ETF 10 No YesXLV.P SPDR-HEALTH CARE ETF 10 No YesSFH.AX SPECIALITY FASHN Australia 10 No YesSE.N SPECTRA ENERGY US 10 Yes YesSXS.L SPECTRIS UK 10 Yes YesSDY.L SPEEDY HIRE Small Cap & Aim 10 Yes YesSPH.AX SPHERE MINERALS Australia 10 No YesSPIS.PA SPIR COMMUNICATION France 10 Yes YesSPX.L SPIRAX UK 10 Yes YesSPT.L SPIRENT UK 10 Yes Yes(SPR.N) SPIRIT AEROSYSTEMS US 30 Yes YesSPRTC.L SPIRIT PUB CO (CLOSE ONLY) Small Cap & Aim 25 Yes NoSPLK.OQ SPLUNK INC US 10 Yes Yes(ROD.L) SPORTECH Small Cap & Aim 25 Yes YesSPD.L SPORTS DIRECT UK 10 Yes YesS.N SPRINT NEXTEL CORP US 10 Yes YesPHYS.P SPROTT PHY. GOLD ETF 10 No YesPSLV.P SPROTT PHY. SILVER ETF 30 No Yes(SQS.L) SQS SOFTWARE QUALITY SYSTEMS Small cap & Aim 35 No YesSSABa.ST SSAB Sweden 10 Yes YesSSE.L SSE PLC UK 10 Yes YesSBM.AX ST BARBARA Australia 10 No YesSIV.L ST IVES PLC Small Cap & Aim 25 Yes YesSJP.L ST JAMES UK 10 Yes YesSTJ.N ST JUDE MEDICAL US 10 Yes YesSMP.L ST MODWEN PROPERTY Small Cap & Aim 10 Yes YesSTAGn.DE STADA ARZNEI Germany 10 Yes Yes(STAF.L) STAFFLINE GROUP Small Cap & Aim 35 No YesSGC.L STAGECOACH GROUP UK 10 Yes YesGENP.PA STALLARGENES France 10 Yes YesSTMP.OQ STAMPS.COM INC US 50 Yes YesSBKJ.J STANDARD BANK GROUP South Africa 10 Yes YesSTAN.L STANDARD CHARTERED UK 5 Yes YesSL.L STANDARD LIFE UK 10 Yes YesSLS.L STANDARD LIFE UK COMMON STOCK Small Cap & Aim 25 Yes YesSWK.N STANLEY BLACK & DECKER INC US 10 Yes Yes(SGI.L) STANLEY GIBBONS GROUP PLC Small Cap & Aim 25 Yes YesSPLS.OQ STAPLES INC US 5 Yes YesSBUX.OQ STARBUCKS CORP US 5 Yes YesSTAR.SI STARHUB Singapore 10 Yes YesHOT.N STARWOOD HOTELS US 10 Yes YesSTT.N STATE STREET US 10 Yes YesSTL.OL STATOILHYDRO Norway 15 Yes YesSDF.AX STEADFAST GRP Australia 30 No YesSST.AX STEAMSHIPS TRADG Australia 10 No YesSTDM.PA STEDIM France 10 Yes YesSTLD.OQ STEEL DYNAMICS US 10 Yes Yes


ETFSector

IM Factor (Margin

Requirement %)

Shorting allowed?


STF.PA STEF TFE France 10 Yes YesSHFJ.J STEINHOFF INTERNATIONAL HOLDINGS South Africa 10 Yes Yes(STCM.L) STEPPE CEMENT LTD Small Cap & Aim 25 Yes YesSRCL.OQ STERICYCLE INC US 10 Yes YesSEY.L STERLING ENERGY Small Cap & Aim 25 Yes YesARTN.AS STERN Netherlands 10 No YesSTC.N STEWART INFORMATION SERVICES CORP US 10 Yes YesLUV.N STH WEST AIRLINES US 10 Yes YesSTHR.L STHREE Small Cap & Aim 10 Yes YesSWC.N STILLWATER MNG US 10 Yes YesSTM.MI STMICROELEC.N.V Italy 10 Yes YesSTM.PA STMICROELECTRONI France 10 Yes YesSTOB.L STOBART GROUP LTD UK 10 Yes Yes(STCK.L) STOCK SPIRITS GRP Small cap & Aim 30 No YesSGP.AX STOCKLAND Australia 5 Yes YesSTERV.HE STORA ENSO Finland 10 Yes YesSTB.OL STOREBRAND Norway 15 Yes YesSTRV.VI STRABAG Austria 10 Yes Yes(STTU.L) STRAIGHT PLC Small cap & Aim 100 No Yes(SSYS.OQ) STRARASYS US 30 No YesSBSG.DE STRATEC BIOMEDICAL Germany 50 No Yes(SEC.L) STRATEGIC EQ CAP Small cap & Aim 35 Yes Yes(SMLP.L) STRATEGIC MINERALS Small cap & Aim 50 No Yes(SNRP.L) STRATEGIC NATURAL RES Small Cap & Aim 25 Yes Yes(STIL.L) STRATEX INTERNATIONAL Small Cap & Aim 45 Yes YesSYK.N STRYKER US 10 Yes YesRGR.N STURM RUGER & CO US 30 No Yes(STVG.L) STV GROUP Small cap & Aim 25 No YesSGN.AX STW COMMS GROUP Australia 10 No YesSUBC.OL SUBSEA 7 Norway 15 Yes YesSZUG.DE SUEDZUCKER Germany 10 No YesSMHNn.DE SUESS MICROTEC AG Germany 30 Yes YesSEVI.PA SUEZ ENVIRONMENT France 10 Yes Yes(SUMM.L) SUMMIT CORPORATION Small Cap & Aim 45 Yes YesSTI.N SUN TRUST BK US 10 Yes YesSU.N SUNCOR ENERGY INC US 10 Yes YesSUN.AX SUNCORP GROUP LIMITED Australia 5 Yes YesSEA.AX SUNDANCE ENERGY AUSTRALIA LIMITED Australia 30 No YesSDL.AX SUNDANCE RSC Australia 10 Yes YesSUNE.N SUNEDISON US 10 Yes YesGOMO.OQ SUNGY MOBILE US 50 No Yes(SKRS.L) SUNKAR RESOURCES PLC Small Cap & Aim 25 Yes YesSDG.AX SUNLAND GRP Australia 10 Yes YesSPWR.O SUNPOWER CL A US 10 No Yes(2012.HK) SUNSHINE OILSANDS Hong Kong 50 No YesSUL.AX SUPER CHEAP AUTO Australia 10 No Yes(SPGH.L) SUPERGLASS HOLDINGS PLC Small Cap & Aim 25 Yes YesSGP.L SUPERGROUP PLC UK 10 Yes YesSVU.N SUPERVALU INC US 10 Yes Yes(SNGSyq.L) SURGUTNEFTEGAS ADR Small Cap & Aim 10 Yes YesSCAb.ST SVENSKA CELL Sweden 10 Yes YesSHBa.ST SVENSKA HANDELSBANKEN Sweden 10 Yes YesSVI.L SVG CAPITAL ORD UK 10 Yes YesUHR.VX SWATCH GRP I Switzerland 10 Yes YesSWEDa.ST SWEDBANK Sweden 10 No YesSWMA.ST SWEDISH MATCH Sweden 10 Yes Yes(CSWG.L) SWEETT GROUP PLC Small cap & Aim 45 No YesSWK.AX SWICK MINING SERVICES Australia 10 No Yes0019.HK SWIRE PACIFIC A Hong Kong 10 Yes Yes1972.HK SWIRE PROPERTIES CLOSE ONLY Hong Kong 10 No NoSLHN.VX SWISS LIFE Switzerland 10 Yes YesSRENH.VX SWISS RE AG Switzerland 10 Yes YesSCMN.VX SWISSCOM Switzerland 10 Yes YesSLOG.S SWISSLOG Switzerland 10 No YesSWOR.PA SWORD GROUP France 10 Yes YesSYDB.CO SYDBANK Denmark 10 No Yes


ETFSector

IM Factor (Margin

Requirement %)

Shorting allowed?


SYD.AX SYDNEY AIRPORT Australia 5 Yes YesSLPL.L SYLVANIA PLATINUM Small Cap & Aim 45 Yes YesSYMC.OQ SYMANTEC CORP US 5 Yes Yes(SYMU.L) SYMPHONY ENVIRO TECH Small Cap & Aim 45 Yes YesSY1G.DE SYMRISE AG Germany 10 Yes YesSYNC.OQ SYNACOR US 50 No YesSYNA.OQ SYNAPTICS US 30 No YesSDGI.PA SYNERGIE France 10 Yes YesSYNI.BU SYNERGON Hungary 25 No YesSYR.L SYNERGY HEALTHCARE UK 25 Yes Yes(SNTY.L) SYNETY GROUP Small Cap & Aim 45 Yes YesSYNN.VX SYNGENTA Switzerland 10 Yes YesSNPS.OQ SYNOPSYS INC US 10 Yes YesSNV.N SYNOVUS FINAN US 10 Yes YesSNTA.OQ SYNTA PHARMACEUTICALS CORP US 50 No YesSYNT.OQ SYNTEL INC US 10 Yes YesSYNTS.L SYNTHOMER UK 10 Yes YesSNS.WA SYNTHOS SA Poland 25 No Yes(SYQS.L) SYQIC PLC Small cap & Aim 45 No YesSYY.N SYSCO CORP US 10 Yes Yes(CTO.L) T CLARKE PLC COMMON STOCK Small Cap & Aim 35 Yes YesTROW.OQ T ROWE PRICE GP US 5 Yes YesTAH.AX TABCORP HOLDINGS LIMITED Australia 10 Yes Yes(DATA.P) TABLEAU SOFTWARE INC US 30 Yes Yes(TEGG.DE) TAG IMMOBILIEN Germany 10 Yes YesTSM.N TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD US 10 Yes YesTTWO.OQ TAKE-TWO INTERACTIVE US 30 Yes YesTLM.N TALISMAN ENERGY INC US 10 No YesTALK.L TALKTALK TELECOM GROUP UK 10 Yes YesTALV.L TALVIVAARA MININ UK 10 No YesTEIFE.L TAMAR EUROPEAN INDUSTRIAL FUND Small Cap & Aim 25 Yes YesTAN.L TANFIELD GROUP Small Cap & Aim 25 Yes YesSKT.N TANGER FACTORY US 10 Yes Yes(TPET.L) TANGIERS Small cap & Aim 25 No YesTAP.AX TAP OIL Australia 10 No YesNGLS.N TARGA RESOURCES PARTNERS LP US 10 Yes YesTGT.N TARGET US 10 Yes YesTASR.OQ TASER INTL US 10 Yes YesTGR.AX TASSAL GROUP Australia 10 Yes YesTTM.N TATA MOTORS ADR 10 Yes YesTATE.L TATE & LYLE UK 10 Yes Yes(TATNxq.L) TATNEFT ADR Small Cap & Aim 10 No YesTTS.AX TATTERSALLS LIMITED Australia 10 Yes Yes(TAW.AX) TAWANA RESOURCES Australia 100 No YesTW.L TAYLOR WIMPEY UK 10 Yes Yes(TCSq.L) TCS GROUP HLDGS GDR 30 Yes YesTEL.N TE CONNECTIVITY US 10 Yes YesTCH.PA TECHNICOLOR France 10 No YesTECF.PA TECHNIP France 10 Yes YesTNE.AX TECHNOLOGY ONE Australia 10 No YesTCK.N TECK COMINCO US 20 Yes YesTRE.MC TECNICAS REUNIDAS Spain 10 No YesTE.N TECO ENERGY US 10 Yes YesTED.L TED BAKER UK 10 Yes YesTEL2b.ST TELE2 Sweden 10 No YesTCY.L TELECITY UK 10 Yes YesTEO.N TELECOM ARGENTINA ADR 10 Yes YesTEL.AX TELECOM CORP OF NEW ZEALAND LTD Australia 10 Yes YesTLIT.MI TELECOM ITALIA Italy 10 Yes YesTEP.L TELECOM PLUS COMMON STOCK UK 35 Yes YesTEF.MC TELEFONICA Spain 10 Yes YesTLGNc.AS TELEGRAAF Netherlands 10 No YesTELA.VI TELEKOM AUST Austria 10 Yes YesTNET.BR TELENET GROUP HLDG Belgium 10 Yes YesTEL.OL TELENOR Norway 15 Yes YesROCH.PA TELEPERFORMANCE France 10 No Yes


ETFSector

IM Factor (Margin

Requirement %)

Shorting allowed?


(TELF.L) TELFORD HOMES PLC Small Cap & Aim 25 Yes YesTLS1V.HE TELIASONERA Finland 10 Yes YesTLSN.ST TELIASONERA Sweden 10 Yes YesTELT.L TELIT COMMUNICATIONS Small cap & Aim 25 No YesTKGJ.J TELKOM SA South Africa 10 Yes YesTLS.AX TELSTRA CORPORATION LIMITED. Australia 5 Yes Yes(TEMN.S) TEMENOS GROUP AG Switzerland 30 Yes YesTMPL.L TEMPLE BAR INV TRUST UK 10 Yes YesTEM.L TEMPLETON EMERGING UK 10 Yes YesTGG.AX TEMPLETON GBL Australia 10 No YesNTCN.AS TEN CATE Netherlands 10 No YesTEN.AX TEN NETWORK HLD Australia 10 Yes YesTENR.MI TENARIS Italy 10 Yes YesTS.N TENARIS SA ADR ADR 10 Yes Yes0700.HK TENCENT HOLDINGS LTD Hong Kong 10 Yes YesTHC.N TENET HEALTHCARE US 10 Yes YesTDC.N TERADATA US 10 Yes YesTER.N TERADYNE INC US 10 Yes YesTGZ.AX TERANGA GOLD Australia 10 Yes YesTEX.N TEREX CORP US 10 Yes YesTRN.MI TERNA Italy 10 Yes Yes(TCA.L) TERRA CAPITAL Small Cap & Aim 50 Yes Yes(TEHI.L) TERRACE HILL GROUP Small Cap & Aim 25 No YesTZN.AX TERRAMIN AUST Australia 10 No YesTSCO.L TESCO UK 5 Yes YesTSLA.OQ TESLA MOTORS INC US 30 No YesTSO.N TESORO US 10 Yes YesTESI.PA TESSI France 10 No YesTPL.L TETHYS PETROLEUM LTD Small Cap & Aim 45 No YesTFG.AS TETRAGON FINANCIAL Netherlands 10 No YesTEVA.K TEVA PHARMACEUTICAL INDS LTD US 5 Yes YesTXN.O TEXAS INSTRU US 10 Yes YesTGH.N Textainer Group US 10 Yes YesTXT.N TEXTRON CLOSE ONLY US 10 Yes No(TXTR.OQ) TEXTURA CORP US 15 Yes YesTFFP.PA TF1 France 10 Yes YesTFF.PA TFF GROUP France 10 No YesTFC.AX TFS CORPORATION Australia 10 No YesTGS.OL TGS NOPEC GEO Norway 15 Yes YesTBEV.SI THAI BEVERAGE PCL Singapore 10 No Yes(THAL.L) THALASSA HLDG Small cap & Aim 35 Yes YesTCFP.PA THALES France 10 Yes YesBKE.N The Buckle Inc US 10 Yes YesHAIN.OQ THE HAIN CELESTIAL GROUP US 30 Yes YesJNY.N THE JONES GROUP US 10 Yes YesPGR.N THE PROGRESSIVE US 10 Yes Yes(RGD.L) THE REAL GOOD FOOD COMPANY PLC Small Cap & Aim 45 Yes YesTRS.AX THE REJECT SHOP Australia 10 Yes YesTRV.N THE TRAVELERS CO US 5 Yes YesTEO.PA THEOLIA (NO SHORTING) France 10 No YesTHHG.PA THERMADOR GROUPE France 10 Yes YesTMO.N THERMO FISHER SC US 10 Yes Yes(TPOG.L) THIRD POINT OFFSHORE Small cap & Aim 65 No YesTCG.L THOMAS COOK GRP Small Cap & Aim 10 Yes YesTC.N Thompson Creek Mt. US 50 No YesTHOR.OQ THORATEC CORP US 10 Yes YesTHT.L THORNTONS Small Cap & Aim 25 No YesTHRG.L THROGMORTON TR COMMON STOCK Small Cap & Aim 25 Yes YesTKAG.DE THYSSEN KRUPP Germany 10 Yes YesTIBX.OQ TIBCO SOFTWARE INC US 30 Yes YesTIEH.AS TIE Netherlands 10 No YesTIE1V.HE TIETOENATOR Finland 10 Yes YesTIF.N TIFFANY & CO US 10 Yes YesTWX.N TIME WARNER US 10 Yes YesTWC.N TIME WARNER CABLE US 20 No YesTKR.N TIMKEN CO US 30 Yes Yes


ETFSector

IM Factor (Margin

Requirement %)

Shorting allowed?


0322.HK TINGYI (CAYMAN ISLANDS) HOLDING CORP Hong Kong 10 Yes YesTIS.MI TISCALI Italy 10 No Yes(TRX.L) TISSUE REGENIX GROUP Small Cap & Aim 25 Yes YesTVKD.BU TISZAI CHEMICAL Hungary 25 No YesTWI.N TITAN INTERNATIONAL US 30 Yes YesTITN.OQ TITAN MACHINERY US 50 No YesTJX.N TJX CO INC US 10 Yes YesTWKNc.AS TKH GROUP Netherlands 10 No Yes(TRMKq.L) TMK OAO GDR 10 No YesTMUS.N T-MOBILE US US 10 Yes YesTNTE.AS TNT EXPRESS Netherlands 10 Yes YesXXXX.AX TNT MINES CLOSE ONLY Australia 10 Yes NoTOD.MI TODS SPA Italy 10 Yes YesTOL.N TOLL BROTHERS INC US 10 Yes YesTOL.AX TOLL HLD Australia 10 Yes YesTOME.L TOMCO ENERGY Small Cap & Aim 45 Yes YesTOM.OL TOMRA SYSTEMS Norway 15 Yes YesTOM2.AS TOMTOM N.V Netherlands 10 No Yes(TLDH.L) TOP LEVEL DOMAIN Small cap & Aim 45 No YesTOP.CO TOPDANMARK Denmark 10 Yes YesTPT.L TOPPS TILES Small Cap & Aim 10 Yes YesTMK.N TORCHMARK CORP US 10 Yes YesTRK.L TOROTRAK PLC Small Cap & Aim 45 Yes YesTOTF.PA TOTAL France 10 Yes YesTSS.N TOTAL SYS SVCS US 10 Yes Yes(TGLD.L) TOUCHSTONE GOLD LTD Small Cap & Aim 35 No Yes(TMZ.L) TOUMAZ LTD Small Cap & Aim 25 Yes YesTGEL.PA TOUPARGEL France 10 Yes YesTWR.AX TOWER Australia 10 No Yes(TOWR.L) TOWER RESOURCES PLC Small Cap & Aim 25 Yes Yes(TCSC.L) TOWN CENTRE COMMON STOCK Small Cap & Aim 25 Yes YesTM.N TOYOTA ADR 10 Yes YesTPM.AX TPG TELECOM LTD Australia 10 No YesTRY.L TR PROPERTY INVESTMENT TST UK 10 Yes Yes(TRCS.L) TRACSIS PLC UK 35 No YesTSCO.OQ TRACTOR SUPPLY COMPANY US 10 Yes YesTAT.P TRANS ATLANTIC PETROLEUM LTD. US 50 No YesTSE.AX TRANSFIELD SERV Australia 10 Yes YesTRNG.PA TRANSGENE France 10 Yes YesRIG.N TRANSOCEAN US 10 Yes YesRIGN.VX TRANSOCEAN LTD Switzerland 10 Yes YesTPI.AX TRANSPAC INDU GRP Australia 10 No Yes(TSG.L) TRANS-SIBERIAN GOLD Small Cap & Aim 35 Yes YesTCL.AX TRANSURBAN GROUP Australia 10 Yes Yes(TRAPO.L) TRAP OIL GROUP PLC Small Cap & Aim 25 No Yes(TVZ.L) TRAVELZEST PLC Small Cap & Aim 25 Yes YesTZOO.OQ TRAVELZOO INC US 50 Yes YesTPK.L TRAVIS PERKINS UK 10 Yes YesTRG.AX TREASURY GROUP Australia 10 No YesTWE.AX TREASURY WINE ESTATES Australia 10 Yes Yes(TRVT.L) TREVERIA PLC Small Cap & Aim 25 Yes YesTRBG.L TRIBAL GRP COMMON STOCK Small Cap & Aim 45 Yes YesTRFT.L TRIFAST PLC Small Cap & Aim 25 No YesTRIA.PA TRIGANO France 10 No YesTRMB.OQ TRIMBLE NAV US 10 Yes YesTSL.N TRINA SOLAR LTD (NO SHORTING) US 10 No Yes(TRC.L) TRINITY CAPITAL PLC Small Cap & Aim 25 Yes YesTRIN.L TRINITY EXPLORATION Small Cap & Aim 45 No YesTCQ.AX TRINITY GRP Australia 10 No YesTRN.N TRINITY IND US 10 Yes YesTNI.L TRINITY MIRROR Small Cap & Aim 10 Yes YesTRIP.OQ TRIPADVISOR INC US 10 Yes Yes(TPJ.L) TRIPLE PLATE JUNCTION Small Cap & Aim 45 Yes YesTQNT.OQ TRIQUINT SEMICONDUCTOR INC US 30 Yes Yes(TSTRE.L) TRI-STAR RESOURCES Small Cap & Aim 45 Yes Yes(BBOXT.L) TRITAX BIG BOX Small cap & Aim 30 No Yes


ETFSector

IM Factor (Margin

Requirement %)

Shorting allowed?


TRY.AX TROY RSC Australia 10 No YesTRW.N TRW AUTOMOTIVE US 30 Yes YesTRYG.CO TRYG A/S Denmark 10 Yes Yes0168.HK TSINGTAO BREWERY Hong Kong 10 Yes YesTTG.L TT ELECTRONICS PLC Small Cap & Aim 25 Yes YesTUIGn.DE TUI N Germany 10 Yes YesTT.L TUI TRAVEL UK 10 Yes YesTLPR.L TULLET PREBON UK 10 Yes YesTLW.L TULLOW OIL UK 10 Yes Yes(TUNG.L) TUNGSTEN UK 30 No YesTUP.N TUPPERWARE BRANDS CORPORATION US 10 Yes YesTKC.N TURKCELL ILETI US 10 Yes YesTVN.WA TVN Poland 25 No YesFOXA.OQ TWENTY-FIRST CENTURY FOX US 10 No YesFOX.OQ TWENTY-FIRST CENTURY FOX B US 10 No YesTWTR.N TWITTER US 15 Yes YesTWO.N TWO HARBORS INV US 10 No YesTYC.N TYCO INTL LTD US 10 Yes Yes(TYMN.L) TYMAN Small Cap & Aim 25 Yes Yes(TYR.L) TYRATECH INC Small Cap & Aim 50 Yes YesTSN.N TYSON FOODS US 10 Yes YesL3C.PA U10 GROUP France 10 Yes YesUBI.MI UBI BANCA Italy 10 Yes YesUBNT.OQ UBIQUITI NETWORKS US 30 No YesUBIP.PA UBISOFT France 10 Yes YesUBSN.VX UBS Switzerland 10 Yes YesUBS.N UBS AG US 10 Yes YesUCB.BR UCB Belgium 10 Yes YesUDR.N UDR INC US 30 Yes YesUGI.N UGI CORP US 10 Yes YesUKCM.L UK COMM PROP TRUST UK 10 Yes Yes(UKM.L) UK MAIL GR PLC Small cap & Aim 25 No Yes(UKOGa.L) UK OIL & GAS A Small cap & Aim 100 Yes YesULTA.OQ ULTA SALON COSME US 10 No YesDDM.P ULTRA DOW30 PROSHARES ETF 10 No YesULE.L ULTRA ELECTRONICS UK 10 Yes YesUPRO.P ULTRAPRO S&P 500 PROSHARES ETF 10 No YesSPXU.P ULTRAPRO SHORT S&P 500 PROSHARES ETF 10 No YesDXD.P ULTRASHORT DOW30 PROSHARES ETF 10 No YesUMI.BR UMICORE Belgium 10 Yes YesUA.N UNDER ARMOUR US 10 Yes YesUNBP.AS UNIBAIL RODAMCO Netherlands 10 Yes YesCRDI.MI UNICREDITO Italy 10 Yes YesULVR.L UNILEVER UK 5 Yes YesUNc.AS UNILEVER CERT Netherlands 10 Yes YesUN.N UNILEVER NV US 10 Yes YesUNIS.OQ UNILIFE CORP US 50 Yes YesUNS.AX UNILIFE CORPORATION Australia 30 No YesUFFP.PA UNION FIN. FRANCE France 10 No YesUNP.N UNION PACIFIC US 10 Yes YesUNPI.MI UNIPOL Italy 10 Yes YesUS.MI UNIPOLSAI Italy 10 Yes YesUNIQ.VI UNIQA VERS Austria 10 Yes YesUIS.N UNISYS CORP US 10 Yes YesUNI4.AS UNIT 4 NV Netherlands 10 No YesUTG.L UNITE GROUP Small Cap & Aim 10 Yes Yes(UCP.L) UNITECH CORPORATE PARKS PLC Small Cap & Aim 25 Yes YesUBM.L UNITED BUSINESS MEDIA UK 10 Yes YesUAL.N UNITED CONTINENTAL US 10 Yes Yes(UDG.L) UNITED DRUG PLC Small Cap & Aim 10 Yes YesUGL.AX UNITED GROUP Australia 10 Yes YesUNH.N UNITED HEALTH GROUP US 10 Yes YesUTDI.DE UNITED INTERNET Germany 10 Yes YesUOS.AX UNITED OVERSEAS AUSTRALIA LTD Australia 10 No YesUOBH.SI UNITED OVERSEAS BANK Singapore 10 Yes YesUPS.N UNITED PARCEL US 10 Yes Yes


ETFSector

IM Factor (Margin

Requirement %)

Shorting allowed?


URI.N UNITED RENTALS INC US 30 Yes YesUNG.P UNITED STATES NATURAL GAS FUND ETF 20 No Yes(USO.P) UNITED STATES OIL FUND US 50 No YesUTX.N UNITED TECH US 5 No YesUTHR.OQ UNITED THERAPEUTICS CORP US 10 Yes YesUU.L UNITED UTILITIES UK 10 Yes YesUML.AX UNITY MIN Australia 10 No Yes(UAM.N) UNIVERSAL AMERICAN US 50 Yes YesUHS.N UNIVERSAL HLTH US 10 Yes YesUNM.N UNUM GROUP US 10 Yes YesUPM1V.HE UPM-KYMMENE Finland 10 Yes YesUNR1V.HE UPONOR Finland 10 Yes Yes(UEN.L) URALS ENERGY PUBLIC COMPANY LTD Small Cap & Aim 45 Yes YesURZ.P URANERZ ENERGY CORP US 50 No YesURBN.OQ URBAN OUTFITTERS INC US 5 Yes YesUBS.MC URBAS GUADAHERMO Spain 50 No YesURS.N URS CORP US 10 Yes YesUSB.N US BANCORP US 10 Yes YesECOL.OQ US ECOLOGY INC US 50 No YesUGA.P US GASOLINE FUND LP ETF 50 No YesX.N US STEEL CORP US 10 Yes YesUSNA.N USANA HEALTH SCI US 30 No YesUSU.N USEC INC US 50 Yes YesUSG.N USG CORP US 30 Yes YesUSGP.AS USG PEOPLE NV Netherlands 10 No YesUEM.L UTILICO EMERGING MARKETS UK 10 Yes Yes(UTW.L) UTILITYWISE PLC Small cap & Aim 25 No YesUTSI.OQ UTSTARCOM INC US 20 No Yes(UTV.L) UTV MEDIA COMMON STOCK Small Cap & Aim 25 Yes YesUXC.AX UXC LTD Australia 10 No YesVALE.N VALE SA ADR 20 Yes YesVRX.N VALEANT PHARMA INTERNATIONAL US 10 Yes YesVLOF.PA VALEO France 10 Yes YesVLO.N VALERO ENERGY US 10 Yes Yes(VLP.N) VALERO ENERGY PARTNERS US 30 No YesVR.N VALIDUS HOLDINGS US 10 Yes YesVLLP.PA VALLOUREC France 10 Yes YesVLS.PA VALNEVA CLOSE ONLY France 10 Yes NoVAL.N VALSPAR CORP US 10 Yes Yes(VIN.L) VALUE & INCOME TRUST Small cap & Aim 35 No YesVLAN.AS VAN LANSCHOT Netherlands 10 No YesBSV.P VANGARD ST BOND ETF ETF 30 No YesBLV.P VANGRD. LT BOND ETF ETF 50 No YesBIV.P VANGUARD BOND ETF ETF 20 No YesVUG.P VANGUARD GRW ETF ETF 10 No YesVWO.P VANGUARD MSCI EM ETF 10 Yes YesVGK.P VANGUARD MSCI EU ETF 10 No YesVNQ.P VANGUARD REIT ET ETF 10 No YesVTI.P VANGUARD TOTAL STKMKT ETF ETF 10 No YesVAR.N VARIAN MEDICAL US 10 Yes YesVASN.AS VASTNED Netherlands 10 Yes YesVGMS.L VATUKOULA GOLD MINES PLC Small Cap & Aim 45 Yes YesVMG.AX VDM GROUP Australia 10 No YesVEC.L VECTURA GROUP Small Cap & Aim 25 Yes YesVED.L VEDANTA RESOURCES UK 10 Yes Yes(VEEV.N) VEEVA SYSTEMS US 10 Yes YesVEI.OL Veidekke ASA Norway 25 No YesTVIX.P VELOCITY DAILY 2X VIX ETF 30 No Yes(XIV.P) VELOCITY DAILY INVERSE VIX ETF 50 No YesVLSV.L VELOCYS PLC Small Cap & Aim 25 Yes YesVTR.N VENTAS INC US 10 Yes YesVIE.PA VEOLIA ENVIRON France 10 Yes YesVERB.VI VERBUND Austria 10 Yes YesPAY.N VERIFONE SYSTEMS US 30 Yes YesVRSN.OQ VERISIGN INC US 5 Yes YesVRSK.OQ VERISK ANALYTIC US 10 No Yes


ETFSector

IM Factor (Margin

Requirement %)

Shorting allowed?


VZ.N VERIZON COMMUNICATIONS US 5 Yes Yes(VER.L) VERNALIS PLC Small cap & Aim 25 No Yes(VRP.L) VERONA PHARMA PLC Small Cap & Aim 45 Yes Yes(VRS.L) VERSARIEN Small cap & Aim 45 No YesVRTX.OQ VERTEX PHARM US 10 Yes YesVTSG.MC VERTICE TRESCIEN Spain 50 No YesVTU.L VERTU MOTORS Small cap & Aim 25 No YesVWS.CO VESTAS WIND Denmark 10 Yes YesVSVS.L VESUVIUS UK 10 Yes YesVFC.N VF CORP US 10 Yes YesVIAb.O VIACOM CL B US 10 Yes YesVIA.O VIACOM INC US 10 No Yes(VIY.L) VIALOGY PLC Small Cap & Aim 25 Yes Yes(VNET.L) VIANET GROUP Small Cap & Aim 25 Yes YesVCTP.PA VICAT France 10 Yes YesVOG.L VICTORIA OIL & GAS Small Cap & Aim 25 Yes Yes(VCP.L) VICTORIA PLC Small Cap & Aim 65 Yes YesVCTX.L VICTREX UK 10 Yes YesVEIL.PA VIEL ET CIE France 10 Yes YesVIGR.VI VIENNA INSURANCE Austria 10 No YesVLW.AX VILLA WORLD FPO Australia 10 No YesVRL.AX VILLAGE ROADSHOW Australia 10 No YesVILM.PA VILMORIN ET CIE France 10 Yes Yes(VIP.OQ) VIMPELCOM LTD US 10 Yes Yes(VNLq.L) VINALAND LIMITED Small Cap & Aim 25 Yes YesSGEF.PA VINCI France 10 Yes Yes(VIPE.L) VIPERA PLC Small cap & Aim 45 No YesVIPS.N VIPSHOP HOLDINGS ADR US 30 Yes YesVIRB.PA VIRBAC France 10 Yes YesVAH.AX VIRGIN AUSTRALIA Australia 10 Yes YesVHC.P VIRNETX HLDG US 30 Yes YesVRT.AX VIRTUS HEALTH LTD Australia 30 No YesV.N VISA INC US 10 Yes YesVIS.MC VISCOFAN Spain 30 Yes YesVISN.OQ VISIONCHINA MEDIA US 50 Yes Yes(VLK.L) VISLINK Small cap & Aim 30 Yes Yes(VTC.L) VITEC GROUP PLC Small cap & Aim 25 No YesVIV.PA VIVENDI France 10 Yes YesVIZ.OL Vizrt Ltd Norway 30 No YesVMMP.PA VM MATERIAUX France 10 Yes YesVMW.N VM WARE INC US 20 No Yes(VMT.L) VMOTO LTD Small cap & Aim 45 No YesVOD.L VODAFONE UK 5 Yes YesVOD.OQ VODAFONE GROUP PLC US 5 Yes YesVOES.VI VOESTALPPINE Austria 10 Yes YesVLX.L VOLEX GROUP Small Cap & Aim 35 Yes YesVGAS.L VOLGA GAS Small Cap & Aim 25 No YesVOWG.DE VOLKSWAGEN AG Germany 10 Yes YesVOWG_p.DE VOLKSWAGEN AG CLOSE ONLY Germany 10 Yes NoVOLVb.ST VOLVO B Sweden 10 Yes YesVOPA.AS VOPAK Netherlands 10 Yes YesVNO.N VORNADO REALTY US 10 Yes YesVJET.N VOXELJET AG ADR US 50 No YesVP.L VP PLC Small cap & Aim 35 No YesVRKP.PA VRANK POMM MONO France 10 No Yes(VTBRq.L) VTB BANK Small Cap & Aim 10 Yes YesVMC.N VULCAN MATRLS US 10 No YesGWW.N W W GRAINGER INC US 10 Yes YesWNC.N WABASH NATIONAL US 50 Yes YesWBC.N WABCO HOLDINGS US 30 No YesWCHG.DE WACKER CHEMIE Germany 10 Yes YesWAG.N WALGREEN CO US 10 Yes Yes(WGB.L) WALKER GREENBANK Small Cap & Aim 25 Yes YesWMT.N WAL-MART STORES US 5 Yes YesWLT.N WALTER ENERGY INC US 15 Yes Yes(WAND.L) WANDISCO PLC Small cap & Aim 25 No Yes


ETFSector

IM Factor (Margin

Requirement %)

Shorting allowed?


0151.HK WANT WANT CHINA HOLDINGS Hong Kong 10 Yes YesWCB.AX WAR CHEESE Australia 10 No YesWRT1V.HE WARTSILA B Finland 10 No Yes(WAS.AX) WASABI ENERGY Australia 30 No Yes(WASE.L) WASABI ENERGY LTD Small Cap & Aim 45 Yes YesWM.N WASTE MANAGEMNT US 10 Yes YesWRG.AX WATER RESOURCES GROUP LTD Australia 30 No YesWAT.N WATERS CORP US 10 Yes YesWTP.AX WATPAC Australia 10 No YesWCP.AX WCP RESOURCES LTD Australia 50 No YesWDFC.OQ WD-40 CO US 30 Yes YesWDS.AX WDS LTD Australia 10 No YesWFT.N WEATHERFORD INTL US 10 Yes Yes(WETI.L) WEATHERLY INTERNATIONAL Small Cap & Aim 45 Yes YesWEB.AX WEBJET LTD Australia 10 Yes YesWTW.N WEIGHT WATCHER US 30 Yes YesWRI.N WEINGARTEN RLTY US 10 Yes YesWEIR.L WEIR GROUP UK 10 Yes YesWLP.N WELLPOINT INC US 10 Yes YesWFC.N WELLS FARGO US 10 Yes YesMWDP.PA WENDEL France 10 Yes YesWEN.OQ WENDYS INTL US 10 No Yes(WRLW.L) WENTWORTH RESOURCES Small cap & Aim 25 No YesWRLT.OL WENTWORTH RESOURCES Norway 35 Yes YesWEHA.AS WERELDHAVE Netherlands 10 Yes YesWES.AX WESFARMERS LIMITED Australia 5 Yes YesBSWSc.AS WESSANEN KON Netherlands 10 Yes Yes(WSXE.L) WESSEX EXPLORATION Small Cap & Aim 45 No Yes(WAFM.L) WEST AFRICAN MINERALS CORP Small Cap & Aim 25 Yes YesWSA.AX WESTERN AREAS Australia 10 No YesWDC.OQ WESTERN DIGITAL US 10 Yes YesWNR.N WESTERN REFINING US 10 Yes YesWU.N WESTERN UNION US 10 Yes YesWDC.AX WESTFIELD GROUP Australia 5 Yes YesWRT.AX WESTFIELD RETAIL TRUST Australia 10 No YesWLK.N WESTLAKE CHEM US 10 Yes Yes(WSG.L) WESTMINSTER GRP Small cap & Aim 25 No YesWBC.AX WESTPAC BANKING CORPORATION Australia 5 Yes YesWPRT.OQ WESTPORT INOV INC US 30 No YesJDW.L WETHERSPOON UK 10 Yes YesWY.N WEYERHAEUSER US 10 Yes YesSMWH.L WH SMITH UK 10 Yes Yes0004.HK WHARF HOLDINGS LTD Hong Kong 10 Yes YesWHR.N WHIRL POOL CORP US 10 Yes YesWTB.L WHITBREAD UK 10 Yes YesWHC.AX WHITE HAVEN COAL Australia 10 No YesWHF.AX WHITEFIELD Australia 10 No YesWHN.AX WHL ENERGY LTD Australia 30 Yes YesWFM.O WHOLE FOODS MKT INC US 10 Yes YesWBB.AX WIDE BAY AUSTRALIA LTD Australia 10 No YesWBSV.VI WIENERBERGER Austria 10 Yes YesWWASA.OL Wilhelm Wilhelmsen ASA Norway 25 No YesWDH.CO WILLIAM DEMANT Denmark 10 Yes YesWMH.L WILLIAM HILL UK 10 Yes YesMRW.L WILLIAM MORRISON UK 10 Yes YesWMB.N WILLIAMS COS US 10 Yes YesWSM.N WILLIAMS-SONOMA INC US 30 Yes YesWLIL.SI WILMAR INTERNATIONAL Singapore 10 Yes YesWIL.L WILMINGTON GROUP Small Cap & Aim 25 Yes YesWIBC.OQ WILSHIRE BANCORP US 50 No YesWIG.AX WILSON HTM INVSTMENT Australia 10 No YesWIN.L WINCANTON Small Cap & Aim 10 Yes YesWING.DE WINCOR NIXDORF Germany 10 Yes YesWIN.OQ WINDSTREAM CORP US 10 Yes YesWGO.N WINNEBAGO INDUSTRIES US 50 Yes YesWIT.N WIPRO ADR 20 Yes Yes


ETFSector

IM Factor (Margin

Requirement %)

Shorting allowed?


WDIG.DE WIRE CARD Germany 10 Yes YesWEC.N WISCONSIN ENERGY CORP US 10 Yes YesDEM.P WISDOMTREE EMG M ETF 10 No Yes(DXJ.P) WISDOMTREE JAPAN ETF 10 Yes YesWTAN.L WITAN INVESTMENT COMPANY UK 10 Yes YesWIX.OQ WIX.COM US 50 No Yes(WLFE.L) WOLF MINERALS Small Cap & Aim 45 No Yes(WLF.L) WOLFSON MICRO COMMON STOCK Small Cap & Aim 25 Yes YesWOS.L WOLSELEY UK 10 Yes YesWLSNc.AS WOLTERS KLUWER Netherlands 10 Yes YesWPL.AX WOODSIDE PETROLEUM LIMITED Australia 5 Yes YesWHLJ.J WOOLWORTHS HOLDINGS South Africa 10 Yes YesWOW.AX WOOLWORTHS LIMITED Australia 5 Yes YesWDAY.N WORKDAY INC US 30 No YesWKP.L WORKSPACE GROUP Small Cap & Aim 10 Yes YesINT.N WORLD FUEL SERVICES US 10 Yes YesWWE.N WORLD WRESTLING ENT. US 50 No YesWWH.L WORLDWIDE HEALTHCARE TRUST Small Cap & Aim 25 Yes YesWOR.AX WORLEY PARSONS Australia 10 Yes YesWTF.AX WOTIF.COM HLDG Australia 10 Yes YesWPP.L WPP UK 10 Yes YesWPX.N WPX ENERGY INC US 10 Yes YesWRB.N WR BERKLEY CORP US 10 No YesGRA.N WR GRACE & CO US 10 Yes YesATKW.L WS ATKINS UK 10 Yes YesWYN.N WYNDHAM WORLD US 10 Yes YesWYNN.OQ WYNN RESORTS LTD US 10 No Yes(WYWYN.L) WYNNSTAY GRP Small cap & Aim 35 No Yes(PJPq.L) X5 RETAIL GDR Small Cap & Aim 10 No YesXAR.L XAAR PLC Small Cap & Aim 25 No YesXEL.N XCEL ENERGY US 10 Yes YesXCH.L XCHANGING Small Cap & Aim 10 Yes YesXELL.L XCITE ENERGY LTD Small Cap & Aim 25 Yes YesXEI.AS XEIKON Netherlands 10 No YesXRX.N XEROX CORP US 10 Yes YesXLNX.OQ XILINX INC US 5 Yes Yes1899.HK XINGDA INT HLDGS Hong Kong 50 Yes YesXL.N XL GROUP US 10 Yes YesXPP.L XP POWER COMMON STOCK Small Cap & Aim 65 No Yes(XTR.L) XTRACT ENERGY PLC Small Cap & Aim 45 Yes YesXYL.N XYLEM INC US 10 Yes YesYHOO.OQ YAHOO INC US 5 Yes YesAUY.N YAMANA GOLD US 20 Yes YesYNDX.OQ YANDEX US 20 Yes YesYAZG.SI YANGZIJIANG SHIP Singapore 10 No YesYNLG.SI YANLORD GROUP Singapore 10 No Yes1171.HK YANZHOU COAL MINING Hong Kong 10 Yes YesYAR.OL YARA INTERNAT Norway 15 Yes YesYATRA.AS YATRA.AS Netherlands 10 No YesYBR.AX YELLOW BRICK ROAD Australia 30 No YesYELP.N YELP INC US 30 No YesYGE.N YINGLI GREEN ADR 10 Yes YesYTY1V.HE YIT Finland 10 Yes YesYOKU.N YOKU.COM ADR 20 Yes YesYOOX.MI YOOX Italy 10 Yes Yes(YOU.L) YOUGOV PLC Small Cap & Aim 25 Yes YesYRCW.OQ YRC WORLDWIDE US 10 No Yes0551.HK YUE YUEN INDUSTRIAL Hong Kong 10 Yes YesYUM.N YUM! BRANDS INC US 10 Yes YesYY.OQ YY INC US 30 No YesZLCS.OQ ZALICUS INC US 50 No Yes(ZIOC.L) ZANAGA IRON ORE CO LTD Small Cap & Aim 25 Yes Yes(ZCCM.PA) ZCCM INV. HOLDINGS France 50 No YesZIGGO.AS ZIGGO Netherlands 30 No Yes2899.HK ZIJIN MINING GROUP CO LTD-H Hong Kong 30 Yes YesZ.OQ ZILLOW INC US 30 Yes Yes


ETFSector

IM Factor (Margin

Requirement %)

Shorting allowed?


ZMH.N ZIMMER HLDGS US 10 Yes Yes(ZOX.L) ZINCOX RESOURCES PLC Small Cap & Aim 25 Yes YesZION.OQ ZIONS BANCORP US 10 No YesZODC.PA ZODIAC France 10 Yes YesZTS.N ZOESTIC INC US 10 Yes Yes(ZOLq.L) ZOLTAV RESOURCES Small Cap & Aim 45 Yes YesZOLT.OQ ZOLTEK US 50 Yes YesZONOP.LS ZON OPTIMUS Portugal 10 Yes Yes1157.HK ZOOMLION HEAVY INDUSTRY Hong Kong 10 Yes Yes0763.HK ZTE CORP-H Hong Kong 30 No YesZUMV.VI ZUMTOBEL Austria 10 No YesZURN.VX ZURICH FIN Switzerland 10 Yes YesZYL.AX ZYL LTD Australia 30 Yes YesZNGA.OQ ZYNGA US 30 No Yes(ZYT.L) ZYTRONIC PLC Small cap & Aim 35 No Yes

This list is for indication purposes only. Margin factors and the ability to short a market are subject to change at any time.

Documents

In… · XLS file · Web view · 2016-01-112/3/2014. 20. 50. 25. 5. 30. 10. 30. 10. 10. 5. 20. 45. 10. 25. 10. 10. 10. 10. 10. 10. 20. 10. 10. 10. 10. 50. 10. 25. 25. 10. 10. 10