9
Mechanisms of Antibody-dependent Cellular Cytotoxicity THE USE OF EFFECTOR CELLS FROM CHRONIC GRANULOMATOUS DISEASE PATIENTS AS INVESTIGATIVE PROBES PAUL KATZ, CHARLES B. SIMONE, PIERRE A. HENKART, and ANTHONY S. FAUCI, Clinical Physiology Section, Laboratory of Clinical Investigation, National Institute of Allergy and Infectious Diseases, and the Immunology Branch, National Cancer Institute, National Institutes of Health, Bethesda, Maryland 20205 A B S T R A C T The present study characterized the antibody-dependent cellular cytoxicity (ADCC) of leukocyte effector cells (neutrophils, lymphocytes, and monocytes) from normal subjects and from chronic granulomatous disease (CGD) patients. CGD phago- cytic cells (neutrophils and monocytes) had depressed ADCC activity against antibody-coated human erythro- cyte (HRBC) targets in suspension cultures indicative of abnormal intracellular postphagocytic killing. How- ever, when phagocytosis was prevented by using a monolayer of antibody-coated HRBC targets, CGD monocytes, neutrophils, and lymphocytes exhibited normal ADCC activity. Similarly, antibody-coated HRBC targets in suspension could be lysed normally by CGD effector cells when phagocytosis was inhibited by the addition of in vitro colchicine. Extracellular lysis of autologous antibody-coated lymphoid cell tar- gets in suspension was mediated normally by CGD effector cells. Thus, standard ADCC against HRBC targets in sus- pension is predominantly indicative of postphagocytic killing and, as such, is dependent upon a normal post- phagocytic respiratory burst of oxidative metabolism which is deficient in CGD neutrophils and monocytes. Extracellular killing of sensitized targets does not appear to be dependent upon the generation of hydro- gen peroxide (H202) and/or superoxide (O°) and is normal in CGD neutrophils and monocytes. Hence, by employing CGD leukocytes as investigative probes in ADCC, fundamental mechanisms of intracellular vs. extracellular expression of cytotoxicity have been de- lineated. Received for publication 6 July 1979 and in revised form 4 September 1979. INTRODUCTION Antibody-dependent cellular cytotoxicity (ADCC)' involves the destruction of sensitized target cells through the interaction of target-specific antisera with effector cell surface Fc receptors (1). Depending on the type of assay, antibody, target cells, and effector cells employed, the distinct ADCC activities of sub- populations of human leukocytes may vary. Thus, ADCC activity has been reported for neutrophils, monocytes, and Fc receptor-bearing (FcR+) T and non- T lymphocytes (1). ADCC against antibody-coated human erythrocyte (HRBC) targets in suspension cul- ture has generally been felt to be mediated pre- dominantly by phagocytic cells (i.e., neutrophils and monocytes) (2). As such, this assay system may pri- marily reflect postphagocytic intracellular lysis of target cells. Conversely, extracellular lysis is the predominant mode of cell killing when antibody-coated nucleated nonerythroid target cells are employed (1). The relative contribution of intracellular and extra- cellular events in ADCC in suspension culture are un- clear. Additionally, the mechanisms of these two dif- ferent modes of cytolysis as well as their potential interrelationship are presently speculative. In an attempt to further delineate the potential mechanisms of ADCC, the present study employed leukocytes from normal subjects and from patients with chronic granulo- matous disease (CGD) as effector cells in ADCC assays against HRBC targets in suspension, autologous lymph- ' Abbreviations used in this paper: ADCC, antibody- dependent cellular cytotoxicity; ALS, antilymphocyte serum; CGD, chronic granulomatous disease; E:T, effector to target; FcR+, Fc receptor-bearing; HRBC, human erythrocyte; 7S EA, bovine erythrocytes coated with IgG; TNP, trinitrophenol. TheJournal of Clinical Investigation Volume 65 January 1980 55-63 55

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Mechanisms of Antibody-dependent Cellular Cytotoxicity

THE USE OF EFFECTORCELLS FROMCHRONIC

GRANULOMATOUSDISEASE PATIENTS AS INVESTIGATIVE PROBES

PAUL KATZ, CHARLESB. SIMONE, PIERRE A. HENKART, and ANTHONYS. FAUCI,Clinical Physiology Section, Laboratory of Clinical Investigation, NationalInstitute of Allergy and Infectious Diseases, and the Immunology Branch,National Cancer Institute, National Institutes of Health, Bethesda,Maryland 20205

A B S T RA C T The present study characterized theantibody-dependent cellular cytoxicity (ADCC) ofleukocyte effector cells (neutrophils, lymphocytes, andmonocytes) from normal subjects and from chronicgranulomatous disease (CGD) patients. CGDphago-cytic cells (neutrophils and monocytes) had depressedADCCactivity against antibody-coated human erythro-cyte (HRBC) targets in suspension cultures indicativeof abnormal intracellular postphagocytic killing. How-ever, when phagocytosis was prevented by using amonolayer of antibody-coated HRBC targets, CGDmonocytes, neutrophils, and lymphocytes exhibitednormal ADCC activity. Similarly, antibody-coatedHRBCtargets in suspension could be lysed normallyby CGDeffector cells when phagocytosis was inhibitedby the addition of in vitro colchicine. Extracellularlysis of autologous antibody-coated lymphoid cell tar-gets in suspension was mediated normally by CGDeffector cells.

Thus, standard ADCCagainst HRBCtargets in sus-pension is predominantly indicative of postphagocytickilling and, as such, is dependent upon a normal post-phagocytic respiratory burst of oxidative metabolismwhich is deficient in CGDneutrophils and monocytes.Extracellular killing of sensitized targets does notappear to be dependent upon the generation of hydro-gen peroxide (H202) and/or superoxide (O°) and isnormal in CGDneutrophils and monocytes. Hence, byemploying CGDleukocytes as investigative probes inADCC, fundamental mechanisms of intracellular vs.extracellular expression of cytotoxicity have been de-lineated.

Received for publication 6 July 1979 and in revised form4 September 1979.

INTRODUCTION

Antibody-dependent cellular cytotoxicity (ADCC)'involves the destruction of sensitized target cellsthrough the interaction of target-specific antisera witheffector cell surface Fc receptors (1). Depending onthe type of assay, antibody, target cells, and effectorcells employed, the distinct ADCCactivities of sub-populations of human leukocytes may vary. Thus,ADCC activity has been reported for neutrophils,monocytes, and Fc receptor-bearing (FcR+) T and non-T lymphocytes (1). ADCC against antibody-coatedhuman erythrocyte (HRBC) targets in suspension cul-ture has generally been felt to be mediated pre-dominantly by phagocytic cells (i.e., neutrophils andmonocytes) (2). As such, this assay system may pri-marily reflect postphagocytic intracellular lysis of targetcells. Conversely, extracellular lysis is the predominantmode of cell killing when antibody-coated nucleatednonerythroid target cells are employed (1).

The relative contribution of intracellular and extra-cellular events in ADCCin suspension culture are un-clear. Additionally, the mechanisms of these two dif-ferent modes of cytolysis as well as their potentialinterrelationship are presently speculative. In anattempt to further delineate the potential mechanismsof ADCC, the present study employed leukocytes fromnormal subjects and from patients with chronic granulo-matous disease (CGD) as effector cells in ADCCassaysagainst HRBCtargets in suspension, autologous lymph-

' Abbreviations used in this paper: ADCC, antibody-dependent cellular cytotoxicity; ALS, antilymphocyte serum;CGD, chronic granulomatous disease; E:T, effector to target;FcR+, Fc receptor-bearing; HRBC, human erythrocyte; 7SEA, bovine erythrocytes coated with IgG; TNP, trinitrophenol.

TheJournal of Clinical Investigation Volume 65 January 1980 55-63 55

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oid cell targets in suspension, and HRBCtargets inmonolayers. Phagocytic cells from CGDpatients aredeficient in NADPHoxidase activity and consequentlylack phagocytosis-induced hydrogen peroxide (H202)and superoxide (O°) generation (3-5). We thereforeused effector cells from these patients as investigativecellular probes in an attempt to delineate the impor-tance of H202 and °2 and related mechanisms in in-tracellular and extracellular ADCCactivity.

METHODS

Subjects. Peripheral venous blood was obtained from 20normal adult donors. Four patients with CGDwere studied:three male ages 11 (patient 4), 13 (patient 1), and 21 (patient 2),and one female (patient 3), age '15. These patients fulfilledthe previously described criteria for the clinical and laboratorydiagnosis of CGD(6, 7). Each of the patients studied showedno nitroblue tetrazolium reduction-upon stimulation with latexparticles (8). In addition, all patients were incapable of gen-erating O2 as monitored by modification of the ferricyto-chrome c reduction assay (9) using ionophore A23187 and thechemoattractant f-Met-Leu-Phe (1 /AM) (gift of Dr. ElliottSchiffmann, National Institute of Dental Research, NationalInstitutes of Health) plus cytochalasin B (5 ,ug/ml) (10) (datakindly supplied by Drs. Bruce E. Seligmann and John I.Gallin, National Institute of Allergy and Infectious Diseases,National Institutes of Health). All patients were well and freeof infection at the time of study and none were receivingmedication except patient 1 who had been receiving dailylow-dose sulfisoxazole for several years.

Cell suspensions. Mononuclear cell suspensions (lympho-cytes and monocytes) were obtained by standard Ficoll-Hypaque (Ficoll, Pharmacia Fine Chemicals, Inc., Piscataway,N. J.; Hypaque, Winthrop Laboratories, New York) densitycentrifugation of anticoagulated peripheral venous blood(11). Lymphocytes were obtained after Ficoll-HIypaque cen-trifugation of peripheral venous blood; which had been mono-cyte-depleted by carbonyl iron treatment (12). Such treatmentproduced lymphocyte populations containing < 1%monocytesby morphology. Purified suspensions of neutrophils were ob-tained by dextran sedimentation of either erythrocyte-neutrophil buttons obtained after Ficoll-Hypaque separation(13) or whole blood anticoagulated with EDTA(14).

Identification of mononuclear cell subpopulations.Mononuclear cells with surface receptors for the Fc portionof immunoglobulin (Ig)G were identified by modification ofa described method (15). Briefly, 'FcR+ mononuclear cellswere identified by their ability to form rosettes with bovineerythrocytes coated with rabbit antibovine erythrocytescoated with IgG (7S EA) after incubation at 37°C for 20 min.The proportion of FcR+ neutrophils was determined by amethod similar to that described (16). Neutrophil suspensionswere incubated at room temperature with bovine 7S EA for20 min. Rosette-forming neutrophils and mononuclear cells(those' binding three or more erythrocytes) were identifiedunder phase-contrast microscopy. Cells with ingested 7S EAwere identified on Wright's-stained cytocentrifuge prep-arations of suspensions of mononuclear cells or neutrophilsthat had been incubated for 45 min with 7S EA. 'Noningested7S EA were hypotonically lysed with saline before enumera-tion of phagocytic cells. Bovine 7S EA was standardly em-ployed rather than human 7S EA for the measurement ofphagocytosis because bovine erythrocytes are smaller thanhuman erythrocytes and appear to be phagocytosed morereadily. However when human 7S EA was used instead of

bovine 7S EA, comparable results were obtained (data notshown). T cells were identified by their ability to form spon-taneous rosettes with sheep erythrocytes. Surface Ig-bearingcells (i.e., B cells) were identified through the use of fluores-ceinated goat F(ab')2 anti-human Ig. Lymphocytes and neu-trophils were identified on Wright's-stained cytocentrifugepreparations. Monocytes were identified by morphology onWright's-stained cytocentrifuge preparation and by non-specific esterase staining.

Target cells. Fresh HRBCfrom an A' or an AB' donorwere used in all studies. After washing with phosphate-buffered saline, 106 HRBCwere labeled with 300-400 ,uCiof 51Cr (Amersham Corp., Arlington Heights, Ill.) at 37°C for1-2 h, washed, and resuspended in RPMI-1640 or balancedsalt suspension Hepes media. In some experiments, -5Cr-labeled HRBCwere modified with trinitrophenol (TNP) byreacting with 10 mMtrinitrobenzenesulfate at pH 7.4 for15 min at 37°C. Fresh autologous human lymphoid cells to beused as targets in ADCCwere obtained by Ficoll-Hypaquecentrifugation and labeled with 51Cr as described above in thepresence of 10-1 stock dilution of rabbit IgG antilymphocyteserum (ALS).

Antibodies used in ADCCassays. Five different types ofantisera were employed in these studies. (a) For target cellmonolayer preparations, plastic surfaces were coated withaffinity-purified sheep IgG anti-TNP antibody (0.5 mg/mlin phosphate-buffered saline). TNP-conjugated target cellswere then allowed to attach to the coated plastic surfaces.2(b) For purified lymphocyte and neutrophil-mediated ADCC,affinity-purified rabbit IgG anti-TNP antibody (0.5 mg/ml inPBS) was employed at a final concentration of 25 ,ug/microtiterwell. (c) Human IgG anti-blood group B antibody at a finaldilution of 1:100 was used to coat the HRBCtargets for themonocyte-mediated ADCC(17). (d) Rabbit IgG anti-HRBCantisera (N. L. Cappel Laboratories Inc., Cochranville, Pa.)was used in other experiments for mononuclear cell- and neu-trophil-mediated ADCCactivity against HRBCtargets at aconcentration of 10-1 stock dilution. (e) Rabbit IgG ALS waspurified by DEAE-Sephacel (Pharmacia Fine Chemicals,Inc.) column fractionation of serum from rabbits immunizedwith human mononuclear cells. This antisera was used at afinal concentration of 10-1 of stock dilution.

Cytoxicity assays. Two basic types of ADCCassays wereemployed: those with target cells in suspension and thosewith target cells in monolayer. For suspension ADCCagainstrabbit IgG antibody-coated HRBCtargets, 106, 105, or 104effector cells in RPMI- 1640 were pipetted into wells of Micro-test II tissue culture plates (Falcon Labware, Div. of Becton,Dickinson & Co., Oxnard, Calif.). Rabbit IgG anti-HRBCantisera were added to each well in a final concentration of10-1 stock dilution and 100 IAI of 5'Cr-labeled HRBCtargets(104 cells) were added to the wells resulting in a final volumeof 200 1A per well. Effector:target (E:T) ratios of 100:1,10:1, and 1:1 were used in all experiments. Spontaneousrelease was determined by placing 104 targets into wells with100 ,ul RPMI-1640 in the absence of effector cells. Cultureswere incubated at 37°C in 5% CO2 in air at 100% humidityfor 18 h. Plates were then centrifuged and one-half thesupernatant (100 ,ul) was removed and counted in an automaticgammacounter. Percent cytotoxicity (or percent 51Cr release)was determined by the formula: (supernatant counts perminute - spontaneous release counts per minute/totalcounts - (2x spontaneous release counts per minute) x 2.In this formula the supermatant counts per minute is multi-plied by two because the counts per minute of only one-half

2 Simone, C. B., and P. A. Henkart. Manuscript in prep-aration.

56 P. Katz, C. B. Simone, P. A. Henkart, and A. S. Fauci

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of the total supernatant is determined. In all cases, spon-taneous release was <13%.

Suspension assays using TNP-modified HRBCtargets wereperformed slightly differently. Briefly, 0.7-1.0 x 106 51Cr-labeled TNP-HRBCwere pipetted into individual wells towhich either 1 x 106 neutrophils, 1 x 106 mononuclear cells(for monocyte-specific ADCC), or 2 x 106 lymphocytes wereadded. As required, 10 ,l of the appropriate antibody wasadded to each well. Plates were incubated at 37°C for 3 h andthe radioactivity determined for one-half the supernatant. Forthese experiments, spontaneous release was always <10%.

For assays using target cells in monolayer, microtiter wellswere coated with 25 ,ul of sheep IgG anti-TNP antibody for15 min at 25°C and washed with water. 100 ,l of a 4% sus-pension of TNP-modified intact 5lCr-labeled HRBCwere thenadded to each well. After centrifugation, each well was washedfive to seven times with balanced salt suspension Hepes andadherent target cells were observed under phase microscopyto verify a dense monolayer of targets. The desired numberof effector cells and the appropriate antibody were then addedto each well. After incubation at 37°C for 3 h, plates werecentrifuged and 100 ,l of supernatant were removed from eachwell and the determinations of 51Cr release were performed.

For suspension ADCC against 51Cr-labeled rabbit IgGALS-coated autologous lymphoid cell targets, 106, 105, or 104effector cells were pipetted into microtiter wells containing104 target cells. Spontaneous release was determined as de-scribed above and was <20% in all cases. Cultures were in-cubated at 37°C in 5% CO2 in air at 100% humidity for 4 h.Plates were then centrifuged and the percent cytotoxicity(or percent 51Cr release) was determined.

In some experiments, colchicine (Sigma Chemical Co., St.Louis, Mo.) was added to the mixture of effector and targetcells at the initiation of culture.

Statistical methods. Data were compared by the Student'stwo-tailed t test.

RESULTS

ADCCactivity against HRBCtargets in suspension.In suspension assays, unfractionated mononuclear cellsfrom normal individuals mediated significant ADCCactivity against HRBCtargets coated with a 10-1 di-lution of rabbit IgG anti-HRBC antisera at an E:T ratioof 100:1 (Fig. 1). However, mononuclear cells fromCGDpatients had markedly diminished ADCCactivityagainst these same targets under the same conditions(P < 0.001 for all) (Fig. 1). This depression of CGDADCCresponses remained constant regardless of theE:T ratio (Fig. 2) or the concentration of rabbit IgGanti-HRBC antibody employed (data not shown). Ad-ditionally, when this activity was assayed at 1, 2, 4, 6,or 12 h after initiation of culture, CGDmononuclearcell effector capabilities remained depressed relativeto normal mononuclear effector cells (data not shown).When mononuclear cell suspensions from normal sub-jects were depleted of monocytes to <1% by passageover Sephadex G-10 columns (Pharmacia Fine Chemi-cals, Inc.), ADCCactivity against HRBC targets insuspension fell from 45+6 to 7+4% (P < 0.001). Pre-sumably the remaining ADCCactivity was mediated bynonphagocytic, FcR+ lymphocytes (i.e., T cells and nullcells). When mononuclear cell suspensions from pa-

30Q

00

20

10

Normals Patient Patient Patient Patient1 2 3 4

FIGURE 1 ADCCactivity of normal and CGDmononuclearcells against rabbit IgG anti-HRBC-coated HRBCtargets insuspension. At 100:1 E:T ratios, CGDmononuclear effectorcells had markedly diminished ADCCactivity when com-pared to normal mononuclear cells. Normal results were com-piled from 11 separate experiments with different subjects.CGDpatients 1-3 were studied on three separate occasions,whereas patient 4 was studied once.

tient 2 were depleted of monocytes, ADCCagainstHRBCtargets fell insignificantly from 16±3 to 6+4%(P < 0.1). However, this value for killing by monocyte-depleted CGDmononuclear cells is comparable to thatmediated by normal monocyte-depleted mononuclearcells (P < 0.2). Thus, nonphagocytic, FcR+ CGDlymphocytes are capable of extracellular lysis of anti-body-coated HRBCcomparable to that observed withnormal lymphocytes. When the monocyte-specificADCCof patient 2 was additionally determined againsthuman IgG anti-blood group B, antibody-coated, TNP-modified HRBCtargets in suspension, 12% specific51Cr release was observed as compared to 54% 51Cr re-lease mediated by monocytes from a normal subject.

With rabbit IgG anti-HRBC antisera, normal neutro-phils induced substantial 51Cr release from antibody-coated HRBCtargets in suspension (Fig. 3). However,CGDneutrophils were incapable of significant targetcell lysis when compared to normal subjects (P < 0.001for all) (Fig. 3). This depression of neutrophil-mediatedADCCwas constant regardless of E:T ratios, (Fig. 4)dilution of antisera, or time of culture interval (0.5-6 h).When neutrophils from patient 2 were additionallyassayed against antibody-coated, TNP-modified HRBCtarget cells in suspension, 14% 51Cr release was ob-served compared to 68% 51Cr release induced by neu-trophils from a normal subject.

Mechanisms of Antibody-dependent Cellular Cytotoxicity 557

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x0

I-0

(-00

3

1:1 10:1 100:1

EFFECTOR: TARGETRATIO

FIGURE 2 ADCCactivity of normal and CGDmononuclearcells against rabbit IgG anti-HRBC-coated HRBCtargets insuspension at 100:1, 10:1, and 1:1 E:T ratios. CGDmono-

nuclear cells had markedly diminished ADCCactivity at allratios when compared to normals. Normal results were com-

piled from 11 separate experiments with different subjects.CGDpatients 1-3 were studied on three separate occasions;whereas patient 4 was studied once.

The precise mechanisms(s) of 5tCr release fromphagocytes after intracellular HRBClysis is uncertainbut probably involves both spontaneous release fromviable phagocytic cells and release from dead or dyingeffector cells. To rule out the possibility that CGDneu-

trophils or monocytes did not release intracellular5tCr at the same rate as normal cells, neutrophils andmonocytes from three normal subjects and from patients2 and 3 were labeled with 5tCr and the spontaneousrelease determined after 1, 2, 4, 6, 12, and 18 h in cul-ture. Additionally the viabilities of these unlabeledcells were determined by trypan blue exclusion at thesesame intervals. At each time interval, CGDphagocyticcells released 5'Cr and had the same viability as phago-cytic cells from normal subjects (data not shown).Therefore, the depression of intracellular killing byCGDphagocytic cells cannot be attributed to an arti-fact of either a slow rate of release from effector cellsof intracellular 5tCr from ingested, killed targets or fromdifferences in the viability of effector cells.

ADCCactivity against HRBCtargets in monolayer.All the above experiments were performed with target

rTF

Normals Patient 1 Patient 2 Patient 3 Patient 4

FIGuRE 3 ADCCactivity of normal and CGDneutrophilsagainst rabbit IgG anti-HRBC-coated HRBCtargets. At 100:1E:T ratios, CGD neutrophils mediated significantly lessADCCthan did normal neutrophils. Normal results were com-

piled from 11 separate experiments with different subjects.CGDpatients 1-3 were studied on three separate occasions,whereas patient 4 was studied once.

cells in suspension in which it is difficult to determinethe relative contribution of intracellular and extracel-lular killing. In an attempt to distinguish between thesetwo mechanisms, monolayers of HRBCtargets were

60 Normals

50-

~40-

x

0

30-3-0

*20-

Paint 4

Patient 310 Patient 2

Patient 1

1:1 10:1 100:1

EFFECTOR: TARGETRATIO

FIGuRE 4 ADCCactivity of normal and CGDneutrophils

against rabbit IgG anti-HRBC-coated targets in suspension at

100: 1, 10: 1, and 1:1I E:T ratios. CGDneutrophils had markedly

diminished ADCCactivity at all ratios when compared to

normals. Normal results were compiled from 11 separate

experiments with different subjects. CGDpatients 1-3 were

studied on three separate occasions, whereas patient 4 was

studied once.

58 P. Katz, C. B. Simone, P. A. Henkart, and A. S. Fauci

r00

*)

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employed. Using this system, effector cells can attach tobut not ingest antibody-coated HRBCtargets. As shownin Fig. 5, effector cells (lymphocytes, monocytes, andneutrophils) from four CGDpatients were capable ofmediating target cell lysis as measured by 51Cr releasecomparable to effector cells from four normal donors(P > 0.2 for all).

Composition of effector cell populations. Becauseabnormalities of cytotoxic capabilities of CGDmono-nuclear cell suspensions might be reflecting alterationsin the composition of these cell suspensions as com-pared to those of normal subjects, we compared themto those from normal subjects (Table I). Mononuclearcell suspensions from CGDpatients were not signif-icantly different with regard to the percentage of mono-cytes, lymphocytes, FcR+ cells, B cells, or T cells whencompared to normals. Similarly, neutrophil suspen-sions from these patients were comprised to relativenumbers of total neutrophils and FcR+ neutrophilscomparable to normal neutrophil suspensions (Table I).Because phagocytic cell ADCC against antibody-coated HRBCmay represent a postphagocytic event,we demonstrated that CGDmonocytes and neutrophilswere able to ingest 7S EA comparably to normals(Table II).

Effects of in vitro colchicine on ADCCactivity.

100 a Chronic Granulomatous Disease

E Normals

75

I-I0

H500

25

LYMPHOCYTE MONOCYTE NEUTROPHIL

FIGURE 5 ADCCactivity of normal and CGDeffector cellsagainst TNP-modified HRBC targets in monolayer with a51Cr-release assay. CGDeffector cells-mediated ADCCcom-parably to normal effector cells. Data represent the mean offour separate experiments with four different CGDpatientsand four different normal subjects.

The above observations indicated that CGDeffectorcells could kill antibody-coated HRBCnormally in anextracellular assay system (i.e., targets in monolayer)but could not kill these same targets normally in anintracellular assay (i.e., targets in suspension). There-fore, we next attempted to determine if by blockingphagocytosis of target cells by CGDcells in suspen-sion culture, we could induce these effector cells tokill antibody-coated HRBCtargets extracellularly. Theaddition of 1 mM-0. 1 uMcolchicine to normal or CGDmononuclear cell or neutrophil suspensions did notaffect normal binding of 7S EA but did inhibit phago-cytosis (Table III). As shown in Fig. 6A, 0.1 mM-0.1,LM colchicine had little effect on normal mononuclearcell-mediated ADCCagainst antibody-coated HRBCtargets, but markedly enhanced the ADCCactivity ofmononuclear cells from CGDpatient 2. The greatestincrease in this lysis was demonstrated with 0.1 mMcolchicine. 0.1 mM-0.1 ,uM colchicine did not aug-ment the killing of antibody-coated HRBCtargets insuspension mediated by monocyte-depleted lymphoidcells from either a normal subject or from patient 2(data not shown). Presumably this killing is mediatedby nonphagocytic, FcR+ lymphocytes and occurs extra-cellularly and is not affected by colchicine.

Additionally, 10-0.1 ,uM colchicine did not affectnormal neutrophil-mediated ADCCagainst HRBCtar-gets but greatly enhanced the ADCCcapabilities ofneutrophils from patient 2 (Fig. 6B). lmM-0.1 ,uMcolchicine did not increase the spontaneous release of5'Cr-labeled HRBC.

When 1 ,uM colchicine was added to TNP-modifiedHRBCtargets in monolayer, no significant enhance-ment of ADCCwas observed with neutrophils fromeither patient 2 or a normal subject (Fig. 7). However,using TNP-modified HRBCtargets in suspension, 1 ,uMcolchicine markedly augmented the neutrophil-mediated ADCCof patient 2, but resulted in only aslight increase in the ADCCactivity of normal neutro-phils. As described above, 1 jiM colchicine alone didnot increase the spontaneous release of 51Cr from tar-gets in monolayer.

ADCC activity against lymphoid targets in sus-pension. With use of autologous lymphoid targets, wehave shown that ADCCactivity can be mediated bylymphocytes and neutrophils, but not by monocytes,and that phagocytosis of these targets does not occur.3As an adjunct to the above studies, we determined thatmononuclear cells (Fig. 8) and neutrophils (Fig. 9)from CGDpatients killed autologous antibody-coatedlymphoid cells normally. These findings remained thesame regardless of the E:T ratio, dilution of antibody,or culture interval employed (data not shown).

I Katz, P., and A. S. Fauci. Manuscript in preparation.

Mechanisms of Antibody-dependent Cellular Cytotoxicity 59

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TABLE IComposition of Mononuclear and Neutrophil Effector Cell Populations

in Normal Subjects and CGDPatients

Patient No.Normals(n = 11) 1* 2* 3* 41

Mononuclear cellsuspensions

%Monocytes 18+2 22+6§ 15±4§ 21±8§ 20"%Lymphocytes 82±8 78±9§ 85±10§ 79±11§ 80"%FcR+ cells 31±4 25±65 30±85 28±10§ 26"%B lymphocytes 11±5 13±3§ 9±3§ 14±55 13"%T lymphocytes 61±8 56±5§ 58±4§ 68±75 62"

Neutrophilsuspensions

%Neutrophils >95 >9511 >9511 >9511 9811%FcR+ cells 77±3 70±85 83±6§ 81±5§ 85"

* Mean±SEMof three separate experiments.t Results of one experiment.§ P > 0.2 compared to normals."I Within range of normals.

DISCUSSION

The present study has clearly demonstrated that theADCCactivity of human phagocytic cells against anti-body-coated human erythrocyte targets in suspension ispredominantly an intracellular event that is dependentupon a normal postphagocytic respiratory burst. Nor-mal phagocytes, the predominant effector cells inclassic ADCCassays against HRBC targets in sus-pension (2), could rapidly bind, ingest, and lyse anti-body-coated HRBC. CGDphagocytic cells, however,were capable of normal binding and ingestion of thesetargets but were unable to effect intracellular lysis.Because CGDphagocytes lack the burst of oxidativemetabolism that normally occurs during phagocytosis(3-5), this would suggest that normal intracellularlysis of erythroid targets is dependent upon this activity.

Because of the findings of abnormal postphagocyticCGD monocyte and neutrophil-mediated ADCCagainst target cells in suspension, we investigatedCGDeffector cell capabilities against HRBCtargetsin monolayer. With this system, antibody-coated HRBCare bound by antibody to plastic surfaces. When ex-posed to these targets, FcR+ mononuclear cells andneutrophils bind and kill these targets in the absenceof phagocytosis.2 By using 5tCr-labeled HRBCtargetsin monolayer, we have demonstrated that CGDlymphocytes, monocytes, and neutrophils are capableof inducing 51Cr release comparable to that observedwhen normal effector cells are employed. Thus, CGDeffector cells, although incapable of cytotoxic activityagainst antibody-coated HRBCtargets in suspension,can kill these targets normally when they are in mono-layer.

TABLE IIPhagocytosis of 7S EA by Monocytes and Neutrophils from Normal

Subjects and CGDPatients

Patient No.Normals(n=11) 1* 2* 3* 41

%Monocytes withphagocytosed 7S EA 86+2 90+4§ 82+7§ 93+6§ 84"

%Neutrophils withphagocytosed 7S EA 39±3 42+5§ 44+8§ 37+4§ 41"

* Mean±+-SEM of three separate experiments.Results of one experiment.

§ P > 0.1 when compared to normals."I Within range of normals.

60 P. Katz, C. B. Simone, P. A. Henkart, and A. S. Fauci

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TABLE IIIEffect of In Vitro Colchicine on Phagocytosis of 7S EA by

Normal and CGDPhagocytic Cells

Concentration of colchicine

0 0.10,M IAM 10 AM 0.1 mM 1 mM

%Monocytes withphagocytosed 7S EA

Normal 85 5 0 0 0 0Patient 2 83 8 0 0 0 0

%Neutrophils withphagocytosed 7S EA

Normal 39 2 0 0 0 0Patienit 2 43 1 0 0 0 0

80 - Normal oK The addition of colchicine to suspension cultures inconcentration that prevented phagocytosis but not

70 binding of antibody-coated target cells (18-20) nor-malized the defective ADCCactivity of CGDeffector

60 cells. Thus, by preventing phagocytosis and by per-mitting target cell lysis by extracellular means, CGD

,>50 - / \ 5\ effector cells were able to kill normally.The mechanism of inhibition of phagocytosis is un-

,40 - clear but may well involve the inhibition of micro-tubular assembly with an inhibition of the subsequent

30 - reorganization of membrane lipids and proteins nec-Patient 2 essary for particle ingestion (18, 19). Although some

20 - studies have not observed inhibition of phagocytosisby colchicine, this may be secondary to the use of

10 different particles for ingestion or different assay sys-tems. However, in our system, colchicine consistently

0 O.IFLM lZM I0/.LM 0.1mM mM inhibited the phagocytosis of antibody-coated erythro-Concentration (molar) of Coichicine cytes.

Recently, Fleer et al. (20) reported colchicine-in-70 wq duced inhibition of lysis of sensitized human erythro-

60-/5 cyte targets in suspension. However, these investi-gators used only 1 mMcolchicine, a concentration that

Normalo / \\ we likewise found to inhibit ADCC. At lower concen-50 \ trations of this agent that still inhibited phagocytosis,40

we observed increased killing by CGDeffector cells.Thus extracellular killing of antibody-coated target

0\\ cells in ADCCappears to occur via mechanisms dif-

ferent from those of intracellular killing, and indeed thePatient 2 dichotomy is clearly exemplified in the CGDpatients

20 \\ because killing is normal in the former assay and

10markedly depressed in the latter. Likewise through

10 the use of antibody-coated autologous lymphoid targetsl 0.1{ in suspension culture, we have shown that CGDef-

0 O.IkiZM m 0M O.lmm mM fector cells have normal ADCCactivity against thisConcentration (molar) of Coichicine

FIGuRE 6 (A) Effect of in vitro colchicine on the ADCCac-

tivity of normal and CGDmononuclear cells against antibody-coated HRBCtargets in suspension. In vitro 0.1 mM-0.1 ,uiMcolchicine increased the ADCCactivity of mononuclear cellsfrom CGDpatient 2, while having little effect on the ADCCactivity of mononuclear cells from a normal subject. (B) Effect

of in vitro colchicine on the ADCCactivity of normal andCGDneutrophils against antibody-coated HRBCtargets insuspension. In vitro 10-0.1 /.tM colchicine increased theADCCactivity of neutrophils from CGDpatient 2 whileexerting little effect on the ADCCof neutrophils from a normalsubject.

Mechanisms of Antibody-dependent Cellular Cytotoxicity

Cl

CU2Ca20

B

.2x.0

CL)

e

0.

61

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CONCENTROF COLCH

Patient 2100_

* Normal

A 75

0

0

~50-

zw

cc 25-

ATION L

IICINE 0 1p.MHRBCTARGETSIN MONOLAYER

40r

30

x00

201

0 1 .LMHRBCTARGETSIN SUSPENSION

FIGURE 7 Effect of in vitro 1 uM colchicine on the ADCCactivity of normal neutrophils and neutrophils from CGDpatient 2 against TNP-modified HRBCtargets in suspensionand in monolayer. Colchicine increased CGDneutrophil-mediated ADCCagainst targets in suspension without af-fecting normal neutrophil-mediated ADCC. Colchicine didnot affect ADCCactivity against targets in monolayer.

target, whicl-h is normally lysed extracellularly. Becausethe abnormality in CGDphagocytic cells is a defectin the normal postphagocytic respiratory burst, and be-cause CGDphagocytic cells manifest abnormal ADCCin suspension that is an intracellular killing with normalADCCin the monolayer assay that is an extracellularkilling, it appears then that intracellular postphagocyticADCC is dependent upon a normal postphagocyticrespiratory burst with the generation of H202 and O°2

40r

30

H

x0H 200H

-0

10

T ±

Normals Patient Patient Patient Patient1 2 3 4

FIGURE 8 ADCCactivity of normal and CGDmononuclearcells against autologous rabbit IgG ALS-coated lymphoidcells in suspension. A 100:1 E:T ratios, CGDeffector cellsdisplayed normal ADCCactivity. Normal results were com-piled from 11 separate experiments with different subjects.CGDpatients 1-3 were studied on three separate occasions,whereas patient 4 was studied once.

10

I

F-I-

Normals Patient Patient Patient Patient1 2 3 4

FIGURE 9 ADCCactivity of normal and CGDneutrophilsagainst autologous rabbit IgG ALS-coated lymphoid cells.At 100:1 E:T ratios, CGDneutrophils mediated normal ADCCactivity. Normal results were compiled from 11 separate ex-periments with different subjects. CGDpatients 1-3 werestudied on three separate occasions, whereas patient 4 wasstudied once.

Conversely, extracellular ADCC, which is mediatednormally by CGDeffector cells that lack the ability togenerate these products, is in all likelihood dependentupon a different metabolic pathway(s).

To date, the exact mechanisms of ADCCactivityhave been controversial. Clark and Klebanoff (21) usingneutrophil effector cells against antibody-coatedmammalian tumor cells demonstrated the dependenceof this activity on a burst of oxidative metabolism,glycolysis, divalent cations, and microtubular function.CGDeffector cells were found by these investigatorsto have depressed ADCCactivity against these targets,thus suggesting the requirement for a metabolic burst.This study as well as that of Fleer et al. (20) suggestedthat target cell lysis might be dependent upon the extra-cellular release of the contents of neutrophil andmonocyte granules.

Additional studies on the mechanism of ADCChaveindicated that this activity was dependent on the main-tenance of certain optimal levels of total energy pro-duction (22). Thus, the inhibition of both aerobic andanaerobic energy production totally prevented the lysisof antibody-coated cells of a lymphoblastoid cell line(22). Studies investigating the mechanism of nonanti-body-dependent cytotoxicity have reported conflictingresults. MacDonald and Koch (23) have determinedthat T cell-mediated cytolysis was energy dependentand could be mediated by either glycolytic or oxidativepathways. By using mice macrophages as effector cells,Sorell and co-workers (24) determined that the lysis of

62 P. Katz, C. B. Simone, P. A. Henkart, and A. S. Fauci

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allogeneic virus-transformed fibroblasts was not de-pendent upon the release of either H202 or O-. Con-versely, however, three separate studies have indicatedthat extracellular cytolysis can be mediated by H202(25-27). With effector cells from CGD patients asinvestigative probes, these studies have indicated thatintracellular ADCCis largely a postphagocytic eventand as such is dependent upon an intact postphagocyticburst of oxidative metabolism.

Thus, standard ADCCagainst HRBCtargets in sus-pension may primarily reflect intracellular target lysis.Extracellular target cell lysis, however, appears to bein(lependent of the generation of H202 and/or O2 andadditionally may be independent of the action of lyso-somal granules. Hlopefully, additional studies in thisarea will fturther clarify the mechanisms of ADCC.

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Mechanisms of Antibody-dependent Cellular Cytotoxicity 63