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OGP London Summit 2013 – October 31st Fiscal Openness in Brazil: The Transparency Portal Jorge Hage Minister of State Office of the Comptroller General

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Page 1: OGP London Summit 2013 – October 31st Fiscal Openness in Brazil: The Transparency Portal Jorge Hage Minister of State Office of the Comptroller General
Page 2: OGP London Summit 2013 – October 31st Fiscal Openness in Brazil: The Transparency Portal Jorge Hage Minister of State Office of the Comptroller General

OGP London Summit 2013 – October 31st

Fiscal Openness in Brazil: The Transparency Portal

Jorge Hage Minister of State

Office of the Comptroller General of Brazil

Page 3: OGP London Summit 2013 – October 31st Fiscal Openness in Brazil: The Transparency Portal Jorge Hage Minister of State Office of the Comptroller General

2000 2004

Transparency Portal

Fiscal Responsibility Law

Eletronic reverse actions

2005

Regulation of the electronic bidding

system

2006

Transparency Portals of states and cities

2007

Mandatory Use of Federal Payment Cards

Federal Agreements Portal -SICONV

2008

National Debarment List

2009

1st Consocial

Not-for-Profit Entities Debarment List

Access to Information Law

Disclosure of Paychecks

2010

2011

Open Government Partnership –

1st OGP Country Action

Plan

World Cup and Olympics Transparency

Portals

Transparency in Brazil

2012

2003

Establishment of CGU

Transparency Law (Law nº 131/09)

2013

Open Government

Partnership – 2nd Country Action

Plan

“Brasil Tranparente”

Programm

Page 4: OGP London Summit 2013 – October 31st Fiscal Openness in Brazil: The Transparency Portal Jorge Hage Minister of State Office of the Comptroller General

Transparency PortalGovernment Expenditures and Transfers. Daily detailed updates.Access to recipients and beneficiaries

Expected and collected revenues. Daily updates. Organized by origin and type.

Values, objects and parties involved in the agreements

Debarment List of Companies, individual suppliers and non-for-profit entities

Status of public officials, distribution of positions and individual salaries

Expenditures

Revenues

Transfers Agreements

Public Officials

CEIS and CEPIM

Page 5: OGP London Summit 2013 – October 31st Fiscal Openness in Brazil: The Transparency Portal Jorge Hage Minister of State Office of the Comptroller General

Functions of the Transparency Portal

•Audit tool

•Incentive to social participation

•Citizen empowerment instrument

•Strengthening Public Management

•Corruption Prevention and Fighting

No passwordFree of charge

Accessible languageSimnplified navigation Open data

Reliable and updated information

Page 6: OGP London Summit 2013 – October 31st Fiscal Openness in Brazil: The Transparency Portal Jorge Hage Minister of State Office of the Comptroller General

Transparency Network

ServidoresTransparency Portal Public Officials Information

Punished companies

Expenditures: Daily updates

Revenues:Daily updates

Download of Consultations and Charts

Transfers by program or beneficiary

Specific Programs

2014 World Cup and 2016 Olympic Games

Federal Direct Expenditures

Page 7: OGP London Summit 2013 – October 31st Fiscal Openness in Brazil: The Transparency Portal Jorge Hage Minister of State Office of the Comptroller General

Transparency Portal in NumbersAmount displayed*

Total of visits in 2012 R$ 12,110 trillion

8,170,046Average Monthly Visits* 884,027

Increase in visits

*Through September 2013

Page 8: OGP London Summit 2013 – October 31st Fiscal Openness in Brazil: The Transparency Portal Jorge Hage Minister of State Office of the Comptroller General

Some answers you can get on the Portal

How much does the government spend in Education?

What was the revenue with taxes over imports/exports?

What did the Ministry of Health commit to pay today?

How many public servants work on that agency?

What was the amount transfered to my city last year?

How many suplliers have been suspended or debarred?

Page 9: OGP London Summit 2013 – October 31st Fiscal Openness in Brazil: The Transparency Portal Jorge Hage Minister of State Office of the Comptroller General

Daily informationTypes of queries

Filters

Detailed Information

Page 10: OGP London Summit 2013 – October 31st Fiscal Openness in Brazil: The Transparency Portal Jorge Hage Minister of State Office of the Comptroller General

Daily information – Details of each expense

Page 11: OGP London Summit 2013 – October 31st Fiscal Openness in Brazil: The Transparency Portal Jorge Hage Minister of State Office of the Comptroller General

Information on Public Officials

Information on Public Officials - Search by name, agency, position and functions

Registry of Expulsion Penalties

Page 12: OGP London Summit 2013 – October 31st Fiscal Openness in Brazil: The Transparency Portal Jorge Hage Minister of State Office of the Comptroller General

Information on Public Officials – Search by name

Names – Civilian and Military Personnel Public Agency

Page 13: OGP London Summit 2013 – October 31st Fiscal Openness in Brazil: The Transparency Portal Jorge Hage Minister of State Office of the Comptroller General

From 2004 to September 2013 4,555 expulsion penalties were applied to 3,850

federal officials

Registry of Expulsion Penalties

Page 14: OGP London Summit 2013 – October 31st Fiscal Openness in Brazil: The Transparency Portal Jorge Hage Minister of State Office of the Comptroller General

National Debarment List - CEIS

Company identificationAgency that sanctioned

Source of information

Type and periodof sanctions

Through September 2013

Companies: 5.220 sanctions applied to 3.725 empresas

Individual suppliers: 3.867 sanctions applied to 3.022 people

Page 15: OGP London Summit 2013 – October 31st Fiscal Openness in Brazil: The Transparency Portal Jorge Hage Minister of State Office of the Comptroller General

Not-for-Profit Entities Debarment List

Identification of the entity

3,971 debarred entities

Identification of the Public Body responsiblefor the sanction

Reason for the sanction

Page 16: OGP London Summit 2013 – October 31st Fiscal Openness in Brazil: The Transparency Portal Jorge Hage Minister of State Office of the Comptroller General

Allocation of Government Property

Location of asset Agency in charge Vacant or occupied

Page 17: OGP London Summit 2013 – October 31st Fiscal Openness in Brazil: The Transparency Portal Jorge Hage Minister of State Office of the Comptroller General

2014 World Cup

Information by city, activity and financial

agreement

Total Expenses Budgeted and

Executed

Page 18: OGP London Summit 2013 – October 31st Fiscal Openness in Brazil: The Transparency Portal Jorge Hage Minister of State Office of the Comptroller General

2016 Rio Olympic Games

Information by city themes and type of

investment

Page 19: OGP London Summit 2013 – October 31st Fiscal Openness in Brazil: The Transparency Portal Jorge Hage Minister of State Office of the Comptroller General

Other Tools

E-courses for citizens

Email - push system

Surveys

Frequently Asked Questions section

Hotline for reporting misconducts and crimes

Page 20: OGP London Summit 2013 – October 31st Fiscal Openness in Brazil: The Transparency Portal Jorge Hage Minister of State Office of the Comptroller General

[email protected] www.cgu.gov.br

OGP London Conference 2013

Jorge Hage Minister of State

head of the Office of the Comptroller General of Brazil

Visit the Transparency Portal

www.portaldatransparencia.gov.br

Page 21: OGP London Summit 2013 – October 31st Fiscal Openness in Brazil: The Transparency Portal Jorge Hage Minister of State Office of the Comptroller General

Ministry of PlanningFederal Budget Secretariat

Brazil & Fiscal Transparency

Oct, 2013; @ London , UK

Welles Matias de AbreuAssistant Federal Budget Secretary, Substitute

Page 22: OGP London Summit 2013 – October 31st Fiscal Openness in Brazil: The Transparency Portal Jorge Hage Minister of State Office of the Comptroller General

Ministry of PlanningFederal Budget Secretariat

Summary Brazilian Legislation Framework

What is GIFT?

Brazil & GIFT Results

Actual Brazilian Actions

Page 23: OGP London Summit 2013 – October 31st Fiscal Openness in Brazil: The Transparency Portal Jorge Hage Minister of State Office of the Comptroller General

Ministry of PlanningFederal Budget Secretariat

2000: Fiscal Responsibility Law Civil servants spending limits Government debts control (federal, states and municipalities) Public Sector´s Primary Results Stimulus for Fiscal transparency and participation

2011: Access to Public Information Law Promotion the accountability

Brazilian Legislation Framework

FreeInformationThe rule is “transparency” and

the exception is “secrecy”

Page 24: OGP London Summit 2013 – October 31st Fiscal Openness in Brazil: The Transparency Portal Jorge Hage Minister of State Office of the Comptroller General

GIFT

NPOs: IBP;

iScale

IOs: WB; FMI;

OCDE

Other: HP;

PEFA

Countries: Brazil;

Philippines; USA; UK

The Global Initiative for Fiscal Transparency (GIFT) is a multi-stakeholder action network working to advance and institutionalize global norms and significant, continuous improvements on fiscal transparency, participation, and accountability in countries around the world.

Mai

n St

akeh

olde

rs

Page 25: OGP London Summit 2013 – October 31st Fiscal Openness in Brazil: The Transparency Portal Jorge Hage Minister of State Office of the Comptroller General

Ministry of PlanningFederal Budget Secretariat

Brazil & GIFT Results Brazilian Fiscal Transparency Initiatives:

Fiscal Education; Citizen Budget; and Open Data Systems.

Main Brazilian Supported Actions @ GIFT: Promotion of Fiscal Transparency Initiatives; GIFT High level Principles; and GIFT UN Resolution.

Page 26: OGP London Summit 2013 – October 31st Fiscal Openness in Brazil: The Transparency Portal Jorge Hage Minister of State Office of the Comptroller General

Ministry of PlanningFederal Budget Secretariat

GIFT UN Resolution SUMMARY:

Recognize GIFT and its High-level Principles on Fiscal Transparency, Participation and Accountability (FTPA);

Encourages Member States to intensify efforts to enhance FTPA policies, including the promotion of discussions to advance on commons goals; and

Invites Member States and relevant United Nations institutions to promote cooperation and information-sharing among all stakeholders to assist Member States in building capacity and exchanging experiences.

(A/RES/67/218)

Page 27: OGP London Summit 2013 – October 31st Fiscal Openness in Brazil: The Transparency Portal Jorge Hage Minister of State Office of the Comptroller General

Ministry of PlanningFederal Budget Secretariat

Actual Brazilian Actions Realizing:

Improving and creating initiatives to promote fiscal transparency; and

Participation in events (8) to promote and share fiscal transparency policies.

To Realize: Special Event in UN about Fiscal Transparency

Focus on GIFT UN Resolution: Encouraging and Exchanging Fiscal Transparency Initiatives Feb, 2014; @ UN, New York (USA)

Page 28: OGP London Summit 2013 – October 31st Fiscal Openness in Brazil: The Transparency Portal Jorge Hage Minister of State Office of the Comptroller General

“Valuing Democracy”Development with Fiscal

Responsibility and Transparency

Thank You!Federal Budget Secretariat

Phone: +55 61 20202220

E-mail: [email protected]

+ Development+ Equality

+Participation

“a country for everyone”

“a rich country is a country without

misery”

Page 29: OGP London Summit 2013 – October 31st Fiscal Openness in Brazil: The Transparency Portal Jorge Hage Minister of State Office of the Comptroller General

Toward a People’s BudgetPhilippine Experience in the Pursuit of Fiscal Openness

Undersecretary Richard E. MoyaPhilippine Department of Budget & Management

Page 30: OGP London Summit 2013 – October 31st Fiscal Openness in Brazil: The Transparency Portal Jorge Hage Minister of State Office of the Comptroller General

Spending within means

Spending on the right priorities

Spending on measurable results

Philippine Budget Reform Agenda

Through transparent, accountable & participatory public expenditure management

Page 31: OGP London Summit 2013 – October 31st Fiscal Openness in Brazil: The Transparency Portal Jorge Hage Minister of State Office of the Comptroller General

Disclosure of Budget Information

All Departments must disclose approved budgets & reports, project details & status, contracts awarded, etc.

Compliance has improved to 17 of 22 Departments as of Dec ‘12, from 7 in July ’12.

Page 32: OGP London Summit 2013 – October 31st Fiscal Openness in Brazil: The Transparency Portal Jorge Hage Minister of State Office of the Comptroller General

Leveraging Technology for Transparency

Page 33: OGP London Summit 2013 – October 31st Fiscal Openness in Brazil: The Transparency Portal Jorge Hage Minister of State Office of the Comptroller General

Making the Budget Accessible to

Citizens

Page 34: OGP London Summit 2013 – October 31st Fiscal Openness in Brazil: The Transparency Portal Jorge Hage Minister of State Office of the Comptroller General

Making the Budget Accessible to Citizens

Page 35: OGP London Summit 2013 – October 31st Fiscal Openness in Brazil: The Transparency Portal Jorge Hage Minister of State Office of the Comptroller General

Principles for Constructive Engagement Transparency Accountability Integrity Inclusivity Partnership Consultation

and Empowerment

Respect for Internal Processes

Sustainability National

Interest

Page 36: OGP London Summit 2013 – October 31st Fiscal Openness in Brazil: The Transparency Portal Jorge Hage Minister of State Office of the Comptroller General

Agency-Civil Society Budget

Partnerships

18 agencies and GOCCs entered into BPAs in crafting the 2014 budget, from 6 in the pilot stage (during 2012 Budget preparation).

Budget Partnerships during the execution phase introduced.

Page 37: OGP London Summit 2013 – October 31st Fiscal Openness in Brazil: The Transparency Portal Jorge Hage Minister of State Office of the Comptroller General

Grassroots Participatory Budgeting

in 2014 Budget for local poverty reduction programs & projects developed with communities & CSOs in 1,226 cities & municipalities

P20.1 billion

(expansion from P8.3 billion for 595 cities & municipalities).

Page 38: OGP London Summit 2013 – October 31st Fiscal Openness in Brazil: The Transparency Portal Jorge Hage Minister of State Office of the Comptroller General

Deeply install reform measures in institutions

Reforms must lead to tangible benefits to

people

Leverage technology and

innovation

Strong constituency to support & demand for

reforms

Challenge: The Irreversibility of Reform

Page 39: OGP London Summit 2013 – October 31st Fiscal Openness in Brazil: The Transparency Portal Jorge Hage Minister of State Office of the Comptroller General

International Alliance for Fiscal Openness

Page 40: OGP London Summit 2013 – October 31st Fiscal Openness in Brazil: The Transparency Portal Jorge Hage Minister of State Office of the Comptroller General

Open Budgeting

Sanjay Pradhan Vice President for Change, Knowledge and Learning

The World Bank

Page 41: OGP London Summit 2013 – October 31st Fiscal Openness in Brazil: The Transparency Portal Jorge Hage Minister of State Office of the Comptroller General

Global Challenges Require an ‘Open’ Approach to Development

1.2 billion people live on less than

$1.25/ day

2.7 billion people live on between $1.25 and $4.00/

day

Openness can be

an accelera

tor

Page 42: OGP London Summit 2013 – October 31st Fiscal Openness in Brazil: The Transparency Portal Jorge Hage Minister of State Office of the Comptroller General

Stronger

Results

Disclosure

Citizen Participati

on

Multi-Stakeholde

rCollaborati

on

Page 43: OGP London Summit 2013 – October 31st Fiscal Openness in Brazil: The Transparency Portal Jorge Hage Minister of State Office of the Comptroller General

EMIS unit, Kampala, Uganda

Disclosure: BOOST

The Portal will feature data from

12 countries

Open Budgets Portal will feature

tools for data dissemination and

visualization

Analyzing and visualizing public

spending data

Page 44: OGP London Summit 2013 – October 31st Fiscal Openness in Brazil: The Transparency Portal Jorge Hage Minister of State Office of the Comptroller General

Citizen Participation:Mobile Enhanced Participatory Budgeting

SMS alerts citizens of participatory budgeting

sessions

Citizens vote via SMS

Voted decision is shared via SMS

Citizens help decide how the local budget is allocated

Page 45: OGP London Summit 2013 – October 31st Fiscal Openness in Brazil: The Transparency Portal Jorge Hage Minister of State Office of the Comptroller General

Civil Society Participation In Nepali Budget Monitoring

CSOs monitor effective implementation of social security allowance program.

Multi-stakeholder capacity building for collaborative budget monitoring

Page 47: OGP London Summit 2013 – October 31st Fiscal Openness in Brazil: The Transparency Portal Jorge Hage Minister of State Office of the Comptroller General

Building On and Scaling Up the Open Movement

Page 48: OGP London Summit 2013 – October 31st Fiscal Openness in Brazil: The Transparency Portal Jorge Hage Minister of State Office of the Comptroller General

Open Budgeting Ensures That Development Benefits All

Page 49: OGP London Summit 2013 – October 31st Fiscal Openness in Brazil: The Transparency Portal Jorge Hage Minister of State Office of the Comptroller General

Fiscal Openness Working Group

FOWGOctober 2013

Page 50: OGP London Summit 2013 – October 31st Fiscal Openness in Brazil: The Transparency Portal Jorge Hage Minister of State Office of the Comptroller General

FOWG Objectives50

Provide a platform for peer to peer sharing and learning among OGP members on FO,

Offer OGP members efficient and coordinated access to international good practices, tools, norms, assessments, and technical expertise on FO,

Support OGP members to implement their FO commitments, and develop even more ambitious FO goals and good practices including perhaps common/shared goals,

Motivate additional governments to become champions and models of FO.

Page 51: OGP London Summit 2013 – October 31st Fiscal Openness in Brazil: The Transparency Portal Jorge Hage Minister of State Office of the Comptroller General

FOWG Overview51

Over forty countries in the OGP have committed themselves to specific commitments on fiscal openness in a range of areas.

Opportunity for OGP Member Countries that have or will make additional or new commitments in the area of fiscal openness (FO).

The FOWG will be jointly coordinated by the OGP Support Unit and the multi-stakeholder Global Initiative for Fiscal Transparency (GIFT).