12 April 1957

MEMORANDUM FOR: THE RECORD

SUBJECT: Return of Funds under MKULTR

A

Subproject 40, Invoice No, 3,

Allotment 6-2502-10-001

l. It is hereby noted that $364,74 obtained under ProjectMKULTRA, Subproject 40, Invoice No, 3, is being returned to

Finance,;

f

":rM

2 . It is requested that Finance credit the above account forthe indicated $364.74. j

Distribution:

Orig &/L TSS/CD- TSS/FASB

2 - Einaoce

TSS/CD: (12 Apr 57)

NUMBER 'J / Vf'

,‘jps J9S?\ THIS Will ACKNOWLEDGE RECEIPT OF

CHECK (V) APPROPRIATE ACCT. (S)

As d». >60rSp • ot. >00rS

Ct. 144.1

j'/n/-*: /tt'AW'M Au vriyA>oo -

ftf/f -

0. 140.9

u\ r, 6 /

w«_IJfC -

bfciaTsksnatuu

FORM NO. ,m OKOIUEi NOV. 55 PREVIOUS EDITIONS

|'Receipt is hereby acknowledged of the loan of the following two books:

ITechnical Aspects of Chemical Warfare in the Field, Part I

(Project Coordination Staff » April 1946)

Technical Aspects of Chemical"Warfare in the Field, Part 2

(Project Coordination Staff - April 1946)

payable to the

MEMORANDUM FOR: CHIEF. FINANCE DIVISION

SUBJECT!

TSS/Budget Officer‘

MKULTHA Subproject 40

Invoice No. 5, Allotment 6-2302-10-001

l. Invoice No. 5 for the above subproject Is attached. Pay-

ruetrt should be made as "follows:

Cashier’s check in the amount of $1, 03?. 00. drawn onjf^ £Cashier's check in the amount of ^23, 607 . 00, drawn onj^

Both checks should be made payable to the

2. Please forward the chocks to Chief, TSS/ChehVlcaV Divi-

sion through TSS/Budget Officer by Tuesday , 2 October 1053.

S, This is a final invoice. A Total of .$41, 034.74 was obligated

under this subproject during FY 36, However since U is anticipated

that additional funds will be obligated for this project, the files

should riot be closed. ~ •

Attachments:

Invoice ft Certifications

Distribution:

Grig ft 2 - Addresseel - Comptroller

.A - TSS/FASB- , .

* 2 - TSS/CD" 1

SIDNEY GOTTLIEBChiefTSS/Chemical Division

: I ttr.r.fY THM pr.:ri

'ceuwnos iMi'w'f u. Jjte ^ .

^ <***« TO AL

*

cl/

PI -•-^"*/I'Tii'»os:/.i.'<o ofncFR-”

G^j^y^SNi TiiE ANNiUMT-DK.HbLiwhuL .

.. fy’f iMirerr - A

1 fj /%

V .

•V.<1»£6

I

For services

INVOICE

$27, 734.00

5CERTIFICATIONS

1 (l) It Is hereby certified that this is Invoic e No. 5 applying to Sub- ,

I project 40 of MKULTHA, that performance is satisfactory, that the?

I services are being accomplished in accordance with mutual agree-

-

I ments, that a detailed agenda of the payments and receipts is on file

| in TSS/CD, that this bill is just and correct and that payment there-

]of has not yet been made.

Chief, TSS/Chomlcal Division

Date: — - - .

"

(2) it is hereby certified that this Invoice applies to Subproject 40

of MKULTRA which was duly approved, and that the project is being

carried out in accordance with the memorandum dated 13 April 1953

£rem tha DCI to the DP/A. and the extension of this authority in .

subsequent memoranda, ~ ::iz; -rz .;

. Research Director

Date: ‘

, .

•Q Ho 'As

* I v'M ! n r‘>|* FINAKC15 DIVISIONW‘».

iX'-'JZerr

fb>.;/ Budget v>fftcor :

MKU L.THA Subprojeel 40 =_

Invoice N'O Alloureal (J-2M2.-IQ *0011

1. Invoice No. 1 for the above subproject la aiuciied. Fay-^; 5

tr-enl should iso t< -ado as foitoWs:; ,

* 1

t

Cashier's check in ths amount of »13. 333.00. drawn on a

Cashier's cheek in tno amount of 4533,00, drawn oh a

Roltcchhck* should bo made payablo to the |P^HhBrBRpKI

S.^iiease forvvard^tho cafiekh toXhief, T&3/Cn$mical Divl*

slon turough T^d/ Du-J^e t Ofitcer by Thursday, 19 July 1 3

3

d.

Attachments;

Invoice" &" Certifications

(Crlij 4t_l)“ gDistribution:

Ur It 4 2 Addressee 1

1 - Cor. ptrollo

r

^•"f^TSS/FASB2 ^ TSS/CD

Actin' Chief

TSS/Cheir icalDivision;

-

1 CERTIFY TjjAT'fUrSS Af}~ " ^cation suntH-t X,. 1 <-

ChA£C( To AitC'i"

's *—

~

__ ^,>-ooi ;

IT£-7\MOUNf,T

S b”KrcceivcD.zs,^-. ^A^-

TSS/CDW (3 July 19^1

•RH ZGKitiif *#. iN „THE

a\M UNT OF S£&li&

CERTIFICATIONS :

(L) It is hereby certified that this is Invoice No, 4 applying to Sub-

project 40 of MKULTitA, that performance is satisfactory, that the

services are being accomplished in accordance with mutual a,'-rec-

to ents, that a detailed agenda of the payments and receipts is on file

in TSS/CD, that this bill is just and correct and that payment thereof

has not yet been made, __r

Acting Chief, TSS/Cheinical- Division

Date:

(2) It is hereby certified that this invoice applies to Subproject 40

of MKULTHA which was duly approved, and that the project is being

carried out in accordance with the memorandum dated 13 April 1353

from the DC! to the DD/A, and the extension of this authority in

subsequent memoranda.

Date

Research Director

RECEIPT

Receipt is hereby acknowledged of the following two checks:

19 June 1956

0

MEMORANDUM FOS: COMPTftOLLBa

ATTENTION: Finance Division

SUBJECT: MKULTIt A, Subproject 40, Additional

Authorisation No. 3

Under the authority itranted In the memorandum dated IS April

13.T3, from. the OCT to the DO/ A and the extension of this authority >

In subsequent memoranda^ Subproject 40 was previously approved.

Under the same authority an additional sum of # 1 1, *300 has been

authorized to cover the suhprojcet's espenses (thereby bringing to

a total of #41,954,74 funds obligated during i'Y 5v), to be charged

ti AHoUceot S-S302*t0«00l.- :!

:

SIDNEY GOTTLIE Li

Chief : ccTAS/Chemical Division

APPROVED r'Ult OBLIGATIONOF FUNDS:’

lies®Arch Director -

Date: JUN ‘3 L1S56

Distribution: — 00=™=™ =

Crijt 4t 2 - Addressee

l - TSS/OC .. .

:/\ - TSS/FASB •

1 - TSS./SSB2 - TSS/CD .

• I

TSfl/CD:|^||lpb (19 June 1956)

I t*iV. J.'r

CHAgCf To4 ...... Oyj-/

AUfHOSI. 'S Ci'fiCts

©oragrcded to:

by authority of: 187475 .

date: Jans 1977 •

i E2 L’lPDEI ; CL Bt 187475

*4 f " 7 , J

_« V < fw ik* £7 i % £4, j

Dll A FT:

18 June 195&

... • ..JtASH

*iO'lO

MEMOSANOllM FOR: THE K ECOSO

SUBJECT: Project MKULTHA, Subproject 40

O

•*-14

l. Subproject 40 was- established to finance the research of —

»

Dr. Dr - has been primarily en-

gaged in’e*valuatihg various testing techniques for LSD-type com-pounds, both in the laboratory and in normal human beings. -

2, At the request of TS3/CD, Dr. *%ggg£lBt> has agreed to

undertake an entirely new phase of research. Starting l July 1916,

Dr. Mi^ will uhdeFt¥ke^to ivAestigate the feasibility of utilis-

ing aerosols as a delivery system for various psyehochemicals of

interest to TSS/CD. DrHhis budget for this invest igaflOTT.

jxpects to expend 60 pei'cent of

.3. In addition to thet;f»bove investigation. Dr. plans

to continue his research of the LSD Mocking effect of various tissue JT*extracts. It is planned that the mechanism of this reaction will be \***more fully explored and the results be applied to human studies.

This phase of the overall program is expected to represent 20 per-cent of the budget

r

. i

>

4. A third phase of Dr. IfgUgMBB/g program will be a continu-

ation of his studies on non -psychotic human s with a view towardmaintaining this test group. The primary purpose of this group will C .

be to serve as a human experimental body lor items obtained from2 and 3 above, in addition to ad hoc testing requests emanating fromTSS/CD.

The estimated cost of the program, starting .1 July 1956, foraperiod of 15 months will not exceed. 340, 000, To this must be added$1, 600 representing a four percent service charge to the JttMHfiHBKV« Tbus the total cost is not expected t o exceed $41, GOOr'Cbarges

be made against Allotment 6-2502-10-001.

5. The principal investigator shall submit to the sponsor oncea year an audit of expenditures of monies by a Certified Public Ac-countant. It is expected that an annual summary accounting will be

Downgraded to:

by authority of: 1.87475

dats; June 1977

ST^DElTcL B7 187475

Powigraaed tosafCBB®!

by authority of*. 1ST475

|Sate; Juno 1 9*7 7

jDffP£X; «. B*i 187475

obtained of funds furnished by the principal investigator to the

^

an official of that organization. ______ .

6. The principal investigator shall, upon the completion of the

program year, return to the sponsor any unexpended funds that havebeen advanced for the research program,

7. Title to permanent equipment purchased with funds furnished

to the principal investigator shall remain with the sponsor, exceptj

that title to equipment purchased from funds furnished by the principal

tained by that inst^fSSJin^PulWf^SPoRr^Sf^tes.'' Uponcompletion of the program the sponsor nvill instruct the investigator Las to the method and mode of disposal of those items of permanent Vequipment to which the sponsor retains title. The principal investi*

gator will submit an annual inventory of permanent equipment (ex-

clusive ofJMHBHBBSBttfl When the annual certified accounting

is submitted,1 u 11

8. Accounting for travel reimbursed by funds administered by

the shall, conform with the practicesof that organization. Travel expenses paid from funds administered

by the principal investigator shall be documentecl-and maintained on

file by the principal investigator for a period of two years from the

date of travel. Documentation shall be available for inspection by the

sponsor.

9. The existing Memorandum of Agreement that Dr.MfejC*has signed will continue to be in force for the period covered by this

proposal. .si - *

SIDNEY GOTTLIEBChiefTSS/Cheruical Division

Attachment:Proposal

APPROVED TOR OBLIGATION OF FUNDS:

Research Director

(V

Dovraeraaea to; BflfflMIMfcbnr“Original only

by authority of; 187475

datoi Juno 1977 -*

tZ IStTPST ; CL Rtf 18747D

lines.

1,

—

Aerosol Studies . The therapy ofindividuals by means of aerosols is of greatsignificance in-medicine. A hitherto unexploredarea of aerosols is the delivery of nebulizers-using nonaqueous solvents. It is proposed that'

studies be made^of organic materials in non-aqueous solvents and their mixtures with water todetermine nebulizer delivery over prolonged periodsof therapy. (60 per cent of budget).

* 2. As you know, the blocking of LSDinactions has been claimed by many pharmaceuticalhouses, although none~of these claims have reallybeen substantiated . It is proposed that recentInvestigations by me on tissue extracts befurther explored with a view toward discoveringwhat it is in these extracts that blocks the LSDreaction, keeping in mind possible application ofthese compounds to experimental and clinicalpsychoses in man. It is understood that this partof the project will be discontinued December 31,1956. (20 per cent of budget).

3. Continuation of studies on non-psychotic humans with a view toward maintaininga test group, as well as to provide experimentalwork in a frame of reference" different from thatframe of reference incorporated by items 1. and2. of the foregoing . However, it shall be theprimary purpose of the nonpsychotic test groupto test the results obtained by items 1. and 2.

( 20 per cent of budge t ) .

It is anticipated that the foregoingbudget may be amplified by supplementary funds tobe received from foundations.

The: fo31ovj-Jng is the proposed budget.Owing toithe Amcertaintyi:of::plans for the fiscalyear 1956-1957, I should like, if possible, tohave the privilege of utilizing the proposedbudget to September 30, 1957 rather than toJune 30, 125?.

t

oeV

WARNING NOTICE

SENSITIVE INTELLIGENCE

SOURCES AND METHODS INVOLVED

!

i

- 3 -

Proposed Budget

t

SalariesA. Professional „

^

1. Principal Investigator 8,5002. Biophysicist or

Physical Chemist o,500

15,000

B. Technical"" r 7,950

1, pvesearch Assistant 4,7502. Biologist t 3,200

29,950

C

.

Secretari al-Editorial 7 , 000

Expendable Supplies 1,550Pish, chemicals, glassware,

photography , telephone ,

stationery

Experiments on Man ^ , 000Payment -of- subjectSf T^'foo'd,

professional assistance

Travel 1,000

Overhead 3,500

40,000

With many thanks and hoping for yourcontinued support, I am.

Yours sincerely.

WARNING NOTICE

SENSITIVE INTELLIGENCE

SOURCES AND METHODS INVOLVED

-Yi-J

i

1

J

i

i

1

MS'JORASiDUM FOR l CHIEFS FIMABC3 DIVISION

VIA? ‘ TSS/Budgot Officer

SUBJECT! IKULTRA Subproject; 40, Invoice 3, Allotment 6-2502-10-001

1, Invoice 3 for the above subproject is attached, Pay-

csent should bo in the form of cash,

2, The caah ahouM bo foxvarded to Chief, TSS/OiifcucA.1

Division, ttocugh TSS/Budgot Officer, no later than 4 Kay 1956.

3, Thia is a final invoice, A total of §364.74 was

obligated under tills subproject during FZ 56. However, since it

is anticipated that additional funds vlll be obligated for tills

project, the files should not bs closed,;

SIDNFZ GOTTLIEBChief

TSS/Cheaical Division

Attachments s

Invoice & Certifications vQ ••

Distribution! s

Grig 6 2 — Addresses

1 -Comptroller:

INVOICE

CBtTffICAIIOJJS

(1) It is hereby certified that this is. Invoice 3 applying to

MKUKfRA Subproject 40, that performance is satisfactory, that

the services are being accomplished in accordance with mutual

agreements, that a detailed agenda of the payments and receipts

is on file in TSS/©, that this bill is just and correct and

that payment thereof hasi not -yet been made.

Chiefi TS3/Chemical Division

Date*

(2) It is hereby certified that this invoice applies to MXULTRA

Suborojoct 40, viiich was duly approved, and that the project is .

bein'7 carried out in accordant 5 with the memorandum d&teu 13 April

1953^ from the DCI to the ID/i « and the extension of thi3 authority

in subsequent Eecoranda.1

Research Director

Date*

0

- --r-| nVi i^ra -l|

m*

17 April 1956

KEMBAJSDUM FCiU cai?r?.ou,£K

tXITJl IO:J t Financo Division

S03JlX?rt HXiq/gRA. JSubpxojeet 40# .Additional

ivitborizatioa Jo, 2

Under tbo authority grants In tha rae^randua datod 13 April

1933, frca tfao DOI to the D9/A and the extension of this authority

ia subsequent brands, Subproject 40 vaa previously approved.

Under tfcs oasa authority an additional- cun of §364.74 has been

authorised to cover the subproject's expenses (thereby bringing to

a total of §364.74 funds obligated during FI 54) , to bo charged to

Allotment 6*\?,5Q2-10-001.

API&OYED FCR &uft&TXca

G? F£33 l

““

ft

Eosoaroa Dire0 tor

Date • ^5

DistributionsGrig 4 2 - Addressee

1 - TSS/0C.. tss/fasb

1 - TSS/SBB

2 - TSS/CD—

SIDNEY 'COTTLIiS

ChiefTSS/Chesiical Division

I CERTIFY THAT FUNDS ATE AVAtlASLSi/pOKUCAtiOtl T.£*U*tt H,. Jr "v/f.Cf,A6C£ m. t-J3-d2 .s0 .ttj

A j 1, lOP^i, i> Jl Ori iCcit

on '-•

v ..» n \\ *4 'iH

ISS/CdH^O '17 April 19f6)\ 1 "iv

*• h V* J

to’ *fm I >- 4P**-<iiJum*n -d

miiiain'ii'fifl

', "1~ M

DRAFT:

16 April 195^

MB40RANDUM FOR: THE RECORD -.

SUBJECT: Project KKtfiTRA, Subproject 40

1. During -the period 3 July 1953 to 3 July 1955 Pr» ___,—Mm furnished a total of $76,420.00 to^jggMpf HospTtel for

a porfion of the work on an approved HKULTRA activity (see Sub-

projects 7 and 23). During this same period the Hospital expended^a total of $34,605,32. From the other phases of Wproject there was an unexpended balance of $7,820,50 during-tms^

two-yea* period. Thus thsre vas a deficit. of v8»185«32 oa the

portion and an excess of $7 , 829.50 on the remaining portion

leaving a net over -expenditure of $364.74.

2 aSMBl financed its over-expenditure by applying un-

returned KSsfirnished that institution duringAhe year 3 July

1952 to 3 July 1953 under RD-37. The entire over-expenditure -^

occurred during the year 3 July 1954 to 3 July 1955 end occurred

because Hospital included previous unexpended funds in

their total balance and included these funds when indicating to

our contractor,- Dr. jjlttp; the unexpended balance of f^ds on

hand. The internal difficulty created for TSS/CD is that the RD-37

funds furnished in 1952-53 must be accounted for separately from

the MKULTRA funds furnished after 3 July 1953.

3. For security reasons there is no way to recover the funds

PlIfflMIiMilii Hospital expended in excess of what they received after^

3 July 1953. These funds were all expended in legitimate activities

in connection with an approved KlUIuRA project,

4, A total of $364,74 of current FI 56 funds is therefore

required to compensate for RD-37 funds which were expended against

an approved 2-KiJLTRA project.

5 , A eusmary of payments and expenditures from 3 July 1952

to 3 July 1955 is attached.

6. The above procedures were approved by Mr.

mflKBA auditor for 1956, at a meeting attended by

Attachraent:

Summary of Payments and : »

Expenditures

APFROVIDj V

Original only

fl

(;*y-

1,

Diwing the year 3 July 1952 to 3 July 1953 a total of

$49,500,00 vaa paid tolS^MgEHospital under BD-37. A total

of $39,059.07 was expended, leaving an unexpended amount of

$10,440.93. Since at the conclusion of this period the funding

mechanism was changed, it is necessary to return to the Agency

$10,440,93 earmarked as a return of BD-37 funds..

spital1

2. Following 3 July 1953 the activities at

were included as a portion of ..projects set up for Dr. WSSfKBk Z'Funds were,

p

rovided to Dr. ggMp| who in turn provided a portionW*to Hospital in the name of the graning Foundation, See /4

attached table for a summary of these payments and expenditures. Q3. Since $10,440.93 must be returned to RD-37, it will come

from the following sources: -

Excess from

access from

Allotment from KKULTRA

pfor 3-year period, ,% 2,255.61

^for 2-year period ( 7,820.53

$10,440.93

PI«*•*

’~•

‘f ^VV >4ii

' ffltf ft* irf~"V ^rrlirir-tilmrn^'Tf

d Q

7^" ^<9 *2 //s

S’-^ZSO^i. -SD-0O/

/?SS

jfyG>O0. oo

•ggi* /OcjfM jO %/$/?*

/ /3y,8'6>(e*0 0 S 7^733.3-/

A f&7 i 7^9333^

v" -

. vJ M Ik*I

7*

$3C,+f4

jSeo/fincej_____

‘ *1

‘•j

>

?

Total Expenditure FY 1955 " $^1> 600.00

Fi 1956 Funds to be Authorized

i ’4• * •

December 2, 1955

» £?~7lj”.c,j|S5eiw«r

Dear Sir:

We have" examined your., check^book,

,

j^nd bank statements.

a Susinsuy State^fJ^P^RSF^SS^s^aSWf^buriement i for the*

period from July '4, 1954 to July 3, 1955*

Receipts and disbursement s for this fond are maintainedin a Special. Account with the

.In our opinion, the accompanying Statement of CashReceipts and Disbursements correctly sets forth all transactionfor the Fiscal Year "ended July 3, 1955, as well as the unexpeadbalance on deposit as of July 3, 1955.

Respectfully submitted,

cCiiiiTIFIWTJJLIC yiGCuU

^

'

FOR THE FISCAL^YEAR ENDED JUI.Y 3. 19:

1 5

'»sh Balance - July 3, 1954

-qsh Receipts '

..,..„

' July 9, 1954 .*:

November 17, 1954January 23 , 1955

... March 13, 1955

Total Cash Receipts

sh Disbursements

ransfer of Fund

Fund ' ExpensesSalary **

• ur

•

Salaries - DtheConsultation FeesSupplies & Equipment PurchasedCost of Heals, Transportationand othei' Expenses providedfor subjects and Doctors

TelephoneExpenses in connection withpublication of technicalpapers

Audit FeeMalpractice Insurance

$27,770.0019.000.00

C7,999.95?v,800 ,55

450.00i 1,533.33

4,256.17493.00

2,400.00150.00

„2LJZTotal Cash Disbursements

Cash Balance - July 3, 1955

.jDote: On- September 16, 1955, an addit'ionalamc

to^tho

for the pcr1

0

d eriding Ju 3.y 3, 1955.

Summary Statement of Cash Receipts and DisbursementsSpecial Account

July 3, 1955 to January 3, 1956

Gash Balance - July 3, 1955 . .. $ 7,820. 5|

Cash Disbursements

Fund ExpensesSalary. M. D.

Salaries, Other

Supplies .

Drugs for Experiments '

Subjects' fees and expenses __

Reimbursen\ent to^p# f

meals and cost of running

experiments

Advance on Salary, to

Reimbursed 9/6/55)

TelephoneAudit Fee

$15,914. 89

693.00 16,607.89

4,249.98. 548. 31

'

11 . 00

161. 30

1,015. 05

235. 19

158.70185.84150.00 6,715.37

Total Cash Disbursements 23, 32:3. 26

Cash Balance - January 3, 1956 $ 4, 656. 02

iJ

• - -S t/O ft

MEMORANDUM RECEIPT‘

- -

Htssa

TO:

FROM:

SUBJECT:

4p-mI hereby acknowledge receipt of the following:

THG: AMOUNT OFK c.G L I '/c.^

DATE

iM ~• . r-

'

.

fc£CEiv*\>. " amgunt df .

ft

Please return.

ToTORJ4 NO.MAR 1949

.signed copy(ies) of this receipt

3s-es

RECEIPT

I hereby acknowledge receipt of check «KN-201315 dated 11 July 1955

r

Date

I 4

I

l

1

Cj 4)o-3t>

27 sxsmvm

i pcs*

VIA *

SUBJECT i

daisy ?mxoz i?ivisio3

TaS/Badpt'Cfflc&g-y

Project lEinmT^ibprojoct •40--

Iiifoi<?o 2,—AUdUSeat 5-2 502-10-301

,

1, Lr/oico 2;o, 2 for E>wbJrojoe-t 40 of IVojoct IlHiLTi'A.' -

*n attached. Till Qj invoice 1 a tho eao to bo *ailrd.tte&

vn^op Sut-orojoot 40, and whoa paid constitute' c a- -piste pay-

sent of tills reject. It is -«* •»*?

by tvo c^K;icr*s chocks

asouat of 5'26,006,67 cad the .

*'0v>v

checks should bo psy&oic to t;'-n vEllll^^HSRBBV^^HHKppPr-r- —Tiio ehccha should ho bent to unief, Uo»j/w,

2, tw ir.Yoicc-a-covcrla2-tMsAt!^iJpJ?-o^ 6:1c*1

®-!010

£41,600.00 Kid rcvirc^t^th^ bs saao^

radar this ^reject. it io r^iiesc^i, thoKaoro, Wi «®files on Subprojoct 40 bo closed. •• •

. ;

sio:^:Gcmi3_CVdsf.

,?SS/Chondcal iHvision

Aitaebn^atss

Invoice 4 Certifications re-c'EIVSIT li.-'H-,

biatrifcutionw

CHEGY^^mWxN ' TN E AMOUNT. OR Kc^^ 5''

0ri$ & 2 an

1 - TSSypASB^^^^gJ^Vtf^^’•iM"THE AMOUNT OR S

^

2 - TSS/GD r fc*c£ IV £ O. r-.-.-c

-. jm.> i :'J ,

/C’O

3-_ jJi'O /• -/O-^of

i•-•...- i

•Jk.

1

'r -A

For services

INVOICE NO. 2

27 June 1955

427,733.34

i

CSRTIFICATI0K3.

(l) It is hereby certified that this Is Invoice No. 2 applying

to Sttbnroject 40 of Project IKUEBiA, that porforamc© is *»txs-

factory, that the services oro being accomplished la accoruano©

vith natual agreements, that a detailed agenda of: th© p&yaeats

and receipts is on file in 'i'SS/CQ, that this bill is just ana

correct jnd that .payment thereof has not yet been mda.

DateSIDlSy GOTTLIEB

Chief, TSS/CD

(2) It is hereby' certified that this invoice applies to Sub-

project 40 under Project ISCOLlllA which vas duly approved ufld

that th<» n^ojoet is being carried out in accordance with tho

^aoread-ii dated 13 April 1953 froa tho PCI to tho, DIVA, and

tho extension of this authority in subsequent neaoranda. .

Datot

l

MEMORANDUM OF AGREEMENT

The purpose of this Memorandum of Agreement is to set forth themutual administrative responsibilities of the principal research in-vestigator and the sponsor. Therefore it is mutually agreed that.

V"A, The principal investigator shall submit to the sponsor oncea year an audit of expenditures of monies by a Certified Public Ac-countant and an informal summary statement of expenditures as of thesix-month point. It is expected that an annual sumary accountingwill be obtained pf^ funds furnished by the principal investigator^to

TospitaT/sfgncd byan ofliciaT "ol^tlTe or izationT

/B. The principal investigator shall, upon the completion of theprogram, retwn to the sponsor any unexpended funds that have been ad-vanced for the research program.

C, The investigator shall open and maintain a special bank accountfor receipt of all funds advanced by the sponsor. In addition to this,the investigator shall sign a Declaration of Trust on the special bankaccount.

// D. Title to permanent equipment purchased with funds furnished

to the principal investigator shall remain with the sponsor, exceptthat title to equiprae

— investigator to theicipalby the

Hospital shall be retained by those institutions in lieu of higher over-

head rates. Upon completion of the program the sponsor will instructthe investigator as to the method and mode of disposal of those items ofpermanent equipment to which the sponsor retains title.

//E. . Accounting for travel reimbursed by funds administered by the J0

^ shall conform with the practices flof that organization. Travel expenses paid from funds administered by Vthe principal investigator shall be documented and maintained on fileby the principal investigator for a period of two years from the dateof travel. Documentation shall be available for inspection by the sponsor

F. Technical reports on research progress will be submitted at'periods specified by the sponsor.

for the only benefit and advantage of —

>

(hereinafter called the "Owner"), who is vested with legal title to

the said property, and the feTsTo li?' ils'id ' by Be only for the

official business of, and in accordance with directions from, the

Owner, and I for myself and my executor’s, advdaistrsters and assigns

hereby covenant vith the Owner to relirnuisb. the said property to the

Owner, or to ary tMrd party desigtxated by the Cvnzv, aM in the event .

of say death such reouest shall ba considered to hare been eisde to me

prior to the date of my death and shall be binding upon my executors

or administrators and assigns without any further demand or acknow-

ledgment} provided that, pending final disposition or exhaustion of

the aforesaid property, I shall take all action that may be necessary

acd proper for prudent management, investment and control of such property

in accordance vith directions from the Owner.

i-f

For payaeut of services incurred in connection vit-h VZSlSRk

Subproject 40: 0 13,366.06

SIBiS'f G91TI.I53, C/TSS/CD

SIDJM .GOrTLIES, C/TSS/CD^

^

Date:

2 . it is hcreljy certified that this invoice applies to -

Suborojoet 40 under. Project ISUISBA vMeh was duly approved end

tha* rrolcct io fcoin^ carried out in accordance with too laerasranciisi,

dated 13 April 1933 frea DCI to the DD/^»^d tho extension -of

this authority la subsequent-Eeserai^ai----L-—

•

COTIFICi'riOIS

1 . It io hereby certified that ihi 3 i3 Invoice Kg. 1 apply

is? to Subproject 40 of Project iKObTSA, that pciiorfcasco was

oatlsfaetorv," that tho cervices were eccoAplishod in nccoronnca

with^Ea'Ual'asTccasnts, that a detailed sgeada of the plantscad receipts arc ou file ivTSS/CD* that this pxU io Just ana

correct* end that payment . thereof has not yet been raado.

Date:

I

*~mm

DownsraSefl to: CONflDENTIAlby authority of: 187475t'aio ; Juno 1977

E2 IKPDET; CL BY 187475

'

MEMORANDUM FOR THE RECORD

SUBJECT; Project MKULTRA, Subproject 40

DRAFT20 January 1955

1; Sutpro.lectJlOls^ being established' to finance theresearch of Dr •-^SmSSSSKSSHf11 the period 4 July 1955 tc4 July 1956. The project work will be carried out primarily at’

the" * " •

2 . The work under this subproject v/ill Include furtherclinical and .pharmacological studies of LSD and other potentialpsycho-chemicals, with emphasis on the latter . It will alsoinclude antidote and synergy experiments on these chemical -

materials.

3* This subproject is being activated at this time becausethe contractor requires a firm ccninutment in order to definitelyassure the necessary laboratory facilities’ and personnel for theproposed research. .

4»

t

-forJtbi^projec t-- .be disbursed by thefor cover purposes . The

total amount required for the contractor is $40,000, as indicatedthe attached cost bre^<do)m.__The 4^ service charge to the

—— is $1,600.00. Tnus thetotal amount allotted toithis investigation is $41,600.00.

Chemical Division, TSS

APPROVED:

Attachment:Proposal

APPROVED FOR OBLIGATION OF FUNDS:

EE I.Mt'BET ; CL BY 137475

December 27, 1954

I was very glad to have the" privilege of talking over with you the

possibility of continuing research next year. In accordance with our dis-

cussion, the proje ct would be s et up primarilyprovided that 1 c an make a firm commitment

kTTo r e~anyo'hV'eTs e gets the "space. I n addition, D r needs the

approval- of the executive committee which I believe should be routine since

a precedent has been set up during the pa st summer when normal subjects

were used.

As I visualize the project, the commercially important compounds .

will be studied about half of the research tinie with the rest of the timedevoted to antidote and synergy experiments on man as well as experimentson lov/er forms. This partition is necessary as we discussed to provide the

sanction required by all parties concerned and is contingent upon the following

budget’: ."

I. Salaries ~

A. Technical1 .

2 .

3.

PrincioaLInvestigator 8,5009,ooo

Assistant 4 ,500

B. .Secretarial

1. Secretary . 3,5002. Half-time secretary 2,000

C. Subjects

22,000

5,‘500

4,000

31,500

II. Expendable Supplies 3,500

III. Travel and Transportation 1,500

IV. Overhead 3,500

$40,000

WARNING NOTICE

SENSITIVE INTELLIGENCE

SOURCES AND METHODS INVOLVED

- 2 - \

l

This project is also contingent upon our obtaining all of the

equipment from The Hospital, seme of which

could be sold althoughthb r c s a! e value of theie items ls^mall . In accord

ance with our conversation I am planning to try to raise additional funds

from other sources as well as ^ an additional $15,000 can be

raised from other sources I believe that the study of industrially important

compounds can be increased appreciably so that 80 to 90 per cent of the

research time can be allocated to these compounds. .

i

At this time, although not directly connected with the foregoing,

but indirectly connected with the project as a whole, has been the cooperation

which I have received from^|^j|^jjf.- As you know, they have provided me wi^h

many compounds and have cooperated in many ways in facilitating the program

of the experiments. It has been a natural consjequence.of this cooperation^^

especially because of the claims which I have made witn their product( reprint

enclosed) that these threapeutic claims be broadened to include the use of_

their product in group therapy. The transcriptions of our data make it

appear that certain basic postulates of the useiof the drug in gr^up therapy

maybe obtained by screening the data. I had proposed tojJ^Mjgpf before your

expanded 1955-1956 project materialized and at a time when~T thought that no

project could be. plannedjthat^lriJJ) provide me with a psychologist interested

in group therapy to screen thi} data. Iknow on the basis of the conversation

here that you thought that perhaps this form of supj>or^jcQigM-UQ.t..t>.e. desirable.

However , I wonder if- it would be wise for me to refuse their support. I do

not believe that ithey would get any closer „to the project than they are mw^Asa matter of fact, the work”could be done here in my office and not at

Indeed, I had visualized having a psychologist doing it

ip hi s OTii home or office since thi s will be jus t screening verbatim transcripts

In view of our discussions pertaining to my position in the general field with

particular reference to the ease with which I cbuld participate in. the exhibits

(no clearance) I wonder if it would be wise for me to refuse funds for an

investigation of data away from.the Biological Laboratory designed^fecus

attention on therapy. .

*

Dr.

Meanwhile, I pri expecting to receive certain papers from yen for

providedand Mr.flHHVH provided you still feel that we should procede.

With be st personal regards and best New Year's greetings, I am.

Your s sincerely,.a*. _ *

cM. D.

P. S. Since writing this as you know, I am planning to see

also occurred to me that I could apply to the Public Health Seryfc

supplementary grant if.that is not contTa ‘indicated.

WARNING NOTICE

SENSITIVE INTELLIGENCE

SOURCES AND METHODS INVOLVED

20 1955

83fK»3DBf FOin CGSm>U£a :

pgi-mimi

EUBJSTfi

Fimiv& Division

lto&s%.mnJKB»S, S\5b>‘ro4@ct hO

lMar-i3ui:eu1&‘csrlt^ '&fsta\at&.-U\~thn l&acasasdu,. dstad .

•

13 Apcil 1053 ftqa tfeft 1)01 to tl=c fig/A, t*4 of iMs

etrtb<jrtiy la .**9 )<»'be^_a^|wov>e<ir

©ad $4l,£G0.<X> csf t&s.OYSF-sU Project itedftrfcdvo.bocft

«bii@g*fed to ‘cows*? the Gu^^ci‘6;(#wp8 cad oliculd 0>eocfc<a*$®d._

to AUolsasat, 5«2S02*10~001. :

SEK&7 ccTrrj^aChief

ChefodcaJL Division , TC3

APPStCVJa> C£hlh49iai 0? limes i

fczv&sxh Directed*

DatS:

Di3trl iAwl Ct'; S

Address^ - Orltf. & 2

I CCWIFY.TMT FUMOS AKE AVAILABLE:

.obligation «««,,,* „„ fe/((o -

CHARGE VO AU.OTf. ,

n,

-:v-.-,

_____ ? '9 ti":'••

- AofflofijziTlG^Pn'^K"*

. In our opinion, the accompanying statement of Cash Receipts

and Disbursements correctly sets forth, all transactions for the

fiscal year ended July 3, 1956 as well as the unexpended balance

on deposit as of July 3> 1956.

SUMMARY ST RSSi-EN

T

S

FOR THE FISCAL YEAR ENDED JULY 3. 1956

Unexpended Cash Balanc e - July 3 »1955

Accountsdforas fill]

9/16/55 ^gpflnal ap^T^i^rfsrmHiyear ended July 3, 1955

3/21/56return of unexpended mdTiie 5

Total as above

Cash ReceiptsJuly 25 ,

1955November 21, 1955February 21, 1956April 19, 1956

Total Cash Receipts

$10,544.56

2,723.93

7.820.53

10,000.0010,000.0010,000.0010 , 000 .00

40,000.00

Cash Disbursement s v

Transfer oL./unds to the (

Salary - Dr.Salaries to. OthersTechnical AidSuoplies PurchasedCo*st of Meals, Transportation and

other expenses provided for doctors

and subjects in connection withvarious experiments

TelephoneAudit Fee

23,100.798,499.961,573.60

405.00721.42

3,253.13405.15150.00

Total Cash Disbursements

Cash Balance - July 31, 1956

Note: On- -September 7, 1956, the unexpen

fo^tne ' fIscaT year ended July 3,

i3J .14,10

$ 1,335.90

CERTIFIED PUBLIC ACCOUNTANTS

January 21, 1958

Dear Sir:-

and bank statements relative

Stateme^^^^te^^nSRPi^^wamsburseinents for the final period

from July 4, 1958 to O'uly 3, 1957 •

Receipts and disbursements for this f^nd-itere maintained^ in .a

Special Account with theq

our opinion, tho accoifipstnying Sfcctfcoincnfc of Cnsh Rocoipts

and Disbursements correctly sets forth all transactions for the

fiscal year ended July 3, 1957 as well as the final disposition of

the unexpended funds.

Respectfully^ submitted

Certified Public ac

^R^TKTFIKAL fiscal yeai^med.vTJLY 3, 195JL —

ash Balance - July 3, *956Jnexpended Ca

year ended July* 3> 1956

; n s h. Re colp t 3 ^“iuigust j.4T'1956November 5 » 1956January 18, 1957

: April 3.8, 1957

Total Cash Receipts

• sh JDi sburs emenfcsUssier of thgi

- Salaries to others• technical Aid

' : iDDlies Purchased'

. "ost of meals, transportation and other

Expenses orovided for doctors and subjecto

in connection with various experiments

.'•elephone

. .uait Pee’ .2.1 Practice Insurance

Total Cash Disbursements

Unexpended Balance

10,000.0010,000.0010,000.0010,000.00

24,759.998,499.96

527- 16135.00386.85

3,482.20374.61300.00

0 counted for as foilow

j/i/'Sj Transfer”^?

11

1